Full text
pha maceu ics
Re iew
An ibodies o he T ea men o B ain Me as ases, a
D eam o a Reali y?
Ma co Ca aco, Diana Gaspa , Miguel ARB Cas anho * and Ve a Ne es *
Ins i u o de Medicina Molecula , Faculdade de Medicina, Uni e sidade de Lisboa, A . P o . Egas Moniz,
1649-028 Lisboa, Po ugal
*Co espondence: [email p o ec ed] (M.A.R.B.C.); [email p o ec ed]a.p (V.N.)
Recei ed: 19 No embe 2019; Accep ed: 28 Decembe 2019; Published: 13 Janua y 2020
Abs ac :
The incidence o b ain me as ases (BM) in cance pa ien s is inc easing. A e
diagnosis, o e all su i al (OS) is poo , elici ed by he lack o an e ec i e ea men . Monoclonal
an ibody (mAb)-based he apy has achie ed ema kable success in ea ing bo h hema ologic and
non-cen al-ne ous sys em (CNS) umo s due o hei inhe en a ge ing speci ici y. Howe e ,
he use o mAbs in he ea men o CNS umo s is es ic ed by he blood–b ain ba ie (BBB)
ha hinde s he deli e y o ei he small-molecules d ugs (sMDs) o he apeu ic p o eins (TPs). To
o e come his limi a ion, ac i e esea ch is ocused on he de elopmen o s a egies o deli e TPs
and inc ease hei concen a ion in he b ain. Ye , hei molecula weigh and hyd ophilic na u e u n
his ask in o a challenge. The use o BBB pep ide shu les is an elegan s a egy. They explo e ei he
ecep o -media ed anscy osis (RMT) o adso p i e-media ed anscy osis (AMT) o c oss he BBB.
The la e is p e e able since i a oids enzyma ic deg ada ion, ecep o sa u a ion, and compe i ion
wi h na u al ecep o subs a es, which educes ad e se e en s. The e o e, he combina ion o mAbs
p ope ies (e.g., selec i i y and long hal -li e) wi h BBB pep ide shu les (e.g., BBB ansloca ion and
deli e y in o he b ain) u ns he he apeu ic conjuga e in a alid app oach o sa ely o e come he
BBB and e icien ly elimina e me as a ic b ain cells.
Keywo ds:
adso p i e-media ed anscy osis; an ibody agmen s; blood–b ain ba ie ; b ain
me as ases; monoclonal an ibodies; pep ide shu les
1. B ain Me as ases
B ain me as ases (BM) accoun o signi ican mo bidi y and mo ali y. The exac incidence is
unknown [
1
,
2
]. Based on a ious s udies, in es iga o s es ima e ha BM occu s in 10%–20% o adul
pa ien s wi h cance [
3
]. Ne e heless, he incidence migh be highe , and i is inc easing due o
p olonged li e expec ancy, inc eased esis ance o cance he apies, and imp o ed imaging echniques.
In addi ion, he inc eased pa ien su i al by ea ing p ima y umo s may inc ease he numbe o
pa ien s ha will de elop mo e agg essi e BM, o ha a e esis an o he apy. Among he di e en
cance ypes, lung cance (19.9%), b eas cance (15.2%), and melanoma (6.9%) a e he mos common
p ima y umo s de eloping BM [
4
]. A e diagnosis, o e all su i al (OS) is poo . Howe e , ea ly
diagnosis, imp o ed sys emic he apies, and mul imodali y ea men s ha e signi ican ly inc eased
pa ien s’ su i al [5].
1.1. BM Pa hophysiology
The pa hophysiology o BM is complex and in ol es a mul i-s ep p ocess cons i u ed o wo majo
s ages (Figu e 1) [
6
]. The i s s age is umo mig a ion, which includes (i) me as a ic clone p og ession,
due o umo cells’ abili y o deg ade ex acellula ma ix (ECM); (ii) in a asa ion ( ansendo helial
mig a ion o cance cells in o essels); (iii) dissemina ion (sp ead o umo cells ia bloods eam); (i )
Pha maceu ics 2020,12, 62; doi:10.3390/pha maceu ics12010062 www.mdpi.com/jou nal/pha maceu ics
Pha maceu ics 2020,12, 62 2 o 22
ex a asa ion ( ansendo helial mig a ion o cance cells in o issues). The second s age co esponds o
umo coloniza ion.
Pha maceu ics 2020, 12, x FOR PEER REVIEW 2 o 25
bloods eam); (i ) ex a asa ion ( ansendo helial mig a ion o cance cells in o issues). The second
s age co esponds o umo coloniza ion.
Figu e 1. S eps in he o ma ion o b ain me as ases (BM). Me as ases o ma ion begins in he
mic oen i onmen o he p ima y umo wi h 1. me as a ic clones de eloping, deg ading he
ex acellula ma ix (ECM), and su e ing an epi helial–mesenchymal ansi ion (EMT) o u he
de ach om he connec i e issue. 2. Subsequen ly, umo cells in ade and en e he ci cula ion
(in a a ion). 3. The dissemina ion wi hin he ascula sys em d i es umo cells o dis an si es, like
he b ain. 4. Then, hey ex a asa e ac oss he blood–b ain ba ie (BBB) and en e he b ain
pa enchyma due o he elease o p o eoly ic enzymes and cellula in e ac ions. 5. Once inside he
b ain, cance cells colonize he issue and de elop seconda y umo s.
The cells p esen ed in he p ima y umo a e he e ogeneous. Among o he s, he umo
mic oen i onmen is composed o cance s em cells (CSCs), pa ially di e en ia ed p ogeni o cells,
and ully di e en ia ed end-s age cells [6]. Recen indings a ibu e o CSCs he p ima y
esponsibili y o enhanced malignancy since hey can comple e he wo s ages o me as ases
o ma ion (Figu e 1) [7]. Howe e , du ing cance p og ession, o he cells unde go an epi helial–
mesenchymal ansi ion (EMT), changing hei plas ici y by mo phological and pheno ypical
con e sions [8,9]. EMT enables non-CSCs o esemble a CSC s a e. Thus, hey acqui e he abili y o
in ade and colonize dis an si es, c ea ing seconda y niches ha may p og ess o a seconda y umo
[10]. The e o e, in he end, wi hin he umo mic oen i onmen , all cells a e malignan . Ne e heless,
he de elopmen o dis al me as ases only occu s in <0.1% o dissemina ed cance cells. Thus,
al hough he o ma ion o me as ases ep esen s a majo h ea , i is conside ed highly ine icien
[8,11].
1.2. BBB Physiology
BBB is a complex sys em composed o a s uc u ally dis inc and con inuous endo helial cell
laye sepa a ing wo b ain compa men s, namely, he blood and ex acellula luid. I s componen s
include an endo helial cell laye , adjoined by igh cell- o-cell junc ion p o eins, and pinocy ic esicles
[12]. All oge he , hey con ibu e o he selec i e pe meabili y o he ba ie , allowing b ain
homeos asis. The BBB is also dynamic. I esponds o egula o y signals om bo h he blood and he
b ain [13], being he main po al in o he b ain o gaseous molecules, such as O
2
and CO
2
, ions,
nu ien s, ho mones, and wa e (Figu e 2). Hyd ophobic compounds (<500 Da) di use ac oss he
endo helium memb ane. Ca ie -media ed anspo (CMT) is esponsible o he anspo o glucose
Figu e 1.
S eps in he o ma ion o b ain me as ases (BM). Me as ases o ma ion begins in he
mic oen i onmen o he p ima y umo wi h 1. me as a ic clones de eloping, deg ading he
ex acellula ma ix (ECM), and su e ing an epi helial–mesenchymal ansi ion (EMT) o u he
de ach om he connec i e issue. 2. Subsequen ly, umo cells in ade and en e he ci cula ion
(in a a ion). 3. The dissemina ion wi hin he ascula sys em d i es umo cells o dis an si es,
like he b ain. 4. Then, hey ex a asa e ac oss he blood–b ain ba ie (BBB) and en e he b ain
pa enchyma due o he elease o p o eoly ic enzymes and cellula in e ac ions. 5. Once inside he
b ain, cance cells colonize he issue and de elop seconda y umo s.
The cells p esen ed in he p ima y umo a e he e ogeneous. Among o he s, he umo
mic oen i onmen is composed o cance s em cells (CSCs), pa ially di e en ia ed p ogeni o cells,
and ully di e en ia ed end-s age cells [
6
]. Recen indings a ibu e o CSCs he p ima y esponsibili y
o enhanced malignancy since hey can comple e he wo s ages o me as ases o ma ion (Figu e 1) [
7
].
Howe e , du ing cance p og ession, o he cells unde go an epi helial–mesenchymal ansi ion (EMT),
changing hei plas ici y by mo phological and pheno ypical con e sions [
8
,
9
]. EMT enables non-CSCs
o esemble a CSC s a e. Thus, hey acqui e he abili y o in ade and colonize dis an si es, c ea ing
seconda y niches ha may p og ess o a seconda y umo [
10
]. The e o e, in he end, wi hin he umo
mic oen i onmen , all cells a e malignan . Ne e heless, he de elopmen o dis al me as ases only
occu s in <0.1% o dissemina ed cance cells. Thus, al hough he o ma ion o me as ases ep esen s a
majo h ea , i is conside ed highly ine icien [8,11].
1.2. BBB Physiology
BBB is a complex sys em composed o a s uc u ally dis inc and con inuous endo helial cell laye
sepa a ing wo b ain compa men s, namely, he blood and ex acellula luid. I s componen s include
an endo helial cell laye , adjoined by igh cell- o-cell junc ion p o eins, and pinocy ic esicles [
12
]. All
oge he , hey con ibu e o he selec i e pe meabili y o he ba ie , allowing b ain homeos asis. The
BBB is also dynamic. I esponds o egula o y signals om bo h he blood and he b ain [
13
], being
he main po al in o he b ain o gaseous molecules, such as O
2
and CO
2
, ions, nu ien s, ho mones,
and wa e (Figu e 2). Hyd ophobic compounds (<500 Da) di use ac oss he endo helium memb ane.
Pha maceu ics 2020,12, 62 3 o 22
Ca ie -media ed anspo (CMT) is esponsible o he anspo o glucose and amino acid esidues.
While wa e -soluble molecules (e.g., ions) c oss he BBB h ough ion channels. On he o he hand,
mac omolecules (p o eins and pep ides) anspo ely on endocy ic esicles, which in ol e ei he
ecep o -media ed anspo (RMT) o adso p i e-media ed anspo (AMT) [14,15].
Pha maceu ics 2020, 12, x FOR PEER REVIEW 3 o 25
and amino acid esidues. While wa e -soluble molecules (e.g., ions) c oss he BBB h ough ion
channels. On he o he hand, mac omolecules (p o eins and pep ides) anspo ely on endocy ic
esicles, which in ol e ei he ecep o -media ed anspo (RMT) o adso p i e-media ed anspo
(AMT) [14,15].
Figu e 2. Pa hways ac oss he blood–b ain ba ie (BBB). Rep esen a ion o he BBB o med by he
endo helial cells and hei in e ac ion wi h as ocy es. Di e en ansloca ion ou es a e p esen ed. (a)
Tigh junc ions usually es ic he pene a ion o wa e -soluble compounds. (b) The la ge su ace a ea
o he lipid memb anes o he endo helium o e s an e icien di use ou e o lipid-soluble agen s.
(c) Se e al anspo p o eins (ca ie s) a e p esen in he endo helium o glucose (Gluc-1), amino
acids, nucleosides, and o he subs ances. (d) La ge molecules such as an ibodies, lipop o eins,
p o eins, and pep ides can only ans e se he BBB by ecep o -media ed anspo (RMT). (e) The
anspo o na i e plasma p o eins o pep ides is limi ed, bu ca ioniza ion can inc ease hei up ake
by adso p i e-media ed anspo (AMT).
Ne e heless, he BBB in e ac s wi h he me as a ic cells in an uniden i ied way. The BBB is
hypo hesized o c ea e a unique b ain mic oen i onmen and o in luence me as a ic coloniza ion
[16]. The inc eased pe meabili y o umo -associa ed endo helial cells, due o umo pene a ion in o
he b ain, pe mi s leakage o p o eins and wa e in o b ain pa enchyma. The mechanism desc ibed is
esponsible o he edema o en associa ed wi h BM [17]. Mic oglia and mac ophages in luence umo
p oli e a ion and in asion by sec e ing mul iple cy okines, g ow h ac o s, enzymes, and eac i e
oxygen species (ROS). O he immune cells may also pa icipa e in he BBB ansloca ion. Howe e ,
he exac mechanisms a e deba able [18–21]. The BBB s uc u e may be a ec ed momen a ily du ing
cance cells’ in asion; howe e , in o he non-cance - ela ed cen al-ne ous sys em (CNS)
pa hologies, only in ad anced disease s ages, he dys unc ion is usually signi ican .
1.3. BM T ea men
Majo de elopmen s ha e been made in unde s anding b ain unc ion, me as ases p og ession,
and he de elopmen o medical echnologies. Howe e , in many cases, he majo d awback in BM
Figu e 2.
Pa hways ac oss he blood–b ain ba ie (BBB). Rep esen a ion o he BBB o med by he
endo helial cells and hei in e ac ion wi h as ocy es. Di e en ansloca ion ou es a e p esen ed.
(
a
) Tigh junc ions usually es ic he pene a ion o wa e -soluble compounds. (
b
) The la ge su ace
a ea o he lipid memb anes o he endo helium o e s an e icien di use ou e o lipid-soluble
agen s. (
c
) Se e al anspo p o eins (ca ie s) a e p esen in he endo helium o glucose (Gluc-1),
amino acids, nucleosides, and o he subs ances. (
d
) La ge molecules such as an ibodies, lipop o eins,
p o eins, and pep ides can only ans e se he BBB by ecep o -media ed anspo (RMT). (
e
) The
anspo o na i e plasma p o eins o pep ides is limi ed, bu ca ioniza ion can inc ease hei up ake
by adso p i e-media ed anspo (AMT).
Ne e heless, he BBB in e ac s wi h he me as a ic cells in an uniden i ied way. The BBB is
hypo hesized o c ea e a unique b ain mic oen i onmen and o in luence me as a ic coloniza ion [
16
].
The inc eased pe meabili y o umo -associa ed endo helial cells, due o umo pene a ion in o he
b ain, pe mi s leakage o p o eins and wa e in o b ain pa enchyma. The mechanism desc ibed is
esponsible o he edema o en associa ed wi h BM [
17
]. Mic oglia and mac ophages in luence umo
p oli e a ion and in asion by sec e ing mul iple cy okines, g ow h ac o s, enzymes, and eac i e
oxygen species (ROS). O he immune cells may also pa icipa e in he BBB ansloca ion. Howe e ,
he exac mechanisms a e deba able [
18
–
21
]. The BBB s uc u e may be a ec ed momen a ily du ing
cance cells’ in asion; howe e , in o he non-cance - ela ed cen al-ne ous sys em (CNS) pa hologies,
only in ad anced disease s ages, he dys unc ion is usually signi ican .
Pha maceu ics 2020,12, 62 4 o 22
1.3. BM T ea men
Majo de elopmen s ha e been made in unde s anding b ain unc ion, me as ases p og ession,
and he de elopmen o medical echnologies. Howe e , in many cases, he majo d awback in BM
ea men is he ine icien d ug deli e y in o he b ain [
22
,
23
]. The BBB emains he mos signi ican
obs acle o he e icien deli e y o small-molecule d ugs (sMDs) and he apeu ic p o eins (TPs) [
24
]. In
addi ion, some au ho s also a ibu ed o he he apeu ic esis ance o me as a ic cells he esponsi i y
o he apy ine iciency. Acco ding o hem, du ing cance p og ession, some su i al pa hways,
such as he PI3K/AKT/mTOR a e ac i a ed in speci ic cells, which con ibu es o he poo esponse o
me as a ic cells [25,26]. In he end, bo h mechanisms migh be con ibu ing o he apeu ic ailu e.
The i s -line app oach o ea BM includes su ge y, s e eo ac ic adiosu ge y (SRS), and
whole-b ain adia ion he apy (WBRT) [
27
–
29
]. Howe e , bo h sys emic and in ac anial disease
con ol a e also possible wi h he imp o ed sys emic he apies ha ha e begun o o e g ea e po en ial
o speci ic cance ypes and geno ypes. Thus, he managemen o BM has become inc easingly
indi idualized [
1
]. Depending on he his ology and sys emic disease s a us, physicians may conside
all he a ailable he apies. Fo ins ance, ecommenda ions sugges be e disease managemen by
using a mul idisciplina y modali y in pa ien s wi h BM om b eas cance , melanoma, and speci ic
geno ypes o non-small cell lung cance (NSCLC) (e.g., epide mal g ow h ac o ecep o (EGFR) gene
mu a ions, ansloca ions in he anaplas ic lymphoma kinase (ALK) gene). Whene e possible, pa ien s
may en oll in clinical ials o a no el o exis ing he apy. S ill, gi en he pauci y o e ec i e ea men
op ions, BM elimina ion ep esen s an unme clinical need [30].
2. S a egies o O e come he BBB
The BBB es ic s he deli e y o he apeu ics o he b ain. O e all, 98% o sMDs and p obably
all TPs canno c oss he ba ie by ee di usion [
31
–
33
]. In he las decade, in ense in es iga ion
allowed he disco e y o new s a egies o inc ease b ain pene a ion o exis ing he apeu ics (in asi e,
pha macological, and physiological) [
34
–
36
]. Ideally, he ansloca ion should no comp omise he BBB
in eg i y. Howe e , some o he cu en s a egies do no mee his c i e ion, namely, he in asi e and
pha macological app oaches.
2.1. In asi e App oach
This s a egy allows d ugs o low di ec ly om he sys emic ci cula ion in o he b ain by BBB
dis up ion using di e en me hodologies. The mos impo an a e: (1) osmo ic dis up ion, due
o he adminis a ion o hype onic solu ions (e.g., manni ol) causing cells sh inking based on cell
dehyd a ion [
37
]; (2) ul asound me hods, which ely on ansc anial deli e y o low- equency
ul asound wa es esul ing in he opening o igh junc ions [
38
]; and (3) pha macological agen s, such
as b adykinin-like compounds (e.g., his amine, b adykinin) ha dis up igh junc ions by s imula ing
B
2
ecep o s p esen ed in endo helial cells and ansien ly inc easing cy osolic Ca
2+
[
39
]. The cos s,
anes he ic adminis a ion, and hospi aliza ion a e signi ican d awbacks o all hese app oaches. Also,
he dis up ion o he BBB may inc ease umo dissemina ion, as well as i e e sible neu opa hological
changes due o he en y o unwan ed subs ances [34].
2.2. Pha macological App oach
The pha macological app oach elies on he obse a ion ha some molecules eely en e he
b ain owing o hei molecula weigh (<500 Da), cha ge (low hyd ogen bonding capabili ies), and
lipophilici y [
40
]. Thus, esea che s s a ed modi ying, h ough medicinal chemis y, molecules ha
a e ac i e agains CNS diseases o BM o enable hem o ge in o he b ain [
31
]. Al hough i has
eno mous po en ial, he modi ica ions may esul in loss o pha macological ac i i y. In addi ion, he
new molecule may become a subs a e o he e lux pumps by inc easing d ugs’ lipophilici y, which
dec eases b ain accumula ion [34].
Pha maceu ics 2020,12, 62 5 o 22
2.3. Physiological App oach
This na u al s a egy exploi s he a ious anspo e s and ecep o s exp essed a he BBB, as
well as he physiological p ope ies o he BBB (e.g., cha ge and lipid composi ion) (Figu e 2) [
41
–
43
].
These ansloca ion mechanisms a e undamen al o he up ake o essen ial subs ances o main ain
b ain homeos asis. They can be classi ied in o: (1) CMT, which a e esponsible o he c oss o
glucose (glucose anspo e —GLUT1), amino acids (la ge neu al amino acid anspo e —LAT1, and
ca ionic amino acid anspo e —CAT1), and nucleosides (nucleobase anspo e —NBT); (2) RMT,
undamen al o la ge molecules ansloca ion, such as ans e in ( ans e in ecep o —T R), insulin
(insulin ecep o —IR), low-densi y lipop o ein (lipop o ein ecep o -media ed p o ein—LRP), lep in
(lep in ecep o —LEPR), and agmen c ys allizable (Fc) agmen o immunoglobulin G (IgG) (Fc
agmen o IgG ecep o anspo e
α
—FCGRT); and inally, (3) AMT ha d i es albumin and o he
plasma p o eins o b ain [44].
CMT is an in e es ing anspo e due o he easy coupling o endogenous subs a es o sMDs [
45
].
Besides, i is also possible o pe o m di ec modi ica ion o sMDs o esemble CMT na u al subs a es.
The changes allow d ugs o be ecognized and anspo ed ac oss he BBB [
46
]. Ne e heless, he
molecules gene a ed: (1) mus mimic ha o he endogenous CMT subs a e; (2) should no a ec
CMT physiological unc ion; and (3) mus main ain i s pha macological ac i i y. So a , a ge ing
nanoca ie s o CMTs ha e been he bes example o he s a egy’s success. Howe e , he applica ion
o his app oach was only possible o small molecules, as e ised in Wi e al. [47].
Ano he p omising s a egy o de elop molecules ha can e icien ly c oss he BBB is he RMT.
These molecules a e known as T ojan Ho ses and can be ei he pep ides o an ibodies [
48
]. T R and
IR a e he mos impo an BBB ecep o s explo ed by esea che s. Pa d idge e al. ha e ex ensi ely
documen ed he use o an ibodies a ge ing hese ecep o s [
49
–
51
]. The
in i o
s udies demons a ed
an accumula ion o di e en an i-T R monoclonal an ibodies (mAbs) in he b ain issue and a dis inc
biodis ibu ion. The high a ini y o an ibodies owa ds hese ecep o s is, howe e , a limi a ion since
esul s in weak ecep o dissocia ion. Consequen ly, he high-a ini y an ibodies ollow he lysosomes
pa hway du ing in acellula a icking leading o i s deg ada ion [52].
Yu e al. elegan ly sol ed he p oblem by educing he a ini y o an i-T R mAbs [
53
]. Nex , he
g oup de eloped a bispeci ic he apeu ic an ibody wi h a low a ini y o T R and a high a ini y o
he enzyme
β
-sec e ase (BACE1), an Alzheime ’s disease d ug a ge . Rele an esul s we e ob ained
om he e alua ion o he bispeci ic an ibody e icacy in non-human p ima es. The b ain accumula ion
was signi ican ly highe han con ol, and he amyloid
β
-pep ide p esence in he b ain and se um
educed conside ably [
54
]. Simila ly o T R, exci ing s udies a ge ing IR ha e been de eloped.
Pa d idge e al. ha e shown a o al o 4% b ain up ake 3 h a e in a enous adminis a ion in Rhesus
monkeys. In he ea men o Pa kinson’s, s oke, me ach oma ic leukodys ophy, and San ilippo ype
A synd ome, some he apeu ic d ugs ha e been linked o he mAb and success ully ansloca ed ac oss
he BBB [49,55].
Ano he in e es ing s a egy o deli e d ugs in o he b ain exploi ing RMT is he use o
nanopa icles (NPs) coupled wi h mAbs o pep ides ha ecognize hese ecep o s [
43
,
56
,
57
]. NPs
a e colloidal ca ie s o na u al o syn he ic o igin wi h a size a ying om 1 o 1000 nm. They a e a
ascina ing sys em due o hei modula ing capaci y conce ning shape, size, hyd ophobici y, coa ing,
chemis y, and su ace cha ge [
58
]. In addi ion, hey also ha e a high capaci y o d ug payload, he
ela i ely ew mAbs o pep ides o achie e high le els o d ug a ge ing, p o ec ion o he encapsula ed
d ug, and he abili y o p o ide a con olled elease o he d ug [59,60].
Al hough he conside able achie emen s accomplished, he d awback o hese RMT sys ems
is ela ed o he compe i ion wi h na u al subs a es, which may a ec b ain homeos asis; and may
esul in ecep o s’ sa u a ion due o he high a ini y o an ibodies [
34
,
61
,
62
]. To o e come hese
limi a ions, ecen ly, mo e a en ion has been gi en o AMT. The concep o AMT h ough he BBB
began wi h he obse a ion ha polyca ionic p o eins’ b ain up ake did no in ol e binding o he
endo helial cell su ace [
63
]. Elec os a ic in e ac ion be ween posi i ely cha ged subs ances and
Pha maceu ics 2020,12, 62 6 o 22
nega i ely cha ged BBB d i es he ansloca ion. The esicles c ea ed allow BBB c oss and, consequen ly,
b ain accumula ion [
64
]. Lack o selec i i y o hese sys ems and possible BBB dis up ion we e he
majo conce ns highligh ed by esea che s. Howe e , he ecen p oo -o -concep gi en by he use
o cell-pene a ing pep ides (CPPs) in BBB ansloca ion (BBB pep ide-shu le) has launched a new
in e es in his s a egy. These pep ides ha e demons a ed a na u al selec i i y owa ds nega i ely
cha ged memb anes and he abili y o ansloca e la ge ca goes wi hou BBB damage bo h
in i o
and
in i o
models [
65
–
67
]. The e o e, he op imiza ion o BBB pep ide shu les based-sys ems in he
deli e y o sMDs and TPs, using AMT, will be an a ea o in ense in es iga ion du ing he nex decade.
3. The apeu ic An ibodies o BM Elimina ion
TPs a e he s anda d o ca e in a numbe o he apeu ic a eas [
68
]. They a e p o ein manu ac u ed
o biopha maceu ical use and include, o ins ance, mAbs, pep ides, g ow h ac o s, cy okines, and
enzymes [
69
]. Thei p oduc ion is ela i ely easy and elies mos ly on ei he simple pu i ica ion
o ecombinan DNA echnology. Th oughou he ollowing sec ions, he desc ip ion o an ibodies’
ac i i y and hei he apeu ic alue only conce n human an ibodies. The ac i i y o an ibodies is
species dependen . Thus, some ea u es p esen ed migh no be accu a e o non-human an ibodies.
3.1. Monoclonal An ibodies
mAbs ep esen he as es g owing class o TPs. Cu en ly, o e 50 he apeu ic an ibodies a e
on he ma ke [
70
]. They a e complex molecules consis ing o homodime s o a iable and cons an
egions (Figu e 3) [
71
]. The o me has an igen speci ici y owing o he p esence o complemen a y
de e mining egions (CDRs). On he o he hand, he Fc domain is esponsible o he long hal -li e
o an ibodies, due o an ibody ecycling a e in e ac ion o he neona al Fc ecep o (FcRn) [
72
]; and
immune ac i a ion (complemen -dependen cy o oxici y—CDC; and an ibody-dependen cellula
cy o oxici y—ADCC) by engaging Fc
γ
ecep o s (Fc
γ
Rs) on immune cells (e.g., neu ophils, na u al
kille cells, monocy es) [
73
]. High he apeu ic ole abili y and low isk- o-bene i a ios a o he use
o he apeu ic an ibodies. Thus, hei exquisi e speci ici y, high binding a ini y, long hal -li e, low
oxici y, and e sa ili y a e cha ac e is ics ha con ibu ed o an ibodies’ success [
74
,
75
]. Addi ionally,
he low numbe o d ug–d ug in e ac ions be ween mAbs and sMDs inc eased hei combina ion in
many he apeu ic egimens [70].
The mechanism o ac ion o mAbs di e s depending on he molecule enginee ed (Figu e 3). They
can a ge soluble media o s (e.g., cy okines) o inhibi hei binding o ecep o s and, consequen ly,
inhibi signaling; o hey can a ge memb ane ecep o s ei he inducing o an agonizing signaling (e.g.,
p og ammed-cell dea h ligan -1—PD-L1; o human epide mal ecep o -2—HER2, espec i ely) [
76
].
In addi ion, he p esence o he Fc domain allows immune s imula ion (CDC and/o ADCC). CDC is
ela ed o complemen ac i a ion. Complemen is one o he i s media o s o he immune esponse
o pa hogens and cells. A e binding, an ibodies ac i a e he classical complemen cascade. Thus,
eleasing cy okines (e.g., anaphyla oxins and opsonins) and o ming he memb ane a ack complex
(MAC), which lead o cell lysis and phagocy osis [
77
]. On he o he hand, ADCC occu ed due o he
in e ac ion o he Fc domain wi h Fc
γ
Rs on e ec o immune cells (e.g., neu ophils—Fc
γ
RI, na u al
kille cells—Fc
γ
IIIA; o monocy es—Fc
γ
IIIB). A e ecogni ion o an an ibody-coa ed a ge cell,
e ec o cells engage he elease o g anzymes and pe o ins [
78
]. The consequence is cell dea h. The
magni ude o he s imula ion o ei he CDC o ADCC depends on he IgG subse (IgG 1–4). Fo
ins ance, IgG2 and IgG4 do no ac i a e bo h mechanisms. The e o e, hey a e designed p ima ily
o signaling blockage. Opposi ely, IgG1 and IgG3 s ongly ac i a e bo h CDC and ADCC. Owing o
i s sho hal -li e due o a low FcRn a ini y, IgG3 does no ha e he he apeu ic alue o o he IgG
subse s [79].
Pha maceu ics 2020,12, 62 7 o 22
Pha maceu ics 2020, 12, x FOR PEER REVIEW 7 o 25
Figu e 3. Main unc ions o he apeu ic monoclonal an ibodies (mAbs). mAbs ha e wo an igen-
binding agmen s (Fabs) and one cons an agmen c ys allizable (Fc). The a iable domain o he
Fab con e s speci ici y and binding a ini y o ei he memb ane ecep o s o soluble an igens. The Fc
domain binds neona al Fc ecep o (FcRn), p olonging he hal -li e o mAbs; and connec s
immunoglobulin G (IgG) an ibodies o immune e ec o mechanisms (an ibody-dependen cell
cy o oxici y—ADCC; and complemen -dependen cy o oxici y—CDC) by engaging Fcγ ecep o s
(FcγR) on immune cells, p omo ing cell lysis.
3.2. The apeu ic Value
The i s mAb app o ed was mu omonab-CD3 in he p e en ion o ansplan ejec ion. E e
since, mAbs ha e been in oduced in a numbe o he apeu ic egimens in a wide ange o condi ions,
such as o gan ansplan a ion (e.g., basiliximab and bela acep ), in lamma o y diseases (e.g.,
adalimumab and ocilizumab), and cance (e.g., as uzumab and ce uximab) [70]. The use o
an ibodies is inc easing and imp o ed mAb-based s a egies will appea on he ma ke in esponse
o cu en he apeu ic challenges (Figu e 4). In pa icula , an ibody esea ch ocused on he
de elopmen o an ibody agmen s (e.g., single-chain F —scF , single-domain an ibody—sdAb,
an igen-binding agmen s—Fab); an ibody–d ug conjuga es (ADC) (e.g., as uzumab em ansine);
usion p o eins (e.g., e ane cep ); and in abodies [80–82]. Al hough physicians use mAbs in a a ie y
o condi ions, hei applicabili y in he ea men o CNS diseases and BM emains challenging.
Ne e heless, he e a e some mAb-based sys ems al eady app o ed (Table 1) o in in es iga ion
(Table 2).
Figu e 3.
Main unc ionso he apeu icmonoclonalan ibodies(mAbs). mAbsha e wo an igen-binding
agmen s (Fabs) and one cons an agmen c ys allizable (Fc). The a iable domain o he Fab con e s
speci ici y and binding a ini y o ei he memb ane ecep o s o soluble an igens. The Fc domain
binds neona al Fc ecep o (FcRn), p olonging he hal -li e o mAbs; and connec s immunoglobulin
G (IgG) an ibodies o immune e ec o mechanisms (an ibody-dependen cell cy o oxici y—ADCC;
and complemen -dependen cy o oxici y—CDC) by engaging Fc
γ
ecep o s (Fc
γ
R) on immune cells,
p omo ing cell lysis.
3.2. The apeu ic Value
The i s mAb app o ed was mu omonab-CD3 in he p e en ion o ansplan ejec ion. E e since,
mAbs ha e been in oduced in a numbe o he apeu ic egimens in a wide ange o condi ions, such
as o gan ansplan a ion (e.g., basiliximab and bela acep ), in lamma o y diseases (e.g., adalimumab
and ocilizumab), and cance (e.g., as uzumab and ce uximab) [
70
]. The use o an ibodies is
inc easing and imp o ed mAb-based s a egies will appea on he ma ke in esponse o cu en
he apeu ic challenges (Figu e 4). In pa icula , an ibody esea ch ocused on he de elopmen o
an ibody agmen s (e.g., single-chain F —scF , single-domain an ibody—sdAb, an igen-binding
agmen s—Fab); an ibody–d ug conjuga es (ADC) (e.g., as uzumab em ansine); usion p o eins (e.g.,
e ane cep ); and in abodies [
80
–
82
]. Al hough physicians use mAbs in a a ie y o condi ions, hei
applicabili y in he ea men o CNS diseases and BM emains challenging. Ne e heless, he e a e
some mAb-based sys ems al eady app o ed (Table 1) o in in es iga ion (Table 2).
Pha maceu ics 2020,12, 62 8 o 22
Pha maceu ics 2020, 12, x FOR PEER REVIEW 8 o 25
Figu e 4. No el o inno a i e monoclonal an ibody (mAb) s a egies. Schema ic ep esen a ion o
di e en an ibody o ma s cu en ly in esea ch. (A) An in ac IgG molecule alongside wi h a ious
an ibody agmen s and hei espec i e molecula weigh . (B) An ibody-d ug conjuga es (ADC) a e
usually in ac IgG molecules linked o a d ug, oxin, o pep ide o inc ease he ca go selec i i y. (C)
Fusion p o eins a e biopha maceu ical molecules whe e he binding domains can be de i ed om a
ecep o ex acellula domain, cy okine, enzyme, and pep ide. Depending on he IgG molecule, he
Fc egion is capable o FcγR and C1q binding, po en ially enabling he usion p o ein o ini ia e
an ibody-dependen cell-media ed cy o oxici y (ADCC) and complemen -dependen cy o oxici y
(CDC). (D) The scheme shows an in abody made o a a iable egion o he ligh and hea y chain
cons i u ing he an igen-binding domain and an in acellula loca ion domain o allow nuclea
binding.
3.3. CNS Diseases
Mul iple scle osis and episodic headache a e he only neu ologic pa hologies whe e mAbs ha e
been adminis a ed, which s a ed wi h he app o al o na alizumab [83] and e enumab [84],
espec i ely. Na alizumab is an IgG4 mAb a ge ing α4β1-in eg in ( e y la e ac i a ion an igen-4—
VLA-4), which is p esen on he su ace o leukocy es. A e binding o VLA-4, he mAb inhibi s he
in e ac ion be ween VLA-4 and ascula cell adhesion molecule-1 (VCAM-1). Consequen ly,
educing he adhesion, a achmen , and mig a ion o leukocy es ac oss he BBB in o he CNS [85]. In
a pi o al phase III ial (AFFIRM), na alizumab educed clinical elapse a one-yea by 68% and he
isk o con inuous p og ession o disabili y by 42–54% o e wo yea s [86]. Ne e heless, he
he apeu ic e ec obse ed occu s due o a pe iphe al ac ion, ins ead o a di ec an ibody pene a ion
in o he b ain. E enumab is an IgG2, which a ge s he calci onin gene- ela ed pep ide (CGRP)
ecep o [87]. The mAb compe es wi h he binding o CGRP and inhibi s i s unc ion a he CGRP
ecep o . The CGRP ecep o s a e loca ed a ele an si es o mig aine pa hophysiology, such as he
igeminal ganglion and he pa a en icula s uc u es. The BBB does no p o ec hese egions. Thus,
e enumab also exe s ac ion a he pe iphe y and no a he b ain. In phase III STRIVE clinical ial,
Figu e 4.
No el o inno a i e monoclonal an ibody (mAb) s a egies. Schema ic ep esen a ion o
di e en an ibody o ma s cu en ly in esea ch. (
A
) An in ac IgG molecule alongside wi h a ious
an ibody agmen s and hei espec i e molecula weigh . (
B
) An ibody-d ug conjuga es (ADC)
a e usually in ac IgG molecules linked o a d ug, oxin, o pep ide o inc ease he ca go selec i i y.
(
C
) Fusion p o eins a e biopha maceu ical molecules whe e he binding domains can be de i ed om
a ecep o ex acellula domain, cy okine, enzyme, and pep ide. Depending on he IgG molecule,
he Fc egion is capable o Fc
γ
R and C1q binding, po en ially enabling he usion p o ein o ini ia e
an ibody-dependen cell-media edcy o oxici y(ADCC) and complemen -dependen cy o oxici y (CDC).
(
D
) The scheme shows an in abody made o a a iable egion o he ligh and hea y chain cons i u ing
he an igen-binding domain and an in acellula loca ion domain o allow nuclea binding.
3.3. CNS Diseases
Mul iple scle osis and episodic headache a e he only neu ologic pa hologies whe e mAbs ha e
beenadminis a ed,whichs a edwi h heapp o alo na alizumab[
83
]ande enumab[
84
], espec i ely.
Na alizumab is an IgG4 mAb a ge ing
α
4
β
1-in eg in ( e y la e ac i a ion an igen-4—VLA-4), which is
p esen on he su ace o leukocy es. A e binding o VLA-4, he mAb inhibi s he in e ac ion be ween
VLA-4 and ascula cell adhesion molecule-1 (VCAM-1). Consequen ly, educing he adhesion,
a achmen , and mig a ion o leukocy es ac oss he BBB in o he CNS [
85
]. In a pi o al phase III
ial (AFFIRM), na alizumab educed clinical elapse a one-yea by 68% and he isk o con inuous
p og ession o disabili y by 42–54% o e wo yea s [
86
]. Ne e heless, he he apeu ic e ec obse ed
occu s due o a pe iphe al ac ion, ins ead o a di ec an ibody pene a ion in o he b ain. E enumab is an
IgG2, which a ge s he calci onin gene- ela ed pep ide (CGRP) ecep o [
87
]. The mAb compe es wi h
he binding o CGRP and inhibi s i s unc ion a he CGRP ecep o . The CGRP ecep o s a e loca ed a
ele an si es o mig aine pa hophysiology, such as he igeminal ganglion and he pa a en icula
s uc u es. The BBB does no p o ec hese egions. Thus, e enumab also exe s ac ion a he pe iphe y
and no a he b ain. In phase III STRIVE clinical ial, e enumab was able o signi ican ly educe he
Pha maceu ics 2020,12, 62 9 o 22
numbe o mig aine days pe mon h by 3.2 e sus 1.8 in he placebo g oup. E icacy was sus ained up
o one yea [88].
A di e en s a egy was applied in he managemen o Alzheime ’s disease. In his case, ins ead o
an ibodies ac ing a he pe iphe y, esea che s a e using mAbs and e-enginee ed an ibody agmen s
a ge ing na u al b ain po als (e.g., T R and IR) [
44
]. Pa d idge e al. epo ed o he i s ime an
an i-
β
-amyloid (A
β
) scF used o mAbs a ge ing ei he T R o IR [
89
]. The b ain up ake o he
molecule was o 0.88% ID/b ain. The alue is wi hin he bounda ies o he b ain up ake o o he d ugs
ha a e ac i e in he b ain [
44
,
90
,
91
]. Howe e , he mAb demons a ed a high a ini y owa ds he
ecep o . Thus, ecep o dissocia ion was a majo limi a ion. The consequence migh be an ibody
deg ada ion since he molecules, ins ead o c ossing he BBB, ollow he lysosomal pa hway. Yu e
al. elegan ly sol ed he p oblem by educing he a ini y o hese mAb [
53
]. In addi ion, he g oup
u he de eloped a bispeci ic he apeu ic an ibody wi h a low a ini y o T R and a high a ini y o
ano he Alzheime ’s disease d ug a ge , he BACE1 [
54
]. The b ain accumula ion o he molecule in
non-human p ima es was signi ican ly highe han con ol, and he amyloid
β
-pep ide p esence in he
b ain and se um educed conside ably. The d awback o hese RMT sys ems is he compe i ion wi h
na u al subs a es, which may a ec b ain homeos asis; and ecep o sa u a ion due o he high a ini y
o he an ibodies enginee ed [44].
3.4. B ain Me as ases
In he ea men o BM, he eali y is di e en . In he ec ui men phase o clinical ials, an ac i e
exclusion o pa ien s p esen ing BM occu s [
92
,
93
]. The e o e, o da e, no clinical ial suppo s he
use o mAbs in he managemen o BM. The lack o in o ma ion conce ning e icacy and sa e y a e
he main easons. Consequen ly, he s anda d cance egimens wi h well-es ablished an ibody-based
ea men s canno be applied o pa ien s wi h BM [
94
]. Thei use by physicians ep esen s an o -label
use. Ne e heless, a class o mAbs ela ed o immuno he apy (e.g., ni olumab, pemb olizumab) is
showing p omising esul s. Se e al s udies sugges hei ole in he elimina ion o me as a ic umo s,
such as in he b ain. S ill, mo e da a is necessa y o app o e hese an ibodies in he ea men o
me as a ic b ain cance s [
95
]. Ano he p omising ield is he adionuclide he apy. In he las yea s,
nume ous pape s ha e been published epo ing i s success in b ain umo s and me as ases [96].
New he apeu ic a ge s in me as a ic p og ession in ei he p ima y o seconda y umo s ha e
d i en in ense esea ch in o he de elopmen o mAb-based sys ems [
97
,
98
], as hey o e e ec i e
a ge ed ea men wi h low ad e se e en s. Howe e , he lack o speci ici y and poo BBB pene a ion
ende hem ine ec i e. I is he e o e impe a i e o ind s a egies ha allow an ibody ansloca ion
ac oss he BBB. Fo ins ance, he use o an ibody agmen s o educe hei molecula weigh . O
modi y he mAbs o con ain a ansloca ion moie y, such as a CPPs. CPPs a e e ec i e in he deli e y
o la ge ca goes ac oss cell memb anes and e en ac oss he BBB (BBB pep ide shu les) [
66
,
99
]. Simila
o he T ojan ho se app oach hey engage in e ac ion wi h BECs and BBB ansloca ion, he main
ad an age being ha CPP does no equi e ecep o s in he majo i y o he cases, hus educing he
oxici y o he sys em signi ican ly.
Pha maceu ics 2020,12, 62 16 o 22
inc ease in cance incidence and mo ali y was he de elopmen o mo e e ec i e, umo -speci ic, and
less oxic an i-cance d ugs. The use o a ge ed he apy o human cance s using mAb-based sys ems
has e olu ionized cance he apy. They a e cu en ly being used as he i s choice o ea some o he
mos equen me as a ic cance s, such as HER2+b eas cance s o colo ec al cance s. Mo e ecen ly,
he e icacy demons a ed by an ibodies inhibi ing immune checkpoin s has ex ended hei use in o he
umo ypes. In addi ion, hey ha e also been in oduced in many he apeu ic p o ocols in combina ion
wi h sMDs. Fo he ea men o cance , he Food and D ug Adminis a ion (FDA) and he Eu opean
Medicines Agency (EMA) ha e app o ed 32 mAbs-based sys ems. In e es ingly, be ween 2012 and
2017 he numbe has doubled. The e o e, he alue o mAbs in cance he apy is undispu able.
Despi e he exci emen o mAbs-based sys ems in cance ea men , hei use in b ain cance s and
BMs a e limi ed since hey a e unable o c oss he BBB. Thei molecula weigh and hyd ophilic na u e
di icul b ain accumula ion. The e o e, o c ea e BM speci ic mAbs-based sys ems, hey need o be
modi ied o ge ac oss he BBB. Many s a egies ha e been employed o mAbs o become a eali y in he
ea men o BMs. The mos p omising uses BBB pep ide shu les conjuga ed o mAbs-based sys ems.
These pep ides use endogenous ou es, such as RMT o AMT o c oss he BBB. Al hough RMT has been
by a he mos exploi ed ou e, i p esen s se e al disad an ages, namely, he ecep o ’s sa u a ion and
na u al ligand compe i ion. The e o e, wi h he ad en o many pep ide shu les explo ing AMT, he
c ossing o he BBB wi hou in e e ing wi h b ain homeos asis has become a eali y. Consequen ly, he
numbe o s udies in ol ing BBB pep ide shu les mAb-based sys ems a e inc easing in he li e a u e.
In conclusion, BBB pep ide shu les mAb-based sys ems a e being designed and s udied wi h
some limi a ions. Howe e , he a ac i e esul s wi hin di e en s udies alida e hei applica ion.
Consequen ly, in he nea u u e, i is expec ed a signi ican inc ease in he numbe o molecules
conjuga ed o BBB pep ide shu les pushing he use o an ibodies o he ea men o BMs in o a eali y.
Au ho Con ibu ions:
M.C., D.G., M.A.R.B.C., and V.N. con ibu ed o he s uc u ing o he p esen e iew, o
he li e a u e sea ch, and o he w i ing o he manusc ip . All au ho s ha e ead and ag eed o he published
e sion o he manusc ip .
Funding:
This esea ch was unded by he Po uguese Funding Agency, Fundaç
ã
o pa a a Ci
ê
ncia e Tecnologia,
FCT IP, g an s PD/BD/128281/2017, PTDC/BBB-BQB/1693/2014 and PTDC/BBB-NAN/1578/2014.
Con lic s o In e es : The au ho s decla e no con lic o in e es .
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