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Antibodies for the treatment of brain metastases, a dream or a reality?

Abstract

The incidence of brain metastases (BM) in cancer patients is increasing. After diagnosis, overall survival (OS) is poor, elicited by the lack of an effective treatment. Monoclonal antibody (mAb)-based therapy has achieved remarkable success in treating both hematologic and non-central-nervous system (CNS) tumors due to their inherent targeting specificity. However, the use of mAbs in the treatment of CNS tumors is restricted by the blood-brain barrier (BBB) that hinders the delivery of either small-molecules drugs (sMDs) or therapeutic proteins (TPs). To overcome this limitation, active research is focused on the development of strategies to deliver TPs and increase their concentration in the brain. Yet, their molecular weight and hydrophilic nature turn this task into a challenge. The use of BBB peptide shuttles is an elegant strategy. They explore either receptor-mediated transcytosis (RMT) or adsorptive-mediated transcytosis (AMT) to cross the BBB. The latter is preferable since it avoids enzymatic degradation, receptor saturation, and competition with natural receptor substrates, which reduces adverse events. Therefore, the combination of mAbs properties (e.g., selectivity and long half-life) with BBB peptide shuttles (e.g., BBB translocation and delivery into the brain) turns the therapeutic conjugate in a valid approach to safely overcome the BBB and efficiently eliminate metastatic brain cells.

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Antibodies for the treatment of brain metastases, a dream or a reality?

Author: Cavaco, Marco,Gaspar, Diana,Castanho, Miguel A. R. B.,Neves, Vera
Publisher: MDPI
Year: 2020
Source: https://repositorio.ulisboa.pt/bitstream/10451/49569/1/Antibodies_brain.pdf
pha maceu ics
Re iew
An ibodies o he T ea men o B ain Me as ases, a
D eam o a Reali y?
Ma co Ca aco, Diana Gaspa , Miguel ARB Cas anho * and Ve a Ne es *
Ins i u o de Medicina Molecula , Faculdade de Medicina, Uni e sidade de Lisboa, A . P o . Egas Moniz,
1649-028 Lisboa, Po ugal
*Co espondence: [email p o ec ed] (M.A.R.B.C.); [email p o ec ed]a.p (V.N.)
Recei ed: 19 No embe 2019; Accep ed: 28 Decembe 2019; Published: 13 Janua y 2020


Abs ac :
The incidence o b ain me as ases (BM) in cance pa ien s is inc easing. A e
diagnosis, o e all su i al (OS) is poo , elici ed by he lack o an e ec i e ea men . Monoclonal
an ibody (mAb)-based he apy has achie ed ema kable success in ea ing bo h hema ologic and
non-cen al-ne ous sys em (CNS) umo s due o hei inhe en a ge ing speci ici y. Howe e ,
he use o mAbs in he ea men o CNS umo s is es ic ed by he blood–b ain ba ie (BBB)
ha hinde s he deli e y o ei he small-molecules d ugs (sMDs) o he apeu ic p o eins (TPs). To
o e come his limi a ion, ac i e esea ch is ocused on he de elopmen o s a egies o deli e TPs
and inc ease hei concen a ion in he b ain. Ye , hei molecula weigh and hyd ophilic na u e u n
his ask in o a challenge. The use o BBB pep ide shu les is an elegan s a egy. They explo e ei he
ecep o -media ed anscy osis (RMT) o adso p i e-media ed anscy osis (AMT) o c oss he BBB.
The la e is p e e able since i a oids enzyma ic deg ada ion, ecep o sa u a ion, and compe i ion
wi h na u al ecep o subs a es, which educes ad e se e en s. The e o e, he combina ion o mAbs
p ope ies (e.g., selec i i y and long hal -li e) wi h BBB pep ide shu les (e.g., BBB ansloca ion and
deli e y in o he b ain) u ns he he apeu ic conjuga e in a alid app oach o sa ely o e come he
BBB and e icien ly elimina e me as a ic b ain cells.
Keywo ds:
adso p i e-media ed anscy osis; an ibody agmen s; blood–b ain ba ie ; b ain
me as ases; monoclonal an ibodies; pep ide shu les
1. B ain Me as ases
B ain me as ases (BM) accoun o signi ican mo bidi y and mo ali y. The exac incidence is
unknown [
1
,
2
]. Based on a ious s udies, in es iga o s es ima e ha BM occu s in 10%–20% o adul
pa ien s wi h cance [
3
]. Ne e heless, he incidence migh be highe , and i is inc easing due o
p olonged li e expec ancy, inc eased esis ance o cance he apies, and imp o ed imaging echniques.
In addi ion, he inc eased pa ien su i al by ea ing p ima y umo s may inc ease he numbe o
pa ien s ha will de elop mo e agg essi e BM, o ha a e esis an o he apy. Among he di e en
cance ypes, lung cance (19.9%), b eas cance (15.2%), and melanoma (6.9%) a e he mos common
p ima y umo s de eloping BM [
4
]. A e diagnosis, o e all su i al (OS) is poo . Howe e , ea ly
diagnosis, imp o ed sys emic he apies, and mul imodali y ea men s ha e signi ican ly inc eased
pa ien s’ su i al [5].
1.1. BM Pa hophysiology
The pa hophysiology o BM is complex and in ol es a mul i-s ep p ocess cons i u ed o wo majo
s ages (Figu e 1) [
6
]. The i s s age is umo mig a ion, which includes (i) me as a ic clone p og ession,
due o umo cells’ abili y o deg ade ex acellula ma ix (ECM); (ii) in a asa ion ( ansendo helial
mig a ion o cance cells in o essels); (iii) dissemina ion (sp ead o umo cells ia bloods eam); (i )
Pha maceu ics 2020,12, 62; doi:10.3390/pha maceu ics12010062 www.mdpi.com/jou nal/pha maceu ics
Pha maceu ics 2020,12, 62 2 o 22
ex a asa ion ( ansendo helial mig a ion o cance cells in o issues). The second s age co esponds o
umo coloniza ion.
Pha maceu ics 2020, 12, x FOR PEER REVIEW 2 o 25
bloods eam); (i ) ex a asa ion ( ansendo helial mig a ion o cance cells in o issues). The second
s age co esponds o umo coloniza ion.
Figu e 1. S eps in he o ma ion o b ain me as ases (BM). Me as ases o ma ion begins in he
mic oen i onmen o he p ima y umo wi h 1. me as a ic clones de eloping, deg ading he
ex acellula ma ix (ECM), and su e ing an epi helial–mesenchymal ansi ion (EMT) o u he
de ach om he connec i e issue. 2. Subsequen ly, umo cells in ade and en e he ci cula ion
(in a a ion). 3. The dissemina ion wi hin he ascula sys em d i es umo cells o dis an si es, like
he b ain. 4. Then, hey ex a asa e ac oss he blood–b ain ba ie (BBB) and en e he b ain
pa enchyma due o he elease o p o eoly ic enzymes and cellula in e ac ions. 5. Once inside he
b ain, cance cells colonize he issue and de elop seconda y umo s.
The cells p esen ed in he p ima y umo a e he e ogeneous. Among o he s, he umo
mic oen i onmen is composed o cance s em cells (CSCs), pa ially di e en ia ed p ogeni o cells,
and ully di e en ia ed end-s age cells [6]. Recen indings a ibu e o CSCs he p ima y
esponsibili y o enhanced malignancy since hey can comple e he wo s ages o me as ases
o ma ion (Figu e 1) [7]. Howe e , du ing cance p og ession, o he cells unde go an epi helial–
mesenchymal ansi ion (EMT), changing hei plas ici y by mo phological and pheno ypical
con e sions [8,9]. EMT enables non-CSCs o esemble a CSC s a e. Thus, hey acqui e he abili y o
in ade and colonize dis an si es, c ea ing seconda y niches ha may p og ess o a seconda y umo
[10]. The e o e, in he end, wi hin he umo mic oen i onmen , all cells a e malignan . Ne e heless,
he de elopmen o dis al me as ases only occu s in <0.1% o dissemina ed cance cells. Thus,
al hough he o ma ion o me as ases ep esen s a majo h ea , i is conside ed highly ine icien
[8,11].
1.2. BBB Physiology
BBB is a complex sys em composed o a s uc u ally dis inc and con inuous endo helial cell
laye sepa a ing wo b ain compa men s, namely, he blood and ex acellula luid. I s componen s
include an endo helial cell laye , adjoined by igh cell- o-cell junc ion p o eins, and pinocy ic esicles
[12]. All oge he , hey con ibu e o he selec i e pe meabili y o he ba ie , allowing b ain
homeos asis. The BBB is also dynamic. I esponds o egula o y signals om bo h he blood and he
b ain [13], being he main po al in o he b ain o gaseous molecules, such as O
2
and CO
2
, ions,
nu ien s, ho mones, and wa e (Figu e 2). Hyd ophobic compounds (<500 Da) di use ac oss he
endo helium memb ane. Ca ie -media ed anspo (CMT) is esponsible o he anspo o glucose
Figu e 1.
S eps in he o ma ion o b ain me as ases (BM). Me as ases o ma ion begins in he
mic oen i onmen o he p ima y umo wi h 1. me as a ic clones de eloping, deg ading he
ex acellula ma ix (ECM), and su e ing an epi helial–mesenchymal ansi ion (EMT) o u he
de ach om he connec i e issue. 2. Subsequen ly, umo cells in ade and en e he ci cula ion
(in a a ion). 3. The dissemina ion wi hin he ascula sys em d i es umo cells o dis an si es,
like he b ain. 4. Then, hey ex a asa e ac oss he blood–b ain ba ie (BBB) and en e he b ain
pa enchyma due o he elease o p o eoly ic enzymes and cellula in e ac ions. 5. Once inside he
b ain, cance cells colonize he issue and de elop seconda y umo s.
The cells p esen ed in he p ima y umo a e he e ogeneous. Among o he s, he umo
mic oen i onmen is composed o cance s em cells (CSCs), pa ially di e en ia ed p ogeni o cells,
and ully di e en ia ed end-s age cells [
6
]. Recen indings a ibu e o CSCs he p ima y esponsibili y
o enhanced malignancy since hey can comple e he wo s ages o me as ases o ma ion (Figu e 1) [
7
].
Howe e , du ing cance p og ession, o he cells unde go an epi helial–mesenchymal ansi ion (EMT),
changing hei plas ici y by mo phological and pheno ypical con e sions [
8
,
9
]. EMT enables non-CSCs
o esemble a CSC s a e. Thus, hey acqui e he abili y o in ade and colonize dis an si es, c ea ing
seconda y niches ha may p og ess o a seconda y umo [
10
]. The e o e, in he end, wi hin he umo
mic oen i onmen , all cells a e malignan . Ne e heless, he de elopmen o dis al me as ases only
occu s in <0.1% o dissemina ed cance cells. Thus, al hough he o ma ion o me as ases ep esen s a
majo h ea , i is conside ed highly ine icien [8,11].
1.2. BBB Physiology
BBB is a complex sys em composed o a s uc u ally dis inc and con inuous endo helial cell laye
sepa a ing wo b ain compa men s, namely, he blood and ex acellula luid. I s componen s include
an endo helial cell laye , adjoined by igh cell- o-cell junc ion p o eins, and pinocy ic esicles [
12
]. All
oge he , hey con ibu e o he selec i e pe meabili y o he ba ie , allowing b ain homeos asis. The
BBB is also dynamic. I esponds o egula o y signals om bo h he blood and he b ain [
13
], being
he main po al in o he b ain o gaseous molecules, such as O
2
and CO
2
, ions, nu ien s, ho mones,
and wa e (Figu e 2). Hyd ophobic compounds (<500 Da) di use ac oss he endo helium memb ane.
Pha maceu ics 2020,12, 62 3 o 22
Ca ie -media ed anspo (CMT) is esponsible o he anspo o glucose and amino acid esidues.
While wa e -soluble molecules (e.g., ions) c oss he BBB h ough ion channels. On he o he hand,
mac omolecules (p o eins and pep ides) anspo ely on endocy ic esicles, which in ol e ei he
ecep o -media ed anspo (RMT) o adso p i e-media ed anspo (AMT) [14,15].
Pha maceu ics 2020, 12, x FOR PEER REVIEW 3 o 25
and amino acid esidues. While wa e -soluble molecules (e.g., ions) c oss he BBB h ough ion
channels. On he o he hand, mac omolecules (p o eins and pep ides) anspo ely on endocy ic
esicles, which in ol e ei he ecep o -media ed anspo (RMT) o adso p i e-media ed anspo
(AMT) [14,15].
Figu e 2. Pa hways ac oss he blood–b ain ba ie (BBB). Rep esen a ion o he BBB o med by he
endo helial cells and hei in e ac ion wi h as ocy es. Di e en ansloca ion ou es a e p esen ed. (a)
Tigh junc ions usually es ic he pene a ion o wa e -soluble compounds. (b) The la ge su ace a ea
o he lipid memb anes o he endo helium o e s an e icien di use ou e o lipid-soluble agen s.
(c) Se e al anspo p o eins (ca ie s) a e p esen in he endo helium o glucose (Gluc-1), amino
acids, nucleosides, and o he subs ances. (d) La ge molecules such as an ibodies, lipop o eins,
p o eins, and pep ides can only ans e se he BBB by ecep o -media ed anspo (RMT). (e) The
anspo o na i e plasma p o eins o pep ides is limi ed, bu ca ioniza ion can inc ease hei up ake
by adso p i e-media ed anspo (AMT).
Ne e heless, he BBB in e ac s wi h he me as a ic cells in an uniden i ied way. The BBB is
hypo hesized o c ea e a unique b ain mic oen i onmen and o in luence me as a ic coloniza ion
[16]. The inc eased pe meabili y o umo -associa ed endo helial cells, due o umo pene a ion in o
he b ain, pe mi s leakage o p o eins and wa e in o b ain pa enchyma. The mechanism desc ibed is
esponsible o he edema o en associa ed wi h BM [17]. Mic oglia and mac ophages in luence umo
p oli e a ion and in asion by sec e ing mul iple cy okines, g ow h ac o s, enzymes, and eac i e
oxygen species (ROS). O he immune cells may also pa icipa e in he BBB ansloca ion. Howe e ,
he exac mechanisms a e deba able [18–21]. The BBB s uc u e may be a ec ed momen a ily du ing
cance cells’ in asion; howe e , in o he non-cance - ela ed cen al-ne ous sys em (CNS)
pa hologies, only in ad anced disease s ages, he dys unc ion is usually signi ican .
1.3. BM T ea men
Majo de elopmen s ha e been made in unde s anding b ain unc ion, me as ases p og ession,
and he de elopmen o medical echnologies. Howe e , in many cases, he majo d awback in BM
Figu e 2.
Pa hways ac oss he blood–b ain ba ie (BBB). Rep esen a ion o he BBB o med by he
endo helial cells and hei in e ac ion wi h as ocy es. Di e en ansloca ion ou es a e p esen ed.
(
a
) Tigh junc ions usually es ic he pene a ion o wa e -soluble compounds. (
b
) The la ge su ace
a ea o he lipid memb anes o he endo helium o e s an e icien di use ou e o lipid-soluble
agen s. (
c
) Se e al anspo p o eins (ca ie s) a e p esen in he endo helium o glucose (Gluc-1),
amino acids, nucleosides, and o he subs ances. (
d
) La ge molecules such as an ibodies, lipop o eins,
p o eins, and pep ides can only ans e se he BBB by ecep o -media ed anspo (RMT). (
e
) The
anspo o na i e plasma p o eins o pep ides is limi ed, bu ca ioniza ion can inc ease hei up ake
by adso p i e-media ed anspo (AMT).
Ne e heless, he BBB in e ac s wi h he me as a ic cells in an uniden i ied way. The BBB is
hypo hesized o c ea e a unique b ain mic oen i onmen and o in luence me as a ic coloniza ion [
16
].
The inc eased pe meabili y o umo -associa ed endo helial cells, due o umo pene a ion in o he
b ain, pe mi s leakage o p o eins and wa e in o b ain pa enchyma. The mechanism desc ibed is
esponsible o he edema o en associa ed wi h BM [
17
]. Mic oglia and mac ophages in luence umo
p oli e a ion and in asion by sec e ing mul iple cy okines, g ow h ac o s, enzymes, and eac i e
oxygen species (ROS). O he immune cells may also pa icipa e in he BBB ansloca ion. Howe e ,
he exac mechanisms a e deba able [
18
–
21
]. The BBB s uc u e may be a ec ed momen a ily du ing
cance cells’ in asion; howe e , in o he non-cance - ela ed cen al-ne ous sys em (CNS) pa hologies,
only in ad anced disease s ages, he dys unc ion is usually signi ican .
Pha maceu ics 2020,12, 62 4 o 22
1.3. BM T ea men
Majo de elopmen s ha e been made in unde s anding b ain unc ion, me as ases p og ession,
and he de elopmen o medical echnologies. Howe e , in many cases, he majo d awback in BM
ea men is he ine icien d ug deli e y in o he b ain [
22
,
23
]. The BBB emains he mos signi ican
obs acle o he e icien deli e y o small-molecule d ugs (sMDs) and he apeu ic p o eins (TPs) [
24
]. In
addi ion, some au ho s also a ibu ed o he he apeu ic esis ance o me as a ic cells he esponsi i y
o he apy ine iciency. Acco ding o hem, du ing cance p og ession, some su i al pa hways,
such as he PI3K/AKT/mTOR a e ac i a ed in speci ic cells, which con ibu es o he poo esponse o
me as a ic cells [25,26]. In he end, bo h mechanisms migh be con ibu ing o he apeu ic ailu e.
The i s -line app oach o ea BM includes su ge y, s e eo ac ic adiosu ge y (SRS), and
whole-b ain adia ion he apy (WBRT) [
27
–
29
]. Howe e , bo h sys emic and in ac anial disease
con ol a e also possible wi h he imp o ed sys emic he apies ha ha e begun o o e g ea e po en ial
o speci ic cance ypes and geno ypes. Thus, he managemen o BM has become inc easingly
indi idualized [
1
]. Depending on he his ology and sys emic disease s a us, physicians may conside
all he a ailable he apies. Fo ins ance, ecommenda ions sugges be e disease managemen by
using a mul idisciplina y modali y in pa ien s wi h BM om b eas cance , melanoma, and speci ic
geno ypes o non-small cell lung cance (NSCLC) (e.g., epide mal g ow h ac o ecep o (EGFR) gene
mu a ions, ansloca ions in he anaplas ic lymphoma kinase (ALK) gene). Whene e possible, pa ien s
may en oll in clinical ials o a no el o exis ing he apy. S ill, gi en he pauci y o e ec i e ea men
op ions, BM elimina ion ep esen s an unme clinical need [30].
2. S a egies o O e come he BBB
The BBB es ic s he deli e y o he apeu ics o he b ain. O e all, 98% o sMDs and p obably
all TPs canno c oss he ba ie by ee di usion [
31
–
33
]. In he las decade, in ense in es iga ion
allowed he disco e y o new s a egies o inc ease b ain pene a ion o exis ing he apeu ics (in asi e,
pha macological, and physiological) [
34
–
36
]. Ideally, he ansloca ion should no comp omise he BBB
in eg i y. Howe e , some o he cu en s a egies do no mee his c i e ion, namely, he in asi e and
pha macological app oaches.
2.1. In asi e App oach
This s a egy allows d ugs o low di ec ly om he sys emic ci cula ion in o he b ain by BBB
dis up ion using di e en me hodologies. The mos impo an a e: (1) osmo ic dis up ion, due
o he adminis a ion o hype onic solu ions (e.g., manni ol) causing cells sh inking based on cell
dehyd a ion [
37
]; (2) ul asound me hods, which ely on ansc anial deli e y o low- equency
ul asound wa es esul ing in he opening o igh junc ions [
38
]; and (3) pha macological agen s, such
as b adykinin-like compounds (e.g., his amine, b adykinin) ha dis up igh junc ions by s imula ing
B
2
ecep o s p esen ed in endo helial cells and ansien ly inc easing cy osolic Ca
2+
[
39
]. The cos s,
anes he ic adminis a ion, and hospi aliza ion a e signi ican d awbacks o all hese app oaches. Also,
he dis up ion o he BBB may inc ease umo dissemina ion, as well as i e e sible neu opa hological
changes due o he en y o unwan ed subs ances [34].
2.2. Pha macological App oach
The pha macological app oach elies on he obse a ion ha some molecules eely en e he
b ain owing o hei molecula weigh (<500 Da), cha ge (low hyd ogen bonding capabili ies), and
lipophilici y [
40
]. Thus, esea che s s a ed modi ying, h ough medicinal chemis y, molecules ha
a e ac i e agains CNS diseases o BM o enable hem o ge in o he b ain [
31
]. Al hough i has
eno mous po en ial, he modi ica ions may esul in loss o pha macological ac i i y. In addi ion, he
new molecule may become a subs a e o he e lux pumps by inc easing d ugs’ lipophilici y, which
dec eases b ain accumula ion [34].
Pha maceu ics 2020,12, 62 5 o 22
2.3. Physiological App oach
This na u al s a egy exploi s he a ious anspo e s and ecep o s exp essed a he BBB, as
well as he physiological p ope ies o he BBB (e.g., cha ge and lipid composi ion) (Figu e 2) [
41
–
43
].
These ansloca ion mechanisms a e undamen al o he up ake o essen ial subs ances o main ain
b ain homeos asis. They can be classi ied in o: (1) CMT, which a e esponsible o he c oss o
glucose (glucose anspo e —GLUT1), amino acids (la ge neu al amino acid anspo e —LAT1, and
ca ionic amino acid anspo e —CAT1), and nucleosides (nucleobase anspo e —NBT); (2) RMT,
undamen al o la ge molecules ansloca ion, such as ans e in ( ans e in ecep o —T R), insulin
(insulin ecep o —IR), low-densi y lipop o ein (lipop o ein ecep o -media ed p o ein—LRP), lep in
(lep in ecep o —LEPR), and agmen c ys allizable (Fc) agmen o immunoglobulin G (IgG) (Fc
agmen o IgG ecep o anspo e
α
—FCGRT); and inally, (3) AMT ha d i es albumin and o he
plasma p o eins o b ain [44].
CMT is an in e es ing anspo e due o he easy coupling o endogenous subs a es o sMDs [
45
].
Besides, i is also possible o pe o m di ec modi ica ion o sMDs o esemble CMT na u al subs a es.
The changes allow d ugs o be ecognized and anspo ed ac oss he BBB [
46
]. Ne e heless, he
molecules gene a ed: (1) mus mimic ha o he endogenous CMT subs a e; (2) should no a ec
CMT physiological unc ion; and (3) mus main ain i s pha macological ac i i y. So a , a ge ing
nanoca ie s o CMTs ha e been he bes example o he s a egy’s success. Howe e , he applica ion
o his app oach was only possible o small molecules, as e ised in Wi e al. [47].
Ano he p omising s a egy o de elop molecules ha can e icien ly c oss he BBB is he RMT.
These molecules a e known as T ojan Ho ses and can be ei he pep ides o an ibodies [
48
]. T R and
IR a e he mos impo an BBB ecep o s explo ed by esea che s. Pa d idge e al. ha e ex ensi ely
documen ed he use o an ibodies a ge ing hese ecep o s [
49
–
51
]. The
in i o
s udies demons a ed
an accumula ion o di e en an i-T R monoclonal an ibodies (mAbs) in he b ain issue and a dis inc
biodis ibu ion. The high a ini y o an ibodies owa ds hese ecep o s is, howe e , a limi a ion since
esul s in weak ecep o dissocia ion. Consequen ly, he high-a ini y an ibodies ollow he lysosomes
pa hway du ing in acellula a icking leading o i s deg ada ion [52].
Yu e al. elegan ly sol ed he p oblem by educing he a ini y o an i-T R mAbs [
53
]. Nex , he
g oup de eloped a bispeci ic he apeu ic an ibody wi h a low a ini y o T R and a high a ini y o
he enzyme
β
-sec e ase (BACE1), an Alzheime ’s disease d ug a ge . Rele an esul s we e ob ained
om he e alua ion o he bispeci ic an ibody e icacy in non-human p ima es. The b ain accumula ion
was signi ican ly highe han con ol, and he amyloid
β
-pep ide p esence in he b ain and se um
educed conside ably [
54
]. Simila ly o T R, exci ing s udies a ge ing IR ha e been de eloped.
Pa d idge e al. ha e shown a o al o 4% b ain up ake 3 h a e in a enous adminis a ion in Rhesus
monkeys. In he ea men o Pa kinson’s, s oke, me ach oma ic leukodys ophy, and San ilippo ype
A synd ome, some he apeu ic d ugs ha e been linked o he mAb and success ully ansloca ed ac oss
he BBB [49,55].
Ano he in e es ing s a egy o deli e d ugs in o he b ain exploi ing RMT is he use o
nanopa icles (NPs) coupled wi h mAbs o pep ides ha ecognize hese ecep o s [
43
,
56
,
57
]. NPs
a e colloidal ca ie s o na u al o syn he ic o igin wi h a size a ying om 1 o 1000 nm. They a e a
ascina ing sys em due o hei modula ing capaci y conce ning shape, size, hyd ophobici y, coa ing,
chemis y, and su ace cha ge [
58
]. In addi ion, hey also ha e a high capaci y o d ug payload, he
ela i ely ew mAbs o pep ides o achie e high le els o d ug a ge ing, p o ec ion o he encapsula ed
d ug, and he abili y o p o ide a con olled elease o he d ug [59,60].
Al hough he conside able achie emen s accomplished, he d awback o hese RMT sys ems
is ela ed o he compe i ion wi h na u al subs a es, which may a ec b ain homeos asis; and may
esul in ecep o s’ sa u a ion due o he high a ini y o an ibodies [
34
,
61
,
62
]. To o e come hese
limi a ions, ecen ly, mo e a en ion has been gi en o AMT. The concep o AMT h ough he BBB
began wi h he obse a ion ha polyca ionic p o eins’ b ain up ake did no in ol e binding o he
endo helial cell su ace [
63
]. Elec os a ic in e ac ion be ween posi i ely cha ged subs ances and

Pha maceu ics 2020,12, 62 6 o 22
nega i ely cha ged BBB d i es he ansloca ion. The esicles c ea ed allow BBB c oss and, consequen ly,
b ain accumula ion [
64
]. Lack o selec i i y o hese sys ems and possible BBB dis up ion we e he
majo conce ns highligh ed by esea che s. Howe e , he ecen p oo -o -concep gi en by he use
o cell-pene a ing pep ides (CPPs) in BBB ansloca ion (BBB pep ide-shu le) has launched a new
in e es in his s a egy. These pep ides ha e demons a ed a na u al selec i i y owa ds nega i ely
cha ged memb anes and he abili y o ansloca e la ge ca goes wi hou BBB damage bo h
in i o
and
in i o
models [
65
–
67
]. The e o e, he op imiza ion o BBB pep ide shu les based-sys ems in he
deli e y o sMDs and TPs, using AMT, will be an a ea o in ense in es iga ion du ing he nex decade.
3. The apeu ic An ibodies o BM Elimina ion
TPs a e he s anda d o ca e in a numbe o he apeu ic a eas [
68
]. They a e p o ein manu ac u ed
o biopha maceu ical use and include, o ins ance, mAbs, pep ides, g ow h ac o s, cy okines, and
enzymes [
69
]. Thei p oduc ion is ela i ely easy and elies mos ly on ei he simple pu i ica ion
o ecombinan DNA echnology. Th oughou he ollowing sec ions, he desc ip ion o an ibodies’
ac i i y and hei he apeu ic alue only conce n human an ibodies. The ac i i y o an ibodies is
species dependen . Thus, some ea u es p esen ed migh no be accu a e o non-human an ibodies.
3.1. Monoclonal An ibodies
mAbs ep esen he as es g owing class o TPs. Cu en ly, o e 50 he apeu ic an ibodies a e
on he ma ke [
70
]. They a e complex molecules consis ing o homodime s o a iable and cons an
egions (Figu e 3) [
71
]. The o me has an igen speci ici y owing o he p esence o complemen a y
de e mining egions (CDRs). On he o he hand, he Fc domain is esponsible o he long hal -li e
o an ibodies, due o an ibody ecycling a e in e ac ion o he neona al Fc ecep o (FcRn) [
72
]; and
immune ac i a ion (complemen -dependen cy o oxici y—CDC; and an ibody-dependen cellula
cy o oxici y—ADCC) by engaging Fc
γ
ecep o s (Fc
γ
Rs) on immune cells (e.g., neu ophils, na u al
kille cells, monocy es) [
73
]. High he apeu ic ole abili y and low isk- o-bene i a ios a o he use
o he apeu ic an ibodies. Thus, hei exquisi e speci ici y, high binding a ini y, long hal -li e, low
oxici y, and e sa ili y a e cha ac e is ics ha con ibu ed o an ibodies’ success [
74
,
75
]. Addi ionally,
he low numbe o d ug–d ug in e ac ions be ween mAbs and sMDs inc eased hei combina ion in
many he apeu ic egimens [70].
The mechanism o ac ion o mAbs di e s depending on he molecule enginee ed (Figu e 3). They
can a ge soluble media o s (e.g., cy okines) o inhibi hei binding o ecep o s and, consequen ly,
inhibi signaling; o hey can a ge memb ane ecep o s ei he inducing o an agonizing signaling (e.g.,
p og ammed-cell dea h ligan -1—PD-L1; o human epide mal ecep o -2—HER2, espec i ely) [
76
].
In addi ion, he p esence o he Fc domain allows immune s imula ion (CDC and/o ADCC). CDC is
ela ed o complemen ac i a ion. Complemen is one o he i s media o s o he immune esponse
o pa hogens and cells. A e binding, an ibodies ac i a e he classical complemen cascade. Thus,
eleasing cy okines (e.g., anaphyla oxins and opsonins) and o ming he memb ane a ack complex
(MAC), which lead o cell lysis and phagocy osis [
77
]. On he o he hand, ADCC occu ed due o he
in e ac ion o he Fc domain wi h Fc
γ
Rs on e ec o immune cells (e.g., neu ophils—Fc
γ
RI, na u al
kille cells—Fc
γ
IIIA; o monocy es—Fc
γ
IIIB). A e ecogni ion o an an ibody-coa ed a ge cell,
e ec o cells engage he elease o g anzymes and pe o ins [
78
]. The consequence is cell dea h. The
magni ude o he s imula ion o ei he CDC o ADCC depends on he IgG subse (IgG 1–4). Fo
ins ance, IgG2 and IgG4 do no ac i a e bo h mechanisms. The e o e, hey a e designed p ima ily
o signaling blockage. Opposi ely, IgG1 and IgG3 s ongly ac i a e bo h CDC and ADCC. Owing o
i s sho hal -li e due o a low FcRn a ini y, IgG3 does no ha e he he apeu ic alue o o he IgG
subse s [79].
Pha maceu ics 2020,12, 62 7 o 22
Pha maceu ics 2020, 12, x FOR PEER REVIEW 7 o 25
Figu e 3. Main unc ions o he apeu ic monoclonal an ibodies (mAbs). mAbs ha e wo an igen-
binding agmen s (Fabs) and one cons an agmen c ys allizable (Fc). The a iable domain o he
Fab con e s speci ici y and binding a ini y o ei he memb ane ecep o s o soluble an igens. The Fc
domain binds neona al Fc ecep o (FcRn), p olonging he hal -li e o mAbs; and connec s
immunoglobulin G (IgG) an ibodies o immune e ec o mechanisms (an ibody-dependen cell
cy o oxici y—ADCC; and complemen -dependen cy o oxici y—CDC) by engaging Fcγ ecep o s
(FcγR) on immune cells, p omo ing cell lysis.
3.2. The apeu ic Value
The i s mAb app o ed was mu omonab-CD3 in he p e en ion o ansplan ejec ion. E e
since, mAbs ha e been in oduced in a numbe o he apeu ic egimens in a wide ange o condi ions,
such as o gan ansplan a ion (e.g., basiliximab and bela acep ), in lamma o y diseases (e.g.,
adalimumab and ocilizumab), and cance (e.g., as uzumab and ce uximab) [70]. The use o
an ibodies is inc easing and imp o ed mAb-based s a egies will appea on he ma ke in esponse
o cu en he apeu ic challenges (Figu e 4). In pa icula , an ibody esea ch ocused on he
de elopmen o an ibody agmen s (e.g., single-chain F —scF , single-domain an ibody—sdAb,
an igen-binding agmen s—Fab); an ibody–d ug conjuga es (ADC) (e.g., as uzumab em ansine);
usion p o eins (e.g., e ane cep ); and in abodies [80–82]. Al hough physicians use mAbs in a a ie y
o condi ions, hei applicabili y in he ea men o CNS diseases and BM emains challenging.
Ne e heless, he e a e some mAb-based sys ems al eady app o ed (Table 1) o in in es iga ion
(Table 2).
Figu e 3.
Main unc ionso he apeu icmonoclonalan ibodies(mAbs). mAbsha e wo an igen-binding
agmen s (Fabs) and one cons an agmen c ys allizable (Fc). The a iable domain o he Fab con e s
speci ici y and binding a ini y o ei he memb ane ecep o s o soluble an igens. The Fc domain
binds neona al Fc ecep o (FcRn), p olonging he hal -li e o mAbs; and connec s immunoglobulin
G (IgG) an ibodies o immune e ec o mechanisms (an ibody-dependen cell cy o oxici y—ADCC;
and complemen -dependen cy o oxici y—CDC) by engaging Fc
γ
ecep o s (Fc
γ
R) on immune cells,
p omo ing cell lysis.
3.2. The apeu ic Value
The i s mAb app o ed was mu omonab-CD3 in he p e en ion o ansplan ejec ion. E e since,
mAbs ha e been in oduced in a numbe o he apeu ic egimens in a wide ange o condi ions, such
as o gan ansplan a ion (e.g., basiliximab and bela acep ), in lamma o y diseases (e.g., adalimumab
and ocilizumab), and cance (e.g., as uzumab and ce uximab) [
70
]. The use o an ibodies is
inc easing and imp o ed mAb-based s a egies will appea on he ma ke in esponse o cu en
he apeu ic challenges (Figu e 4). In pa icula , an ibody esea ch ocused on he de elopmen o
an ibody agmen s (e.g., single-chain F —scF , single-domain an ibody—sdAb, an igen-binding
agmen s—Fab); an ibody–d ug conjuga es (ADC) (e.g., as uzumab em ansine); usion p o eins (e.g.,
e ane cep ); and in abodies [
80
–
82
]. Al hough physicians use mAbs in a a ie y o condi ions, hei
applicabili y in he ea men o CNS diseases and BM emains challenging. Ne e heless, he e a e
some mAb-based sys ems al eady app o ed (Table 1) o in in es iga ion (Table 2).
Pha maceu ics 2020,12, 62 8 o 22
Pha maceu ics 2020, 12, x FOR PEER REVIEW 8 o 25
Figu e 4. No el o inno a i e monoclonal an ibody (mAb) s a egies. Schema ic ep esen a ion o
di e en an ibody o ma s cu en ly in esea ch. (A) An in ac IgG molecule alongside wi h a ious
an ibody agmen s and hei espec i e molecula weigh . (B) An ibody-d ug conjuga es (ADC) a e
usually in ac IgG molecules linked o a d ug, oxin, o pep ide o inc ease he ca go selec i i y. (C)
Fusion p o eins a e biopha maceu ical molecules whe e he binding domains can be de i ed om a
ecep o ex acellula domain, cy okine, enzyme, and pep ide. Depending on he IgG molecule, he
Fc egion is capable o FcγR and C1q binding, po en ially enabling he usion p o ein o ini ia e
an ibody-dependen cell-media ed cy o oxici y (ADCC) and complemen -dependen cy o oxici y
(CDC). (D) The scheme shows an in abody made o a a iable egion o he ligh and hea y chain
cons i u ing he an igen-binding domain and an in acellula loca ion domain o allow nuclea
binding.
3.3. CNS Diseases
Mul iple scle osis and episodic headache a e he only neu ologic pa hologies whe e mAbs ha e
been adminis a ed, which s a ed wi h he app o al o na alizumab [83] and e enumab [84],
espec i ely. Na alizumab is an IgG4 mAb a ge ing α4β1-in eg in ( e y la e ac i a ion an igen-4—
VLA-4), which is p esen on he su ace o leukocy es. A e binding o VLA-4, he mAb inhibi s he
in e ac ion be ween VLA-4 and ascula cell adhesion molecule-1 (VCAM-1). Consequen ly,
educing he adhesion, a achmen , and mig a ion o leukocy es ac oss he BBB in o he CNS [85]. In
a pi o al phase III ial (AFFIRM), na alizumab educed clinical elapse a one-yea by 68% and he
isk o con inuous p og ession o disabili y by 42–54% o e wo yea s [86]. Ne e heless, he
he apeu ic e ec obse ed occu s due o a pe iphe al ac ion, ins ead o a di ec an ibody pene a ion
in o he b ain. E enumab is an IgG2, which a ge s he calci onin gene- ela ed pep ide (CGRP)
ecep o [87]. The mAb compe es wi h he binding o CGRP and inhibi s i s unc ion a he CGRP
ecep o . The CGRP ecep o s a e loca ed a ele an si es o mig aine pa hophysiology, such as he
igeminal ganglion and he pa a en icula s uc u es. The BBB does no p o ec hese egions. Thus,
e enumab also exe s ac ion a he pe iphe y and no a he b ain. In phase III STRIVE clinical ial,
Figu e 4.
No el o inno a i e monoclonal an ibody (mAb) s a egies. Schema ic ep esen a ion o
di e en an ibody o ma s cu en ly in esea ch. (
A
) An in ac IgG molecule alongside wi h a ious
an ibody agmen s and hei espec i e molecula weigh . (
B
) An ibody-d ug conjuga es (ADC)
a e usually in ac IgG molecules linked o a d ug, oxin, o pep ide o inc ease he ca go selec i i y.
(
C
) Fusion p o eins a e biopha maceu ical molecules whe e he binding domains can be de i ed om
a ecep o ex acellula domain, cy okine, enzyme, and pep ide. Depending on he IgG molecule,
he Fc egion is capable o Fc
γ
R and C1q binding, po en ially enabling he usion p o ein o ini ia e
an ibody-dependen cell-media edcy o oxici y(ADCC) and complemen -dependen cy o oxici y (CDC).
(
D
) The scheme shows an in abody made o a a iable egion o he ligh and hea y chain cons i u ing
he an igen-binding domain and an in acellula loca ion domain o allow nuclea binding.
3.3. CNS Diseases
Mul iple scle osis and episodic headache a e he only neu ologic pa hologies whe e mAbs ha e
beenadminis a ed,whichs a edwi h heapp o alo na alizumab[
83
]ande enumab[
84
], espec i ely.
Na alizumab is an IgG4 mAb a ge ing
α
4
β
1-in eg in ( e y la e ac i a ion an igen-4—VLA-4), which is
p esen on he su ace o leukocy es. A e binding o VLA-4, he mAb inhibi s he in e ac ion be ween
VLA-4 and ascula cell adhesion molecule-1 (VCAM-1). Consequen ly, educing he adhesion,
a achmen , and mig a ion o leukocy es ac oss he BBB in o he CNS [
85
]. In a pi o al phase III
ial (AFFIRM), na alizumab educed clinical elapse a one-yea by 68% and he isk o con inuous
p og ession o disabili y by 42–54% o e wo yea s [
86
]. Ne e heless, he he apeu ic e ec obse ed
occu s due o a pe iphe al ac ion, ins ead o a di ec an ibody pene a ion in o he b ain. E enumab is an
IgG2, which a ge s he calci onin gene- ela ed pep ide (CGRP) ecep o [
87
]. The mAb compe es wi h
he binding o CGRP and inhibi s i s unc ion a he CGRP ecep o . The CGRP ecep o s a e loca ed a
ele an si es o mig aine pa hophysiology, such as he igeminal ganglion and he pa a en icula
s uc u es. The BBB does no p o ec hese egions. Thus, e enumab also exe s ac ion a he pe iphe y
and no a he b ain. In phase III STRIVE clinical ial, e enumab was able o signi ican ly educe he
Pha maceu ics 2020,12, 62 9 o 22
numbe o mig aine days pe mon h by 3.2 e sus 1.8 in he placebo g oup. E icacy was sus ained up
o one yea [88].
A di e en s a egy was applied in he managemen o Alzheime ’s disease. In his case, ins ead o
an ibodies ac ing a he pe iphe y, esea che s a e using mAbs and e-enginee ed an ibody agmen s
a ge ing na u al b ain po als (e.g., T R and IR) [
44
]. Pa d idge e al. epo ed o he i s ime an
an i-
β
-amyloid (A
β
) scF used o mAbs a ge ing ei he T R o IR [
89
]. The b ain up ake o he
molecule was o 0.88% ID/b ain. The alue is wi hin he bounda ies o he b ain up ake o o he d ugs
ha a e ac i e in he b ain [
44
,
90
,
91
]. Howe e , he mAb demons a ed a high a ini y owa ds he
ecep o . Thus, ecep o dissocia ion was a majo limi a ion. The consequence migh be an ibody
deg ada ion since he molecules, ins ead o c ossing he BBB, ollow he lysosomal pa hway. Yu e
al. elegan ly sol ed he p oblem by educing he a ini y o hese mAb [
53
]. In addi ion, he g oup
u he de eloped a bispeci ic he apeu ic an ibody wi h a low a ini y o T R and a high a ini y o
ano he Alzheime ’s disease d ug a ge , he BACE1 [
54
]. The b ain accumula ion o he molecule in
non-human p ima es was signi ican ly highe han con ol, and he amyloid
β
-pep ide p esence in he
b ain and se um educed conside ably. The d awback o hese RMT sys ems is he compe i ion wi h
na u al subs a es, which may a ec b ain homeos asis; and ecep o sa u a ion due o he high a ini y
o he an ibodies enginee ed [44].
3.4. B ain Me as ases
In he ea men o BM, he eali y is di e en . In he ec ui men phase o clinical ials, an ac i e
exclusion o pa ien s p esen ing BM occu s [
92
,
93
]. The e o e, o da e, no clinical ial suppo s he
use o mAbs in he managemen o BM. The lack o in o ma ion conce ning e icacy and sa e y a e
he main easons. Consequen ly, he s anda d cance egimens wi h well-es ablished an ibody-based
ea men s canno be applied o pa ien s wi h BM [
94
]. Thei use by physicians ep esen s an o -label
use. Ne e heless, a class o mAbs ela ed o immuno he apy (e.g., ni olumab, pemb olizumab) is
showing p omising esul s. Se e al s udies sugges hei ole in he elimina ion o me as a ic umo s,
such as in he b ain. S ill, mo e da a is necessa y o app o e hese an ibodies in he ea men o
me as a ic b ain cance s [
95
]. Ano he p omising ield is he adionuclide he apy. In he las yea s,
nume ous pape s ha e been published epo ing i s success in b ain umo s and me as ases [96].
New he apeu ic a ge s in me as a ic p og ession in ei he p ima y o seconda y umo s ha e
d i en in ense esea ch in o he de elopmen o mAb-based sys ems [
97
,
98
], as hey o e e ec i e
a ge ed ea men wi h low ad e se e en s. Howe e , he lack o speci ici y and poo BBB pene a ion
ende hem ine ec i e. I is he e o e impe a i e o ind s a egies ha allow an ibody ansloca ion
ac oss he BBB. Fo ins ance, he use o an ibody agmen s o educe hei molecula weigh . O
modi y he mAbs o con ain a ansloca ion moie y, such as a CPPs. CPPs a e e ec i e in he deli e y
o la ge ca goes ac oss cell memb anes and e en ac oss he BBB (BBB pep ide shu les) [
66
,
99
]. Simila
o he T ojan ho se app oach hey engage in e ac ion wi h BECs and BBB ansloca ion, he main
ad an age being ha CPP does no equi e ecep o s in he majo i y o he cases, hus educing he
oxici y o he sys em signi ican ly.
Pha maceu ics 2020,12, 62 16 o 22
inc ease in cance incidence and mo ali y was he de elopmen o mo e e ec i e, umo -speci ic, and
less oxic an i-cance d ugs. The use o a ge ed he apy o human cance s using mAb-based sys ems
has e olu ionized cance he apy. They a e cu en ly being used as he i s choice o ea some o he
mos equen me as a ic cance s, such as HER2+b eas cance s o colo ec al cance s. Mo e ecen ly,
he e icacy demons a ed by an ibodies inhibi ing immune checkpoin s has ex ended hei use in o he
umo ypes. In addi ion, hey ha e also been in oduced in many he apeu ic p o ocols in combina ion
wi h sMDs. Fo he ea men o cance , he Food and D ug Adminis a ion (FDA) and he Eu opean
Medicines Agency (EMA) ha e app o ed 32 mAbs-based sys ems. In e es ingly, be ween 2012 and
2017 he numbe has doubled. The e o e, he alue o mAbs in cance he apy is undispu able.
Despi e he exci emen o mAbs-based sys ems in cance ea men , hei use in b ain cance s and
BMs a e limi ed since hey a e unable o c oss he BBB. Thei molecula weigh and hyd ophilic na u e
di icul b ain accumula ion. The e o e, o c ea e BM speci ic mAbs-based sys ems, hey need o be
modi ied o ge ac oss he BBB. Many s a egies ha e been employed o mAbs o become a eali y in he
ea men o BMs. The mos p omising uses BBB pep ide shu les conjuga ed o mAbs-based sys ems.
These pep ides use endogenous ou es, such as RMT o AMT o c oss he BBB. Al hough RMT has been
by a he mos exploi ed ou e, i p esen s se e al disad an ages, namely, he ecep o ’s sa u a ion and
na u al ligand compe i ion. The e o e, wi h he ad en o many pep ide shu les explo ing AMT, he
c ossing o he BBB wi hou in e e ing wi h b ain homeos asis has become a eali y. Consequen ly, he
numbe o s udies in ol ing BBB pep ide shu les mAb-based sys ems a e inc easing in he li e a u e.
In conclusion, BBB pep ide shu les mAb-based sys ems a e being designed and s udied wi h
some limi a ions. Howe e , he a ac i e esul s wi hin di e en s udies alida e hei applica ion.
Consequen ly, in he nea u u e, i is expec ed a signi ican inc ease in he numbe o molecules
conjuga ed o BBB pep ide shu les pushing he use o an ibodies o he ea men o BMs in o a eali y.
Au ho Con ibu ions:
M.C., D.G., M.A.R.B.C., and V.N. con ibu ed o he s uc u ing o he p esen e iew, o
he li e a u e sea ch, and o he w i ing o he manusc ip . All au ho s ha e ead and ag eed o he published
e sion o he manusc ip .
Funding:
This esea ch was unded by he Po uguese Funding Agency, Fundaç
ã
o pa a a Ci
ê
ncia e Tecnologia,
FCT IP, g an s PD/BD/128281/2017, PTDC/BBB-BQB/1693/2014 and PTDC/BBB-NAN/1578/2014.
Con lic s o In e es : The au ho s decla e no con lic o in e es .
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