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The cinematic Muthos

Abstract

The Greek word muthos names the role of the viewer or the reader in the process of recognizing a given narrative form or structure. It constitutes an active work of composition, integration and synthesis of heterogeneous elements and the establishment of a dynamic identity to the story being presented. It consists also of a sort of “negotiation” between the expected and the unexpected elements of a narrative, the foreseeable and the unforeseen. Through it, the reader or spectator is able to sustain and calibrate a level of expectation that explains for much of the narrative tension and the fruition provided by it. Not everything is predictable and not everything is unpredictable. The narrative structure provides the viewer or reader with a number of macro and micro ranges of possibilities and, therefore, with the chance to discriminate between the congruity and the incongruity of any diegetic sequence (i.e., the occurrence of events or reactions within those ranges and those which fall outside them). Film theorists have introduced and developed several surveying devices that help us to better grasp how this muthos takes place in the case of film viewing as well as to realize the different levels, both diegetic and perceptual, in which this activity takes place. These devices are, for instance, the relation between point-glance and point-object focal perspectives, the relation between music and emotion, erotetic narrative, the narrative enthymeme and the relation between reading-for-the-story and reading-within-the system. The objective of this paper is to propose a panoramic and comparative view of these explanatory devices and to present and assess their common rationale. All of them describe the way films are basically constructed through complex and juxtaposed sequences consisting on the instauration of a given range of possibilities and the cropping out or selection of one of those possibilities. Another common feature lies on the way these devices attribute the viewer an active role in the extraction, elaboration and development of cinematic meaning. Film viewing appeals constantly to the memory and activates different common cognitive abilities in the spectator, namely, our common methods of decision-making. I shall expand this view by proposing other ways through which movies exert a controlled appeal to the spectators’ cognitive capabilities and to their collaboration in filling in the gaps. I shall assume the hypothesis that the spectator’s more or less conscious awareness of her active role in film viewing could lead her – as Ernst Gombrich suggested in the case of painting -“to experience something of the ‘thrill of making’ ” and thus contribute to the explanation of the power of contemporary movies.

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The cinematic Muthos

Author: Moura, Vítor
Publisher: Universidade do Porto. Faculdade de Letras (FLUP)
Year: 2006
Source: https://repositorium.uminho.pt/bitstreams/2183d7e5-7eed-4958-a698-8a23d613bd6b/download
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Ví o Mou a
The cinema ic Mu hos
1. In oduc ion
The G eek wo d mu hos names he ole o he iewe o he eade in he p ocess
o ecognizing a gi en na a i e o m o s uc u e. I cons i u es an ac i e wo k o
composi ion, in eg a ion and syn hesis o he e ogeneous elemen s and he es ablishmen
o a dynamic iden i y o he s o y being p esen ed1. I consis s also o a so o
“nego ia ion” be ween he expec ed and he unexpec ed elemen s o a na a i e, he
o eseeable and he un o eseen. Th ough i , he spec a o is able o sus ain and calib a e
a le el o expec a ion ha explains o much o he na a i e ension and he ui ion
p o ided by i . No e e y hing is p edic able and no e e y hing is unp edic able. The
na a i e s uc u e p o ides he iewe o eade wi h a numbe o mac o and mic o
anges o possibili ies and, he e o e, wi h he chance o disc imina e be ween he
cong ui y and he incong ui y o any diege ic sequence (i.e., he occu ence o e en s o
eac ions wi hin hose anges and hose which all ou side hem).
The ac i i y o making sense ou o a mani old o e y di e se uni s o meaning
(cha ac e s, emo ions, episodes, causal, spa ial and empo al ela ionships be ween
scenes, e c.) p oceeds h ough he a icula ion o all he e en s and inciden s wi hin he
o e a ching s o y, “which is uni ied and comple e”2.
Th oughou his philosophy o ilm, Noël Ca oll has in oduced and de eloped
se e al su eying de ices ha help us o be e ealize how his mu hos akes place in
he case o ilm iewing as well as o ealize he di e en le els, bo h diege ic and
1 C . P. Ricoeu , “Li e in Ques o Na a i e”, in Da id Wood (ed.), On Paul Ricoeu : Na a i e and
In e p e a ion, London: Rou ledge, 1991, p.20; c . D. Knigh , “A is o elians on Speed”, in Richa d Allen
and Mu ay Smi h (eds.), Film Theo y and Philosophy, Ox o d: Ox o d Uni e si y P ess, 1997, p.349.
2 Ricoeu , 199: 20.
2
pe cep ual, whe e his ac i i y akes place. These de ices a e he ela ion be ween poin -
glance and poin -objec ocal pe spec i es, he ela ion be ween music and emo ion,
e o e ic na a i e, he na a i e en hymeme and he ela ion be ween eading- o - he-
s o y and eading-wi hin- he sys em.
The objec i e o his pape is o p opose a pano amic and compa a i e iew o
hese explana o y de ices and o p esen and assess hei common a ionale. All o hem
desc ibe he way ilms a e basically cons uc ed h ough complex and jux aposed
sequences consis ing o he ins au a ion o a gi en ange o possibili ies and he
c opping ou o selec ion o one o hose possibili ies. Ano he common ea u e lies on
he way hese de ices a ibu e he iewe an ac i e ole in he ex ac ion, elabo a ion
and de elopmen o cinema ic meaning. Film iewing appeals cons an ly o he memo y
and o he ac i a ion o di e en cogni i e abili ies in he spec a o .
This in e ac ion and he spec a o ’s ac i e in e en ion a e no , o cou se, an
exclusi e o ilm. E ns Gomb ich, o ins ance, insis ed on he way a iewe s a e
cons an ly led o p ojec hei s o ed ocabula y o amilia g aphic o ms on o uzzy o
acciden al shapes. We enume a e he images we “ ead in o” clouds o in o he inkblo s
o a Ro schach es 3, submi ing hem o ou need o pe cep ual classi ica ion and ou
sense o in elligibili y. A has always elied on his in e ac ion be ween sugges ion and
p ojec ion, o “making” and “ma ching”4. Gio gio Vasa i p aised he “ ough and
un inished” bas- elie s sculp ed by Dona ello in one o he Singing Galle ies o he
Flo en ine ca hed al because “all hings which a e a emo ed (…) ha e mo e beau y
and g ea e o ce when hey a e a beau i ul ske ch han when hey a e inished”5. Thei
incomple eness “heigh ens he imagina ion” and in i es he iewe , so o speak, o inish
he wo k by ollowing he a is ’s sugges ion and by p ojec ing his isual schema a on o
3 E. Gomb ich, A and Illusion, P ince on: P ince on Uni e si y P ess, 1960.
4 C . Gomb ich, 1960: 186.
5 Quo ed by Gomb ich, 1960: 193.
3
he ough ske ch. Ou enjoymen o such pieces is deeply connec ed o he awa eness o
ou own cogni i e collabo a ion, namely, by “wa ching ou imagina ion come in o play,
ans o ming he medley o colo in o a inished image”. Leona do da Vinci’s adi ional
eluc ance o inish his wo ks was also linked o his awa eness o he powe o
“ma ching” in he app ehension o isual o ms. Acco ding o his pain e , he bes
me hod o “quickening he spi i o in en ion” would be o “look a ce ain walls
s ained wi h damp, o a s ones o une en colo ”6 and lea n how o “see in hem” “ he
likeness o di ine landscapes” o “ba les and s ange igu es in iolen ac ions” and
“exp essions o aces and clo hes”. The skil ul a is is hen able o inspi e he spec a o
he same p ojec ion o isual schema a. Lea ing he wo k wi h a su icien le el o
incomple eness and inde e minacy she allows he beholde “ o expe ience some hing o
he h ill o ‘making’ which had once been he p i ilege o he a is ”7.
In na a i e a s, and speci ically, in li e a u e o ilm, mo e han isual
schema a, he eade o spec a o is mos ly asked o ill in ime gaps. I we see ou
he oin ushing ou he o ice doo and hen suddenly we see he quie ly on he phone on
he couch a home, we don’ wo y abou he lack o in o ma ion ega ding ha ellipse.
A i uous w i e such as Aga ha Ch is ie could pe ec ly well play wi h he eade ’s
usual skill o ill in ellip ical gaps in h ille no els and ick he o assume much mo e
o much less han wha u ns ou o be he case. A classic example o his decei ed
“ma ching” is p esen ed in The Mu de o Roge Ack oyd whe e he na a o
consis en ly a oids supplying he eade wi h in o ma ion8. The ele ancy o ha
in o ma ion o e en he awa eness ha he e is a na a i e gap escapes he expe ienced
eade : she knows e y well how o ill in he gaps.
6 Quo ed by Gomb ich, 1960: 188.
7 Gomb ich, 1960: 202.
8 A ilmic example o he way spec a o s may be decei ed exac ly h ough he way hey ill in he
ellip ical gaps o e en ail o no ice he oddness o he cha ac e s in e ac ion in some scenes, is M. Nigh
Shyamalan’s The Six h Sense (1999).
4
Wa ching a mo ie, we a e pe ec ly able o ul il he elemen s ha pe mi a
smoo h ansi ion om one sho o he o he 9, no only assuming he means by which
ha spa ial ansi ion occu ed bu also jus i ying he cha ac e ’s change o disposi ion,
he di e en ligh o he new ou i . This pape shall conside o he ways h ough which
mo ies exe a con olled appeal o he spec a o s’ cogni i e capabili ies and o hei
collabo a ion in illing in he gaps. I shall assume he hypo hesis ha he spec a o ’s
mo e o less conscious awa eness o he ac i e ole in ilm iewing could lead he – as
Gomb ich sugges ed -“ o expe ience some hing o he ‘ h ill o making’ ” and hus
con ibu e o he explana ion o he powe o con empo a y mo ies.
2. The he meneu ic de ices
2.1. Visual
“Poin /glance” and “poin /objec ” a e e ms in oduced by Edwa d B anigan10 in
o de o desc ibe one o he simples conjunc ions o pe spec i es in ilm’s edi ing:
poin -o - iew-edi ing. The poin /glance is o a pe son looking, gene ally o an objec
si ua ed o -sc een, and he poin /objec sho is o wha e e ha pe son is looking a 11.
9 Cinema is a dis inc a o m since i po ai s ime by means o ime, i.e., “ he empo al p ope ies o
elemen s o he ep esen a ion se e o ep esen empo al p ope ies o he hings ep esen ed” (G.
Cu ie, Image and Mind, Camb idge: Camb idge Uni e si y P ess, 1995, p.96) and u he mo e because i
is “conce ned wi h he empo ali y o hings ep esen ed a he han wi h he empo ali y o ha which
ep esen s”. Mo ies ha e de eloped nume ous ways o ep esen ing he ela ion occu ing some ime
a e and spec a o s h oughou he wo ld ha e lea ned his ocabula y.
10 E. B anigan, Poin o View in he Cinema, New Yo k: Mou on, 1984, p.103.
11 The ela ion be ween he wo kinds o sho s was i s s udied by he Russian ilmmake Le Kulesho .
In 1919, he jux aposed sho s o a ious objec s (a bowl o soup, a smiling child, and a dead body) agains
iden ical a chi e clips o a amous ac o (I an Mozhukhin). Al hough he sho o he ac o emained
exac ly he same, iewe s el ha he sho s o he ac o con eyed di e en emo ions sugges ed by he
o he s imulus. He disco e ed wha was la e labelled as he Kulesho E ec : he men al endency o
iewe s o a emp o igu e ou how ilmed sho s i oge he , e en i he sho s a e o ally un ela ed. In his
amous in e iew wi h F ançois T u au , Al ed Hi chcock men ioned he impo ance he Kulesho
Expe imen had in his own wo k: “Hi chcock: “You see a close-up o he Russian ac o I an
Mousjoukine. This is immedia ely ollowed by a sho o a dead baby. Back o Mousjoukine again and you
ead compassion on his ace. Then you ake away he dead baby and you show a pla e o soup, and now,
when you go back o Mousjoukine, he looks hung y.”
5
In his cogni i is ic app oach o ilm heo y, Noël Ca oll uses his binomy wi hin he
wide p ojec o explaining he uni e sal mass-appeal o mo ies. His hesis is ha his
kind o edi ing cons i u es a “cinema ic elabo a ion o o dina y pe cep ual p ac ices”12
and a pe ec ehicle o communica ing emo ion. Fi s o all, i is a biologically
selec ed de ice: an adap i e beha iou o animals upon encoun e ing o he animals
consis s in he way hey end o ollow he o he animal’s glance un il hey each i s
a ge objec 13. Child en oo cha ac e is ically ollow hei mo he ’s glance o i s objec ,
and looking whe e an in e locu o is looking is a undamen al condi ion o e bal
communica ion. I is hus one o he mos basic and dissemina ed ways h ough which
we acqui e in o ma ion abou o he pe sons and he en i onmen .
Poin -o - iew edi ing mime izes his pe cep ual beha iou and he e o e
cons i u es i sel as a ep esen a ion o pe cep ion. I dele es he mo emen be ween
glancing a he “ iewe ” and a he iewed objec bu he spec a o quickly dis ega ds
ha “leap” since no mally “i is he endpoin s o he ac i i y, and no he space be ween,
ha command ou a en ion” (Ca oll, 1996: 128). I s unc ionali y de i es om he
a he economic way wi h which i manages o (a) ep esen bo h a glance and i s a ge -
objec , hus (b) supplying us wi h ele an in o ma ion ega ding he obse ed obse e ,
while (c) a he same ime i se es he pu pose o keeping ac i e he ilm’s diege ic
ne wo k o expec a ion / elaxa ion. In ac his expec a ion is wo old: i is bo h “ he
expec a ion ha a glance will be ollowed by i s a ge ” (Ca oll, 1996: 129), and he
es ablishmen o a mo e o less basic ange o possible emo ional exp essions igge ed
by he cha ac e ’s acial exp ession, he expec a ion ac i a ed by he need o ead ou
he co ec emo ion con ained wi hin ha ange and, inally, he p esen a ion o he
objec ha shall assis he spec a o in making ha il e ing. And since while in ol ed in
12 N. Ca oll, Theo izing he Mo ing Image, Camb idge: Camb idge Uni e si y P ess, 1996, p.127.
13 C . R. Go don, The S uc u e o Emo ions, Camb idge: Camb idge Uni e si y P ess, 1987. C . Ca oll,
1996: 127-128.

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his explica i e ac i i y, he spec a o is cons an ly epo ing a poin /objec sho back o
a p eceding poin /glance sho , she is in ac kni ing he na a i e in a succession o
saccades anging backwa ds and o wa ds ac oss he ilm. (This kni ing, as we shall
see, occu s in many mo e dimensions and he spec a o is o en called o ul il his ole.)
His o y o A is illed wi h examples o he way pa icula objec s se e he
pu pose o indi idua ing o de e mining he emo ional exp ession o hose a ec ed by
hem. Wi hou hem he e is “likely o be in he spec a o ’s mind unce ain y, agueness,
o ambigui y, abou he co esponding emo ion”14. The mo ies’ pa icula
cha ac e is ics allow ha he ul ilmen o his speci ica ion be done in a way much
close o ou “pe cep ual p o o ype”, i.e., in a consecu i e o diach onic way, i s
glancing a he “ acial ange” – he poin /glance sho ac ing as a “ ange inde ” (c .
Ca oll, 1996: 132) and hen conside ing he “ il e ing objec ” – he poin /objec ac ing
as “ ocuse ”. And while poin -o - iew edi ing dele es he pe cep ual pa hway be ween
bo h, i allows o he possibili y o playing wi h he p ope iming o ha “ e ela ion”.
A p ope de en ion o he spec a o on a poin /glance sho is impo an in o de o allow
he o quickly su ey he ange o he cha ac e ’s possible emo ional s a es, oscilla ing
be ween in e es and exci emen , enjoymen and joy, su p ise and s a le, dis ess and
anguish, ea and e o , e c (c . Ca oll, 1996: 130). A sho oo sho won’ ac i a e he
oscilla ion ha de i es om he need o an icipa e he cha ac e ’s exac eeling. Too
long a sho dispe ses ha concen a ion.
I , on he one hand, poin /objec sho s se e poin /glance sho s by ac ing as
ocuse s o emo ions, poin /glance sho s, on he o he hand, p o ide “a ough guide o
wha is salien , emo ionally speaking, in he poin /objec sho ” (Ca oll, 1996: 132). I
he poin /glance sho “ini ia es ou ecogni ion ha he cha ac e is disgus ed by wha he
14 R. Wollheim, Pain ing as A , P ince on: P ince on Uni e si y P ess, 1987, p.88.
7
sees” (Ca oll, 1996: 132) we’ll ind ou sel es ine i ably looking o he bloody kni e in
he opponen ’s hand, and no he pe ec i oning o his shi . Objec sho s ell us wha
we had been looking a ; glance sho s ell us wha we should look o nex . Bo h ha e he
abili y o elec wi h p ecision ele an elemen s om wi hin a ange o he e ogeneous
candida es (emo ions o s a es o a ai s). The e iden cha ac e o he ension be ween
hose salien elemen s and he disca ded ones p o ides a kind o sense o in elligibili y –
we a ain a dis inc concep ion o wha is going on - and he uni ica ion o he
spec a o s’ common expe ience.
2.2. Audio- isual
The e a e, o cou se, o he ways o igge ing in he spec a o his kind o
cogni i e ension and elaxa ion. When a sudden c y is hea d om ou side he scene and
he cha ac e s ush ou o see wha is going on, a numbe o possibili ies p omp in o
mind. The sc eam becomes a “ ange inde ”. The ollowing scenes a e d i en by he
need o speci y ha ange and elec one o i s possible explana ions. This c opping ou
wi hin a an o choices is also pa en in he case o “modi ying music” (Ca oll, 1996:
139-145). Non- ocal and non-p og amma ic music – in a way simila o he human
ace15 - a e exp essi e o “inexplici , ambiguous and b oad” (Ca oll, 1996: 141)
emo i e quali ies. “Filling in” he mo ie, music adds signi ican ly o he mo ie’s
emo ional densi y. I is able o igni e and sus ain a ce ain emo ional mode in a e y
economic way: joy, sadness, melancholy, e c. Akin o poin /glance sho s, i si ua es he
iewe inside a kind o emo ional pa adigm. Howe e , and also like poin /glance sho s,
15 The pa allel be ween musical and acial exp essions is a ecu en one. C ., o ins ance, Wi gens ein’s
Lec u es on Aes he ics: "I I say, ega ding a piece by Schube , ha i is melancholic i is as i I was
gi ing i a ace (I don' exp ess app o al o disapp o al). I could ins ead be using ges u es. In ac , i we
wan o be p ecise, we use ges u es o acial exp essions."
8
music is no pe se su icien o each he so o “emo i e explici ness”16 ha shall
sa is y he spec a o ’s need o diege ic in elligibili y. I awai s hen a e e ence o an
objec ha can supply his ocusing wi hin he ange. Simila ly o he unc ion a ibu ed
o poin /objec sho s, he mo ie’s ep esen a ional con en s ac as “indica o s” ha
na ow down he sco e’s “emo i e esonance” o a diege ically e icien le el. Joy
deli e s he bliss ul ge - oge he o wo lo e s, sadness is a icula ed in o loss, and
melancholy is ma ched by d i ing clouds on a Sep embe sky. Thus, he exp ession
“modi ying music” should be ead in a wo old way: music modi ies ilm and ilm
modi ies music. I also means ha his modi ica ion cons i u es a ecip ocal modula ion.
The jux aposi ion o he wo di e en symbolic sys ems is some imes e en aken o
se e i onic pu poses o o enhance he pa hos o a scene, such as when an emo ionally
o e -sa u a ed melody is sha ply con as ed by a scene ep esen ing some hing ha lies
comple ely ou side ha melody’s emo ional ange. Take, o ins ance, he scene in T ue
Romance (Tony Sco , 1993) whe e he cha ac e played by Dennis Hoppe is
ques ioned and hen killed. The soo hing music om Delibes’ Lakmé appea s p ima
acie qui e inadequa e. Bu i s i id con as wi h he imminen iolence enhances he
eeling o dis up ion and excess ha cha ac e izes he expec a ion o a sudden bu s . The
misma ch be ween ange and indica o adds o he spec a o ’s un es as a kind o
cogni i e supplemen o emula ion o he b u al disa angemen ha is being
ep esen ed. On he o he hand, he abili y o a icula e unexpec ed complexes o
musical modi ie s and s ic ly cinema ic indica o s has cons i u ed an impo an way
h ough which mo ie make s ha e en iched and inc eased he ancien a is ic li wi h
he ques ion o wha he p ope g amma o emo ions may consis in.
16 Pe e Ki y, quo ed in Ca oll, 1996: 141.
9
The e is ye ano he impo an unc ion sha ed bo h by poin -o - iew edi ing and
by modi ying music and ha is o lead he audience in he mos economic and
s aigh o wa d way ac oss he mo ie and “ o gua an ee ha he audience will ollow
he ac ion in he way he ilmmake deems app op ia e” (Ca oll, 1996: 144). Tha is
mos e icien ly done when he spec a o is gi en s a egic elemen s ha enable he o
ac i a e common cogni i e capabili ies. Mo eo e she is gi en he imp ession o being
able o cons uc , so o speak, he own e sion o he cinema ic na a i e, by
an icipa ing, connec ing a poin /objec scene wi h p eceding poin /glance sho s, o
choosing indica o s om he scene as he mos ele an ocuse s o i s music’s
exp essi eness ( o he , maybe i ’s no he cowboy ha ex ac s b a ado om he
musical sco e’s ene ge ic and dynamic quali ies; maybe i ’s he ho se, o he opening up
o he landscape, o he whip ha lashes unde he sun). And al hough his is done
unde a mo e o less elen less con ol assu ing ha he un u o ed spec a o will indeed
ollow he in ended pa h and ecognize each scene unde he aegis o he o e all desi ed
exp essi e quali y, I would a gue ha o a leas some mo ies he ela ionship be ween
modal elemen s (poin /glance o music) and hei ocuse s (poin /objec o isual
elemen s) is an inexhaus ible one. And ha oo would be help ul o unde s and why
some mo ies e ain hei powe e en a e nume ous consecu i e iewings. A guably, i
would also help o unde s and why, in spi e o ha igh con ol, “almos e e y
summa y s a emen o a mo ie (…) con ains one o mo e desc ip i e inaccu acies”17
and ha i shall always subsis a “lack o i be ween echnical desc ip ion [o mo ies]
and a phenomenological accoun o hem” (Ca ell, 1971: 12).
Depending on he spec a o ’s p e ious expe ience as a iewe , he emo ional
ange p oposed by a gi en poin /glance sho can be mo e o less wide o encompass a
17 S. Ca ell, The Wo ld Viewed, Camb idge: Ha a d Uni e si y P ess, 1971: XX.
16
making conjec u es abou wha ’s going o happen, and in he way she an icipa es e en s
and expe iences expec a ions ega ding he ul ilmen o hose p edic ions. Ca oll´s
examples show us how his is done in a-diege ically and how each s o y, no ma e how
s e eo ypical, p o ides i s own ac ion. None heless, as his quo ed hypo hesis sugges s,
we canno elimina e he ac ha he pleasu e con ained in his “sel - ewa ding cogni i e
ac i i y” (Ca oll, 1996: 235) also in ol es he awa eness o he ecu en o mulas o
he gen e. I is no ha we a e eading o iewing “compa a i ely”, as sugges ed by
Robe s, bu ha we a e cons an ly accompanied by a “sense o amilia i y wi h he
s o y- ype” (Ca oll, 1996: 232). Bu wha exac ly is he na u e o his amilia i y?
S essing his disag eemen wi h Robe s, Ca oll opposes he “simply lea ning o
knowing he de ails o he s o y” (Ca oll, 1996: 234) and he ansac ional alue we
de i e om he ac i i y o ac ually eading o iewing a s o y, de i ing sa is ac ion
om success ul p edic ions igni ed by he plo ’s in insic wis s and u ns, o ins ance.
I compa a i e “ eading-wi hin- he-sys em” is accep ed as he basic le el o engagemen
i seems o p eclude he chance o his ansac ional alue e e o be p oduced: o see
one is o ha e seen hem all. Ca oll a gues ha , al hough eading in a sys em is no
in equen , i does no cons i u e he basic mode o eading o iewing gene ic ic ion.
And his o wo main easons: a) mos iewe s a e “nei he ans no connoisseu s no
c i ics” (Ca oll, 1996: 231); b) and e en hese “some imes become abso bed in a
mys e y s o y (…) wi hou ha expe ience b inging o mind pa icula s o ies o he
same so ha [ hey] ha e al eady encoun e ed” (Ca oll, 1996: 231). Signi ican ly,
hough, he adds ha he ecogni ion “ ha his is a so o se -up wi h which we ha e
been con on ed be o e” (Ca oll, 1996: 232) also accompanies he eade ’s o iewe ’s
expe ience. We a e o assume hen ha he p esence o he gen e has o be a componen
o he “co e phenomenon” o basic mode o o mulaic iewing. O cou se, we can

17
engage on he basic ac i i y o “ eading o iewing o he plo ” wi hou any e e ence
o a gen e jus like we can ollow a o eign ilm wi hou any kind o amilia i y wi h he
coun y’s cul u al speci ici ies. Bu ha would emain an ex emely unca ed
expe ience pa icula ly in cases o gen es so dissemina e ha hey become pa o he se
o “cul u al commonplaces” ha sus ain he he o ical cha ac e o na a i e ilms25 and
aid he spec a o h oughou he ope a ion o “na a i e en hymeme” (Ca oll, 1996:
281) h ough which she makes sense o he ac ion. We don’ need o ask o he easons
o he P i a e In es iga o ’s misogyny a he beginning o a ilm noi . I is ce ainly due
o a complica ed lo e his o y, one ha he cu en case is se o sol e o agg a a e. I
“ eading- o - he-s o y” means he suspension o he e e ence o he gen e as a
signi ican componen o he na a i e en hymeme hen i seems ha he e is a
con adic ion be ween bo h ac i i ies. In any case, o de end ha “ eading o he plo ”
can be done wi hou e e ence o he gen e would commi us o elucida e he exac
componen s o ha se o common cul u al commonplaces as o sepa a e hem om any
o mulaic ea u e. Is his easible?
Take he case o a iewe who had ne e been exposed o gen e ic ion so as o
be able o ecognize any o i s ecu ing elemen s. S ill she knows she is going o wa ch
a mo ie. Based on ha she p esupposes a numbe o cha ac e is ics – namely, na a i e
ea u es – and she’s capable o ecalling hose cha ac e is ics whene e equi ed in he
p ocess o na a i e en hymeme. Film becomes he gen e as opposed o o he na a i e
gen es such as w i en ic ion. The cons i u ion o his “s uc u e o an icipa ion”26 is
25 C . Ca oll, 1996: 281: “Na a i e ilms may be hough o as he o ical, hen, in so a , as hey a e
s uc u ed o lead he audience o ill in ce ain ideas abou human conduc in he p ocess o ende ing he
s o y in elligible o hemsel es.”
26 Social psychologis s ha e always been in e es ed in he analysis o he unc ion o “s uc u es o
an icipa ion” in social in e ac ion. P ejudices, misconcep ions and clichés o m an essen ial componen o
he way human beings deal wi h unce ain y by enabling us o an icipa e o he people’s social beha iou
in pa icula ci cums ances. Whene e we a el o a o eign coun y i ’s ine i able ha we ac i a e a web
o p ejudices ha will assis us in dealing wi h he low o new in o ma ion. They cons i u e il a ion’s
de ices, cogni i e ools ha suppo ou social o ien a ion and a much needy e e ence basis. The new
18
ine i able and enables he ac i i y o eading o he plo . Ca oll´s solu ion o he
pa adox o junk ic ion seems o be looking o he beha iou o ha i gin iewe as
he basic co e o ic ion ollowing, ge ing o i in a kind o educ io by he suspension
o all e e ences o he gen e. Bu on he o he hand he acknowledges he impo ance o
he ecogni ion o p e ious se -ups analogous o he one we’ e conside ing now. To him
his ecogni ion is seconda y o “ eading o he plo ”. To me i is one o i s essen ial
componen s.
I seems he e o e ha he sys em is gi en he ole o a na a i e side-kick
assis ing he iewe ’s expe ience and in oked, whene e necessa y, in o de o supply
o key na a i e, hema ic and iconog aphical elemen s ha he p esen oken- ic ion
ei he complica es, assumes o sub e s – as is he case wi h The Mu de o Roge
Ack oyd. Bu does his cons an assis ance p o ided by he gen e’s ules necessa ily
en ail ha o “see one is o see hem all”? Debo ah Knigh 27 ema ked ha o hink in
his way ha spec a o s al eady know he s o y i hey know he gen e cha ges he
concep o knowing wi h an excessi e me aphysical bu den, as i all possible na a i es
we e al eady con ained wi hin he gen e and knowing he s o y- ype would ipso ac o
en ail he knowledge o i s okens. This would equi e ha “ o any gen e, he s o y- ype
is in a nea way sel -iden ical, ixed, p esc ibed, in a ian , and singula ” (Knigh , 1997:
348). Bu gen es a e no like ha . And specially, gen es a e no like ha when hey a e
used in he spec a o s’ mu hos. We need hen a weake e sion o “gen e”. Fa om he
image o s o y- ypes as immense wa ehouses o e en ual plo s o a canonized
in o ma ion is hen o ganized acco ding o he way i con i ms o nega es hose p ejudices. Acco dingly,
gen e should be ead as an impo an “s uc u e o an icipa ion” ha allows he eade o acknowledge
wha is new and wha is p edic able when she eads he plo . The shu le be ween gen e and wo k, hen,
emula es an impo an aspec o ou cogni i e and social beha iou , jus like he in e ac ion be ween
poin /glance and poin /objec sho s emula es o dina y pe cep ion. Thei powe lies on he way hey
ac i a e ou gene ic ecogni ion capabili ies.
27 Knigh , 1997: 348.
19
backg ound o no ms, Knigh p e e s o desc ibe hem as “ho izons o expec a ions”
(Knigh , 1997: 348).
The s o y- ype opens up a “ ange o possibili ies om which he pa icula ex
[o ilm] makes a selec ion” (Knigh , 1997: 348). Knigh ’s choice o wo ds in his
passage sugges s a way in which we could link he ela ionship be ween gen e and wo k
wi h he cogni i e de ices analysed abo e. The shu le be ween he gen e’s key ea u es
and he wo k’s speci ic plo is also a way h ough which spec a o s a e called o
cons uc he na a i e.
O dina y iewe s, howe e , employ an e en weake no ion o gen e. To hem
he gen e is no abou a speci ic se o na a i e ules, ecu en mo i s o cha ac e ypes
bu , i s o all, abou he p omise o a ce ain emo ional s a e. Simila ly o music o
poin /glance sho s, he gen e se s he emo i e modal dominan agains which he
pa icula wo k is o be unde s ood. Spec a o s going o see a een-slashe ho o mo ie
al eady an icipa e an emo ional ange ha he mo ie is se o ocus. Reade s o
Ha lequin no els pick up hei nex copy in he ai po gi shop wi h he exci emen o
a i s da e. Indeed a signi ican ac o ha leads audiences o mo ies ha de i e om a
epe i i e o mula has o do wi h he sea ch o ha pa icula emo ional s a e, one
which only ha kind o gen e is able o ansmi . Again, his doesn’ diminish he basic
cha ac e o “ iewing o he plo ”. Bu his oo akes place in pa allel wi h he
ac i a ion o an emo ional a mosphe e.
The s ic ly cogni i e pleasu e o ansac ional alue o an icipa ing puzzles and
solu ions and wa ch hem con i med canno be sepa a ed om he eeling wi h which
hose in e p e a ions and in e ences a e made. Since Ca oll is a guing in a ou o
s o y- ocus as he “mo e basic mode o eading [o iewing] junk ic ion” one should
hen y o in es iga e wha cons i u es a mo e basic mo i a ion o he eade : he
20
ollowing o he plo ou cou o he en y in o a pa icula emo ional en i onmen . To
my iew, howe e , bo h a e inex icable.
Also, i we de ia e a bi om an exclusi e a en ion o he cogni i e ac i i y o
co-cons uc ing a plo o acknowledge he impo ance o he pa icula emo ional s a e
ha de i es om ollowing a plo unde each speci ic gen e ( o ollow a h ille is no
he same hing as o ollow a lo e s o y) one is in a be e posi ion o unde s and in pa
why ce ain wo ks e ain hei seduc i e powe e en a e nume ous iewings. The
spec a o goes back o hem in o de o epea a pa icula emo ional mood, one ha is
insepa able om he way ha pa icula plo is cons uc ed. So much so ha ce ain
mo ies a e no in e changeable in o de o p oduce a ce ain emo ional e ec . (They
become, so o speak, a gen e in and o hemsel es ( hey become wha we call “cul
mo ies”).)
Pa icula wo ks cons i u e ways o esponding o he gen e’s agenda and i ’s
i ually impossible o pe cei e hem wi hou ha holis ic e e ence. Bu jus like he
way poin /objec sho s, o isual ack, o answe ing scenes, ac e oac i ely upon hei
coun e pa s, so oo he gen e is a ec ed and indeed e-cons uc ed in each eade o
iewe ’s mu hos by he ocus p o ided by he cu en wo k. I gen es a e no ixed and
immu able pa adigms de ined exclusi ely by epe i ions bu a e “also ma ked
undamen ally by di e ence, a ia ion and change”28 hen he e is some oom o suppo
he hypo hesis ha gen es oo a e being cons uc ed by he spec a o h oughou he
inc easing amilia i y wi h ce ain g oups o wo ks. Wa ching o eading ic ion, she is
no only co-cons uc ing he diege ic h ead - lashing back and o h, sel - ewa ding
he sel , e c. – bu co-cons uc ing he gen e as well. A guably, ha ’s one o he
a ac ions o junk ic ion. The eade o he iewe is cons an ly collec ing i ems ha
28 S. Neale, “Ques ions o Gen e”, in Sc een, 31: 1 (Sp ing 1990), 45-66, p.56.
21
will allow he o compose a sense o gen e ha will la e pa icipa e in he na a i e
en hymeme.
Ha ing a mo e o less a icula ed sense o gen e is pa icula ly no iceable when
we lis en o con e sa ions be ween a icionados. Bu i is also ex emely ele an in
aiding any iewe o en ision o an icipa e he ange o hings ha a e ap o happen
nex . This way, he shu le be ween gen e and wo k is nea ly linked o he e y s uc u e
o e o e ic na a i e. The gen e becomes a so o “ho izon o expec a ions o
expec a ions” meaning ha o possess a sense o gen e is an e icien way o ecognize
expec a ions a ising wi hin he mo ie i sel . The gen e becomes a necessa y condi ion
o he iden i ica ion o ques ioning scenes (i ells us wha ques ions o conside ) and
he p ope igni ion o diege ic expec a ion. Knowing be o ehand ha ampi es canno
ace dayligh one wonde s i (o when) he house’s au oma ic blinds could be ac i a ed
om ou side he mode n ampi e’s beach house.
Unless we a e commi ed o a Pla onic iew o he ela ionship be ween gen es
and wo ks, gen es don’ exis apa om hei o mula ions. The common ea u es
be ween wo examples o ilm noi don’ subsis ou side hose wo examples. Mo eo e ,
hey don’ subsis ou side he ac ha he spec a o is engaged in an icipa ing sense
wi hin a speci ic plo and ha ha ac i i y o an icipa ion esembles o he engagemen s.
No ice ha I’m sugges ing ha we a e led o compa e simila ac i i ies, no simila
s o ies; Ca oll’s assump ion ha “ eading- o - he-plo ” cons i u es he basic ac i i y in
ic ion eading o iewing emains ela i ely ue, albei wi h he p ope conside a ion
o he impo ance o he memo y o p e ious se -ups.
Thus, in a simila way o he case o he cinema ic de ices p esen ed be o e,
spec a o s a e engaged in a econs uc i e shu le be ween he awa eness o he “ amily

22
esemblances” 29 be ween he kind o hings hey a e doing in he pa icula ilm hey’ e
p esen ly wa ching and wha hey’ e done in o he ilms. Bu no icing amily
esemblances howe e does no commi us o he kind o basic compa a i e eading o
iewing ha Ca oll c i icizes in Robe s’ a gumen . Expe iencing he eeling ha we’ e
deal wi h some simila kind o na a i e sequence be o e doesn’ oblige us o, so o
speak, depa om his speci ic plo .
6. Conclusion: e lec i e equilib ium
In his A Theo y o Jus ice, John Rawls desc ibes he no ion o “ e lec i e
equilib ium” as a kind o shu le be ween he a ionally chosen p inciples o jus ice and
he ange o ou mos common and dissemina ed mo al and social in ui ions. This
cons i u es a mo emen o in e -accommoda ion be ween he anscenden al a i iciali y
o he p inciples and he mo e na u al o spon aneous cha ac e o hose in ui ions.
Th ough e lec i e equilib ium in ui ions a e ocused since he p inciples o jus ice
allow us “ o see ou objec i e a he dis ance” and he p inciples o jus ice acqui e
subs an ial and eal weigh by inco po a ing hemsel es and shaping up he ealm o
in ui ions30.
Simila ly o he p ocedu es we’ e been analysing, he e is a ange - he domain
o ou in ui ions – and a ocus – he p inciples o eedom, libe al equali y o
oppo uni ies and di e ence. Apa om o he conside a ions, Rawls conside s ha he
possibili y o engage on such an in e -ac ion is a way h ough which his model o jus ice
29 I’m using he e Wi gens ein’s concep o amily esemblance as subs i u e o simple iden i y. When we
ecognize he physiognomic esemblance be ween ela i es i is no so much he obse a ion o iden ical
acial ea u es bu he mix u e o iden i y and non-iden i y ha sus ains ha eeling. A mix u e o known
and unknown, a h ead o lose ib es, some o hem uni ing and some sepa a ing: “The s eng h o he
ope lies no in he ac ha he e is a single ib e h oughou i s en i e leng h, bu ha he e a e many
ib es on op o each o he s” (Wi gens ein, Philosophical In es iga ions, §67).
30 C . J. Rawls, A Theo y o Jus ice, Camb idge: Ha a d Uni e si y P ess, 1971, p.20.
23
as ai ness is capable o “gene a ing i s own suppo ” (Rawls, 1971: 138). When we
map he a p io i31 p inciples o he in ui ional ange, we end o inco po a e hose
p inciples in o he social basic s uc u e and ocus ou in ui ions acco dingly “acqui ing
he co esponden sense o jus ice” (Rawls, 1971: 122). The ac ha he p inciples o
jus ice comply wi h ou di used mo al in ui ions shows ha he o me we e an icipa ed
by he la e al hough in a aw and non- e lec i e manne .
I’d like o insis on he way Rawls shows how he e y ac i i y o his shu le
cons i u es a way by which jus ice as ai ness gene a es i s own suppo . By g an ing he
ci izen he possibili y o es ablish by he sel his e lec i e ac i i y, ocusing a ange and
ma e ializing a a ional ocus, his social and poli ical model p e ends o cons i u e a
mo e powe ul way o a ain poli ical commi men , consensus and consen since he
ci izen is mo e p one o accep he disposi ion o he social basic s uc u e as i i is a
p oduc o he own “choice” (ano he way o sha ing he “ h ill o making”…).
Rawls’ example enables us o isola e he ele ance o he cogni i e shu le as a
common ea u e h oughou all hese dimensions. Wha i ha commi men is gene a ed,
in pa a leas , by he e y engaging on a shu le, a cons an compa ison and e-
calib a ion o a di use a ay o unclea mo al and poli ical no ions by means o a
ocusing poin ha allows us o “see ou objec i e in he dis ance”? Wha is i abou
cogni i e shu les o his kind ha gene a e commi men (e.g., he poli ical commi men ,
o ou allegiance o mo ies)?
Films oo a e capable o “gene a ing hei own suppo ” and a inal hypo hesis is
ha some kind o e lec i e equilib ium also akes place whene e we a e led o balance
poin /glance and poin /objec sho s, music and isual ack, gen e and plo , o
31 The exac ex ension o his a p io i clause is de e mined by wha Rawls calls he “ eil o igno ance”
ha alls o e he ci izen making he en e he O iginal Posi ion whe e she emains wi hou knowing he
ac ual economic, social, sexual o poli ical s a u e. Unawa e o he speci ic ci cums ance, she’s obliged o
a end o all possibili ies.
24
ques ioning and answe ing scenes. Whene e he subjec is summoned o engage on he
ex ac ion o pa icula elemen s om a p oposed se , o o ocus ha se , o o
an icipa e e en s based on a se , o o acknowledge he connec ion be ween o he
elemen s o he se and he pa icula elemen s she is now conside ing, she becomes, so
o speak, au ho o he own expe ience and pa icipa es in he “ h ill o making” ha
cons i u es one o he a a a s o aes he ic expe ience. The pleasu e and aes he ic
commi men she expe iences is, o some signi ican ex en , de i ed om he ecogni ion
o he powe o he own cogni i e capabili ies.