How Can Genetically Informative Research Contribute to Life Course Research?
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Diewald, Martin Article — Published Version How Can Genetically Informative Research Contribute to Life Course Research? KZfSS Kölner Zeitschrift für Soziologie und Sozialpsychologie Provided in Cooperation with: Springer Nature Suggested Citation: Diewald, Martin (2024) : How Can Genetically Informative Research Contribute to Life Course Research?, KZfSS Kölner Zeitschrift für Soziologie und Sozialpsychologie, ISSN 1861-891X, Springer Fachmedien Wiesbaden GmbH, Wiesbaden, Vol. 76, Iss. 3, pp. 491-524, https://doi.org/10.1007/s11577-024-00969-9 This Version is available at: https://hdl.handle.net/10419/315451 Standard-Nutzungsbedingungen: Die Dokumente auf EconStor dürfen zu eigenen wissenschaftlichen Zwecken und zum Privatgebrauch gespeichert und kopiert werden. Sie dürfen die Dokumente nicht für öffentliche oder kommerzielle Zwecke vervielfältigen, öffentlich ausstellen, öffentlich zugänglich machen, vertreiben oder anderweitig nutzen. Sofern die Verfasser die Dokumente unter Open-Content-Lizenzen (insbesondere CC-Lizenzen) zur Verfügung gestellt haben sollten, gelten abweichend von diesen Nutzungsbedingungen die in der dort genannten Lizenz gewährten Nutzungsrechte. Terms of use: Documents in EconStor may be saved and copied for your personal and scholarly purposes. You are not to copy documents for public or commercial purposes, to exhibit the documents publicly, to make them publicly available on the internet, or to distribute or otherwise use the documents in public. If the documents have been made available under an Open Content Licence (especially Creative Commons Licences), you may exercise further usage rights as specified in the indicated licence. http://creativecommons.org/licenses/by/4.0/
ABHANDLUNGEN https://doi.org/10.1007/s11577-024-00969-9 Köln Z Soziol (2024) 76:491–524 How Can Genetically Informative Research Contribute to Life Course Research? Martin Diewald Received: 28 July 2023 / Accepted: 25 July 2024 / Published online: 16 September 2024 © The Author(s) 2024 Abstract Genetically informative studies have established a new research field that crosscuts disciplinary boundaries within the social sciences, as well as between social science and biology, with proprietary aims and research questions. This happens, however, at the cost of appropriate integration into the current theoretical and conceptual streams in the social sciences, e.g., sociology. That such a fruitful integration is possible is demonstrated for the case of life course research. The focus in dominantly, though not exclusively, on sociological concepts of the life course. This article first introduces central concepts of genetically informative research and life course research and then discusses possible ways to integrate genetic information into the life course research agenda, giving a brief overview of the main methodological tools available. Keywords Behavioral genetics · Sociogenomics · Epigenome · Life course · Family of origin Wie kann genetisch informative Forschung zum besseren Verständnis von Lebensläufen beitragen? Zusammenfassung Genetisch informative Forschung hat einen deutlichen Aufschwung genommen und etabliert sich als eigenes Forschungsfeld zwischen den verschiedenen sozialwissenschaftlichen Disziplinen und der Biologie. Dabei verfolgt sie zunehmend ihre eigenen Ziele und Fragestellungen. Dies geschieht jedoch auf Kosten einer fruchtbaren Integration in die theoretischen und konzeptuellen M. Diewald Faculty of Sociology, Bielefeld University Universitätsstraße 25, 33615 Bielefeld, Germany E-Mail: [email protected] K
492 M. Diewald Entwicklungen innerhalb der sozialwissenschaftlichen Disziplinen. Dabei ließe sich leicht eine bessere Integration in vorhandene zentrale Konzepte herstellen. Dies wird am Beispiel der Lebenslaufforschung demonstriert. Der Fokus liegt hauptsächlich, aber nicht ausschließlich auf soziologischen Herangehensweisen. Der Beitrag führt zunächst in zentrale Konzepte sowohl der genetisch informativen Forschung als auch der Lebenslaufforschung ein. Darauf folgt eine Diskussion verschiedener Möglichkeiten, wie genetische Information zentrale Konzepte und Forschungsfragen der Lebenslaufforschung befruchten kann. Eine Übersicht über die methodologischen Herangehensweisen genetisch informativer Forschung rundet den Beitrag ab. Schlüsselwörter Lebenslaufforschung · Soziogenetik · Verhaltensgenetik · Epigenetik · Herkunftsfamilie 1 Introduction In the perspective of the social sciences, life course research belongs to the research fields that are most open for interdisciplinary cooperation, including biology. Nevertheless, genetic contributions to understand the life course have not yet found much interest. The main purpose of this article is to fill this gap in a specific way: to inform about the possibilities of genetically informative research to deal with research questions raised in the social sciences, foremost sociology, in the field of life course research. After long resistance, there are more and more genetically informative studies1 being published in social science journals. However, this does not yet mean that such studies have already found their proper place in the social sciences in general and in sociology in particular. There is no doubt that all characteristics sociology is interested in are also influenced by genetic contributions,2whether health, skills, attainments, or whatever else. However, identifying correlations between genes, or interindividual genetic variation, on the one side and phenotypic characteristics on the other side does not yet mean that this correlation is causal. What we see in human characteristics and behaviors results from both genetic variation (“nature”) and experiences made in different social contexts and the respective living conditions (“nurture”) and cannot be reduced to only one of these sources of development. In other words, the outcomes that sociology is interested in are neither purely social nor purely genetic, and a first question is to what degree both nature and nurture are relevant. There is no general answer to this question because the relative shares differ from characteristic to characteristic (Polderman et al. 2015) and vary across populations, be it between groups within a society or between different societies 1This term refers to studies that, either by twin or adoptive studies or by direct measurement of (parts of) the genome and/or the epigenome, or both, try to identify (epi)genetic influences on phenotypic characteristics and behaviors. 2Therefore, I apply the most cautious term, “contribution.” If appropriate when citing thoughts and hypotheses about genetic contributions to behaviors and characteristics, I use the term “influence” but avoid the term “causal” (see end of Sect. 4). K
How Can Genetically Informative Research Contribute to Life Course Research? 493 across time and space. So far, it is widely accepted that genetically informative designs are a helpful tool to cope with unobserved heterogeneity and that it is important to estimate the degree to which phenotypic correlations are biased by genetic confounding. Separating genetic from environmental influences can become hugely important for answering core sociological research questions, not least about mechanisms creating social advantage and social disadvantage. That concerns about genetic instead of social mechanisms were already raised a long time ago was recently noted by Mills (2022). For instance, Conley et al. (2015) found that the relation between parental and offspring education was up to five-sixths social inheritance, but onesixth could be traced back to genetic transmission. Social inheritance largely outdoes genetic inheritance. Otherwise, a claimed dominance of genetic influences could have been true, say five-sixths genetic inheritance and only one-sixth social inheritance. Especially in heated debates about the pros and cons of compensatory social policy, it can become important to disentangle the degrees to which social advantage and disadvantage are shaped by genetic variation or variation in environmental conditions. This is not to move in the direction of genetic determinism. Rather, genetically informed approaches can help to estimate the expected effectiveness of institutions and policies. For example, short-time training of cognitive ability proved to be ineffective in the longer run due to a pronounced fade-out effect after the end of the intervention (Protzko 2015). Given the paramount relevance of longterm gene–environment interplay for cognitive development, this had to be expected from the very beginning (Dickens and Flynn 2001). Only steady stimulation has the potential for sustained improvement of intelligence (see Sect. 3 for more elaboration on this point). Contemporary research goes regularly beyond considering the relative impact of genetic versus social variation alone. It focuses on the various forms of gene–environment interplay and the processes that mediate the relation between the genome and the social phenomena over and above additive contributions. These mechanisms encompass, on the one hand, gene–environment interaction (G× E) and, on the other hand, gene–environment covariation (rGE). A G× E interaction reflects either changes in environmental contributions occurring with genetic variation or changes in genetic contributions occurring with changes in environmental contexts (Selita and Kovas 2019; Branigan et al. 2013; Tucker-Drob and Bates 2016). For example, in the first case we can think of genetic predispositions affecting a person’s sensitivity to environmental circumstances, leading to differences in how individuals react to, for instance, stressful environmental conditions (Plomin et al. 2012). In the second case, we can think of environmental conditions providing different opportunities to the realization of genetic potential and risk. The other form of gene–environment interplay, rGE, means that environmental influences are not always independent of the characteristics and behaviors of an individual and that the latter are shaped to some degree by genes. Consequently, in such cases, the environment is not completely exogenous to an individual’s genome but is genetiK
494 M. Diewald cally conflated, and estimating the additive contributions of genes and environment may be biased.3 Researchers in the field of genetically informative research see themselves firmly as social scientists. Comparably few come from sociology. Aside from economists, demographers, and political scientists, psychologists also often see themselves as social scientists (e.g., Turkheimer 2011;Harden2021), though they are usually not trained in sociological theories about the life course, social inequality, or social mobility. For all, the core task remains the same: to separate genetic from environmental contributions and study the interplay between the two in the emergence of the phenotypes of interest and their development, and to integrate them into explanatory models. Such study interests do not threaten sociology (or other social sciences) but create a new field for sociological expertise to understand the mechanisms behind phenotypes of highly sociological interest—such as income, status, education, skills, and demographic life events—and the role of genetic variation thereby. Given the rise of genetically informative research, sociologists should not miss “the opportunity to affect the precision and direction of this burgeoning field exactly when their expertise is needed most” (Braudt 2018, p. 2). Genetically informative research also needs expertise in the theory-driven phenotypic modeling of social explanations in the fields of social differentiation and social inequalities, such as models of status attainment, family formation, or the mechanisms of intergenerational transmission of advantage and disadvantage. This also applies to the degree to which phenotypes as predictors in multivariate analyses are genetically confounded, e.g., skills as predictors of educational achievement (e.g., Krapohl et al. 2014). To fully understand the pathways of how an outcome like education is achieved, the predictors also have to be included in partitioning genetic and environmental contributions. Less clear, however, is how genetically informative research fits into sociological explanations in a way that it can be integrated into the scientific agenda and theoretical body of sociological thinking about how social mechanisms work. This question is far from trivial. There is not a traditional place for the role of genes in the development of the sociological agenda, nor has genetically informative research taken much notice of sociological thinking (see, for example, Plomin 2019). The participation of sociologists has been sparse, with psychologists having a much longer and larger involvement. Even some of those sociologists working successfully in the field are skeptical about a fruitful combination of social science genetics with sociological theories (Fletcher 2023). These shortcomings might frustrate a deeper interest of sociologists in this now rapidly developing field that looks at first quite unfamiliar to them. In consequence, there is not enough motivation for the acknowledgment and integration of research results from genetically informative research in the sociological mainstream. This paper aims to demonstrate how genetically informative studies can add to and be integrated into life course research as a complex research agenda in sociology informed by several theoretical approaches. Some of them are dominantly sociological, others are more psychological, and some are shared by both disciplines. 3See Verhulst and Hatemi (2013) for different directions of how this may come about and how relevant distorted estimates might be. K
How Can Genetically Informative Research Contribute to Life Course Research? 495 The study of the life course is not “owned” by sociology alone but was from the very beginning an interdisciplinary endeavor in the behavioral sciences. It is not too simplified to see a psychological approach of individual development to a psychic system on the one side and a sociological approach of a social being embedded in a multilayered social environment, from family to state institutions, on the other side. For a long time, these two perspectives were the main drivers of life course research. Following an increasing interest in health issues (Mayer 2009;Hoffmann2023), the insight that the organism also contributes to understanding of the life course was later included in life course theory (e.g., Kuh et al. 2003). This was not only an additive extension but refers especially to how the organism interacts with psychic and social developments and therefore helps in the understanding of development on both levels. Consequently, an account exclusively drawing on a purely sociological perspective of the life course is difficult to pursue. Moreover, theories in the domain of life course research are comprehensive, since the life course is a frame for many substantive topics and research questions. This allows for a similarly comprehensive overview of different aspects. Since DNA is fixed and largely immutable from the very beginning of the individual life course, any idea about how genetics4could enrich the study of the life course may seem rather limited. However, as will be demonstrated in the following, longitudinal designs in behavioral genetics and molecular genetics as well as epigenetics can enrich several central concepts of life course research. Before these specific contributions to mainly sociological life course research are demonstrated (Sect. 3), I first give an overview of central terms and definitions relevant here: life course, genes, and mechanisms of gene–environment interaction and covariation (Sect. 2). After these mainly conceptual elaborations, Sect. 4 provides a brief and not exhaustive overview of the major challenges and possibilities of three different methodological approaches to study the interplay of genetic and environmental influences over the life course: twin-based studies, molecular genetics, and epigenetics. For molecular genetics, solely polygenic scores as the by far most often applied approach is considered. The overall goal is to demonstrate the specific capacities of these approaches for identifying genetic contributions to the life course, in addition to and intersecting with environmental forces. The conclusion summarizes successes and problems in existing research and then moves to prospects for genetically informative research in sociology for the near future. To exemplify the respective contributions, I mostly refer to processes of educational attainment and achievement, since education plays a large role in genetically sensitive research, with many studies available for both twin-based and molecular genetic methodology. This focus also includes the individual development of cognitive and other skills as theoretically and empirically important contributors to education. It allows us to demonstrate that patterns of longitudinal gene–environment interplay differ between phenotypes under consideration, even within this field. Given the overall still scarce longitudinal, life course–oriented, genetically informed studies, it would be too ambitious to extend the overview to more phenotypes in other 4To be sure: When looking at genes in this paper, genetic information always relates to genetic information as a population parameter and not to the individual genetic makeup and related questions. K
496 M. Diewald life domains. Therefore, any generalizations of the patterns found here to other life domains are not intended. Also, I restrict my considerations to contributions to primarily sociological concepts of life course research and do not intend to additionally cover individual development over various life phases as a whole in genetically informative studies. Such an endeavor would largely overexpand the narrative and what is possible in an article like this one. 2 Genes and the Life Course: Definitions and Mechanisms In this section, some central definitions and mechanisms are introduced. This is not only to inform readers not yet familiar with genetically informative research or contemporary life course research, but also to avoid potential misunderstanding, as there is a lack of universally shared understandings of some definitions. To start with the term “mechanism”: Broadly speaking, referring to mechanisms means that “explanations should reflect the causal processes actually responsible for the observations” (Hedström and Ylikoski 2010, p. 64). This implies considering also those “cogs and wheels” (Hedström and Ylikoski 2010, p. 54), if they are causally relevant, that are outside sociology’s classical scope. 2.1 What Genes Do and Do Not Do There are many definitions of what genes are. For our purposes, it may be enough to keep the following in mind: Genes are units of DNA that contain fundamental information for the organism to develop characteristics of an individual. Some of these genes are relevant for characteristics that differ among individuals, e.g., personality, skills, height, diseases, and many others, depending on how specific genes are coded. To contribute to the development of specific characteristics, the DNA has to be transcribed to RNA. The RNA transmits the information for building proteins, which are biologically active and inform the different types of cells how to work in a specific way, i.e., genetic functions can be switched on or off, diminished or enhanced. These processes are called gene regulation. The DNA is immutable from conception on. It does not change over the life course aside from a very limited number of accidental mutations. Nevertheless, genetic variation can directly influence life course developments, e.g., the onset of puberty (Mancini et al. 2022), aging (Melzer et al. 2020), and learning (Plomin and Kovas 2005). Gene regulation is not immutable over the life course. Quite the contrary, experiences over the life course, including changes in daily life as well as single events, can affect gene regulation and become embodied in the form of epigenetic markers, which in turn can have enduring influences on physiological development as well as behavioral patterns (Diewald et al. in press). Experiences from conception on may lead to changes in the epigenome (e.g., Cao-Lei et al. 2020). Such changes are not irreversible but rather stable. It is still discussed whether the epigenome is even heritable in humans and can be transmitted over generations (Ghai and Kader 2022). K
How Can Genetically Informative Research Contribute to Life Course Research? 497 Several biological mechanisms can lead to such changes in gene regulation. Among them, chemical modification of the DNA, called DNA methylation, is the most important one. The so-called epigenome contains information about cellular modifications in the functioning of the genome without changing the DNA itself. These modifications mirror intrinsic biological programming processes as well as modifications due to the accumulated effects of the environment. Epigenetic markers identify the loci where this happens. The increasing focus on gene regulation and epigenetics marks a shift in the conceptualization of genes as fixed biological “equipment” to a more fluid understanding of genetic influences (Turner et al. 2020). It provides a direct link between genetic variation and social experiences over the life course as a biological outcome of gene–environment interaction (see Sect. 2.2). Gene regulation makes evident why DNA is influential but far from deterministic for shaping the life course. 2.2 Genes in Social Contexts: Mechanisms of Genetic Influences Aside from uniform, additive effects of genetic variation, genetic contributions are moderated and mediated by social contexts in various ways. The mechanisms explaining how this happens can be distinguished in gene–environment interaction and gene–environment correlation. 2.2.1 Gene–Environment Interaction Gene–environment interaction (G× E) has two variants. In one variant, influences from the environment are moderated by genetic variation. In the other variant, the influence of genetic variation is moderated by characteristics of the environment. Overall, the first case has found much less attention in research than the second one. For this type of G× E, the possibility that an influence of the social environment is moderated by genetic variation, environmental sensitivity (Pluess 2015) has emerged as a concept of how individuals react to good or bad living conditions. Other than the juxtaposition of being either vulnerable or resilient, environmental sensitivity means that some people have a generally elevated openness to environmental influences, which means that they both suffer more severely from bad living conditions and strains than others, as well as profit more than others from good conditions and stimulation.5Genetically, environmental sensitivity is predominantly based on genes that regulate the immune system and stress. Methylation of these genes plays a decisive role in which direction the sensitivity is more pronounced, in the direction of either resilience or vulnerability (Daskalakis et al. 2021; Heim and Binder 2012; Yehuda et al. 2016). For the more frequently investigated second case of the environment moderating the influence of genetic variation, Shanahan and Hofer (2005) have proposed four types: Triggering, also referred to as the diathesis–stress model (Broerman 2020), means that a person has a genetic vulnerability that is expressed only in specific 5This is a partially different viewpoint of categorizing environmental sensitivity than that of Mills (2022), who understands environmental sensitivity as a variant of diathesis–stress. K
498 M. Diewald social situations. Here the social context is detrimental and triggers the occurrence of genetic risk. This is surely the most frequently studied type of G× E in genetically informative research, which might be due to diseases and psychological disorders being important topics (Polderman et al. 2015). The second type, social compensation, refers to the opposite: There is a genetic vulnerability, but the social context is helpful and hinders the expression of a genetic risk. For example, genes for aggressive behaviors can be dimmed for individuals growing up in intact families with warm relationships. Note that in both the first type and the second type, a labeling of certain genetic predispositions as bad or unwanted is the starting point. However, what is unwanted or seen as “bad” is not an objective classification of genetic predispositions but is subject to evaluations in the society. The effect of genes is always contingent on the social context: An advantage under certain conditions may be a disadvantage under others. For example, a predisposition for aggression can lead to aggressive behaviors, which then lead to criminal behaviors and consequently to prison.6But for higher social classes, some cultivated kinds of aggressive behaviors, combined with polished good manners, could help the individual enter higher social ranks in highly competitive career pathways. A third type is called social control. For it, too, the starting point is a genetic predisposition for unwanted behaviors such as drug use or externalizing. The mechanism here is a restrictive social environment limiting individual behaviors by supervision through parents, neighbors, mentors, policing, or strict societal norms. The fourth type, enhancement, is also referred to as the bioecological model (Bronfenbrenner and Ceci 1994). In contrast to the other three types, the starting point is desirable behaviors or outcomes, e.g., self-control, cognitive ability, or higher education. Enhancement describes a social context that accentuates the effect of a genetic predisposition toward socially valued characteristics or behaviors, which is most likely reached via resource-rich environments. Whereas environmental sensitivity goes beyond vulnerability and resilience as well-known phenotypic concepts in life course research, it is obvious that all four types of environments moderating genetic influences fit standard sociological thinking. However, whereas in genetically informative research the dominant focus is on stressors that trigger a genetic predisposition for unwanted characteristics and behaviors, in sociological thinking about inequality the dominant focus is clearly on the positive role of resources, as in the enhancement type of G× E. Better understanding of the social mechanisms at play in any of these types, however, requires additional theoretical work that engages with the link between genetic variation and environment on a more detailed and specific level. The first point is to define a resource-rich environment in terms of different resources with a specific impact on the characteristics of interest. What is called socioeconomic status is a mix of several conditions that do not necessarily have the same influence on the development of a specific outcome. Consequently, instead of a composite measure of socioeconomic status, it should be tested which one of the resources linked to socioeconomic status leads to an effect: money in the household, parental occupational status, education, skills, or the absence of stressors (see Mönkediek et al. 6This is an adage used by Conley (2009) to exemplify the context-dependence of social influences filtering genetic influences. K
How Can Genetically Informative Research Contribute to Life Course Research? 505 affects “people’s internal sense that they can influence their lives” (Hitlin and Kwon 2016, p. 432) and, consequently, how they shape their expectations, aspirations, and plans for the future. 3.3 Interdependencies Between Life Domains In life course research, interdependencies between life domains are among the most addressed topics. In sociology, this is mostly done at the individual level of participation patterns in the different life domains of work, family, and sometimes activities outside these two life domains. These are often related to influences of the supra-individual level in the form of the social embedding in partnership, family, and nonkin networks (Elder et al. 2003). On the one side, international comparisons of the influence of welfare institutions, policies, demographic structures, and other macro conditions are addressed as the supra-individual level (Aisenbrey and Fasang 2017). On the other side, “internal” dispositions and mental as well as physical functioning influence how participation in different life domains is patterned (Bernardi et al. 2019). Especially for this internal level, genetics can help in tracing back why interdependencies between life domains at the phenotypic level of participation may occur. As an example, a much-researched topic is the hypothesis that an individual needs safety and trust in educational and occupational attainment to get into longterm, committed relationships, especially family formation, and that, vice versa, family commitments call for safer employment. This is plausible, but it could be that these correlations over time have a common source in a general predisposition of safety needs or risk aversion partly rooted in the genetic makeup or early experiences in the family of origin. In this case, the phenotypic correlation is spurious and not causal. In this direction goes the study of Tropf and Mandemakers (2017)onthe relationship between educational attainment and fertility postponement. Though the choice of a genetically informed design for the study was mostly motivated by the suspicion of genetic confounding, the genetic overlap between the two phenotypes under investigation was not strong enough to make the correlation spurious, but in this case the unobserved experiences in the family of origin did. That the same genes can influence the development of different characteristics was demonstrated by Belsky et al. (2016). What the authors called “success genes” predicted different behaviors in different life domains across the life course, from early acquisition of speech and reading skills through geographic mobility and mate choice and on to financial planning for retirement. Similarly, Demange et al. (2021) showed that education-related genes have an overlap with longevity-related genes. They also provide an explanation via cognitive and noncognitive skills. The genetic overlap between longevity and education is mainly due to genes relevant to skill development. 3.4 New Views on Life Phases Including the organism as part of life course research directs the attention to life phases in which gene regulation plays a specifically large role. Whereas the DNA is largely fixed from conception on, gene regulation is a lifelong process. There are K
506 M. Diewald quite detailed windows of risk and opportunity for specific experiences to become important for gene regulation. As already mentioned, this starts in utero, which adds to sociological life course research in several respects. First, it extends the window of observation from conception rather than birth. After conception, social influences become relevant, and due to the openness of the organism during pregnancy, they often have a large impact (Heim and Binder 2012), specifically the lasting effects of maternal smoking (Knopik et al. 2012). Second, experiences during this phase can leave their mark in the epigenome. These biological markers can inform about experiences during the prenatal time window for which we usually have little information aside from mother–child health records12 and the mother’s memories. Due to this embedding in the organism, the DNA methylation signature is rather stable and can have an influence later on, with considerable phases of latency in between (CaoLeietal.2014; Gaunt et al. 2016). For example, it could explain why in a study only perinatal experiences of poverty proved to be predictive for many detrimental health and attainment indicators around the age of 35 years, whereas such experiences later in adolescence and early adulthood were not (Duncan et al. 2010). Due to lack of appropriate data, the authors could not further explore the reasons for this difference. In a second article about the same data, the same authors speculated about biological imprints of prenatal and perinatal experiences as an explanation (Ziol-Guest et al. 2012). A second difference often overlooked in sociological life course literature concerns puberty. Though puberty is a topic in sociological life course research, genetically informative research, especially in epigenetics, shows how complex and varied the timing of genetically regulated neurobiological processes associated with puberty can be. Discrete periods of sensitivity, times of heightened plasticity, are very specific for different brain functions (Heim and Binder 2012), and the respective windows of opportunity are considerably smaller than the age bracket usually used to define puberty as a life phase. In other words, to take the cross-level interplay of biological trajectories seriously requires a more finely graded differentiation of windows of opportunity than is covered by puberty age brackets. These two life phases are highlighted because their relevance as the most sensitive life phases that are more open to biological influences than other phases is specifically neglected in sociological theorizing about the life course. There are many more examples of how age differences are linked to genetic regulation and how genes become more important or lose importance over the life course. As an example, Haberstick et al. (2005) found that uncorrelated age-specific effects are relevant to change in phenotypic internalizing, At the same time, heritable contributions to phenotypic stability were identified as well. These were largely the same across middle childhood and early adolescence. However, as already clarified in the introduction, it would overstress the agenda of this paper to report in more detail about changes in gene–environment interplay across ages for various characteristics of individual development. 12 In Germany, all pregnant women get a “Mutterpass,” which offers clinical examinations to ensure a safe pregnancy for mother and child. These maternity records contain the most important medical findings of fetal development during pregnancy. K
How Can Genetically Informative Research Contribute to Life Course Research? 507 3.5 Stability and Change over the Life Course A crucial question in sociological life course research is which factors cause stability and change over the life course or, in other words, what drives the tension between path dependency and turning points. Path dependency goes beyond the recent past and instead focuses on the possible channeling of the life course through important earlier decisions (e.g., educational or occupational choices) or the more or less favorable conditions that were present when making such transitions. For example, wartime or economic crises prevent investments in educational and occupational careers, with long-term consequences for later life (Mayer 2015). Whereas path dependency refers to chains of experiences that are likely or foreseeable based on past experiences, turning points signify radical deviations or disruptions in an individual’s trajectory. These are unexpected switches to a new path, whether due to personal decisions or external shocks at a societal level (Bernardi et al. 2019,p.4). It is not the place here to discuss the multiple variants of how path dependencies and turning points can occur in more detail. Genetically informative approaches can help us to better understand the mechanisms behind path dependence and turning points. Generally, life events are heritable like all other phenotypes. As Bemmels et al. (2008) have shown, most heritable are life events that occur through one’s own initiative and behaviors, such as educational achievement. Most attributable to influences from the environment are life events shared by family members but not initiated by the respondent, such as parental divorce. Unsystematic environmental influences are the largest contributor to life events that are neither shared by family members nor initiated by the respondent. Over the life course, stability in phenotypic characteristics, and presumably also for path dependency as a pattern, is often due to stable genetic influence for most phenotypes. The role of environmental influences or stochastic perturbation increases over the life course. The degree to which these influences provide plasticity in development or even trigger turning points is an open question and differs for different types of development. Educational achievement is an example of a development in which many institutional arrangements and reforms are launched to influence the development of school achievement positively. A study in the United Kingdom assumed that margins were limited. Overall, school achievement was highly stable. Individual differences in school achievement were to a high extent heritable (around 70%), even when intelligence was controlled for as the most important mediator for genetic contributions (and was then still 60%; Rimfeld et al. 2018). The fact that heritability generally provides stability while the environment induces change does not preclude the stability of the degree of heritability itself. Heritability can vary across the lifespan due to different reasons: (1) because genetic influences are expressed differently at different biological stages of life (e.g., early childhood, pubertal changes, or old age); (2) because different contexts downgrade or enhance the degree of heritability; and (3) because the possibility for gene–environment correlation rises with age; when an increase in genetic contributions to phenotypes with age is often observed (Polderman et al. 2015), this relates to genetic confounding of environmental influences. In other words, genetic influK
508 M. Diewald ences are amplified by correlated environmental influences. If this confounding is not explicitly modeled, but instead modeling comprises purely additive effects, rGE shows up as an increase in genetic influences (see Sect. 4). Studying gene–environment interaction in longitudinal designs can help to detect not only whether stability or change characterizes phenotypic development but also the degree to which a genetic potential can be actually exploited or a genetic risk triggered, and when this happens. An exemplary research question regarding the exploitation of a genetic potential is how different educational tracks are not only selective for a different genetic potential but also exploit it differently. Educational transitions may (in this regard) lead to stability or change, if not affect turning points. An example of triggering a genetic risk is the relevance of stressful life events. There is abundant literature on which stressors are most important to trigger a genetic risk. These studies confirm that everyday experiences matter more than stressful life events, experiences during sensitive phases matter more than during others, nonnormative experiences matter more than normative ones, and violations through perceived discrimination, mortification, humiliation, or lack of respect matter at least as much as poverty and low socioeconomic status (Diewald 2023; Mullins et al. 2024; Goosby and Cheadle 2024). For G× E in the form of changes in the epigenome as a composite of genetic and environmental influences, methylation levels are highly stable over the lifetime (Gaunt et al. 2016). Methylation variation increases over time, most likely due to increased environmental or stochastic influences of the same type as listed above. However, this does mean that changes in the epigenome immediately show up in phenotypic characteristics and behaviors. Influences on developments at the phenotypic level may stay latent over a longer period (Gaunt et al. 2016; Heim and Binder 2012). Therefore, the identification of pathways in life courses may be difficult to identify when changes in the epigenome are involved. In such cases, path dependencies at the individual level of phenotypic life courses may remain undiscovered or be wrongly assigned to other causes that are more easily visible. That patterns of gene–environment interplay over the life course are not uniform was demonstrated in a comparison of cognitive ability and personality. Briley and Tucker-Drob (2017) found three marked differences between the two: First, the heritability of cognition increases substantially with child age, while the heritability of personality decreases modestly with age. Second, the increasing stability of cognition with age is overwhelmingly mediated by genetic factors, whereas the increasing stability of personality with age is entirely mediated by environmental factors. Third, the timing of stability during life differs: Stability of cognition nears its asymptote by the end of the first decade of life, whereas stability of personality takes three decades to near its asymptote. These differences can be traced back to different patterns of gene–environment interplay. For cognitive ability, genetic influences increase during childhood in both magnitude and stability. As a result, genetic effects increasingly contribute to phenotypic stability in child development. The main mechanism behind this development is gene–environment correlation. It is an upward spiral created by actively seeking stimulating environments beneficial for cognitive development. Moreover, especially in the educational attainment process, positive responses to perceived cognitive ability differences may be identified K
How Can Genetically Informative Research Contribute to Life Course Research? 509 and reinforced by teachers, parents, and peers, thus amplifying initially smaller differences to larger ones. This is what Dickens and Flynn (2001) called a genetic multiplier effect (see also Nisbett et al. 2012). However, such a mechanism does not apply, or at least applies much less, to the development of personality. Such reinforcing training as in cognitive ability does not take place here. Rather, with increasing age the diversity of environmental experiences initially grows, but then, due to path dependence, gets less heterogeneous with increasing age. Taken together, genes are the crucial stabilizing force for personality (Briley and Tucker-Drob 2015). Nevertheless, phenotypic stability increases over a lifetime, which cannot be explained by genetic contributions as in the case of cognitive ability. Rather, adaptation to unique environmental demands plays this role. 3.6 Cumulative Advantage and Disadvantage The gene–-environment interplay governing the development of cognitive ability is an example of one of the most prominent ideas of how social inequality develops over time: cumulative advantage and disadvantage (Dannefer 2003). “Disadvantage increases exposure to risk, but advantage increases exposure to opportunity” (Ferraro and Pylypiv Shippee 2009, p. 335). Upward and downward spirals of success and failure lead to an accentuation of inequality in the sense that early limited differences in success and failure become bigger over time. That biological influences and genetic variation may contribute to generating cumulative advantage and disadvantage is not new (DiPrete and Eirich 2006; Ferraro et al. 2009). As already exemplified for cognitive ability, more endowed individuals choose more stimulating environments, which in turn provide better opportunities to boost cognitive ability, not least because significant others react with more encouragement and more nurturing than to less endowed individuals. This then provides higher levels of development allowing for a higher jump to the next level than for those who cannot profit from such experiences to the same degree. Thus, active and evocative gene–environment correlation go hand in hand and become relevant again and again in subsequent decisions about pathways to follow. What was demonstrated for cognitive ability could be relevant also for cumulative advantage and disadvantage in other outcomes, such as educational and occupational achievement and attainment or health. Also, the concept of environmental sensitivity and related concepts such as differential susceptibility, vantage sensitivity (Jolicoeur-Martineau et al. 2017), and sensory processing sensitivity (Greven et al. 2019) might help in the understanding of cumulative advantage and disadvantage. These concepts of individual reaction to environmental conditions are based on genetic and epigenetic variants related to immune regulation and brain functioning related to stress regulation (Heim and Binder 2012). While multiple genes operate in multiple environments to induce risky stress, these same genes also seem to enhance the beneficial effects of a positive environment. These differential reactions to environmental forces may contribute to understanding resilience as well as vulnerability as central concepts of life course research on the development of unequal life chances (Spini and Widmer 2023). However, whereas resilience and vulnerability as stable dispositions may make downward K
510 M. Diewald or upward spirals more likely, environmental sensitivity may make turning points more likely, since it accentuates the consequences of both good and bad experiences. 4 Methodological Approaches to Genetically Informative Research In the following, I give only a short overview of methodological approaches to study gene–environment interplay, with a focus on mechanisms governing the life course. Two methodologies are used to study genetic origin in addition to social origin as point of departure of life courses and individual development (see Sect. 3.1). These two are based on an understanding of genes as (nearly) fixed and immutable over the life course. Genetic variation is traditionally studied by comparing twins or adoptees, sometimes including the family members with whom they live. In this article, solely the twin-based approach, including twin family studies, as the by far most frequent application compared to adoptee studies is presented. More recently, molecular genetic approaches have won ground, starting with candidate genes. Today, the most applied approach is the use of polygenic scores (PGSs), but there are several other whole genome methods as well. This article refers to PGSs only. A third approach, epigenetics, conceptualizes genetic contributions as “fluid.” The focus here is on gene regulation over time—a “genome with a life span” (Lappé and Landecker 2015)—instead of (nearly) fixed DNA (see Sect. 2.1).13 Irrespective of what methodology is applied, there are two important supportive conditions for the study of life courses. First, phenotypes should be available to allow for operationalizing the mechanisms of gene–environment interplay presented in Sects. 2 and 3. Second, longitudinal data should be available to follow study participants over time with a sufficient number of cases for sophisticated modeling. 4.1 Variance Decomposition Based on Twin Comparisons Variance decomposition models utilize twins to study the extent to which variation in genes and environments contributes to the variation of a phenotype—be it personality, skills income, education, or health. Here, the variance of the phenotype is attributed to an additive genetic (A), a shared environment (C), and a nonshared environment (E) component, which together total 100% of the overall variance. These three components are all unobserved latent sources of variation, i.e., neither genes nor social characteristics are measured but are estimated from the comparison of dizygotic (DZ) and monozygotic (MZ) twins. Twin-based models typically assume that DZ twins share on average 50% of their genes, whereas MZ twins are genetically identical. Moreover, it is assumed that MZ and DZ twins share the same environments to the same degree. Consequently, any additional similarity between MZ compared to DZ twins should be attributable to genetic variation. The contribution of the environment is additionally subdivided into two components. The 13 It would go too far to discuss in-depth the underlying assumptions and variations for the three approaches. For ACE decomposition, see Knopik et al. (2017)andDiewaldetal.(2015). For molecular genetic approaches, see Mills et al. (2020) and Young et al. (2019). For epigenetic approaches, see Li (2021). K
How Can Genetically Informative Research Contribute to Life Course Research? 511 difference between a shared (C) and nonshared environment (E) is that in the first case, environmental influences make twins effectively more similar due to the same experiences perceived in the same way, whereas in the second case, environments drive twins apart concerning the characteristic under study. This happens through different experiences and also different perceptions and evaluations of the same environments. The C component is often taken as proxy for all living conditions linked to social origin, whatever the concrete experiences are, and these can also be located outside the family household, e.g., the neighborhood (Freese and Jao 2017). This equation of C with social origin is more appropriate if the sample controls for other possible sources of uniform experiences, i.e., ethnic homogeneity in the population studied, and a cohort–sequential design. It is important to note that the black box approach provides population parameters, i.e. the estimates of the variance components that may differ considerably across different groups in a society and between societies across time and place (Selita and Kovas 2019; Branigan et al. 2013). It is possible neither to generalize results from one population to others nor to infer from population parameters the role of genes for particular individuals. The fact that these variance components constitute explanatory black boxes seems at first glance a drawback compared to precise measurements. However, they have advantages as well. They allow for a rough overall estimate of the size of the contributions that genetic as well as social origin provide for predicting life courses.14 Especially for educational attainment, these genetic estimates are much bigger than estimates for parental resources, parenting, or cultural capital as the favorite concepts in sociology for explaining the long shadow of the family of origin (Mönkediek and Diewald 2022). Though in ACE decomposition models genetic origin is often conceptualized with a fixed DNA in mind, these models also allow modeling of changes in the contribution of genes to phenotypic developments over the life course, as was done in the study of Briley and Tucker-Drob (2017) on the different developments of personality and cognitive ability, as well as in studies about the changing impact of genes and environment on educational achievement (e.g., Johnson et al. 2009). Studies using ACE modeling can include rGE as well as G× E, and moreover interdependencies between different strands of development, e.g., when the heritability of education is explained by the heritable contribution of cognitive and so-called noncognitive abilities such as conscientiousness (Krapohl et al. 2014; Starr and Riemann 2022). Also, the intergenerational transmission of educational attainment can be modeled 14 This approach has been criticized for its underlying assumptions, the violation of which has led to bias in estimates (e.g., Burt and Simons 2014). There is the equal environment assumption that DZ and MZ twins share environmental influences to the same degree; that there is no assortative mating of the parents concerning the characteristics of interest; that there is neither gene–environment interaction nor gene–environment correlation and also only additive genetic effects; and, finally, that twins and their families are in all respects representative of the population as a whole. Most of these concerns, though not all, can be checked and resolved by more complex variants of the ACE decomposition, most notably by modeling gene–environment interaction and covariation (Turkheimer and Harden 2014) and by using a twin family design including parents and siblings (Wolfram and Morris 2002). In sum, most researchers in the field, as well as those with a primarily molecular genetic background, agree that a twin-based approach provides reasonable estimates of the role of genes for, in principle, all phenotypes that exist, if they are only included in such studies. K
512 M. Diewald (for a comparison between classical twin design and a nuclear twin family design, see Wolfram and Morris 2022). Moreover, ACE decomposition can be used not only in univariate analyses but also in bivariate analyses to detect whether a correlation between two phenotypic variables is confounded by shared genes or shared environments. For example, Stienstra et al. (2021) investigated the association between cognitive ability and educational attainment dependent of social origin. In a design not controlling for genetic confounders or shared environmental influences, parents of high socioeconomic status seem to compensate for the lower cognitive ability of their children. However, when possible confounding by genetic variation and the shared environment are included as latent variables, this compensation effect is no longer significant. Finally, the biggest strength of twin-based modeling is the fact that to date there is no other possibility to provide a reasonable estimate of the whole genome effect. This strength is at the cost of not knowing which genes contribute which effects to unravel what the genetic makeup has to do with the development of phenotypic characteristics and behaviors. For example, a high A for attainment is often interpreted in a way that attainment is not limited by social barriers preventing the exploitation of one’s respective genetic potential. However, a high A could also be based on being left alone with genetic risks for attainment, e.g., chronic inflammation or anxiety. Moreover, a major disadvantage of twin-based modeling is the limited availability of large samples of twins and their families representative of the whole society, combined with a rich selection of phenotypic measurements. Most twin samples are small and selective, with few exceptions. This shortage limits the generalizability of results and the possibility of making use of more complex, especially longitudinal ACE modeling. 4.2 Molecular Genetics and Epigenetics The era of molecular genetic approaches started with the so-called candidate gene approach. Compared to the twin-based methodology, it was attractive to have a genetic variant that could be used as any other variable in multivariate analyses, which makes things much easier for social scientists given the methodological background they are mostly trained for. Moreover, instead of a black box, we now have specific alleles that are hypothesized to have considerable effects on biological processes relevant to an individual characteristic under consideration. This allows a theoryguided investigation of genetic effects. As appealing as candidate genes are, most studies failed to replicate and seemed to be false positives (Dick et al. 2015). Moreover, the growing number of genome-wide association studies showed how small the proportion of variance is that is explained by single genes. As a consequence, interest switched from hypothesis-guided testing of single alleles to exploiting the whole genome for an exploratory, hypothesis-free searching of the genetic sources of a phenotype of interest that does not follow simple Mendelian monogenic inheritance but is polygenic, i.e., many genes contribute to its development. In the following, I concentrate on polygenic scores (PGSs) only because they are by far presently the most frequent molecular genetic approach applied in empirical social research. They are calculated as the weighted sum of genetic variants, where the K
How Can Genetically Informative Research Contribute to Life Course Research? 513 weights are proportional to the strength of the association between a genetic variant and the outcome under consideration. As a rule, the effects of single variants are tiny. The underlying mechanisms by which these effects contribute to the phenotype of interest are only partly known. Though molecular genetic research is increasingly identifying the roles of single genes for phenotypes, the inclusion of single genes into a score is purely correlational, which means that even if some of the genes included are known for their specific functioning, the PGS is not. Polygenic scores still suffer considerably from “missing heritability.” This term denotes the gap between heritability from twin-based variance decomposition and heritability estimates from genotyped data. Up to now and in the near future, only a smaller part of the whole genome contribution can be identified by the latter method. Therefore, working with PGSs instead of ACE decomposition is only an imperfect move away from a black box approach, one that in addition is available only for a limited, though rapidly growing, number of PGSs.15 By far, the most predictive PGS is that for educational attainment. In its latest version (Okbay et al. 2022), 3952 significant single-nucleotide polymorphisms (SNPs) were identified, which together explain 12–16% of the variance of educational attainment—compared to about 40% for the A component (Silventoinen et al. 2020). For most PGSs, the explained variance is much lower, especially for more specific characteristics or subdimensions of broader concepts (for an overview, see Becker et al. 2021). It is unclear to what degree the missing heritability systematically distorts the results because it is not random which SNPs are captured and which ones are not. A second problem is environmental confounding. Burt (2023) points to several reasons why genetic influences are hard to distinguish from environmental influences, especially in surveys based on unrelated individuals, and how this may come about.16 As Burt (2023) infers convincingly, this may lead to obscuring structural disadvantages and cultural influences as environmental factors with high relevance in sociological thinking. Nevertheless, working with a PGS by simply using it as a variable in multivariate analyses has many practical advantages.17 Wickrama et al. (2021) provide an example of how the PGS for education, interacting with early socioeconomic adversity, influences educational and economic attainment by life course processes. Influences of genes and environment contribute to persisting disadvantage not only additively but also by creating chains of failure through circles of cumulative disadvantage, with contributions of partly different experiences across life stages. 15 https://www.pgscatalog.org/ 16 Polygenic scores are often interpreted as indexing individual genetic risk for a trait, but they can also capture the environmental risk for the family (Kong et al. 2018). Therefore, as a rule, within-family genetic effects are smaller than between-family effects. Genome-wide association studies of unrelated individuals represent a combination of inherited genetic variation (direct effects, which are what they intend to measure), as well as indirect genetic effects based on population stratification (systematic ancestry differences), assortative mating, and genetic nurture from relatives (meaning that influences from family members around us, and to a much lesser degree also from nonkin significant others, are genetically confounded). 17 Moreover, it is information that can be collected later in life and therefore be of use in long-running panel studies that are representative of the whole population, even long after their start. K
514 M. Diewald Methodologically, PGSs provide additional possibilities to cope with gene–environment interaction and covariation. It is possible to calculate active gene–environment correlation, which cannot be calculated in a twin design. However, because genetic variation and environmental variation are confounded for unrelated individuals as a rule, molecular genetic studies usually overestimate the role of genes if measured for unrelated individuals; within-family estimates are only about half of the estimates of unrelated individuals (Young 2019). The reason is that a withinfamily design removes the total influence of indirect genetic effects from family members, assortative mating, and population stratification, all of them nurturing rGE. Like twin-based designs, PGSs capture average genetic effects within a particular environment, and their effects cannot be simply transferred to populations other than those from which the genome-wide association study discovery sample was drawn. As in twin-based methodology, molecular genetic variation does not tell transcendent, ever-valid truths about nature but provides population-specific parameters. But other than twin-based methodology, molecular genetics allows for creating supraindividual, aggregate measures of populations—for the whole society, for selected regions and neighborhoods, and for groups such as immigrants (Abdellaoui et al. 2019). Both ACE decomposition and molecular genetics do not allow the study of biological developments parallel to social and mental development. The idea of possibly intersecting processes comprising not only the social and mental development but also the organism is realized in looking at changes in the epigenome (see Sects. 2.1 and 3.1). Working with epigenetic data is similar to working with molecular genetic data. Methylation may have a causal role consistent with an infinitesimal model in which many methylation sites each have a small influence, amounting to a large overall contribution that can be captured by aggregate scores, such as several epigenetic clocks predicting the pace of biological aging as the surely most applied example (Horvath and Raj 2018). It allows prediction of life expectancy better than chronological age. There are other applications as well, such as an inflammation-related score (Stevenson et al. 2020) and combinations of genetic and epigenetic information (Shah et al. 2015). For studying the life course, combining genetic and epigenetic information is especially useful for theoretical constructs that include both ideas about a fixed component rooted in DNA variation and epigenetic variation dependent on the accumulation of life experiences. This is, for example, the case with environmental sensitivity, which can be expressed more into the direction of vulnerability or more into the direction of resilience due to diverging life experiences within, and probably also across, generations (see Sect. 2.2). 4.3 Combining Twin (Family) Designs with Molecular Genetic and Epigenetic Data There is not one approach that covers everything best. Rather, a comparison of results across different approaches and especially a combination of genomeand epigenome-based methods with (twin) family designs are best practice, since these allow for combining the strengths and compensating for the weaknesses of the K
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