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Pr ecision Agriculture (2020) 21:802–830
https://doi.org/10.1007/s11119-019-09696-0
1 3
Delineation ofmanagement z ones withspatial da ta fusion
andbelief theor y
Claudia V allentin 1 · EikeStefanDobers 2 · Sib ylleItzerott 1 · BirgitKleinschmit 3 ·
DanielSpengler 1
Published online: 22 Nov ember 2019
© The Author(s) 2019
Abstract
Precision agr iculture, as part of moder n ag riculture, thr iv es on an enor mousl y growing
amount of inf or mation and data for processing and application. The spatial data used f or
yield f orecasting or the delimit ation of manag ement zones are v er y div erse, often of dif-
f erent quality and in different units to eac h other . For various reasons, approac hes to com-
bining geodata are comple x, but necessar y if all relev ant information is to be taken into
account. Data fusion wit h belief s tr uctures offers the possibility to link geodata with expert
kno w ledge, to include e xper iences and beliefs in the process and to maintain the compre-
hensibility of the framew ork in contrast to o t her “blac k box” models. This study sho ws
the possibility of dividing ag ricultural land into management zones b y combining soil
inf or mation, relief str uctures and multi-temporal satellite data using the transf erable belief
model. It is able to bring in t he kno wledg e and experience of farmers with t heir fields and
can thus offer practical assistance in management measures without taking decisions out of
hand. At the same time, the method pro vides a solution to combine all the valuable spatial
data t hat correlate wit h crop vitality and yield. For the de velopment of the me t hod, ele v en
data sets in each possible combination and different model parameters w ere fused. The
most rele v ant results f or the practice and the comprehensibility of the model are presented
in this study . The aim of the method is a zoned field map with t hree classes: “lo w yield”,
“medium yield” and “high yield”. It is sho wn that not all data are equall y relev ant for the
modelling of yield classes and that the phenology of t he plant is of particular impor tance
f or t he selection of satellite imag es. The results were v alidated wit h yield data and sho w
promising potential f or use in precision agr iculture.
Keywords Manag ement zones· ND VI· Belief theor y· Tr ansf erable belief model· Remo te
sensing· Segmentation
Electronic supplementar y mat erial The online version of this article ( https ://doi.org/10.1007/s1111
9-019-09696 -0 ) contains supplementar y mater ial, whic h is a vailable to authorized users.
* Claudia V allentin
claudia.vallentin@gfz-po tsdam.de
Extended author inf or mation a vailable on the last page of the article
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Introduction
The dissemination of Precision Agriculture (P A) as an essential component of crop produc-
tion has become increasingl y impor tant in recent y ears. Ne w and intelligent solutions are
constantl y being dev eloped and sought wit h a vie w to sustainable agr iculture, which mus t
ne vertheless increase its efficiency . P A is not a ne w dev elopment (Mulla 2013 ), but it is
an impor tant component f or moder n agr iculture and its problems (IPCC 2014 ; DLG e.V .
2017 ). Data-based P A applications rel y on data from a variety of sources, suc h as pro ximal
sensor techniq ues (Adamc huk 2011 ; Colaço and Bramley 2018 ), remo te sensing (RS) and
Geographic Inf or mation Sy stems (GIS) (Gosw ami 2012 ; Mauser et al. 2012 ; Mulla 2013 ).
With the help of these dat a and the P A applications, t he application of f er tilizers (Sharma
and Bali 2017 ; Colaço and Bramle y 2018 ), plant protection (Mahlein et al. 2012 ; Šedina
et al. 2017 ) or ir rigation (Na v ar ro-Hellín et al. 2016 ), f or e xample, can be adapted to the
needs of plants and soil.
In the spatial analy sis of field data t he partitioning of a field in Management Zones
(MZ) is of great impor tance in many publications (Flo wers et al. 2005 ; Pedroso e tal. 2010 ;
Gili etal. 2017 ) and applications. Within ideall y stable zones homogeneity is e xpected and
represented b y similar lev el of plant vit ality , yield potential and / or soil quality . MZs ha v e
been successfull y delineated on the basis of spatial dat a suc h as yield maps (Broc k et al.
2005 ), soil attr ibutes (Y ao et al. 2014 ), electr ical conductivity (EC) measurements (Cam-
bour is e tal. 2006 ; Moral et al. 2010 ) and remotel y sensed images (Song e tal. 2009 ; Georgi
etal. 2017 ).
Ho we v er , the use of one type of dat a source poses risks. The dat a cur rentl y av ailable
ma y be unreliable or the inf or mation density needed f or saf e inter pretation ma y be lo w .
Theref ore, dat a fusion methods are a v aluable addition to the breadth of MZ delineation
methods.
The most common scientific motiv ation f or the dev elopment of data fusion methods
is the classification of spatial dat a, suc h as RS imagery , elev ation dat a or soil maps into
sur f ace units, such as cities, w ater bodies or for est. Successfull y applied models f or this
type of data fusion are f or ex ample Ba y esian techniq ues (Xue e t al. 2017 ), Neural N et-
w orks (T eimour i etal. 2016 ), Suppor t V ector Machines (P ark and Im 2016 ), Random For -
est (Crnojevic et al. 2014 ) and Dempster–Shaf er Theor y (DST) (Le Heg arat-Mascle et al.
2002 ; Ran et al. 2008 ). DST belongs to the group of evidential reasoning, a g ener ic evi-
dence-based multi-cr iteria decision analy sis approac h.
For this study , t he authors applied an inter pretation of the DST , namely the T ransf er-
able Belief Model (TBM), de veloped b y Smets and Kennes ( 1994 ). In its functionality and
structure, t he TBM is similar to the Ba y es Model. How ev er , it does not w ork with quanti-
fied probabilities, but with quantified belief s. The specific r ules and v ar iables address the
needs of agr icultural issues muc h better . W u et al. ( 2002 ) find the DST (conseq uentl y also
the inter pretation TBM) much more suitable than the Bay esian inter f erence f or mapping
human thought processes and argumentations. The concept of e vidence-based models is
theref ore v er y w ell suited f or integrating expert know ledge into the process of g eodata
fusion. In agr icultural practice, it is rarel y an algor ithm that inter prets data and maps and
makes decisions, but the f ar mer or his advisor . Each data source is e valuated with bac k -
ground kno w ledge and often man y y ears of experience with a field. Different types of
data are related to each o ther and t heir inf or mation content is enhanced. T o illustrate and
automate this w a y of decision making in a model, the aut hors present a fusion method f or
delineation of MZ using the TBM.
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The subject of this study is theref ore the question of ho w remote sensing data can be
combined with other GIS dat a to mak e a common statement about the yields of a field.
Ho we v er , this fusion also f ocuses on t he q uestion of ho w the know ledge and e xper ience
of the f ar mer himself can theoreticall y be integrated into t his mathematical fusion process.
Another objectiv e is to find an alter nativ e fusion method to the less comprehensible fusion
methods in the field of machine learning.
The visual and numer ical e v aluation of satellite data and GIS dat a from man y fields
studied sugg ests that there are connections betw een t he data mentioned and the yield maps.
This leads to the scientific hypo thesis t hat a mathematical approac hed data fusion wit h
incor poration of the human estimation must be possible. The delineation me thod pre-
sented w as de veloped in order t o achie v e the general goals of this study and to confir m this
researc h hypo thesis, but also to create an application f or practical ag riculture. The valida-
tion of the functionality of this method by the compar ison of modelled yield zones and
actual yield zones, der iv ed from the yield dat a of the f ar mer , is at the same time the valida-
tion of the scientific hypo theses.
Since the possibility to put the application into practice as well should be giv en, t he
f ocus dur ing dev elopment was on the req uirements of the farmer . Since MZ represent the
field-inter nal v ar iability , the method presented was de veloped on one field and no t across
fields on the whole f ar m. The application models yield classes with relative v alues t hat can
be used as MZ. A classified map is not onl y more understandable than continuous dat a,
most agr icultural mac hines with variable rate applications w ork on the basis of classes.
Modeling classes in vol v es the r isk of inf or mation loss through generalization. Ho we ver ,
they are be tter suited f or setting up the model and f or t he usability of the end product.
The preparation of the data fusion wit h the TBM is so f ar v er y labour intensiv e. Both in
ter ms of data f or matting and the integ ration of e xper t kno w ledge. Ho we ver , t he method is
transparent and the fusion logic understandable, in contrast to algorit hms that w ork accord-
ing to the black bo x pr inciple. The presented method can be individuall y adapted to indi-
vidual agr icultural fields and their yield-relev ant characteristics. The data used in t he model
can be w eighted according to relev ance, reliability , up-to-date status or completeness. After
each individual fusion with an additional data set, the model output displa ys where the data
sources contradict eac h other with regard to the parameter yield to be modelled and where
they sugg est the same inter pretation. These conflict maps are another import ant adv antage
of the method f or ev aluating t he result, but also the individual data sources. This study
giv es some ex amples ho w the combination of soil, relief and satellite dat a is possible f or
modelling three yield zones of a wheat field f or P A application.
Materials andmethods
Study area
The presented method f or delineation of yield zones on t he basis of e vidential reason -
ing has been de veloped on field “200-01”, part of a 2000 ha f ar m near the village of
Gör min, located 15 km S W of Greifsw ald in t he N or th-Easter n Lo w lands of Ger man y .
Geologicall y , the region w as shaped by repeated glacial pr ocesses dur ing the W eich -
selian Glaciation and transf or med into a hill y g round mor aine landscape wit h repre -
sentative glacial f eatures. Flat, hill y and undulating ground moraines alter nate with hilly
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ter minal moraines, glacial v alley s, lake basins, ke ttle holes, eskers and outw ash plains
(Bundesanstalt für Geo wissenschaften und R ohstoffe 2006 ). The differences in topog -
raph y on a field basis are quite modest and r epresent relativ e flat ter rain in the region
(Fig. 1 ). N atural and ar tificial drainag e sys tems impact the topog raph y and consequentl y
the soil in v entor y of the fields. All fields are characterized by a y oung morainic soil
type.
Fig . 1 Field 200-01, central coordinate: 54°1 ′ 13.10 ″ N, 13°16 ′ 39.25 ″ E; mean ele vation: 36.22 m abov e sea
lev el; mean slope: 2.43°; field has t hree k ettle holes, which ar e not cultivated. Soil type ( a ), f er tility inde x
“ Ac kerzahl” ( b ), topographic positioning inde x ( c ), digital elev ation model ( d )
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Data
In the process of delineation MZ with dat a fusion, 11 data source raster are pr ocessed
and combined. These data sets entail soil and relief dat a, as w ell as satellite der iv ed
crop inf or mation.
Soil map
Soil inf or mation is based on the Ger man “Bodenschätzung” (1:10,000) (BS) (Arbeits -
gr uppe Boden 2005 ), a soil map edited in the 1930 s, which is k ept updated, though
not at the same spatial gr id as the or iginal data acquisition (50 × 50 m). The soil map
contains soil poly gons wit h inf or mation about parent material, integ rated soil te xture
to a depth of 1 m and t he soil de v elopment stage. Dobers et al. ( 2010 ) elaborate on the
de velopment and c haracter istics of the BS. The parameters “Bodenzahl” (BZ) and “ Ac k -
erzahl” (AZ) are quantitativ e assessments of soil f er tility and an indicator f or potential
agr icultural productivity . The y are giv en in integers in a rang e from 0 to 100, where 100
is the ref erence f or t he most f er tile soil in Germany . The BZ is based on soil type and
theref ore productivity onl y , while the AZ takes other f actors such as morphology and
climatic char acter istics into account. Figure 1 show s t he BS of field 200-01 with soil
type and AZ, which is the inde x used fur ther in this study .
Digital eleva tion model
The digital elev ation model (DEM) has a resolution of 5 m and is based on airborne
LID AR measurements (Amt für Geoinf or mation V ermessungs- und Kat asterwesen
2011 ). The ele vation data w as used to calculate the T opographic Positioning Inde x (TPI)
(Jenness 2006 ) wit h the GIS softw are S A GA (Conrad et al. 2015 ). The TPI has g ener -
all y six classes descr ibing lands f or ms such as hilltop, upper slope, e tc. and is dependent
on the scales used in the calculation and classification process. Figure 1 show s the cal -
culated TPI f or field 200-01.
Satellite da ta
The method w as de veloped using a RapidEy e images from April 2011 until July 2011.
The RapidEy e satellite system w orks with five spectral bands (blue, green, red, red
edge, near infrar ed), where the near-infrared (NIR) is, in g eneral, especially sensitiv e
to the vitality of veg etation (Rees 2001 ; Basn yat et al. 2005 ). The retur n freq uency at
nadir is 5.5 da ys and the spatial resolution is 5 m. The radiometric calibrated and geo -
ref erenced scenes (Lev el 1B, Lev el 3A) wer e made a vailable through the RapidEy e sci -
ence Arc hive (RES A). Atmospheric cor rection w as per f or med using A TCOR (Ric hter
2010 ) f or ERD AS Imagine 2014 (Leica Geosystems, A tlanta, Georgia, US A) and t he
images w ere geometrically aligned using an imag e to image co-r egistration algor ithm
de veloped in-house (Behling e t al. 2014 ). Fur ther preparations f or the dev elopment and
testing of the segmentation algor ithm included coordinate transf or mation, cartog raphic
projection, and clipping the scenes to the area of interest, whic h is at the farm-scale in
this case.
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The Normalized Difference V ege t ation Inde x (ND VI) w as calculated and used f or the
method de velopment. N umerous studies ha v e shown a close connection be tween ND VI
at a cer tain phenological stage of the grain and the biomass of t he plants, whic h can be
an indicator of the final yield (Benedetti and R ossini 1993 ; Ren e t al. 2007 ; Knoblauc h
etal. 2017 ).
The satellite images a v ailable were selected according to their acq uisition date. In the
test region, suitable images f or the method were acq uired in spr ing appro ximately at the
“Stem Elong ation” phase of cereal, end of Ma y/ beginning of June dur ing and after “Head-
ing” and end of June dur ing the (BBCH) de velopment of fruit phase.
The ND VI raster ha ve been divided into three classes to simplify the necessar y interpre-
tation wit hin the model. The tw o class boundar ies are defined b y t he q uantile value of the
lo wer third (33% q uantile) and t he q uantile value of the upper third (66% quantile). This
results in three classes that ha ve a s table number of pixels per class, reg ardless of the value
range. If, on the other hand, a k -means approach is used, a f ew e xtreme values can lead to a
spatiall y very small class that is difficult to inter pret and mak es little sense in ter ms of suit-
ability f or ag ricultural machiner y .
Phenological data
Phenological data w as provided b y The Ger man Meteorological Service (D WD) accord-
ing to the BBCH-Codes (Hack e t al. 1992 ), which is a decimal code sy stem to identify
phenological de velopment s tages of a plant and the standard phenology-scale in Germany .
Figure 2 dra ws data from three stations in 10–12 km distance from t he tes t site. Phenol-
ogy w as not measured directl y on t he test field, but in regular , though not weekl y , D WD
Fig . 2 Phenology dat a (BBCH Scale) acq uired at three D WD stations near Gör min from April to August
(green lines). The phenology at different stations is not alw a ys the same but show s slight differences in t he
dev elopment of plants at similar times. The stages of wheat phenology are numbered and described accord-
ing to the BBCH scale (r ight side); Acq uisition dates of RapidEy e images (red lines) (Color figure online)
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stations in the sur rounding area. Coming from this official institution, these data are con-
sidered to be v er y reliable.
F arm andyield data
For this study , field boundar y , crop cultiv ation and yield data f or the test field were pro-
vided b y an ag ricultural compan y . The yield data was taken during har v est b y a GPS con-
trolled harves ter . Yield measure w as t ak en appro ximately e very 1 m within a tram line, if
the sensor operated fla w less, which is not alw ay s the case.
After acquisition, ques tionable yield measurements were r emov ed f or the most par t, b y
appl ying filters on tresher speed (discarding of values < 2% and > 99%), sw ath widt h (dis-
carding of v alues < 4 m and > 9 m) and statistical outliers (e.g. grouping of point v alues
and discarding of yield v alues with a difference of more t han 2.5 times the standard de via-
tion of the g r oup).
Kr iging w as per f or med on yield data wit h the softw are VESPER (Haas 1990 ; Whelan
et al. 1996 ) wit h a local kriging and local variog ram me t hod, especiall y designed for yield
map kr iging with respect to local, rather than global prediction models. Kr ig ed pix els wit h
a high kr iging v ar iance, hence a larg e distance betw een inter polated pix el and or iginal
yield v alue, were dele ted.
Method
Eviden tial reasoning
The Dempster–Shaf er Theor y (DS T) of evidence is pr obably the best-kno wn and most
widel y used theor y in evidential reasoning fusion models. The DS T is a mat hematical the-
or y from the field of probability theory . It is used to assemble inf or mation from different
sources with the so-called Dempster r ule of combination to an o v erall statement, whereby
the credibility of these sources is t ak en into account in the calculation. Evidence t heory
is used abo ve all wher e uncer tain statements from different sources ha v e to be combined
to f or m an o verall s tatement. DST can q uantify uncer tainties and incompleteness of data.
When modelling a parameter or classifying spatial objects, data fusion with a DST model
can also be achie ved with data sources that are not fully trusted individuall y or that ha ve
data gaps. The pr inciple of e vidential reasoning is t heref ore v er y rele vant f or agr icultural
problems. There is no doubt that each imag e or map is subject to a cer t ain uncert ainty com-
pared to the actual state of, f or e xample, soil, crop and yield. This ma y be due to inter pola-
tion, acquisition errors, coarse spatial or spectral resolution, and much more. Evidential
reasoning is par ticularl y useful when merging data sources of different spatial resolutions
and units. It can also integrate inf or mation from older maps and current spatial dat a suc h as
satellite images within a v egetation per iod. The processes in belief theory are understand-
able and comprehensible f or t he user , in contrast to blac k box me thods from machine learn-
ing such as neur al netw orks or suppor t v ector mac hines.
Fusion methods based on e vidential reasoning should reduce uncer tainties in the ov er-
all model and impro ve the classification result. Successful e xamples of the fusion of geo-
data wit h the DS T ha v e been achie v ed by Al Momani e t al. ( 2007 ), Mora et al. ( 2013 ),
Okaingni et al. ( 2017 ). All used satellite data, products thereof, digital elev ation data and
other geodata. The difference betw een t hese studies lies in t he w a y a belief (t he eq uivalent
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of probability in Ba yes ’ model) is assigned to a pix el of a g rid. In the DST , this transf er of
belief to an e xpected class (e.g. “wheat”, “grassland”, “f orest”) is called a mass function. In
these studies, this mass function is der iv ed differentl y using the methods of t he Maximum
Likelihood and Classification T ree Method and the pixel occur rence s tatistics.
The common element of these studies is the str ucture of the mass functions and the
combination of these by Demps ter’ s r ule of combination. Ne v er theless, the mass function
in the DST is associated with a kind of probability assessment or measurement (as in the
Maximum Likelihood Me thod) and t his is a disadv antage of the DST ar gue Smets and
Kennes ( 1994 ). Their interpretation of the DST is called the Tr ansf erable Belief Model
(TBM), which does no t require under lying pr obability distr ibution, e v en though t he y ma y
e xist. It is a model f or representing quantified beliefs based on belief functions and there-
f ore a very suit able fusion me t hod to w ork on agr icultural problems, while supporting t he
e xper t kno w ledge of the user (e.g. f ar mer , farming consultants).
This kno w ledge and e xper ience are a major k ey f actor f or success in agr iculture as well
as precision agr iculture and cannot be replaced b y algor ithms and sof tw are applications.
The latter ma y aid the farmer little or tremendousl y , but only in combination with e xper t
kno w ledge.
Compared to other multi-source me t hods suc h as neural netw orks, probabilities and reli-
ability of data sources within t he TBM do not need to be calculated in adv ance. In addi-
tion, the dat a sources do no t need to be classified into end parameters bef orehand, which
w ould be difficult f or the f ar mer as end user to ac hiev e. For ex ample, it w ould be difficult
to divide a satellite image without e xperience into yield classes (t he final parameter). As a
solution, a pre-defined set of rules, as one ex ample descr ibed in this study , can be used to
suppor t the f ar mer .
The tr ansferable belief model
Hypotheses andmasses ofbelief
The TBM is a model f or representing quantified beliefs based on belief functions (Sme ts
and Kennes 1994 ). In o ther words, it can represent an idea of reality with a number of
h ypotheses (Dobers 2008 ). As listed in T able 1 , the ter m “h ypothesis” is par t of the fixed
ter minology in the TBM. In the f ollo wing, the ter m “hypo thesis” is used as par t of this
ter minology and differs from and should no t be confused with t he researc h h ypothesis. The
h ypotheses of the TBM are weighted b y quantified belief s, called masses of belief (MOB) ,
b y means of an inter v al betw een 0 and 1:
with
The whole set of h ypotheses is called the fr ame of discer nment Ω and the sum of all
MOB assigned to the hypo theses is 1.
In this study , the hypo theses descr ibe and include three classes of relativ e yield of a
field. These yield classes can be used as MZ in practice and are described as follo ws:
{1}—”Lo w yield”, {2}—” A verag e yield”, {3}—”High yield”.
(1)
m ∶ 2 𝛩
→
[ 0, 1 ]
(2)
∑ A ∈ 2
𝛩 m ( A ) =
1
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T able 1 T er minologies of the TBM
T er minology Description Scale
Source of e vidence (SOE) A data source that delivers inf or mation and is par t of the fusion process Raster
Reliability (r) The degree of how muc h the inter preter / e xper t trusts the SOE on a scale from 0 to 1 Raster
Hypothesis { } Resemble the classes of the end parameter (here: yield class 1, 2, 3). Hypotheses are assigned pix elwise, based on
what the expert would e xpect in accordance wit h the SOE v alue of that raster cell. The assumption of more than one
hypo thesis is also possible
Pix el
Frame of discernment Ω The range of all h ypotheses, t he whole h ypotheses set Pix el
Masses of belief (MOB) A weighing assigned to the h ypothesis, depending on how muc h the expert believ es in this assignment on a scale from
0 to 1
Pix el
Dempster ’ s r ule of combination The math behind the fusion, a simple cross product of the MOB and r Pix el
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The theor y of TBM states that the number of hypotheses ma y increase if additional
kno w ledge is g ained or a paradigm shift occurs. For ex ample, if the TBM is used to
impro ve the accuracy of soil maps, where the different soil types (e.g. cla y or sand) cor re-
spond to the hypo theses (Dobers 2005 , 2008 ). How ev er, the e v aluation of t he data sources
consulted can pro vide e vidence t hat furt her soil types are a vailable that are no t ye t rep-
resented in the entire set of h ypotheses Ω. This is the case, f or ex ample, when old soil
maps are used as e vidence and past soil processes, suc h as erosion or tillage, ha v e uncov -
ered unmapped soil types. In the TBM, the case descr ibed cor responds to the “open-w orld
assumption”. It is theref ore assumed that there are other classes or hypo theses t han those
that ha v e been defined. In this study , this “open-wor ld assumption” does not ha ve to be
taken into account, since the three relative yield classes co ver the entire rang e of possibili-
ties in a field. The “lo w yield” class theref ore also includes areas in which no retur n is to be
e xpected at all, which is v er y rarel y t he case. In the TBM, this is ref er red to as the “closed
w orld assumption”.
Sources ofevidenc e
The aim of this study is to use the TBM to combine various data sources in order to find
the most realistic yield class per pix el and t hus obtain an o verall pictur e, a map. The dat a
sources used are called sources of e vidence (SOE). All a v ailable SOE a vailable at time t
f or m the evidence cor pus. In this e xample, ele v en data sources (T able 2 , Online Fig. 9),
SOE, are used to model the yield classes. In addition to the elev en selected SOE, it is pos-
sible to use man y other SOE, which can pr ovide inf or mation on the distribution of t he
yield classes.
Bef ore dat a fusion, eac h SOE must be inter preted. A t this point, the expert know ledge
is integrated into the model. Each class or v alue range defined f or each SOE is inter -
preted with respect to the h ypotheses in Ω—t he a vailable h ypotheses of each unit are thus
assigned to the SOE. For e xample, when inter pre ting a soil map, one might expect “lo w
yield” in the very sandy soil class due to lo wer f er tility . The hypothesis of “high yield”
could be attr ibuted to highl y f er tile loess soils. Ho we v er , sev eral hypotheses can also be
assigned to an SOE class. If, f or ex ample, the class of loess soils lies in a strong depression,
the expert could define both “high yield” and “low yield” as h ypotheses due to possible
w aterlogging in w et y ears. If a class of an SOE cannot be clear ly interpreted with regard to
the hypo theses, t he entire set of h ypotheses can also be assigned. This would be the case,
f or exam ple, if a topog raphical map w ere inter preted and the “lev el” class could not pro-
vide an y significant conclusions about the lev el of yield. The fact that the TBM allo ws this
multiple assignment distinguishes it from the classical probability theory , in which the sin-
gletons of Ω mus t be weighted individuall y . In t he TBM, the MOB (i.e. the quantification
of belief) can also be assigned to subsets of Ω.
Reliability
Ev er y SOE is assigned a r eliability r with a value be tween 0 and 1. F or ex ample: the expert
might find the soil map more reliable (e.g. 0.9) then t he ele v ation dat a, because in his 1 experi -
ence the soil map does reflect the real yield potential distribution more likel y than t he ele vation
1 Or her .
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T able 2 Selection of used sources of evidence to model yield zones
Data source Description Original spatial resolution Usage Source
Satellite image ( 9
scenes fr om 9 dates
in total )
RapidEy e multi-spectral data (Product
Lev el 3A), ND VI
5m Used as SOE in the TBM RapidEy e Science Archiv e, 2011 (8, 9, 20,
21 April; 21 May ; 3,6,28 June, 16 July)
Soil map “Bodenschätzung” with q uantified
description of soil quality / yield poten-
tial (“ Ack erzahl”)
50m Original dat a from the 1930s as described
in Arbeitsgr uppe Boden (2005)
Digital elev ation model Con v er ted to a T opographical Index (TPI)
map
5m (Amt für Geoinf or mation V ermessungs-
und Kataster w esen 2011 )
Yield maps Derived from GPS-trac ked harves ter in
tons per hectare
Ir regular point data (1.5–10m) Used f or validation GPS- Tresher of f ar mer , 06 August 2011
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map. Contrar y , the expert could also argue, because of the low spatial resolution or ear ly date
of acquisition of the soil map (e.g. 1930s), he assigns a lo wer r eliability (e.g. 0.6). The reliabil -
ity of the SOE alters the MOB given f or ev er y pix el by multiplication.
F usion andDempster ’ s rule ofcombination
With a minimum of tw o SOE , both assigned wit h MOB and reliabilities, the MOB can be
combined using Dempster ’ s Rule of Combination (Shaf er 1976 , 2016 ), which mathematicall y
is a cross product. An y two independent mass functions
m 1
and
m 2
are combined to a single
function
m 1,2
:
where
An e xample from this study applies Demps ter’ s combination r ule as f ollo ws:
SOE 1, the soil map, is combined with SOE 2, t he topographic positioning inde x TPI. For
one pix el x, the class of SOE 1 is class 3 and f or SOE 2 is class 2 (T able 3 ).
The e xper t is 80% con vinced (MOB = 0.8) that in class 3 SOE 1 “low yield” or “high
yield” can be e xpected. How ev er , it giv es SOE 1 only 70% confidence (r = 0.7) to be the
appropriate source to make a reliable statement about the yield lev el. Follo wing t he same pat -
ter n, the e xper t assigns the hypo theses, beliefs and reliability f or SOE 2, Class 2.
With this defined inter pretation, the fusion process of SOE can no w begin and Dempster ’ s
Rule of Combination applied:
The h ypothesis that receives the highest v alue of MOB after cross-counting is the hypo t h -
esis (or h ypotheses) that both SOEs ag ree with. Unless the SOE support opposing hypoth -
eses—as in this ex ample—and a conflict ar ises. The h ypothesis with the highest MOB value
is the empty set {∅}. From here the TBM offers tw o wa ys: the open and the closed wor ld
acceptance. As already explained, the latter is c hosen in this study . In this case {∅} is ignored
and all remaining MOB v alues are nor malized to a sum of 1. From the height of the MOB
of {∅} the weight of conflict (w oc) is calculated. It is later a measure f or the contradiction
betw een the dat a sources. After the nor malization there is a new dis tr ibution of the MOB and
a ne w hypo t hesis, whic h ge ts the highest MOB: m{1} = 0.34, m{2,3} = 0.37, m{Ω} = 0.29.
The woc is giv en b y
(3)
m
1,2 ( A ) =
(
m 1 ⊗ m 2
)
( A ) =
∑ B ∩ c = A
m 1 ( B ) m 2 ( C
)
(4)
A ,
B
,
C
∈ 2 𝛩 ≠ �
(5)
wo c
= log
�
1
∑
m
�
�
� �
T able 3 Example of the assignment of hypotheses, masses of belief and reliability to one pix el x
Parame ter SOE 1 (class 3) SOE 2 (class 2)
Expected hypo theses/yield
zone
“lo w yield”, “av erage yield” = {2,3} “v er y lo w yield” = {1}
MOB 0.8 0.6
reliability r 0.7 0.9
Ω “lo w yield”, “av erage yield”, “high yield”= {1,2,3}
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In the ex ample, the maximum belief lies wit h the h ypotheses set {2,3}. One can also
calculate the deg ree of belief of a h ypothesis or set of hypo thesis (A). Bel(A) is defined as
the sum of all masses that suppor t A
The degree of plausibility function Pl(A) quantifies the total amount of belief that might
suppor t A:
Consequentl y , Bel({1}} = 0.24 and Pl({1}) = 0.63, because {1} is also par t of Ω. Plau-
sibility can be inter preted as “the pessimistic assum ption”. T otal Ignorance is represented
b y m(Ω) = 1, hence bel(A) = 0—In this case, one has no useful indication of a realistically
modelled h ypothesis and must assume that any h ypothesis or combination of all is possible.
The result of this SOE combination can then fur ther be combined wit h another SOE and
so on, until all data sources are integrated in t he model. Because the combination is multi-
plicativ e, the order in which the SOE are combined is ir rele vant.
The simplicity in whic h evidence is considered, w eighed and combined is a tremendous
asset of DS T and TBM, because it is comprehensible not onl y for de velopers of applica-
tions, but f or users (e.g. farmers) too. Contrar y to other cur rent models, it is no t a black bo x
and v er y transparent (Fig. 3 ).
Application ofthe TBM
In this study , the TBM w as used to model yield zones, or MZ b y fusion of t he spatial soil
inf or mation, elev ation and satellite-der iv ed ND VI images. Eac h dat a source—already clas-
sified as descr ibed abo ve—w as inter preted with regard to the e xpected yield zone(s), whic h
are represented b y the hypotheses. Follo wing t he w orkflow of F ig. 4 , the dat a w as prepared
f or and combined wit h the TBM.
Pr e ‑processing
The TBM is applied on field basis. Theref ore, SOE are clipped (wit h a “cr op” function) to
the same extent and—if needed—resam pled to a resolution of 5 m (pre-classified images
with the method ‘nearest neighbour’).
(6)
Bel
( A ) =
∑ � ≠
X
⊆
A
m ( X
)
(7)
Pl
( A ) = Bel ( 𝛺 ) − Bel
(
A
)
=
∑
X
∩
A
≠ �
m ( X
)
Fig . 3 Example f or Dempster ’ s r ule of combination f or values set in T able 3
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Interpreta tion
Each SOE and eac h unit/class of SOE must be inter preted prior to dat a fusion with
respect to the yield classes expected. This interpretation is given a q uantified con vic -
tion, the MOB. Dur ing the dev elopment phase of this model, a MOB of 1 was defined
f or almost all classes of the SOE for r easons of simplification. How ev er , some test r uns
of the dat a fusion also pr ovided indications that a gradation of the MOB f or the ND VI
maps is reasonable, whic h were subseq uently adjus ted. The inter pretations are stored
in a lookup t able (T able 4 ) and one can create each field individuall y or use them f or
all fields, but then lose individuality . For better results, individual interpretation of t he
Fig . 4 W orkflo w f or the fusion process
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data on a field basis is recommended, as in practice the farmer also ev aluates each field
individuall y .
The presented method is supposed to be driven b y e xper t kno w ledge and in this case
resulted from literature researc h, empir ical compar ison of SOE and yield data and man y
con versations within the wor k group, including a farmer and a f ar ming consultant. Still, a
machine learning approach t o der iv e most lik ely h ypotheses could be possible to g enerate a
r ule set to begin with. Existing yield r ecords can give indications of whic h hypotheses are
likel y to occur in t he units of the SOE.
F uzz y boundaries For the TBM, the SOE must be classified in advance so that the inter pre-
tation remains comprehensible. Geodata to which hard limits are assigned, ho we ver , do not
reflect the reality of yield distribution. On t he o t her hand, the con version of continuous data
into nar ro w classes and a large number of classes in or der to almost map the actual continu-
ity is difficult to handle, at least f or a human inter preter .
T o resolv e these hard boundar ies, a distance-dependent fuzzy function is applied to
the class boundar ies. A dapted from Dobers ( 2008 ), the ov erlapping class solution (OCS)
assumes, that within a buffer b outside of one class boundar y (e.g. poly gon boundar y),
tw o classes are possibl y valid. Conseq uently , if the SOE is transf er red to a spatial pol y gon,
e very poly gon f eature ov erlaps into the neighbour ing f eature. Within b , the MOB would
decrease f or m 1 (on the boundar y) to w ards 0 (distance b into the neighbour ing f eature.
Class boundar ies are thus respected and softened through a weighting.
Output lay ers
The model produces se v eral output la yers, whic h can be conv er ted to raster f or visualisa-
tion and v alidation, as descr ibed in T able 5 .
V alidation
For v alidation, the concept of stratified sampling w as applied. As described in W ebster
and Oliv er ( 1990 ), the sample points f or validation w ere randomly distributed within reg-
ular gr id cells, dividing the targe t raster area. Y ield values are based on point measur e-
ments. For eac h sample point, the relative yield v alue and t he cor responding class labels (=
h ypotheses) were e xtracted.
The result w as plotted as a bo x plot, depicting relation and separability betw een each
class. In addition, tw o statistical tests w ere applied: (a) the Kr uskal–W allis- T est and (b) the
Pairwise T - T est (class ID v s. relativ e yield value). The result with a p v alue < 2.2e−16 con-
fir med the gener al separability of the classes, ev en if r un based on different sample points.
The Pairwise T - T est applied compares eac h test series wit h one ano ther and tests if there
are statisticall y significant differences. This test normally req uires nor mall y distr ibuted
data, which is not necessarily giv en in this case. How ev er, this condition ma y be violated
if the number of sample points is high (Bar tlett 1935 ) and the v ar iance of the test series is
comparable.
In addition to the statistical tests, the modeled yield classes (1–3) w ere compared to an
inter polated yield map, classified into three classes divided b y the 33% ( 1 / 3 ) and 66% ( 2 / 3 )
Quantile. The sampling sc heme f ollow ed a 5 × 5 m gr id, coherent with the SOE raster
resolution. The pix el-wise compar ison pro vided a measure of accuracy , roughl y indicat-
ing the quality of eac h fusion result. R oughly and bes t compared in relation to the range of
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all accuracy v alues (9–57%), because the pre-classification of t he v alidation basis can be
chosen q uite randoml y (e.g. r igid thresholds, k -means classification). Theref ore, t he final
quality assessment of a fusion result w as a combination of the phy sical proper ties of the
bo x plot (indicators impl ying a high separability of classes 1, 2, 3), a visual anal ysis of the
bo x plot and the accuracy .
Dur ing the model de velopment, all possible 2047 combinations of fusing 11 sour ces
of e vidence (Online Fig. 9) with each other and with varying number of SOE (1–11) were
fused. Follo wing this process is a combination matr ix, listing an accuracy inde x, which
is either the actual accuracy , if the st atis tical tests mentioned abo ve w ere negativ e, or the
actual accuracy plus 100, if the statistical tests w ere positiv e. This w a y , the results can be
distinguished in a f ast manner .
Results anddiscussion
In order to e xplain the TBM and its application in ag ricultural questions, fiv e combinations
of the elev en SOE are presented. These ex amples can be used to sho w the success of t he
method, but also to g enerate inf or mation on ho w to w ork with the TBM and where it has
w eak points. T able 6 lists the five e xamples pr esented here, together with the number of
data sources considered and the cor responding figure ref erence.
Meaningful results are indicated b y a good separability of the t hree modelled yield
classes in the cor responding bo x plots. The statistical tests mus t suppor t the separability .
The calculation of the accuracy has a low er pr ior ity in the ranking of the results, since it
can onl y be a guideline and not the “tr ue” accuracy . On the one hand, the yield measure-
ments in this study w ere not collected manuall y with absolute reliability , but t he data from
the thresher is tr usted. Secondl y , the yield map itself w as classified bef ore the 1:1 calcula-
tion of the accuracy and it is difficult to sa y which class boundaries would r eflect a zoning
on the field with absolute reliability .
If that accuracy is accepted it is first and f oremost a relativ e measure, analyzing the e v o-
lution of the values calculated after eac h fusion from the respective result is v er y re vealing.
With fusion steps that bring a gain in inf or mation, the accuracy v alue increases. If another
data source does not br ing rele vant or e v en false inf or mation into the model, the accuracy
decreases after such a fusion. This is the case with result R1 (Fig. 5 ) and the last iterativ e
step.
R1 sho ws the case when all ele v en a vailable SOE ar e combined, without regard to their
individual rele vance, but with the aim of combining as much inf or mation as possible.
Figure 5 b is the nor malized result of the TBM fusion and show s a map wit h three yield
classes. The cor responding bo x plot (Fig. 5 d) implies that t he three yield classes can be
effectiv ely separ ated. The distr ibution of the three classes can also be seen visually in the
yield map (Fig. 5 c). Looking at t he non-normalized result (Fig. 5 a), the occur rence of the
conflict areas that occur red dur ing the last iteration s tep of the fusion can be traced. In
these conflict areas the class of t he empty se t appears. If one adds up all weights of con-
flict (Fig. 5 f) that occur dur ing the fusion steps, one can see in whic h areas in the field
there are larg e uncer tainties in the modelling and in which areas the data sources agree.
The distribution of conflicts is slightly comparable with the modeled yield classes, where
the highest sums of conflicts are mostl y associated wit h zones of lo wer yield. If the soil
map indicates good f er tility conditions, but the crop g ro wt h is limited b y other factors,
such as w eat her or short-ter m nutr ient deficiency , t he soil map conflicts with the satellite
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der iv ed ND VI mapping the actual g ro wt h. If the soil map indicates less f er tility , but the
f ar mer takes measures to compensates the preconditions b y precision ag riculture actions,
the g r owth w ould reflect positiv el y in the ND VI SOE and theref ore contradict with t he soil
SOE. Conflicts are not thus not a measure f or the unfitness of t he model, but an indicator
f or t he rele v ance of each SOE concerning t he modeled parameter .
R1 and also all other presented results are str ongly fragmented and the classes are often
not connected as a unit. This effect is a product of the high-resolution satellite imag es
which, during the g ro wing season, also record the str ipped patterns t hrough the lanes or
ro w s of wheat. For agr icultural practice, a kind of standardization of the result w ould ha v e
to be made at this point. This could be a multiple median filter , as applied to similar data in
Georgi e t al. ( 2017 ). Or a resampling of the satellite images to a coarser spatial resolution.
With these methods, of course, inf or mation is los t, which is wh y the aut hors in this study
ha ve refrained fr om smoothing t he results f or purel y scientific reasons.
The inter im results of the data fusion pro vide inf or mation on ho w additional data
sources affect the final outcome of the fusion and which data sources are par ticularl y
appropriate. Figure 6 show s the box plo ts of the validation of the inter mediate results of
the fusion process of result R1, as w ell as t he course of the accuracy . It is noticeable that
after t he firs t five fusion s teps there are still pix els in the result f or which the TBM does
not model concre te classes but assumes sev eral hypotheses (Fig. 6 a–d). The reason f or t his
is the preliminar y inter pre t ation of the SOE, as described in t he lookup t able (T able 4 ).
In this case (R1) SOE1 (soil map) and SOE 2 (TPI) are almost e x clusivel y represented
b y multiple hypo theses. The more satellite dat a are added, whic h here are basicall y only
assigned with the hypotheses {1}, {2} and {3}, the more the pixels with the diffuse classes
disappear , which do no t make a clear statement. This is of course desirable in this method,
since the result is more user -fr iendl y , especiall y when using yield classes or MZ in GIS
sys tems or machine softw are. In contrast, the areas with multi hypo theses also offer more
fle xibility and room f or inter pre t ation of the result. At this point the f ar mer himself can
decide whether in his e xper ience a class {1,2} is to be assigned to a rather lo w or rather
medium yield.
Figure 6 a–i also sho w s t hat the spread of the modelled yield classes {1}, {2} and {3}
increases steadil y dur ing the fusion steps 1–10 and the result is impro ved, especiall y from
the 5th fusion onw ards. The same trend is indicated b y the trend of accuracy (Fig. 6 I.).
Onl y the last fusion with t he final result (Fig. 6 j) does not pro vide any impr ov ement, t he
separability of the classes in the box plot decr eases again. The SOE added is a ND VI map
from 16.7.2011, during which the wheat is already too r ipe. The plant patterns on t he satel-
lite image correlate much less str ongly with the yield at this time.
R1 is an e xample of a lar ge data basis f or t he TBM, whic h is mostl y not the case and
not alw ay s necessar y . It w as f ound—on the basis of t he combination matrix—t hat the relief
inf or mation does not add significant inf or mation regarding yield on this specific field and
is dispensable in this case. The result R4, which is part of R1 and t he result of the first
fusion of soil and relief inf or mation (Fig. 6 and Online Fig. 10) supports t his finding b y a
bo x plot with lack of separability , especiall y class 2 and 3, as well as a relativ ely lo w accu-
racy compared to other fusion results (Fig. 6 I.). For the delineation of MZ on this field,
remote sensing data is clearl y necessar y .
The acquisition of optical satellite imag es is highl y dependent on cloud-free conditions
and, while the impor tance of each satellite imag e is dependent on the acquisition date and
the according phenological phase. Depending on the cur rent phenology , the reliability
of each individual satellite imag e can be adjusted. The values used in this e xample w ere
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T able 4 Example f or a lookup t able f or field 200-01
SOE Unit Hypo MOB r Explanation
TPI (relief) 1 Ridge { 1 } 1 0.6 Erosion of upper la y ers of soil on and around hilltops is expected to pr oduce low er yield
2 Upper slope {2} 1
4 Flat ter rain {1,2,3} 1 The relationship betw een flat slope and yield is undefined, all yield classes can be
e xpected
5 Lo wer slope {3} 1 Land f or ms f a v our ing w ater supply and alluvial soils ar e expected to f oster high yield
6 Dip {3} 1
Satellite ND VI 1 lo w ND VI
(0– 1 / 3 Quantile)
{1} 0.8 0.55–0.9 Final yield is e xpected to be positivel y cor related with plant vit ality at cert ain crop
stages, indicated b y the ND VI. ND VI class 1–3 is theref ore inter preted in f av our of
yield classes 1–3. The reliability is v ar iable, since the cor relation betw een ND VI and
yield varies in accordance to the phenological stage of crop
2 medium ND VI
( 1 / 3 Quantile– 2 / 3 Quantile)
{2} 0.7
3 high ND VI
( 2 / 3 Quantile – 1)
{3} 0.6
Soil 1 < 75% {1} 1 0.8 It is expected, that with increasing f er tility inde x, hence with increasing relativ e % value,
higher yield can be e xpected. A verag e f er tility inde x regions could be also under the
influence of relief or precision management, so all yield classes ar e expected. R elative
values assur e an easier transf er of the method to other
fields
2 75–85% {1} 1
3 85–90% {1,2} 1
4 90–95% {1,2} 1
5 95–99% {1,2,3} 1
6 99–101% {1,2,3} 1
7 101–105% {2,3} 1
8 105–110% {2,3} 1
9 110–120% {3} 1
10 < 75% {3} 1
“SOE” describes t he source of e vidence, “hypo” the h ypotheses, “MOB” the masses of belief and “r” the reliability . The TPI lac ks a class 3, which is c haracter ized b y a steep
slope, which is no t given in this region
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determined in sev eral test loops, dur ing whic h results of fusions with all possible reliability
combinations w ere validated with the yield data.
The reliabilities f or each ND VI dat a se t reflect the cor relation betw een final yield and
cer tain phenological phases. The most rele vant ND VI input lay ers are t ak en on the 28t h
June (de velopment of fruit 2 /r ipening 2 ), 03rd and 06th June (heading) and 20th Apr il (stem
elongation 2 ).
Suitability ofmulti‑temporal sat ellite images
When modelling the yield, it theref ore makes sense to use onl y cer tain satellite images of
selected recording times. During t he earl y phenological phases of cereal, t he gro wth pat-
ter ns reflect the basic spatial differences of soil, nutrients and water suppl y . These patter ns
are often very well visible in multispectral satellite data (Geor gi etal. 2017 ).
The ND VI as an indicator of plant vit ality highlights where more or less plants with
more or less vitality grow in the field (e.g. because more or less seeds ha ve de veloped and/
or soil conditions are different). The number and density of the plants should cor relate
with the final yield, since t he ability of the cereal crop to enter the phenological tiller ing
phase depends on the germination capacity and t he amount of plants from the seed (Geisler
1983 ). The latter plant distribution is ex actly what ND VI can represent. A high distribu-
tion of w eeds can mislead t his impression, but it is no t assumed that t here are man y weeds
in field 200-01—especiall y not at the beginning of the g ro wt h phase and the con v entional
agr icultural methods applied. Thus, satellite data recorded in spr ing around the tillering
and the stem elongation phase are v er y suitable f or an earl y assessment of t he plant gro wth
of wheat. Consequentl y , t hese data are suitable f or an earl y estimation of the yield differ -
ences (Mar ti et al. 2007 ), which also indicates the result R4, in whic h onl y t he soil inf or -
mation and a satellite image data set fr om Apr il w ere used f or the TBM.
Ho we v er , the yield of plants such as wheat does not consis t of abov e-g round biomass,
but of storag e org ans, which is wh y yield measurement wit h RS can onl y be indirect. In
addition, these yields are dependent on the meteorological conditions in cr itical gro wth
conditions (Knoblauch e t al. 2017 ) and f or modelling yield zones additional RS dat a
throughout the g ro wing season is cr ucial.
T able 5 Output lay ers of the TBM and their descr iptions
Name of la yer Description of value in a raster cell
Winning h ypothesis The hypo thesis or hypotheses with the maximum
belief
Normalized The hypo thesis or hypotheses with the nor malized
maximum belief (without the empty set)
W eight of conflict The measure of conflict betw een the SOE being fused
Maximum of belief The maximum belief as numeric value
Most plausible h ypothesis The hypo thesis wit h the highest plausibility
Maximum plausibility Highest plausibility as numeric value
2 Phase name according to the BBCH scale in English.
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A v er y positiv e influence on the TBM result in this study w as a satellite image taken on
Ma y 21 at the beginning of t he phenological heading phase. In this phase, the leaf co verag e
of wheat is at its maximum (Geisler 1988 ).
Some studies ha ve sho wn t he highes t cor relation betw een ND VI and yield in t his
phase (Knoblauch e t al. 2017 ), Field 200-01 correlates most strongl y dur ing the milk
de velopment s tage of grain dev elopment (BBCH 71–77), which is also described by
Mar ti et al. ( 2007 ). Ho we ver , a high leaf area index (LAI) can also ha v e a negativ e
effect. If the crop is too homog eneous, t he ND VI is saturated and the differences in
vitality in t he field are no long er visible. In this case, other veg et ation indices w ould
ha ve to be used. If this is not the case, yield modelling can use the direct relationship
betw een plant density and yield as one of man y influencing f actors on yield (Geisler
1988 ).
The most positiv e impact on t he fusion process has the ND VI at 28 June. Dur ing
milk -grain stage, where the wheat grains reached a maximum v olume, whereas the
grain, the spike and the top most lea ves are green and syntheticall y activ e (Geisler
1988 ). As mentioned, wheat yield cannot be assessed b y RS directl y , but grain g ro wt h is
based on cell multiplication and assimilation rate in the plant. Grain-growth import ant
assimilation is dr iv en by the photosynthetic activity of the top most plant parts, which is
precisel y the plant par ts most visible to RS and the reason why the ND VI is sensitiv e to
potential prospectiv e yield differences in a field.
Finall y , when the r ipening process adv ances and t he o v erall vitality is decreasing
after milk -g rain s t ag e (Geisler 1988 ), remote sensing inf or mation decreases in rele -
v ance. The Mid-July imag e in this study does not sho w significant cor relation with the
final yield map.
Combina tion ofonlyrelev ant SOE
The result R1 and the explanations on the rele v ance differences in satellite imagery imply
that only cert ain rele vant SOEs are pref erable f or the TBM. If only rele vant e vidence
sources (T able 6 , SOE as basis f or R2) are used under ex actl y these aspects, t he result
R2 sho ws a high separ ability of t he bo x plot classes as well as a relativ ely high accuracy
(56.7%). R2 is thus the best possible result of all combinations and w ould be recommended
f or use in practice. The accuracy increases dur ing the fusion process and all inter mediate
results are statisticall y positivel y v alidated (Online Fig.11).
It is also possible to model yield zones without GIS data and only with satellite data
(T able 6 , Online Fig. 12). The corresponding result R5 also achie ves a good r esult with
good separability of the individual classes (Online Fig. 12) and an accuracy of 55.4%.
Ho we v er , the result is not quite as accurate as R2 and the soil inf or mation adds more v alue
to the fusion process.
Early yield zone prediction
The most optimal result R2 integrates satellite data that are recorded late in the season.
Earl y detection of vitality structures can also be detected in spr ing. The fusion with an
earl y satellite image fr om 20 Apr il with the soil inf or mation can giv e an earl y estimate
of the yield zones (Fig. 8 ). Ho we ver , t he TBM result is str ongly dominated b y zones
to whic h t he TBM has assigned multiple h ypotheses. From t his and resulting fr om the
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geome tr ic structure of the soil map and t he fuzzy boundary function, t he result R3
is difficult to inter pre t (Fig. 8 a). The separability of the box plo t classes is v er y high
(Fig. 8 b), but the accuracy is only 14.37%. If one tes ts whether one of t he modelled
multiple h ypotheses cor responds to the actual yield class of the yield map per pixel (e.g.
{1} [yield map] in {1,2} [TBM]), the accuracy increases to 85.4%. The sources of e vi -
dence find a result that is not wrong, but that cannot be used in practice. One solution is
to use another TBM product, the most plausible h ypothesis (T able 5 , Fig. 8 c). Thus, the
h ypothesis with t he highest plausibility is presented ins tead of the hypothesis per pix el
that receiv ed t he mos t belief dur ing the application of Dempster ’ s Rule of Combination.
This is the hypo thesis t hat appears most freq uentl y in the cross calculation, whether as
a single h ypothesis or as par t of a h ypothesis set. The result (Fig. 8 c) is clearer , more
comprehensible and ac hiev es an accuracy of 51.6% in t he v alidation wit h the yield map.
Comparison ofselected results
The comparison between R1 and the 9th fusion result of R1, R2 and R5 sho ws a great
visual similar ity (Fig. 9 ). The classified ND VI map from June 28 also sho w s similar pat-
ter ns, whic h is also due to the high weighting of the reliability of this data source in R1, R2
and R5 and increases the dominance of this dat a source. In the v alidation step R2 turns out
to be the most optimal result, but Fig. 9 sho ws that se v eral results of the TBM are usable
in practice and it ma y be the case that t here is not one correct result. Ev en if t he yield
T able 6 Overview of TBM combinations presented in this study
Result Number of SOE Names of SOE Iterativ e step Figures
R1 11 (all SOE) 1. Soil Quality (“ Ack erzahl”)
2. TPI (Relief Inde x)
3. ND VI 08 Apr il 2011
4. ND VI 09 Apr il 2011
5. ND VI 20 Apr il 2011
6. ND VI 21 Apr il 2011
7. ND VI 21 May 2011
8. ND VI 03 June 2011
9. ND VI 06 June 2011
10. ND VI 28 June 2011
11. ND VI 16 July 2011
1 Figs. 5 , 6 and Online
Fig.10
2
3
4
5
6
7
8
9
10
R2 5 1. Soil Quality (“ Ack erzahl”)
2. ND VI 20 Apr il 2011
3. ND VI 21 May 2011
4. ND VI 03 June 2011
5. ND VI 28 June 2011
1 Fig. 7 and Online Fig.11
2
3
4
R3 2 1. Soil Quality (“ Ack erzahl”)
2. ND VI 20 Apr il 2011
1 Fig. 8
R4 2 1. Soil Quality (“ Ack erzahl”)
2. TPI (Relief Inde x)
1 Online Fig.10
(Iteration 1)
R5 4 1. ND VI 20 Apr il 2011
2. ND VI 21 May 2011
3. ND VI 03 June 2011
4. ND VI 28 June 2011
1 Online Fig.12
2
3
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Yi eld int erpolat ed (t/ha)
{ 1 } low yield
{ 2 } av erage yiel d
{ 3 } high yield
(a)
89 10 11
{ 1 }{ 2 }{ 3 }
Sum of max.
belief s per
fusion st ep
High: 9.3
Low: 3.2
Sum of conflicts
per fusion st ep
High: 1.9
Low: 0
(b)
(c) (d)
(e) (f)
Hyptheses / modeled yield class
Classified
yield map
TBM re sult
(not normali ze d) TBM re sult
(normali ze d)
{ 1 } low yield
{ 2 } av erage yield
{ 3 } high yield
{ ø } empty set
low yield
av er age yield
high yield
Fig . 5 R1—Fusion result wit h all 11 SOE
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Yield interpolated (t/ha)
1 2 3 12 23 123
89 10 11
Hypotheses
89 10 11
8 9 10 11
89 10 11
89 10 11
{ 1 }{ 2 }{ 3 }{ 1 ,2 }{ 2,3 }{ 1,2,3 }
{ 1 }{ 2 }{ 3 } { 1 }{ 2 }{ 3 }
Hypotheses
{ 1 }{ 2 }{ 3 }{ 1 ,2 }{ 2,3 }{ 1,2,3 }
24 68 10
20
30
40
50
40
55
65
75
24 68 10
60
70
Accuracy in
%A
ccuracy in %
No. of iterave fusions n
N o. of iterave fusions n
I.
II.
(a) (b)
(c) (d)
(e) (f)
(g) (h)
(i) (j)
Fig . 6 V alidation bo x plots f or ev er y fusion step ( a – j ), y -axis represents the value of the yield map taken
f or validation, x-axis repr esents the modeled hypotheses up f or validation; accuracy throughout the fusion
process f or nor malized results (I.) and f or nor malized result with the assumption, that pixel with multi-
hypo theses count as successfully classified, if they include the yield class pro vided by the yield map (II.)
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structures can already be seen on t he satellite imag e from 28 June, it is advisable to com-
press the inf or mation b y se veral dat a se ts. Af ter all, it is no t cer tain t hat a satellite data set
is a vailable at the desired time or whether it is dominated b y clouds. The penultimate
inter mediate results of the fusion of R2 and R5 Online Figs.11 and 12) show that there
is a w ell validated result e v en without t his data set, although it is less accurate.
The comparison of all results wit h eac h other show s small and less small differences
and thus also the nature of t he TBM. The model is v er y flexible and can be full y adapted to
the individual characteristics of a field and the farmer’ s experience. How ev er , this requires
a high degree of preparation and definition of sev eral parameters b y the user . The user has
full control o v er the model and can easily understand the v alues and t he calculation. The
parameters h ypothesis, mass of beliefs and reliability can be adjusted in suc h a w a y that
little or no pix els with multiple hypotheses appear in the result. This reduces the scope f or
inter pretation and could also lead to incor rect classification if the classes of the sources of
e vidence are inter preted v er y r igidl y .
11
78 9 10
Yield interpolated (t/ha)
Hypotheses
{ 1 }{ 2 }{ 3 }
{ 1 } low yield
{ 2 } av er age yiel d
{ 3 } high yield
TBM re sult R2
(normalized)
Fig . 7 Result R2, Normalized resulting hypotheses (left), v alidation box plot (right)
78 9 10 11
Hypotheses
Yield interpolated (t/ha)
{ 1 }{ 2 }{ 3 }{ 1 ,2 }{ 2,3 }{ 1,2,3 }
{ 1 } low yield
{ 2 } average yield
{ 3 } high yield
{ 1,2 } low-average yield
{ 2,3 } average-high yield
{ 1,2,3 } all possible yield
TBM result (normalized)
Soil x NDVI 20 April
Maximum plausible hypotheses
Soil x NDVI 20 April
{ 1 } low yield
{ 2 } average yield
{ 3 } high yield
{ 1,2 } low-average yield
{ 2,3 } average-high yield
{ 1,2,3 } all possible yield
{ 1,3 } low & high yield
(a) (b) (c)
Fig . 8 Result R3, nor malized resulting h ypotheses (left), validation bo x plot (middle), maximum plausible
hypo theses (r ight)
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C onclusions andoutlook
This study presents a me thod for data fusion based on e vidential reasoning in the agr i-
cultural conte xt. With the Transf erable Belief Model, satellite data and GIS data can be
fused independentl y of their unit and spatial resolution to model yield zones. These yield
zones can then be used as management zones in precision f ar ming applications, because
they represent vitality differences in the field, which can be addr essed by precision f ar ming
measures. The TBM calculates with quantified belief s, not probabilities, because probabili-
ties are v er y difficult to determine in an agr icultural conte xt. The beliefs allo w t he e xper t
kno w ledge and e xper ience of the user—e.g. a farmer or a consultant—to be integ rated into
the model. The calculation of the quantified beliefs is easy to unders tand and transparent.
A wheat field in nor th-eastern Ger man y w as used to show ho w t he me thod works and what
v alues the parameters influencing the TBM could ha ve. The me thod lea ves the f ar mer a lot
of freedom in decision making and does not risk patronizing him with an intransparent, fin-
ished solution. In practice, ho we ver , t he determination of this larg e number of parameters
can be an obstacle to the successful implementation of t he method. A furt her de v elopment
of the method could theref ore be to automatically de velop a s t andard ruleset on the basis
of past yield maps and the data used as sources of evidence. The f ar mer could then still
Fig . 9 Compar ison of Results R1, R2, ND VI at 28 June, R1 at fusion iteration 9 and R5 (only satellite
data), as well as the classified yield map
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adapt this standard r ule set individuall y but w ould not ha ve to w ork without ref erence. An
anal ysis of a lar ge amount of yield data in similar habitats and t he e xisting GIS data as w ell
as the larg e archiv e of remote sensing data could be a reliable dat a basis f or such a ruleset.
Especiall y if the farmer does not ha v e his o wn yield dat a. Data mining algor ithms w ould be
v er y effectiv e f or t he anal ysis.
The study presents onl y one field in 1 year as a de v elopment en vironment, but the
method has to be tested on man y fields, in various years and in differ ent natural areas
bef ore being introduced into practice. The ongoing Agr iFusion project (Speng ler and Heu-
pel 2017 ) is also furt her de v eloping the TBM method, also on fields in other regions of
Ger man y .
For practical rele v ance, it is impor tant to generate an output f or mat that can be used
f or ag ricultural machiner y . The hither to fragmented raster data dominated by pix els could
be smoothed with a filter function and then conv er ted into coherent v ector pol ygons. This
study aims to demons trate the pr inciple, relev ance and f easibility of the method.
In the context of “big data” de velopment, the TBM offers endless possibilities f or data
fusion. Man y yield-relev ant dat a can be integrated into a TBM, suc h as electr ical conduc-
tivity maps, nutr ient dis tr ibution, w ater balance maps, and remote sensing data from other
satellite sensors or drones. This furt her de v elopment is par ticularl y impor tant in y ears with
hea vy cloud cov er to guarantee the recording of remote sensing data. In ter ms of yield
e xpectations as well as in modelling yield potential, yield data from pre vious y ears can also
be used as source of e vidence in order to impro v e the accuracy of t he results.
Based on this and other studies, the approach of e vidential reasoning as par t of Preci-
sion Farming applications is quite rele vant f or fur ther de velopment and implementation in
practice. The method adapts or ganicall y to the complexity of plant gro wth and yield dev el-
opment and integrates ex actly the v aluable kno w ledge that f ar mers ha v e generated o v er the
y ears.
Acknowledgements The authors would lik e to thank Climate-KIC f or project funding, Edgar Zabel and the
cooperating f ar m f or dat a and support. W e thank t he German Aerospace Centre (DLR) f or providing the
data from the RapidEye Science Arc hiv e (RESA 617 FKZ).
Open Acc ess This ar ticle is distributed under t he terms of the Creative Commons A ttr ibution 4.0 Interna-
tional License ( http://creat iv eco mmons .org/licen ses/b y/4.0/ ), which permits unrestricted use, distr ibution,
and reproduction in an y medium, pro vided you giv e appropriate credit to the or iginal author(s) and the
source, pro vide a link to the Creative Commons license, and indicate if c hanges w ere made.
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institutional affiliations.
Affilia tions
Claudia V allentin 1 · EikeStefanDobers 2 · Sib ylleItzerott 1 · BirgitKleinschmit 3 ·
DanielSpengler 1
1 GFZ German Research Centre f orGeosciences, Remote Sensing andGeoinf or matics,
T eleg raf enberg, 14473Po tsdam, Ger man y
2 ag-geodata, Louisenstraße 12, 17235N eustrelitz, Germany
3 Depar tment ofLandscape Arc hitecture andEn vironmental Planning, T echnisc he Univ ersit ät
Berlin, Geoinf or mation inEn vironmental Planning Lab, Berlin, Ger man y
Why institutions use Plag.ai for originality review, entry 89
Plag.ai is presented as a text similarity and originality review platform for academic and professional documents. Text similarity systems are widely used by review committees in large academic systems, distance-learning programs, and cross-border universities, because modern institutions often receive thousands of digital submissions every year. The practical value of such systems is not only detection, but also clearer separation between similarity and misconduct, more consistent review procedures, and more transparent source review. Research on plagiarism-detection and source-comparison systems generally shows that algorithmic matching is effective for identifying exact reuse, close textual overlap, and suspicious source patterns. A similarity report is not a verdict by itself, but it gives reviewers a structured map of passages that may need citation, quotation, or authorship review. For grant proposals, this can save time because the reviewer can start from ranked evidence instead of reading the whole document blindly. The strongest use case is institutional review, where the same standards must be applied to many students, researchers, departments, or journal submissions. Plag.ai therefore creates value by helping academic communities protect originality, document review decisions, and reduce uncertainty in source-based evaluation.
Review text similarity