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Is there a rise of the territorial dimension in the EU Cohesion Policy?

Abstract

This paper examines the role and importance of the territorial dimension of EU Cohesion Policy, during its five programming phases (1989‑2020), by relating this implementation process with several territorial elements, and by assessing their constant changes, namely in three main components and related elements: (i) the ‘policy strategy’ designed to include an integrated territorial perspective; (ii) the ‘policy impacts’ in territorial development and territorial cohesion, together with the use of territorial impact assessment procedures; and (iii) the focus on one or several ‘terri‑ torial scales’, specifically through the support to multilevel‑governance, territorial cooperation, and place‑based strategies. Paradoxically, despite the continuous attempts to detach EU Cohesion Policy from its initial goals of promoting a more cohesive Europe into a more neoliberalist paradigm type of ‘investment Policy’, our analysis showed that the territorial dimension is still very much anchored with this Policy, and even gaining importance in several territorial related elements, such as the support to territorial cooperation and governance processes, and the use of territorial impact assessment procedures.

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Is there a rise of the territorial dimension in the EU Cohesion Policy?

Author: Medeiros, Eduardo
Publisher: Universidade de Lisboa, Centro de Estudos Geográficos
Year: 2016
Source: https://repositorio.ulisboa.pt/bitstream/10451/35712/1/Medeiros%20Eduardo_2016.pdf
IS THERE A RISE OF THE TERRITORIAL DIMENSION
IN THE EU COHESION POLICY?
edua do Medei os1
ABSTRACT – his pape examines he ole and impo ance o he e i o ial
dimension o eU Cohesion Policy, du ing i s i e p og amming phases (1989 ‑2020), by
ela ing his implemen a ion p ocess wi h se e al e i o ial elemen s, and by assessing
hei cons an changes, namely in h ee main componen s and ela ed elemen s: (i) he
‘policy s a egy’ designed o include an in eg a ed e i o ial pe spec i e; (ii) he ‘policy
impac s’ in e i o ial de elopmen and e i o ial cohesion, oge he wi h he use o
e i o ial impac assessmen p ocedu es; and (iii) he ocus on one o se e al ‘ e i‑
o ial scales’, speci ically h ough he suppo o mul ile el ‑go e nance, e i o ial
coope a ion, and place ‑based s a egies. Pa adoxically, despi e he con inuous a emp s
o de ach eU Cohesion Policy om i s ini ial goals o p omo ing a mo e cohesi e
eu ope in o a mo e neolibe alis pa adigm ype o ‘in es men Policy’, ou analysis
showed ha he e i o ial dimension is s ill e y much ancho ed wi h his Policy, and
e en gaining impo ance in se e al e i o ial ela ed elemen s, such as he suppo o
e i o ial coope a ion and go e nance p ocesses, and he use o e i o ial impac
assessmen p ocedu es.
Keywo ds: e i o ial dimension; eU cohesion policy; e i o ial de elopmen ; e i‑
o ial coope a ion; e i o ial impac assessmen ; e i o ial cohesion.
RESUMO – se á que se e i ica um inc emen o da dimensão e i o ial na
Polí ica de Coesão da Ue? es e a igo analisa o papel e a impo ância da dimensão
e i o ial da Polí ica de Coesão da Ue, ao longo das suas cinco ases de p og amação
(1989 ‑2020), ao elaciona es e p ocesso de implemen ação com á ios elemen os e i o‑
iais, e ao a alia as suas cons an es mudanças, nomeadamen e em ês componen es
p incipais: (i) a ‘es a égia polí ica’ desenhada de modo a inclui uma pe spec i a e i o‑
ial in eg ada; (ii) os ‘impac os da polí ica’ no desen ol imen o e i o ial e na coesão
e i o ial, conjun amen e com a u ilização de me odologias de a aliação de impac os
ecebido: Janei o 2016. acei e: Ou ub o 2016.
1 Uni e sidade de Lisboa, ins i u o de Geog a ia e O denamen o do e i ó io (iGO ), Cen o de es udos Geog á icos
(CeG), edi ício iGO – ua B anca edmée Ma ques, 1600 ‑276, Lisboa, Po ugal. e ‑mail: emedei [email protected]
Finis e a, LI, 103, 2016, pp. 89 ‑112
doi: 10.18055/ inis7940
a igo
90 Edua do Medei os
e i o iais; e (iii) o oco numa ou á ias ‘escalas e i o iais’ especi icamen e a a és do
apoio a p ocessos de go e nança mul iní el, coope ação e i o ial, e es a égias de ac ua‑
ção localizada. Pa adoxalmen e, e apesa das sucessi as en a i as de dissocia a Polí ica de
Coesão da Ue dos seus objec i os iniciais de p omoção de uma eu opa mais coesa, no
sen ido de implemen ação de um pa adigma neolibe al de uma ‘polí ica de in es imen o’, a
nossa análise concluiu que a dimensão e i o ial es á ainda mui o anco ada a es a Polí ica,
es ando mesmo a ganha uma impo ância c escen e em á ios elemen os ma cadamen e
e i o iais, ais como o apoio a p ocessos de coope ação e go e nança e i o ial, e o uso
de p ocedimen os de a aliação de impac os e i o iais.
Pala as ‑Cha e: Dimensão e i o ial; polí ica de coesão da Ue; desen ol imen o
e i o ial; coope ação e i o ial; a aliação de impac os e i o iais; coesão e i o ial.
RÉSUMÉ – La dimension e i o iale es ‑elle c oissan e dans la Poli ique
isan à plus de Cohésion eu opéenne. Ce a icle examine le ôle e l’impo ance de
la dimension e i o iale de la poli ique de cohésion de l’Union eu opéenne au cou s de
ses cinq phases de p og amma ion (1989 ‑2020). On appo e ce p ocessus de mise en
œu e à plusieu s élémen s e i o iaux, e on é alue leu s changemen s cons an s, dans
ses ois p incipaux composan s: (i) la «s a égie poli ique» isan à inclu e une pe spec i e
e i o iale in ég ée; (ii) les «impac s des poli iques» su le dé eloppemen e i o ial e la
cohésion e i o iale, ainsi que l’u ilisa ion des p océdu es d’é alua ion de l’impac e i‑
o ial; e (iii) l’accen mis su une ou plusieu s «échelles e i o iales», no ammen pa le
sou ien à plusieu s ni eaux de gou e nance, pa la coopé a ion e i o iale, e pa des
s a égies localisées. Pa adoxalemen , malg é les en a i es épé ées de dé ache la poli ique
de cohésion de l’Ue de ses objec i s ini iaux de p omo ion d’ une eu ope plus cohé en e,
dans un ype de pa adigme plus néolibé al de «Poli ique d’in es issemen », no e analyse
mon e que la dimension e i o iale es enco e ès anc ée dans ce e poli ique, e gagne
même en impo ance dans plusieu s élémen s e con ex es e i o iaux, els que le sou ien
à la coopé a ion e i o iale e de gou e nance, e à l’u ilisa ion de p océdu es d’é alua ion
de l’impac e i o ial.
Mo s clés: Dimension e i o iale; la poli ique de cohésion de l’Ue; le dé eloppemen
e i o ial; la coopé a ion e i o iale; é alua ion de l’impac e i o ial; la cohésion e i‑
o iale.
i. in ODUC iOn
The e is a la ge body o li e a u e which discusses and illus a es he ope a ionaliza‑
ion and e ec s o eU Cohesion Policy (eCP) as a mains eam eU Policy (Molle, 2007),
as i has become an inc easingly impo an inancial ool o ‘mainly’ help eU lagging
egions. as i s name indica es, his Policy was gi en bi h (1988) wi h he main goal o
p omo ing a mo e cohesi e eU e i o y om a socioeconomic pe spec i e, ollowing he
in en ions exp essed in he single eu opean ac . indeed, while i s ‘ e i o ial dimension’
was always p esen in se e al elemen s, like he de ini ion o speci ic objec i es de o ed
91is he e a ise o he e i o ial dimension in he eU Cohesion Policy?
o he eU lagging egions, i was only a e signing he Lisbon ea y (2009) ha i s scope
was o mally b oadened by he inclusion o he e i o ial dimension o cohesion, along‑
side he social and economic dimensions.
This ecogni ion o a need o go beyond he social and economic dimensions in
designing, implemen ing, and e alua ing eCP inanced p og ammes, by ollowing a
mo e e i o ial, in eg a ed, and holis ic pe spec i e, was o en ollowed by a misleading
no ion o wha is, in ac , his ‘new’ e i o ial dimension, bo h by he scien i ic, he ins i‑
u ional, and poli ical communi ies. o he mos pa , he e is a endency o add he
‘en i onmen al dimension’ o he ‘social’ and he ‘economic’ dimensions o de elopmen
when ‘ hese communi ies’ men ion and analyse his e i o ial dimension, while neglec‑
ing c ucial ‘ e i o ial’ dimensions such as ‘spa ial planning’ and ‘ e i o ial go e nance’.
in sum his a icle con ibu es o his concep ual discussion on he e i o ial dimension
o policies and i s main esea ch ques ions a e he ollowing:
– Wha componen s should be aken in o conside a ion when analysing he e i o‑
ial dimension o policies?
– Wha has been he ole and e olu ion o he e i o ial dimension in eCP om i s
beginnings o he p esen ime, in i s main componen s?
The analy ical amewo k guiding he in es iga ion is i s se ou in he second sec‑
ion o he pape , which iden i ies he main e i o ial componen s and ela ed elemen s
associa ed wi h eCP. The ollowing sec ion b ings o he discussion he i s analysed
componen : he Policy s a egy. He e, a concise o e iew o he in luence o he eU spa‑
ial planning mains eam documen s on eCP is p o ided, alongside he cons an changes
o hese main s a egic Policy goals, inspi ed by successi e eU agendas and ea ies. The
ollowing sec ion seeks o in es iga e a second e i o ial eCP componen : Policy impac s.
in essence, his opic explo es he deg ee o eCP impac s on e i o ial de elopmen and
e i o ial cohesion in he eU Membe ‑s a es, as well as i s ole in suppo ing he use o
e i o ial impac assessmen ( ia) e alua ion p ocedu es. The nex sec ion is dedica ed
o examine he las main componen o ou p oposed me hodology o assessing he
e i o ial dimensions o policies: e i o ial scales. Mo e p ecisely, his opic p o ides
e idence on he impo ance o eCP in p omo ing e i o ial coope a ion and go e nance
p ocesses, be ween all e i o ial le els. inally, he las sec ion applies he p oposed
me hodology o assessing he e i o ializa ion deg ee o eCP, mos ly based in he
p e ious sec ion discussion.
Me hodologically, he esea ch was ca ied ou employing a con en analysis
app oach o se e al eU documen s, such as he Cohesion epo s, epo s ocusing on
eU e i o ial ends (esDP, e i o ial agendas, and esPOn a las), o he ela ed docu‑
men s which e alua e he implemen a ion o eCP, and a wide pool o a ailable li e a u e
on his policy. in he end, a ypology is p oposed o measu e he e i o ialisa ion deg ee
o eCP.
92
ii. UnCOVe inG He MeaDinG O He ‘ e i O iaL DiMensiOn’ O
POLiCies
The e is some awa eness ha he wo d ‘ e i o ial’ is gaining unp eceden ed usage
and ecogni ion wi hin he eU ins i u ions’, poli ical agenda and discou se. Howe e , i s
meaning is o en a om being s aigh o wa d. o one, his e m is associa ed wi h a
my iad o exp essions associa ed wi h eU policy in e en ions, such as: (i) e i o ial
de elopmen ; (ii) e i o ial cohesion; (iii) e i o ial capi al; (i ) e i o ial impac asses‑
smen ; ( ) e i o ial coope a ion; and ( i) he e i o ial dimension o policies. secondly,
his no ion closely mi o s he ‘mo e anglo ‑saxon e m’: spa ial. inally, he likelihood o
con using ‘ e i o ial’ wi h ‘ egional’ e m is o he cha s.
in his con ex , we s a his analysis by p esen ing a necessa ily simpli ied o e iew
o he meaning o he e m ‘ e i o ial’. He e, he enca a dic iona y is qui e clea in ela‑
ing i o ‘land o wa e owned o claimed by an en i y, especially a go e nmen ’ (enca a,
2009). This goes along wi h he idea exp essed by Pe e Hagge (2001, p.16) ha , “ om
he geog aphe ’s iewpoin he mos e iden e i o ial uni on he wo ld’s landscape is
he mode n na ion ‑s a e”. also, i is e iden ha his no ion ( e i o ial) de i es om he
wo d ‘ e i o y’, which comes om he La in e m ‘ e i ō ium’. This, in u n, uses he
no ions o ‘ e i’ (ea h) and ‘ o ium’ (belonging o) (Mo eno, 2002).
in his ein, and as Delaney (2009, p. 196) pu s i , e i o y is, gene ically, “a bounded,
meaning ul social space he ‘meanings’ o which implica e he ope a ion o social ela io‑
nal powe ”. ne e heless, he same au ho ecognizes ha he e a e “innume able o he
gene ic o ms and exp essions o e i o y”, many o which implica e go e nance p oces‑
ses, in se e al e i o ial scales. Likewise, he ela ed e m ‘ e i o iali y’ “is used in a
numbe o senses”, whils i di e s om he no ion o ‘ e i o y’, as his “ e e s o beha‑
iou s ela ed o he es ablishmen and de ence o e i o ies” (Delaney, 2009, p. 196), o
signi ies an “a emp o a ec , in luence, o con ol ac ions, in e ac ions, o access by
asse ing and a emp ing o en o ce con ol o e a speci ic geog aphic a ea” (sack, 1983).
ano he signi icance ound o his e m is, o example, he sense o belonging o a gi en
e i o y ( igal, 2015, p. 586), amongs many o he s (Luukkonen & Moilanen, 2012;
Ma in, hys, & Michael, 2004).
ega ding he in e connec ion be ween he no ions o ‘ e i o y’ and ‘space’, igal
(2015) ad ances a possible dis inc ion whe e he o me emb aces a dimension wi h spe‑
ci ic conno a ions, ela ed wi h he sense o belonging and ans o ma ion (in a way in
which socie ies a e capable o o ganizing hemsel es), while he la e no ion can be asso‑
cia ed wi h p o iding an in e p e i e cohesion o he in eg a ed knowledge o he ele‑
men s in which socie ies a e o ganized. in u n, based on se e al eadings, Luukkonen &
Moilanen (2012, p. 485), sus ain ha he e m ‘space’ has a mo e gene al meaning, and is
mos ly in e wined wi h ‘ e i o ies’. Bu , mo e impo an ly, hey a gue ha e i o y
“di e s om a egion in ha i s bounda ies and he esou ces he ein a e unde he con‑
ol o people”. a mo e elabo a ed iew on he no ions o ‘ egion’ and ‘space’ can be ound
in Goodwin (2013), which launches a discussion on he no ion o ‘ ela ional egion’.
Edua do Medei os
93
aken oge he , and al hough hey migh ha e di e en concep ual in e p e a ions,
all he abo e discussed no ions ( e i o ial, e i o y, space, and egion) sha e a common
ai , in he sense ha hey a e s ongly associa ed wi h ‘geog aphical analysis’. in ou
unde s anding hough, he bulk o scien i ic li e a u e does no always make a dis inc i e
di e en ia ion om he concep s o ‘space’ and ‘place’, and ‘ e i o y’. o ins ance, he
no ion o ‘spa ial planning’ is used in e y much he same way as he no ion o ‘ e i o ial
planning’. again, he no ion o ‘spa ial impac s’ is used wi h simila meaning as he no ion
o ‘ e i o ial impac s’. The di e ence he e is he ac ha he anglo ‑saxon p e e ence o
he e m ‘spa ial’ has led o a consis en use o his e m in mos o he exis ing ‘ e i o ial
ela ed analysis’, un il some eu opean Commission (eC) epo s s a ed o make use o
he e m ‘ e i o ial’ in a mo e equen manne . This is iewed by obe o Camagnii, as
a conques o he sou h o eu ope in he adop ion o he e m e i o y by he eU ins i u‑
ions.
alongside, and in ou unde s anding, he only signi ican di e ence be ween he
e ms ‘ e i o y‘ and ‘ egion’ is he ac ha a egional pe spec i e is, as he no ion implies,
speci ically dedica ed o he analysis o a ce ain o se e al egions. in o he wo ds, e i‑
o y is a mo e gene al geog aphic e m, which can co e se e al scales o analysis, such as
he u ban, he local, he egional, he na ional, and he eu opean le els. Unde his iew,
we could claim ha he e i o ial dimension o a gi en policy is associa ed wi h i s s a‑
egic guidance and ope a ional capaci y o p oduce de elopmen /cohesion impac s in
ce ain e i o y in all dimensions o e i o ial de elopmen , be ha land o /and wa e ,
managed by one o se e al en i ies o /and adminis a ion le els.
as p e iously s a ed, he e m ‘ e i o iali y’ which, acco ding o Ke in Cox, “has
come o see as he e y co e concep o poli ical geog aphy – e sus he appa en ly
g owing impo ance o ne wo k connec ions” ( an de Wus en, 2009, p. 326), can ha e
di e en meanings, depending on he esea ch hema ic ocus ( able i). Mo e p ecisely, as
Wa wick (2009, p. 32) pu s i , “ e i o iali y has an ex emely b oad in e p e a ion, om
he concep o place a achmen o social commi men o loca ion, (…). simila ly, e i‑
o iali y can be applied a a ange o scales, ela ing o speci ic si es o wide neigh‑
bo hoods”. Mo eo e , Paasi (1999, p. 73) eminds us ha “i is po en ous o no e ha he
meanings o so e eign y and e i o iali y a e also pe pe ually changing, implying ha
e i o iali y is no jus a s a ic, unchanging o m o beha iou o a s a e”.
in i s u n, e i o ialisa ion e e s o a p ocess o p oducing e i o iali ies, while i s
opposi e (De e i o ialisa ion) signi ies “undoing and/o emaking o pa icula e i o‑
iali ies” (Coleman, 2009, p. 255). ega ding his concep , iguei edo (2010, p. 11) ela es
i o he “design and implemen a ion o p og ammes and p ojec s wi h signi ican e i‑
o ial impac , and whose p io i ies o in e en ion a e de ined acco ding o s a egic
amewo ks ha ha e been o mula ed o he a ge e i o y, wi h he o mal o in o ‑
mal pa icipa ion o ins i u ions and playe s iden i ied o ha e i o y”. u he , he
same au ho adds ha “i is no enough o conside ha he in es men s o ac ions which
embody i ha e a signi ican e i o ial impac .
is he e a ise o he e i o ial dimension in he eU Cohesion Policy?

94
able i – examples o he meaning o e i o iali y and e i o ialisa ion.
Quad o I – Exemplos do signi icado de e i o ialidade e e i o ialização.
Te i o iali y Meaning Field o esea ch Sou ce
I e e s o any o m o beha iou displayed by indi iduals and g oups
seeking o es ablish, main ain, o de end speci ic bounded po ions o
space
Beha iou al
Geog aphy
(Gold, 2009)
I desc ibes a socially cons uc ed di ision o space ha is con olled by
some o m o au ho i y. A pe son, g oup, local economy, o s a e can
occupy e i o ies
Bo de s udies
(Was l ‑Wal e , 2009)
A Geog aphic dispe sion o p oduc ion and ma ke ing ne wo ks a he
na ional, egional, and global le els, comp ised o di e en sizes and
ypes
Commodi y
Chains
(Hassle , 2009)
The eeling o owne ship o a space by i s occupan s, wi h an associa ed
sense ha s ange s a e unwelcome. The concep o de ensible space
iden i ies e i o iali y as he abili y o he physical en i onmen o
c ea e iden i iable zones o in luence
De ensible space (Wa wick, 2009)
In e ms o e i o iali y and globaliza ion his means ha an
in e p e a ion o he impac o globaliza ion as c ea ing a space economy
ha ex ends beyond he egula o y capaci y o a single s a e is only
hal he s o y; he o he hal is ha hese cen al unc ions a e
disp opo iona ely concen a ed in he na ional e i o ies o he highly
de eloped coun ies
Globaliza ion
(sassen, 2000)
Te i o iali y and bounda ies may be p esen in social and cul u al
p ac ices in which powe is i ually in isible. This is ob ious in cases
such as legisla ion, geog aphy and his o y ex books in educa ion a lases,
songs, hymns o pledges, alues, no ms and i uals o na u alised images
o ex e nal h ea s and in he meanings o hese o he espec i e
iden i ies
Bounda ies (Paasi, 1999)
Ideas abou human e i o iali y ha e long been linked wi h he idea o
possession o land
Land (Howi , 1999)
The a emp o in luence o con ol people, nonhumans, phenomena,
and ela ionships by delimi ing and asse ing con ol o e a geog aphic
a ea called a e i o y
na ion (Pen ose, 2009)
Te i o iali y A s a egy used by indi iduals, g oups, o o ganiza ions o
exe cise powe o e space
Policing ( y e, 2009)
Te i o y e e s o a bounded geog aphic space wi h e i o iali y
e e ing o he a emp s o con ol ha space
Poli ical
Geog aphy
(s o ey, 2009)
Mobili y and e i o iali y also in e sec in he complex spa iali y o
powe ela ions in ol ed in egional de elopmen
egional
De elopmen
(Bæ enhold , 2009)
S a egy o classi ying, communica ing, and en o cing con ol o e space
used by indi iduals, g oups, and o ganiza ions
so e eign y (Coleman, 2009)
Te i o ializa ion Meaning Field o esea ch Sou ce
A e m ha unde sco es he poli ical cu ency o e i o y. I e e s o he
ways in which e i o y is bo h in es ed wi h poli ical signi icance and
mobilized (de ended, dema ca ed, s aked ou , e c.) wi hin powe
s uggles
sense o Belonging ( aylo , 2009)
The de elopmen o a hie a chy o u al e i o ial uni s usually
e lec ing landholding his o ies, o adminis a i e e iciency in he
mode n e a
u al a eas (Du y, 2009)
Edua do Medei os
95
a speci ic s a egy mus be in place ha is designed acco ding o he e i o y o wi h
i s pa icipa ion. a he e y leas i should be p epa ed on he basis o a (g ea e o lesse )
pa icipa o y o ecas o ha e i o y”. Pu simple, his au ho ela es he e i o ialisa‑
ion o policies wi h i s capaci y o design ailo ‑made s a egies o speci ic needs o a
gi en e i o y while equi ing he pa icipa ion o his e i o ial en i y.
in ou iew, howe e , alongside he policy goals and ela ed s a egic execu ion, he
e i o ialisa ion o a gi en policy depends on i s e ec s in p omo ing e i o ial de elo‑
pmen and/o e i o ial cohesion. inally, his policy has o a ge a speci ic e i o ial
scale ( om u ban o eu opean). in mo e de ail, we de ine he e i o ialisa ion o a gi en
policy as i s ‘capaci y o: (i) encompass he main dimensions o e i o ial de elopmen
( ig. 1); (ii) e ec i ely p omo e e i o ial de elopmen o cohesion (Medei os, 2016a),
and; (iii) a ge a speci ic e i o ial scale in i s s a egic in e en ion’. in simple e ms, and
ollowing om his a ionale, we p opose h ee di e en le els o policy e i o ialisa ion;
om high e i o ialisa ion capaci y o a low e i o ialisa ion capaci y ( ig. 1).
Le el o Te i o ial Dimension in a gi en Policy
1 – High Te i o ialisa ion:
– Clea ly ex ends i s ac ion in o he h ee pilla s o e i o ial de elopmen
– Clea ly encompasses he i e dimensions o e i o ial de elopmen
– Clea ly co e s one o mo e e i o ial scales
2 – A e age Te i o ialisa ion:
– I has a mode a e associa ion wi h he h ee pilla s o e i o ial de elopmen
– I mode a ely encompasses he i e dimensions o e i o ial de elopmen
– I co e s one o mo e e i o ial scales
3 – Low Te i o ialisa ion:
– I shows a low con ibu ion o he h ee pilla s o e i o ial de elopmen
– I has a low con ibu ion o he i e dimensions o e i o ial de elopmen
– I co e s one o mo e e i o ial scales
ig. 1 – The analy ical model o he e i o ial dimension o policies.
Fig. 1 – O modelo analí ico da dimensão e i o ial das polí icas.
is he e a ise o he e i o ial dimension in he eU Cohesion Policy?
96
iii. He e i O iaL DiMensiOn in eU COHesiOn POLiCY s a eGies
1. The in luence o EU spa ial planning mains eam documen s
i we classi y he ‘mode n’ phase o eCP wi h he beginning o he mul iannual p o‑
g amming pe iods, om 1989 onwa ds (eC, 2008), i is cu ious, a minimum, ha i ook
mo e han wo decades o include he e i o ial dimension o cohesion in he eU ea y,
by exp essing he goal o “p omo e economic, social and e i o ial cohesion, and solida‑
i y among Membe s a es” (eC, 2010b, p. 17). in mo e de ail, he a icle 174 exp esses
he desi e o p omo e an ha monious de elopmen o he eU, by s eng hening i s econo‑
mic, social, and e i o ial cohesion, and by educing dispa i ies be ween he le els o
de elopmen o he a ious egions and he backwa dness o he leas a ou ed egions
( u al a eas, a eas a ec ed by indus ial ansi ion, and egions which su e om se e e
and pe manen na u al o demog aphic handicaps such as he no he nmos egions
wi h e y low popula ion densi y and island, c oss ‑bo de and moun ain egions).
This long in e egnum migh sugges ha he ‘ e i o ial dimension’ was la gely
neglec ed by he eU poli ical agenda, o a long ime. Bu ha was no necessa ily he
case. a leas , his dimension was no ully se ‑aside. indeed, i we ela e he conce n o
his e i o ial dimension wi h he se e al eU a emp s o implemen ‘spa ial planning’
s a egies, hen we can conclude ha his dimension has been in he eU poli ical agenda
since 1983, wi h he elease o he eu opean egional/spa ial Planning Cha e (eC,
1983), a he 6 h session o he CeMa , in o emolinos. in he ollowing, and un il he
elease o he esDP (eC, 1999), he e i o ial dimension was included as an impo an
coo dina ing ac o o he eU sec o ial policies du ing he Jacques Delo s P esidency
(1985 ‑1995) ( e ão, 2010).
since hen, many o he epo s ocusing on he eU e i o ial analyses we e eleased
( able ii), while he Commi ee o spa ial De elopmen (1991) and he Commi ee o he
egions (1992) we e es ablished (Medei os, 2014a). alongside, and a e being in he
making o a ound six yea s, he esDP was eleased ( aludi, 2006). inally, he wo e ‑
i o ial agendas ( a, 2007; a, 2011) and he G een Pape on e i o ial Cohesion (eC,
2008b), main ained he deba e a ound he need o p omo e a mo e balanced and ha mo‑
nious de elopmen o he eU e i o y.
in he mean ime, he esPOn (eu opean spa ial Planning Obse a ion ne wo k)
P og amme, es ablished in 2002, ga e a majo boos o he e i o ial analysis o se e al
eU policies. amongs i s main achie emen s a e he p oduc ion o me hods, ools, and
echniques wi h he goal o assess e i o ial impac s and e ec s o eU inanced policies
(Medei os 2013a; 2014b; 2014c). ollowing om he abo e, he esPOn a Las, eleased
in 2013, p oduced an o e iew o he e i o ial Dimensions o he eu ope 2020 s a egy
(eC, 2010c), and concluded ha i is “essen ial ha policy ‑make s ake in o accoun he
speci ici ies o hei place, hei egion o ci y in he implemen a ion o policies con ibu ing
o he eu ope 2020 s a egy. no only by looking a he gene al sco ing o anking o indi‑
idual egions ela ed o he issues emb aced by eu ope 2020, bu also by unde s anding he
combina ion o all o hese and possible mu ual suppo ” (esPOn a Las, 2013, p. 65).
Edua do Medei os
97
able ii – Ch onological lis o mains eam epo s on eU e i o y.
Quad o II – Lis a c onológica da publicação de ela ó ios sob e o e i ó io da UE.
Repo /S udy Yea Re e ence
eu opean egional/spa ial Planning Cha e 1983 (eC, 1983)
eu ope 2000 1991 (eC, 1991)
eu ope 2000+ 1994 (eC, 1994)
esDP 1991 (eC, 1999)
e i o ial agenda 2007 ( a, 2007)
G een Pape on e i o ial Cohesion 2008 (eC, 2008a)
e i o ial agenda 2020 2011 ( a, 2011)
esPOn a Las 2007, 2013, 2014 (esPOn, a Las, 2007, 2013, 2014)
in sho , he eading o he men ioned eU epo s, which ocus on e i o ial plan‑
ning and e i o ial cohesion, leads us o conclude ha all o hem make a clea di e‑
en ia ion be ween u ban and u al a eas ( able iii), and ha he e is an inc easing
ocus on ce ain ‘ e i o ial analysis ela ed elemen s’ in he mo e ecen ones, such as:
(i) e i o ial cohesion; (ii) e i o ial polycen ici y; and (iii) e i o ial go e nance.
also, in all o hem he e is always a clea e e ence o he need o p omo e a mo e
balanced and ha monious e i o y, ollowing om he idea exp essed in he ea y
es ablishing he eu opean economic Communi y ( ome – 1957).
again, he esPOn P og amme s eng hened he knowledge o many o hese ‘ e i‑
o ial analy ic componen s’, such as he: (i) e i o ial polycen ici y; (ii) e i o ial impac
assessmen ; (iii) u ban ‑ u al ela ionship; (i ) demog aphic ends; ( ) anspo
ne wo ks; ( i) na u al haza ds and isks; ( ii) na u al and cul u al he i age; ( iii) u ban
sys em; (ix) e i o ial go e nance; (x) en i onmen al ends; (xi) socioeconomic ends;
(xii) u al a eas; (xiii) ma i ime a eas; (xi ) u u e e i o ial scena ios; (x ) land use
pa e n; (x i) knowledge and inno a ion, and many o he s.
2. EU Cohesion Policy in e en ion s a egies owa ds a mo e e i o ial and
in eg a ed app oach?
Unde s andably, policies a e no p oduced in a poli ical acuum. indeed, eCP suc‑
cessi e in e en ion s a egies we e la gely in luenced by he ‘époque p e ailing poli ical
and economic con ex ’. in sho , he 1980s was ma ked by a se ies o e en s ( he single
eu opean ac , he eU accession o G eece, spain and Po ugal, and he adop ion o he
single Ma ke p og amme) which igge ed a policy change owa ds a he goal o socio‑
economic cohesion. in eali y, o he mos pa , he educ ion o egional dispa i ies in
de elopmen has been he guiding p inciple o eCP since he onse , and his is a clea
e i o ial ela ed objec i e. Howe e , he “ini ial ocus on unemploymen , indus ial
econ e sion and he mode nisa ion o ag icul u e has b oadened o include dispa i ies
in inno a ion, educa ion le els, en i onmen al quali y and po e y, as e lec ed in he
di ision o unding be ween policy a eas. The p ocess o ein e p e ing de elopmen
is he e a ise o he e i o ial dimension in he eU Cohesion Policy?
104
ces’ is a di ec esul o he eCP suppo o he esPOn P og amme. as a consequence,
eU bodies and he espec i e policy e alua ion uni s a e mo e and mo e closely aligned
wi h he need o use mo e holis ic me hods o Policy impac e alua ion, as hey ecognize
he limi a ions posed by he use o mac o ‑econome ic e alua ion ools. in sum, hese
ends p esen an addi ional con ibu ion o eCP o b ing o he o e a e i o ial dimen‑
sion in he ield o Policy impac e alua ion.
V. He e i O iaL DiMensiOn in eU COHesiOn POLiCY in
enCOMPassinG aLL e i O iaL LeVeLs
1. EU Cohesion Policy impac s on Te i o ial Coope a ion
One c ucial way o assess he deg ee o Policy e i o ialisa ion is he po en ial capa‑
ci y o a gi en policy o engage in all ( om u ban o con inen al), o in a speci ic e i o‑
ial scale. in his ega d, he implemen a ion o eCP ollows he eU p inciple o subsidia‑
i y, which aims a de e mining he e i o ial le el o in e en ion which is mos ele an
in he a eas o compe ences sha ed be ween he eU and he eU Membe ‑s a es. u he ‑
mo e, he suppo gi en by eCP o egional Ope a ional P og ammes is illus a i e o i s
e i o ial dimensional cha ac e .
in addi ion, eCP has been he main d i e in p omo ing he implemen a ion o
‘ e i o ial Coope a ion’ p ocesses in he eu opean e i o y. These e i o ial expe i‑
men s, which can be de ined as p ocesses “o collabo a ion be ween di e en e i o ies
o spa ial loca ions” (Medei os, 2016d, p. 10), a e p obably he mos ele an e i o ial
ela ed elemen s associa ed wi h he implemen a ion o eCP. This impo ance can ake
se e al pe spec i es. o one, e i o ial coope a ion in ol es he ull scope o he
eU e i o y, h ough he ansna ional coope a ion p ocess ( o me in e eG
s and B). Bu he c oss ‑bo de coope a ion (in e eG s and a) is, by a , he mos
signi ican e i o ial coope a ion p ocess wi hin he eU, as he eU bo de egions
co e 60% o he eU e i o y (nU s 3), and mo e ha 40% he o al inhabi an s
(Medei os, 2010). in addi ion, and mo e ecen ly, his e i o ial coope a ion p ocess
has been aken in o ano he le el ollowing he implemen a ion o mac o ‑ egional s a‑
egies (Bal ic ‑sea egion, Danube, ad ia ic and ionian, and he alpine ‑Mac o egions)
(eC, 2013a).
as men ioned in he p e ious sec ion, eCP had a c ucial ole in suppo ing egional
de elopmen p ocesses in he eU, namely by inancing eU egional Ope a ional
P og ammes. i also goes wi hou saying ha a la ge pa o he inancial aid gi en o he
objec i e o e i o ial coope a ion ( o me in e eG), in he h ee s ands (c oss ‑bo de ,
ansna ional and in e egional coope a ion), had no only a key ole in educing he
ba ie s posed by he p esence o bo de s (Medei os, 2011), bu has also p o ided a s able
a ena o he eme gence o eu o ‑ egional and mac o ‑ egional en i ies all o e eu ope
Edua do Medei os

105
(Medei os 2013b; Pe kmann, 2003; Pe in, 2010), and mo e ecen ly, p o ided a s able
g ound o he es ablishmen o eu opean G oupings o e i o ial Coope a ion (eG C)
(De sousa, 2013; C , 2014).
2. EU Cohesion Policy and he place ‑based app oach
ano he c i ical e i o ial elemen o eCP is i s po en ial con ibu ion o ins il a
place ‑base na a i e, in i s implemen a ion, ollowing he sugges ions p esen ed in he
‘Ba ca epo ’ (Ba ca, 2009). in simple e ms, his place ‑based ision e o mula es he
key objec i e o eCP in o apping he unde ‑u ilized po en ial o all eU places (Mendez,
2013). Unde s andably, his na a i e has a clea e i o ial pe spec i e, and ecognizes
ha econome ic s udies do no o e any conclusi e gene al answe s on policy impac .
a he same ime, his app oach in ends o make use o eCP po en ial o ein o ce he
mul i ‑le el go e nance p ocesses, o explo e eU ‑wide ne wo ks o coope a ion, and o
dissemina e ope a ional expe iences (Ba ca, 2009).
Mo e gene ally, when i comes o he eu opean e i o ial in eg a ion p ocess,
a ailable li e a u e holds ha he e is a ce ain ambigui y in i s e ec on he egional
powe , since some imes i has posi i ely a ec ed empowe men p ocesses in ce ain
eU egions, while in o he cases i has suppo ed disempowe men p ocesses
(Bou ne, 2003). in his line o easoning, and acco ding o Bache and Jones (2000),
aking he UK and spanish case, eCP in luence on egional empowe men depends
on h ee main hings. in he i s place, is he Policy implemen a ion amewo k.
He e, he in oduc ion o he pa ne ship p inciple changed he oppo uni y o s uc‑
u e he egional pa icipa ion wi hin eCP. in second place is he egional capaci y o
ake ad an age o a ailable suppo om Policies. Unde s andably, his capaci y
a ies om egion o egion ( od íguez ‑Pose & Ga cilazo, 2015). inally, in hi d
place is he ype o e i o ial s uc u e o he s a e, and in pa icula he ela ion
be ween he cen al s a e and he di e en pe iphe ies. again he e, he eU e i o y
encompasses a my iad o comple ely di e en si ua ion cases (a ibas 2012; esPOn
2.3.2, 2006).
in he eyes o some, howe e , he a chi ec u e o eCP, which a ou s he implemen‑
a ion o a mul ile el ype o go e nance, leads o a gaining in luence o sub ‑na ional
s akeholde s ( aludi, 2010, p. 173). Likewise, he di ec and indi ec e ec s o his Policy
in s eng hening he e i o ial coope a ion p ocess, and in p omo ing sound e i o ial
go e nance p ocesses (Luukkonen & Moilanen, 2012), can ac as a ool o p omo e local
and egional empowe men , despi e he ac ha he eU is a “highly he e ogeneous space
in e ms o ins i u ional and go e nance issues, and in e ms o bo h he di e en na io‑
nal and egional modes”. Con e sely, Zaucha e al. (2014, p. 249) a gue ha “almos 20
yea s o in e go e nmen al coope a ion on e i o ial de elopmen among eU Membe
s a es has ba ely ein o ced mul iannual p og amming in ela ion o eU de elopmen
(cohesion) policy”.
is he e a ise o he e i o ial dimension in he eU Cohesion Policy?
106
Vi. is eU COHesiOn POLiCY an inC easinG e i O iaLiseD POLiCY?
Based on he p e ious analysis, he e a e se e al e idences which poin o he con‑
clusion ha , despi e ecen a emp s o change he ini ial cohesion pa adigm in o an
in es men /g ow h epi ome, he e i o ial dimension o eCP has been gaining g ound
h oughou he las couple o decades (1989 ‑2020). such a conclusion is suppo ed by a
ple ho a o a gumen s. amongs hem, is he c ucial ole o eCP in suppo ing all dimen‑
sions and componen s o e i o ial de elopmen , al hough wi h di e en in ensi y le els. in
o he wo ds, eCP has been, and con inues o be much mo e han a simple in es men ool
o economic g ow h, and while i s in luence di e s om coun y o coun y, he con inuous
inc ease o i s inancial package adds o i s g owing e i o ialisa ion in luence. in a simila
way, eCP has backed he ise o ia p ocedu es in policy impac e alua ion and also he
e i o ial e idence analysis h ough he inancing o he esPOn P og amme.
u he mo e, eCP implemen a ion s a egies ocus on p omo ing in eg a ed e i‑
o ial/placed ‑based app oaches, and e i o ial coope a ion p ocesses, ha e inc eased
o e ime. all o hese can be seen in each Membe ‑s a es’ Common s a egic ame‑
wo ks, whe e in es men s om he es , e D , o Cohesion und, inance mo e han one
p io i y axis o one o mo e Ope a ional P og ammes. simply pu , a p esen , ac ions
inanced by eCP may be ca ied ou by means o an in eg a ed e i o ial in es men (an
‘i i’), o os e a simila policy goal, o ins ance.
again, eCP has a ma ked e i o ial dimension i iewed as a ehicle which p omo es
one o all e i o ial le els, ia he: (i) applica ion o he subsidia i y p inciple; (ii) suppo
o c oss ‑bo de coope a ion p ocesses; (iii) suppo o place ‑based de elopmen s a egies;
and (i ) suppo o mul i ‑le el go e nance p ocesses. also, in he p esen p og amming
pe iod, he e is a speci ic ins umen which p omo es communi y ‑led local de elopmen
p ojec s, and ano he o inancing in eg a ed ac ions o sus ainable u ban de elopmen ,
bo h o which wi h a clea e i o ial scale in mind.
in his con ex , and i we apply he p oposed me hodology o assess he gene al le el
o e i o ialisa ion o eCP (1989 ‑2020), we can assume ha i has had, along i s li e cycle,
a high deg ee e i o ialisa ion, based on he ollowing gene ic conclusions:
– i is clea ha he in e en ions inanced by means o his Policy ouched all pilla s
o e i o ial de elopmen , as i no only p o ided solid g ound o weal h gene a‑
ion (mode niza ion and building o new accessibili ies, socioeconomic, and en i‑
onmen al ela ed in as uc u es, and suppo o he human capi al alo isa ion),
bu was also pi o al in e aining and dis ibu ing weal h by suppo ing job c ea‑
ion. One can, ob iously, ques ion he deg ee o he long ‑ e m in luence on he las
pilla , as many o he jobs c ea ed we e empo a y and ha dly well ‑paid;
– i is mo e han clea ha his Policy inanced p ojec s which can be associa ed wi h
all he dimensions o e i o ial de elopmen , despi e he ac ha hey we e mo e
concen a ed in p o iding suppo o business de elopmen , human capi al, in as‑
uc u e, esea ch and inno a ion, and en i onmen p o ec ion. e en so, e i o ial
Edua do Medei os
107
coope a ion and e i o ial go e nance p ocesses we e also imp o ed wi h a sha e
o eCP in es men s, as well as spa ial planning ela ed componen s, such as he
imp o emen o e i o ial connec i i y and a icula ion. as aludi (2010, p. 183)
pu s i , sound spa ial planning is i al o his Policy o ake in o accoun he mos
adequa e loca ions o i s in e en ions and he ela ed oppo uni ies and cons‑
ain s.
– The posi i e ole o eCP is also e iden and ele an in co e ing and impac ing
se e al e i o ial scales, om he u ban o he eu opean le els. in his pa icula
analy ic componen , he a en ion gi en by his policy o he egional le el was
pa icula ly s ong, mainly h ough he egional Ope a ional P og ammes. Bu
he e, he local le el was also widely suppo ed by speci ic ini ia i es as he Leade
Communi y ini ia i e, o ins ance. Mo eo e , se e al la ge scale in as uc u al
p og ammes had a clea na ional pe spec i e, and some imes e en a eu opean
dimension ( ansna ional anspo , ene gy, and coope a ion ne wo ks).
Vii. COnCLUsiOns
The simple ac ha eCP aims a achie ing a mo e cohesi e eU e i o y connec s i
wi h a clea ‘ e i o ial dimension’. o s a e o he wise is, in ou iew, o hinge on a sim‑
plis ic and ung ounded pe spec i e, which igno es he impo an ole o his Policy in
ein o cing he pilla s and main dimensions o e i o ial de elopmen , in all he admi‑
nis a i e le els o he eU. alongside, his Policy has had, h oughou i s almos 30 yea s
o implemen a ion, a c ucial ole in p o iding inancial suppo o sec o al policies wi h
a s ong e i o ial dimension ( anspo s, en i onmen , u ban eno a ion, esea ch and
inno a ion, and social policies), and in suppo ing e i o ial coope a ion and mul i ‑le el
go e nance p ocesses. u he mo e, he elabo a ion o na ional and egional in e en‑
ion s a egies, which a e necessa y o ha e access o he a ailable eU unds, oge he
wi h he obliga ion o es ablish moni o ing and e alua ion p ac ices wi h a e i o ial
pe spec i e, has led o a ise o he awa eness o he need o make use o ia echniques
o assess eU policies main impac s.
Mo eo e , he mul iplie e ec s o eCP in ‘ ouching’ se e al elemen s o he e i o‑
ial dimension a e ex ensi e o he academic communi y, and o he my iad o s akehol‑
de s in ol ed in he ope a ionaliza ion o eCP (esPOn CaDeC, 2014). Mo e p ecisely,
he academic communi y has been in ol ed in p o iding sound e i o ial knowledge on
he e ec s and impac s o he in es men s associa ed wi h his policy, namely wi h he
elabo a ion o epo s and s udies unde he auspices o he esPOn P og amme, and he
p og amme’s e alua ion epo s. u he mo e, he elease o he men ioned e i o ial
agendas, he G een Pape on e i o ial Cohesion, he esDP, and he scena ios o in e‑
g a ed e i o ial in es men s (eC, 2015), a e p oo o he awa eness o he need o p o‑
ide a mo e holis ic, comple e, in eg a ed and e i o ial pe spec i e, when implemen ing
eCP ela ed p og ammes.
is he e a ise o he e i o ial dimension in he eU Cohesion Policy?
108
all in all, and by making use o a me hodology which akes in o accoun he p esence
o se e al e i o ial ela ed elemen s in a gi en Policy, and mo e p ecisely hei close
ela ion wi h he Policy s a egic e i o ial in e en ion, po en ial e i o ial impac s,
and he e i o ial ocus on one o mo e e i o ial scales, we can conclude ha he e is a
s ong case o a gue ha eCP has a high le el o e i o ializa ion. no less undamen al o
his analysis is he c i ical ole ha his Policy has had in suppo ing he de elopmen o
sub ‑na ional adminis a i e scales, and in pa icula he egional le el, a leas in less
de elopmen eU coun ies. in his ega d, he claims which equi e he need o a mo e
place ‑based app oach o his Policy also un eil i s subs an ial e i o ial dimension. addi‑
ionally, he inc easing impo ance o he suppo p o ided h ough he inancial suppo
gi en o he e i o ial coope a ion goal o his Policy un olds a key e i o ial dimension,
as he main s and o his goal (c oss ‑bo de coope a ion) inancially speaking co e s
mo e han 60% o he eU e i o y. also, he ise o he mac o ‑ egional s a egies ( ou in
la e 2015), alongside wi h he cons an es ablishmen o he eu opean G oupings o e ‑
i o ial Coope a ion (55 in la e 2015), p o ides u he impe us o he ein o cemen o
e i o ial coope a ion ne wo ks wi hin he eU.
inally, ou own de ailed analysis on he main e i o ial impac s o eCP in se e al
eU Membe ‑s a es and egions, has e ealed he pi o al ole o his Policy in suppo ing
se e al pilla s o he e i o ial cohesion concep , and mainly in imp o ing social, econo‑
mic, and en i onmen al ela ed componen s in he in e en ion e i o ies, wi h pa icu‑
la emphasis on imp o ing he in a ‑s uc u al and he human capi al domains. Howe‑
e , and despi e he mul iple posi i e di ec and indi ec impac s p o oked by he
p og ammes inanced unde he auspices o his Policy, he goal o achie ing a mo e
cohesi e and balanced e i o y a he na ional le el, has no been a ained. On he con‑
a y, despi e a wide canaliza ion o inancial suppo o he less de eloped egions, he
la ge eU me opoli an a eas con inue o gain in hei o e all ela i e posi ion, in e ms
o hei socioeconomic and demog aphic a ac i eness.
o conclude, and ollowing om he abo e, we could see ha , despi e he cons an
e o ms and eshapes, which ha e been a emp ing o push eCP u he away om i s
ini ial goals as a cohesi e policy, in o a an in es men policy, i s e i o ial dimension is
widesp ead and subs an ial in all he analysed componen s. agains his backg ound, we
can a gue ha , in o de o ein o ce his e i o ial dimension, his Policy needs u he
ac ion om bo h he academic communi y and he in ol ed poli ical ac o s. The o me
a e esponsible o he con inua ion o e o s o highligh he need o be e unde s an‑
ding he e i o ial impac s o his Policy, and o design be e spa ial de elopmen s a‑
egies, wi h an in eg a ed e i o ial app oach, and which launch conc e e measu es o
achie e a mo e balanced, ha monious, and polycen ic u ban sys em wi hin he eU e ‑
i o y.
On hei pa , he la e (policy ‑make s) should be p o ided wi h be e e i o ial
analyses, and e alua ion epo s o he main e i o ial impac s o he eU Cohesion
Policy, in o de o make mo e a ional and in elligen decisions on he necessa y hema ic
concen a ion o he a ailable in es men s. also, he eU policy make s should be awa e
Edua do Medei os
109
ha ele an e i o ial impac assessmen p ocedu es equi e mo e han a simple p ess‑
‑o ‑a ‑bu on ges u e, and ha he analysed e i o ial dimensions o policies ex end he
economy ‑socie y ‑en i onmen iangle. Consequen ly, he in es men in imp o ing
a ailable s a is ical da a collec ion is o c ucial impo ance o be e unde s and he policy
causali ies in all dimensions o e i o ial de elopmen .
in he end, he analysis p esen ed in ends o p o oke an accele a ed deba e on he
u u e ends o he eCP, and o highligh he need o ake in o accoun and ein o ce i s
e i o ial dimension, and he consequen need o implemen he p oposals exp essed in
he e i o ial agenda, as a means o complemen he ‘ e i o ialess eU 2020 s a egy’.
Mo eo e , we expec ha he academic and poli ical discussion on he ‘ e i o ial dimen‑
sion’ o he eU Cohesion Policy leads o a wide awa eness on he impo ance o he
geog aphical analysis o polices, in o de o be e unde s and hei e i o ial impac s in
all he dimensions o e i o ial de elopmen .
aCKOWnLeDGeMen s
The au ho wishes o hank G aça ønning o he english e ision o he ex , and wo anonymous
e iewe s o he ex emely use ul commen s leading o a be e o ganiza ion o he a icle.
e e enCes
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ii accessibili y: anspo accessibili y, accessibili y o ene gy ne wo ks and e ‑connec i i y.
Edua do Medei os