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Normative controversies in the assessment of faculty in Mexican public Universities

Abstract

[EN] This paper analyzes recent changes in teacher assessment policies in higher education institutions in Mexico. Procedures for faculty assessment in a typical Mexican state University are analyzed with the purpose of generating insights helpful to construct a fair, pertinent and expedite assessment system. We review guidelines to assess teachers, specifically those with the purpose of keeping or firing the teacher, even after tenure is achieved. These new regulations are seen as a key policy to improve quality in higher education. However, implications to faculty moral, organization climate and conflict with existing labor laws have not been fully considered. It is argued that excessive federal and local regulations are, in fact, unable to ponder the complexities of academic life. We conclude that instead of more complicated regulations, focus on qualitative peer assessment should be considered as means of effective faculty assessment.

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Normative controversies in the assessment of faculty in Mexican public Universities

Author: Sánchez-Escobedo, Pedro,Canto-Herrera, Pedro
Publisher: Editorial Universitat Politècnica de València
Year: 2016
DOI: 10.4995/HEAD16.2015.2601
Source: https://riunet.upv.es/bitstream/10251/90956/1/2601-9745-1-PB.pdf
No ma i e con o e sies in he assessmen o acul y in Mexican
public uni e si ies
Sánchez-Escobedoa, Ped o An onio and Can o-He e a, Ped oa
aFacul ad de Educación, Uni e sidad Au ónoma de Yuca án, México.
Abs ac
This pape analyzes ecen changes in eache assessmen policies in highe
educa ion ins i u ions in Mexico. P ocedu es o acul y assessmen in a
ypical Mexican s a e Uni e si y a e analyzed wi h he pu pose o gene a ing
insigh s help ul o cons uc a ai , pe inen and expedi e assessmen sys em.
We e iew guidelines o assess eache s, speci ically hose wi h he pu pose
o keeping o i ing he eache , e en a e enu e is achie ed. These new
egula ions a e seen as a key policy o imp o e quali y in highe educa ion.
Howe e , implica ions o acul y mo al, o ganiza ion clima e and con lic
wi h exis ing labo laws ha e no been ully conside ed.
I is a gued ha excessi e ede al and local egula ions a e, in ac , unable o
ponde he complexi ies o academic li e.
We conclude ha ins ead o mo e complica ed egula ions, ocus on
quali a i e pee assessmen should be conside ed as means o e ec i e
acul y assessmen .
Keywo ds: Facul y assessmen , enu e.
2nd In e na ional Con e ence on Highe Educa ion Ad ances, HEAd’16
Uni e si a Poli `
ecnica de Val`
encia, Val`
encia, 2016
DOI: h p://dx.doi.o g/10.4995/HEAd16.2016.2601
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No ma i e con o e sies in he assessmen o acul y in Mexican public Uni e si ies
1. In oduc ion
Compe i i e uni e si ies a ound he wo ld o esee acul y assessmen as an e ec i e
s a egy o eaching quali y con ol and hey aim basically o p o ide eedback o he
eache and os e bes p ac ices.
In Mexico, assessmen o eaching in highe educa ion is ca ied ou since he ea ly 1970s.
In ecen yea s, i has become a cen al policy o p omo e quali y in educa ional se ices in
e e y le el o he educa ional sys em (A edondo, Pe ez-Ri e a, & Agui e-Lo a, 2006).
A miles one ega ding college eaching assessmen in Mexico was es ablished in 1991 by
he Na ional Council o e alua ion (CONAEVA), when a sys em o ecogni ion o
p oduc i i y and academic pe o mance was implemen ed in o de o p o ide inancial
suppo o hose Mexican academics ha olun a ily consen ed o pe iodical pee
assessmen .
This g an / ewa d sys em has become a ela i ely e ec i e s a egy o he encou agemen
o acul y assessmen and bonuses de i ed om posi i e e alua ion cons i u e a signi ican
po ion o he annual income o many college eache s in he public highe educa ion
sys em in Mexico. In some cases, he amoun is g ea e han he base sala y i sel .
In Mexican uni e si ies, he cul u e o e alua ion is eme ging; hus, he e is s ill suspicions
and igno ance abou he ules, egula ions and p inciples ha should sus ain he assessmen
p ocedu e. The jus ice, ele ance and use ulness o he assessmen o academics is o en
c i icized, mos ly by hose who do no ge posi i e esul s. Fu he mo e, many handbooks,
o icial publica ions and on line guidelines ail o be clea on how o e alua e speci ic
eaching cho es and esponsibili ies. Ac ually, he complexi ies o he academic p o ession
a e gene ally unde es ima ed.
In he wo ds o Rod iguez and Du and (2013), "... he academic p o ession ope a es
h ough a ious unc ions, pa icula ly a ound eaching and esea ch, bu also college
eache s ha e a ole in he dissemina ion o knowledge and in manage ial du ies; he pic u e
becomes e en mo e complex, when one conside s he di e ences be ween di e se
knowledge ields and p o essional domains " (p. 47).
The es ablishmen o assessmen sys ems in Mexican Uni e si ies has encoun e suspicion
and esis ance o eache s who se o wa d a ious ques ions ega ding c i e ia used and
me hodological issues.
Despi e g ea p og ess in he assessmen o academics in Mexican uni e si ies, his p ocess
is s ill impe ec and p esen s se e al p oblems. Fo example, exis ing desc ip ions o
delinea e academic esponsibili ies a e s ill insu icien and in many cases ambiguous.
Only he assessmen o p oduc i i y, la gely based upon publica ions, is a uni e sally
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Sánchez-Escobedo, P. A.; Can o-He e a, P.
accep ed c i e ion and i ma ks he pa hway o access he p es igious os e o na ional
esea che s in Mexico.
To u he complica e his ma e , in many o he s a e public uni e si ies, assessmen o
academics is wo old. As an in e nal p ocess, Mexican uni e si ies ca y opposi ion exams
o hi ing, enu e, p omo ion and e en pe manence. As an ex e nal p ocess, hey unde go
assessmen by ede al agencies such as El p og ama pa a el mejo amien o docen e, he
na ional eache implemen a ion p og am (PRODEP) and he na ional sys em o esea che s
(SNI). Many schola s ha e a gued ha assessmen is epe i i e and ha he same e idence
should be p esen ed o di e en simila assessmen p og ams as u he analyzed in he
ollowing sec ion.
In gene al, he e a e h ee majo conce ns ega ding he e alua ion o Uni e si y P o esso s.
The i s , ela es o cos -bene i issues. P o esso s a e assessed a ious imes by di e en
au ho i ies which e iew he same submi ed e idence wi h simila c i e ia o he di e en
pu poses. This makes assessmen complica ed, epe i i e and expensi e.
The second conce n e e s o he absence o e alua ion pa ame e s ha a e accep ed by he
eache s hemsel es. This p omo es ejec ion o many ins i u ional assessmen p ocedu es
and in many ins ances his p ocess elici suspicion wi h ega d o he consequences o
ou comes.
The hi d conce n ela es o he lack o adap abili y and speci ici y o he assessmen
p ocess ha ail o include a ia ions o ield o s udy, con ex ual ac o s and egional
demands.
2. Case s udy
This The discussion in his a icle is based on da a de i ed om a case s udy ca ied ou in
a ypical Mexican s a e Uni e si y in he Sou h eas o he coun y.
A ocus g oup wi h acul y om he college o educa ion, all expe s in educa ional
assessmen and eaching, analyzed and discussed he egula ion and no ms o acul y
assessmen , in pa icula he new in e nal egula ions ega ding enu ed p o esso s.
In 2012, his ins i u ion became one o he i s public Mexican uni e si ies o implemen a
“law o pe manence”, ha equi es eache s wi h enu e o be assessed e e y h ee yea s. In
spi e o he ac ha enu ed acul y has been hi ed a e winning an opposi ion exam and
su i ed a ial pe iod o “pe iodo de es abilidad” o 2 yea s.
This new egula ion p o ides a one chance o enu ed p o esso s o implemen
ecommenda ions, i he eache s is ound no o mee ins i u ional demands, be o e " he
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No ma i e con o e sies in he assessmen o acul y in Mexican public Uni e si ies
conduci e legal pu poses" (a icle 116, pa ag aph g, o he ules o he academic s a o he
UADY, 2013).
3. Resul s
As a esul o his, a discussion o h ee majo hemes eme ged om he ocus g oup: he
di e en ial eaching oles, cu en Mexican labo legisla ion and ins i u ional egula ions
ha unde line his p ocess. These opics will be u he analyzed in he ollowing sec ions.
3.1. Roles o a Uni e si y P o esso
Facul y esponsibili ies in Mexican Uni e si ies a e delimi ed by hi ing condi ions and by
di e en ial ac i i ies demanded in he a ious ields o knowledge. Fo ins ance, eache s
in he heal h ield a e expec ed o spend ime in clinical some social sciences acul y seldom
lea e he campus,
In he uni e si y unde s udy, Zapa a (1999) demons a ed he exis ence o di e en ial oles
in p o esso s in heal h sciences, equi ing di e en assessmen c i e ia o each: 1)
class oom eache , 2) ins uc o o clinical p ac ice, 3) adminis a i e du ies 4) labo a o y
p ac ices, and 5) p ac icum supe iso . Zapa a a gued ha he c i e ia o e alua e each one
o hese oles should be consis en wi h hei di e en ial ac i i ies and esponsibili ies.
These oles a e no mu ually exclusi e, and hei pe o mance depends on he ype o
appoin men assigned by he au ho i y, he ield o knowledge, ins i u ional demands and
e en seasonal e en s. Mos schola s exe cise all hese oles a some poin . Facul y
assessmen should conside he di e en ial oles, and he deg ee o which hey a e equi ed
in each p o esso .
3.2 Mexican labo legisla ion
A majo a gumen agains assessing enu ed p o esso s ises when he labo Mexican
ede al law is e iewed in e ms o condi ions es ablished in he law o i e a wo ke . I is
unlikely ha a me e academic assessmen may se legal g ounds o i ing a enu ed
p o esso since chap e 47 o his law s a es ha a wo ke can be i ed only when jus i ied
cause exis s, and posi s he ollowing examples: When he wo ke a) p esen s alse
ce i ica es o e e ences, b) shows lack o p obi y o hones y, ac s o iolence, ein s,
inju ies e c., c) cause in en ionally ma e ial damages du ing he pe o mance o asks, d)
pe o ms immo al ac s o ha assmen e c. These ew examples gi e he eade an idea o he
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Sánchez-Escobedo, P. A.; Can o-He e a, P.
so o beha io s ha he Fede al law conside s o be “jus i ied cause” o he wo ke s
emo al.
No e, ha none o he p e ious examples a e simila o he concep o “pe o mance below
expec ed s anda ds o excellence” a gued by Uni e si y au ho i ies. Thus, assessmen o
pe manence o enu ed p o esso may be agains ede al Mexican labo law.
3.3 Uni e si y Regula ions
New egula ions app o ed 2013 es ablished he possibili y o assess enu ed p o esso s.
A icle 53, o he Uni e si y’s´ no ma i e code is ansla ed as ollows:
The pe manence o he academic s a shall con inue p o ided ha i complies wi h he
unc ions and du ies laid down in his egula ion o he classi ica ion and ca ego y ha se
by his/he appoin men .
And, in a icle 116 i is s a ed: The pe manence o he academic s a will be examined by
he Commi ee o p omo ion and enu e o each academic uni e e y h ee yea s.
Howe e , in he same egula ion, a icle 54bis i is asse ed ha assessmen o acul y
pe o mance is o de ec a eas o oppo uni y o s eng hening he unc ions and academic
imp o emen o eache s as undamen al pu pose.
This is an oxymo on: ei he assessmen is ca ied ou in a o ma i e ashion o p o ide
eedback o he eache , o i has legal and labo consequences in a summa i e ashion.
Bo h app oaches canno co-exis in a same p ocedu e.
4. Conclusions
I is clea ha he e is con usion ega ding when assessmen o acul y should be o ma i e,
o pu poses o imp o ing eaching p ac ices o summa i e in o de o make decisions
conce ning wo king condi ions. Thus, hese wo p ocesses should no be mixed since he
pu poses o each one o hem a e di e en and i would be un ai o use hem
in e changeably.
I is also clea , ha egula ion o acul y assessmen should conside con ex ual, con ac ual
and legal aspec s, which ha e no been ully explo ed.
Pe haps, he majo conce n iden i ied in his s udy is he excessi e egula ion om bo h
ede al, s a e and ins i u ional au ho i ies ega ding acul y’s pe o mance. Mo e basic
pee -based assessmen p ocedu es ha eely and quali a i ely assess acul y’s p oduc i i y
and pe o mance ha e p o en in many coun y e ec i e. Pee s a e usually om he same
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No ma i e con o e sies in he assessmen o acul y in Mexican public Uni e si ies
ield o knowledge, hey a e acquain ed wi h ins i u ional and ex e nal condi ions and hey
a e all in ol ed in depa men al planning and he es ablishmen o goals.
Pee assessmen con eys a p ocess o e lec ion, analysis, unde s anding, and eedback ha
elici p ecise s a egies o imp o emen and p o essional de elopmen .
Teache assessmen is essen ially an academic p ocess cha e ed wi h clea ules and
p edic able consequences, especially when i is a s ake he pe manence o he p o esso .
In he cu en s a e o a ai s, i is necessa y o con inue wi h a e lec i e and inclusi e
consul a ion p ocess wi h acul y and au ho i ies alike.
O e egula ion o academic ac i i ies and excessi e legisla ion a e indeed endencies in he
Mexican highe educa ion sys em ha complica e eache assessmen . The e is a need o
e u n o he simple and e ec i e p ocess o pee e iew.
The academic li e should be sel - egula ed and eedom o ac ion is essen ial o inno a ion
and quali y in eaching, esea ch and publishing.
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