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Abstract In this paper we study the phonological manifestation of various intonational focus domains in Castilian Spanish. We propose that downstep is one of the intonational signallers of focus in this language. The phonological problems of accounting for this phenomenon in Pierrehumbertian models are explored. Alternative solutions are offered following the single-tone model put forward by Cabrera Abreu (2000) within the Government Phonology framework, taking into account other proposals by the author and her co-workers. Typically, the prefocal and focal items participate in licensing relations which integrate them in a well-formed phonological structure in terms of onsets and nuclei respectively as the only two possible constituents within another major constituent, the intonation group. Pitch movements in the prefocal and focal items in the various focus domains are accounted for by the presence / absence of T(one) associated to different constituent boundaries. In addition, the constituent licensing the focal item is preceded by an intonation group whose nuclear constituent is empty, thus showing toneless boundaries which are responsible for the observed downstep effect. Key words: intonational focus, phonological representations, downstep, licensing relations, onset, nucleus, intonation group, T(one), tone association, constituent boundaries, empty nucleus. 1. Introduction There is general consensus (for instance, Frota 2002 and references therein) that intonational focus can be signalled by various means which include some or all of the following: (a) a particular tonal configuration, (b) some kind of prosodic marking, and (c) a specific phrasal structure. Few studies, however, point at the rather recurrent manifestation of downstep as one of the possible cues speakers resort to in order to signal that a particular item is in focus. By adopting the analyses we have proposed elsewhere (Cabrera Abreu 1998, Cabrera Abreu et al.1999, Cabrera Abreu 2000), and by offering new data, in this *The authors wish to thank Timothy Face and Pilar Prieto for their insightful comments on an earlier draft of this article. Catalan Journal of Linguistics 2, 2003 33-54 The manifestation of intonational focus in Castilian Spanish* Mercedes Cabrera Abreu Universidad de Las Palmas de Gran Canaria. Departamento de Filología Moderna Pérez del Toro, 1. 35003 Las Palmas de Gran Canaria. Spain [email protected] María Luisa García Lecumberri Universidad del País Vasco/EHU. Departamento de Filología Inglesa Paseo de la Universidad, 5. E-01003 Vitoria-Gasteiz. Spain f[email protected] Cat.Jour.Ling. 2 001-283 2/7/03 15:38 Página 33
article, we suggest that Castilian Spanish is one of the cases in point. Thus, after studying declarative utterances with the structure SVO, and showing focus on various positions — such as the subject, the verb, the predicate and the object — we consistently observe that, in those cases in which the focused item is non-initial in the utterance (that is, the subject), the peak values are drastically lower than any preceding peaks. For a set of reasons which we shall review in §3, a coherent account of such an observation in terms of phonological structure still remains to be put forward. An initial difficulty is found in the account proposed by early Pierrehumbertian approaches to the phenomenon, which rely on the nature of successive pitch accents as the condition for downstep to be interpreted from phonological structure. In terms of such approaches, the trigger for downstep consists of a bitonal pitch accent. This leads to a set of conditions which can hardly be met in the phonological description of many intonation contours. As an alternative, we shall present a solution following the framework proposed in Cabrera Abreu (2000), and which was already put forward in Cabrera Abreu (1998) and Cabrera Abreu et al.(1999), in which the approach to downstep is drastically different. Basically, the trigger is no longer a specific tonal configuration, but rather, it is motivated in phonological representation by the presence of a toneless constituent. On the way to proposing this view, and offering a complete description of the manifestation of focus in Castilian Spanish, we shall also probe on various issues which have turned out to be controversial, like, for instance, the tonal configuration of the focalised item, and whether or not the right edge of the focalised item is marked by a prosodic boundary as has been suggested for other Romance languages (Estebas Vilaplana 2000, Hualde 2000 (and references therein)). We shall offer our own view also in terms of Cabrera Abreu (2000). 2. Data collection and description The data is from one speaker, and consists in a selection from that found in García Lecumberri (1995), García Lecumberri et al (1997) and Cabrera Abreu et al. (1999). The speaker is female and has a Standard Northern Castilian accent. Utterances were elicited as responses to questions designed to obtain focus on the target positions. Questions were constructed so as to elicit focus for new information rather than contrastive focus. Thus to elicit focus on the subject in the sentence el encarGAdo enviaba los sueldos (‘the manager sent the wages’) the question posed to the informant was ¿Quién enviaba los sueldos? (‘Who sent the wages?’), with narrow but non-contrastive focus on the subject. The speaker answered the questions using sentences which were presented to her in written form but in which there were no indications as to their intonational realization. Scripted material was used to avoid the speaker altering the sentences or eliding old information, which is frequently the case when signalling focus. The utterances present focus on the subject (initial focus) obtained with the question mentioned above, focus on the verb (medial focus) elicited with the question ¿Qué hacía el encargado con los sueldos? (‘What did the manager do with 34 CJL 2, 2003 Mercedes Cabrera Abreu; María Luisa García Lecumberri Cat.Jour.Ling. 2 001-283 2/7/03 15:38 Página 34
the wages?’), focus on the predicate as answer to the question ¿Qué hacía el encargado? (‘What did the manager do?’), and focus on the object (final focus) elicited with the question ¿Qué enviaba el encargado? (‘What did the manager send?’). As can be seen medial focus is narrow focus on the verb itself excluding the rest of the predicate whereas predicate focus includes under its scope both the verb and the object which follows it. PitchWorks® is the software used to perform the analysis of the F0 contour. The focal item always shows pitch prominence, and the non-focal items may or may not be accented, as we shall describe below. The utterances were all statements showing the structure subject + verb + object, hence the above mappings between sentence positions and constituents. 2.1. Initial focus utterances In initial focus utterances, focus is normally placed on the subject as illustrated in Figure 1 over the utterance El encarGAdo enviaba los sueldos (‘the manager sent the wages’). We use the convention of showing focused items underlined, and accented items in uppercase)1. At the beginning, pitch shows a very soft descending slope over the syllables el encar-going from 193 Hz to 166Hz. There is a small valley (166 Hz) corresponding to the effects of micro-intonation of the voiced velar fricative [γ] of the accented syllable –GA-. After this point pitch starts to rise abruptly, reaching a peak of 243 Hz over the vocalic element of the syllable –GA-. Next, the F0 descends rapidly over –do-, being the syllable enfrom enviaba the lowest point at 165 Hz. Finally, the F0 The manifestation of intonational focus in Castilian Spanish CJL 2, 2003 35 1. The F0 contour is a reproduction from one of the authors. Figure 1. Waveform and F0 contour of the utterance El encarGAdo enviaba los sueldos (initial focus). Cat.Jour.Ling. 2 001-283 2/7/03 15:38 Página 35
contour descends gradually until the end over the syllables –viaba los sueldos at 147 Hz. 2.2. Medial focus utterances Figure 2 illustrates the same utterance as before, but this time, with focus placed on the verb, enviAba. The F0 contour begins with a short and gradient falling movement (from 183 Hz to 163 Hz) over el en-. After this point pitch starts rising over –carGA-, reaching a peak (209 Hz) at the syllable –doof encarGAdo. As can be observed, the focal verb shows a falling movement over the first syllable, en-, and the lowest point in this valley is manifested over the syllable –viwhich also participates in another rising movement together with the syllable –A-, whose peak is located at 183 Hz. The next falling movement is initiated over this same syllable, and continues to descend over the last syllable, of enviAba,-ba (147 Hz); the lowest point (131 Hz) of this third valley occurs at the word los. The F0 contour now shows two discontinuities, — due to the fricative sounds in los and suel- — which are followed by a small jump up to 147 Hz for the vocalic sounds in suel-. Finally, there is a another short falling movement over sueldos. 2.3. Focus on the predicate Predicate focus utterances are of the type illustrated in Figure 3. This time focus is placed over enviAba los sueldos. At the beginning, the F0 contour is relatively low over el encar- (170 Hz), and then starts rising over -GA- (197 Hz). The highest point is reached in –do (222 Hz). There is now a falling movement over envi-, to 180 Hz, which is followed by another rise. The second 36 CJL 2, 2003 Mercedes Cabrera Abreu; María Luisa García Lecumberri Figure 2. Waveform and F0 contour of the utterance El encarGAdo enviAba los sueldos (medial focus). Cat.Jour.Ling. 2 001-283 2/7/03 15:38 Página 36
peak (188 Hz), which is slightly lower than the first, corresponds to the syllable - Aof enviAba. After that, pitch drops gradually over -ba, and upto –los (162 Hz). Finally, the signal is rather dispersed, but some relevant points can be clearly observed. There is a gentle gradient from los suel- (160 Hz) to –dos (148 Hz). 2.4. Final focus utterances As shown in Figure 4 below, the F0 contour begins by showing a plateau over el encar-, and then rises over –GAdo and reaches a peak (202 Hz) shared by the end of –oin encarGAdo, and the beginning of the vowel ein enviAba. This gradual rising movement is repeated over the syllables –Aba and ends in a peak at 208 Hz The manifestation of intonational focus in Castilian Spanish CJL 2, 2003 37 Figure 3. Waveform and F0 contour of the utterance El encarGAdo enviAba los sueldos (focus on the predicate). Figure 4. Waveform and F0 contour of the utterance El encarGAdo enviAba los SUELdos (final focus). Cat.Jour.Ling. 2 001-283 2/7/03 15:38 Página 37
(notice that this second peak is higher than the first one). The F0 contour joining these two rising movements shows a slope over the syllable –vi. After this peak, there is a descending movement which starts at the end of the last vowel –a in enviAba, and reaches its lowest point over the fricative sound at the end of los and at the beginning of SUELdos2. Then, the F0 shows a gap which corresponds to the fact that the fricative sound is partially devoiced. After that, the contour starts again at 165 Hz and falls over –UEL-. The lowest point of the F0 contour is found at 136 Hz over the syllable –dos. 3. Discussion and observations 3.1. Initial focus utterances In terms of AM theory, the main issue here is whether the rising movement over –GAis part of a bitonal pitch accent of the shape L+H as proposed by Face (2002) and Hualde (2000) — and if so, which of the two tones is associated with the starred syllable —, or whether such a movement is an interpolation between an initial default L% and H*3. In relation to which of the two tones counts as the starred tone of the bitonal pitch accent, Face (2002) proposes L+H*, whereas Hualde proposes (L+H)*. Face suggests that this pitch accent L+H*, is the one used for items showing a rising movement standing in nuclear position, and in narrow focus. By contrast, nonnuclear accents show this other configuration: L*+H. As a counter argument, Hualde claims that nuclear and non-nuclear rising accents are non-contrastive in Spanish, and that the difference in alignment of the rising movements arises as a consequence of the fact that in nuclear position they are followed by Lwhereas in prenuclear position they are not. That is, L- ‘pushes-in’ the rising movement, so that it takes place earlier in the accented syllable, and therefore, is not delayed until de post-tonic one. In addition, he argues that the best representation which captures the characteristic feature of an abrupt rise in pitch across the stressed syllable is (L+H)*, with both tones associated to the stressed syllable, hence his use of parenthesis. Given this context, we claim the following: 1. According to our data analysis, we agree with Face (2002) in that nuclear and pre-nuclear rises sound radically different. 2. We also support his proposal in the sense that the contrasting effect results from the tonal configurations, and not necessarily from the presence of the Lphrase accent after the nuclear accent4. 3. Hualde’s approach in which (L+H)* stands as the best descriptively adequate representation for nuclear rises may lead onto the issue about whether or not 38 CJL 2, 2003 Mercedes Cabrera Abreu; María Luisa García Lecumberri 2. See discussion about whether or not sueldos shows pitch prominence in §3.4. 3. Prieto (1999) and Nibert (2000) defend H* as the pitch accent which accounts for rises in Spanish. 4. As we shall see below in §4.3 and §5.1, the fact that the phrase accent (or a prosodic-edge marker in terms of Cabrera Abreu (2000)) appears after the focal item is motivated theory internally. Cat.Jour.Ling. 2 001-283 2/7/03 15:38 Página 38
there is a contrast between such a tonal configuration and L+H*. In other words, by assuming, on the one hand, that two tones can be associated to a stressed syllable, and on the other, that the sequence of a trailing tone and a starred tone are permitted in the model, we may conclude that such configurations stand a chance of being contrastive. This is something still to be attested. 4. We are on a similar line to Prieto (1995), García Lecumberri et al. (1997), and Nibert (2000) in the sense that we suggest that the nuclear pitch accent shows a characteristic falling pitch movement, which is accounted for by a specific tonal association, and that the rising movement before it arises as a consequence of interpolation. In addition, although this has to be confirmed with further research, we assume that the greater the degree of focus a given speaker assigns to an item, the sharper and the earlier the rising movement over such an item, as this arises as a consequence of compensating for the characteristic falling movement which will follow5. 5. In addition, rising pre-nuclear patterns are accounted for by a different phonological structure. We shall turn to this below in §5.2. In relation to the F0 shape of the initial focus utterances, it must be pointed out that Face (2002) describes another F0 shape for Madrid Spanish different from the one we have come across for Castilian Spanish in our data. Some of Face’s contours show a rising movement over the focal material followed by relatively high pitch at the end of the focused word. He accounts for such ending by means of H-. These contours stand in sharp contrast to ours, which constantly show a relatively low ending point after the focal word, which could be accounted for in terms of AM theory as L-. These differences may be due to the fact that our speaker was born in the area surrounding Burgos, a town which can be treated as belonging to a type of Standard Northern Castilian accent, and currently lives in Vitoria (the south of the Basque Country), whereas Face’s speakers are circumscribed to Madrid, and thus, may possibly be displaying a different intonational accent. 3.2. Medial focus utterances As we have already stated in the previous section, there are conflicting views within AM theory in relation to the description of rising movements in Castilian Spanish. Notice that, as pointed out also by Hualde (2000), the rising movement takes place clearly over-GA-, and for this reason he justifiably rejects other proposals, adopting the representation with parenthesis (L+H)* for all rising movements, regardless of their position in the utterance. However, we shall adopt an alternative view on two counts. First, the rising movement in pre-nuclear position is accounted for by a phonological representation different from nuclear position, and second, the The manifestation of intonational focus in Castilian Spanish CJL 2, 2003 39 5. This can be easily observed in our own emphatic production of a high fall movement over a single syllable. The more the emphasis, the more the effort, and the longer the rising movement before the subsequent fall. Cat.Jour.Ling. 2 001-283 2/7/03 15:38 Página 39
characteristic downstep effect6between the pre-nuclear and focal nuclear pitch prominences arise as a consequence of phonological structure. For notice that the height of the peak in the pre-focal material (209 Hz) is certainly higher than the second peak in the focal material (183 Hz). This is further supported by the fact that, in those cases in which the second peak does not coincide with the focal material (like in the case of focus on the object) such second peak does not show downstep (first peak, 202 Hz; second peak, 208 Hz). In relation to the focal material, the accented syllable is nearer the peak than to the actual rising movement. In fact, most of the vowel duration takes place over the peak. This being observed, we cannot follow Hualde’s (2000) proposal (L+H)*, since it is descriptively inadequate. Clearly, the accented nuclear syllable must be something like H*, as we already defended in García Lecumberri, et al. (1997) for these type of utterances as well. Once we have assumed that the focal material is accounted for by H*, we must consider another feature observed in this type of utterances, and which we pointed out in García Lecumberri et al. (1997). Such a feature consists in the observed fact that the focal accent is downstepped. The difficulty encountered then was that the early proposals offered in terms of AM theory disallowed us to show that H* suffered downstep with respect to the previous tonal prominence. In other words, the trigger, L*+H, and the target, H*, were separated by a phrase accent, H-, and in this situation, the theory did not predict the downstep effect to take place. Thus, it was observed that the way downstep was encoded in Pierrhumbertian early analyses lead onto unsolved difficulties. Alternatively, we suggested that if downstep were treated as an independent choice, unrelated to the specification of a preceding pitch accent as being bitonal (as proposed also by the ToBI followers7), then much of the difficulty would disappear. In a later work, Cabrera Abreu (1998), following the framework set by Government Phonology, claims that such an item is a toneless constituent which is integrated into phonological structure as an empty nucleus. We shall turn to this later in §4.4. 3.3. Focus on the predicate As already reported in García Lecumberri and Cabrera Abreu (1999), there is a strong similarity between the F0 contour for this type of utterances, and the ones showing focus on the verb in the sense that, they both show pitch prominence in the verb item, and after that, the F0 contour shows a falling movement. That is, they expected to find two pitch prominences when the focus was placed over the whole predicate, — one in the verb and another in the object. Instead, they reported a subtle difference in the falling movement of the F0 contour after the peak in the verb item, which lead them to conclude that these two types of utterances are ambiguous. 40 CJL 2, 2003 Mercedes Cabrera Abreu; María Luisa García Lecumberri 6. Future studies will include detailed research into declarative utterances in order to test claims which point to the fact that such utterances also show downstep even though they lack a focal item. 7. See Ladd (1996). Cat.Jour.Ling. 2 001-283 2/7/03 15:38 Página 40
3.4. Final focus utterances The pre-focal material in this type of utterances shows a sequence of rising movements over the subject and the verb similar to the one we observed over the prefocal material in utterances with medial focus. The last peak (165 Hz) on the focal material is downstepped with respect to the preceding peak (208 Hz). Finally, notice that the focal material shows a clear falling movement over the accented syllable SUELdos. Thus, this can be taken as further evidence of the fact that the focal accent is accounted for by H* and that the rising movement over the pre-tonic syllables (if there are any) stands as a consequence of a phonetic effect, and that it is not motivated by the bitonal nature of a rising pitch accent. It must be admitted that, occasionally, our speaker was inconsistent about the intonation contour of the utterance bearing focus on the object. In fact, when analysing our data, we found some difficulty in identifying the last pitch prominence. Comparing our perception of this last prominence over SUELdos with the curve over the same word — which is de-accented in medial focus — we found that, when analysed in isolation, the same item sounds very similar whether or not it is focalised8. However, when analysed in its own context, there seemed to be some kind of difference. This led us to assume that, indeed, SUELdos is pitch prominent, and that there are other factors at work, such as the pre-focal contour, and the downstep effect. Summing up the description of what we have observed in utterances showing intonational focus, we must bear in mind the following points in order to put forward a descriptively and explanatory adequate phonological account: 1. The nature of pitch accents in pre-focal and focal material is different. The former are rising movements, whereas the latter is characteristically a falling movement followed by a prosodic edge marker. 2. The observed rising portion over the pre-tonic syllables in initial focus may be the result of a phonetic interpolation. 3. The focal item in non-initial position is marked by the downstep effect. The phonological account will be based on the model proposed by Cabrera Abreu (2000). Therefore, in the next section we present an outline of the main ideas of that model. 4. Cabrera Abreu (2000) Some of the main tenets presented in Cabrera Abreu (2000) include the following: 1. A single tonal unit T; 2. The association of T to the boundaries of domains or constituents; 3. The assumption that metrical structure feeds intonational phonology, which follows from pragmatic principles; The manifestation of intonational focus in Castilian Spanish CJL 2, 2003 41 8. As pointed out by our reviewer, the last pitch accent can be affected by a process of final lowering to the extent that the rising movement in the F0 contour can be absent. See Prieto (1998). Cat.Jour.Ling. 2 001-283 2/7/03 15:38 Página 41
well-formed intonation group maximally shows an obligatory nuclear constituent, and an optional onset constituent. Presumably, had she adopted this idea to its ultimate consequences, some of the phonological structures she proposes to account for the case of downstep in English, included in chapter 6 (109:141), would have had to be revised. 5. The analysis of focus In two later papers — but which were published earlier than her book — (Cabrera Abreu (1998) and Cabrera Abreu et al.(1999) Cabrera and her colleagues, who are aware of the benefits implicit in her view of a maximally binary constituent structure in intonational phonology, analyse the manifestation of accentual focus in English and Spanish in these terms, keeping the idea that ‘@’ is licensed by a nucleus, and incorporating other proposals already included in Cabrera Abreu (2000). Let us turn to an example reproduced from Cabrera Abreu et al.(1999) illustrating all this in the following paragraph. (11)20 The phonological structure shown above corresponds to the utterance el encarGAdo enviAba los SUELdos in which the object los SUELdos is in focus. There are three intonation groups, of which the first two are maximally binary, and the third one (responsible for the focal item) shows a single nucleus. Notice that, in the former intonation groups, each empty nuclei licenses an onset. The question which remains unsolved in this discussion is how such empty nuclei are themselves licensed. Although not mentioned explicitly in their paper, Cabrera Abreu, García Lecumberri, Maidment and Takahashi implicitly resort to Cabrera Abreu’s (2000) Final-empty nucleus parameter21, whereby a final nucleus may be licensed to remain empty, so that the fact that they stand at the right edge of the intonation group sanctions their presence in phonological structure. The account of downstep in terms of an empty nucleus in phonological structure counts as an advantage over the proposal put forward in early Pierrehumbertian works, and also offers a rather different view from the one defended in AM theo48 CJL 2, 2003 Mercedes Cabrera Abreu; María Luisa García Lecumberri 20. In our account of final focus utterances in §5.4 below, we shall revise this structure since we defend the view that it is descriptively inadequate. 21. This proposal is also adopted from the account of English final consonants in terms of Government Phonology (Harris 1994). Cat.Jour.Ling. 2 001-283 2/7/03 15:38 Página 48
ries, all of which we mentioned in §3.2 above. For one, the fact that the presence of a constituent (an empty nucleus) is responsible for the phenomenon of downstep in the F0 signal suggests that its occurrence is not directly linked to a particular sequence of pitch accents, in which the conditions that the trigger must be bitonal, and that it has to stand next to the target must be met. For the other, it supports the idea that the nature of downstep is unrelated to any particular tonal specification, but rather to the organisation of constituents in phonological structure. Let us now turn to the phonetic interpretation of the structure in (11). The first two toneless boundaries and T associated to the right boundary of the first onset account for the relatively low F0 contour over el encarGA-, the rising movement over –GA-, and the peak in –do and en-. The empty nucleus and the following toneless boundaries are responsible for a slight drop and short plateau over –viA-. T associated to the right boundary of the second onset accounts for another rise to –ba. The second empty nucleus and the toneless right boundary of the second intonation group, and the left one of the third intonation group are all in charge of a drop in pitch over los. Finally, T associated to the left boundary of the third nucleus and the remaining toneless boundaries are responsible for the rising movement over SUELand subsequent falling movement to –dos. In this paper, we adopt this latter proposal in which there is no projection of the nucleus for two reasons: first, as we stated above, it is convincingly defended in Cabrera Abreu (2000), and second, as reported in the two pieces of work mentioned in the previous paragraphs, it nicely accounts for the behaviour of accentual focus in Spanish, which is the intonational phenomenon we are concerned with here22. In this context then, the phonological instructions we need to follow in order to account for the data under study are the following: (12) (a) the nucleus is the only obligatory constituent in an intonation domain; (b) if there is an onset, then it must be licensed by a nucleus by onset licensing. (c) Final empty nucleus parameter ON/OFF. 5.1. Initial focus The phonological representation which accounts for initial focus utterances is as follows: (13) T | [[ N ]] | el encarGAdo enviaba los sueldos The manifestation of intonational focus in Castilian Spanish CJL 2, 2003 49 22. It remains for future research to develop the revision of the structure proposed in (10) above, since it is out of the scope of this paper, as here we are concerned with intonational focus in Spanish, and not downstep in English. Cat.Jour.Ling. 2 001-283 2/7/03 15:38 Página 49
The focal item el encarGAdo is licensed by a nucleus which is the obligatory constituent in an intonation group, and is aligned with its rightmost edge. Notice that such an alignment of the nucleus to the right edge of the intonation group can be assumed to be an equivalent of what was reported by some of the AM theory followers (and which we mentioned in §3.1 above) in relation to the presence of Las a marker of the focal item. The left intonation group boundary (interpreted in terms of Gravitation Effect or as a down pushing force being exercised on the F0 (see note 6 above)) together with T associated to the left boundary of the nucleus are responsible for the rising movement over –GA-. Then, the falling movement observed over –do-, and the following relatively low pitch over enviaba los sueldos is accounted for also by the presence of T associated to the left boundary of the nucleus, and the remaining toneless boundaries. In view of the structure in (13), and in relation to our discussion in §3.1, we are now in a position to claim that the F0 shape over el encarGAarises as a consequence of interpolation, and not of a specific tonal configuration including L. Of course, this follows from the fact that in the model adopted here, L is non-existent. In addition to this, we further claim that any discussion in relation to which tone of the sequence L+H counts as the starred tone is a matter of phonetic detail which stands outside phonological representation. Another issue we introduced in §3.1 and §3.2 had to do with the account of rising movements in nuclear (or focal) and prenuclear pitch accents. Notice that the former is accounted for here by the fact that the leftmost boundary of the intonation group is toneless, and also by the association of T to the leftmost boundary of the nuclear constituent23. In the following section we shall turn to a description of the latter. 5.2. Medial focus Following Cabrera Abreu et al.(1999), and the theoretical points we introduced in the previous sections, the phonological structure responsible for medial focus utterances is illustrated in (14): (14) The focal constituent enviAba, being the obligatory one, is licensed by a nucleus. T associated to its leftmost boundary is responsible for the peak on –A-. In 50 CJL 2, 2003 Mercedes Cabrera Abreu; María Luisa García Lecumberri 23. Recall that in Cabrera Abreu’s model, T cannot be associated to the right boundary of the nucleus due to the directionality of licensing at the level of boundaries. Cat.Jour.Ling. 2 001-283 2/7/03 15:38 Página 50
assigning constituent structure to the rest of the representation, our reasoning proceeds in the following way: by (5b) the prefocal item is licensed by an onset, and by (6) the onset must be licensed by a nucleus. Given that we observe the downstep effect in the signal, and that an onset must be licensed by a nucleus, we assume that there is an empty nucleus in the structure, who is responsible for licensing the onset. By (12c) the empty nucleus is licensed by the fact that it is aligned with the right edge of an intonation group. Its phonological interpretation is manifested in terms of the value of the following T, which is pulled down in F0, so that its pitch value is never as high as the preceding T. According to the structure in (14), the alleged rising movements observed in Spanish and which we described in §3.1 and 3.2 are drastically different. The prefocal movement is accounted for by T associated to the right boundary of the onset constituent, whereas the focal one is described in terms of T associated to the left boundary of the nucleus. Thus, the differences in the F0 shape arise as a consequence of tonal association to different constituents and also to the left or the right boundary in each case. 5.3. Focus on the predicate As already stated in §3.3, García Lecumberri and Cabrera Abreu (1999) reported an ambiguity between this type of utterances and the ones showing focus on the verb. This is further confirmed by the phonological structure we propose for utterances with focus on the predicate, which show the same constituent structure as the one shown in (14), and which we illustrate in (15). (15) 5.4. Final focus The structure proposed for this intonation contour by Cabrera Abreu, García Lecumberri, Maidment and Takahashi (1999) was introduced in §4.4, (11) above. There we reported that the authors accounted for the non-focal stretch of the intonation contour in terms of two intonation groups in which an empty nucleus was licensed by virtue of the final-empty-nucleus parameter, and that the empty nuclei themselves licensed an onset by virtue of onset licensing. Notice, however, that this structure predicts a downstep effect between the first two intonation groups, something which we do not observe in our data. In fact, in the description presented in §2.4 above, although there is a drop in pitch, the crucial point is that the The manifestation of intonational focus in Castilian Spanish CJL 2, 2003 51 Cat.Jour.Ling. 2 001-283 2/7/03 15:38 Página 51
second peak is higher than the first one, but there is no perceived downstep effect. The observed drop in pitch can be accounted for by toneless boundaries which do not necessarily have to correspond to an empty nucleus. The reason which lead Cabrera Abreu, García Lecumberri, Maidment, and Takahashi (1999) to put forward this proposal is that it allows them to draw the generalisation that pre-focal structures for medial and final focus utterances typically show this constituent structure, and therefore, yield extremely similar prefocal rising movements. However, in this paper, we propose an alternative well-formed phonological representation which does not predict the unobserved downstep effect, and which therefore conforms to descriptive adequacy. We illustrate such a representation in (16) below. (16) The prefocal item el encarGAdo is licensed by a nucleus which is obligatory in this intonation group, and is aligned with its rightmost edge. T associated to the rightmost boundary of the intonation group is responsible for the rising movement over el encarGAdo. In the next intonation group, an empty nucleus is licensed by virtue of the final empty nucleus parameter. Such a nucleus is responsible for the observed downstep effect taking place before the last peak. In addition, the empty nucleus licenses the onset by onset licensing, and this is aligned with the left edge of the intonation group. T associated to the right boundary of the onset accounts for the rising movement over enviAba. The focal item, SUELdos is licensed by a nucleus, whose left boundary shows T associated. This is responsible for the observed falling movement in the F0 contour. Although we favour this analysis — since it conforms to the principles of licensing presented thus far, and also achieves descriptive adequacy —, it should also be taken cautiously until further research into the principles governing phonological structure is performed, and more data is analysed. The reason is that, even though there is a win in descriptive adequacy, there is also a loss in phonological generalisation. Notice that, the structure in (16) may lead us to assume that the two rising movements over the prefocal items are different since they show different constituent structures. The first one is licensed by a nucleus, whereas the second one shows an onset / empty nucleus structure. As far as our data is concerned, there is no evidence which may allow us to either confirm or reject this assumption. In addition, (16) may be wrongly understood as showing two focal items, since there are two constituents licensed by a nucleus. This is also undesirable, and needs further study. 52 CJL 2, 2003 Mercedes Cabrera Abreu; María Luisa García Lecumberri Cat.Jour.Ling. 2 001-283 2/7/03 15:38 Página 52
6. Conclusion In this paper, we have proposed an account of Spanish intonational focus in terms of constituents such as onsets, nuclei and intonation groups integrated in phonological structure by means of licensing principles which are also responsible for the association of T to their constituent-boundaries. The typical phonological features manifested by the focal item are the following: (a) it is licensed by an obligatory nucleus, which is aligned with the right edge of the intonation group; (b) T associated to the leftmost boundary of the nucleus accounts for the observed falling movement; and (c) the presence of a toneless nuclear constituent in a preceding intonation group is responsible for the also observed downstep effect on the focal item. Concerning the prefocal item (a) it tends to be licensed by an optional onset which is licensed by an empty nucleus, which is itself subsequently licensed by the right edge of the intonation group; (b) T associated to the rightmost boundary of the onset is responsible for the typical rising movement over this item. There are certainly a few issues which remain unsolved, like, for instance, the representation for those intonation contours in which there seems to be more than one constituent in the prefocal material. We may wonder which is the phonological structure which best accounts for the rising movements, bearing in mind that the proposal of a nuclear constituent in this position may lead on to the undesirable assumption that such a constituent licenses focal material. Another matter which requires further study and whose implications may go beyond the account of Spanish intonational focus is the interpretation of a phonological structure which shows an intonation group containing an onset followed by an empty nucleus, with no further intonation groups following. Presumably, the downstep effect would apply vacuously since there are no following constituents whose boundaries can show T associated to, and which can undergo the aforementioned effect. If this is the case then, what is the purpose of an empty nucleus in the first place? This remains unsolved until a detailed analysis of the phonological principles governing constituent structure are tested against further data from other languages. References Cabrera Abreu, Mercedes (1999). «Phonological analysis of medial focal accent in Spanish and English». Proceedings of the XXII AEDEAN Conference. Lleida. —(2000). A Phonological Model for Intonation Without Low Tone. Indiana: Indiana University Linguistics Club Publications. Cabrera Abreu, Mercedes; García Lecumberri, María Luisa; Maidment, John; Takahashi, Toyomi (1999). «The phonological representation of accentual focus in some English and Spanish utterances». Proceedings of the 14th International Congress of Phonetic Sciences, San Francisco, pp. 1761-1764. Estebas-Vilaplana, Eva (2000). The Use and Realisation of Accentual Focus in Central Catalan with a Comparison to English. University College London, doctoral dissertation. The manifestation of intonational focus in Castilian Spanish CJL 2, 2003 53 Cat.Jour.Ling. 2 001-283 2/7/03 15:38 Página 53
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