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Opti miz ing human Treg stability and target
specificity for therapeutic applications

vorgele gt von
M.Sc.
A nn a Now ak
geb. in Berlin
von der Fakult ät III – Prozess wissenschaf ten
der Technisch en Uni versität Berlin
zur Erla ngung des akademis chen Gr ade s
Doctor rerum naturalium (D r. rer. nat.)

genehmigte Dissert ation
Promo tions aussc hus s :
Vorsi tz ender: Pro f. Dr. Lor enz A drian
Gutachter: Prof . Dr. Roland Laust er
Gutachter: Prof . Dr. Jen s Kurreck
Gutachter: Pro f. Dr. Al ex ander Sc heff old
Tag d er w is senscha ftli chen Ausspr ac he: 12.0 2.20 18
Berlin 2 018

Table of Contents

T able of Contents
1 Introducti on .......................................................................................................... 1
1.1 T he im m une sys t em ............................................................................................... 2
1.1.1 Innate and adaptive immunity .......................................................................... 2
1.1.2 T c ells .............................................................................................................. 3
1.1.3 Immune regulation ................................................................. .......................... 4
Central toler ance .................................................................................... 5 1.1.3 .1
Peripheral toler an ce ............................................................................... 6 1.1 .3 .2
1.2 Regulatory T cells ................................................................................................... 7
1.2.1 The peripheral Treg compartmen t .................................................................... 7
Tr eg plast icity ......................................................................................... 9 1 .2.1 .1
Extrathymic T reg induction ................................................................... 10 1.2 .1 .2
1.3 Regulatory T cell therapy ...................................................................................... 11
1.3.1 Clinical T reg iso lation ..................................................................................... 12
1.3.2 Generation of antigen - speci fic Tr e gs .............................................................. 13
TCR g ene transf er ................................................................................ 14 1.3.2 .1
Chimeric antigen receptors ................................................................... 15 1.3 .2 .2
2 Ai m ...................................................................................................................... 17
3 Material and Methods ......................................................................................... 19
3.1 M aterial ................................................................................................................ 20
3.1.1 Reagents and k i ts .......................................................................................... 20
3.1.2 Buffers and m edia .......................................................................................... 23
3.1.3 Equipment and software ................................................................................ 25
3.1.4 Primers and gene expression assays ............................................................. 26
3.2 M ethods ............................................................................................................... 29
3.2.1 T cell isolation and expansion ........................................................................
29
3.2.2 Isolation of cells from hu man tissue ............................................................... 29
3.2.3 Generation of T cell clones ............................................................................ 30
3.2.4 Antigen - reactive T c ell enrichment ( AR TE) .................................................... 31
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3.2.5 I n vi tr o Treg suppression assay ..................................................................... 31
3.2.6 Genetic engineering of Treg s ......................................................................... 32
Production of lentiviral particles ............................................................ 32 3.2.6 .1
Lentiviral transduction of T cells ............................................................ 33 3.2.6 .2
3.2.7 Flow - cy tomet ry .............................................................................................. 34
Fluorescent labeling of surface molecules ............................................ 37 3.2.7 .1
Fluorescent labeling of intracellular and intranuclear proteins ............... 37 3 .2.7.2
Fluorescence activated cell sorting ....................................................... 37 3.2 .7 .3
Flo w - cytometr ic detection o f ZAP70 phosphorylation ........................... 38 3.2.7 .4
Nuclear localization of NFA Tc 2 ............................................................. 38 3.2.7 .5
Calcium Flux Assay .............................................................................. 38 3.2.7 .6
3.2.8 Epigenetic analysis ........................................................................................ 39
M eth yl ation - sensitive TSDR real - t im e PC R .......................................... 39 3.2.8 .1
Deep bisulfite amplicon sequencing ...................................................... 39 3.2.8 .2
3.2.9 Quantificat ion of gene expres sion .................................................................. 40
High thr ou ghput r eal - tim e P CR ............................................................. 40 3.2 .9 .1
Sing le cell gene expression .................................................................. 41 3.2.9 .2
Detection of Dextran - CAR constructs by q uantitativ e real - t ime PCR .... 41 3.2.9 .3
3.2.10 Sequencing of TC RV β chains ...................................................................... 42
3.2.11 Stat istica l analysis ........................................................................................ 42
4 Results ................................................................................................................ 43
4.1 Identification of stable Tregs by C D137 + CD15 4 - expression ................................ . 44
4.1.1 CD 137 and CD 154 ex pr ession w ithin the human Treg compartment ............. 44
M olecular regulation of C D154 expression on Tregs ............................ 47 4.1.1 .1
4.1.2 CD 137 and CD 154 ex pr ession w ithin expanded Treg cultures ....................... 51
4.2 In v itro generat ion of ant i g en - speci f ic Tregs ......................................................... 56
4.2.1 Generation of dextran - spe cific CAR - Tr eg s ..................................................... 56
4.2.2 CD 137 expression identif ies ant i gen - activated CAR - Tr eg s ............................ 59
4. 2.3 Optimizing CAR de sign for augmented Tr e g efficacy ..................................... 62
The extracellular spacer domain affects CAR - Tre g activation ............... 62 4.2 .3 .1
The impact of co - s timulation on CAR - Treg funct io n .............................. 64 4.2.3 .2
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4.2.4 Isolation of dextran - reactive C AR - T reg s ........................................................ 72
4.2.5 Purificat ion of st abl e antigen - reactive CAR - Tr eg s .......................................... 75
4.3 Heterogeneity and st ability of the peripheral Treg compartm e nt ........................... 77
4.3.1 Heterogeneity w ithin CD137 + CD1 54 + Tr eg s ................................................... 77
Clonal heterogeneity within CD 137 + CD154 + Tr eg s ............................... 78 4.3.1 .1
Single cell gene expression in CD137 + CD154 + Tr eg s, 4.3.1 .2
CD137 + CD15 4 - Tregs and CD137 - CD154 + T cons ................................... 81
CD 137 and CD154 co- expression identif ies epigenetically im printed 4.3.1 .3
Tr e gs and Tcons ..................................................................................... 84
4.3.2 Pla stici ty o f Tre g s in v itro ............................................................................... 88
4.3.3 Pla stici ty o f Tre g s ex vivo ............................................................................... 92
4.3.4 The T cell receptor repertoire of human Tregs ............................................... 94
The polyclonal TCR repertoire o f the peripheral Treg compartment ...... 95 4.3.4 .1
The TCR repertoire of an tigen - specific Tr e gs and T cons ...................... 97 4.3.4 .2
5 Discussion ........................................................................................................ 101
5.1 CD137 + CD154 - expression as Tr eg - speci f ic activation si gnat u re for the
identif ica tion and sorting o f stable Tr e gs ............................................................. 102
5.1.1 Potential roles of CD 137 expression on Tr e gs ............................................. 104
5.1.2 Using chimeric antigen receptors to g enerate antigen - spe cific Tregs ........... 106
Redirection of Treg specificity tow ard an exogenous antigen ............. 107 5.1.2 .1
Enhancing CAR - Tr eg ef fic ac y ............................................................. 108 5.1.2 .2
CD137 co - stimulation augments CAR - Treg f uncti onal ity in vit ro ......... 110 5.1.2 .3
5.2 The contribution of Tre g - Tc on conversion to the peripheral Treg compartment .. 113
5.2.1 Plasticity within the peripheral Treg compa rtment ........................................ 118
5.2.2 Non - self specificities w ithin the peripheral Treg compartment do not derive
from extrathymic Treg induction ................................................................... 120
6 Summa ry ...........................................................................................................
123
7 Zusammenfassung ........................................................................................... 126
8 References ........................................................................................................ 129
9 A p pendix ................................................................................................................ i
III

Table of Contents

9.1 Table of f igures ....................................................................................................... ii
9.2 Table of t ables ....................................................................................................... iv
9.3 Abbreviations .......................................................................................................... v
9.4 Acknowledgements .............................................................................................. vi ii
9.5 Publik ation sliste ..................................................................................................... ix
9.6 Eidesstatt liche Ve r sicherung .................................................................................. x
IV

Introduction

1 Introduction

1

Introduction

1.1 The i mmune s y st em
In order to protect them selves from pathogenic microorg anis ms, animals and plants
have developed effective mechanisms to recognize and eliminate pathogenic invaders .
T he first line of de fense is t he innate immune system wh ic h compr ises the unspecific
r ec og nition o f pathogens and provides immediate defense. W hile m e chanisms of
innate immunity are present in most organisms, vertebr a tes have additionally
developed an adaptiv e im mune sy s tem that consists of highly specializ e d cells. Innate
and adaptive immunity are mediated by humoral and cell - mediated components which
comprise different mechanisms to t a rget pathogenic invaders . W hile the former is
mostly based on macr o molecules that ar e found in ex tracellular f luids (e.g. antibodies,
antimicr obial peptides ), the latter consis ts of cells that d ire ctl y respond to pathogens
(e.g. pha goc y tes, T c ells). Together, cell - mediated and humoral compo nent s of the
innate and adaptive imm une system provide com plex and eff ective mechanisms t ha t
enable the recog nition, elimination and long - lasting protection fr om intracell ular and
extracellular pathogens [1 , 2] .
1.1. 1 Innate and adaptive immunit y
The innate immune s y stem is t he first line of defense ag ainst pathogenic invaders
which other than the adaptive i mmune system comprises generic mechanisms that
enable immediate pr ote ction but do n ot provide long - lasting immunity. Among these
mechanisms a re physical barriers ( e.g. mucosal surfaces) that prevent the inv as ion of
microorg anis ms as well as proteins that induce inf lammation (complement system) and
cellular components that recognize and destroy pathogens ( e. g. pha gocytes, dendrit ic
cells, natur al killer cells). The r ecognition of pathogens by innate immune cells is
mediated by patt ern re cognit ion recepto rs (e.g. toll - lik e receptors , T LR s ) that bind
conserved proteins that are present in v arious m icroorganisms. If the innate imm une
system fails to reco gnize and clear a pathogen, components of the adaptive i mmune
system are activated to mount a more specific a nd efficient immune response [ 1] . T h e
adaptive immune system enables the highly specific recognition and elimination of
pathogens and can provide long - lasting protection. It comprises specializ ed
lymphocytes, namely B cells and T cells that originate from a common ly m phoid
progenitor in the bone marrow. During their dev elopment in t he thymus (T cells) or
bone marrow (B cells) , som atic recombination gener ates div erse repert o ires of B cell
and T cell rec ep tors that bind particular antigens and f orm the basis f or a highly specific
recognition within the adaptive immune system [3, 4] .
2

Introduction

B cells are an important part of humoral immune responses as they can p roduce large
amounts of antibodies that bind native proteins in their tertiary structure enabling
efficient immune response s against extr acellular microorganisms or toxins. B cell
specificity is determined by a hi ghly specif ic B cell receptor w hich can remain bound to
the cellular sur f ace or be secre ted a s antibody into the blood plasma. Upon anti g en -
specific act iv at ion via the B cell receptor , B cel ls prolif erate and di ffer entiate into
plasma cells or memory B cells w h ich can secrete larg e a mounts of antibodies and are
able to provide long - last ing imm unit y [ 2] . W hile antibodies target ant i gens t hat are
outside of the cell, T cells are able to m e diate an immune response against intr a cellular
pathogens. T cells are an i mport ant pa rt of cell - mediate d imm unity and r eco gnize
antig ens that are processed and presented on the cell surface by major
histocompatibility complexes (MHC s ). T c ell specif icit y is mediated by T cell receptors
(T CRs) that are expressed on t he surface of T cells wh ic h recog nize antigens in their
prima ry stru cture . Upon antigen - specific binding of MH C - peptide complexes, T cells
prolif e rate and differentiate t o mount an effic ient immune response against pat ho genic
invaders (see 1. 1.2 ). Once an infection is cleared by the adaptive immune system ,
most ant i gen - specific B and T cells are eliminat ed, but some become long - las ting
memory cells. Upon binding of their pr evi ously encounter ed an tigen they are able to
mo unt a faster and stronger imm une respons e providing the basis f or long - term
immunological memory [2] .
1.1. 2 T cel ls
T c ells mature in the thy mus and are an im p ortant part of cell - mediated immunity
during adaptive immune res p onses . T he T cell compartment consists of cytotoxic and
helper T cells that differ in their phenot y pe and function but are si milarly charac teriz ed
by expression of a hig hly sp ecif ic T CR whi ch binds cognat e antigens in an MHC -
dependent manner . T he T CR is a heter odimer and in most T cells is composed of an α
and β chain whereas a m inor subset (γδ T cells) consi sts of γ and δ chains ( Figure 4A) .
Pairing of the two chains provides the struct u ral composition for the highly specif ic
interact ion w ith MHC - peptide complexes [5] . To enable rec o gnition of a large number
of peptides, highly div ers e TCR repert oires are generated by somatic r ec ombination of
variable (V) and joining (J) gene segm e nts ( α chain) or VJ and diversity (D) gene
segments (β chain) resulting in over 10 20 pos sible combinations [6] . Although a large
number of TCRs are g e nerated in the t hymus, only about 5% are believe d to enter t he
periphery as most T cells are eliminated dur in g t hymic selection [7] . This process i s
3

Introduction

essential to ensur e functionality of T cell clones in the periphery but also to prevent
reactivity against endogenous structures ( se e 1.1.3.1 ) [8] .
The T cell compartment consists of cytotoxic T ce lls and helper T cells that have
differ en t functions during an adaptive immune response. Cy totoxic T cells are
charact e rized by expression of CD8 which is a co - receptor for MHC class I molecules
that a re expressed on the surface of almost all cells. Upon recognition of for ei g n
peptides, cytot oxi c T c ells mediate prog ram med cell death e.g . by secret ion o f
cytotoxins or by expression of surfac e molecules that enable direct interaction wi th the
targ et cell. This provides the immune system w it h the ability to directly eliminate cells
that process and present foreign peptides on t heir surface upon inf ection with an
intr acellula r pathogen [ 9] . In con trast, hel per T cells (Th c ells ) express CD4 w hich is a
co- receptor for MH C class II molecules that are e xpressed only on pro f ess ional ant igen
presenting cells ( APCs) such as dendritic cells, macrophages or B cells. Upon
act ivation, CD4 T c ells secrete cyto kines and upregulate molecules that enable
interact ion w it h v arious cells of t he i mmune system whi ch allows modulation, suc h as
amplif ica tion or suppression, o f an immune response ag ainst i ntrac ellul ar or
extracellular pathogens . Dependi ng on the activ ating pat hogen, CD4 T cells can
differ en tiate into specialized Th subsets (e.g. Th1, Th2, Th17) that differ in their
cytokine pr o f ile tha t corresponds t o the respecti ve imm une reaction . Consequently,
CD4 T cells are ess ential mediators of an adap tive immune respons e and comprise
versatile m echanisms to modulate protective immune reactions [10] .
1.1. 3 Immune regulation
Based on the hig hly s pecific mechanisms of t he adaptive immune system, pa thogenic
invaders can eff ectively be el iminated . How ev er, t he great potential of the immune
system to c ause in f la m mation and tissu e damage requires tight c on trols that prevent i ts
false activation which can otherw ise result in chronic inflammation, autoimmunity or
aller gy . I mmunolo gical t olerance against s el f and harmless foreign ant i gens is induced
in the thymus (central tolerance, see 1.1 .3 .1 ) or at peripheral sites (peripheral
tolerance , see 1.1.3 .2 ) and is essential for the maintenance of immune homeostasis
[11] .

4

Introduction

Cent ral t oleran ce 1.1. 3.1
Central toler ance is a mechanism that a ffects T ce ll and B cel l maturation and selection
in the thymus or bone marrow before t hey enter t he circulation . Sele ction of T cells is
based on the specif icity and aff inity o f the TCR a nd is an import an t mechanism to avoid
self - reactivi ty in the periphery. Developing T cells are f irst selected b ased on their
ability to bind self MHC - peptide complexes and clones that fail t o bind die by neg lect .
Upon recognition of self M HC - pept ide compl exes, low and intermediate aff init y
interact ions are positively select ed to enter t he periphery whereas hig h a ff inity clones
that hav e the potent ial to recog niz e endogenous str uc tures and cause autoimmunity
are eliminated ( Figure 1) [11] . Furthermore, it has been shown that int ermediate affin ity
to self can prom o te commitment to a separ ate lineage of CD4 + T cells that exhibits
potent r e gulatory and suppress iv e functions (s ee 1.2 ) [ 12] . Although the precise
mechanisms that induce commitment to the regulatory T cell (Treg) lineage are not fully
understood, affinity to self has been proposed to be an important driver of Treg
development in the thymus pr ov iding the bas is for suppress ion o f self - r eactivity in the
periphery ( F ig ur e 1).
The select ion o f clones based on their aff inity to self r equires the ex pr ession of
autoantigens in the t hymus. It has been show n t hat the tr an scription f actor Air e
(autoimmune r e gulator) upreg ulates expression of t issue - speci f ic self - an t igens in
medullary thymic epithelial cells (mT ECs). Consequently, Aire dysf unction results in a
loss of cent ral tolerance [13 - 16] w hich is character iz ed by a variety of autoim mune
manifestations in pat ients su ff ering from Autoim mune Polyendocrinopathy Syndrome
type 1 (APS - 1) [17, 18] . Taken t o gether, central tolerance is based on t he careful
selection of clones that enter the periphery and it is curr ently beli eved th at T cells wit h
high aff inity interactions to self - antigens are eliminated during t hymic selection w hereas
interm edia t e affinity promotes co mmitment to the T reg lineage ( Figure 1) .

5

Introduction

Figure 1 : T he a ffinity m odel of thymocy te selection. T c ell selectio n in the th y m us depends
on the af finit y of the T cell receptor t o self - antigens . C lones that do not r ecogni ze self MHC -
peptide c omplex es die b y neglect whil e low and inter m ediate affinit y clo nes are posit ivel y
selected . Negat ive selec tion elim inates c lones with high aff inity interac tions t o prevent self -
reac tivit y . Clones with interm ediate af finity to self differenti ate into T reg s , although a sm all range
of s tochastic overlap c an g enera t e eith er CD4 + T cells or T reg s (figure d erived f ro m [19] ).
Periph eral toler a nce 1.1. 3.2
Thymic select ion o f T cells repr esents an important mechanism to prevent self -
reactivity in the per iphery. Nevertheless , some self - reactive clones can esc ape thymic
selection and also toler ance ag ainst harmless foreign ant igens needs to be maintained
in the periphery. Ther ef ore, in addition t o cen tral tolerance, pe ripheral toler ance is
essential to prevent immune react ions a gainst endogenous structures but also against
innocuous non - self antigens such as f ood or microbiota w hich c an cause autoimmunity ,
chronic inflammation or all erg y [2 0] . Mechanisms of peripher al tolerance include the
elimination of self - reac tive T c ells that have left the thymus via e.g. anergy or deletion
but also entail specialized cell subsets t hat are able to ex ert r egulatory f unctions t o
control inf la m matory immune reactions [ 11] . For example, tolerogenic APCs can
suppress inf lamma tion by insuff icient co - sti mulation res ulting in impaired T c el l
activation and expansion. In addition, a t olerogenic environment can promote the
acquisit ion o f regulatory funct ions by CD4 T cells , e.g. by ex pr ession o f t he
immunomodulatory cytok ine I L- 10 by type 1 r egulatory T cells ( T r1 c ells) . Indeed, Tr1
cells ha ve been shown to ameliorate inflammation in animal models of colitis [21] , gra ft -
versus - host - disease (Gv HD) [22] and type 1 di abetes (T 1D) [23] . Furthermore,
regulator y T cells t hat are selected in the thymus based on their aff inity to self - antigens
are impor tant mediators o f toler ance in the peripher y (see 1.2 ) . Co llective ly, the T cell
repertoire is shaped by careful selection processes in the thymus and periphery w h ich
provide T cells with sp ecificities t o ef ficien tly elimina te pathog enic inv ader s while
maintaining tolerance against self and harmless foreig n anti gens.
6

Introduction

1.2 Regula tor y T cel ls
Regulatory T cells (Treg s ) are a small but hi ghly specialized subset that is an important
regulator o f the immune sy stem. Tre gs develop as a separat e lineage in the thymus
and are believed to be selected based on their intermediate affinity to self - anti gens
( Figure 1 ). Becaus e o f their potent immunosuppressive f unc tions they are im portan t
mediator s o f toler a nce in spite of t heir low f req uenc ies making up only ~2 - 3% of t he
human CD4 T cell com p artment [24] . Tr eg s are mostly characterized by expression of
high levels of t he IL - 2 receptor α - chain (CD25) and lack of expression of t he IL7
receptor ( CD127) , althoug h this signature is not exclusive to t he Treg lineag e . Mo r e
import an tly , the X chromosome encoded transcription f actor Forkhead - Box - Protein 3
(FoxP3) has been identif ied as the lineag e speci f ication fac tor that is essential f or Tre g
development and f unction [12, 25] . Consequently , its def iciency in mice ( scurfy
phenotype) and humans ( IPEX syndrome) leads to severe system ic autoimm uni ty ,
all erg y and i nf lammatory bow el disease under lining the importance of Tr e g s f o r t he
maintenance of tolerance [26, 27] . Althou gh FoxP3 has been described as the key
transcript ion factor that is critical for T reg development and f unction, its expression is
not limited t o Treg s and can be t ransiently upregulated by non - Tr eg s u pon activation
[28 - 3 0] . However , stable FoxP3 expression in thym ic - derived Treg s is epig enetically
imprinted wi thin a highly conserved reg ion in the FoxP 3 locus ( Treg - specific
demethylated region, TSDR) that is demethylated in Treg s , but not in conv ent ional T
cells (Tc ons ) [31 - 34] . Furth e rmore , Tre g- specif i c hy pomethylation patt e rns that ar e
essential for thymic Treg development and their stability in the periphery have been
identif ied (e. g. foxp3 intron 1, ctla 4 exon 2 and i k f z4 intr on 1) which toget he r with
concomitant expression of FoxP3 establish lineage stability in the periphery [35] .
1.2. 1 The peripheral Tr eg c ompar tme nt
The immune system is fr e quently encountered with foreign ant i gens which can be
harmful to t he host and re quire pro tect iv e immune reactions. In contrast, for ei g n
antig ens also include harmless st r uct ur es suc h as microbiota, innocuous env ironm ental
ant ig ens or food whi ch have the potential t o cause sev ere chr onic in f lammation or
aller gy . Therefor e , immune reactions against such antig ens need to be ti ghtly
controlled by mechanisms of peripheral tolerance whi ch includes the circulat ion of
regulator y cells in the pe riphery (see also 1.1 .3.2 ) [ 20] .
7

Introduction

In spite of its well - established impor tance f or the maintenance o f tolerance, the
composition of the peripheral Treg c o mpartment remains poorly underst o od. In addit ion
to Fox P3 + T reg s tha t develop as a separate lineag e from T con s in the thymus, i t has
been shown that FoxP3 + c ells in the periphery can also der iv e f rom Tcon s t hat have
transient ly a cquired a reg ulatory phenoty pe ( F igure 2 ; see 1.2 .1 .2 ) . Furthe rmo re ,
sta bility of t hymic - derived Tr eg s in t he periphery remains elusive as plasticity o f the
Tr e g phenotype has been observed w h ich can potentially cont ribute to inflammatory
immune pathologies ( Figur e 2 ; see 1.2 .1.1 ). Collect ively, heter o geneit y and stability of
the peripher al Tr e g compartm en t remain unknow n and also their cont ribution to
tolerance and inf lam matory immune pat hologies has not clearly been def ined [36, 37] .
For clear separat ion of T r eg s that have developed in the thymus and Treg s that were
induced in the periphery, a nomenclature that was proposed by Abbas et al. (2013) w il l
be used throug hou t this work . In t hat w ay , t hymi c - derived Tr e g s (tTreg s ) can be
distinguished f rom Tcon s that have acquired FoxP3 ex pression in vitro ( in vitr o - induced
Tr e g, iTreg) and Treg s that were induced extrathymically from Tcon s in v ivo
(peripher ally - der iv ed, pTreg ) [3 8] .

Figure 2 . T he p eriph eral Treg compar tment . Na ive T cells and tT reg s develo p separat ely in
the th y m us f rom a comm on T cell proge nitor . In the peripher y , na ive T cells diff erentiate in to
eff ector c ells (e.g. T h1, Th2, Th17) t hat m ediate diff erent imm une res ponses which ca n be
suppres sed b y Treg s . F oxP3 + Treg s can ei ther der ive f rom the thymus (tT reg s ) or fr o m T con s
that were extrath y m ical ly induced in v itr o (iTreg s ) or in viv o (pT reg s) which is depe ndent on
TGF - β . In addi tion, it has been sug gested that loss of a reg ulator y p henot y pe and plastic ity of
tT reg s can c ontribute t o inf lamm ation (f igure adapte d from [39] ).

8

Introduction

Treg p lasti city 1.2. 1.1
Lineage st able tT r eg s dev elop in the t hymus and exhi bit potent immunosuppressive
funct ions in t he pe riphery. However, plasticit y of inherently stable t Tr eg s re mains
controversial . For example, dow nr egulation of Fox P3, loss of suppressive capacity and
expression of effect o r cytokines have been observed wi thin the per i pheral T r eg
compartm e nt and have been proposed t o contribute to heig htened immune responses
[36, 37, 40 - 43] . Such pathogenic conversion of Tre g s has b een shown to cont ribute to
autoimm u nity [44 - 46] , allerg y [47] and chronic inflammat ion [4 8] in mice but can also
mediate pr otectiv e immune r esponses against helminth inf ections [49] . However, it is
not k now n whether these exT r eg s within the peripheral Treg compartment actually
originat e from bona f ide tT r eg s or r epr e se nt ins tabilit y of pT r eg s . On the one hand ,
reprogr a mming of the Treg lineage under inflammat o ry conditions has been shown in
mice indicating inherent instability of the Tr e g lineag e [44, 45, 47 - 51] . In c ontra st,
others have att ributed plasticity to a minor T reg subset suggest in g heterogeneity w hile
showing overall st ab il it y of T r eg s in the periphery [52 - 5 4] . Collect ively , ins tabilit y of t he
T reg lineage and its pote ntial contribution t o immune patholo g ies remain unknown.
M ost st udies that have analysed in vivo T reg stability have used lineag e tracin g of
FoxP3 + cells in mice . But also in humans T reg ins tabilit y has been observed in vitr o
[55 - 5 9] which has been proposed to be restricte d to the antigen - experienced me mory
Tr e g compartment as naive T reg s have been shown to be par ticularly st able [60 - 6 5] .
Furthermore, ex pression of eff ec tor cyto kines has been observed in T reg s derived f rom
patients suffering from MS [66] , T1D [67] , a rthri ti s [ 45, 68, 69] , psoriasi s [70] and
inflammator y bowel disease [ 71 - 73] , but also in healthy individual s [65] . These data
question stability of the Treg lineage in viv o and even sugg est a contribution of Tr e g
plast icity to inf lammatory im mune pathologies. However, st udies that have reported
Tr eg insta bility in humans have analysed the polyclonal CD25 + CD127 - T reg
compartm e nt ex vivo or a f ter p rior in vit ro expansion which can cont ain v ariable
degrees of eff ec tor c ell s. Furthermore, lack of Treg - specific activation mark e rs has
currently prevented analysis of antigen - specif ic Tregs and therefore lineage stability of
Tr e gs during particular immune responses remains un k nown [74, 75] . Co l lect ively , due
to a la ck of m ar k ers it i s curr en tly impos sible to unambiguous ly identif y l ineage st able
tT r eg s ex vivo or w ithin in vit ro expanded cultures and therefore inherent T reg plasticity
cannot be clearly dist inguished from in stab ility of p T reg s . Consequently , plast icity ca n
simila rly derive from Treg reprogramming or cellular heterogeneity which currently
9

Introduction

cannot be clearly separat ed . T aken together, the occurr ence of Treg pl ast icity and its
contribut ion to immune reactions in humans rema in poorly understood .
Extra thy mic Treg induction 1.2. 1.2
In spite of their im po rtance for the m ain t enance o f toleranc e , little is known about the
antig en - specificity of the peripheral Treg compartment in humans. It i s currently
believed that Treg s develop based on t heir intermediate affinity to sel f to prevent auto -
reactivity in the periphery while T con specificit y is directed t ow ard non - self t o enable
protective immune reactions ( Figure 1 ) [ 76 - 8 3] . N evertheless, t olerance needs to be
maintained against harmless f oreign anti gens from e.g. the environment, commensals
or f ood (see 1.1 .3 .2 ) . Indeed , it has been show n that T reg s can control imm un e
responses against non - s elf antigens in mice [84 - 91 ] and hum ans [92 - 97] . H ow e ver , i t is
currently assumed t ha t immune responses ag ai ns t foreign antigens are mediated by
pT reg s which are induced extrathymically f rom T con s in the periphery. How e ver, lack
of markers to unambiguously disting uish tTreg s f rom pTr eg s is c urrently limit ing
delineation of the peripheral Treg compartment i n humans. Although H elios [98, 99]
and Neuropilin 1 [100, 101] have been p roposed to identi f y t Tr e g s , their application f or
the separation of human t Tr e g s and pTreg s r e mains c ontroversial [ 102 - 105] . M ore
recently, CD137 has been shown to be upregulated on antig en - activ ated T reg s ex vivo
which exhibited a stable Treg signature separating them from CD154 - expressing T con s
suggest i ng a role for tT reg s in t he maintenance o f tolerance against foreign antigens in
humans [ 92 , 96, 97, 10 6, 107] . Collectively, the specif icity o f pTreg s as well as their
contribut ion to regulatory immune responses in humans remai n unknown.
Evidence for e xtr at hym ic T reg induction comes mostly from in vit ro studies which have
shown that particular conditions (IL - 2, T GF β) can induce FoxP3 expres sion and
regulator y f un ctions in naive T con s (iTre g s ) [108 - 110] . Furt he rmore, pTreg induction
has been observed in viv o in mice dur ing chronic in f lammation [111 - 113] , autoimmunity
[100, 101, 114, 115], within tumors [100] , during helminth infection [ 11 6] and even
under homeostat ic con ditions [117 - 122] . Similar to in vit ro studies, in v ivo T reg
induction has been shown to re quire ant i gen - act iv ation and T GF - β [101, 111, 112, 115,
119, 121, 123] . However, even in mice t he orig in o f pTreg s re mains unclear as
induction is mostly defined by acquisition of Fox P3 expression resulting in variable
outcomes depending on the experimental system . Therefore, the extent and
contribut ion of p Tr e g s to the physiological Tr e g r e pertoir e and t o tolerance especially in
humans remain elusive.
10

Introduction

The inability to identify rar e antigen - specific Treg s and Tcon s has lim it e d t he
charact e rization of immune responses against de f ined an tigens [74, 75] . Theref o re, the
contribut ion o f particular antigens to Tr e g - T con conv er sion, including e xtrathymic Treg
induction and diff erentiation of tTreg s into eff e ctor cells, has not been demonstrated in
humans [ 74, 75] . More recently, sequencing of T cell receptors has emerged as novel
technolog y to provide insight into the clonality o f T cell populations and to track
individual clones and their pr ogeny. Using this method, st udies hav e aimed to evaluate
heterogeneit y and plasticity of the peripheral Tre g compartm e nt in mice and humans by
determining the clonal overlap betw een Tr e g s and Tcon s . How ever in mice, studies
have reported hig hly variable overlap ranging from less than 5% [ 124 - 12 6] to 20% [76,
77, 114, 127 - 129] up t o 40% [130] depending on the approach. Similarly, results fr om
humans have suggested variable degrees of T reg - Tcon conversion with notable TCR
repertoire overlap within the polyclonal Treg co mpartment [131] as well as in response
to tumor antigens [132] and CM V [133] while mor e recent studies hav e reported only
limited overlap of the poly c lonal Treg and Tcon compartments [134, 135] .
Consequently , heter ogenei ty within the peripheral Tr e g compartment has been show n,
yet w hether it originates f rom the inabili ty to unam bi g uously identify t T reg s o r
represents physiological extrathymic T reg induction or potentially pathogenic Treg
conversion cannot be clearly distinguished. Therefore, het ero geneity and stability of t he
peripheral Treg compartment remain un k nown.
1.3 Regula tor y T cel l therap y
Regulatory T cells are important mediators of tolerance and are able to suppress
inflammator y immune reactions in t he periphery (see 1.2 ). Chronic inflamm ation or
a utoimmune diseases are caus ed by a t emporary or long - last ing loss of t olerance
against endogenous or harmless exogenous antigens that cause ha rmful immune
reactions. Curr en t t he rapeutic strategies f ocus on sy s temic immunos upp ression wh ic h
inhibits the imm une system’s capacit y to react ag ainst in f ect ious a g ents leaving
patients severely imm unocompromised. Since m echani sms that contribute to loss o f
tolerance ar e div erse and rem ain mostly unknown, the development of speci f ic
therapies is currently limited . Ob servations o f impaired Treg frequency or function in
autoimm u ne diseases such as mult iple sclerosis (MS) [136 - 140] , rheumatoid arthr itis
(RA ) [141, 142] or s ystemic lupus erythematosus (SLE) [143 - 147] sug g es t a
contribut ion o f the Tre g compartment to the devel opment of in f la mmatory immune
11

Introduction

patholog ies . Furthermore, amelioration of inf la mmat ion by in viv o Treg expansion [ 148 -
152] or adoptive transfer [153] show the potency of Treg s for the treatme nt o f
inflammator y diseases . T her ef or e, Tr eg s emerge as promising therapeutic targ e t to
restore tolerance in patients that su ffer from inflammatory immune pathol ogies.
1.3. 1 Clin ical Treg i s olat ion
Therapeutic T reg s can contribute to the specific treatment of various immune
patholog ies . I n addition to t argeting T reg s in vivo [148 - 152] , adopt iv e transfer of in vit ro
generated T reg s aims to increase Treg frequencies to rest ore tolerance. To t his end,
autolog ous Treg s are isolated fr om pe ripheral blood ex vivo followed by in vit ro
expansion to generat e suff icient numbers before they are re- infused into the pat ient
( Figure 3 ). F eas ibility of us ing endogenous Treg popula t ions to suppress immune
reactions has been show n in diff e rent animal models f o r e.g. GvHD [154 - 158] , MS
[159] , c olitis [ 160] , T1D [161] or a rthri tis [162, 1 63]. Furt hermo re, human Treg s have
been shown to suppres s trans plant arteriosclerosis [164] as well as huma n sk in [ 165 -
167] and islet [ 168 ] al log r af t rejection in humanized mouse models . How e ver,
unambiguous identif ication of Treg s remains a major challenge and also Treg plast icit y
has been observed questioning long - ter m stability of the Treg lineage ( see 1 .2.1 .1 ). For
clinical applications, s tabil ity of in vitr o expanded Treg s needs to be ens ured , but also
long - term sta bility in vivo is requir ed to prevent their different iation into potentially
pathogenic eff ector cells. However, to dat e little is k now n about T reg lineag e st ability
which is mostly limit ed by the inability to unambiguously identif y t Tr e g s [36, 37] . T ak en
t og et her , im purities of in v itro g enerated Tr eg s but also potential instability of Treg s in
vivo raise significant safet y concerns and r ep resent a major ob stacle f o r clinical use of
T reg s [169, 170] .
C linical t ransf e r of polyclonal Tr e g s , either ex vivo [171, 172] or f ollowin g in vitr o
expansion [173 - 182] , has been show n t o be safe and effective in patients as treatment
for G vHD and T 1D . Furthermore, c or d blood - de r i ved CD25 + Tr eg s , consisting mainly of
nai ve Treg s , were successfully expanded in vitr o and have proven safet y and efficac y
in allogeneic umbilical cord blood trans plantation [174, 178, 179]. Alter natively,
e xpanded CD 25 + CD127 - Tr eg s that were purified by fluor escence - activated cell sorting
(FACS) have been used in autologous set tings for the t reatment of autoimmunit y [173,
176, 177]. How ever, FACS sort ing is still n ot rout inely applicable under G M P -
compatible conditions and even ex pansion of FACS sor ted CD25 + CD127 - T reg s f ails t o
eliminate non - Tr e g contaminat ions [183, 184] . Cur rently, clin ical Treg isolat ion
12

Introduction

protocols ar e largely based on the mag ne tic separ at ion of CD25 - expressing T cells
[171 - 174, 178, 179, 182, 185 - 188] . Although this enriches FoxP3 + Treg s ex vi vo , purity
is hig hly variable and depends on t he composition of the starting material, e.g. cor d
blood, adult peripheral blood or leu kapheresis. Furthermore, also n on - T r eg s can
acquir e a CD25 + CD127 - phenotype in viv o or upon in vitr o culture including
upregulation of Fox P 3 wi t hout acquisit ion o f r e gulatory funct ions (see 1.2 .1.2 ).
Collectively, the inability to clearly identify lineage stable Tre g s compromises purity o f
in vit ro generated Tr e g s and generates significant safety concerns for adoptive Tre g
transfer. More recent ly , converse expression of activ ation - induced CD137 and CD154
expression wa s sho w n t o distinguish bet w een C D137 + T reg s and CD1 54 + Tcon s ex
vivo enabling enrich m en t of ant ig en - speci fic T reg s t ha t exhibited a st able Treg
signat u re including T SD R demethylation and a Treg - specific expression prof ile [92, 96,
97, 106, 107]. Furthermore, f ollow ing polyclonal stimulat ion o f Tre g s it was show n that
exclusion of cells co - expressing CD137 and C D154 enabled enrichment of stable
CD137 + T r eg s ex vivo [107] . H ow ever, applicability of this m a rker combination for
optimization of stability of therapeutic Treg s r emai ns elusive but could str o ngly improve
current pr otocols. Collect ively , the g reat potential of T reg s to mediate
immunosuppression in various inf lammatory immune pathologies has been shown, y et
successf ul T reg therapy req uire s the opt i m iz ation of Tre g isolation and expansion
protocols to improve purity and stabil ity of therapeutic Treg s [170] .

Figure 3 : Schematic diagr am of adopti ve Treg transfer . For a dopti ve trans fer , Treg s are
isolated f rom the perip heral b lood of patients , expa nded in vitr o an d re - infus ed back into the
patient ( figur e m odified fr om [189] ).
1.3. 2 Generation of a ntig en - speci fic Treg s
For ther apeu tic Treg transfer , large numbers are cur rently required in spite of their hig h
suppressive potential . Since only low numbers can be isolated f rom the peripheral
blood, extensive in vitr o ex pans ion is needed w h ich compromises Treg purity (see
13

Introduction

1.3.1 ) . T her ef or e, increasing the potency o f clinical Treg s can signi f ic antly reduce
required numbers and c onsequently augment eff ica cy and sa f e ty of Tr e g therapy. It
has been shown that endogenous ant i g en - spe cif ic Treg s react iv e against disease -
relevant antig ens a re of higher potency than poly clonal populations in m urine models
for e.g. T1D [161] or G v HD [ 154 - 158, 166, 167] and t herefore much l ower cell numbers
wer e req uired to mediate potent immunosupp ression . Furtherm o re, pr otocols f or in
vitr o generation of hu man alloantigen - specif ic Treg s have been developed [ 167, 190 -
192] . Yet, application of antig en - sp eci f ic Treg s for adoptive transf er is current ly lim ited
by lack o f knowledge about disease - relevant Treg targets and t echnolo gical diff iculties
that are curre ntly limit ing the larg e - scale isolation and ex pansion of an tig en - speci f ic
T reg s . Therefore, novel approaches, including genetic engineering of Tr eg s t o
introduce def ined spe cificities ar e currently ev aluated t o i mprove eff icac y of adopt iv e
Tr e g transfer .
TCR gene t ransf er 1.3. 2.1
T cell specif icity is mediated by expression of a de f ined T CR that consists of an α and
β chain ( F ig ur e 4A , s ee also 1.1.2 ). However, cells that express a particular T CR are
extremely rare and t herefore TCR gene transfer aims to int roduce defined specificit ies
into a larg e nu mber of T cells by genetic engineering . For therapeutic applications,
TCRs that rec o gnize disease - relevant antigens can be isolated t o g enerate an
expression const ruct whi ch can be integrated into donor T cells [ 193 ] . This approach
enables the introduction o f a defined specificity into a large num ber of T c ells w hich has
successf ully been im plemented int o the clinic for t he treatment of cancer [ 194 - 199] .
Furthermore, in animal m odels for e.g. experimental autoimmune encephalomyelitis
( EAE ) [ 79 , 200] , G vHD [201, 202] , T1 D [203 - 205] and arthritis [206, 207] , Tr eg s wi t h
transgenic TCRs have been sho wn to ameliorat e in f lam mation and also human
antig en - speci fic T re g s hav e been gener ated by TCR gene tr ans fer in vitr o [208 - 210] .
These f indin g s highlig h t the potential of genetically modif ied T cells t o mediate antigen -
specific imm une respon s es w hich can be used for the redirect ion o f Treg specificit y
toward defined antigens for targeted immunosuppression .
In spite of their therapeutic potent ial, the identi f ication and isolation of endogenous
antig en - specific T cells rem ains a major challenge and especially the id entification of
disease - re lev ant Treg - der ived TCRs is c urrently limited. Fur ther more, m ispairin g of
endogenous αβ chains with transg enic αβ ch ains can g enerate novel, pot ent ially
harmful specificit ies that can result in harmful off - t arget activation of transgenic T cells .
14

Introduction

In addition, TCRs bind antig ens in an M HC - dependent manner w hich req uires the
generation of di f ferent TCRs for indivi dual pat ients or at least patient groups.
Consequently , clinical application of TCR therapy is currently limited by multiple
challenges and therefor e novel strat egies are needed to improve th e saf ety and
efficacy of genetically modified T cells w ith a redirect ed speci f icity.
Chimeri c antigen receptors 1.3. 2.2
Chimeric antig en receptors (CARs) emerge as prom isin g alt ernative for the gener a tion
of antigen - spe ci f ic T c ells. Othe r than TCRs , CARs are art i f icial receptors that con tain
an antibody - type speci f ic ity that can bind surface antigens independent of MH C ( Fig ure
4B ). Th e speci f ic recognition of particular ant i gens by CAR - T c ells is mediated by
antibody - derived single chain variable f ragments (scFv) wit h an e xtracellul ar spacer
domain t hat are coupled via a transmembrane region to an intracellular TCR - derived
signaling do main [211, 212] . This enables MHC - independent binding o f surface
antig ens resu lting in T cell ac tivatio n by T CR - derived intracellular signaling domains .
T he potential of c himeric receptors to m ediate antitum o r act iv ity in m ic e has already
been described many y ears ago [ 213 - 217] . Yet, pr omising clinical results w er e only
obtained recent ly in the treatm en t of hem a tological malignancies targ e ting CD19 + B
cells [218 - 220] . In spite o f their e fficacy in the treatment of hematological malignancies ,
many challenges rem ain (e.g. t a rgeting solid t umors, toxic side eff ects, on - t arg et - of f -
tumo r activ ity ), but novel strategies are aiming t o i nc rease safety and efficacy of CAR - T
cells not only for can cer [221] , but also to treat chronic immune pathologies such as
HIV [222 - 224] or f un gal infect ions [ 225] .
In addition, CARs emerge as novel strategy for the i n v it r o generation o f antigen -
speci fic T re g s that hav e the potent ial to mediate tolerance in inf lamma tory immune
patholog ies . Since disease - relevant TCRs for Tr e g activation are mostly unknown,
CARs emerge as promi sing t echnolo gy to redirect Treg specificity tow ard a larg e
variety of surf ace antigens. In m urine mode ls , redirect ed CAR - T reg s reactive against
myelin basic prot ein w er e able to ameliorat e EAE [226] and also CAR - Tr eg s specific
for 2,4 ,6 - trinitrophenol (TNP) or carcinoembryonic antigen ( CEA) w ere successf ully
redirect ed to the c olon where they wer e highly potent in suppr essing colitis and
development of its assoc iated colorect al cancer [227 - 229] . More recent ly , human CAR -
T reg s were redir ec ted toward HLA - A2 as commonly mismatched antigen in
transplant a tion and have been shown to s uppress xenogeneic GvHD [230 - 232] .
Furthermore, it has been demonstrated that CAR - Tr eg s have the potential to
15

Introduction

ameliorate allerg ic airway inf lammation [233] and t o prevent neutralizing imm une
responses against Fac tor VIII in mice [ 234] . Together t hese f indings highlig h t the wide -
ranging po tential of CAR - Treg s to m ediate ant ig en - speci f ic tolerance in different
immune pat holo g ies. How ever, t he identification of diseas e - relevant target antig e ns as
prerequisit e for the in vitro generation of ant i gen - specific Tr e g s remains a major
challenge and is currently limiting CAR - T reg appl ication for different immune
patholog ies . Nevertheless, Treg s emerg e a s a promising target to harness the immune
system’s potential to r e gulate immune react ion s w hich c an contribute to the spec i f ic
treatment of chronic inflammation and autoimmun e disease.
In conclusion, t he pote ntial of Treg s to mediate tolerance is well - established and
currently emerging as promising t he rapeutic approach for the treatment of chronic
inflammation and autoim mune disease. Nev er theless, little is k now n about the
heterogeneit y , st ability and s pecificity of the peripheral Treg co mpartment in humans
which not only generates sig ni ficant safety co ncerns f o r adoptive transfer, but also
questions inherent stability of the T reg lineage and its contribution to re gulator y
immune r esponse s.

Figure 4 : Sc hematic diagram of r eceptors for the redire ction of T cell speci ficit y . ( A) T ce ll
receptor com plexes c onsist of an αβ heterodim er that binds pep tides present ed on MHC
com plexes; T cell act ivation is m ediated b y the ζ cha in and T CR - ass ociated pr oteins (CD3 ε , δ ,γ).
(B) Chim eric antigen rec eptors consist of an antibo dy - deriv ed antigen - bindi ng m oiety that is
coupl ed to intrac ellular s ignalin g dom ains v ia a f lexible hing e and trans membr ane dom ain
(f igure m odified f rom [189] ).
16

Ai m

2 Aim

17

Ai m

The immunosuppressive potential of regulator y T cells ( Treg) is currently ev aluated f or
the tr ea tment of chronic inflammation and autoimmune disease. Yet, to date their
clinical application is still limited as litt le is k nown about the stability and specif icity of
the human Treg compartment. Therefore, this study aimed to optimize eff icacy and
saf et y of in v itro generated Treg s as well as to provide insight into t he heterogeneity
and stability of the phy siological Treg compartment in humans .
In this st udy, novel marker s for the identificat ion and isolation of st able Treg s were to
be identif ied as i n vitr o modificat ion and ex pansion severely comprom is e T reg purity
and there ar e currently no m arkers for the unambiguous identification of Treg s and
conventional T cells (Tcons ) ex vivo or af ter prior expansion. CD137 and CD154
expression have recently been shown to distinguish between antigen - activated Treg s
and Tcon s ex vivo . W hether this Tre g sig nat ure is also maintained af ter in v itro
activation and expansion a nd st ill allo w s d iscrim inat ion of s table fr om in st abl e T r eg s or
effector T cells is not k now n but w ould strong l y improve curr ent possibili ties f or the
generation of therapeutic Treg . Fur thermore, the unambiguous ident i f ic at ion of st abl e
antig en - activated T reg s was to enable comprehensive analysis of the stability of the
physiological Treg com partment in humans in vit ro and in vivo as w ell as i n response to
specific antigens. Collectively, these f indin gs can provide insight in t o the cu rrently
unknown contribution of heterogeneity and plastici ty to the human Tre g compartm en t.
Secondly, this study aimed to impr ove e f ficacy of in vit ro g enerated Treg s by optimizing
their antigen - specificity. In s pite of the heightened suppressive potential of antigen -
speci fic T r eg s , lack of knowledge about disease - rel evant targ et antigens has prevented
the identificat ion and isolation of highly potent ant igen - speci fic T reg s f or the tr eatment
of inflammat o ry immune pathologies. Therefore, chimeric antigen r e ceptors (CAR s ) are
cur rently investig ated to redirect Tr e g spec i f icity tow ard def ined antigens. I n this study,
Tr e g specificity was to be redirected toward an exogenous antigen to provi de a system
for targeted Treg activation that is dependent on antig en application. Furthermor e, the
identif ica tion o f T reg - sp ec ific activation markers w as t o provide i nsight into spec i f ic
r eq uir e me nts of in v itro Treg activation for augme nted CAR - Treg funct iona lity.
Taken toget he r, these data can provide novel tools f or the optimiz ation of Tr e g ef f icacy
and safet y in a clinical environment as w ell as improve underst andi ng of the
composition of the phy siological T reg compartment that is essential f or the
maintenance of tolerance.
18

Materia l and Me thods

3 Material and Methods

19

Materia l and Me thods

3.1 Ma ter i al
3.1. 1 R eagent s and ki ts
T able 1 : Rea gents
Reagent Source
1,4 - Dit hiothreit ol (DTT ) Sigm a - A ldrich, Schnelldorf
2- Propanol (ROTISOLV ® ≥ 99,95%) Carl Roth, Karlsruhe
2X Reaction Mi x (CellsD ir ect TM ) Thermo Fisher Scientific, Schwerte
3,5 - bistrifluor o methyl pyrazol e ( BT P1 ) In house [235]
4’,6 - diamidino -2- phenyli ndol (DAPI) Sig ma - Aldrich, Schnelldor f
Acetic acid (96%) Carl Roth, Karlsruhe
Adenosine tr iphosphate (ATP) New Eng land Biolabs, Frankfurt a.M .
Agencourt Ampure XP beads Beckman Coult er, Krefeld
AluI ( 10U/µl) New England Biolabs, Frankfurt a.M.
Anti - Biotin MacsiBeads Miltenyi Biotec, Berg isch Gladbach
Anti - CD62L microbeads, mouse Miltenyi Biotec, Bergisc h Gladbach
Anti - CD90.2 m icrobeads, mouse Milteny i Biotec, Berg isch Gladbach
Brefeldin A Sigm a - Al drich, Schnelldorf
Candida albicans (lysate) Gr ee r Laboratories, Lenoir, NC, USA
Collagenase NB 8 Broad Range from

C lostr idium h istolytic um
Serva Electrophor es is GmbH ,
Heidelberg
Cytomegalovirus (lysate) Siemens Healthcar e Diagnost ics,
Erlangen, G ermany
D+ G lucose Merck, Darmstadt
D+ Mal tose Monohydrate Sig ma - Aldrich, Schnelldorf
Deoxyribunucleotides (dATP , dCTP, dGTP, dT TP) Solis BioDyne, Tartu, Estonia
Dextran 500 (M W : 500,000) Carl Roth, Karlsruhe
Dextr in Sigm a - Al drich, Schnelldorf
Dimet hylsulf oxid (DMSO) Sigm a - Al drich, Schnelldorf
DNase I from bov ine pancreas Sigm a - Al drich, Schnelldorf
Escherichia coli (lysate) ATCC, LGC Standards GmbH, W esel ,
Germany
Ethanol (≥99, 5 %, 96%) Carl Roth, Karlsruhe
FastStart Universal Probe M aster (R OX) Roche Diagnostics, Mannheim
Fc receptor (FcR) Blocking R eagent, human Mi ltenyi Biotec, Ber gisch Gladbach
Ficoll - Paq ue
TM

PLUS (1,078g/ml)
GE Healthcare Life Sciences,

Freiburg
20

Materia l and Me thods

Table 1 (c ontinued): Re agents
Reagent Source
FIT C - Dex tran 2000 (M W : 2,000,000) Sigm a - A ldrich, Schnelldorf
Formaldehyde Carl Roth, Karlsruhe
Hot FirePol ® DNA P olymeras e (5U/ µl) Solis BioDyne, Tartu, Estonia
HotStar PCR Bu ffer ( 10x ) Q iagen, Hilden
HotStar Taq TM DNA Poly mera se (5U/µl) Q iagen, Hild en
Ionomycin Sig ma - Aldrich, Schnelldor f
Klenow Fragm en t (5U/ µl) N ew England Biolabs, Frankfurt a.M .
Lamda DNA N EB, Fra n kfur t a.M .
PCR Buffer BD (10x) Solis BioDyne, Tartu, Estonia
Pef abloc Sigm a - Aldrich, Schnell dorf
Percoll GE Healthcare
Life Sciences,

Freiburg
Phorbol - 12 - my rista t- 13 - a cetat ( PM A) Sig ma - Aldrich, Schnelldorf
Propidium iodide Sigm a - Aldrich, Schnell dorf
Protaminsulfat e (from salmon) Sigm a - A ldrich, Schnelldorf
Proteinase K (20mg/ml) Sigm a - Al drich, Schnelldorf
Retronectin T a kara Bio via Clontech Laborat o ries,
Saint - Germa in - en - Laye, Fr ance
SUPERnase I n
TM

RNase Inhibitor Thermo Fisher Scientific, Schwerte
SuperScript
®

III R T/ Plati num
®

T aq Mi x T hermo Fisher Scientific, Schwerte
SYBR
®

Green PCR M as ter Mix Thermo Fisher Scien tif ic , S c hwe r t e
T4 DNA Lig ase New E ngland Biolabs, Frankfurt a .M.
Ta qMa n
TM

Universla PCR M as ter Mix Thermo Fisher Scientific, Schwerte
Tr is Carl Roth, Karlsruhe
Tr i t on X - 100 Sigma - Aldrich, Schnelldorf
Tr y pan blue Bi ochrom , Berlin
tw in.tec ® 96 w ell plates Eppendorf , Hambu rg

21

Materia l and Me thods

T able 2: Cell sep aratio n reagen ts and k its
Reagent Source
AllPrep
®

DNA/RNA Micr o Kit Qia gen, Hild en
AllPrep
®

DNA/RNA Mini Kit Q iag en, Hilden
Anti - Biotin m ic r obeads Miltenyi Biot ec, Bergis ch Gladbach
Anti - CD25 microbeads II, human Mi ltenyi Biotec, Bergisch Gladbach
Anti - CD3 microbeads, human Mi ltenyi Biotec, Berg isch Gladbach
Anti - CD4 microbeads, human Mi ltenyi Biotec, Berg isch Gladbach
Anti - PE microbeads Miltenyi Biotec, Bergisch Gladbach
C1 TM Sing le - Cell Auto Prep Array I FC
(5- 10µm)
Fluidigm, South San Francisco, CA,

USA
C1
TM

Sing le - Cell Auto Prep Reagent Ki t
Fluidigm, South San Francisco, CA,

USA
CellT race
TM

Violet Cell Prolif erat ion Kit Thermo Fisher Scienti f ic, Schw ert e
EpiTe ct Bi sulfit e Kit Qiag en, Hilde n
EZ DNA M et hylation Kit Gold Zy mo Research, Freiburg
FoxP3 staining buffer set Mil tenyi Biotec, Berg isch Gladbach
FoxP3 staining buffer set ebioscience, Frankfurt a.M .
GE 48.48 Dynamic Array TM
Sample and

Assay Loading Reagent Kit IFC
Fluidigm, South San Francisco, CA,

USA
Gel/ PCR DNA Fragm ents Extract ion Kit Geneaid, New Taipei City, Taiwan
Inside Stain Kit Miltenyi Biotec, Bergisch Gladbach
MiSeq Reagent Kit v3 I llumina, Inc., San Di ego, USA
QIAa mp
®

DNA Blood Mini Kit Qia gen, Hilde n
Qubit
TM

ds DNA HS As say Kit T hermo Fisher Scientific, Schwerte
Q uick - DNA™ Minipre p Kit Zymo Research, Freiburg
Rneas y M ini Kit Qia gen, Hilde n
Sing le Cell - to - CT
TM

Kit T hermo Fisher Scientific, Schwerte
Tr e g expansion kit Miltenyi Biotec, Berg isch Gladbach
Tr e g suppression inspector, human M iltenyi Biotec, Bergisch Gladbach

22

Materia l and Me thods

3.1. 2 Buffers a nd media
T able 3 : Buffer s for cell isolation, tr ansfection and fluores cent labelin g
2x HBS Buffer
136,89mM

NaCl

Carl Roth, Karlsruhe

4,96mM

KCl

Carl Roth, Karlsruhe

1,76mM

Na 2 HPO 4

Carl Roth, Karlsruhe

20,98mM

HEPES

Carl Roth, Karlsruhe

in ddH 2 O (pH = 6, 75 – 6,76)

Calcium Loading Buffer
1mM

CaCl 2 x 2 H 2 O

Carl Roth, Karlsruhe

1mM

Mg C l

2

Carl Roth, Karlsruhe

20mM

HEPES

Carl Roth, Karlsruhe

in PBS/BSA

Colon W ashing Bu ffer
100U/ml

Gibc o ® penicill in /

Thermo Fisher Scientific, Schwerte

100µg/ml

streptom y cin

Thermo Fisher Scientific, Schwerte

0.25µg/ml

Amphotericin B

Sig ma - Aldrich, Schnelldor f

10µg/ml

G ent a mic in

Sig ma - Aldrich, Schnell dorf

in G ibco ® Hank's Balanced Salt

Thermo Fisher Scientific, Schwerte

Solution (HBSS)

Phosphate - buffered saline (PBS)
137mM

NaCl,

Carl Roth, Karlsruhe

2.7mM

KCl

Carl Roth, Karlsruhe

1.5mM

KH

2
PO

4

Carl Roth, Karlsruhe

8. 9 mM

Na

2
HPO

4
x 2 H

2
O

Carl Roth, Karlsruhe

in ddH

2
O (pH = 7,2)

PBS/BSA
0.5%

BSA

Sig ma - Aldrich, Schnell dorf

in PBS

PBS/BSA/ EDTA
0.5%

BSA

Sig ma - Aldrich, Schnell dorf

2mM EDT A Promega, Mannheim

in PBS

23

Materia l and Me thods

T able 4 : Cell cult ure m edi a
Tr e g expansion mediu m
100U/ml

IL - 2 (G MP - gr ade )

Miltenyi Biotec, Bergisch Gladbach

100U/ml

Gibc o ® penicill in /

Thermo Fisher Scientific, Schwerte

100µg/ml

streptom y cin

Thermo Fisher Scientific, Schwerte

5% (v/ v)

Human s e rum from male AB
plasma

Sig ma - Aldrich, Schnell dorf

100nmol

Rapamycin (GMP - grade)

Milteny i Biotec , Bergisch Gladbach

in TexM ACS TM

Miltenyi Biotec, Bergisch Gladbach

Tcon expansion medium
200U/ml

IL - 2 (P ro le uk in ® )

Novartis, Nürnberg

100U/ml

Gibc o ® penicill in /

Thermo Fisher Scientific, Schwerte

100µg/ml

streptom y cin

The rmo Fisher Scientific, Schwerte

5% (v/ v)

Human s e rum from male AB
plasma

Sig ma - Aldrich, Schnell dorf

in TexM ACS TM

Miltenyi Biotec, Bergisch Gladbach

T cell resting medium
100U/ml

Gibc o ® penicill in /

Thermo Fisher Scientific, Schwerte

100µg/ml

streptom y cin

Thermo Fisher Scientific, Schwerte

5% (v/ v)

Human s e rum from male AB
plasma

Sig ma - Aldrich, Schnell dorf

in G ibco ® Roswell Park Memorial
Inst itu te Medium (RPM I) 1640

Thermo Fisher Scientific, Schwerte

Tr e g cloning medium
100U/ml

IL - 2 (G MP - gr ade )

Miltenyi Biotec, Bergisch Gladbach

100U/ml

Gibc o ® penicill in /

Thermo Fisher Scientific, Schwerte

100µg/ml

streptom y cin

Thermo Fisher Scientific, Schwerte

10 % ( v/v)

Human s e rum from male AB
plasma

Sig ma - Aldrich, Schnell dorf

100nmol

Rapamycin (GMP - grade)

Mil tenyi Biotec, Bergisch Gladbach

20µM

2- Mercaptoethanol

Thermo Fisher Scientific, Schwerte

1µg/ml

anti - CD28 antibodies

Mil tenyi Biotec, Bergisch Gladbach

in TexM ACS TM

Miltenyi Biotec, Bergisch Gladbach

Tcon cloning medium
200U/ml

IL - 2 (P ro le uk in ® )

Novartis, Nürnberg

100U/ml

Gibc o ® penicill in /

Thermo Fisher Scientific, Schwerte

100µg/ml

streptom y cin

The rmo Fisher Scientific, Schw erte

10 % ( v/v)

Human s e rum from male AB
plasma

Sig ma - Aldrich, Schnell dorf

20µM

2- Mercaptoethanol

Thermo Fisher Scientific, Schwerte

in TexM ACS TM

Miltenyi Biotec, Bergisch Gladbach

24

Materia l and Me thods

T able 4 (continue d) : Cell culture med ia
C omplete DMEM
10%

Fetal Calf Serum (FCS)

Biowest, Nuaillé, France

100U/ml

Gibc o ® penicill in /

Thermo Fisher Scientific, Schwerte

100µg/ml

streptom y cin

Thermo Fisher Scientific, Schwerte

50µM

2- Mercaptoethanol

Thermo Fisher Scientific, Schwerte

in G ibco ® Dulbecco’s Modified
Eagle Medium (DM EM)

Thermo Fisher Scientific, Schwerte

3.1. 3 Equipment and s oft wa re
T able 5 : Equi pment
Equipment Source
ABI 7500 Cycler Thermo Fisher Scientific, Schwerte
Amnis ® I mage St rea m X M ark I I Mer c k , Darmstadt
Cell Sor ter, F ACSAria TM BD, Heidelberg
Cell Sor ter, F ACSAria T M II BD, Heidelberg
Cell S orte r, Inf lux TM BD , Heidelberg
Flow Cy tomet er, FACSC ant o TM B D, Heidelberg
Flow Cy tomet er, LSR II BD, Heidelberg
Flow Cy tomet er, M ACSQuant Milte nyi Biotech, Bergisch Gladbach
Gammacell
®

40 Ex ac tor Best Theratronics, Kanata, ON,
Canada
MACS ® manual separators Miltenyi Biotech, Bergisch Gladbach
StepOnePlus T M Real - Time PCR System T he rmo Fischer Scientific, Schwerte
T able 6 : Software
Software Source
FlowJo X 10.0.7 TreeStar, Inc, Ashland, OR, USA
GraphPad Prism GraphPad Software Inc., La Jolla,
CA, USA
IDEAS
®

software v6.1 M er ck, Darmstadt
INSPI RE
®

s of t war e Merck , Darmstadt
MACSQuantify™ Miltenyi Biotech, Bergisch Gladbach
RStudio v0.98.501 RStudio Inc., Boston, M A, USA
SING uLAR TM Analysis Toolset R pac kage Fluidi gm , South San Fra ncisco, CA,
USA
StepOne Software v 2.3 T hermo Fi scher Scientific, Schwerte
25

Materia l and Me thods

3.1. 4 Primer s and gene expression a s s a ys
Bisulf it e specific primer s for epi genetic analysis ( see 3.3.8 .2 ) were desi gned by the
group of Prof. Dr. J. W alter at the Saarland University and obtained fr o m biomers.net;
sequenc e s are listed in Table 7. P ri mer p airs that are marked with an ast erisk (*) w ere
used for t he generation of hairpin constructs f or hairpin bisulf ite PCR (see 3.3 .8 .2 ).
Pri mer s f or th e de tec t io n of CAR co nst r uct s ( s ee 3.3.9 .3 ) were desi gned by D. Lock at
Miltenyi Biotech and were obtained from TIBM olb iol ; seq uences are shown in Table 8 .
Gene expression assays for high - t hrou g hput q PC R ( see 3.3.9 .1 and 3.3 .9.2 ) a re list ed
in T able 9 and were obtained from Th e rmo Fisher Scientif ic .
T able 7 : Bisulfite - spe cific p rimer s
Target Amplicon location
(Human
GRCh37/hg19)
Primer sequence (5’  3’)
Forward Reverse
ctla 4 chr2:204700499 -
204700960(+)
GTAGTTGTATGTATTTAT
TTATTTAAATTTT
CCTTTAAT ACAAACC
AATCTAT C
foxp3
promoter
chrX:49121125 -
49121322(+)
TGGT GAAGTGG ATTGAT
AGAAAAG G
TAT AAAAACCCCCCC
CCACC
GGA TTA TTAGA AGA GAG
AGGTTTG *
CTACT CTCCCCT ACC
AAATAT AAA *
foxp3
enhancer
chrX:49116207 -
49116607(+)
AT AT A G AAG GG GAT G TT
T AG AT GT
AATACT CTCCCAAAC
CCTT ATTC
T ATT AT AT A G AAG GG GA
TGTTTAGATGT *
CCCCATT ATACAAAA
AAAAATACT *
foxp3
TSDR
chrX:49117051 -
49117387(+)
TGTTT GGGGGT AGAGG
ATTT
TAT CACCCCACCTAA
ACCAA
TAAGTTTGTTGTAGGAT
AGGGT AGTT AG *
ATAAAAT ATCTACCCT
CT TCT CT TCC TC *
i k zf 2 chr2: 213988928 -
213989329(+)
TATGGGTGTATGTTTTT
GTGT GT
CATTACAT AACATAT C
CA CTTA TAC
il2ra chr10:6079456 -
6079933(+)
TATTTGTATTTAGTGAA
GATTAG AATAA
CTTCTAATTTAAATTT
CCCAAAAAAAC
lrrc3 2 chr11:76379042 -
76379386(+)
TTTTTAGTG AG T AT AGT
ATTAAGTTTTT
CTATAAT CAAAACCA
AAATTAAAAT AAC
cd40lg chrX:135739037 -
135739484(+)
ATTTTGT AAAGATTAATA
GGTTTTAAGA
CATAAT AATAATAACT
ATC CA TA TAT TAC
tnf rsf9 chr 1:8000840 -
8001383(+)
TAGATTTTGAGATTTTA
GGGTT G
TCATACCAAATT CTAA
AATTCTTTC
A- tailin g hair pin linker G GGCCCATDDDDDDDDA TGGGCCCT *
26

Materia l and Me thods

T able 8 : Prim er s for the detection of D extran- CA R constr ucts
Construct

Primer location

Primer sequence (5’


3’)

CD137 - CD3ζ CD137 fwd
CD137 rev
CTTCCCGG AGGAAGAAGAGG
CAAGGTT CAGCTCGTTGTAG
w/ o - CD3ζ
CD3ζ f wd
CD3ζ rev

TGTA CTGCCTG CA GCG AGTC
TAT CCAGCACGT C GTAT TCC

ICOS - CD3ζ IC OS f wd
CD3ζ rev

CTG ACCGATGTGA CACTG A G
TAT CCAGCACGT C GTAT TCC

CD28 - CD3ζ
CD28 f wd
CD28 rev

CTGT ACTGCCTGCAGAGAAG
GGTG CGTATGG CTGGT AATG

CD134 - CD3ζ OX40 f wd
CD3ζ rev
CTGG CCAAGATCAGT ACTCG
TAT CCAGCACGT C GTAT TCC
Housekeeping
GAPDH f wd
GAPDH r ev

AGGGCTGCTTTTAACTCTGGT
CTCCT CCCACACCAG CTTTG

T able 9 : Gene exp ressi on ass ays
Target Taqman ® Gene Expression Assay ID
b2m Hs00187842_m1
bach2 Hs00222364_m1
bcl2 Hs00608023_m 1
bcl6 Hs00153368_m 1
ccr8 Hs00174764_m1
cd40lg Hs00163934_m1
csf2 Hs00929873_m1
ctla 4 Hs03044418_m1
cxcr6 Hs00174843_m1
fas Hs00907755_m1
fcr l3 Hs00901693_m1
foxp3 Hs00203958_m1/Hs01085834_m1
gapdh Hs99999905_m1
gata3 Hs00231122_m1 / Hs00922328_m1
g zm b Hs04261345_m 1
havcr2 Hs00958623_m1
icos Hs04261471_m 1
ifnγ Hs00989291_m1
i k zf 2 Hs00212361_m1
i k zf 4 Hs00223842_m1 / Hs01042455_m1
il10 Hs00961622_m1
il17a Hs00174383_m1
27

Materia l and Me thods

T able 9 (conti nued): Gene e xpression assays
Target Taqman
®

Gene Ex pr ession Assay ID
il1r2 Hs01030384_m1
il2 Hs00174114_m 1
il21 Hs00222327_m1
il22 Hs01574154_m1
il2ra Hs00907779_m1
il32 Hs00992441_m1
il7r Hs00902334_m 1/Hs00904815_m1
lrrc3 2 Hs00194136_m1
maf Hs04185012_s1/Hs00193519_m1
nfatc 2 Hs00905452_m1
pdcd1 Hs01550088_m1
prdm1 Hs01068503_m1
rorc Hs01076122_m 1
tgf β1 Hs00998133_m1
tigit Hs00545087_m1
tnf Hs01113624_g1 / Hs99999043_m1
tnfrsf 18 Hs00188346_m1
tnf rsf4 Hs00533968_m 1
tnf rsf9 Hs00155512_m 1
ArrayControl
TM

RNA Spik es -

28

Materia l and Me thods

3.2 Met hods
3.2. 1 T cell isolation and expa nsion
Leukapheresis pr odu cts from healthy donors w ere obtained from the Char i t é Universit y
hospital in Berlin with inform ed consent according to ethical guidelines. Leukapheresis
f ilters were reconst ituted with PBS/ EDTA , la yered onto Ficoll - Paque and centrifuged f o r
35min at 445g at room temperature . The interphase was caref ully removed and
washed twice with PBS/EDTA (300g, 15min and 200g, 10min at 4° C ) . P B MC s wer e
counted using trypan blue w ith 3% acetic acid t o ex clude dead cells and erythrocytes.
T cells w ere isolated f rom PBM C s by magnet ic activated cell sorting ( MAC S, Mi l t en y i
Biotec , Bergisch Gladbach ) using magnetic particles coupled to antibodies
(micr obead s). PBM C s were labeled with anti - CD2 5 or anti - CD4 microbeads f or 15 m in
at 4°C. Cells w ere washed and CD25 + or CD4 + cell s were enriched using columns
composed of ferromagnetic spheres within a magnetic field. For expansion, CD25 +
T reg s were cultur ed in Treg expansion medium ( T able 4) in t he p resence of Treg
expansion beads (4: 1 bead - to - cell r atio) and fr es h medium was added e very 2 - 3 days.
B efore 6h restimulation , CD25 + T reg s wer e res ted f or 1 - 4 day s in T cell resting m e dium
( Table 4 ) without magnetic particles bef ore ac tivation with Tr e g expansion beads (4: 1
bead - to - cell r atio) or 10 ng/ml PMA and 500ng/ml I on omycin. To block potential
downregulation of CD154 upon ligat ion, 1µg/ml anti - CD40 antibodies were added
during 6h activation when CD154 w as stained on the surface .
3.2. 2 Isolation of cells from huma n tissue
Human tissue was obt ained from pat ient s who under w ent surg ery and gave inform ed
consent according to ethical g uidelines ( EA 1/233/ 09 , EA1/008/ 16 , EA1/266/12 ,
EA1/290/13, EA1/094 /15 ). Cells fr o m tissue wer e obtained by mechanical (tonsil,
thymus, lung) and/or enzymatic (colon) disruption of the tissue. For stim ulation, either
total lymphocytes (tonsil, thymus) or CD4 - en riched T cells (lun g, colon) w er e rested
overnight in T cell rest in g medium ( T able 4 ) bef or e 6h restimulat ion w ith 10ng/ ml PM A
and 500ng/ml I onomycin in the presence of 1µg/ ml anti - CD40 antibodies .
Tonsil samples were obtained from patient s who underw ent tonsillectomy and t he
t issue was cut into s mall pieces in PBS/EDTA . Hom o genized tissue w as passed
through a 100µm cell st rainer, layered onto Ficoll - Paque and centrifu ged for 35min at
445g . The int erphase w a s carefully removed and washed twice with PBS/EDT A (300g,
29

Materia l and Me thods

15min and 200g, 10min at 4°C ). Cells were count ed and cultured overnigh t b efo re
stimulat ion. Thymic tissue w as obtained fr om pati ents who underwent cardiac surger y
and samples were mechanically proces sed by the gr oup of Pro f. Dr . I .- K. Na who
provided strom a cell - dep let ed cell lysates that w e re rest ed overni ght be f o re stim ulation .
Colon samples were k indly provided by Prof. D r. D. Baumg a rt and D . Me t zk e f r om t h e
Char ité Univers ity hospit al in Be rlin . M ucosal t issue w as washed f or 5min on a shaker
in Colon W ashing Buffer ( T able 3) . For tissue lysis, samples were incubated f or 15min
at 37°C in HBSS + 5mM DTT whi le shaking at 1 50rpm. Lysed tissue was vortexed for
15s bef o re washing 2 x 5m in in H BSS and 1 x 5min in RP M I + 10% F CS + 100U /m l
penicillin, 100µg /ml streptomycin . T he tissue w as cut into small pieces and digest ed f o r
60 - 90min at 37°C in R PMI + 10% FCS + 100U/ml penicillin, 100µg/ml streptomycin
supplemented with 1,5mg /ml collagenase NB 8 and 20µg/ml DNAse I at 170rpm .
Digested tissue was passed throug h a metal strainer and a 100µm cell strainer be f o re
counting. T cells were isolated using CD4 microbeads as described abov e (see 3.3. 1 )
and rested overnight before r es timulation. Lung tissue w as obtained f rom l ung explants
or biopsies and cut int o small pieces in RP M I1640 medium . Homogenized tissue was
passed through a 100µm cell strainer and centrifuged for 10min at 1000rpm at 4 °C.
Lymphocytes were obtained by Percoll gr adient centrifugation at 1000g for 30min at
RT. Percoll w as diluted 10:1 with 10x PBS and c ells were resuspended in 40% Percoll
(diluted in RPMI1640) and layered onto 80% Percoll (diluted in RPMI1640). T he
interphase was carefully removed, filtered (100µm) and w ashed f or 15mi n at 400g at
4°C. T cells w ere isolated using CD4 microbeads as described abov e (see 3.3.1 ) and
rested overnight before restimulation.
3.2. 3 Generation of T cel l clones
Sing le cell naive clones ( CD4 + CD25 + CD127 - CD4 5RO - CCR7 + CD45RA + ) or 10 cells/ w ell
memory clones ( CD4 + CD25 + CD1 27 - CD45RO + CD45RA - ) were sorted fr o m CD25 -
enriched Treg s into 96 well plates (round bot tom) with 5 x 10 4 irradiated (30 Gy)
autolog ous o r allogeneic (pooled fr o m 3 donors) feeder cells in 100µl Treg cloning
medium ( T able 4) . Single cell CD137/CD154 Treg clones ( CD4 + CD25 + CD1 27 - ) we r e
sorted lik ew ise after ex v ivo 6h stimulation w ith Treg expansi on beads (4: 1 bead - to - cell
ratio). O n day 1, beads at a 2:1 ratio ( b ead - to - f e eder cell) were added . CD4 + memory
Tcon clones were g enerated by single cell sort ing of CD4 + CD25 - CD127 + CD45 RO + T
cells into 96wp with 5 x 10 4 irradiat ed (30 Gy) autolog ous o r allogeneic ( p ooled f rom 3
donors) feeder cells in 100µl T con cloning medium ( Table 4 ) with 30ng/ml anti - CD3
and 1µg/ml anti - CD28 ant ibodies. O n d7, 5 x 10 4 irradiated (30 Gy) allogeneic f eede r
30

Materia l and Me thods

cells (pooled from 3 donors) w er e added in 10 0µ l Tre g or T c on expansion medium
( Table 4) , res pec tively . Afte r 2 - 3 weeks, yellow w ells w ere tr ans ferred t o 96 w ell plates
(flat botto m) and c lones w er e expanded bef or e analysis a f t er 4 - 5 weeks. During
expansion, fresh Tr e g ex pans ion medium or Tcon ex pansion medium ( Table 4 ) were
added every 2 - 3 days. Bef o re restimulat ion , cell s were res ted for 2 day s in T cell
resting m edium ( Table 4 ) b efo r e stim ulation wi th 10n g /ml PM A and 500ng/ml
Ionomycin f or intracellular cytok ine stainin g. FoxP3 staining was perf ormed in
unstimulat ed clones that were obtained directly from the culture. Cloning eff iciencies
were 22 . 14% (± 8 . 13% SD) f or naiv e T reg s, 10.07 % (± 10.28 % S D) for me mory Treg s ,
18. 23% ( ± 8 . 10 % SD) f or CD137 + CD15 4 - T r eg s , 34 . 37% (± 8 . 90 % S D) f or
CD137 + CD15 4 + T reg s and 21 . 09 % ( ± 4 . 45% SD) for m e mory Tc on s .
3.2. 4 An t i g e n - reactiv e T cell enri chment ( AR T E )
The ident i f ication of ant ig e n - reactive T cells is based on t he converse expression of
CD137 and CD154 on Treg s and T con s after 6h antigenic stimulation, respectively
[106, 107] . CD137 - and CD154 - expressing cells were isolated by fluorescent labe ling
and subseq uen t magnetic enrichm ent as described in 3.2 . To t his end , 2- 5 x 10 7 PB MC
were cultured overnight in T cell r esting me dium be f ore 6h stimulat ion wit h respect iv e
antig ens (40µ g /ml E. c oli , 40µ g/ml C. albicans, 10µg/m l CM V) in the pres ence o f
1µg/ml anti - CD40 and 1µg/ml anti - CD28 pure antibodies. Cells w er e st ained wi th
CD154 - Biotin and CD13 7 - PE and magne tically enriched with anti - Biotin and anti - PE
microbeads , s urf a ce s tai ni ng of additional markers was performed on the column.
C MV - r eactive T cells w er e isolated from CM V seropositive donor s.
3.2. 5 In vit ro Tr eg s uppression a ssay
The in vitr o suppressiv e capacity of Treg s was anal ysed by inhibition of p rolif e ration of
CD4 + responder T cells ( Tresps) . Tr eg s and T resp s were distinguished by opposite
HLA - A2 expression. Expanded T reg s w ere rest e d f o r 1 - 4 days in T cell rest ing medium
( Table 4 ) without expansion beads be f ore co - culture w ith T resp s . T r esp s were isolated
ex vivo and stained f or 15m in at 37°C in PBS wit h CellT rac e TM V iolet Ce ll Pr olif eration
Kit at a f inal concentration of 2 .5µM. Staining was blocked with F CS for 2 min at RT and
cells were washed twice with PBS. A tot al o f 5 x 10 4 Tresp s were co - cultured in
differ en t rat ios w ith Tr e g s in 96 well f lat bott om plates in T cell rest ing medium ( T able
4) f or 5 - 7 days. Proliferation of Tr esp s was asse ssed by dilution of CellTr ace TM Violet
31

Materia l and Me thods

Cell Pro life ration D ye . T he percenta ge of inhibition was calculated as ( 𝐴𝐴−𝐵𝐵 )
𝐴𝐴
𝑥𝑥 100
where A: uninhibited Tr esp s and B: inhibited Tresp s.
Tr e g suppression requires their activation and also Tresp s need to be activated to
prolif e rate. For polyclonal activation, T r eg s and Tresp s were activated by the same
stimulus using ant i - CD3 / - CD28. To this end, Treg Suppression Inspector b eads w ere
added to the culture according to manufacturer’s instructions. Analy sis of the
sup pressive capacities of CAR - Tr eg s upon dextr an - speci f ic stimulation required
independent ac tivation o f Tresp s. Therefore , T res p s were activated b y all ogeneic
stim ulat ion using CD4 + Tres p s from 3 pooled donor s. To this end, irradiated allogeneic
APCs ( CD3 - depleted PBMC s , irradiated at 30Gy) were added to the co - cultur e at a 1:1
ratio. Fo r activation o f CAR - T reg s , bead - bound dex tran ( 1:100) was a dded t o the
culture.
3.2. 6 Genetic engineeri ng of Treg s
Genetic engineer in g of Treg s w as based on t he stable integration of a transgene us ing
lenti viral v ectors . To this end, replication - deficient lentiviral particles containing the
transgene were generated ( see 3.3.6 .1 ) and ac tivated primar y human T cells w ere
infected ( see 3.3 .6.2 ) resulting in stable integration o f the transgene into the hos t
genome.
Production of le ntiv ira l particles 3.2. 6.1
Dextran - CAR constructs were gener ated and provided by Dr. A . Kaiser and D . Lock
( M iltenyi Biot ec, Bergisch Gladbach , T able 10 ). All CAR - constr ucts contained an
AC146 - derived scFv, a CD8 transm e mbrane domain and a P2A - linked Δ LNGFR fo r
detect ion of tr an sfected and transduced c ells. Constru c ts that di f fered in their
extracellular spacer c ontained a human Ig G4 hinge ( L , M, XS) or a human CD8 hinge
(S) t o gether wi th CD137 - CD3ζ signa ling ( T able 10 ). Different signaling domains were
coupled t o ectodomains with an X S IgG4 hinge ( Table 10 ).
Lentiviral supernatant s were generat ed by co - transfec tion of HEK293T cell s with the
expression vector and pack a ging plasmids. T he 2 nd gener ation lentiviral packaging
plasmids pCMV ΔR8.74 and pMDG2.VSV - G were used for the packaging of lentiviral
part ic les. One day prior to transfection, 3 x 10 6 HEK293T cells were seeded in a 10cm
cell culture dish in c omplete DMEM ( T able 4 ). Cells were transient ly transf ected with
32

Materia l and Me thods

0,84µg pMDG - 2.VSV -G , 5,16µg pCM V Δ R8.74 and 3,35µg Dextran - CAR plasm id s
diluted in ddH 2 O supplement ed w ith 2,5 M CaCl 2 . W hile aerating, 2ml of 2x HBS b uff er
( Table 3 ) were slowly added to the solution and 2ml of the trans f ec tion solution we re
added dropwise to the cells . T he medium containing the tr ansfection solution was
removed aft e r 4h and cells we r e washed t w ice with pre - warmed PBS before fres h
c omplete DME M w as added. A fter 48 hours , lentivi ral supernat ants w er e harvested,
f ilte red (0, 45µm ) and used direct ly or st or ed at - 80° C f or up t o 6 m ont hs .
T able 10 : Dextr an - C A R construc ts
Spacer domains
Construct Spacer Co -
stim ulat ion
Sig naling Si ze
(bp)
L
M
XS
S
Hing e CH2 - CH3 Ig G4
Hing e CH3 Ig G4
Hing e IgG 4
Hing e CD8
CD137
CD137
CD137
CD137
CD3ζ
CD3ζ
CD3ζ
CD3ζ
9339
9012
8691
8790
Sig naling domains
Construct Spacer Co -
stim ulat ion
Sig naling Si ze
(bp)
w/ o - CD3 ζ
ICOS - CD3 ζ
CD28 - CD3 ζ
CD137 - CD3 ζ
CD134 - CD3 ζ
PD1 - CD3 ζ
CD137 - CD3 ε
CD28 - CD3 ε
Hing e IgG 4
Hing e IgG 4
Hing e IgG 4
Hing e IgG 4
Hing e IgG 4
Hing e IgG 4
Hing e IgG 4
Hing e IgG 4
-
ICOS
CD28
CD137
CD134
PD -1
CD137
CD28
CD3ζ
CD3ζ
CD3ζ
CD3ζ
CD3ζ
CD3ζ
CD3ε
CD3ε
8568
8688
8697
8691
8700
8865
8529
8526
Lenti v i ral transduc tion of T cells 3.2. 6.2
CD25 + T r eg s were activated in Treg expansion medium ( Table 4) in the presence of
Tr e g expansion beads at a bead - to - cell ra tio of 4:1. CD4 + Tcon s were act i vated in T con
expansion medium ( Table 4 ) in the p resence of 30ng/ml anti - CD3 and 1µg/ml anti -
CD28. O n d3, culture medium w as replaced with the respect iv e lentiviral supernat ant s
supplemented with 4µg/ml protaminsulf a te and cells were spinoculated on ret ronectin -
coated 96 well plates f or 90min at 800g and 32°C. Aft e r centrif u gat ion, viral
supernatant was removed and f resh cultur e medium was added to t he cells.
Tr a nsduction efficiency w as as sessed on d2 or d3 after transduction by st aining o f
LNGF R on the cellular s urface . For restimulation, magnetic particles were r emoved on
33

Materia l and Me thods

d7 - d8 and expanded T reg s wer e re st e d f or 1 - 4 day s in T cell resting medium ( Table 4 ).
T reg s were activated with 10ng/ml PM A and 500ng/ml Ionomycin , Treg expansion
beads (4:1 bead - to - c ell rat io), bead - bound dex t ran ( ant i - mouse CD90.2/CD62L
microbeads in PBS, 1:100 ), 2µg/ml soluble FI TC - Dex tran ( M W 2 x 10 6 ), 1nMol D+
Glucose , 1nMol D+ Maltose, 2µ g/m l Dextrin or 1nmol Dex t ran (M W 5 x 10 5 ) f or 6h. For
expansion, bead - bound dextran (1: 100) or Tr e g expansion beads (4:1 bead - to - c ell
ratio) were added in Treg expansion medium ( Table 4).
3.2. 7 Fl ow - cy tometr y
For flow cytometric detection of extracellular and intracellular antigens, cells were
stained with antibodies from Table 11 as des cribed i n 3.3. 7.1 - 3.3.7.6 . All data w ere
acquir ed on a FACS C anto/LSRII or MACS Quant Analyzer, adsorption and emission
of used fluorochr o mes are show n in T able 12 . Flow Jo vX.0 .7 or MACSQuantify™ we re
used for data analysis.
T able 11 : A ntibodies
Antibodies f or flow cytometric detec tion
Specif icit y Fluorochrome Clone Source
CD3, human VioBlue ® BW 264/56 M ilten yi Biote c ,
Berg isch Gladbach
CD4, human
PE - Vio770
APC - Vio770
VioGreen TM
FIT C
VioBlue ®
VIT 4 Miltenyi Biot ec,
Berg isch Gladbach
CD8, human
APC - Vio770
PerCP
VioGreen TM
B W 135/80 Miltenyi Biot ec,
Berg isch Gladbach
CD14, human PerCP
VioGreen TM TÜK4 Milte nyi Biot ec,
Berg isch Gladbach
CD20, human VioGreen TM
PerCP LT 20 Miltenyi Bio tec,
Berg isch Gladbach
CD25, human BV 421 TM 3G10 B iolegend , Koblenz
CD25, human
PE
APC
VioBrig ht T M FITC
3G10 Milteny i Biotec,
Berg isch Gladbach

34

Materia l and Me thods

T able 1 1 (continu ed): A ntibodies

Specif icit y Fluorochrome Clone Source
CD69, human
FIT C
APC
APC - Vio ® 770
FN50 Milteny i Biotec ,
Berg isch Gladbach
CD127, human
FIT C
PE - Vio ® 770
PE
MB15 -
18C9
Milteny i Biotec ,
Berg isch Gladbach
CD137, human PE
VioBrig ht TM FIT C 4B4 -1 Milteny i Biotec ,
Berg isch Gladbach
CD154, human
APC
VioBlue ®
Biotin
5C8

Milteny i Biotec ,
Berg isch Gladbach
CD154, human PECy7
APC TRAP1 in house (DRFZ)
CD45RA, human
APC - Vio ® 770
APC
VioGreen TM
T6D11 Milteny i Biotec ,
Berg isch Gladbach
CD45RO, human
PE - Vio ® 770
APC - Vio ® 770
PerCP
UCHL1 Miltenyi B iotec,
Berg isch Gladbach
FoxP3, human/mouse APC 3G3 Miltenyi Bio tec,
Berg isch Gladbach
FoxP3, human/mouse PerCP PCH1 01 ebioscience,
Frankfurt a.M.
GARP, human Al exa Fluor ® 647 G14D9 Biol egend, Koblenz
Helios, human/mouse PE
FIT C 22F6 Miltenyi B iotec,
Berg isch Gladbach
HLA - A2, human PE REA517 Milten yi Biotec ,
Berg isch Gladbach
IFN - γ, human PerCP - Cy5 .5 4S.B3 Bioleg end, Koblenz
IFN - γ, human FITC 45 - 15 Milten yi Biotec ,
Berg isch Gladbach
IL - 2, h uma n APC - Vio ® 770 N7.48A Milt enyi Biot ec,
Berg isch Gladbach
IL - 10 , human APC JES3 - 9D7 Milte nyi Biote c,
Berg isch Gladbach
IL - 17 , human FITC
APC - Vio ® 770 CZ8 - 23G 1 Milten yi Biotec ,
Berg isch Gladbach

35

Materia l and Me thods

T able 1 1 (contin ued): A ntibodies
Specif icit y Fluorochrome Clone Source
LAP, human PE CH6 -
17E5.1
Milteny i Biotec ,
Berg isch Gladbach
LNGFR (CD271),
human
PE
PE - Vio ® 770
ME20.4 -
1H.4
Milteny i Biotec ,
Berg isch Gladbach
NFAT - 1, h um an FIT C 1 BD, Heidelberg
Phospho - ZAP - 70/SYK
(Y319/Y352),
human/mouse
PE
n3kobu5 ebioscience,
Frankfurt a.M.
TNF - α, hum an PE - Vio ® 770 CA2 Miltenyi Bio tec,
Berg isch Gladbach
Activating and blocking antibodies
Specif icit y Fluorochrome Clone Source
CD28, human Pure (functional grade) 15E8 Milteny i Biotec ,
Berg isch Gladbach
CD3, human Pure (functional grade) O KT 3 Milteny i Biotec ,
Berg isch Gladbach
CD40, human Pure (functional grade) HB14 Milt enyi Biot ec,
Berg isch Gladbach
T able 12 : Fluoro chromes
Fluorochrom e Excitat ion max (n m) Emission max (nm)
DAPI 359 461
B rilliant Violet 421 TM 407 421
CellT race TM Violet 405 450
VioBlue ® 400 452
Indo - 1 A M 346 475
VioGreen TM 388 520
Viobil ity TM 405/520 Fixable Dye 405 520
VioBrig ht TM FIT C 496 522
FIT C 495 520
PE 565 578
Propidium Iodide 493 632
PerCP 482 675
PerCP - C y5. 5 482 690
PE - Vio ® 770 565 775
36

Materia l and Me thods

T able 12 (c ontinued): Fl uorochr ome s

Fluorochrom e Excitat ion max (n m) Emission max (nm)
Alexa Fl uor ® 647 650 665
APC 652 660
APC - Vio ® 770 652 775
Fluo resc ent lab eli ng of surface m ol ecul es 3.2. 7.1
For fluor es cent labeling of surface molecules, cells were washed for 5min at 500g at
4°C with PBS/ BSA/EDTA ( T able 3 ) and st ained with different com bina t ions o f surf ace
antibodies ( Table 11 ) . Staining was perform ed f or 10min at 4°C in PBS/BSA/EDTA or i f
Viobil ity TM 405/520 Fi x able D ye was used, cells were washed and staine d for 20min at
RT in PBS ( T able 3) . After surface staining, c ells w er e washed and either r esuspended
in PBS/BSA/ EDTA f or analysis or cell sor ting (see 3.3. 7.3 ) or f ixed and permeabilized
for intracellular or intranuclear staining ( s ee 3. 3 .7.2 ).
Fluores cent labeling of intracellular a nd intranuclea r proteins 3.2. 7.2
After st ainin g of surface molecules as describ ed in 3.3.7 .1 , cells w e re fixed and
permeabilized for staining of intracellular or intr anuclear proteins. F or staining of
FoxP3, cells were fixed and stained using the F oxP3 buff er kit . For fixation, cells were
resuspended in Fixation/Permeabi liza tion solut ion f o r 30min at 4°C, i ntranuclear
staining was perf ormed in permeabilization buffer f or 30min at 4° C according to t he
manufactur e r’s manual . For intracellular cytok ine staining, cells were resti mulated with
10ng/ml PMA and 500ng/ml Ionomycin f or 6h in t he presence of 5µg/ml Brefeldin A f or
the last 4h. After surface staining, cells were fixed for 15 min at RT and stained with
respect iv e antibodies ( Table 11 ) upon permeabilization f or 10min at RT u si ng th e
Inside Stain Kit. W hen analy sed t oget her w ith cytokines, CD137 and CD154 were
stained intracellularly.
Fluo resc ence act ivat ed cel l sort ing 3.2. 7.3
Sorting of live cells is based on the separa tion o f populations acc or ding to the
expression of fluorescently labeled surface antigens. For the sorting of liv e cells,
surfac e staining was performed as described in 3.3.7 .1 with antibodies f rom Table 11 .
Cells were resuspended in PB S/BSA/EDTA ( Table 3 ) at a concentrat io n of 5 x 10 7
37

Materia l and Me thods

cells/ ml and propidum iodide w as added bef ore sorting to exclude dead cells. Cel ls
were sorted on a FACS Aria TM /Aria TM II or Inf lux TM cell sor ter either into 96 - we ll - plates
or protein - coated 5ml or 1. 5m l tubes. Sorted cells were counted and thei r purit y was
determined before they were cultured or used f or dow ns tream analysis .
Fl ow - c y to metric detection of ZAP70 phosphor y lation 3.2. 7.4
Phos phorylated ZAP70 (pZAP70) was stained intracellularly after a ctivation. Before
stimulat ion, T r eg s were rested for 1 - 4 days w it hout activation in T cell resting mediu m
( Table 4 ) bef ore incubation w it h 10µg/ml soluble FIT C - Dex tran at 37°C degrees. After
5 minutes, cells w er e fixed dir ectly according t o manufacturer’s recommendations
using t he ebioscience FoxP3 Staining Buff er Set. After f ix ation, permeabilization and
intr acellula r st aining with CD4, LN GFR and pZAP70 antibodies w ere performed .
Nuclear local ization o f N F AT c2 3.2. 7.5
Localization of NFAT c2 wit hin sing le cells was analysed by combinat ion o f f low
cytometry with microsc o py on an AM NI S I mag eS tr e am X Mar k II . CD25 + T reg s we r e
isolated ex vivo and s timulated in T cell resting medium ( T able 4 ) with 10ng/ml PMA
and 500ng/ml I onomycin. A f ter 6h , cells were harvested and f ix ed in 3% For maldehyde
for 20m in at R T and t hen stained with CD4 - PECy7 , CD137 - PE , CD154 - Alexa647 , and
NFAT c2 - FIT C in 0. 1% (v/ v) Trit on - X for 30min at RT. Before analysis, 2µg /ml DAPI
was added for nuclear staining . N uclear localization of NFAT c2 w as analy sed on
AMNIS Im ageStream X Mark II using ISPI RE ® so f tw are, data was analysed wi th
IDEAS ® softw are. Analysi s of nuclear localiz atio n o f NFA T c2 is based o n the similarity
of t he im ag es of the nucleus (DAPI) with NFAT c2. To t his end each cell is allocated a
simila rity sc ore wi t h higher scores indicating mo re si mil ar i mages.
Calciu m Flu x A ssa y 3.2. 7.6
CD25 + T r eg s wer e isola te d ex vivo and stim ulated w ith Tr eg expansion beads (4:1
bead - to - cell r atio) in T cell r esting medium ( Table 4) . After 6h, c ells w er e stained w ith
4µM Indo - 1 AM Ca lcium Sensor Dye for 30min at 37°C in Calcium Loading Buffer
( Table 3) . Cells were washed with Calcium Loa ding Buffer and surf ace staining wi th
antibodies against CD4, C D137 and CD154 was perf ormed in PBS/BSA/ EDTA . Cells
were warmed up to 37°C be f ore measuremen t on a LSR II Flow Cy tomete r. Afte r
approximately 30s of acquisition, the calcium ionophore I onomcyin was added at
1µ g/m l and the r e maining sam ple w as measured. Peak emission of Indo - 1 A M Calc ium
38

Materia l and Me thods

Sensor Dye shi f ts upon calcium binding from 475nm (unbound) t o 410nm (bound)
enabling the q uanti f ication of changes in intr acell ular calcium concent rations ( T able
12 ).
3.2. 8 Ep igenet ic an aly sis
Analysis of the epigenome is based on the conversion o f un modified cytosine to uracil
upon treatment wi th bisulf ite w hich enables evaluat ion o f the methyl ation stat us of
every cytosine either by g ene - specif ic amplif ication ( see 3.3 .8.1 ) or sequencing ( s ee
3.3.8 .2 ).
Meth y lati on - sensit iv e TSDR rea l - tim e PCR 3.2. 8.1
Cells were frozen in 200µl P BS at - 80°C before analy sis whi ch was done by K. Vogt i n
cooperation with Prof. Dr. B. Sawi tzki ( BCR T Berlin). Genomic DNA w as isolated with
the QIAamp ® DNA Blo od Mini Kit . Bisulfite conversion of 50 - 1200 n g g enomic DNA was
performed with EpiTect Bisulfite Kit . Real - time P CR w as done in a f inal r eaction volume
of 20µl with 10µl FastStart Univ e r sal Probe Master, 100ng Lamda DNA, 5pmol
methylation or non - met h ylation specific pr obe, 30pmol methylation or non - methyl ation
specific prim ers and at least 1 ng bis ul f ite - tr e at e d DNA or plasmid st andard. S amples
were analyzed in triplica tes on an ABI 7500 Cycler under the following conditions: 1
cycle of 10min 95°C and 45 cycles of 15s 95°C fol lo wed by 1m in 61°C. The percentage
of FoxP3 TSDR was then calculated by div iding t he non methylated copy - number by
the tot al genomic FoxP3 copy - number.
Deep b isulf ite a mplic on s equencing 3.2. 8.2
CD137 + CD15 4 - Tre gs and CD137 + CD154 + Treg s fr om male d onors w ere sort ed,
pooled and frozen as dry pellets at - 8 0°C . Deep bisulfite sequencing was done by P.
Giehr and J. Gottfreund in cooperat ion w it h Prof. Dr. J. W alter (Saarland Univ ersity).
Cells were tha w ed and dig ested with ly s is buff er (10mM Tr is, 5mM E DTA, pH 8. 0) wi th
1mg/ml Proteinase K at 55°C overnig ht. For dee p sequencing of Treg si g nature r e gions
( Table 7), c ell l ysates were used directly for bisulfit e conversion. To analyse
methylation of complementary str ands w ithin in dividual DN A molecules by hairpin
bisulfit e sequencing, DNA was enzymatically cut and str ands w er e covalent ly linked by
hairpin m olecules. To t hi s end, cell ly sates were incubated with 1mM Pefabloc f or 1h at
RT after Proteinase K treatment. DNA w as dig ested w it h 10U AluI a t 37°C overnight.
39

Materia l and Me thods

Digestion was stopped at 80° C f or 20min and blunt ends were tailed with 5µ M d ATP
and 6U Klenow en zyme f or 30min a t 37°C. The reaction was stopped at 80°C for
30min. Strands were ligated w ith 5 µM Al uI/A - taili ng hairpin linker ( T able 7 ), 20µ M A T P
and 200U T4 DNA li g ase at 16°C overnight. For bisulfit e conversion, 100ng DNA wer e
treated wi t h E Z - DNA methylation Gold k it according t o manufacturer’s instr uc tions .
PCR w as perf o rmed wit h either 2. 5U HOT FIREPol ® DNA Pol ymerase or 1. 5 U HotS tar
Ta q™ DNA Polyme rase wi t h 20ng bisulf ite - treated DNA, 0.2mM dNTPs and 0.17 µ M
bisulf it e -speci f ic p rimers ( Table 7) according to manu f acturer’s recommendations . P CR
products were amplified under t he f oll ow ing conditions: 1 cycle o f 15min 95°C and 42
cycles of 1min 95°C, 2mi n annealing (90m in for generatio n of hairpin con str uct s) , 1m in
72°C f ollow ed by 7m in 72°C. Amplicons were purif ied with Agencourt Ampure XP
beads according t o manufacturer’s inst ructions. Hairpin amplicons were g el purif ied
using G el/PC R DN A Fra gments Extraction Kit according to manu f ac turer’s instr uctions .
Purified amplicons were seq uen ced on the Illumina M iSeq plat f orm usi ng MiSeq
Reagent Kit v 3 at the NGS seq uencing unit of Prof. Dr. J . W alter at Saarland
Universit y . Dat a analysis w as perf o med wi th BiQ Analyzer HT [236] by P . Giehr and J.
Gottfreund ( Saarland Univ er sity). Seq uencing results were processed and f iltered
acc ording to sequence identity (>0.9), bisulfite conversion (>0. 95) and fr action o f
unrecogni zed site s (< 0. 1). The mean methylation v alue and CpG m e thy l ation pattern
maps were generated f o r each amplicon.
3.2. 9 Quantification of gene e xpression
High throughput real - time PCR 3.2. 9.1
High throughput real - time PCR w as done by M. St äber in cooperation w ith Dr. L. Lozza
(MPI for infection biology, Berlin) using the Biomark TM HD system w hich is based on
automated PCR react io ns within integrated fluidic circ uits (IFCs). CD25 + T r eg s w er e
isolated ex vivo and stimulated f or 6h with Treg expansion beads in the presence of
1µg/ml anti - CD40 pure antibodies . A fter 6h, CD 4 + CD25 + CD127 - C D45RO +
CD137 + CD15 4 - and CD137 + CD154 + T r eg s were FACS purified f o r analysis of g ene
expression. A total of 300 cells (100 cells/donor) were sorted into twin.tec ® 96 well
plates with 5µl of 2X CellsDirect TM Reaction Mix and 0. 1µl of 20U/µl SUPERnase In TM
RNase Inhibitor and stored at - 80°C . Reverse t ranscription was per f ormed w ith
Ta qMa n ® Gene Expression Assays ( Table 9 ) and SuperScr ipt ® III RT/ Platinum ® T aq
Mix . Real - time P CR w as performed using 48.48 Sample/Loadin g Kit and analy s ed on a
40

Mat erial and Methods

Biomark TM HD according to manufacturer’s instructions. Gene expression was
normalized to expression o f G APDH.
Singl e cell gene exp r ession 3.2. 9.2
For single cell gene expression analysi s, CD2 5 + T reg s o r CD25 - Tcon s wer e st i mulated
for 6h wi t h 10ng/ ml PM A and 500ng/m l Ionomy cin in T cell res ting m edium ( Table 4) in
the presence of 1µg /m l anti - CD40 pure antibodies . CD137 + CD154 - Tr eg s a nd
CD137 + CD15 4 + Treg s as we ll as CD13 7 - CD15 4 + Tcon s (all CD45 RO + ) were FACS
purified and fr ozen i n FCS + 10% DMSO at - 80°C overnight or in the gas phase o f
liquid nitrogen at ≤ - 150°C for 1 - 2 weeks before analy s is. Single cell gene expression
was done by K. Vogt in cooperation wi th Prof . Dr . B. Saw it z ki ( BCRT B erlin) . Sing le
cells were captur ed and ly s ed in individual react ion chambers of an IFC using the C1 TM
system before high throughput gene expression analysis was per f ormed using the
Biomark TM HD system . For capturing of single cells, cells w ere loaded ont o C1 TM
Sing le - Cell Auto Prep Array IFC ( 5- 10µm) using C1 TM Sing le - Cell Auto Pre p Reagent
Kit. Cells were im aged and wells with single cel ls were documented. Cell lysis, r everse
transcript ion and pr e - amplif ication were performed with C1 TM Sing le - Cell Auto Prep
Reagent Kit and Sin g le Cell - to - CT TM Kit on a C1 TM Sys tem. P re - amplif ied pro ducts
were harvested and real - time PCR w as performed with TaqMan TM Universal PCR
M aster Mi x and TaqMan ® Gene Expression Assay s ( T able 9 ) wi t h 48. 48 Sample and
Assay Loading Reagent Kit IFC acc ording to manuf acturer’s recommendations on a
Biomark TM HD (also see 3 .3.9 .1 ). S ingle cells were filtered according t hei r expression of
B2 M ( Ct ≤ 16) and gene ex pr ession w as ana lysed using the SINGuLAR TM Anal ysis
Toolset R package for RStudio v0.98.501 .
Detect ion of D extra n - C A R c onstructs by quan titat ive r eal - time 3.2. 9.3
PCR
The competitive expansion of Dex - CAR constructs w ith diff erent signaling domains w as
analysed by qPCR using primers that bind within the signaling domain that are unique
to the par ticular construct ( T able 8 ) . DNA was isolat ed by Q iage n DNA Mini K it or
Zymo Research Qu ick - DNA™ Miniprep Kit according to manufacturer’s instructions
and expression of the different constr u cts was analysed using 1x SYBR ® Gr een PC R
M aster M i x and 500nMol f orward and reverse primers ( 57 °C annealing temperature ) ,
respect iv ely. E xpression was analy sed on a StepOne TM Real - Tim e PCR Syste m and
normalized to expression of GAPDH. Relativ e expression of di f ferent time points was
41

Materia l and Me thods

normalized to the beg inni ng of the culture to account for diff erent efficiencies of the
PCR depending on the p r imers.
3.2. 10 Sequencing of TCR V β chains
CD25 - enriched Tr e g s were isolated from PBMCs ex vivo and stimulated for 6h with
10ng/ml PMA and 500ng/ml I ono mycin in the presence of 1µg/ml anti - CD40 antibodies .
For the isolation of antigen - speci f ic Treg s and Tcon s , PBMCs were stimulat ed w it h
differ en t antigens and ant igen - speci f ic Treg s and Tcon s were simultaneously enriched
by A RT E as described in 3.3.4 . CD137 + CD154 - T r eg s , CD1 37 + CD154 + T r eg s and
CD137 - CD154 + Tcon s were FACS purif ied and genomic DNA was isolated with
AllPrep ® DNA/RNA M ini o r M ic ro K it . Sequencing of TCR V β chains was done by Dr. U.
Stervbo and Dr. M. Nienen in cooperation with Prof. Dr. N. Babel (BCRT Berlin/ Ruhr
University of Bochum). To this end, T CR - β loci were amplified as previous ly described
[237] and l ibrary preparation and seq uencin g was perf ormed using Illumina MiSeq at
NGS c ore f acility at the BCRT in Berlin . Hig h qualit y reads (average q uali ty score > 30)
we r e processe d wi th IM SEQ [238 ] and each c lonotype was assig ned an ID (Vβ - /Jβ -
gene ident ity, CDR3 am ino acid sequence). Sim ilarity was quant i f ied by Yue - Clay t on
simila rity inde x (YC Sim ) where 0 indicates dissim ilarity and 1 identif ies identical
population s [239] .
3.2. 11 St atist ical analy sis
All data are summ arizi ng differ en t donors and ex periment s whi c h we r e analysed with
GraphPad Prism. Si gnif icances w ere calculated with Prism using paired t test, unpair ed
t test , W ilcoxon matched pairs test , M ann - W hit ney U test (for t he co mparison of two
groups) or repeated measures ANOVA , one way analysis of v ariance, Fr iedman test or
Kruskal - W allis tes t in combination with Dunns or Tukeys post hoc t ests (f or t he
comparison of mo re t ha n two groups) dependin g on t he pa rametric or non - parametric
distribut ion and t he paired or unpaired nature of the respective data set. The exact
test s that were perf o rmed are specif ied in the respective f i g ure legends. Sig ni f icances
are indicated wit h p ≤ 0. 05: *, p ≤ 0 . 01: ** and p ≤ 0. 001: ***.
42

Result s

4 Results

43

Result s

4.1 Identification of st able T r eg s b y C D 1 3 7 + CD154 - expression
The immunosuppressive potential of Tr eg s em er ge s a s i mp ort a nt t arg et f or clinical
applications. For adoptive transf e r, Tr eg s are isolated f rom the peripheral blood of
patients f ollow ed by in vi tr o expansion t o g ene rate suff i c ient numbers (see 1.3 , Figur e
3) . Howev er , in vit ro expansion comprom ises purity and i ncreases the risk of
introducing contaminat in g effector cells. Current prot ocols for c linical isola tio n of human
T reg s are based on the expression of CD25, yet in spite of optimized protocols
insufficient pu rity remains a major concern for a dopt ive therapy [153 ] . Currently, there
are no unambig uous surface mar ker s to identi f y stable Fox P3 + Tr eg s ex vivo or within
in vit ro expanded cultures limit ing their therapeutic potent ial. Th er ef or e, t hi s s t ud y
aimed to def ine markers for the identif ica tion and isolation of highly stable T reg s ex
vivo and aft er pr ior in vit ro expansion for optimized stability of therapeutic Treg s.
4.1. 1 C D137 and CD1 54 expr ession within t he hum an Treg comp artm ent
It has been show n that CD154 is expressed selectively on Tcon s aft er 6h stimulation
ex v ivo while antigen - activated Tr e g s are characteriz ed by CD137 expression [92, 96,
97, 107] . To investigat e the potential of converse CD137 and CD154 expression t o
distinguish bet w een Treg s and c on taminat in g T con s within the human polyclonal
CD25 + CD12 7 - Tr eg c omp ar tm ent , e xpression o f CD137 and CD154 w ere anal ysed
upon activation of CD25 + CD127 - T r eg s ex vivo . Fol lowing stim ulation w ith anti - CD3/ -
CD28, m ost Tr e g s upr e gulated CD137 of w hich a small subset co - expressed CD154
( Figure 5 A,B). I n addi tion, a very minor CD154 + population lack ed CD137 ex pr ession
which m ost lik ely repr esent s contaminating Tcon s . To det e rmine phenotypic
differ ence s between C D137 + CD154 - T r eg s and CD137 + CD154 + T reg s , g ene
expression of selec ted Treg - associated markers and e ff ector cytokines was analy sed.
Among CD137 - expressing T reg s , CD154 + and CD154 - ce lls were def ined by
expression of Tr eg - ass oc iated markers such as foxp3 , i k zf 2 (HELI OS), tig it , il2r a
(CD25 ) and tgf β 1 which were ex pressed at low er levels in C D137 + CD154 + Tr eg s
( Figure 5 C) . In contrast, e ffe cto r cyto kines ( il2, il17a, ifn γ , tnf α ) were excl usively
expressed by CD137 + CD154 + T r eg s and complet ely absent in CD137 + CD154 - Tr eg s .
These data show striking differences regarding the phenotype o f the two Treg
populations within the CD25 + CD127 - Treg compartment. Interestingly, high levels of t he
regulator y cytokine il10 w er e detected exclusively in CD137 + CD154 + Treg s indica ting a
regulator y potential in spite of t heir limited ability to express other Treg -associ ated
mar kers ( Fi gure 5 C). Furthermore, these data suggest dis tinct r e gulat o ry mechanisms
44

Result s

of CD137 + CD154 - Tr eg s that la ck IL - 10 ex pression . Thes e data show the co - exis tence
of CD137 + CD154 - T reg s and CD137 + CD154 + Tre g s within the human CD2 5 + CD127 -
Treg co mpart ment that differ in their express ion of Tr eg - associated markers and
effector molecules. W h ile CD137 + CD154 - T r eg s exhibited a transcriptional Treg
phenotype , CD137 + CD154 + T reg s were characterized by a compromised
transcript ional Treg signature .
CD137 + CD15 4 - Treg s ex pr essed high levels of Tr e g - associated markers. However,
l ong - te rm s tability of t he Treg phenotype and stable expression o f Treg - associated
genes ar e regulated by epigenetic m a rks. Indeed, T reg stability has been closely linked
to the demet hy lation of specific Treg signat u re genes that have been show n t o be
differ en tially methylated in T reg s and T con s [240, 241] . T o inv estig a te diff e rential
sta bilit y of CD13 7 + CD154 - T r eg s and CD137 + CD154 + T r eg s on an epigenet ic lev el ,
local - deep bisulfit e seq ue nc in g of r egions within f oxp3, ctla4, ikz f2 , lrrc32 , il2r a , tnfrs f9
and cd40lg that were show n t o be differentially met hy lated in Treg s and Tc on s wa s
perf ormed [ 241 ] . CD137 + CD154 - Tr eg s exhibited a completely demethylated TSDR
and were highly demethylated at all other analysed regions indicat ing r e markable
epigenet ic s tability ( Figur e 5 D) . In con trast, CD137 + CD154 + T r eg s were part ially
methylated at all anal y sed Tr eg - associated regions revealing an inst able Treg
signat u re ( Figure 5 D) . Thes e findings show t hat CD137 + CD154 - T r eg s ar e
charact e rized by a stable Treg signature provi ding evidence f or their thymic ori gin and
long - term st ability in th e periphery. In cont rast, CD137 + CD154 + Tr eg s exhibited an
i nstable Tr e g signat u re with s ig nif icant methylatio n of T r eg - associated r egions.
How ever, c ompared to conv entional centr al me mory T cells (T CM ), CD137 + CD154 +
T reg s were hy pomethylated at these regions clearly separating this regulatory subset
from Tcon s ( Figure 5 D). Therefore, CD137 + CD154 + T r eg s did not repres en t
contaminating effect o r cells but rather exhi bited an intermediate Treg - T c on signature. I t
is import ant to note that a lso tnfrsf9 (CD137 ) and cd40lg (CD154) w er e diff e rentially
methylated indicating that the ability to ex press either of these mar kers was at least
par tially imprinted on an epigenetic level . In su mmary, these data show t hat the hum a n
CD25 + CD127 - Treg compartment cont ained stable CD13 7 + CD154 - T r eg s wit h a
prototypic Tr e g signat u re and i nstable CD137 + CD15 4 + T reg s with an intermediate
T reg - Tcon signature revealing notable heterogeneity w ithin the peripheral Treg
compartm e nt .
45

Result s

Figu re 5 : Phenoty pe of CD13 7 + CD 154 - T regs an d CD137 + CD154 + T reg s ex vivo . (A - D)
CD25 - enric hed T reg s wer e acti vated f or 6h with an ti - CD3/ - CD28 . ( A, B ) CD 137 an d CD15 4
expres sion wer e an alysed on C D25 + CD 127 - T reg s ; ( A) represent ative dot p lot of one do nor a nd
(B) stat istical sum mar y of several do nors (n=6 8, 17 in dependent experim ents were perf ormed) .
CD137 + CD154 - T reg s and CD 137 + CD15 4 + Tr eg s (CD2 5 + CD 127 - CD45RO + ) w ere s orted for
anal y sis of (C) gene expr ess ion ( 2 indepe ndent ex perim ents w ere perf orm ed, 3 donors wer e
pooled f or eac h exper im ent) and (D) mean m eth yl ation of in dicated r egions (data fr om two
indepe ndent exp erim ents a re sho wn, 5 and 6 m ale donor s were pool ed for eac h exper im ent ) ;
data f rom T CM were obta i ned f rom Durek et al., 2016 [242] . ( B) Each dot repr esents one donor,
lines in dicate m edian, (C,D ) mean + SEM is s hown.

46

Result s

Mol ecular r egula tion of C D154 expr ession on Treg s 4.1. 1.1
CD154 expression on activated T reg s distinguished between stable CD137 + CD15 4 -
T reg s a nd eff ec tor - like CD137 + CD154 + c ells ( Figure 5 C,D) . Differential met hy lation o f
cd40lg was observed ( Figur e 5 D), but how CD154 expression on T reg s is r egulated
remains unclear . Expression of CD137 has be en described to be NF κ B- dependent
whereas CD154 ex pr ession is mediated by N FAT ( nuclear factor of activated T cells)
[243] . T he NFA T f amil y consists of f iv e transcript ion f act o rs (NFAT1 - 5) of which
NFAT1, 2, 4 and 5 are essent ial f or T cell dev elopment and function. NFAT expression
exhibits a cert ain lev el o f redundancy and together with other transcription factor s is
crucial for the re gulat ion of g ene ex pression upon translocat ion into t he n ucleus [244] .
To elucidate molecular differences that mediate activation - induced ex pression of
CD154 and potentially al so upreg ulation of other eff ector functions on Tr e g s , molecular
mechanisms downstream of TCR a ctivation were analy sed.
Since NFAT is ubiquitously expressed in all T cells, m ean f luo r escent in te nsity (M FI) o f
NFATc2 was analysed t o inv estigat e differences in the e xpression level per cell.
Inte restin gly , the M FI o f NFATc2 was increased in CD137 + CD154 + T r eg s compared to
CD137 + CD15 4 - T reg s indicating higher levels of NFATc2 ex pression within CD154 -
expressing Tr e g s ( Fi gure 6 A). NFAT - dependent g ene regulation req uires its
translocation into t he nucleus. Therefore, nuclear NFAT translocation was bl ock ed by
BTP1 wh ich is a highly select ive i nhibitor o f NFA T activation [235] . Block i ng of nuclear
NFAT translocat ion by BTP1 reduced expression of IL - 2 in activated Treg s showing the
funct ionali ty of NFAT inhibition ( Fig ure 6B) . Furthermore, expression of CD154 was
inhibited by BTP1 w here as an effect on CD137 ex pression was only obser ved at high
concentr a tions ( Fig ure 6C ). Although BTP1 is highly speci f ic for blocking nuclear
translocation of NFAT [235] , an effect on NF κ B c annot be excluded w hich can result in
inhibition of CD137 expression especially at high concent rations ( F ig ure 6 C) . T ak en
together, these data suggest that expression of CD 154, IL - 2 and most li k ely also ot her
effector molecules in Tr e g s were regulat ed by NFA T which was di ff erentially e xpressed
in CD137 + CD154 - Treg s and CD137 + CD154 + T reg s . T here f o re, molecular adapt ations
within the peripheral Tr e g com partment represent a potent ial mecha nism f or t he
regulation of effector f un ctions in T reg s .
47

Result s

Figure 6 : CD154 exp ressi on on T reg s is depende nt on nuclear NF A T . (A - C) CD25 + Tr eg s
were isol ated and res tim ulated f or 6h ex vi vo . ( A) NFAT expres sion was an alysed af ter 6h
stim ulation with P MA/Iono mycin, t he MFI (geom etric m ean) of N FATc 2 was norm alized to
CD137 + CD154 - T reg s (n=17, 6 indepe ndent exp eri ments were perfor m ed). (B -C) BT P1 was
added 20m in prior to 6h s tim ulation with ant i - CD3/ - CD 28 before ana l y s is of (B) IL - 2 expres sion
(n=8, 2 inde pende nt experi m ents were perf ormed) and (C) CD137 and CD 154 expr ession (n =8,
3 inde p endent exp erim ents were per form ed) . (C) Inhibition of CD137 an d CD154 was
calcula ted based on ex pres sion without BT P1. Stat istic al signif icances were determ ined b y ( A)
one sam ple t test , (B) p aired t test or (C) M ann - W hitne y tes t . ( A, B ) Eac h dot repr esents o ne
donor wit h ( A) m ean, (C) mean + SEM is s hown.
Differential expression of NFATc2 was observ ed in CD137 + CD154 - T reg s and
CD137 + CD 1 54 + T r eg s and also dependence of CD154 ex pr ession on nuclear NFA T
translocation w as shown ( Figur e 6A -C ). Howev er , it rem ains unclear w het her an
inability to upreg ula te CD154 derives f rom the low er levels of NFAT per cell ( Fi gur e 6 A)
or insu ff icient trans loca tion in to the nucleus in CD1 37 + CD154 - T regs . To address this
question, flow cytometric detection was combined w it h imag ing to provide a detailed
analysis of NFAT localization within indi vidual cells. T his method enabled the
separation of cytoplasmic fr o m nuclear NFATc2 in CD137 + CD154 - Tr eg s a nd
CD137 + CD1 54 + T reg s ( F igure 7 A) . Nuclear tr ansl ocation w as analysed on a sing le c ell
le vel by allocating a similarit y score to each cell based on the similarity of the images o f
NFATc2 and the nuc leus w hich w as def ined by DAPI staining . W ithin C D137 + CD154 +
T reg s almost all cells had t ranslocated NFATc2 into the nucleus whereas sig ni f icant
amounts of cytoplasmic NFATc2 were detected w ithin CD137 + C D154 - T r eg s ( F igur e
7 B). Nevertheless , nuclear NFATc2 was also detect ed w it hin CD 137 + CD154 - cell s
showing that translocation itself was not suff ici ent to induce CD154 expression within
individual cells ( Figur e 7 B).
48

Result s

Collect ive ly , NFATc 2 translocation was higher in CD137 + CD15 4 + Tr eg s ( Figur e 7 C)
indicating t ha t not only lower expression but also ineff icient nuclear tr ansloca tion
c ontribut e d to lack of CD 154 expression on CD137 + T reg s. T hese data indicate
differ en tial sig naling mech anisms upon stimulation which can have the potential to
contribut e t o the regulat ion of the expression of e ff ec tor molecules in Tr e g s.

Figure 7 : N uclear transl ocatio n of NF A T c2 in Treg s. ( A- C) Nuc lear trans locati on of NF ATc 2
was an al y s ed af ter 6h s timulatio n with PMA/I onom y c in. ( A) Re present ative im age of one cel l of
CD137 + CD 154 - T reg s (top) and CD137 + C D154 + T reg s (bottom ). (B- C) A sim ilar ity sc ore was
allocate d to eac h cell base d on the s imilarit y of the im ages of NFAT c2 and the n ucleus ( DAPI);
higher s im ilarity scores in dicate m ore s i m ilar im ages. ( B) Repres entative hist ogram of one
donor; ( C) the p ercenta ge of cells t hat ha d trans located N FAT c2 was de term ined base d on ( B)
and nor mali zed to CD 137 + CD154 - T reg s (n=8, 3 independ ent ex perim ents w ere perf orm ed); (C)
statistic al sign ificances were determ ined b y o ne sam ple t test, each dot repr esen ts one donor,
lines in dicate m ean.
Here it was shown that t he transcription f actor NFA T r epresents an imp ortant
mechanism contr ibutin g to the r egulation of CD154 ex pr ession on T reg s . W i thin
CD137 + CD15 4 - Treg s, n uclear NFATc2 was significantly reduced indicating ine ff i cient
translocation ( Figure 7 C) . Nuclear import of NFAT requir e s calcium - dependent
dephosphorylation whi ch em erges as pot en tial mechanism upstr ea m of NFAT -
dependent g ene regulation in T reg s [245] . Therefore, int racellular calcium levels w er e
49

Result s

analysed w it hin CD137 + CD1 54 - Tr eg s and CD 137 + CD154 + T r eg s to inv est igate
molecular diff erences dow ns tream of TCR activation. T o analyse calcium influx, cells
were stained with a calcium indicator dye w h ich shif ts emission upon calcium - binding.
To t his end , changes in the intracellular c alcium concentration were measured in
CD137 + CD1 54 - T reg s and CD137 + CD154 + T r eg s upon stim ulation w ith t he calciu m
ionophore i onomycin. Changes in intracellular calcium were quant i f ied by determining
the ratio of bound to unbound calcium ov er the time of acquisition with addition of
ionomycin aft er ~30 seconds ( Fig u re 8 A). There was a strong er calcium inf lux in
CD137 + CD15 4 + T reg s compared t o CD137 + CD154 - Tr eg s after addition of ionomycin
( Figure 8 A) r esulting in overall higher levels of bound calcium as determined by the
area under the curve ( Figure 8 B) and higher maximum values ( Figure 8 C) . T hese data
suggest r educed or delay ed sig nal transduct ion in CD137 + CD154 - Treg s follo w ing
stim ulat ion . Consequently , reduc ed calcium signaling in CD137 + CD15 4 - T reg s c an
represent a pot ential mechanism to limit nuc lear translocation of NFA T upon T CR
activation and theref o re ex pression of e ffector molecules .

Figure 8 : Calcium i nflux in CD13 7 + CD154 - Treg s a nd CD137 + CD1 54 + Treg s. (A - C) CD25 +
T reg s were iso lated and s tim ulated ex vivo for 6h with anti - CD3/ - CD2 8. ( A) Mean value for eac h
tim e point of the ratio of bo und to u nbound ca lcium af ter addition of 10µg/ ml Ion om y ci n after 30 -
40s is s hown . (B- C) Diff erences between C D137 + C D154 - T reg s and CD 137 + CD154 + T reg s
were qu antif ied by an alysis of (B) t he area und er the curve a nd (C) the m ax i m um value of the
curves th at are shown in (A) . (B- C) St atistical signif icanc es were deter mined b y p aired t test
(n=6, 2 d iff erent exper iments were per f orm ed); ( B,C) e ach dot r epresen ts one do nor.
Taken t o gether, t hese d ata show that CD154 ex pression on Treg s wa s a ssociated with
molecular adaptations dow nst ream of TCR si gnaling. It can be speculated that reduced
calcium inf lux mediated lower levels and ineff icie nt nuclear t ranslocation o f NFATc 2 in
CD137 + CD1 54 - Treg s . This can repres en t an important m echanis m that contribute s t o
phenotypic differences between CD154 - T reg s and CD154 + T r eg s .
50

Result s

4.1. 2 CD137 and CD154 expres sion w ithin expanded Tre g cultures
Here it was show n t hat activation - induced CD 137 and CD154 expression distinguished
between epigenetically stable CD137 + CD15 4 - T reg s and effector - lik e CD137 + CD154 +
T reg s wi thin the peripheral Tr eg compartment ( Figure 5A-D ). T h eref or e,
CD137 + CD15 4 - expression enable d the purif ication of Treg s ex vivo , ye t it remains
elusive w het her stable Treg s can similarly be identified after prior in v it ro expansion.
This r ep resents a part icu lar challenge as t he generation o f sufficient numbers f o r Treg -
based therapies or the modificat ion o f Treg f un ctionality e.g. by genetic engineering
requires prolonged i n v it ro expansion .
To date, c lini cal Treg isolation is based on CD25 ex pression which can rout inely be
applied under GMP - compatible conditions. Tr e g isolat ion by CD25 micr obeads enabled
the enrichm en t of FoxP3 + ce lls fr om peripheral blood ex vivo ( Figure 9 A). However,
notable fr e quencies of FoxP 3 - cells were det ected within enriched popu lations which
potentially represent transiently activated Tcon s that have upregulated CD25 ( F ig ur e
9 A) . Si nc e T reg f req u enc ie s wer e lo w ex vivo , T r eg s were ex panded f o r 2 - 3 weeks in
the presence of IL - 2, rapamycin and anti - CD3/ - CD28 which h ave been shown to f avor
expansion of Treg s [246, 247] . U pon poly clonal expansion , frequencies of FoxP3 + cells
significant ly decreased resulting in cultures w ith only 41.01% (m ean ± 14.50% St.Dev.)
FoxP3 - ex pressing cells compared to 65.79% (mean ± 10.46% St.Dev . ) at the
beginning o f expansion ( Figure 9 B). Furthermore , CD25 w as express ed by almost all
cells and CD127 was lost and could therefore no long er distinguish between Tr e g s and
contaminating Tcon s ( Fig ure 9 A). T hese data suggest either dow nreg ulati on of FoxP3
by T r eg s or an out gr o wth of non - T reg s in spite of optimized culture conditions. In
addition to a loss of FoxP3, sig ni f icant am ounts of pro - inf la m matory cytokines (IFN - γ,
IL - 17 , IL - 2, TNF - α) were detect ed w ithin ex panded cultur es indicating notable numbers
of cells that exhi bited an eff ector - like phenotype w h ich can have a strong inf lamma tory
potential ( Figure 9 C) . Tak e n together , in vitro expansion of CD25 + Treg s, which is
required t o generate su ff icient numbers for therapeutic applications , r esulted in
compromised purit y of ex panded cultures . Impurities can either derive f rom inherent
Tr e g instability or contam inations w ith eff ector cells ex vivo . Irr espectiv e of their origin,
in f la mm ato r y eff e ct or cell s g enerate significant safet y concerns f or adoptiv e t herapy
and therefore novel strategies for the i dentificat io n and isolation of stable Treg s ex vivo
and after prior in vitro ex pansion are required .
51

Result s

Figure 9 : T re g expansion compr omise s puri ty. (A - C) CD25 + T reg s were s orted and
expand ed bef ore anal y s is of ( A, B ) FoxP3 and (C) c ytokine ex pression ; ( A) re presentat ive d ot
plot of one donor a nd (B) st atistical anal y s is of se veral donor s (n =30 f rom 9 indepen dent
experim ents for d0 and d14, n= 19 from 7 diff erent experim ents for d28) . (C) C ytokine
expres sion was an al y s ed on d28 af ter 6h res timulat ion with P MA/Ionom y c in (n=3 8 from 12
diff erent exper iments for IFN - γ , n=40 f rom 13 different ex perim ents for T NF - α , n= 1 9 f r om 7
diff erent exper iments for IL - 17 and n =17 f rom 6 dif ferent exp erim ents f or IL - 2). (B) St atis tical
signific ances wer e determ ined b y O ne W ay anal yis of variance; lin es indicat e (B) m ean or (C)
m edian.
In v itro expansion of CD25 + Tr eg s resulted in compromised purity includi ng loss of
FoxP3 expression and upregulation of effector cytokines which can derive from
contaminati ons at the beginning of the culture or Treg instability . CD137 + CD1 54 -
expression was shown t o be upreg ulated on a n epigenetically stable Treg subset ex
vivo w hereas co - expression of CD154 iden tified an effec tor - like T reg su bset with an
i nstable transcript ional and epigenetic Tr eg signature ( Figure 5 C, D ). To investigate
stability of Treg s afte r prior in vitr o expansion, CD137 and CD 154 exp ression w ere
analysed on expanded Treg s after 6h s timulation. Similar t o Treg s ex vivo ( Fig ure 5 B),
the major i t y of cells ex hibited a CD137 + CD15 4 - phenotype aft er expansion wit h a small
percentag e o f c ells that ex pressed CD154 of w hi ch some co - expressed CD137 ( Fig ure
10 A,B). Frequencies of FoxP3 + Tr eg s varied bet w een subs ets and wer e sig ni f ic ant l y
increased within CD137 + CD154 - T r eg s c ompare d to cells expressing CD154 ( Fi gur e
52

Result s

10 C,D) . Lowest levels of FoxP 3 were detected within CD137 - CD154 + cells w hich m ost
likely represent contaminating effector cells. Therefore, phenotypic differences between
CD154 + and CD154 - Tre gs that were observ ed ex vivo w er e maintained upon
expansion and CD137 + CD154 - e xpression was similarly abl e to selectively identif y
FoxP3 + Tr eg s.

Figure 10 : CD13 7 and C D154 expr ession wit hin expanded Treg cu ltures. (A -D) C D25 +
T reg s were iso lated and expand ed in vitr o bef ore r estim ulation with anti - C D3/ - CD28. ( A, B )
CD137 and CD15 4 expres sion were anal ysed. ( A) R epr esenta t ive dot plot of one donor and (B)
statistic al sum m ary of s everal donors (n=64, 21 indepen dent ex perim ents wer e perf ormed) .
(C,D) Fox P3 expres sion was anal y s ed o n the d ifferent s ubsets after 6h s tim ulation, (C)
repres entati ve histogr am o f one donor and (D) s tatisti cal sum m a r y of s everal d onors (n=61, 20
indepe ndent exper im ents were perf orm ed). (D) Stati stical sign ificanc es were d eterm ined by
Krusk al - W allis test. (B ,D) Eac h dot repr esents one do nor, li nes ind icate m edian.
Differenc es in FoxP3 expression w ere observed between CD137 + CD154 - Tr eg s and
CD137 + CD15 4 + T reg s within in vitr o expanded c ult ures ( Figure 10 C,D ) . T o determine
their epig ene tic st abili ty, TSDR demethylation was analy sed. I n line with epigenetic
sta bility of CD137 + CD1 54 - T r eg s ex vivo ( Fig ur e 5 D) , CD13 7 + CD154 - T reg s exhibited
an almost completely dem ethylated TSDR after expansion which was strong ly
methylated in CD13 7 + CD154 + T reg s and completely methylated in CD137 - CD154 + cells
53

Result s

( Figure 11 A). T hese data show t hat C D137 + CD154 - expression was ab le to identify
epigenet ically imprinted T reg s within in vit ro expanded cultur es . Fu rthe rmo re , t hese
data conf ir m the notion that CD137 - CD154 + e xpression identif ied con taminating Tcon s
whereas CD137 + CD154 + T r eg s exhibited intermediate level s of TSDR demethylation
( Figure 11 A) . Remarkably, a strong correlation was observed bet w een CD137 + CD1 54 -
expression and TSDR demethylation w ithin expanded Treg cultures ( Figure 11 C) w hich
was even more significant than the association o f FoxP3 expression w ith TSDR
demethylation ( F ig ure 11 B). T he se data reveal the st rik ing pot en tial of CD137 + CD154 -
expression as surrog a te surface marker for the identification of epigenetically stable
FoxP3 - ex pressing Treg s even after prior in vitr o e xpansion .

Figure 11 : Epigen etic st abilit y of CD 137 + CD 154 - T reg s and CD1 37 + CD15 4 + Treg s. ( A)
T reg s were sor ted from expande d cultures accor ding to CD 137 and CD1 54 expr ession and
T SDR dem ethylation was ana lysed (n= 7, 2 indepe ndent ex perim ents w ere perfor med ) . (B- C)
CD25 - enric hed T reg s w er e expan ded for 14 or 2 8 da ys befor e anal y s is of TSDR dem eth ylation;
corr elation of T SDR dem eth y la tion with (B) F oxP3 and (C) CD137 + CD 1 54 - expres sion are
sho wn ( n=11, 3 indep endent exper im ents were perf orm ed). Statistical s ignif icances w er e
determ ined b y ( A) Krus kal - W allis t est or (B,C) lin ear regres sion an alysis. ( A) Eac h dot
repres ents one d onor , lines indicate m edian.
W it hin expanded Tre g cultures, CD137 + CD154 - expression identified epigenetically
stable FoxP3 + Treg s while CD13 7 + CD154 + Tr eg s were characterized by a
hypermethylated T SDR ( Fig ure 11 A) a nd low lev els of FoxP3 ex pre ssion ( Figur e
10 C,D) . Next, a more detailed phenotypi c analysis w as to provide insight into pot en tial
funct ional di ff erences between CD 137 + C D154 - Tr eg s and CD137 + CD154 + T r eg s . In
line with their tr anscriptional signatur e ex vivo ( Figure 5 C), h igh prot ein levels of the
T reg - associated markers LAP and GARP were detect ed w it hin CD 137 + CD154 - Tr eg s
while expression was signif ican tly reduced within CD137 + CD154 + T r eg s ( Figure 12 A ).
LAP and GARP have been shown to contribute to cont act - dependen t T GF - β - mediated
suppression r epresentin g an import ant re gulatory mechanism [ 248] . In line with these
54

Result s

f indings, CD1 37 + CD154 - T reg s were more suppressive than CD137 + CD1 54 + T reg s in
an in vit ro suppr ession assay showing diff ere nt functionality and underlining the
height ened regulatory potential of CD137 + CD1 54 - T reg s ( Fig ure 12 B). In addition,
expression of p ro - inflammatory cy tok ines was limit ed to CD137 + CD154 + T reg s and
except f or TNF - α al most completely absent in CD 137 + CD1 54 - T r eg s ( Figure 12 C).
Interest in gly, as observe d on a transcript ional level ( Figur e 5 C) , IL - 10 w as expressed
almo st exclus ively by CD137 + CD154 + T r eg s ( Figur e 12 C) . IL - 10 expression mig h t
represent an important re gulat ory me chanism for this particular subset sug g es ti ng
funct ional di ff erences betw een CD1 37 + CD154 + Tr eg s and CD137 + CD1 54 - T reg s .
Neverthel ess, IL - 10 expression wa s lo w and in v it ro suppression wa s compr omised in
CD137 + CD15 4 + Treg s sugg esting only a minor regulat o ry potential of this subset which
was rat her characterized by an effector - like phenoty pe .

Figure 12 : Phenotype of CD13 7 + CD 154 - T reg s and CD137 + CD15 4 + Treg s within ex panded
cultu res. (A ,C ) CD2 5 + T reg s w ere isolat ed and expand ed in vitr o bef ore res tim ulation with
PMA/Io nom y c in. ( A) Expr ession of LA P and G ARP w ere ana lysed af ter 2 4h (n =13, 4
indepe ndent exp erim ents wer e perfor med ). (C) E xpr ession of INF - γ , T NF - α ( n = 3 0 f r o m 9
diff erent exper iments ) , IL - 17, IL - 2 (n=1 1, 4 diff erent experim ents ) and IL - 10 ( n=17, 6
indepe ndent exper im ents ) were anal y s ed af ter 6h stim ulation. ( B) Tr eg s were sor ted f rom
expand ed CD2 5 + cult ures ac cording t o CD 137 and CD15 4 expr ession, total C D25 + T reg s
repres ent unsor ted sam ple s; all p opulat ions were exp anded f or anoth er 10 d ays befor e in v itro
suppres sion of CD4 + CD25 - Tres ps was anal ysed ( n=4 - 6, 2 indepe ndent ex per iment s were
perf ormed) ; inhibiti on of pr olifer ation re lative to untre ated T resp s is shown. Sta tistical
signific ances were determ ined b y ( A) repeate d m easures ANOV A or (C) W ilcoxon signed - r ank
test. ( A, C) E ach dot r epres ents one d onor and lines indicat e ( A) m ean or (C) m edia n, (B) mean
+ SEM is show n.
Taken t ogether, these data show that CD137 and CD154 expression disting uished
between epigenetically stable CD137 + CD15 4 - T reg s and effector - lik e CD137 + CD154 +
T reg s not only ex vivo , but also a fter prior in vit ro expansion. W hile lack o f CD154
expression identif ied a Treg subset that expressed high levels of FoxP 3 and almost
completely lacked cytokine expression, CD137 + CD154 + Tr eg s exhibi ted a strongly
55

Result s

me thylated TSDR and were cha racterized by reduced level s of FoxP3 and high level s
of effector cytokines. Although the ori gin and function of CD137 + CD154 + T r eg s r emain
to be determined, the potency of CD137 + CD154 - ex pression as T reg - spec if ic ac tivation
signat u re becomes evi dent and can enable the identification and isolation of lineage
stable T reg s for the purification of clinical product s for adoptive Tre g transfer.
4.2 In v itro g ener ation of anti gen - specific T reg s
Chronic inflammatory diseases are currently believ ed to be t he con seq ue nce of eff e ct or
cells t hat target harmless , mostly unknown autoantigens resulting in the destr uc tion of
healthy tissue such as the CNS during m ultiple sclerosis, pancreat ic islets d ur ing T 1D
or car tilag e tissue during rheumatoid art hr it is [249] . T o suppress inflammatory imm une
reactions and r estore i mmune homeostasis , Tr eg s eme rge as important t arget f o r
clinical applications (s ee 1.3 ) . A doptive transfer o f in vitro expanded Treg s has
demonstrat ed their pote ntial to treat inflammatory immune pathologies. Nev er theless ,
their t he rapeutic application is cur rently limited by insuff icient technologies f o r t he
isolat ion and larg e - scale ex pansion of highly potent antigen - speci f ic Treg s. T herefore,
chimeric ant i g en receptors ( CARs) ar e currently em erging t o redirect Treg specif icity
for clinical applicat ions (see 1.3 .2 .2 ) . Cur rent approaches using CAR technology to
generate antigen - specific Treg s have focused on endog enous antigens such as HLA -
A2 [230 - 232] . How ever, disease - relevant Treg t a rgets are of ten unknown and
expression is of ten not limited to inf lamed tissue s. T her ef or e , Treg spe cif icity wa s
redirect ed toward an exogenous antigen f or targeted activ ation of CAR - Tr eg s.
4.2. 1 Generation of d ex tran - specific CA R - Treg s
In this study, antigen - specific Treg s were generated by in vitr o genetic engineering
using a chimeric antigen receptor to redirect Tr e g specificity toward dextran to provide
an inducible system by linking Treg act iv ation to t he application o f an exogenous
antig en . Dextran is a branched poly s accharide consisting o f several glucose molecules
that ar e linked by α - 1,6 and α - 1,3 glycosidic linkages resulting in lengths of 3 - 2000
k Da. Dextran - react ive Tr eg s w ere generated by genetic eng inee r ing of human CD25 +
T reg s u si ng a lentiviral expression vector encoding a dextran - speci f ic CAR . T h e
constr u ct contained a dex tran - spec i f ic scFv w h ich was connected to a short ( 12aa )
Ig G4 - derived hinge to p rovide flexibility f or e f ficient antigen - binding. The ect odomain
was connected via a CD8 - der ived transmembrane domain to an intracellular s ignaling
56

Result s

moiety consistin g of CD3 ζ in combination w ith CD137 co - stimulation ( Figure 13 A) . T o
detect transduced cells, tr unca ted human low - a ff inity nerve gr ow th f actor receptor
(LNG FR) was included in t he expression vector wh i c h c ould be s tained on the s urface
af t er successful l ent iv i r al tr ansduc tion ( Fig u re 13 B) . LNGFR expression wa s detected
after lentiviral trans duction although levels w er e highly variable w it h an average of
20.75 % ( mean ± 9.8 4% St.Dev .; Figure 13 C ). Although LNGFR expression identified
transduc ed cells, it does not provide insight into the eff iciency o f the transcript ion and
translat io n of the receptor . Therefore, receptor e xpression was quantified by anal yzing
antig en - binding within transduced cells. To this end, T reg s were incubated with FIT C -
labeled dextran whi ch enabled direc t f low cytometric detection of dextran - binding cells.
De xt ran was bound selectively by LNGFR + and not LNGFR - cells within the same
culture in a concentr ati on - dependent manner with only minor unspecif ic bindin g b y
LNGFR - T reg s a t high concentrations ( Figure 13 D, E ). T hese data show f unctional
expression of the CAR on transduced LNGFR + T regs althou gh not all LNGFR + cells
were able to bind dextran sugg estin g ineff icient transcript ion or translation of t he
transgene ( Fig u re 13 E) . Since it w as bound eff iciently and enabled t racking of dex tran -
binding cells, FIT C - Dextran wi th a molecular w eig ht of 2,000,000 g/mol w as us ed
throughout t his work to detect CAR - Tr eg s unless speci f ied otherwise.
D extran consists of several glucose molecules and can ther e f o re struct u rally resemble
other saccharides t hat are commonly encountered and could have the potency to
induce off - t arg et activat ion of CAR - Tr eg s . T o thi s e nd , the de gr ee o f cross - react iv e
binding b y CAR - T r eg s was anal ysed by incubation with g lucose (monosaccharide),
maltose (disaccharide), dex trin ( poly saccharide) or dextran (polysaccharide) b ef o re
staining with FITC - Dextran . FIT C - Dextran staining was onl y blocked by soluble or
bead - bound dextran, but not by any other test ed saccharides ( Figure 13 D,F ).
Co nseq uen tly , CAR - T r eg s selectively bound dext ran showing no cross - reactive binding
of CA R - T r eg s wi th other saccharides hig hlig hting t heir s pecif icity. Fur thermore, CAR -
T reg s similarly bound soluble and bead - bound dex tran and also d iff e rent molecular
w eight s ( 500,000 g/mol and 2,000,000 g/mol) prov iding f lex ible opportunities regarding
antig en application. Taken tog ether, specificity for dextran was introduced into human
T reg s b y in v itro genetic engineering using a chimeric antigen receptor. CAR - Tr eg s
were ab le t o selectively bind dextran and t herefore emerge as sys t em f or t a rg et ed
activation of Treg s in vitro and in vivo .

57

Result s

Figure 13 : Generation of dextr an- specifi c C A R - T reg s. ( A) Schem atic diagr am of the
dextran - specifi c CAR construct . (B-F) CAR - Tr eg s were genera ted b y lent iviral tra nsduc tion
which was anal y s ed b y (B - C) LN GFR expr essio n ; (B) repres entative dot plo t of one don or and
(C) s tatist ica l anal ys is of severa l donors (n=50 f rom 16 indepe ndent exp erim ents for CAR - T reg s
a nd n= 12 from 4 dif ferent experim ents for untr ansduc ed Tr eg s ). (D-F) CAR e xpress ion and
specif icity was analyse d by incu bation w ith diff erent sac charides bef ore st aining wi th F ITC
dextran; (D) r e present ative histogr am of one don or an d (F) stat istical anal y s is of severa l donors
(n=5 - 9, 2 - 3 indep ende nt ex perim ents were per form ed); t he per centag e of bo und ant igen was
calc ula te d as relative f requenc y of FITC -D extran + cells in the tr eated sam ples com pared to th e
untreat ed contr ol. (E) CAR surf a ce expres sion was an al y s ed b y bind ing of FITC -D extran (n= 3 - 9
f r om 1 - 3 indepen dent expe rim ents) . Each dot in (C, F) represents one don or and lines indicate
m ean; (E) m ean ± SEM is shown .
C AR - T reg s w ere generated by lentiviral transduction which stably i nt egrates the
transgene into the host g enome. To investi gate a potential influence of viral
transduction and CAR expression on Tr e g funct i on, the phenotype of CAR - Tr eg s wa s
analysed. FoxP3 as most im port ant Treg mar ker was similarly expressed by LNGFR +
58

Result s

and LNGFR - T reg s in dicating no i mmediate effects on the phenotype of CAR - Tr eg s
( Figure 14 A) . To provide a more comprehensive phenoty pic analysis, gene expression
of several Tr eg - associat ed mark e rs ( fox p3, c tla4 , ikz f4 , tig it , ik zf 2 , tnfrsf 9 , tgf b1 ) and
pro - inflammatory cytokines ( il2, ifn γ , tnf , il5, c sf2 ) wer e analysed after polyclonal
stim ulat ion . LNGFR + T reg s expressed similarly hig h levels of Tr e g markers c om par ed
to LNGFR - Tr eg s and lacked expression of pro - i nf lammatory cytokines ( Figur e 14 B) .
Although ex pression of ctl a4 and ik zf 4 wa s lo w, this was not dependent on CAR
expression and was similarly observed in LN GFR - T reg s . Colle ctively, t here was no
apparent inf luence o f CAR expression on the T reg phenotype w h ich was maintained by
CAR - T r eg s.

Figure 14 : Phenotype of CA R- T reg s. ( A) LN GFR + Tr egs and LNG FR - T reg s were sorted and
expand ed for 10 d ays bef ore st aining of FoxP3 (n =5 - 6 f rom 2 indepe ndent ex perim ents) . (B)
T ransduced T reg s were ac tivate d for 6h with an ti - CD3/ - CD28 and LNG FR + T reg s and LNG FR -
T reg s were s orted for gene express ion anal y s is (n=3, 1 exp erim ent was pe rform ed). ( A)
Statis tical sign ificanc e was ana lysed b y Mann W hitne y test. ( A) Eac h dot repr esents one donor,
line ind icates m ean ; ( B) m e an + SEM is sho wn .
4.2. 2 C D137 e xpres sion i den tif ies ant ig en - act ivat ed CA R - Treg s
Here, T reg specificity wa s r edirected toward an ex ogenous ant i gen by expression of a
dextran - spe cific CAR. CA R - T r eg s maintained their Tr eg phenotype ( Figure 14 A, B ) and
bound dextran ( Figure 13 D- F) , but t hei r functionality requires eff icient signal
transduction and Treg activation. To date , l ack of T r eg - specif ic activation markers has
limit ed identificat ion , i solation and cha ract e ri zation of ant i gen - reactive T reg s on a
sing le cell level . CD137 has been de s cribed to be upregulated specifically on Tr eg s
af t er s hor t - t er m antigen -speci f ic st i mulation ex vi vo and was furt he rmore shown here to
identif y activ ated T reg s aft er pr ior in vit ro expansion [92, 96, 97 , 107] .
59

Result s

CD137 e xpression was analy sed on transduc ed Treg s af ter 6h stimu la t ion wi t h dextr an
to determine antigen - specif ic act ivation of CAR - Treg s . Although the origin and f unc tion
of CD1 37 + CD154 + T regs remain unclear, they only repres ented a small subset within
the Treg compartment and clearly ex hib ited a partial Treg signature ( se e 4.1 ).
Therefore, express ion of CD137, regardless of CD154 expression, was analysed to
determine activation of CAR - T reg s. CD137 was upre gulat ed selec tively on L NG FR +
T reg s while L NGFR - T r eg s wi thin the sam e culture w ere not ac tivated ( Fig u re 15 A, B) .
These dat a wer e in line w ith the select iv e bind ing o f dex tran by LNGFR + cells and
show efficient activation of CAR - Tr eg s upon antig en - bi nding. As dext ran was not
bound by all LNGFR + cell s ( Fig ure 13 E) , CAR - Tre g s were activated wi th FITC -D ext r an
to directly tr ack activation o f antigen - binding cells. Dex tran - binding was stable over the
tim e of stim ulation showing stable r e ceptor - ligand interact ion enablin g analysis o f
dextran - binding cells after 6h stimulation ( Fi g ure 15 D) . Following activat ion, CD137
was upregulated selectively on cells that had bound dex t ran showing spec if ic a c tivation
of dextran - binding cells while indicating only minor unspecific activation ( Figure 15 C,E) .
CD137 has been shown to be upregulated on Treg s upon T CR s t imulation and w a s
now applied to the identi f ication of antigen - activated CAR - Tr eg s . T he selec tive
induction of CD137 on LNGFR + CAR - T r eg s already indi cate d that expression wa s
induced upon CAR - mediated s timulation. Nev ertheless, t o direc tly control that CD137
expression was induced by CA R and not T CR stimulation, down - regulation o f CD3 as
pivotal ev ent in endogenous T cell activation w a s analysed a ft er 6h st i mulation [ 250] .
CD3 was dow n - reg ulat ed on CD137 + cells upon T CR but no t CAR stimulation
confirm in g t ha t CD137 expression was indu ced by CAR - mediated stimulation
independent of t he endo genous TCR ( F ig ur e 15F). Since CD137 expres sion enabled
rapid analysis of CAR - Treg activation in vit ro , cro ss - reactivity with other
polysaccharides was again evaluated by CD137 expression aft er 6h i ncubati on with
glucose, malt ose and dex t rin. I n line wit h the s elective binding of dextr an ( Figure 13 F) ,
CAR - T r eg s were not activated with ot her saccharides whereas bead - bound and
soluble ( 500,000g/mol and 2,000,000 g/mol) dextran induced CD137 upreg ulation
( Figure 15 G) . These data under line the antigen - spec ificit y o f CA R- Tr eg s and
demonstrat e the potenc y of CD137 expression for the detection of antigen - activated
CAR - T r eg s . T aken together, t hese data show redir ection of Treg specificity toward an
exogenous antigen by ex pr ession of a dextran - speci f ic CAR . CAR - Tr eg s selecti vel y
bound dextran and anti gen - specific act iv ation could readily be identified by CD137
60

Result s

expression which emerges as m arker for t he r apid analysi s of CAR - m ediated Tr eg
activation in v itro .

Figure 15 : CD 137 e xpression iden tifies anti gen- activat ed C A R - T reg s. (A - G) C AR - Tr eg s
were act ivated f or 6h befor e anal y s is . ( A, B) C D137 expr ession on LNGF R + T reg s and LNGF R -
T reg s is shown ; ( A) repres entat ive dot plot of one do nor an d (B) stat istica l analysis of sev eral
donors ( n=21, 7 ex perim ents were per form ed). (C- E) Ac tivation of dext ran - bin ding cel ls was
anal y se d ; (C) repr esentat ive dot plot of one do nor and (D- E) st atistic al sum m ary of sever al
donors ( n=25, 9 ex perim ents wer e perform ed) . (D) D ex tran - bind ing was analys ed after 6h
stim u lation with F IT C - label ed dextr an (6h s tim.) compar ed to sta ining of unstim ulate d sam ples
(unstim .) ; (E) CD137 expre ssion was analyse d on dex tran + an d dextra n - ce lls . (F) CD3 surf ace
expres sion was anal ysed af ter 6h st im ulation with anti - CD3/ - CD 28 or b ead - bound d extr an
(n=11, 4 ex perim ents were perf ormed) ; downreg ulation was calcu lated as ((A- B)/ A)x10 0 wit h
CD3 expr ession o n A: unstim ulated LNG FR + T reg s and B: CD137 + LNGF R + T reg s. (G)
Spec ific it y of CAR - Treg s was anal y s ed by CD137 expr ession af ter incubatio n with diff erent
sacc harides, unstim ulated back ground was subtr ac ted from each s ample and CD 137
expres sion was norm ali z e d to the m ax i m um of dex tran - bindin g cells in the unst imulated s am ple
( n=5 - 9, 2 - 3 ex peri m ents wer e perfor med) . (B,D,E, F) Stat istica l signif icances were calc ulated b y
paired t tes ts. (B,D ,E, G) E ach dot repres ents one do nor, lines indicate m ean; ( F) m ean + SEM
is s hown.
61

Result s

4.2. 3 Optimizing C A R desi gn for augmented Treg effic acy
CAR - T r eg s were generated by lentiv iral transduc tion and dextran - specific activation
was s ho wn in vit ro (s ee 4. 2.1 and 4.2. 2 ) . How ever, f unctionality of CAR - T r eg s c an
strong ly depend on t he structur e o f the construct and ther e fore e ff icacy of CAR - Tr e g
therapy requires optimization of CAR design for improv ed Tr e g function. To date,
studi es that have investigated the impact of C AR desig n on T cell function have
focused on effector cells as analy sis of Treg activation has been limited by lack of
specific act iv at ion markers. In this study, CD137 was identified as mark er that wa s
spec i f ically upreg ulated on antigen - act iv ated CAR - Tr eg s separating them from CD154 -
expressing T con s . There fore, analysis of CD137 ex pr ession provides the opportunity to
selectively evaluate the impact of CAR design on Tr eg function within in vit ro cultures
enabling th e optim ization of CAR - T r eg ef f i cac y.
The extra cellular sp acer doma in affe cts CA R - Treg activ atio n 4.2. 3.1
CAR - Tr e g activation requires st able antigen - binding which can be influenced by the
extracellular spacer domain. I ndeed, it has been show n that t he extracell ular spacer
significant ly in f luences CAR - T cell activation depending on the size, structure and
expression patter n o f the target antig en [ 251 - 257] . Dextran is a ver y la r g e
polysaccharide and therefore an tigen - binding can be par ticularly dependent on the size
and f lex ibility o f the ext racellular spacer. T o an alyse the impact of the siz e of the
spacer dom ain on anti gen - binding and CAR - Treg act iv ation, dextran - specific CAR-
T reg s with long (L, 228aa) , medium (M, 119aa), shor t (S, 45aa) and very short (XS,
12aa) extracellular spacer domains that contained IgG4 - derived (L, M , XS) or CD8 -
derived (S) hinges w er e generated ( Figure 16 A) [253] . Eff i ciency of lentiviral
transduction as det ermined by LNGFR expression was similar bet w een const ructs
( Figure 16 B), bu t major differences in antigen - binding were observed w ithin trans duce d
cells ( Figur e 16 C) . Most e ff icient binding w as f acilitat ed by S domains al though binding
was also observed by L and XS spacers al beit at low er fr equencies ( Fi gure 16 C) . I n
contrast, binding was almost co mpletely abrogated by M spacer domains r eveal ing
significant di fferences in antig en - binding by variable spacer length s ( Figure 16 C). T o
investigate t he i mpact of the spacer do m ain on CA R - Treg activation, CD137
expression was analysed after dextran - specific stimulation. Since antigen - binding was
highly variable between constr u cts, activation w as analysed dir ect ly on cell s that had
bound dextran. Following 6h stimulation with soluble FIT C - Dex t ran , CAR - Tr eg s w ith an
XS spacer were activated most e fficient ly whereas other do mains failed to initiate T re g
62

Result s

activation in spite of ant i gen - binding ( Figure 16 D) . I nterestingly, S spacer domains that
exhibited the m os t efficient ant i gen - binding ( Figure 16 C ), were not activated by dextran
suggesting ins uff icient stabilit y of t he recep t or - ligand interaction that failed to in itiat e
intracellular sig naling and Treg act iv ation. T hese data show that antigen - binding per se
was not suff icient to mediate CAR - Treg ac tivation and highlight the potential of CD137
expression to r apidl y analyse in vitro Tre g activation for o ptimized CAR des ign .

Figure 16 : The impac t of the extracellu lar spacer doma in on C A R-T re g activation. (A)
Schem atic dia gram of CAR c onstructs with dif ferent s pacer le ngths (L =large, M=m edium ,
S=sm all, XS= ver y sm all). ( B) LNGFR ex pression ( n=12, 4 diff erent expe rim ents were
perf ormed) and (C) dex tran - bin ding ar e show n (n=3 - 9 , 1 - 3 diff erent exp erim ents were
perf ormed) . ( D) CD137 ex pres sion was anal y s ed af ter r estim ulation with solu ble F IT C -D extr an ,
expres sion on u nstim ulated s am ples was subtrac ted ( n=6 - 9 , 2 - 3 independ ent experim ents ). ( D)
Statis tical sig nificanc es we re calc ulated b y Krusk al - W all is tes t. ( B, D ) Each dot repres ents o ne
donor, lines indicate (B) m ean or (D) m edian; (C) mean ± SE M is sh own.

63

Result s

The impa ct of co - stimulation on CAR - Treg function 4.2. 3.2
Comparison of diff erent spacer domains revealed a signif icant impact of CAR des ign
on antigen - binding and CA R - Treg activation. Followi ng ant igen - bi nding, signal
transduction is mediated by the intrac ellul ar signaling domain which is deriv ed f rom the
endogenous TCR complex. The addition of one (2 nd gener ation CAR) or tw o (3 rd
generation CAR) co - stimulatory domains (e.g. CD28, CD137) to the CD3 ζ signa ling
domain have been shown to increas e persistence, pr oli f eration and eff ector f unc tion s
of CD4 + and CD8 + CAR - T c ells in vitr o and in vivo [258 - 265] . To evaluate the impact o f
co- stimulation on CAR - Tr e g f unction in vit ro , dextran -specific CAR constr uct s
consisting o f an optimized XS spacer domain combined with diff erent co - stimu latory
domains (CD28, CD137, ICOS, CD134, PD - 1) t og eth er with CD3 ζ o r CD3 ε s ignaling
were gener ated ( Figure 17 A).
LNGFR expression was similar betwe en constructs ( Figure 17 B) , but there was hi gh
variabil ity in the eff iciency of dextran - binding within trans du ced cells ( Figur e 17 C) .
Part icular ly CAR - Tr eg s wit h ICO S co - stimulation and CDε sig naling exhibited
sig nifica ntly reduced binding of dextran even w ithin t ransduced LNGFR + cells showing
ineff i cient CAR expression on t he surface or an inability to bind de xtran in spite of CAR
expression ( Figure 17 C) . It has been shown that steric e ff e cts can af fec t stab ility of
CAR complexes wh ich can provide an explanat ion f or instability of these particular
constructs [266 - 268] . Nevert heless, most commo nly used domains includ ing CD3 ζ wit h
CD28, CD137, CD134 or no c o - stimulation w ere similarl y expressed and could
therefore be compared i n regard to their ability to activate Treg s ( Figure 17 C). T o
investigate t he e ffect of differ en t co - stimulatory domains on Treg act iv ation, expression
of CD137 was analysed aft e r 6h stimulation with bead - bound dextran. As expected,
c onstru cts tha t failed to bind dextran did not i nduce CD137 expression once more
underlining t he s peci f icit y of CD137 expression to identify antig en - activ ated CAR - Tr eg s
( Figure 17 C,D) . Int e restingly, among CAR - T r eg s that exhibited f unctional antigen -
binding, CAR - T reg s were only activated with CD137 or to a lesser extent CD134 co -
stimulat ion, but not wi th other commonly used signaling moieties such as CD28 - CD3 ζ
or CD3 ζ alone ( Fig ure 17 D). T hese data reveal a str i k ing impact of co - stimulation on
CAR - Tr e g act iv ation which can rapidly be anal ysed by CD137 expression .
Inte restin gly , Treg s w er e show n to benef it from CD 137, but not CD28 co- st i mulation
suggesting a si g ni f icant impact of intracellular sig naling on CAR - Treg funct ionality .
Collectively, CD137 expression can cont ribute to the optim iz at ion o f CAR - T reg ef f ic ac y
by rapid in vitr o sc reening o f Tr e g activation.
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Result s

Figure 17 : The impact of co-sti mulati on on C A R-Treg acti vation. ( A) Schem atic di agram of
CAR cons tructs with diff erent signal ing dom ains. (B) LNGFR ex pression ( n=10 - 19 f rom 3 - 6
diff erent exper iments ) and (C) dext ran - bi ndi ng ( n=7 - 2 1 f rom 2 - 7 independ ent ex perim ents) are
sho wn. (D) CD137 ex pres sion was anal ysed af ter restim ulation with bea d - bound dex tran,
CD137 express ion of uns ti m ulated sam ples was s ubtrac ted (n=7 - 26 , 2- 8 dif ferent exp erim ents
were perf orm ed ). (D) Statistical sig nificanc es were cal culated b y W ilcox on signed rank test and
indicate acti vation above b ack ground. (B- D) Eac h dot represents on e donor and lines indicate
the (B) m ean or ( C,D) m edi an .
Analys is of CAR - Treg activation revealed that commonly used CD28 co - stimulation did
not induce Treg activation in spite of efficient an tigen - binding ( Figure 17 C,D) . Thus , th e
CAR was expressed on t he cellular surface but failed to provide intracell ular signaling
which can derive fr om in suff icient co - stimulation or dysfunctional signaling domai ns. To
investigate t he funct ional it y of the constructs and to elucidate the ability of t he di f ferent
signaling do mains to initiate proximal signaling, phosphorylation o f the protein tyrosine
kinase ZAP70 was an aly sed. Upon TCR st imulation, ZAP70 i s phos phorylated
(pZAP70) af ter rec rui tment t o ITAM s within CD3 ζ init ia ting ear ly signaling events [269] .
Upon stimulation with soluble dextran, pZAP70 was only detected in LNGFR + T r eg s b ut
not in LNGFR - cells conf irm ing its s ele cti ve phosphorylation af t er CA R - m ediated
activation ( Fig ure 18 A,B ). Phos phorylation in const ructs containing CD3ε was
completely absent and al so CD3 ζ - I C OS signaling did not initiate prox im al si g nalin g
65

Result s

events ( Figure 18 B). These data are in li ne with lack o f antigen - binding and confirm the
specificity of ZAP70 ph osphorylation in dextran - r ea cti ve CAR - T r eg s ( Figure 17 C) .
Inte restin gly , high frequencies o f pZAP70 w er e d etected in CAR - Tr eg s w ith CD28 or no
co- stimulation although there was no CD137 upregulation ( Figure 18 B, Figure 17 D) .
These data show that antigen - binding by these constr u cts induced prox imal signaling
events whi ch yet did not result in Tre g activation providing f urther evidence f or t he
height ened potential of C D137 co - stimulation for CAR - Treg activation.

Figure 18 : Z A P70 phosphoryla tion upon CAR -Tr eg a ctivati on. (A - B) P hosphor ylation of
ZAP7 0 in LNGF R + Tr eg s and LNGF R - Tr eg s was ana lysed af ter 5m in incubat ion with s olubl e
dextran; ( A) represent ativ e histogr am of one sam pl e and (B) s tatistic al summ ary of severa l
donors and const ructs ( n=7, 2 indep endent exper im ents were perfor med) . (B) Stat ist ica l
signific ances were ca lculat ed b y paire d t tes t, m ean + SEM is shown.
In contrast to other studies that have generated human CAR - Tr eg s with CD28 co -
stim ulat ion [230 - 232] , dex t ran -specific CAR - T reg s were not act iv ated by CD 28 - CD3 ζ
sig naling althou gh f unctionality of the CD28 - CD3 ζ CAR was confirmed by ini tiation of
proximal signaling events ( Figur e 17 D, Figur e 18 B) . T o f ur t her analyse the impact o f
co- stimulation on T cel l activation and to invest igate potential di ff erences in th e
signaling requirements o f T reg s and Tcon s, activat ion of CAR - expressing CD4 + T con s
was ana lysed. Tcon s were tr ansd uced with different CD3 ζ - CAR constructs containing
CD28, ICOS, CD137, CD134 or no co - stim ulation. Dextran was bound by LNGFR +
Tcon s , although levels w er e lower in CAR - Tc on s w ith ICOS co - stimulat ion ( Fi gure
19 A). T hese findings p rovi de f urther evidence for overall inst ability of some CARs .
Ne xt, a ct ivation of CAR - Tc on s by bead - bound d extr an w as analysed by expression of
the T con - specific activation marker CD154 [ 106 , 107] . I nterestingly, differences in Tcon
activation were less pronounced c ompared to Treg s with notable CAR - Tcon activation
66

Result s

with CD28, CD137, CD134 or no co - stim ulation ( Figure 19 B) . O nly low le vels of
activation were observed w it h ICOS co - s timulation whi ch also exhibited reduced
binding of dextr an ( Figure 19 A) . H owever , overall levels of CD154 induction were lo w
and variable between donors ( Figur e 19 B) . T o directly compare efficiency of the most
commonly used sig naling domains w it h CD137 and CD28 co - stimulation, activated
CD154 + CAR - Tc on s wer e sorted after 6h stimulation with bead - bound dextran and
expanded bef ore restimulation . Isolation of antigen - specific CAR - Tcon s enable d the
direct com parison o f d extran - reactive cells and ther e f ore c ould reveal a potential
impact of small differences that were observed within bulk cult ures ( Figure 19 B).
Following rest imulation , CAR - T con s wi t h CD137 and CD28 c o - stimulation w er e
activated althoug h CD28 co - stimulation was even slig htly m ore e ff icient ( Figure 19 C) .
These findings are in line w it h the higher potency of CD 28 - CD3 ζ signaling that was
observed in bulk cultur e s ( Fig ure 19 B) . T hese d ata f urther confirm overall functionality
of CA R s with CD28 - CD3 ζ signaling and show that d if f erent co - stimulator y domains can
have a v ariable impact on Tcon s a nd T r eg s. T h er ef or e , functionality of different
constr u cts needs to be ev aluat ed separately w h ich can rapidly be d et ermined by
converse expression of CD137 and CD154 on Treg s and Tcon s , respectively .
It was shown that CD2 8 co - st i m ulation had a significant ly differ en t impact on Tcon s
and Tr e g s . To inv estig a te w hether t his diff erential activation derived f rom diff erences in
proximal signaling events, ZAP70 phosphorylation w as analysed aft er dextran - s pe ci f ic
stim ulat ion of CA R - Tcon s . I nterestingly, ZAP70 phosphorylation wa s sim ilar t o T r eg s
with higher lev els of pZA P70 with CD28 co - stimulation compared to C D137 ( Figure
19 D). Therefore, it can be speculated tha t ZAP70 phosphorylation w as more po tent in
inducing downstream signaling in Tcon s with CD28 co - stim ula tion compared to Tr e g s .
These data show that sim ilar proximal signaling events can have a differential impact
on the activation of Treg s and T con s indicating diff erences in the signal transduction
downstream of ZAP70 phosphor yl ation. T aken together, f unctionality of the CD28 -
CD3 ζ CAR const ruct w as confirm ed by analy sis of CAR - T con activation an d w as
shown to exhi bit augmented potency compared to CD137 c o - s timulation in T con s .
Therefore, it can be spe culat ed that activation of Treg s and Tcon s wa s dependent on
differ en tial signaling requirement s upon CAR - medi ated st imula tion. W hile CD28 - CD3 ζ
was p otent in activating CAR - Tcon s , CAR - T reg s r equired CD137 - CD3 ζ sign aling for
efficient activation.
67

Result s

Figure 19 : The impact of co-stim ulation on c onv ention al CAR - T cells. (A - B) CD4 + Tc on s
were trans duc ed and res tim ulated for 6h. ( A) Dex tran - binding of unstim ulated s am ples (n= 9- 12,
3- 4 inde pende nt exper im ents were perfor m ed) and (B) CD154 expres sion af ter sti m ulation with
bead - bound dex tran ar e sho wn (n= 6, 2 ind epende nt experim ents wer e perf orm ed ) ,
unstim ulated bac kgr ound was subtract ed f rom eac h sam ple and CD1 54 expr ession was
norm alized to the m axim um of dextran - bind ing cells in the u nstim ulated sam ple. (C) CD 154 +
T con s were s orted after 6h stim ulation with be ad - bound dex tran a nd expand ed before
restim ulation with anti - C D3/ - CD28 or b e ad - bound de xtran ( n=6 f or CD137 - CD3 ζ and n= 3 for
CD28 - CD3 ζ f rom 1 ex perim ent ). (D) Phosphor y lat ion of ZAP70 in LNGFR + and LNGFR - T c ells
was ana l y s ed af ter 5m in incubat ion with solub le dextr an (n = 3- 6 f rom 2 inde pendent
experim ents ) . ( A, B ) Each dot represen ts one do nor, lines in dicate m edian; (C,D) m ean + SEM
is sho wn.
It was shown here that CD137 , but not CD28 co- st imula tion induced dextran - specific
CD137 expression on CAR - T reg s ( Fi gur e 17 D) . However, co - stim ulatory domains have
not only been described to influence immediate T cell activation, but to contribut e to
persi stenc e and p roliferation of CAR - T cells in viv o [270] . To elucidate differ ence s
between CAR constructs upon dextran - specific expansion in vitr o , C AR - T reg s wit h
differ en t signaling domains w ere expanded in the presence o f anti - CD3/ - CD28 or bead -
bound dextran. LNGFR was stained on expanded cultur es at the beginning of the
culture and on d17 af ter antigen - speci f ic ex pansion . E nrichment of LN G FR + cells was
calc ulat ed based on the ratio of LNGFR + and LNGFR - cells at the be ginning and end o f
68

Result s

the culture . E nr ich ment of CAR - T reg s w it h CD137 and C D134 co - stimulation w as more
pronounced c o mpared to other co - stimulatory domains after dextran - specific expansion
whereas polyclonal activation did not specif ically enr ich CAR - Tr eg s ( Figure 20 A ,B ) .
These f indin g s indicat e str on ger proliferat ion of CA R - T r eg s with CD137 an d CD134 co -
stim ul ation providing them wi th a selective advantage compared to LNGFR - cells in the
same cultur e . T hese findings are in line w ith super ior activation of CAR - Tr eg s wit h
CD137 and to a lesser ex t ent CD134 co - stimulation ( Figure 17 D) . How e ver, di f ferences
between CARs were low w ith str ong variations between donors and e x per iments. It is
import an t to note that Treg s were activa ted wit h ant i - CD3/ - CD28 ex vivo to enable
ef fic ient lent iv iral transduction. Poly clonal stimulation was removed before ant i g en -
specific expansion of CAR - Tr eg s an d t her ef or e dextran wa s supposed to serve as
specific st imulus f or CA R - Tr eg s for the t ime of the culture. Nevertheless, unspecific
pro lifer at ion as result o f the original stimulation cannot be excluded and can contribute
to the high variability .

Figure 20 : Expansion of CA R- T reg s with differ ent si gnaling domains . (A - B) T reg s were
expand ed in the prese nce of ( A) ant i - CD3/ - CD2 8 or ( B) bead - bou nd dextran and enr ichm ent of
LNGFR + cells on d17 was calculate d as the ratio of LNGFR - / LNGFR + T reg s on d0 mu ltiplie d
with th e ratio of LN GFR + /LNG FR - Treg s on d17 ( n=13 - 18 fr o m 4 - 6 independent experim ents) .
Stat istic al s ignif ic anc es we re calculat ed b y Kr usk al - W allis test; e ach d ot repres ents one do nor
with li ne s repr esent ing the ( A) m edian or (B) m ean.
High variability was obs erved when CAR - T reg s with diff erent signaling domains were
expanded separately in v itro . T herefore, comparison of t he di f ferent construct s w ithin a
competitive setting w as to enable direct comparison w it hin a single cult ure. T o this end,
CAR - T r eg s w ith dif ferent signaling domains w ere pooled and expansion of t he different
constr u cts was determined by quant i tative real - time PCR (qPCR) . Separat ion o f
constr u cts was enabled by specific primers that were spanning construct - spe ci f ic
69

Result s

regions within the intracellular signaling domain s ( T able 8) . T o account for d iff er ent
efficiencies of the PCR reactions depending on t he primers, relat iv e expression levels
were determined at the beg inning of the cultu re to whi ch subseq uent ex pression lev els
were normalized .
Upon dextran - spec ific expansion of pooled CAR - T r eg s w ith diff erent si gnaling
domains, t here w as an enr ichment of LNGFR + ce lls only in the presence of dextran
compared to stimulation with anti - CD3/ - CD2 8 showing selective enrichment o f CAR -
T reg s ( Figure 21 A ). It is import an t to note that t he beads that w ere used for polyclonal
stimulat ion also contained dextran and could therefore also be bound by the CAR .
How ever, their high aff inity f or CD3 and CD28 most likely favors inter a ction with the
TCR a nd t her ef or e select iv e expansion of LNGFR + cel ls w as only obser ved at later
time points of polyclonal ex pansion ( Fig ure 21 A) . T o ensure that enrichment of
LNGFR + cells during dextran - specific expansion was not merely a result o f apoptosis of
LNGFR - cells , absolute ex pansion was deter mined . Similar le vels of expansion w ere
detect ed w ithin cultur es ex panded with bead - bound dextran or anti - CD3/ - CD28
showing that accumulation of LNGFR + cells was a result of antigen - specific expansion
of CA R - T reg s ( Figure 21 B) .
Antigen - specific expansion of pooled CA R - T reg s with differ en t sig nal ing domains
resulted in expansion of LNGFR + cells. To investig a te a potential outgrowth of a
particular con struct within this pooled culture , relat iv e expression of the different
signaling do mains wa s determined by qPCR and normalized to the beginni ng of the
culture. To exclude high variability based on d iff e rential tr anscription of the constructs,
genomic DNA was used as tem plate. W it hin this competitive co - culture, t here was
selective expansion of CAR - T reg s with CD1 37 - CD3 ζ s ig n a ling in the presence of
dextran while polyclon al expansion did not favor any cons truct ( Fi gure 21 C ,D ) .
T her ef or e, CD137 provided the mos t potent co - stimulat ion for dextr an - sp ec if i c
expansion of CAR - Tr eg s in vit ro . Although CD28 co - stimulation did not induce CD137
expression in almost all donors ( Figure 17 D), there w as signif icant ZAP70
phosphorylation and also expansion in some donors indicating a certain degree of
funct ionali ty ( Fig ure 21 D) . Conversely, CD134 co - stimulation induced CD137
expression in some cells ( Figure 17 D) , yet it did not provide an a dvantage for
prolif e ration suggesting suboptimal co - stimulat ion ( Figure 21 D). T her ef or e, f unctionality
of e.g. CD28 or CD134 co - stimulation cannot be excluded although it appeared to be
highly variable. In contr a st, CD1 37 - CD3 ζ signaling was shown to consistently cor relate
70

Result s

with incr eased functionality in alm ost all donors including pot en t in v itro a ctivation and
expansion indicating their overall heightened potential.

Figure 21 : Expansion of C AR -T re gs with different s ignal ing domains in a competi tive co -
cultur e. ( A-D ) C AR - T reg s with d iff erent sign aling do m ains were po oled and ex panded in the
presenc e of anti - CD3/ - C D28 or bead - bo und dex tran. ( A) LNGF R express ion and (B) absolute
expansi on were anal ysed (n=5 - 7, 2 - 3 d iff erent exper im ents were perf ormed) . (C-D) R elati ve
expres sion of the dif fer ent signal ing dom ains af ter expansio n with (C) anti - CD3/ - CD28 or (D)
bead - bound dex tran was quant ified b y q PCR (n=7 , 3 dif ferent experim ents were perf ormed). (A -
D) M ean + SEM is shown .
Taken together, CD137 ex pression emerg es as T reg - speci f ic act iv ation sig nature th at
can be applied to the r apid analysis of Treg activation in vit ro wh ic h enabled the
optimization of CAR - Tre g effi cacy . CAR - Treg activation w as shown to require a very
short spacer domain w hi ch in combination with CD137 - CD 3ζ s i g naling enabled potent
activation and expansion o f dextran - speci f ic C AR - T r eg s in v itro .

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Result s

4.2. 4 Isolation of dextran - reactiv e CAR - Treg s
Tr e g specif ici t y was redirect ed tow ard dextran by CAR expression and recept or design
was optimized f or augm ented Treg f un ctionality. For clinical applicat ions , CAR - Tr eg s
need to be enriched pr ior to t ra nsf er w hich c an b e achieved either by anti gen -specific
expansion or by direct s or t ing of t ransduced cells . T o evaluate the possibility to enrich
CAR - T r eg s by antigen - specific expansion, Treg s consisting of an optimized XS spacer
and intracellular CD1 37 - CD3 ζ sig naling were generat ed and expanded in the presence
of bead - bound dextran. During in v itro cultur e in the presence of b ead - bound dex tran,
CAR - T r eg s select iv ely expanded resulting in an enrichment of CAR - T reg s af t er 2
weeks ( Fi gur e 22 A). In contrast, expansi on with anti - CD3/ - CD28 did n ot favor LNGFR +
T reg s but s imilarly ex pa nded LNGFR - cells ( Figure 22 B). Similar to the high variability
that was observed in previous experiments ( Figur e 20 B) , purities were variable
between experiments and donor s and theref o re only partially enab led purif ication o f
CAR - T r eg.
Alternatively, increasing CAR - Tr eg p urity by FACS so rt ing of tr ansduced cell s followed
by polyclonal expansion was evaluated . T o this end , so rt ing of L NG FR + cells was
investigated t o en rich CAR - Tr eg s f or ex pansion. In addition, sorting of CD137 + Tr eg s
af t er dex tran - spe cific st i m ulation w as analysed to increase potency of sort ed CAR -
T reg s as CD137 express ion w as s hown to speci f ically identif y antigen - act ivat ed CAR -
T reg s (see 4.2.2 ). Both sorting strate gies sim ilarly enriched LNGFR + c ells and also
frequenc ies o f dextr an - bi nding c ells were comparable aft e r expansion ( Fi gure 22 C, D).
How ever, upon antigen - speci f ic restimulation, C D137 expression w as incr eased w hen
T reg s were sorted by C D137 expression compared to isolation by LNGFR ex pr ession
( Figure 22 E) . Furthermore, dextran - reactive cells were almost com pletely absent w ithin
CD137 - sor ted cells showing that most ant i gen - speci f ic CAR - T reg s h ad expressed
CD137 upon the initial st imulation ( Figure 22 E). T hese data show that CD137
expression enabled the identif ication of highly react ive CAR - Treg clones wh i ch
maintained transgene ex pression upon expansion. Therefore, CD137 ex pression
emerges as Treg - speci f ic activation marker to isolate potent antigen - reactive CAR -
T reg s without prior enrichment o f transduced cells.

72

Result s

Figure 22 : I sol ation of C AR - T reg s. ( A, B ) T reg s were ex panded in the prese nce of anti - CD3/ -
CD28 or bead - bou nd dextr an and LNG FR ex pression was ana lysed o n d0, d10 and d17 ; ( A)
repres entati ve dot p lot of one d onor an d (B) st atist ical sum m ary of sever al do nors (n=25 f rom 5
diff erent exper iments ) . (C- E) Uns tim ulated LNGF R + Tr egs or CD137 + LNGFR + Treg s af ter 6h
stim ulation with bea d - bou nd dext ran wer e sort ed and ex pan ded with anti - CD 3/ - 28 (L NGFR +
sorted) or w ith o ut furt her stim ulation (CD1 37 + sorted) f or 14 da ys before s taining of (C) LNGFR ,
(D) dextr an and (E) CD 13 7 express ion after r estim ulation with bead - bo und dextr an (n=12, 4
indepe ndent ex perim ents f or LNGF R sorte d; n=15, 5 diff erent ex perim ents f or CD137 sorted) .
S tatistic al sig nificances we re calc ulated b y (B) pair ed t test or (C- E) Mann W hit ney tes t; (B-E)
e ach d ot represe nts on e do nor, lines indicat e m e dian .
CAR - T r eg s w ere specif ically activated and expanded by dex tran, yet their reg ulatory
potential depends on their suppressive capacities upon antigen - speci f ic activation.
T her ef or e, the in vit ro potent ial of dextran - activated CAR - T reg s t o sup pre ss T con s th at
were activated by allogeneic stimulat ion was evaluat ed. CAR - T r eg s w ere enriched by
sorting of LN GFR + cells and by the isolation of dextr an - speci f ic CD137 + cells which
were shown to be highly reactive after expansion ( Fig u re 22 E ). LNGFR + sort ed CAR -
T reg s were slightly more suppressiv e than LNGFR - T reg s at low Tresp - to - Tr eg rat io s
( Figure 23 A) . Howev er, the eff ect was not dependent on an tigen application as it was
similarly observed without stimulat ion ( Figure 23 B) . L ik ewi se , CD1 37 + so r te d T reg s
were suppressive, yet the addit ion of dextran did not hav e a sig nificant effect and also
CD137 - sor ted Tr e g s were similar ly able t o inhib it T resp proliferation ( Figure 23 C, D) .
These f in dings either show lack of suppression upon CAR stim ulation or are caused by
73

Result s

te chnical limitations of this in vit ro assay. It is import ant to note that T reg s were
activated ex vivo by anti - CD3/ - CD28 for efficient lentiviral transduction and expansion
of CA R + T reg s and CAR - Tr eg s . It can be specul ated that this prior expansion induce d
Tr e g activation whi ch result ed in unspeci f ic suppression even in the absence of
stim ulat ion m a sk ing a potential effect of C AR - m ediated activ ation . Furtherm ore,
remaining dextran can be present in unstimulated samples as ma gnetic part icles used
for the isolation and expansion consist o f dextran and cannot be f ully removed from
expanded cultures. T h eref o re , mor e sen sitive in vitr o assays as well as analysis of in
vivo suppression are required to elucidate the anti gen - speci fic suppressiv e potential of
dextran - specific CAR - Treg s .

Figure 23 : In vitro su ppressi ve cap acity of C AR - Treg s. (A -D) CAR + Tregs and CAR - T reg s
were sor ted a nd expa nded with a nti - CD3/ - CD2 8 bef ore suppr ession of al logeneic CD4 + T res p s
was ana lysed i n the pres ence of ( A, C ) be ad - bound d extr an or ( B,D ) without s tim ulation ( w /o);
i nhibiti on of prolif eration is sh o wn . (A ,B ) T reg s were sorted base d on LNGFR ex pres sion (n=5 -
6, 2 indepe ndent ex perim ents were perf orm ed). ( C, D) Tr eg s were sorted bas ed on CD1 37
expres sion after 6h stim ulation with bead - bo und dex tran ( n=6, 2 indep endent exper iments were
perf ormed) . (A-D) Mean + SEM is s hown.

74

Result s

4.2. 5 Pu rificat ion of st ab le an tig en - react iv e CAR - Treg s
In this st udy , T reg specificity was redirect ed tow ar d dextran w hich enabled t argeted
activation of Treg s upon antig en application. In vit ro generation of CA R - Tr eg s c an
significant ly i ncrease eff icacy of Treg therapy , yet a ntigen - speci f ic Tre g s wit h disease -
amp lifying potential req u ire height ened sa f e ty measures regarding Treg instabilities or
non - Treg cont aminations . CD137 was upregulat e d on highly reactive, de xtr an - specific
CAR - T r eg s upon st imul ation and ther e f o re enabled the identif ication and isolation of
potent CAR - Tr eg s . Howev er, it w as shown here that a small subset of CD13 7 + Tr eg s
co- expressed CD154 after polyclonal st imulation wh ic h exhibited an insta ble Treg - Tcon
phenotype including ex pression of eff ector cytokines. In contr ast , CD137 + CD154 -
expression identif ied epi g enetically stable Tr eg s after 6h polyclonal stimulation ex vivo
and after prior in vit ro expansion (see 4.1 ) . Ther e fore, CD137 + CD154 - exp ression was
to be evaluated f or the purif ication of stable in v itro generat ed an tigen - speci f ic CAR-
T reg s.
T o purify in vitr o generated CAR - T reg s b y co - staining of CD137 and CD154 and to
evaluate the potential of this Tr eg - specific activation signatur e to identi f y stable
antig en -speci f ic CAR - Treg s , LN GFR + T reg s were sorted and expanded in vitro .
Following 6h dextran - specific r estimulation, CD137 w as selecti vely upregulated
althoug h variable lev els of CD154 + cells w er e also observed ( Figure 24 A, C ). These
f indings reveal notable fr e quencies of e ff ector - li ke cells that were specif ic for dextran
which can provide a signif ican t safet y ris k regarding therapeutic applications. In line
wi th previous observations aft er poly clonal stimulation, CD137 + CD154 - ex pression
identif ied activated CAR - T reg s t hat ex pressed high levels of FoxP3 ( Figur e 24 B,D) and
l ow lev els of IL - 2 and T NF - α ( Fi gur e 24 E) . I n contras t, CD137 and CD154 co -
expression identif ied an tigen - reactive cells that exhibited an e ff ector - like phenotype
with low levels of FoxP3 ( Fig u re 24 B, D) and hi gh levels of p ro - inflammatory cy tok ines
( Figure 24 E). Ther e fore, dextran - react iv e cells with an inf lamma tory potent ial can
readily be eliminated fr om ex panded cultures by CD154 expression whereas
CD137 + CD15 4 - expression identif ied antigen - reactive CAR - T r eg s t hat ex pr essed high
levels of FoxP3 and lac ked expression of effector cyto kines.
In su mmary , h um a n Tregs w er e engineered to ex pr ess a dextran - reactiv e CAR which
enabled their in v itro redirection t ow ar d an exogenous anti gen. Stable antigen - s p ec if ic
Tr e gs were identi f ied by CD137 + CD154 - expres sion w hich em erges as Treg - s pe cif ic
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Result s

activation sig nature t o optimize CAR design f o r augment ed CAR - Tr eg ef f ic acy a s wel l
as t o im pro ve st ability and sa f ety o f therapeut ic Treg s.

Figure 24 : Identifi cation of FoxP 3 + C AR - T reg s b y CD137 + CD 154 - exp ressio n. (A - E) C AR -
T reg s were sort ed b y LN GFR ex press ion and ex pa nded f or 10 da y s before 6h r estim ulation
with be ad - boun d dext ran . ( A, C ) Ex press ion of CD 137 and CD 154 (n =12, 4 indepen dent
experim ents ), (B,D) F oxP3 an d (E) IL - 2 and T NF α ( n=6, 2 indepen dent ex perim ents) wer e
anal y se d. ( A, B ) R eprese ntati ve dot pl ot of on e donor and ( C,D) statis tical sum m ary of severa l
donors ar e shown . Statistic al signif icances were deter m ined by (D) repeat ed m easures ANO VA
or (E) W ilcoxon signed - ra nk test. (C- E) Eac h dot repr esents one do nor, lin es indic ate m ean.

76

Result s

4.3 Heter ogenei ty a nd stabi lit y of the per ipheral T reg
compar tme nt
CD137 + CD15 4 - expression w as shown to id entify antigen - activated Tr e g s t hat
exhibited a stable epig enetic and transc riptional Treg signatur e ex vivo and after
prolonged in vitr o expansio n . In contras t, a small subset that co - expresse d CD137 and
CD154 was identified within t he peripheral Treg co mpartment which exhibited an
interm edia t e Treg - Tcon phenotype and expressed significant amounts of e ffect or
cytokines ( see 4. 1 and 4.2. 5 ) . T hese findings clearly show a cer tain level of
heterogeneit y and potent ial i nstabilit y within t he peripheral CD25 + CD127 - T r eg
compartm e nt that correl ates with the expression of CD137 and CD 154. In addition to
the purif ica tion of in v itro g enerated Treg s , long - term stability of Treg s in vivo is
essential for adoptive Treg transfer, yet little is known about T reg st ability in humans .
T her ef or e, comprehensive analy sis of CD137 + CD154 - T reg s and CD1 37 + CD154 + T r eg s
was to provide insig ht into the st ability and heterogeneity of the physiological Treg
compartm e nt in humans .
4.3. 1 H eterog eneity w ithin C D137 + CD15 4 + Treg s
Expression of eff ec tor molecules and compromised suppressiv e capacity within the
CD25 + CD127 - Treg compartm ent were limited to a small CD137 + CD1 54 + T reg s ub set
ex vivo and after prior in vitr o ex pansion (see 4.1 and 4.2 .5 ). How ever, i t remain s
unclea r whether this subset represented an inherent ly stable and f unctionally distinct
population or was charact erized by cellular heter o geneity or phenot ypic plast icity . T o
investigate t hei r st ability in v itro , CD137 + CD15 4 + Tr eg s were sorted and expanded
before r e - anal ysis of CD137 and CD154 expression. CD137 + CD154 + T r eg s g ave rise
to heter o geneous populations cont aining cells that had lost either CD137 or CD154
expression following rest imulation w hile other s maintained expression of both markers
( Figure 25 A ). Thes e da ta indicate that CD137 + CD1 54 + expression wa s not stably
ma intained by this subset wh ic h r ather represent ed a transient phenot y pe.
Interest in gly, cells that had lost CD154 expression were highly positi ve for FoxP3
expression and lacked expression of eff e ctor cytok ines w hile CD154 + cells maint ained
effector functio ns ( F ig ur e 25 B- G) . These data suggest that CD137 + CD154 + T r eg s wer e
not an inherently stable Treg subset and underline the correlation of CD137 + CD154 -
expression with a Treg pheno type. However, it remains unknow n whether
heterogeneit y w it hin CD137 + CD1 54 + T reg s derived f rom phenotypic plasticity of
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Result s

inherently stable clones or ident i f ied a tr a nsitional stat e o f conversion between the T reg
and Tcon compartment .

Figure 25 : St abi lity of CD13 7 + CD154 + T reg s. (A - G) CD137 + CD154 + Tr eg s w ere sorted f rom
expand ed Treg cultures an d expand ed for 10 - 12 da ys before an al y s is of ( A) C D137 a nd CD1 54
expres sion (n =23, 8 dif fer ent exper iments were perf orm ed). Ex press ion of (B) Fo xP3 (n = 6 from
2 diff erent exper im ents), (C) T NF - α, (D) IF N - γ (n=1 7, 6 ind ependent exp eriment s), (E) IL - 17
(n=11, 4 d iff erent exper iments) , (F) IL - 2 (n=8, 2 differ ent experim ents) and (G) IL - 10 (n =14, 5
diff erent exper iments ) were ana lysed o n CD137/C D154 ex press ing cel ls after 6h r estim ulation
with PMA /Ionom y cin . Stati stical sign ificanc es were d eterm ined by (C,D,E,F ) Fr iedm an test or
(G) repeated m easur es ANOV A. (A -G) Each dot repr esents on e donor, lines in dicate
(B ,C,D,E ,F ) m edian or ( A, G) m ean.
Clonal he terogeneity w ithin CD137 + CD154 + Tr eg s 4.3. 1.1
CD137 + CD15 4 + Treg s exhibited and inter mediate Treg - Tcon phenotype and also
e xpansion of CD137 + CD154 + T r eg s revealed not able heterogeneity ( s ee 4.1 , Fig ur e
25 A-G) . These observations can either derive from phenotypic p lasticit y of inher en tly
stable clones or t he occurrence o f cellular intermediates of Treg - Tcon conversion.
How ever, within bulk populations the impact of indi vidual clones cannot be determined
and therefore the source of heterogeneity cannot be clear ly def ined . To provide insig ht
into the s tabilit y of CD1 37 + CD15 4 + T reg s on a clonal level, sing le cell clones w ere
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Result s

generated. Similar to bulk populations ( Fig ure 25 A) , ex pression of CD137 and CD 154
was highly variable be tween expanded clones but also wi thin individual clonal
populations . Some clonal populations com pletely lost CD154 expression while ot he rs
maintained co - expression of both markers and only few lost CD1 37 ( Figure 26 A, B) .
These dat a show once more t hat CD137 + CD154 + expression was not stably
maintained by a dist inct Treg s ubse t, but r ather rev eal het erogeneous expression on a
clona l level. W hereas CD137 + CD154 + expression was partly maintained within bulk
cultures ( Figure 25 A) , the majority of c lonal popul ations exhibited a CD137 + CD154 -
phenotype , although expression of CD154 w as variable even within clonal populations
( Figure 26 B) . Since only few populations maintained expression of CD137 and CD154,
t hese data prov ide f u rther evidence for heterogeneity w ithin CD137 + CD154 + T reg s
wh ic h was n o w shown to der iv e f rom di ve rsity on a clonal level.

Figure 26 : CD137 and CD154 e xpressio n on sin gle cell clo nes w ithin CD137 + CD154 +
T reg s. Sing le cel l CD 4 + CD25 + CD1 27 - CD137 + CD 154 + T reg clones (2 d onors, 2 inde pend en t
experim ents were per formed) were s orted and exp anded before anal y s is. (A -B) C D137 a nd
CD154 expr essi on were an al y s ed after 6h restim ulation with P MA/Ion om y c in ; ( A) r epresenta tive
dot plot of indiv idual cl onal popu lations and (B) s tatistic al sum m ary of s everal clo nes (10 7
clones) . (B) L ines ind icate m edian.
Mo st c lones within CD 137 + CD154 + T r eg s did not maintain co - expression of bot h
mar kers upon expansion but exhibited v ariable ex pression levels of CD137 and CD154
( Figure 26 A,B ) . T hese findings suggest heterogeneity in regard to CD137 and CD154
expression, yet underlying phenotypic plasticity o f individual clones remains elusiv e. T o
enable phenot ypi c analysis of clonal heterogeneity, clonal populations s hown in Fig ure
26 were ar bitr arily classified according to their expression of CD137 + CD154 - wh ic h wa s
shown to correlate with Tr e g identity in previous experiments ( see 4. 1 ; Fig u re 11 C ). To
this end , clonal populations that expressed ≥ 60% CD137 + CD154 - w ere characterized
as Treg - like clones whereas Tc on - like clones were classif ied as cultures t hat contained
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Result s

<60% CD137 + CD154 - cells af ter expansion ( Figure 27 A) . W ithin clonal populations
derived fr o m CD137 + CD154 + Tr eg s, cyt ok in e - producing cells w ere enr iched w ithin
Tcon - like clones tha t m os tl y maintained CD154 e xp ression w hich was highly signif icant
for TNF - α and IL - 2 ( Fig ure 27 D). Similar ly, IL - 10 ex pr ession w as increased in T con - like
clones which was in line w ith it s selec ti ve expres sion in CD154 - expressing cells with in
polyclonal cultures ( Figure 27 C, Fi gur e 5 C, Figure 12 C) . In c ontrast, FoxP3 expression
was similarl y heterogeneous in Tr eg - l ike and Tcon - lik e clones ( Figure 27 B- D) and it
has been sho w n t o be less specific for a stable Treg phenot ype within clonall y
expanded populations [271] . Collect ively , sig nificant phenotypic differences were
observed within clonal populations der iv ed f rom CD137 + CD154 + T r eg s which contained
T reg - like clones that lacked express ion o f e ffector cytok ines and Tcon - like clones t hat
exhibited an eff ector - like phenotype . T herefore, heterogeneity that w as observed
regarding CD137 and CD154 expression was reflected on a phenot y pic level.
How ever, it remains u nclear whether Tcon - like clo n es represented contam ina ting
effector cells or Tre g s that had acquir ed effector f unc tions. To f urther investigat e th e
phenotype of Tcon - like clones, t heir phenotype w as compar ed to clonal populations
derived from Tco n s . Interestingly, in compar ison to clones derived f rom Tcon s , FoxP 3
and IL - 10 expression were increas ed in Tcon - like clones ( Figure 27 B, C) while h igh
levels effector cy tokines w here mos tly detected in clones deriv ed f rom Tcon s ( Figure
27 D) .
Taken t ogether, heterogeneity o f CD137 + CD154 + T r eg s wa s sh o wn to derive fr om
diversit y on a clonal level rev ealing Treg - li k e and Tcon - like clones t hat dif fered in the
expression of e ffector cytokines. Alt hou gh Tcon - like clones exhibited an e ff ector - like
phenotype, they did not resemble clones derived from Tcon s but were rather
charact e rized by an i nterm ediate Tre g - Tcon si g nature. These data show that diverse
expression of CD137 an d CD154 o n expanded CD137 + CD154 + T r eg s correlat ed w ith
phenotypic heterog enei ty w hich f urther demonstrat es cellular heterogeneity within this
subset.
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Result s

Figure 27 : Clonal heter ogeneity within CD1 37 + CD154 + Treg s. (A - D) Single cell
CD4 + CD25 + CD127 - CD137 + CD154 + T reg clones ( n=2, 2 in depend ent expe rim ents were
perf ormed) and CD4 + CD2 5 - CD127 + CD45RO + T con clones ( n=4, 2 indepen dent ex perim ents
were perf orm ed) were s orted an d exp anded bef ore a nalysis. ( A) CD1 37 and C D154 ex pres sion
and (C- D) cy to kin e expr ess ion were an al y sed after 6 h restim ulation with PM A/Ionom y ci n, (B)
FoxP3 ex pression was anal y s ed in unstim ulate d sam ples. (A - D) Clones deri ved f rom
CD137 + CD 154 + T reg s were groupe d into T reg - lik e clones ( >60% CD137 + CD 154 - ex press ion)
and Tc on - lik e cl ones (<60 % CD137 + CD154 - express ion) as shown in ( A) . A total of 77 T reg - lik e
clones, 30 T con - lik e clon es and 6 9 Tc on clones were an al y s ed. Sta tistic al sign ificances were
determ ined b y (B - D) Krus kal - W allis test, lines in (A - D) ind icate m edian.
Single cell g ene exp res sion in CD137 + CD 154 + Treg s , 4.3.1.2
CD137 + C D154 - Tre g s and C D137 - CD154 + Tco n s
Analysis of clonal populations derived from CD137 + CD154 + T r eg s revealed T r eg - lik e
and Tcon - like clones t ha t exhibited diff erential expression of effect or cytokines ( Figure
27 A-D) . To provide insight into heterogeneity and cell - to - cell variation of
CD137 + C D154 + T r eg s d irect ly ex vivo , expression of 41 selected target g enes
(includi ng 2 housek eep ing genes) was analysed in 93 sing le cells deriv ed f rom
81

Result s

CD137 + CD15 4 - T reg s , 91 cells f rom CD137 + CD154 + T reg s and 47 cells f rom CD137 -
CD154 + T con s . Based on 39 target g enes incl uding e.g. Tr e g - associated markers,
effector cyto kines and t ranscription fact o rs ( Figure 28 B) , principal com ponent analysis
(PCA) revealed a complete separ ation o f CD137 + CD154 - Tr eg s and CD137 - CD154 +
Tcon s along PC1 w hich accounted for most of the v ariance (28. 93% ; Figure 28 A) .
These data hig hli g ht their dist inct transcript ional profiles based on t he expression o f t he
analysed target g enes . Int e restingly, the maj o rity of CD137 + CD154 + Treg s clustered
close ly with CD137 + CD15 4 - T reg s although some were transcript ionally m ore similar to
CD137 - CD154 + Tcon s ( Figure 28 A) . T hese findings r e f lec t the heterogeneity that wa s
observed within clonally expanded populations providing further ev idence for t he co -
existence of Tr eg - like and Tc on - lik e cells w ithin CD1 37 + CD154 + T r eg s .

Figure 28 : PC A an alysi s of single c ell gene expres sion. ( A) CD4 + CD25 + T reg s and
CD4 + CD25 - Tcon s were stim ulated f or 6h with PMA/Io nom y c in and sor ted accord ing to CD 137
and CD 154 expr ession. ( A) PCA ana lysis of single ce ll gene express ion of 39 t arget genes that
are sho wn in (B) ; d iff erent s y m bols in ( A) in dicate i ndividua l donors ( 93 cells f rom 2 donors f or
CD137 + CD 154 - T reg s , 91 cells f rom 5 donor s for CD137 + CD154 + Tr eg s and 47 cells f or CD137 -
CD154 + T con s f r om 1 - 2 individu al experim ents were anal y sed ).
Principal component analysis provided an overview about the over all sim ilarit y o f the
differ en t populations based on the transcr ip tional signat ure of the analy sed t a rg et
genes ( Figure 28 A, B ). Next, a more detailed analysi s was to pr ov ide insig ht into the
expression of selected targets with in sing le cells . Using hierarchical clustering analy sis
based on the expression of 39 ta rg et genes ( Figure 28 B) , there was a v er y clear
separation of all cells into three distinct clusters ( Fig ure 29 ). Most strikingly, there was
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Result s

a complete separ ation o f CD137 - CD154 + Tcon s (clus ter III) from CD137 + CD154 - T reg s
( cluster I ) which w as similarly observed by PCA analysis ( Figur e 28 A). These f indings
underline the tr anscriptional signat u re of CD137 + CD154 - Tr eg s that wa s completely
di stin ct from CD137 - CD154 + Tcon s. In contrast , CD137 + CD154 + T r eg s contained cells
that c lustered closely with CD1 37 - CD154 + T con s (clus ter I I) as well as cells that
transcript ionall y resembled CD137 + CD1 54 - T reg s ( cluster I; Figure 29 ). W i thin t he latter
(cluster I), hig h level s of Tr e g - associated markers (e.g. helios, gar p , tigit ) w ere detected
whereas effector cytokines (e.g. if n - γ , il -2 ) w er e almost completely absent. On the other
hand, a sig ni f icant proportion of cells derived from CD13 7 + CD154 + T r eg s expressed
reduced levels of Tr eg - associated markers and clustered closely with Tc o n s ( cluster II ).
These f indings c on f ir m cellular het erogeneity and f urther demonstrate the co - existence
of T r eg - like and Tcon - like cells within CD13 7 + CD15 4 + Tr eg s th at was sim ilarl y
observed on a clonal level . Int erestingly, even within these Tcon - lik e cells (clust er II)
there was no significant expression of eff e ctor cytokines which w ere almost exc lus ive l y
detect ed w it hin Tcon s (clus ter III) . I n con trast t o data derived fr o m clonal populations
( Figure 27 C) , IL - 10 expression w as not r estricted to CD137 + CD154 + T reg s b ut sim ilarly
observed in cells derived f rom T con s ( Figure 29 ) . I n line with previous observations ,
cytokine expression was almost completely absent within CD137 + CD154 - T reg s even
on a single cell lev el.
Taken t o get her , these data show that CD137 + CD154 + T r eg s consisted equally of Tr e g -
like and Tcon - lik e ce lls that in spite of t he co - expression of both markers represented a
heterogeneous populatio n . S ingle cell analysis showed that CD13 7 + CD154 + ex pression
did not continuously corr elate w ith expression of effec tor cyto kines sugg es ting that
althoug h cytokine expression appeared to be limited t o CD154 - ex pressing cells,
CD154 expression w as not s u ff icient to induce effect or functions. Fu rthermore it is
import an t to not e that Tr eg identit y o f CD137 + CD154 - cells w as conf irmed on a single
cell level as high levels of Tr e g markers and low levels of effector cytokines were
homogenously observed w ithin individual cells of this subset.
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Result s

Figure 29 : Hi e rarchi cal cl ustering o f sin gle cel l s. CD4 + CD25 + T reg s and CD 4 + CD25 - Tcon s
were stim ulate d for 6h with PMA/Io nom y c in and s orted ac cord ing to C D137 an d CD154
expres sion. H ierarc hical c lustering was per form ed bas ed on ex press ion of 3 9 tar get g enes
( Figure 28 B) in s ingle cel ls , h ousek eeping (H K) g enes ( gapdh, b2m ) were not incl uded f or
clus terin g ; express ion is s hown as log2 . A to tal of 9 3 cel ls from 2 donor s for CD137 + CD 154 -
T reg s , 91 cells from 5 donors for C D137 + CD154 + T reg s and 47 c ells f or CD137 - CD154 + Tc on s
f r om 1 - 2 ind i vidual exper iments were an alysed .
CD137 an d CD 154 co - expression identifies epig enet ic all y 4.3. 1.3
imprinted Tr eg s and Tcon s
Single cell analysis showed that heter o geneity within CD137 + CD154 + T r eg s derived
from the co - exi stence of T reg - like and T con - like cells . However, it remains unclear
whether this mixture r e present ed c onvergence of inherently stable cells or identifie d
cellu lar interm ediates that we r e undergoing conversion between the Treg and Tcon
compartm e nt. Lineage identity of Tre g s and Tcon s can be determined by epigenet ic
analysis of the TSDR which is completely demethyl ated in Tr eg s , but not in Tcon s [ 31 -
34] . Analysis of bulk cultures has revealed intermediate levels o f TSDR meth ylation in
CD137 + CD1 54 + T r eg s ( Figur e 5 D, Fi gur e 11 A ). H owever within bulk cultures, it cannot
84

Result s

be distinguished bet w een homogenous de - / m ethy l ation of both s trands or differential
methylation o f complementary strands within a single DNA molecule (hemi methylation).
W hile the former would indicate a mixture of cells, the lat ter could prov ide strong
evidence for ongoing de - /methylation processe s an d therefor e pot ential conv ersion
between the Tre g and Tcon compartment .
Conventional epigenetic met hods enable the distinction between methylated and
unmethylated DNA but fail to capture dynamic processes within individual cell s. To
analyse whether CD137 and CD154 co - ex pr ession i dentified a transit ion al population
between the Treg and Tcon compartment, met hylation of complementary DNA
molecules was analysed by hairpin bisulf ite seq u encing. T hi s method is based on the
covalent linking of com plementar y DNA st rands by a hairpin linker a fter enzymatic
cleavage of genomic DNA. Following bisulfit e treatment, me thylation of c omplementary
strands within single DNA molecules can be analy s ed enabling the distinction between
methylated, dem ethy lated and hemimet hylated DNA molecu les. W hile CD137 + CD154 -
T reg s were co mpletely demethylated at f oxp 3 ( promoter, TSDR, enhancer; Fig ur e
30 A), CD137 + CD154 + T reg s cont ained cells that were completely methylated or
unmethylated with only few cells that exhibited hemimethylated DNA ( Figure 30 B) .
These data conf i r m epigenetic stab ility of CD137 + CD15 4 - T reg s on a sin gle cell level
and show that interm ediate level s of TSDR methy lation within CD137 + C D154 + T reg s
derive d f rom a mixture o f methylated and unmethylated cells whil e pr ov iding no
evidence f o r tr ansitional processes.

Figure 30 : Hairpin bisulfite sequenci ng of CD137 + C D154 - Treg s and CD1 37 + CD154 + T reg s.
(A - B) Meth ylation of sing le DNA m olecules was an alys ed by hairpi n bisulf ite seq uencing ( pool
of 5 m ale d onors f rom one exper iment ). T he percent age of u n m ethylate d, hem imeth yl ated and
m ethy late d CpGs w ithin the ind icated r egions (pr om o ter, T SDR and an enha ncer) of fox p3 of
( A) CD 137 + CD 154 - Tr eg s and (B) CD137 + CD1 54 + Treg s ar e shown.
85

Result s

Analysis of co mplementary strands of sin gle DNA molecules revealed a m ix tur e o f
epigenet ically st able Treg s and Tcon s within the CD137 + CD154 + Tre g subset showi ng
that CD137 and CD154 co - ex pression did not identify cellular transit ions between the
Tr e g and Tcon compartment ( Figure 30 B) . However, hairpin bisulf ite sequencing was
done directly ex vivo and it cannot be excluded that epi g enetic reprogramming is
induced upon pro lifer ation . To evaluate stability of this distinct epi genet ic pattern upon
in vit ro expansion, met hylation of expanded clo nal populations that were generated
fro m CD137 + CD15 4 + T reg s w as analysed . In line w ith the co - existence of
unmethylated and methylated cells within CD137 + CD1 54 + T r eg s ex vivo ( Figure 30 B) ,
clonal populations were eit her completely met hy lated or demet hylated at t he TSDR
indicating t he co - exi stence of epigenetically imprinted clones ( Figure 31 A ).
Furthermore, TSDR demethylation st rongly correlated with CD137 + CD154 - e xpression
showing that the separation of Treg - like clones and Tcon - like clones based on
CD137 + CD15 4 - expression in Fig ure 27 represented the epigenetic sta te of the clones
( Figure 31 B) . Furtherm ore , differential methylation was observed at the FoxP3
promoter alt hou gh low met hyl ation levels w er e also observed in Tcon - like clones
( Figure 31 A) . These data confirm that CD137 + CD154 + T r eg s consist ed of
epigenet ically impr inted Tr e g - like and T con - l ike clones which maint ained their
epigenet ic s tability upon prolon ged expansion but di ff ered in their abilit y to retain
CD154 expression .

Figure 31 : TSDR demethyla tion within clone s derived from CD 137 + CD154 + T reg s. Sing le
c ell CD4 + CD25 + CD1 27 - CD137 + CD154 + Tr eg clones were s orted and exp anded bef ore anal y s is
(n=2, 2 i ndepen dent ex perim ents were perform ed). ( A) M ean m eth y la tion of foxp3 T SDR (33
clones) and foxp3 pr om oter (21 c lones) were analysed. (B) Corr elation of CD137 + CD 154 -
expres sion with m ean m ethylation of foxp3 T SDR ; C D137 + CD154 - ex press ion was c alculated
relativ e to acti vated ce lls that upregu lated CD137 a nd/or CD 154. ( A-B) Clo nes wer e groupe d
into T reg - lik e clones (ope n circ les) and T con - lik e c lones (clos ed circ les) acc ording to TSD R
dem ethylation in ( A) ; T reg - l ik e clones were defin ed as c lones with ≤ 50% m ean m eth y latio n. (B)
S tat istic al signif icances w ere de term ined b y li near regr ess ion ana lysis. E ach dot repres ents one
clone.
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Result s

Epigenetic analysis of CD137 + CD154 + T r eg s has shown the presence of lineage stable
T reg s wi thin this subset . Therefore, i t becomes clear t hat some Tr e g s can trans iently
upregulate CD154 in spit e of TSDR demethylation. However, it r emains unknown how
differ en tial expression of CD154 is regulated in Treg s . On the one hand , molecular
differ ence s in CD154 + and CD154 - ce lls have been obser ved (see 4.1.1.1 ) and also
differ en tial methylation of c d40lg (CD154) w as shown in bulk populations ex vivo
( Figure 5 D) . To inv es tiga te w het her the ability to upregulate CD154 was e pigenetically
imprinted within expanded c lones derived f rom CD137 + CD154 + T reg s , met hy lation of
cd40l g w as analysed. Cl ones w ere classif ied into Treg - like clones and Tc on - like clones
based on TSDR demet h ylation ( Figur e 31 A) . M et hyl ation of cd40lg was heter o geneous
indicating t ha t CD154 expression was not st ably impr inted w ith in this subset in spit e o f
CD154 expression by all cells at the tim e o f sorting . Moreover , e xpression of CD154
did not correlate with methylation of cd40l g as s om e T r eg - lik e clones exhi bited partially
demethylated cd40l g although the protein itself w as not expressed. Conv ersely, some
Tcon - li ke clones ex pressed CD154 in spite of cd40l g methylation ( Figure 32 A ) . T h e
TSDR is a highly conserved, epig ene tically imprinted region that enables t he
separation of Tr eg s and T con s and t he refore represents an exceptionally stable
epigenet ic m ark. In contrast, expression of mo st genes is regulated by epigenetic
modificat ions w it hin promoter regions. Indeed, the FoxP3 promoter was deme thylated
in Treg - lik e clones but on ly partially methylated in T con - lik e clones indicating a
permissive stat e that can enable transient expre ssion of Fox P3 in T con s independent
of lineage stability ( Fig ure 31 A, Figure 32 B) . It can be assumed that the wea k
correlat ion o f CD154 expression with cd40l g methylation derives f rom the analysed
region (intr on 4), w hich was not located within t he promoter and t herefore its
demethylation might not be re quir ed for protein ex pression ( Figure 32 A) . Consequently ,
it rem ains unclear to what degree CD154 expression is epigenetically impr inted on
T reg s.
Taken t ogether, comprehensive sing le cell anal ysis of CD137 + CD15 4 + Treg s revealed
phenotypic heterogeneity which derived fr om the co - existence o f epigenet ically
imprinted T reg s and T con s . These data show a certain degree of phenotypic plastic ity
of T r eg s and Tcon s that sim ilarly co - ex press CD137 and CD154, yet they pr ov ide no
evidence for transitional processes w ithin this subset.
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Result s

Figure 32 : Ge neration of singl e cell clones from CD 137 + CD154 + T reg s. Singl e ce ll
CD4 + CD25 + CD127 - CD137 + CD154 + T reg clones were s orted and exp anded b efore anal ysis
(n=2, 2 in depend ent exp erim ents were p erform ed). Corr elation of CD137 + CD 154 - ex pressio n
with m ean m ethylation of (A ) c d40lg and ( B) foxp3 pr om oter is s how n, C D137 + CD154 -
expres sion was calcu lated relative t o act ivated c ells that upregu lated CD 137 and/or CD154.
Clones were group ed int o Treg - lik e c lones (open circles) and Tcon - lik e (clo sed circl es)
accor ding to T SDR dem eth y la tion ( as sho wn in Figure 31 A) . ( A -B) S t atist ical s ignif icances were
determ ine d b y linear re gress ion ana lysis; eac h dot re pres ents on e clone.
4.3. 2 Plast i city of Treg s in vitro
In - dep th analysis of CD137 + CD154 + T reg s revealed the presence of e pigenet ically
imprinted T reg s within t his effec to r - lik e subset ( Figure 30 B, Figure 31 A ). T hese data
indicate a cert ain de gr ee of trans ient phenoty pic plast icity within lineage st able Treg s
which includes the upreg ulation of CD154 and potentially also expressi on of e ffector
molecules . T o analy se plast icity of epigenetically imprinted Treg s i n v it r o ,
CD137 + CD15 4 - Treg s were sorted after 6h stimulation fr om expanded Treg c ul t ures
and expanded for another 10 - 12 day s . In spit e of high purities before ex pansion,
CD137 + CD15 4 - sorted Treg s exhibited some CD154 expression f ollow ing restimulation
after expansion showing acquisition of CD154 ex pression ( Fig u re 33 A , B) . However,
there was no loss of TSDR demethylation upon expansion of CD137 + CD154 - T r eg s
indicating m aintenance of epigenetic stability that was independent of CD154
acq uisit ion ( Figure 33 C) . Nevertheless, CD1 54 expression correlated with the
upregulation of effector cy tok ines w hich w ere not expressed by Treg s that maintained a
CD137 + CD1 54 - phenotype ( Figure 33 D) . Collect ively , CD154 expression could be
acquir ed by some stabl e Treg s upon ex pansion and therefore emerges as important
marker for the identification of cells that have the po tency to express effector
molecules . Fu rthe rmore, CD137 + CD15 4 - expression wa s once more shown to correlate
88

Result s

with a stable T reg phenotype and lack of effector cytok ines expression . T hes e data
show that CD137 + CD15 4 - Tr eg s exhibited a cer tai n degr ee o f phenotypic plasticity in
vitr o as they could partiall y acq uire eff ector functions along with CD154 expression
while maintaining epig enetic stability . Still , CD154 acquisition w as rare and a
CD137 + CD1 54 - phenotype was maintained by most cells.

Figure 33 : Sta bility of CD13 7 + CD154 - T reg s in vitro . (A - D) C D137 + CD154 - T reg s were s orted
fr o m ex panded CD25 + T reg cultures and f urther expanded f or 10 - 12 da y s before ana lysis. (A - B)
CD137 and CD15 4 expres sion were ana l y s ed before and after ex pansion; ( A) repr esentati ve
dot plot of one donor and ( B) statistic al sum m ary of severa l don ors ( n= 8 from 3 exp erim ents
befor e expansi on and n=2 8 fr o m 9 ex perim ents after ex pansion). ( C) T SDR dem ethy l ation of
CD137 + CD 154 - T reg s was anal y s ed bef ore and after expansion ( n=4, 1 ex perim ent was
perf ormed) . (D) CD137 + CD 154 - Treg s were ex panded and r estim ulated for 6h with
PMA/Io nom y c in bef ore exp ression of I FN- γ , T NF - α (n= 28 fr om 10 diff erent exper iment s) , IL - 17
(n=16 , 6 diff erent ex peri m ents), IL -2 ( n=11, 4 dif ferent experim ents) and IL - 10 (n=19 , 7
indepe ndent exper im ents) were anal ysed on C D137 + CD154 - and C D137 + CD154 + cells.
Statis tical sig nificanc es wer e determ ined b y (B,C) Mann -W hitne y test or (D) W il coxon s igned -
rank test. (B ,C ) Media n + interq uartile ra nge are s hown; (D) each dot r epresen ts one do nor,
lines in dicate m edian.
In v itro expansion of CD137 + CD154 - T r eg s revealed a cer tain degree o f phenotypic
plast icity inclu ding exp ression of CD154 and upregulation of e ffector c y tokines ( Figure
33 A,B, D ). It has been pr oposed that instability is rest ricted to t he memory Treg
compartm e nt as naive Treg s have been shown to r epresent a par ticularly stable subset
in vit ro [60 - 64 ] . To investig ate stability of naive and mem ory Treg s in reg ar d to CD137
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Result s

and CD154 expression, naive and mem ory T reg s were sorted and expanded
separately bef ore analy sis. I nterestingly, similar frequenc ies o f CD154 - ex pr essing cells
were detected within both subsets indicat ing that plasticity was not l imited t o the
memo ry Treg co mpa rtmen t ( Figure 34 A) . To t rack stability of indi v idual clones, single
cell Treg c lones w er e generated from naive , memo ry and CD137 + CD154 - Tr eg s
( Figure 34 B-D) . Most clonally expanded popul at ions w er e of remarkable stability with
only some that contained a small percentage o f CD154 - ex pr essing cells ( Fig u re 34 B) .
Nevertheless , t he majority of clones maintained epigenetic s tability i ndicat ing that the
naive as well as the memor y Treg compartment wer e stable upon prolonged i n v it r o
expansion ( Fig ure 34 C) . These data suggest that m inor phenoty pic plasticity that was
observed within bulk cultures of CD137 + CD154 - , naiv e and memor y Tregs derived from
individual clones, but not inherent inst abili ty. Int ermediate levels of T SD R
demethylation were obser v ed in some clonal po pulations derived fr om memory Treg s
( Figure 34 C). It is important to note that the cloning eff ic ie ncy of me mory Treg s wa s
significant ly lower than that of the other Treg pop ulations. Therefore, 10 cell s / we l l we r e
sorted to gener a te memory clones which can result in oligoclonal populati ons. Although
it can be assumed that mos t clonal populations originated f rom a sin g le clone, the
contribut ion of clonal hetero geneit y cannot be fully excluded f or this subse t .
Independent of the starting population, the acquisition of CD154 ex pression by
individual clones was accom panied by an upr egulation of e ffector cytokine ex pr ession
(IFN - γ , T NF - α , IL - 2, IL - 17A) showing that alt h ough rare, some clones can exhibit
phenotypic plast icity ( Fi gure 34 D). Nevertheless, plast icity w as not acc ompanied by
epigenet ic instability as TDSR demethy lation was maintained ( Fig ure 34 C). These
f indin g s are in line w it h the absence of hemimethy lation within CD137 + CD154 - T reg s ex
vivo which collectively provide no evidence for epigenetic reprogramm ing of stable
T reg s in vivo or in vitro ( Figur e 30 A) . I t is important to note that although restricted to
CD154 - expressing cells, cytokine expression was rather low. Furthermore, w ithin
single cells derived from CD137 + CD15 4 + T reg s onl y very few cytokine - producing cells
were detected in spite of CD154 expression ( Fig ure 29 ). These data show that
althoug h they we re limit ed to the CD154 + compartment, ef fect o r f unctions we r e
extremely rare within the peripheral Treg c o mpartment and n ot alway s induced along
with CD1 54 .

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Result s

Taken t ogether , t hese data show that plasticity within the peripheral Tr e g compartm en t ,
including CD154 expression and upregulation of e ffector cytokines, ori g inated fr om
individual clones that maintained epigene tic s tability. Ne vert heless , the m ajority of the
naive and memory Tr eg compartment wa s remarkably stable in vit ro indicating only a
minor contribution of Treg plasticity to the periphe ral Treg compartment in humans .

Figure 34 : S tabili ty of clones within the peri phera l T re g compar tment . ( A) Nai ve (CD4 5RO -
CCR7 + CD45RA + ) and m em ory ( CD45RO + CD45RA - ) T reg s were sorted ex vivo and expand ed
for 14 da y s bef ore CD1 37 and C D154 express ion were anal ysed af ter 6 h restim ulation with
PMA/ Ionom y c in ( n=15, 5 indep endent exper iments were p erform ed) . (B-D) Treg c l ones were
gener ated f rom n ai ve (CD45RO - CCR 7 + CD45RA + ) , me mor y (CD45 RO + CD45R A - ) and
CD137 + CD 154 - T reg s and ex panded before a nal y s is. (B) CD137 + CD154 - ex pres sion was
anal y se d on 96 na ive (n =6, 4 d iff erent experim ents) , 37 CD13 7 + CD154 - (n =2, 2 indep endent
experim ents ) and 32 m em ory c lones (n= 3, 3 inde pendent exp erim ents) . (C) Correlat ion of
CD137 + CD 154 - ex pressi on ( relative t o act ivated c ells that upre gulat ed CD13 7 and/or CD15 4)
with T SDR dem eth y l ation is sho w n of C D137 + C D 154 - clones ( 5 clones , n=1 fr om one
experim ent), na ive clo nes ( 20 clo nes, n =2 fr o m 2 diff erent experim ents ) and m em or y sor ted
clones ( 19 clon es, n=2 f rom 2 differ ent experim ents) . (D) C ytokine expr ession was anal y s ed
after 6h restim ulation with PMA/Ionom ycin , expres sio n on CD13 7 + CD154 - a nd CD137 + CD 154 +
cells was ana lysed (c onsiderat ion of c lones with >5% CD 137 + C D154 + expr essio n ). Statistical
signific ances wer e deter mined b y (B) Krusk al - W allis test or (D) W ilcox on signed - rank test. (A -D )
Each d ot repr esents o ne clone, lines i ndicate m ean.

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Result s

4.3. 3 Plast i city of Treg s ex vivo
The presence of epi g enetically impr inted T reg s wit hin CD137 + CD154 + c ells indica te d a
certain degr ee o f plasticity within t he lineage stable T reg compartment. Furthermore,
phenotypic plasticity of stable Treg s was observed upon in v itro expansion, but was
shown to be limited to indivi dual clones. Overall, these data show stabili ty of the
peripheral T reg compartment in humans with onl y minor phenotypic pla sticit y .
How ever, it is important to note that analysis w as limited to Treg s derived fr o m
peripheral blood of healthy individuals and it can be speculated t hat plasti city might be
increased during inf lam mation or a t local sites. To address the stability o f Tr e g s t hat
were ex posed to diff erent environments in vivo , CD137 and CD154 expression wer e
analysed o n CD25 + CD1 27 - T r eg s f r om human thymus, tonsil, lung and colon and
compared t o peripheral blood . It is im po rtant to note that thymic samples were obtained
from young individuals and therefore can be ex pec ted to c ontain mostly nai ve cell s
whereas samples fr o m tonsil, lung and colon were obtained f rom pa tients with acute or
chronic inflammation . Fu rthe rmore, s amples were obtained f rom di ff erent donors ,
including diff erent a ges, and t he r ef ore donor varia bilit y can not be f ully excluded for
comparisons between different tissues. Nevertheless, these findings can provide
insight int o the stability of Treg s that w ere exposed to di ff erent conditions in vivo .
To identify Treg s in di f ferent tissues, cells were stained for expression of CD25, CD127
and FoxP3. The percentage of CD25 + CD127 - Tr eg s was s lig htly i ncreased in tons il
samples while f requencies wi thin other tissues were similar to peripheral blood ( Fig ure
35 B). It is important to note t hat tonsils are highly i mmunocom petent organs and that
tonsillectom ies are often the result of continuous local inflammat ion. C onsequently,
high frequencies of CD25 + CD127 - cells can derive from strong inf la m matory immune
reactions r esul ting in ac tivation of T con s . I n line with t his notion, FoxP3 expression
within the CD25 + CD127 - compartm e nt was low in t onsils , but similarly in T reg s derived
from other tissues compared to blood ( Fig ure 35 C) . T he se findings either suggest
ineff i cient FoxP3 st aining or si gnificant nu mbers of non - T r eg s within t he tissue- derived
CD25 + CD127 - Treg compartment.
To det e rmine plasticity within the CD25 + CD1 27 - T r eg com pa rt m ent , fr e quencies of
CD137 + CD15 4 - cells w er e determined after 6h stimulation. CD137 + CD154 - expression
was hig hly variable and rat her low in the tissue ( Fig ure 35 A, D) , but s imilar t o
frequenc ies o f Fo xP3 - ex pr essing cells ( Figure 35 C) . Thes e da ta suggest significant
amounts of non - T reg s that exhibited a CD25 + CD 127 - phenotype i n the diff erent tissues .
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Result s

To evaluate Tre g plasticity and to account for different lev els of activation, CD137 and
CD154 expression w er e analysed relative to al l activated cells t hat upreg u lated CD137
and/ or CD154 ( Figure 35 E-G ). Hi g h frequencies of CD137 - CD154 + cells w er e detected
in some samples and provide fur ther evidence for the occurrence of Tcon s within the
tissue- derived CD25 + CD127 - Treg compartment. How e ve r, t here were only lo w le vels
of CD1 37 + CD154 + expression indicating t ha t T reg plasticit y was rare ev en wi thin
mucosal tiss ues such as lung or colon where most cells ex hibited a CD137 + CD154 -
phenotype ( Figure 35 E, F). In teres tin gly, CD137 + CD154 + expression was a lmos t
completely absent on T reg s derived from thymus compared to other analy sed org ans
( Figure 35 F) . As the thy m us mos tly contains naive cells, these data indicate that the
human Treg com partme nt is shaped in the per iphery upon antig en encounter which
can contr ibute to Treg pl asticity in local tissues. Nev er theless, overall levels of CD154
expression were low showing tha t s imilar t o observations in v itro , t he m aj or it y of th e
human Treg compartment in blood a nd tissue wa s remarkably s table in vi vo .

93

Result s

Figure 35 : CD 137 and C D154 expre ssion w ithin hum an tissue. (A -G) Tr eg s fr o m different
tissues were ana ly s ed ex vivo . Expres sion of (B) CD25 + CD127 - , ( C) FoxP3 a nd ( A,D - G) CD137
and CD 154 were a nal y s ed on Tr eg s derived f rom peripheral blood (n =14 - 30, 2 - 5 indep endent
experim ents ), thymus ( n=5 - 13, 5 - 13 independe nt exp erim ents), tons il (n=5 - 8, 5 - 8 indepe ndent
experim ents ) , lung (n=2 - 4, 1 - 3 ind epende nt exper im ents) and colo n (n=2, 2 ind epende nt
experim ents ). ( A, D - G) CD1 37 and CD154 expres sion were a nalysed af ter 6h r estim ulation with
anti - CD3/ - CD28 (blo od) or PM A/Ionom ycin (th y m us, tons il, lung, c olon) on CD4 + CD25 + CD127 -
T reg s ; ( A) r eprese ntati ve dot p lot of one donor a nd (D- G) s tatistica l summ ar y of sever al don ors.
(E- G) Express ion is sho wn r elative to activat ed ce lls th at upregu lated CD 137 an d/or C D154. (B -
G) Each dot represe nts on e donor, l ines in dicate m ean.
4.3. 4 The T cell receptor reper toire of human Treg s
The peripheral Treg compartment is import an t for the maint enan ce of tolerance against
self and non - self antigens. Here, the peripheral Tr e g compartm en t was show n to
contain stable, possibly thym ic - derived CD137 + CD154 - Tr eg s and instable effector - lik e
CD137 + CD15 4 + Treg s . In - depth analysis reveale d the co - exi s tence of stable Tr e g s and
Tcon s within CD13 7 + CD154 + T r eg s while prov iding no ev idence for transitional
94

Result s

processes within this subset . T hese data clearly show a m inor contribution of non -
T reg s to the peripheral T reg compartment but s uggest a cert ain degree o f transient
phenotypic plast icity of T reg s and T con s that co - express CD137 and CD154 . To
elucidate the clonal or igin of CD137 + CD1 54 - Tregs and CD137 + CD154 + T r eg s ,
sequenc in g of the T CR repertoire w as to enable tracking of indiv idual clones and their
progeny within the peripheral Treg compartment and during antigen - sp eci f ic im mu ne
responses . T hese findings were to provi de insig ht into the clonal r elationship of Tr e g s
and Tcon s and reveal clonal prog enitors of CD137 + CD15 4 - Treg s and CD137 + CD154 +
T reg s t o ultimately elucidate conversion be tween the T reg and Tcon compartment.
The pol y c lonal TCR re pertoire of the peripheral Treg 4.3. 4.1
compar tment
CD137 + CD15 4 - expression enable d t he identi f ica tion of lineag e stable Tr eg s and t heir
separation f rom con taminating Tcon s and inst ab le Treg s tha t were shown to co - exi st
within the CD137 + CD15 4 + T reg s ub set . Therefore, analy sis of the TCR repertoir e of
CD137 + CD15 4 - Treg s , CD137 + CD154 + T reg s and CD137 - CD154 + T con s was to
provide insight into the clonal overlap of T reg s and Tcon s in humans a s well as to
clarif y the clonal orig in of CD137 + CD154 + Treg s. T o this end , t he TCR V β chains of
CD137 + CD15 4 - T reg s and CD 137 + CD154 + T r eg s w ere sequenced and compared to
CD137 - CD154 + Tcon s. Interestingly, t he TCR reper toire of CD137 + CD 154 - T r eg s wa s
distinct f rom CD137 - CD154 + T con s with only 0. 48% (mean ± 0 . 08% St.De v.) shar ed
sequenc e s ( Figure 36 A ,B ). Sim ilarly, d is tinct repertoires were conf irmed w hen the
clonality of both populations w as taken int o account using the Yue - Clayton s imilar ity
index underlining the lack of ov erlap between CD137 + CD154 - T r eg s and CD137 -
CD154 + T con s ( Fi g ure 36 B) . T hese data suggest that CD13 7 + CD154 - T reg s and
CD137 - CD154 + Tcon s der iv e f rom different lineages and are defined by separat e TCR
repertoires providing f urt her evidence for the thymic orig in o f CD137 + CD154 - T r eg s. T o
confirm that lack of overlap betw een Treg s and Tcon s was not due to technical
limitations, the repe rtoire s of CD137 + CD154 - Tre g s and CD137 - CD154 - T r eg s were
compared ( Fi gure 36 B) . C D137 - CD154 - Tr eg s (tota l Tre g) most likely represent a
heterogeneous population that is, for as y et unknow n reasons , not properly activated
upon stimulat ion. H ow e ver , it c an be assumed t hat this subset contains a significant
proportion of clones that is sha red with CD137 + CD154 - T r eg s and c an therefore be
used as internal cont rol to detect overlapping sequences . Indeed, not able ov erlap was
observed between both Tr e g populations ( 17.33 % mean ± 5. 0 % St.D ev.) con f irming
95

Resu lts

that s ha red sequences could readily be det ected hig hlig hting t he distinct clonality of
CD137 + CD15 4 - Treg s and CD1 37 - CD154 + Tcons in t he periphery providing no
evidence for conversion betw een the Treg and Tcon compartment ( Figure 36 A,B) .
Tcon - derived sequences w er e absent in CD1 37 + CD154 - Tr eg s bu t enriched w ithin
CD137 + CD1 54 + T reg s (2 .55% mean ± 1,10% St.Dev . ) showing t hat overl ap between
the polyclonal CD25 + CD 127 - Treg and T con compartment derive d spe cif i cally f r om this
heterogeneous CD137 + CD154 + population ( Figure 36 A) . It is important to not e that
CD137 + CD15 4 + T reg s al so shared a signi f icant fraction (5.33% mean ± 2. 05 % St. Dev )
of their repertoire with stable CD137 + CD154 - Treg s ( Fig u re 36 C) . These data f ur th er
confirm heterogeneity of CD1 37 + CD154 + T r eg s wh ic h consist ed s imilarly of
epigenet ically impr inted CD137 + CD154 - T reg s and CD137 - CD154 + T con s (see 4.3 .1 ).
Therefore it can be as sumed that overlap w it h CD137 + CD154 - T r eg s and CD137 -
CD154 + T con s did not deriv e from transit ional pr ocesses within this subset, but rathe r
from cellular heter ogenei ty. In line with t his notion, almost no sequences could be
detect ed in all three populations which wou l d be expected if CD137 + CD154 + T r eg s
represented a tra ns it io nal st at e of Tr eg - Tcon conv ersion ( Fi g ure 36 C) .
Taken t o get her , T CR repertoire analysis provided f urther evidence f or the thymic orig in
of CD1 37 + CD154 - T reg s wh ich exhibit ed a TCR repert oire that was dist inct f rom Tcon s .
These data show their origin from different precursors and reveal separate TCR clon es
in the periphery . Fur t herm o re, t hes e dat a indicate no major contribution of pot en tially
pathogenic T reg conv ersion to t he Tcon compartment and also show no sig ni f ican t
extrathymic Treg induct ion . In addition , absenc e of clones that appeared in a ll t hr ee
populations, that i s CD137 + CD154 - T r eg s, CD1 37 + CD154 + T r eg s and CD137 - CD154 +
Tcon s, indicate t hat CD137 + CD 154 + T r eg s did not identify Tr e g - Tcon conversion but
co nf ir m t h e co - exi stence of T reg s and Tcon s within CD1 37 + CD154 + T r eg s suggesting
that stable Tr eg s and Tcon s converge but do not conv ert within this subset .
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Result s

Figure 36 : TCR repertoire of the per ipheral Treg compa rtment. (A - C) T reg s
(CD45RO + CD25 + CD127 - ) and Tc on s ( CD45RO + CD25 - CD127 + ) were sor ted acc ording to
CD137 and C D154 expr ess ion for s equencin g of the T CR - β reper toire (n =3, 2 i ndepen dent
experim ents w ere perf orm ed). ( A) H eatm ap of th e per centage of the T reg reperto ire that
overlaps with T con s . (B) The perc entage (left) and Yue - Cl a y t on s im ilarit y inde x ( r ight; Y C Sim, all
clonot ypes were cons idere d) of CD 137 + CD154 - T reg s that over lap wit h total T reg s (C D137 -
CD154 - ) and Tc on s ar e sho wn; Yue - Cla yton s im ilarit y ind ex ( YC Si m ) ranges f rom 0 indicating
diss im ilarit y to 1 f or identic al popu latio ns. (C) T he tota l number and distr ibution of c lonotypes of
the respec tive T reg an d Tcon p opulat ions are s hown. (B) E ach s y m bo l repres ents o ne d onor .
The TCR repe rtoire of antigen - specif ic T reg s and Tcon s 4.3. 4.2
Analysis of the polyclonal TCR repert oires of CD137 + CD154 - Treg s and CD137 -
CD154 + T con s revealed only minor overlap indicating distinct TCR clones and
providing no evidence f or a contribution of T r eg - Tcon conversion to t he peripheral Treg
compartm e nt ( Fig ure 36 A- C) . It has been p roposed that e xtrathymic Treg induction
c ontribut e s to regulatory immune responses in particular against foreign antigens such
as allergens, m ic robiota or food ( see 1.2 .1.2 ) . Similarly, it can be speculated that
pathogenic conversion of Tr e g s preferentially occur s in particular situations e.g. to
augment immune r e sponses against patho gens. Consequently , it can be assum ed that
T reg - Tcon conversion occurs on an antigen - specific level and therefore m inor clonal
97

Result s

overlap between polyclonal T reg s and Tcon s does not inevitably exclude conversion
during particular immune responses . T her ef or e, the contribution of Tr eg - Tco n
conversion t o physiological immune r esponses in humans needs to be analysed on an
antig en - specific lev el.
Identif ica tion and isolation of rare ant igen - specific T cells has been sh ow n and also
specificity of Treg s against for ei g n antigens (e.g . A. f umigatus, C. albicans , b irch ) has
recently been demonstrated [ 92 , 96, 97] . Furthermore, it has been show n t hat the
repertoires of CD137 + CD154 - Tr eg s and CD137 - CD154 + T con s specific f o r
A. f umiga tus and birc h wer e distin ct pr ov idin g n o ev idence f or Treg - Tcon conversion
agains t these ant i gens [96] . T o elucidate the clonality of Tr e g s and Tcon s r eactive
against additional antigens that could potentially induce Treg - Tcon conversion ,
CD137 + CD1 54 - Treg s and C D137 - CD154 + T c on s spe cif ic for CMV, E. c oli or C.
albicans were mag ne tically enriched f rom PBM Cs after 6h stimulation. It i s im porta n t to
note, t hat antig en - spe cif ic responses did not contain notable frequencies of
CD137 + CD1 54 + cells which were theref ore not included in this analysis. A ntigen -
specific Treg s and Tc o n s were purif ied by FAC S sorting be f ore sequencing of the
TCR V β r epertoires. As low f requencies of unspecific CD137 + CD1 54 - Tr eg s could be
detect ed independent of the stimulation, CD137 + CD154 - T r eg s were also sorted from
unstimulat ed sa mples as int ernal control to det ermine maximum overlap between
samples and to remove unspecif ic clonotypes for analy sis .
Since ant igen - speci f ic cell s are rare, only a limited number o f cells could be sorted
(<5000 c ells/sam ple ). To contr ol f or the sensit i vit y of the m e thod for each individual
sample, overlap of CD137 + CD154 - T reg s from stimulated and uns timulated samples
was analys ed. I dentical clonotypes could r eadily be detect ed betw een t w o samples
indicating t ha t overlapping sequences could be identif ied w it hin tw o independently
sorted samples from the same donor in spite o f limited cell numbers ( Figure 37 A, D) .
For analysis of t he antigen - specific res pon ses, unspecific clonotypes that w er e
detect ed in the unstimulated sample were excluded . I n line with the d istinct r epertoires
of T r eg s and Tcon s specific for A. fumigatus an d birch [ 96] , Tr eg s and Tcon s specific
for C M V, E. coli and C. albicans did not share the sa me clonotypes indicating their
origin from diff e rent precursors ( Figure 37 B, C) . These data provide no ev idence f or
T reg - Tcon conversion in r esponse to the se antigens and furthermore show t hat
specificities ag ainst non - self are found wi t hi n t he stable Tr e g compartment. In addit ion,
there was no contribut ion of Treg clones t hat hav e converted to t he Tcon compartment
showing once more re markable stability of Treg s on an an t igen - specific lev el .
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Result s

Figure 37 : TCR repertoire of anti gen- specific Treg s and T con s . (A -D) CD 137 + CD154 - T reg s
and CD 137 - CD 154 + Tc on s w ere sorted for T CRV β seque ncin g. (A ,D ) Over lap of
CD137 + CD 154 - T reg s after stimulati on with C. alb ica ns (lef t), CMV (m iddle) and E. c oli (right)
with CD 137 + CD154 - T reg s from unstim ulated samples were anal ysed . (B ,C ) Overlap of
CD137 + CD 154 - T reg s and CD 137 - CD154 + T con s specif ic for C. albicans ( lef t), CMV ( middle)
and E. co li (right) is shown. ( A, B ) Re presen tative gr aph of one do nor and (C,D) s tatistical
s um m a r y of the perc entage of clones within CD 137 + CD154 - Tr eg s that w ere also detec ted in
(C) CD137 - C D154 + T con s or (D) uns timulated s am ples (n=3, 2 indep endent exper iments were
perf ormed) . ( A, B ) Each dot r epresents one clon e, the prop ortio n of each s equence in th e
respec tive sam ple is s hown ; c lones belo w the lin e were onl y detecte d in one p opulation ; ( C,D)
m ean + SEM is shown .
In conclusion, activation - induced CD154 expression on CD137 + T reg s wa s shown to
distinguish between stable, in all likelihood thym ic - derived CD137 + CD154 - T reg s and
i nstable effec tor - like CD137 + CD154 + Tr eg s . In - dept h analy sis, including T CR
sequenc in g, single cell gene expression, epigenetics and cloning revealed that
CD137 + C D154 + T r eg s wer e not derived f rom tra nsitional Tr e g - Tcon intermediat es but
from a mixtur e o f epigenetically im printed Treg s and T con s . In line w it h these f indings ,
antig en - specific Treg r e sponses a gainst f or e ig n antigens were generated by stable
CD137 + CD15 4 - Treg s with a distinct TCR repertoire indicating their separate
99

Result s

development, and not induction from Tcon s . Collectively, these data highlight
remarkable T reg stability in v itro and durin g antigen - speci f ic immune r esponses a gainst
foreign ant igens in v ivo and t herefore show t hat Treg ins tabilit y and Tr e g - T con
conversion only negligibly contribute to the human T reg compartment.

100

Discuss ion

5 Discussion

101

Discuss ion

5.1 CD137 + CD15 4 - expression as T reg - specific activ ati on
signa ture for the ident ifi cation and sort ing of stabl e T r egs
The in vit ro gener a tion o f therapeu tic Tregs requires heightened safety measures as
effector cell contaminations can enhance in f lammatory immune pathologies. S tudies
fro m mice [42 - 51] and humans [45, 55 - 73] have shown notable Tr eg plas ticity including
the upregulation of effector cytokines and loss of FoxP3 ex pression. T o date, stability
of expanded Treg s depends on the purity of the starting population as there are no
unambiguous mark ers to separate stable Treg s f rom non - Tr eg s a fter ex pansion. I n this
study, CD137 + CD154 - ex pression was shown t o selectively identify epig enetically
stable antigen - activated Tr e g s ex vivo and w ithin in vit ro expanded cultures . T here was
a st rik ing correlation of CD137 + CD1 54 - expression w ith TSDR demet hylation revealing
its potent ial to pu rify epigenetically imprint ed Tregs fr o m unseparated in vitro expanded
cultures . T h eref or e CD1 37 + CD154 - e xpression eme rg es as Tr eg - specif ic activation
signat u re f or th e identif i c ation, isolation and charact e rization of inherently stable Treg
populations.
Upon in vit ro expansion, most CD137 + CD154 - Treg s maintained their phenotype and
lacked expression of e ffector cyto kines. How eve r, low frequencies of e. g. IL - 2, INF - γ
and TNF - α were observed upon e x pansion, but it was shown that they were expressed
selectively by cells that had acquired CD154 e x pression. Such transient phenot y pic
plasticity, including upr e gulat ion o f CD154 and expression of effector cytokines, was
shown to be restricted to f ew clones within the naive, memory and CD137 + CD154 - T r eg
compartm e nt while the majority of expanded clones maintained a st able
CD137 + CD1 54 - Treg phenotype. Furthermor e , CD154 acquisition did not correlate with
epigenet ic ins t ability as most clones w ere completely demethylated at the TSDR
independent of CD154 expression by some c ells. Ther efore, it w as shown t hat
inherently stable Tr egs that were defined by C D137 + CD15 4 - e xpression were of
remarkable st abili ty in vit ro with only few clones that exhibited minor phenotypic
plast icity.
Previous data have shown that T reg ins tability occur red prima rily within the m emory
compartm e nt [ 60 - 6 5] and wa s associated w ith TCR act iv ation [50, 61]. It was shown
here that in spite of prolong ed expansion and repetitive activation, m ost clonal
populations were remark ably stable. Fur ther more, clones t ha t exhibited minor
phenotypic plasticity w ere not select iv ely f ound within the memory Treg com partment
102

Discuss ion

but similarly occurr ed within expanded naive cells. It can be speculated that inst abili ties
that have been observed within the human CD2 5 + CD127 - Tr eg compartment in
previous studies most likely derive d f rom contaminating eff e ctor cells due to an inabili ty
to unambiguously identif y stable T reg s ex vivo [ 45, 55 - 73] . Therefor e , the f indings
presented in t his study underline the remark abl e stabilit y of Tr e gs and provide no
evidence for inher ent instability. These findings also have import ant clinical implications
as higher nu mbers of memory Tregs can be isolated from pa tients and also pot ential
disease - relevant ant i gen - spec i f icities are mos t lik ely increased within t his
compartm e nt. Co llective ly , CD13 7 + CD154 - expression can enable the isolation of
stable, highly potent antig en - spe cific memory Tregs to increas e e fficacy o f adoptive
Tr e g transfer.
Although only minor phenotypic plasticity was obser v ed wi thin stable T regs,
u nderstanding mechanisms that can promote o r inhibit such pla sticit y in vitr o and in
vivo can contribute to t h e optimization of Tre g stability for therapeutic applications. It
has been proposed that different cytokines such as IL - 1ß, I L - 6 , IL - 12, IL - 21 , IL - 23,
IL - 15 , IL1RA or TNF - α can neg a tively inf luence Tr e g stability in v itro [ 55 - 59, 68, 69] .
However, it has not cle arly been distinguished betw een inherent Treg instability and
selective outgrowth of effect or cell contamination s. Here, it was shown that phenotypic
plasticity of lineage stable Tregs was restrict ed to cells that co - expressed CD137 and
CD154. Theref o re, tracking of CD154 acquisition by CD137 + CD154 - Tregs can provide
a novel tool f or the rapid anal ysis of differ ent factor s (e.g. cytokines, antig ens) that
induce or prevent CD15 4 upregulation on st able Tregs. T hese f indin g s can contribute
to the phenotypi c st abiliz at ion of the CD137 + CD154 - Treg compartment in vitr o and
potentially also in vivo .
W hile CD137 wa s rapidly upr egulated on Tregs, it has been show n t hat Tregs are
unable to express CD154 [92, 96, 97, 107, 272]. In line wi th this not ion, differential
methylation of CD154 in Tr e gs and T cons has been reported and was also described in
this study [241] . Nevertheless, upregulat ion o f CD154 w as observed on stable T regs ,
althoug h ex pression was rare and only transient . It remains unclear whether diff erential
methylation of cd40lg within individual cells accounted for an intr insic abilit y to
upregulate CD154. Further analysis re gar din g single cell methylation of cd40lg and its
correlat ion w it h the abil ity to acquire effe ctor fu ncti ons a re needed in the future. O n a
transcript ional lev el it has been shown that CD15 4 expression is suppressed by N FAT -
FoxP3 complexes, but induced by NFAT - AP - 1 complexes [273] . H igher lev els of
nuclear NFAT were observed in CD154 - expressing Tr eg s w hich sim ultaneously
103

Discuss ion

expressed lower levels of FoxP3. It can be speculated t hat increased levels of nuclear
NFAT t ogether w ith reduced levels of Fox P3 can favor interaction of NFAT with AP - 1
resulting in expression of CD154 along w ith ot he r effector m olecules [ 244 ] . Differ ential
levels of nuclear NFAT can be mediated by calcium sig naling downstream of TCR
activation which w ere s how n to be inc reased in CD13 7 + CD154 + Tre gs . I t has been
shown that Tcons ex hibited incr eased TCR activity compared to Tr e gs [2 74] and also
in mice acquisition of a Th2 phenotype by Tre gs has been associated with elevated
expression levels of pr oteins associated w ith TCR act ivity [ 49] . T he refore, diff erences
in the integration of TCR signals can account for phenotypic plasticity within T r egs .
Taken t ogether , understanding mechanisms that regulate CD154 expression and
phenotypic plasticity on Tregs can reveal import a nt targ e ts f o r the s tabiliz ation of Tregs
in vit ro and in v ivo . Based on the f indings in this w ork , it can be hypothesized that
differ en tial signal transduction in CD137 + CD154 + Tregs can account f o r different levels
of nuclear NFAT w hich then induces, instead o f represses, effector molecules and
CD154 expression.
T ak en t og et he r, CD137 + CD154 - expression emerges as Tr e g - specif ic a ctivation
signat u re for the identi f ic ation and isolation of lineage stable Tregs. It w as shown that
CD137 + CD15 4 - Tregs were rem arkably stable in vitr o while transient phenotypic
plasticity was li mited t o a minor subset that ac quired CD154 expression.
5.1. 1 P otential role s of CD137 exp ressio n on T reg s
CD137 is expressed selectively on Tregs after 5 - 7h stimulation although it c an also be
upregulated on CD4 + Tcons af ter longer stimulation [107, 275] . T o account f or the
differ en t kinetics of CD1 37 expression in Tregs and Tcons, it can be sp eculat ed that
accessibility of t he region is reg ulated by epi genet ic modifications as CD137 has been
shown to be hypomethylated in Tregs c ompared to T cons [241] . Similar ly, tn frsf9 was
almost completely demethylated in CD137 + CD154 - Tr e gs providi ng a molecular basis
for r apid CD137 upregulation on Tregs. There was a remarkable cor relation o f
CD137 + CD15 4 - expressi on with a stable Treg phenotype suggesting a link between
FoxP3 and CD137 expres sion as well as TSDR demethylation. Re gulation of Tr eg -
associated g enes (e.g. CTLA4) by FoxP3 has been shown [ 276] . Fur ther more, Marson
et al. (2007) showed that tnfr sf9 (CD13 7) was a direct target of FoxP3 providi ng a
possible link between CD137 upreg ulation wi t h FoxP3 expression t hat w as shown here
[277] . It can be spec ulated that stable FoxP3 ex pression that induces CD137
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expression is m ediated by TSDR demethyla tion which theref o re indirectly correlat es
with CD137 expression [31 - 34] .
CD137 is an important co - stimulator for T cell activ at ion upon binding of CD137L w hich
is expressed on a v ariety of APCs and ac tivated T cells [278] . CD137 ligation induces T
cell activation and expansion w hich is current ly investigated t o hei ghten T cell
responses against tumors . I n contrast, the function o f CD137 co- stimulation f or Tr eg s
remains unclear as studies hav e report ed increased [279 - 283] or impaired [284] Treg
funct ion upon CD137L ligation. In contrast, CD28, CTLA - 4 [285] and TIGIT [ 286] have
been shown to au gment Treg functionality w hi le CD 1 34 co - stimulation has been show n
to abr o gat e Treg - mediated immunosuppression [287, 288] . Using a chimeric ant i g en
receptor, it was show n h ere that intr a cellular CD137 co - stimulation w as hig hly potent in
activating and expanding CAR - Tregs suggesting au gmented Treg functionality upon
CD137L ligation. However, the impact of endogenous CD 137 - CD137L interaction on
Tr e g functionality in vitr o and in viv o needs t o be d et ermined in f uture studi es.
In spite of their po tent regulator y functions, mechanisms involved in Tr eg - mediated
suppression are not clearly defined and are currently beli eved to cont ain contact -
dependent as well as s ecreted factors [ 289 ] . CD137 expression was shown to be
rapidly upreg ulated on a ntig en - activ ated T regs, yet its role in the regulation of immune
responses remains elusive [290] . It can be speculated that rapid upregulation of CD137
can enable early interaction s of CD137 + Tre gs wit h CD137L - ex pressing APCs . T his
mechanism c an bloc k co - st imulation of CD137 + T cons result in g in diminished T cell
activation and theref ore can represent a pot ent regulatory mechanism of CD137 +
Tr e gs. CD137 expression was upregulated by the maj ority of CD25 + CD127 - cells and
therefore was not limi ted to a part icular Tr eg subs e t. Consequently , it s rapid
upregulation can provide a versatile and wid e - ranging mechanism e nabling their
interact ion w it h v arious immune cells following antigen - specific activation.
Understanding t he intera ction of CD137 - CD137L as regulatory mechanism can reveal
import an t targ e ts f o r the f ine - tu ni ng of Tr eg - medi ated immunosu ppression.
In mice, IL - 10 has been well - established as regulatory cytokine contribut ing to Treg -
mediated immunosuppression [291] . I n contrast, the abundance and function o f Treg -
de rived IL - 10 in humans remains unknow n. Most importantly, as lack of markers has
prevented tTreg identification, the identity o f IL - 10 - producing cells in hum ans cannot be
unequivocally determ ine d. Interestingly, it was shown here that IL - 10 expression, alon g
with inf la m matory e ff ector cyto kines, w as increased in CD137 + CD154 + T reg s , b ut
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absent in stable CD137 + CD1 54 - Tregs. However, single cell analysis revealed that
IL - 10 ex pression derived f rom only f ew cells within CD137 + CD15 4 + Tre gs w hil e IL - 10 -
expressing cells w ere highly abundant in C D137 - CD154 + T cons. Furt hermore, it is
import an t to not e that FoxP 3 - cells within CD13 7 + CD154 + T regs were not char acterized
by increased IL - 10 expression indicating that they do not represent Tr1 c el ls whi ch are
mos t likely p ar t of the FoxP3 - CD137 - T cell co mpartment. These data suggest that
other t han in mice, IL - 10 ex pr ession does not significantly contribute to Treg - mediated
immune reg ulation in humans. Tr eg - deriv ed I L - 1 0 has been shown to be most relevant
for t he maintenan ce of tolerance at mucosal sur faces, such as the intestine in mice
[292] . Howev er, s ignificant IL - 10 protein expression w as not det ected wi thin any of t he
tissues that were analysed, including lung and col on (data not shown). In summary, it
remains elusive to w hat degree Tr eg - derived IL - 10 contributes t o immune regulation in
humans. Nevertheless, in this study it w as shown that epigenetically imprinted Tregs
lack ed expression of effector cyto kines as well as IL - 10 s uggesting alter nativ e
regulator y mechanisms, such as contact - dependent supp ression or consumption of IL -
2, that need to be determined in future studies.
5.1. 2 U sing ch imer ic an tig en rec ept ors to gener ate anti gen - specific Tregs
Autoimmune diseas es a re the r esult of ongoing inf lammatory immune reactions and
local tissue damage, bu t the mechanisms of their development are com ple x and larg ely
unknown. It is currently believed that loss of toler a nce against autoantigens contr ibutes
to chronic inf la mmation and the destruction of healthy tissue, y et targ e t ant i g ens
remain elusive. Ther efo re, curr en t immunosuppressive approaches are based on a
systemic inhibition of effector functions leaving patients severely immunocompromised.
Particularly in regard to chronic inflammatory diseases such as r heumatoid arthritis
(RA) , mult iple scleros is (M S), syste mic lupus er ythematodes (SLE) or in f lamm a tory
bowel disease (IBD), no vel therapies are required to dir ec tly targ e t disease - relevant
populations to restore tolerance whi le maintaining protective immune reactions.
Tr e gs exhibit a potent immunosuppressive potential and are important mediators of
tolerance. It has been shown that antig en - indep endent expansion of Tr e gs in vivo b y
application of IL - 2 can restore tolerance in patients with T1D [ 152] , GvHD [148, 151] ,
SLE [150] and HCV - induced vasculitis [149] . Alternatively, increasing Tr e g frequencies
by adoptive transf er of polycl onal T regs has been s how n to be saf e and effective in
patients suffering from GvHD [174, 177 - 179, 182] and T1D [173, 175, 176, 180, 181] .
For adoptive transfer, large numbers of Treg s are required t o suppress inflammation in
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vivo . As endogenous fr e quencies of Tr e g s are low, massive expansion is needed to
generate these therapeutically relevant numbers. To increase potency, antigen -speci f ic
Tr e gs are currently evaluated f or adoptive transfer whose superior suppressive
potential has been shown in mice f or the treatment of e.g. T1D [161, 203 - 205] , G vHD
[154 - 158, 166, 167, 201, 202] , EAE [79, 200] and arthrit is [206, 207] . T h us, t r ansf er of
Tr e gs targeting disease - relevant antig ens increases efficacy and theref ore low er s the
numbers of required cells wh ic h reduces the risk of ha rmful si de e ffec ts. How ever,
identif ica tion and isolation of endogenous antigen - specific Treg s f or clin ical
applications remains c h allenging and is curr ently l imited by lack of t echnol ogies and
also relevant Tr e g targets ar e mostly unknow n [74, 75] . Alt e rnatively, genetic
engineering has been investig ated to introduce defined specificit ies into Treg s by TCR
or CAR expression. To this end, hu man Treg s have been redirected toward a
melanoma antigen tyrosinase [208] , NY - E SO - 1 [209] or an islet antigen [210] by T CR
gene transfer. Alternat iv ely, CARs wi th an antibody - t y pe specif icity can be redirected
toward a large variety of surf ace antigens which they can bind independent of M HC. I n
mice , CAR - Tr eg s have been shown to prevent colitis [227 - 229] , EAE [226] , G vHD
[230 - 232] , a llergic a irway inf lamm ation [233] and neutralizing immune responses
against Factor VIII [234] . Howev er, treatment of many other in flammatory imm une
patholog ies such a s RA, SLE or IBD by antigen - specific CAR - Tr eg s is curr ently limite d
by lack of knowledge ab out disease - relev ant T reg targets.
Redire ction of Treg specificit y tow ard an exogenous antige n 5.1. 2.1
As disease - relevant Treg targets ar e mostly unknown, the redirect ion o f Tr e gs toward
an exogenous antigen emerges as p r omising ap pr oach for the controllable activation of
T reg s i n v it r o and in vivo . For example, it has bee n shown that Treg activation by m ale -
specific HY antigen can ameliorate G vHD in females when the antigen is applied
showing systemic immunosuppr ession by an exogenous antig en in mice [293] .
Furthe rmore , o ral applicat ion o f ovalbumin (OVA ) locally activated OVA - speci f ic IL - 10
producing Tr1 cells in the intestine resulting in reduced severity o f I BD in m ice [ 21] and
humans [294] . I n addition, OVA - specific Tr e gs were able to local ly suppress art hri tis in
a murine adj uv ant - induced - arthritis m odel w hen ovalbumin was injected int o the knee
[206] . Collectively, these f indings highlig h t the potent ial o f redir ec ting regulatory cells
toward an exogenous a ntigen to enable targeted induction of tolerance. How e ver, in
humans, endogenous fr e quencies of Tr eg s specific f or f oreign antigens (e.g.
ovalbumin) are low and may originate from diverse precursors whose sta bility in v ivo
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Discuss ion

remains elusive. Furt he rmore, it has been show n that Tcons that ar e specif ic for
exogenous antigens (e.g. KLH) most likely express cross - reactive TCRs as they
accumulate d with immunological age which could result in harmful off - target T cell
activation in v ivo [106] . T herefo re, in this w ork, human Tregs were genetically
engineered to express a CAR to redirect Treg specif icity tow ar d an exogenous antigen
to provide a sy stem for targeted Tr e g activation.
The select ion o f suitable exogenous antigens represents a m a jor challenge as antig ens
for t a rgeted Treg activation need t o fulf ill particular requirements for their
therapeutically safe application. Most import an tly, they need to be (1) absent from
endogenous or frequently encounter ed structures (2) therapeutically safe and stab le
upon application by dif ferent r ou tes and (3) hav e a limited persist ence in viv o . The
branched polysaccharide d extran consists of several glucose molecules that are li nked
by α - 1,6 and α - 1,3 glycosidic linkages resulting in lengths of 3 - 2000 kDa. I t is n ot
endogenously expressed or regularly encountered but wel l - toler ated as it is co mmonly
used e.g . as a plasm a vol ume expander or as c ontrast agent for imaging in m edicine. It
has been sho w n t hat dextran can be applied s y st emically but also targ eted e.g. to the
gastroint e stinal tr ac t by oral application providin g flexible routes of antigen appl ication
[295] . Finally, dextran is rather stable in vivo with its per sistence depending on the
molecular weight enabling con trollable tit ration of the antigen [ 296 ] . Therefore, dex tran
emerges as therapeutically sa f e antigen for controllable and targeted activation of
T reg s in vivo .
Enhanc ing CA R - Treg ef ficacy 5.1. 2.2
Efficacy of in vit ro g ene rated CAR - Tr e gs depends on their ant igen - specific act iv ation
and expansion. CARs are artificial constructs and it has been show n t hat the
extracellular, t he transmembrane and t he intracellular domains can significantly impact
T cell act iv ation, expansion and persistence [ 270, 297]. To evaluate the functionality of
differ en t constructs, specific in vit ro assays are needed which can pr ovide insight into
the potential eff icacy o f CARs in viv o . Functio nality of CAR - Tcons can readily be
analysed by upreg ulation of effector molecules (e.g. IFN - γ, IL - 2) af t er in vit ro
stimulat ion. H owever, functional assays for the analysi s of CAR - Tr eg eff ic ac y ar e
limit ed due to a lack o f mar k ers that are specifically involved in Treg function .
T her ef or e, requirements for the activ ation and ex pansion of CAR - Tregs which can
s ignificant ly diff er from Tcons rema in poo r ly understood.
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To analyse Treg activ ation, CD121a/b, LAP, GARP [272, 298, 299] or Ox 40/CD39
[300] have been described to identif y activ ated Treg s ex vivo , yet they re quir e lon g
stimulat ion and ex pr ession is not limit ed to the T reg lineage. Recently, CD137 has
been shown to be upregulat ed on Treg s af t er only 5 - 7 hours of antigenic stimulation
and has been proven to b e highly spec ific f or Treg s allowing their ex vivo discrimination
fr om CD137 - CD154 + eff ector T cells [92, 96 , 97, 107]. CD137 expression enabled
specific enrichm en t of antigen - activated Tr eg s ex vi vo , displaying all f ea tures of thymic
T reg s , such as a dem et hylated TSDR and a Treg specific expression prof ile, including
high levels of FoxP3, Helios, CTLA4 and lac k of CD127 and e ff ector cyto kines [ 96] . In
this study, CD137 w as identified as Tr e g - specific act iv ation m arker for the identif ication
and isolation of antigen - reactiv e Tr e gs aft e r prior in vit ro expansion which enabled t he
rapid screening of CAR - Tr e g activ ation. Fur thermore, lac k of CD154 e xpression on
CD137 + T regs was show n to identif y stable antigen - speci f ic CAR - Tregs enabling the
purificat ion o f in vitr o ge ner at e d Tr eg s f or opt im ize d saf et y.
Although there is accumulating data abo ut the generat ion of CAR - Tregs, little is known
about the impact o f CAR design on Tre g function as analysis has been l imited by
funct ional in vit ro assa ys. In this study, CD137 ex pression was applied to rapidly
optimize the extracellular spacer and the intracellular signaling domain f or improved
CAR - Tr e g activation and expansion in vit ro . It has been shown that t h e extracellular
spacer domain impacts CAR function depending on the size and expression pattern o f
the targ e t antigen [ 251 - 257] . Furthermore, in v ivo interac tions w ith Fc d omains w ithin
the spacer have been show n t o result in off target activation [253, 301] . T her ef or e, Fc
domains within the CAR constr ucts w ere altered to pr ev ent off - targ et interactions and
the impact o f spacer length on CAR - Treg f unction was evaluat ed. Antig e n - binding was
significant ly i nf luenced by the size of the spacer and w as most e ff icient w ith short
spacer dom ains . Int e restingly, antig en - bindi ng alone was not suff icient for CAR - Treg
activation as among dextran - binding cells, CD137 was only upregulated on C AR - Tr eg s
with very short spacer domains (12aa). It ca n be speculated t hat full CAR - T reg
activation req uires not only antigen - binding per s e , but depends on the aff inity and
persistenc e o f the receptor - ligand interact ion . In line w ith this hypothesis, Taylor et al .
(2017) r eported that T cel l sig naling required f ormation of sub micron r eceptor clusters
which were dependent o n the time and af finity of the recept or - ligand interaction [302] .
In particular, large anti gens such as dextran can benefit from very short and therefore
highly flexible spacer domains pr ovi ding t he basi s for stable antigen - binding and Treg
activation whi ch can rapidl y be analysed by CD137 upregulation. T aken together,
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Discuss ion

CD137 expression emerg es as potent Treg - speci f ic activ ation mark er that enable d t he
rapid t e st ing of C AR - Treg f unc tionality in v itro w hich c an provide ins ight into t he
specific requir e ments of Treg ac tivation f or au gmented CAR - Tr eg eff ic ac y .
CD137 co - stimulation augments C A R - Treg functiona lity in vitro 5.1. 2.3
The in vivo function of effector CAR - T cells markedly depends on efficient T c ell
activation which has been shown to req uire proper co - stimulation [258 - 263] . How ever,
lack of functional assays has limited analysis of t he impact o f different co - st i mulatory
domains on Treg functionality. In accor dan ce w it h other reports [ 266 - 268] , t h e
intracellular sig nalin g domain did not only have an impact on Treg activation, but also
on antigen - binding whi ch was almost completely abr ogated in cons tructs with ICOS co -
stimulat ion o r CD3ε si gnaling . This effect w as not limited to CAR - Tregs, but w as
similarly observed on conventional CA R - T c ells and m ost likely deriv es from steric
effects t hat influence stability of CAR complexes on the cellular surf ace. Remaining
constr u cts with CD3ζ signaling and CD28, CD137, CD134, PD - 1 or no co - stimulation
were expressed on the surf ace and also shown to induce intr acellular signaling by
phosphorylation of ZAP70. How ever, T reg activ ation as measured by CD137 i nduction
w as only observed in CAR - Tregs with CD137 - CD3ζ or to a lesser extent CD134 - CD3ζ
signaling. T hese data rev eal sig ni f icant differences in the f unctionality of differ en t CAR
constr u cts and underline the importance to carefully test in vitro Treg activ ation w hi ch
can rapidly be analy sed by CD137 ex pr ession.
Interest in gly, ZAP70 was phosphorylated in only f ew CAR - Tregs wi th CD137 co -
stimulat ion w hile pZAP70 w as det ected in a signif icant proportion of LNGFR + cells with
CD28 or no co - s timulation. Nevertheless, signal transduction w as hig hly efficient in
CAR - Tr e gs with CD137 co - sti mulation compared to other signaling domains resulting
in activation of the majority of dextran - binding cells. It can be speculated that diff e rent
kinet ics can account for the variable lev els of pZAP70 that w er e observ ed and ca n
suggest a very rapid sig nal transduction in CAR - Tregs with CD137 co - stimulation
compared t o CAR - Tregs with CD28 or no co - stimulation. How ever, levels of ZAP70
phosphorylation upon CAR stim ulation with diff e rent signaling domains w er e similar in
CD4 + Tcons although signaling output as measured in CD154 upre gulat ion w as
strikingly diff erent. Therefore, these data reveal surprisingly differ en t requir e ments of
T reg and Tcon ac tivation upon CAR s timulat i on in spit e o f similar proximal signal
transduction which can rapidly be tested by converse expression of CD137 and
CD154. Although the detailed intracellular mechanisms that activate downstream
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Discuss ion

pathway s upon CAR st imulation in Tregs and Tc ons remain unclear, superiority of
CD137 co - stimulation for T reg activation and exp ansion becom es ev ident .
In addition to stronger activation, CAR - Tr egs wit h CD137 - CD3ζ sig nal ing expanded
mor e effic iently in vitr o , indicating augmen ted proliferation compared to other co -
stimulat o ry domains. In contr ast, CAR - Tre gs with CD134 co - st imulation did not exhibit
antig en - specific expansion suggesting ineff icien t activation or survival. It has been
shown that CD134 co - stimulation neg ativ ely aff ects Treg function providing a possible
explanation for their impaired f unctionali ty upon in v itro expansion [287, 2 88] . Al th oug h
CD134 co -sti mulation induced CD137 expression in mos t donors, protei n le vels w ere
low and o f ten only m arginally above the background already indicating impaired
funct ionali ty. Conversely, CD28 co - s timulat ion did not induce Treg activation, yet there
was minor antigen - specific expansion in some donors. These data reveal some
discrepancies between act iv ation - induced CD137 upr egulation and in v itro expansion
indicating that lack of CD137 expression not necessarily show ed com p lete dysfunct io n
of a construct although it consistently correlated wit h impaired functionality.
Collectively, CD137 expression enabled rapid analy s is of Treg activation for i m proved
CAR - Tr e g efficacy w hose c orrelation w ith long - t erm persistence and p rolif e ration in
vivo needs to be analysed in f uture studies.
The r e quirement of CD137 co - stimulation f or CAR - Treg activation that was shown here
is in contrast to studies that hav e generated functional CAR - Tregs with CD28 co -
stimulat ion [230 - 234] . In mice it has been s how n t hat CD28, but not CD137 co -
stim ulat ion initiat e d tonic signaling in conv entio nal T cells res ulting in an exhaustion
phenotype and lim ited ef ficacy [303] . However, in t hat particular study the degr ee o f
exhaustion varied between CARs in spite of id entical signaling do mains. T herefore ,
superiorit y of CD137 that was show n here is not in contrast t o studies that have
generated f unctional CAR - T reg s wi t h CD28 - CD3ζ sig nalin g but suggests that CD137
provides superior co - stimulation resulting in augmented CAR - Treg func tional ity. T hese
f indings highlight the importance to care f ully as sess and optimize CARs f or heightened
potency .
In this work, generation and activation o f dex tran - specific Tr e gs was show n and CAR
efficacy was optimized in vit ro as prerequisite for their f unctionality in viv o . F ut ur e
studies are neede d t o c onf i rm their f unctionality in d ifferent mouse models. Mo s t
import an tly, f easibility of local or systemic application o f dextran to redirect Tregs to
inflam ed tissue e.g. dur i ng GvHD or colitis needs t o be eval uated . Furthermore, the
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Discuss ion

composition of th e anti gen can significantly influence CAR - Tr e g efficacy as soluble or
cross- linked dextran coul d differ in their abili ty t o bind and ac tivate CAR - Tr eg s. I n
addition, the c oupling of rapamycin to biodegr ada ble nanoparticles has been shown to
increase their tolerogenic potential showing that additional modificat ions can contr ibute
to heig h tened functionality of antigen - specific Tregs in v ivo [304] . Similarly, th e
combination of CAR - T reg therapy with IL - 2 treatment could enhance their in vivo
expansion resulting in potent immunosuppression. In conclusion, dextran - specif ic CAR -
Tr e gs have the potential to become a versatile ther apeu tic approach f or tar get e d
immunosuppression in multiple inflammatory imm une pathologies.
T ak en t og et he r, CD1 37 + CD15 4 - ex pression em erges as Tr eg - speci f ic a ctivation
signat u re to im prove pur ity of in vitr o gener a ted T regs. For clinical applications, Tregs
can be isolated fr o m peripheral blood by GMP - compliant CD25 expression . T his results
in heter o geneous cult u res containing s table Tregs, instable Tr e gs and contam ina ting
non - Tre gs ( Figure 38 ). T reg cultures can be expanded in vitr o and their functionality
can be modi f ied, e. g. by genetic engineering of their antigen receptors to redirect their
speci ficity . Suff iciently expanded Tr e g cultures c a n be restim ulated by ei ther polyclonal
or antigen - specific act iv ation to identif y and isolate stable CD137 + CD154 - Tre gs w hi le
eliminating contam inati ng inf lam matory CD154 - expressing cells. Upon transfer,
epigenet ically st able Tregs with disease - relevant specificities can be act i vated lo cally
and can suppress chronic immune patholo gies within inf lamed tissues (e.g. br a in, g ut ,
joints). If disease - relev ant targets are unknown, Tregs c an be redi rected toward an
exogenous antigen by CAR ex pression and applic ation of the antigen can induce local
or syste m ic Treg activ ation f or targeted immunosuppression.
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Discuss ion

Figure 38 : Schema tic diagram of opti mized Treg thera py. (1) T reg s can b e isola ted f rom
peripher al bloo d of pati ents t hat suff er from chronic inf lamm ation e.g. at the bra in, gut or j oints
resulti ng in epi genetica ll y im printed s table and instabl e T regs as we ll as contam inati ng eff ector
cells . (2) T regs c an be e xpanded a nd eng ineered in vit ro to expr ess a CA R with def ined
specif icity and (3) up on pol y c lonal or anti gen - spec ific s timulatio n, CD15 4 - expres sing c ells that
are able to ex ert ef fector functions can be elim inated. (4) For ad optive trans fer , stable
CD137 + CD 154 - T regs c an be purifie d from in v itro cult ures an d (5) ar e red irecte d towar d loc al
ti ssues in viv o eith er b y endoge nous antigen ex press ion or a pplicat ion of the targ et antig en.
5.2 The contr ibuti on of T re g - T con conver sion t o the peri pheral
T r eg compart ment
Although Tregs emerge as a promisin g target for the treatment of in f lammatory i m mu ne
patholog ies , little has been k now n about the heterogeneit y and stability of the
physiological Treg compartment in humans . Conv ersion between the Treg and Tcon
compartm e nt have been show n, including Tr e g reprogr a mming and extr a thymic pTr e g
induction, yet t heir contribution to human immune responses r emains poorly
understood .
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Pathog enic co nversion of Tregs has been observed in vivo in mice and has been
shown to contribute t o autoimmunity [44 - 46] , aller g y [ 47] and chronic inflammation [ 48] .
Furthermore, p Tr e gs have been shown to be ind uced in the periphery f rom Tcons and
it is cur rently believ ed that pTr e gs contrib ute to per ipheral tolerance, in particular
against non - self antigens. For example, pTregs hav e been shown to be import ant f o r
the maint enance o f tolerance against co mmensal microbiota [ 88 - 91] , dietary antigens
[120, 121] and during mat e rnal - f etal conf lict in mice [ 305] . Fur thermore, preventing
extrathymic Treg induction resulted in spontaneous Th2 - t y pe patholog ie s at mucosal
sites such as allerg ic in f lammation and asthma [122] . T hese f indings su ggest a very
distinct f unctional separ ation of t hymic - deriv ed Tregs that control aut oi m munity and
pTregs that prevent immune reactions a gainst no n - self. Collectively, the contribution of
T reg - Tcon conversion to the pe ripheral Treg compartment and to hu man immune
responses remains poorly understood.
Here it was shown that CD137 + CD15 4 - expression ident ified epigenetically stable and
clonally distinct T regs which can be speculat ed to be o f a thymic origin and can
therefore pr ovide i nsight into the specif icity and stability of bona fide Tregs in humans.
In contrast , t he ability to exert e ffecto r f unctions w as restr icted to a CD137 + CD154 +
Tr e g subset within the CD25 + CD127 - T reg compartment which was characterized by
expression of pro - inflammatory cy t okines, compromised suppressive ca pacity and a
partially methylated T SDR , yet their orig in and function remain elusive. Tr a ck ing of
clonal progenit o rs by TCR seq uencin g s how ed t hat Tcon - and T r eg - derived sequences
were found w ithin CD137 + CD154 + T r eg s. Furthermore, CD137 + CD154 + Tregs exhibited
an intermediate epigenetic and transcript ional Tr e g - Tcon si g nature and also single cell
transcript ional anal ysis showed heterog eneity w ithin CD137 + CD154 + Tr eg s . T her e fore
it can be h y pothesized t hat transitional processes of T r eg - Tcon conv ersion occurred
particular ly within this eff ector - like CD137 + CD1 54 + subset. In con tras t, single ce ll
methylation analysis and cloning revealed that there were no ongoing methylation
processes within CD137 + CD154 + Tregs indicat ing no epigenet ic repro gramm in g . T hi s
distinct epig enetic patte rn was observed at the TSDR, but also w it hin the FoxP3
promoter. Trans i t ional processes involv ing loss or ac quisit ion o f FoxP3 expression
would most lik ely involve repr o gr a mming within the pr omoter region to reg ulate gene
expression . Ther e fore, CD13 7 + CD154 + T regs did not identif y Treg - Tcon conversion,
but represented a mixture of epigenetically imprinted Tregs and Tcons . These data
show transient plastici ty , but not trans i t ion, of Tregs and Tcons within the
CD137 + CD15 4 + subset .
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Discuss ion

T ransitional processes were not detected w it hin the polyclonal Treg compartment an d
also the polyclonal TCR repertoires of CD137 + CD154 - Tr eg s and CD137 - CD154 +
Tcons were distinct. These data pr ov ide no evidenc e for Treg - Tcon conversion within
the peripheral Treg compartment. However, it can be speculated that Treg - Tc on
conversion occurs particularly against def ined ant i gens during specif ic i m mune
responses. For example, Tr eg conversion ha s been associ ated with T CR activation
[50, 61] and has been shown during inf lammatory immune responses against
pathogens, e.g. dur in g helmint h infection [49] an d Herpes simplex virus infect ion [4 8] .
I nduction of pTr e gs has particularly been associat ed w it h mucosal surf aces to maintain
tolerance against micro biota and comm ensals as w e ll as against other harmless
environmental antig ens [306] . Ther e fore it c an be speculated t hat Treg - Tcon
conversion was restr icted to individual clones that can speci f ically c ontribute t o im mune
res ponses against de fined antigens. Ant i g en - specific T reg - T con con version w ould
result in low frequencies o f cells that were undergoing transitional processes which
mos t likely could not be detected within the polyclonal T reg compartment. To analyse
T reg - Tcon conversion during antigen - specific immune responses, a ct i vation - induced
CD 137 and CD154 expression were used to isolate rar e antigen - speci f ic T cells [92,
96, 97, 107] . To track the clonal progenitor s of Tr e gs and Tcons in response to a
pathogen (CMV) and com mensals ( E. co li and C. albicans ) , t he TCR repertoir es of
antig en - specific Tregs and Tcons w er e sequenced. E. c oli and C. albican s ar e found a t
mucosal surf aces w hi le CMV is a latent virus. T h erefore, these antigens are fr e quently
en countered by the im mune system and it can be speculat ed that they req uire
peripheral toler ance mechanisms ( E. c o li and C. albicans ) or can contribute to Tr eg
conversion (CMV) . W ithin the antigen - specific repertoires, t he re were no overlapping
clonotypes between Treg s and Tcons in response to CMV, E. c oli and C. a lbicans.
Similar ly, distinct reper toires o f Tregs against A. fum iga tus and birch have recently
been shown providing no ev idence for Tr eg - Tcon conv ersion against these antigens
[96] . As whole cell lysat es w ere used f or stimulation, it cannot be excluded that Tregs
and Tcons that were specific for the same antigen were ac tually reactive against
differ en t proteins which has recently been shown for birc h [ 96] . Nevertheless ,
independent of t hei r peptide specificity, these data show that Tregs and Tcons specific
for C M V, E. c oli and C. albicans der iv ed from distinct precursors pr oviding no evidence
f or T r eg - T con conversio n on an anti gen - specific level .
A n alternative explanation for the absence of Tr eg - Tcon conversion in human blood
could be lack of in f la mmation or the local conv ersion in tissues as seen in mice [88 ,
115

Discuss ion

115, 119, 307 - 310] . Howev er, t his is unlikely, as albeit fr e quencies of conv er ted Tr e g s
in mice were increased in in f lamed tissues, they could readily be detected during
homeostasis and thr ou ghout peripher al organs [45, 46, 52, 100, 122, 125] . In humans ,
T reg s and T con s specific for various antigens, i nc luding muc osa - associated antig en s
such as E. c ol i , C. albica ns or C. lept u m , were detected in peripheral blood show ing t he
circulation of Tre gs t h at we re specif ic for l ocal antigens [ 96] . It w as now show n that the
TCR repertoir es o f Tregs and Tcons s peci fic for diff e rent ant i gens ( C. albicans, A.
fumigat u s , birch, E. c ol i , C MV ) were distinct indicat ing no Treg - Tcon conversion within
the circulation. However, it cannot be ex cluded t h at pTregs or converted Tregs that ar e
repro gram med a t local s ites are retained wi thin the tissue or undergo ap opt osis once
they enter the circulation and there f ore can not be detected in th e periphery .
Consequently, sequencing of the TCR repertoires of antig en - specific Tregs and Tcons
from di ffer en t tiss ues are required in the f uture.
Another explanation for the absence of overlapping clonotypes can be the conversion
of all prog eny o f a single clonotype within an antig en - speci f ic immune response. This
would result in the com plete conversion and ther e f o re lack o f ov erlap between Tregs
and Tcons. Howev er in mice , T reg - Tcon conversion never affected an entire clonal
naive T cell population [ 47, 102, 115, 123] . Furth e rmore , Tr eg induction has been
associated with str on g prolif e ration which w ould res ult in pronounced TCR seq uence
overl ap between related populations [310] . I n add ition, it can be hypothesized that suc h
a massive conversion would result in not able repro gr a mming even within t he poly clonal
Tr e g compartment, which w as shown here to be completely absent. It cannot be fully
excluded that individual clones that have convert ed were no longer det ec ted within the
original population, y et this would require very ra pid and complete conversion which is
hig hly unlike ly.
Comprehensive analysis of CD137 + CD154 - Tr eg s and CD137 + CD154 + Treg s revealed
heterogeneit y and transient phenot ypic plast icity wi thin the per ipheral T re g
compartm e nt , but provided no evi dence for conversion betw een Tr e gs and Tcons. It
was shown that T regs and Tcons in t he periphery derived f rom separate lineages and
exhibited distinct epi g enetic signatures and indivi dual T CR repertoi r es th at similar ly
included specif icities for foreign antigens such as CM V, C. albicans or E. co li ( Figure
39 ) . Colle ctively, it was show n that h um an CD137 + CD154 - T r eg s we re rem a rkably
stable in vit ro and in vivo with only a sma ll epig enetically imprinted s ubset that
exhibited minor phenotypic plasticity and was pr one to the acquisition o f e ffec tor
funct ions , including upregulation of CD154 , whose immunological function needs to be
116

Discuss ion

determined in the future. In addition, it was show n that s ome cells from the Tcon
lineage that expressed CD154 a f ter stimulation cou ld upreg ula t e CD137. N evertheless,
there was no conv ersion between the Treg and Tcon com partmen t, not even w ithin t he
CD137 + CD15 4 + Treg subset which contained a mixture, but not transition , of
epigenet ically impr inted Tr e gs and Tcons. It r e mains to be determined in future st udies
whether particular enviro nmental conditions or an tig ens p romote phenotypic pla sticit y,
but collectively t hese findings provide no ev idence f o r Treg r epro gr amming or
peripheral T r eg - Tcon c o nversion in vit ro or during antigen - specific immune responses
in vivo ( Figure 39 ). I t cannot be exclude d t hat c onv ersion mig ht be increased during or
even favor the development of certain immune pathologies in humans, but obviously it
does not represent a major mec h anism contributing t o pe ripheral tolerance under
steady - state conditions.

Figure 39 : S tabilit y of the Treg li neage during antigen- specific immune resp onses in vivo .
T reg (left) and Tc on (right) devel op as d istinct lineage s in t he th y m us with a s pe cific epi genetic
signat ure and T CR rep ertoir e. Upon a ntigen encount er in the peripher y, Treg u pregul ate CD13 7
while T con expr ess CD 154. Although un der cer tain condit ions (e. g. enviro nm e ntal signa ls or
particu lar anti gens) T reg a nd Tc on can co - expr ess C D137 an d CD154, ther e is no c onversi on
between t he T reg and T con c om partment.

117

Discuss ion

5.2. 1 Plasticit y w ithin the peripheral Treg compartment
In this study, CD137 + CD154 - expression w as shown to identif y a prototypic Treg subset
with an epigenet ic T reg signature and a distinct TCR repertoir e w hich is i n all likelihood
t hym ic - derived whereas t ransient plasticity, but not conversion, w as obser ved w ithin
CD137 + CD15 4 + Tre gs. C D137 + CD154 + e xpression w as not stably maintained but only
transient ly upreg ula ted on epigenet ically impr inted Tregs and Tcons t h at readily lost
CD154 or CD137 expression, respect iv ely, upon e xpansion. T herefore,
CD137 + CD15 4 + expression can pr ov ide insig ht into the contribut ion o f transient Treg
and Tcon plasticity to the per ipheral Treg compartment.
Frequencies of CD1 37 + CD154 + Tregs w er e low within t he poly c lonal Treg compartment
indicating only minor plasticity in healthy individuals. Howev er , i t can be s p eculated that
certain environmental conditions, e.g. inflammation or chronic activ ation can contribut e
to tr ansien t phenotypic plasticity of Tregs and Tcons . Tr e g st ability has been show n to
be influenced by cultur e c onditions in vit ro [55 - 59, 68, 69] and also, cytokine - producing
Tr e gs have been show n to be increased in patie nt s suffering from M S [66] , T 1 D [ 67] ,
art hritis [ 45 , 68, 69] , psoriasi s [70] and IBD [ 71 - 73 ] . Thus, it can be hy pothesized that
inflammator y immune pathologies f avor plasticity . T o provide insight into the
phenotypic plasticity of the peripheral Treg compartment that wa s expose d to different
environmental conditions in v ivo , CD137 and CD154 expression were analysed on
Tr e gs isolat ed from t hy mus, tonsil, lung and colon. Compared to Tregs deriv ed f rom
the thymus, higher levels o f CD137 + CD154 + ex pression were detected in other
analysed organs as wel l as in peripheral blood. These findings suggest that Treg
plast icity wa s incr eased within the periphe ry . However, even Tregs t hat were isolated
from tons il, lung and colon that were most likely exposed to an inflammatory
environment in v ivo expressed only low levels of CD154. Since sam ples were obtained
fro m v arious donors that w er e of diff erent ages it cannot be clearly determined w het her
observed phenotypic differences derived from their different ial locali zation or donor
variabil ity . For example, thymus sam ples w er e obtained f rom young individuals that
were only a couple o f da ys up to a few months ol d. Ther efore, it cannot b e det ermined
whether lack of CD154 expression on t hym ic Treg s deriv e d from their thymic orig in or
would similarly be observed within other or gans of the s a me individual . Nevertheless ,
overall lo w levels of CD154 expression w ithin tissue- der iv ed Tregs provide further
evidence for the remar kable stability of Tregs within the circulation and l ocal tissues .
118

Discuss ion

In addition to envir onmental conditions, it can be speculated that T reg and T co n
plast icity was rest ricted to par ticular clones . W ithin the polyclonal Treg compartment
only low fr e quencies of CD137 + CD154 + T regs were detected, y et it cannot be excluded
that t hese c ells specifically contr ibute to particular imm une responses. Ther e fore,
CD137 and CD154 expression w ere analysed on ant i ge n- spe cific T cell s dur i ng
differ en t immune responses against numero us tolerogenic ( e.g . E. c o li , food ),
pathogenic (e.g. C M V, inf luenza A virus, S. a ureus ) and non - pat ho genic ( e. g. C.
albicans , house dust mite, pollen antigens) antigens usin g antig en - r eac t ive T cell
enrichment (ARTE). Ho wever, none of the tested res pon ses revealed sig nific ant
frequenc ies o f CD137 + CD154 + T regs (data not show n). ARTE is a hig hly sensit ive
assay which is able to d etect ~1 cell w it hin 10 5 - 10 6 [106] . How ever, the per ipheral Tre g
compartm e nt only contained low f requencies of CD137 + CD154 + Tr e gs and t herefore
absence of CD137 + CD154 + Tregs during an tig en - specific imm une responses can also
derive fr o m an inability to det ect such low numbers. Nevertheless, the high frequencies
of CD1 37 + C D154 - Tregs that w er e reactive against the tested antigens suggest that a
vast majority of ant i gen - specific immune responses were mediated by stable
CD137 + CD15 4 - Tre gs [96] . However, a highly spec ific, yet undef ined functi on of
plasticity and CD137 + CD15 4 + Tregs cannot be ex cluded .
Although it w as show n that t he maj o rity of the peripheral Tr e g compartment com p rised
CD137 + C D154 - Tre gs, CD154 expression could transiently be acquired by lineage
stable Tregs. How ever, it rem ains elusive w het her transient acquisition of CD154
affects Tr e g funct ion an d in w hat w ay it may contr ibute to immune reactions or even
patholog y . CD154 is an import ant co - stimulator that is mainly expressed o n activated T
cells which enables inter ac tion with CD40 - expr essing cells (e.g. B cell s, DCs,
macrophages). T he CD1 54 - CD40 inter action has been show n t o impact many diff erent
immune pathway s and initiat e cellular and h umoral immune responses such as
germinal cent e r formation, immunoglobulin isotype sw itc hing and formation o f plasma
cells and memor y B cells [311, 312] . T he refore, it can be speculated that rapid
upregulation of CD154 on Tr e gs can enable their interact ion w it h v arious im mune cells
that express CD40. Fo r ex ample, CD154 - expressing Tregs could augment immune
reactions by initiation of humoral immune responses, yet whether they complement o r
dominate particular effector cell reactions remains unknown. Consequently , t he
funct ion o f CD154 up r egulation by some Tregs during homeostasis bu t also during
differ en t immune pathologies needs to be f o cus of f urt h er r esearch.
119

Discuss ion

Here, it was show n that CD137 + CD154 + T regs contained epigenetically i mprinted Tcon
clones that had down - regulated effector f unct ions which most likely r epresented
pT reg s . Sing le cell analy s is revealed that CD137 + CD154 + T regs lac ked expression of
inflammator y cytokines (e.g. I FN - γ , IL - 2) w hich w ere highly expressed in CD137 -
CD154 + T cons. There f o re, induction o f rapid CD137 upregulation on Tcons can enable
analysis of factors that hav e the potential to induce iTregs or pTre gs i n vit ro and in vivo .
M ost commonly, TGF - β has been shown t o induce a regulatory phenotype in T cons ,
but also vitam in C [48, 313, 314] , sodium butyrate [315, 316] or retinoic acid [48, 119,
308, 317 - 320] have bee n evaluated for their ability to induce Tregs. Although CD137
and CD154 co - expression can enable the rapid analysis of iTreg or p Treg induction,
th e ir relevance for t he maintenance of tolerance in humans are questioned by the low
frequenc ies of CD137 + CD154 + Tre gs and their absence during an tig en -specific
immune r esp onses that w ere sho w n here. T hese f indings s u ggest only a minor
contribut ion of pT reg s t o the peripheral Treg compartment and indi cate only neg ligib le
contribut ion to tolerance wh ic h is dominated by stable Tregs. Ther e fore, it c an be
proposed that tolerance induction in vivo needs to target stable Tregs, but not aim to
induce or expand pTre gs.
5.2. 2 Non - self spec ificities w ithin the per iph eral Tre g compartment do not
derive from extra thymic Tre g induction
It is curr ently bel ieved that Tr egs are selected based on their intermediate affini ty to
auto antigens in t he thymus which dire cts their repertoire toward recognition of self [76 -
83] . In contras t, Tcons are direc ted tow ard f orei gn ant igens by the positive selection of
low aff ini t y interactions with sel f - MHC - peptide complexes. How ever, this model o f Treg -
intr insic s elf - reactivity is challenged by the f act th at the Tr eg repertoire is similarly
diverse as that of Tcons [321, 322] and that in m ice t hym ic - derived Tre gs can
recognize f oreign antigens such as intestinal commensals [8 4] , p ath og ens [ 85 - 87] or
ectopic antigens ( e. g. Cre or OVA ) [80, 323] . Furthermor e , FoxP3 + T reg s f rom h um an
blood have been show n to recognize antigens deriv ed from HIV, melanoma, influenza
[94] , Varicella zoster [ 9 5] , hepatit is C [ 93] , A. fumigatus , C. albicans , S. aureus , C MV ,
influenza A, mite, birch and grass [9 2, 9 6, 9 7] . M oreover, it has been dem onstrated tha t
human T regs can suppress effect o r cell responses in an antig en - s pecific manner
showing that Tr e gs and Tco ns can tar get the same antigen [96] . Co llectivel y , the
occurr enc e of no n- s elf s pecif icities w ithin the peripheral Treg compartment suggest s
120

Discuss ion

that t hymic Tr e g selection is not exclusively limit ed to self - react iv e TCRs and highlight
the im po rtance of Tr eg s for the maintenance of tolerance a gainst foreign antigens .
Tr e g development is currently believed to be driven by inter mediate affinity i nterac tions
with s elf - MH C - pept ide complexes resulting in commitment to the Treg lineage upon
TCR s e lection. Howev er, if TCR select ion w as t he main driver for Treg dev elopment,
diversity of the Treg repertoire w ould st rongly depend on t he selecting ligands in the
thymus. O n the cont rar y, it was observed t hat present ation of a single peptide on
MHCII in m ice result ed in highly diverse T reg repert oires [127, 130]. Furthermor e,
increased overlap between the Treg and Tcon re pertoir es w as observed in these mic e
indicating that expression of the same T CR did not selectively induce Treg or Tcon
development. Sim ilarly , it was shown that the same self - peptide can select Tr egs and
Tcons providing further ev idence f or TCR - independent commitment to the Treg lineage
[324] .
As alter native model to T CR - dependent, aff inity - based Treg development , it has been
proposed that t he Treg repertoire is shaped by an increased resist ance to negative
selection which selectively affects Tcons [325, 326] . For example, v an Sant en et al.
(2004) showed that increasing numbers of agonist ligand in the thymus had no i mpact
on the numbers of developing Tr e gs bu t resulted in increased deletion of Tcons leading
to a hig he r proportion of Tregs in the periphery [327] . T he refore, peptide expression in
the thymus appeared to be a more potent driver of Tcon deletion rather that Treg
indu ctio n [328] . The tr a nscript ion factor Air e promotes presentation of tissue specific
antig ens in the thymus and ther e f o re repr esen ts an important mechanism of central
tolerance. How ever, Aire deficiency is most ly associated with lack of negative selection
of T cons w hi le an impact on T re gs is less clear and r emains controversial [17] . T he
selec tive model of Treg development suggests t hat Tr eg com m itm ent is dri ven b y T CR -
independ ent process es and pre - committed Treg s unde rgo TCR selection with an
intrinsic res is tance to clonal deletion w hich lead s to the generation o f hi ghly diverse
repertoires with specificities against self and non - se lf . If such an unbi ased TCR
rearr an gement is assumed to occur in Tregs, this could account for the observations o f
Tr e gs that have similar speci f icities compared to Tcons although they differ in their
TCR c lones [96, 128]. Based on this model, it can be speculated T r eg s can recognize a
hig hly diverse r epertoire o f non - self which can partly be mediated by c ross - reactive
TCRs [6, 329] .
121

Discuss ion

Collect ivel y, TCR - independent commitment to the Treg lineage can provide an
explanation for the enrichment of self - reactive T CRs w ithin the T reg repertoire, but
similarly account f or highly diverse repert oires t hat match T con speci f icities. How ever,
what drives this TCR - independent commitment to the Treg lineage remains unclear.
FoxP3 expression has been obser ved i ndependent o f TCR sig nals, yet w hether it
identif ies p re - c omm it te d Tregs remains elusive [330] . In addition, the importance of
epigenet ic imprinting of Tregs in the t hy mus becom es evi dent and has b een shown to
occur ear ly during T reg development in dependent of FoxP3 expression [ 331, 332] .
Consequently , the r e quirements for t hy mic Treg development and selection rem ain
poorly understood and most likely contain a combination of various factors, including
TCR - dependent and - independent mechanisms, such as secreted signals, co -
stimulat ion, di ffe r ent A PCs or indivi dual niches . In summary, it becomes clear tha t
Tr e gs and Tcons can similarly respond to f oreign antigens in the periphery which
enables their simultaneous contribution to antigen - speci f ic im mune responses. F ut ur e
studies will need to ad dress t he mechanisms that promote Tr e g development and
shaping of their r epe rtoire in the thymus, but also elucidate the role of Treg speci f icity
for t he maint enan ce of tolerance , the regulation of antigen - spec i f ic Treg responses and
conseq uen tly its contribution to the dev elopm ent o f various immune pathol ogies.

122

Summary

6 Summary

123

Summary

Regulatory T cells (Tregs) are essential mediators o f tolerance and crucial for the
containment of inf lamma tory immune r eac tions . T heir immunos uppressiv e pot ential is
currently investig ated for the treatment of inflammatory diseases. However, conversion
between the Tr e g and conventional T cell (T con ) compartment has been described,
comprising t he induc tion or loss of the regulatory phenoty pe in v ivo which generates
significant saf e ty concerns for the ther apeutic use of Tr e gs e. g. for adoptive transf er .
To what extent such T reg plasticity aff ects the formation and stability of the human
Tr e g compartment and how it inf luences specific immune responses in vivo is curr ently
unknown. In addit ion , therapeut ic Treg applica t ion o f ten re quir es p rolong ed in vitro
culture to generate sufficient Treg numbers or to optimize their functionality, e.g. via
genetic eng ineerin g of their antigen rec ep tors. However, pur ity of clinical Tr e g
expansion cultures is hig hly v ar iable and it is currently challenging t o identif y and
separate stable T regs from contaminating Tcons , either ex vivo or a f ter prior
expansion. Inaccur a cy of the identi f ica tion of stable Tregs also limits the dev elopm ent
of protocols for specific manipulation of Treg f un ctions. T here f o re, this study aimed to
identif y markers for t he unambiguous identi f ica tion of stable Tregs t o improv e efficac y
and safet y of in v itro generated Tregs as well as t o provide insight into the
heterogeneit y and stability of the phy siological Treg compartment in human s.
Here, CD137 + CD154 - expression w as described as Tr e g - speci f ic ac tivation signat u re
af t er sh ort - term reactivation. It w as shown to identif y protot ypi c stabl e Tregs that were
charact e rized by a phenotypic and epigenetic Treg s ignature , high suppressive
potential and lack o f in flammat ory cytokine expression. This Tr e g - specif ic ac tivation
signat u re enabled the purif ication of stable in vitr o generated T regs and also allowed
for t he rapid in vitro optimizat ion of chimeric antigen r ecep tor ( CAR) constructs f or
human T regs wh ic h revealed maj or differences in the signaling requirements com pa red
to T cons . In addition, anti gen - specif ic responses a g ainst various antigens were
dominated by protot ypi c CD137 + CD154 - Tregs and CD137 - CD154 + Tcons w it h no
overlapping TCR sequences indicating no major contribution of Treg - Tcon conversion
to the Tr e g repert oire. In contrast, TCR overlap with Tcon s was restr ic ted t o a minor
CD137 + CD1 54 + Tr eg subset with an epigenet ical ly and transc riptionally intermediat e
T reg - Tcon phenotype w hose function remains unknown. Nevertheless, CD137 and
CD154 co - expression d id not identify conversion, but a mixtur e o f epigenetically
imprinted Tr e gs and T c on s.
Taken t ogether, CD137 + CD154 - expression emerg es as a univ er sal Treg activation
signat u re ex vivo and up on in vitr o expansion allowing t he identi f ication and i solation of
124

Summary

stable antigen - activated Tr eg s and providing a means for their rapid functional testing
in vit ro . Furt he rmore, it was shown that most h uman T reg s r epresent a hi ghly stable
cell linea ge which contribute s t o in vivo im mune reactions suggest ing m inor Treg
instability and negligible peripheral Treg - T con conv er sion during t he majority of human
Tr e g responses in vivo . Consequently, stable CD137 + CD154 - Tr eg s emerg e as
import an t target f or clinical appl ications and can contribute t o the optimiz at ion of t he
ef f ic ac y an d s afet y of therapeutic Tr e gs .

125

Zusamm enfassung

7 Zusammenfassung

126

Zusamm enfassung

Regulatorische T Zellen (Tregs) sind wic htig für die Auf rechte rhaltung von Toler anz
und die Eindämmung von entzündlichen Imm unrea kt ionen . Die suppressiven
Eigenschaften von Treg s k önnen z ur Entwicklung von neuen Therapien zur
Behandlung von entzündlichen Im munerkrankungen beitr a gen. Es wurde jedoch
gezeigt, dass Tregs und konventionelle T Zellen (Tc on s) ineinander übergehen
können, was den Verlust oder auch die Induk tion von regul atorischen Eigenschaft en in
vivo beinhaltet und die therapeutische Anwendung v on Tregs, z.B. durch adoptiven
T ran sf er au fgrund von Sicherheitsbedenken limitier t . Inw ief e rn diese Treg Plastizitä t
zur Bildung und St abilität des m enschlichen Tr e g Kompart i m ents, als auch zu
spezifischen I mmunreaktionen in vivo be iträgt , bleibt unklar. D ie ther apeutische
Anw endung von Tr egs bedarf la ng e r in vitr o Expansion um ausreichende Zellzahlen zu
erlangen oder um deren Funktionalität, z.B. durch genetische Ver ä nderung der
Antigenrezeptoren, zu optimieren. Die Reinheit der expandierten Kulturen ist jedoch
höchst variabel, da es moment an kaum möglich ist st abile T regs von kontaminierenden
Tcons e x vivo oder nach in vitr o Expansion zu unterscheiden. Ferne r be grenzen solche
Ung enaui gkeiten die Ent w ick lung von Protokollen zur spezif ischen M anipulation von
Tr e gs. Deshalb war es Ziel d ieser Arbeit neue Mar ker f ü r die eindeutig e Identifizierung
stabiler T regs z u besch reiben w elche zum einen zur verbesserten W ir ksamkeit und
Sicherhei t von in v itro generierten T regs beitr a gen k önnen , als auch wichtige Einblick e
in die Stabilität und Hetero genit ät des hum anen Treg Kompartiments ermöglichen.
Es wurde gezeigt , dass CD137 + CD154 - E x pression nach k urzer Stimulation eine Treg -
spezifische Akt iv ierungssignat ur darstellt. Diese w ur de auf stabilen Tr egs exprimiert,
welche eine phänotypische und epigenetische Treg Signatur so wi e ein hohes
suppressives Potential auf wiesen, jedoch keine pro - i nf l am mat orischen Zytokine
produzierte n . Mithilfe dieser Treg - spezi f ische n Akt iv ierungss ignatur konnten stabile
Tr e gs aufgereinigt und c himäre Ant igenrezeptoren (CARs) f ür Tr eg s in v itro o ptim ie rt
werden , w elche unterschiedliche Anf orderungen bezüglich der Sig naldo mäne n im
Verg leich zu Tcons aufwiesen . Des W eiteren wurden antigen - spezifische
Immunantworten gegen v erschiedene Antig ene von stabilen CD137 + CD1 54 - Tre gs und
CD137 - CD154 + Tcons m it unterschiedlichen T Zell R ezeptor (TCR) Sequenzen
vermittelt, welches die Abwesenheit von T r eg - Tcon Übergängen im T reg Repertoire
aufzeigte. Es w urde ebe n f alls eine kleine CD13 7 + CD15 4 + Treg Populat ion detektiert,
welche TCR Überlappung mit Tcon und ei ne intermediäre epigenetisch e und
transkript ionell e T reg - Tcon Signatur aufwies, deren Funkt ion bisher ni cht g eklär t
127

Zusamm enfassung

werden konnte. Diese Population identi f iz ierte j e doch keine Ü bergä ng e, sondern eine
Mischung aus stabilen Tregs und T cons.
Zusammengefasst k o nnte gezeigt w erden, dass CD137 + CD154 - Expr ession als
universelle Treg A ktivierungssignatur die I den tifizierung und I solierun g von stabilen
antig en - aktivierten Tregs ex vivo und nach in v itro Ex pansion , sowie d eren schnelle
funkt ionell e Testung in v itro , ermöglichte. Des W eiteren wurde gezeigt, dass die
meisten m enschl ichen Tr e gs von einer st abilen Linie a bstammen , w elche zu
Immunreaktionen in vivo beitr ä gt w as ein nur g eringes Aufkommen von Tr eg Inst abilität
und Treg - Tcon Übergängen aufzeigt. Dementsprechend kann eine g ez ielte
Anw endung von CD137 + CD154 - Tre gs die W irksamkeit und Sicher heit von
therapeutischen Tr e gs maßg eblich verbessern.

128

Refer ence s

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