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Complex multiple risk intervention topromote healthy behaviours in peoplebetween 45 to 75 years attended inprimary health care (EIRA study): study protocol for a hybrid trial

Abstract

Background:Health promotion is a key process of current health systems. Primary Health Care (PHC) is the idealsetting for health promotion but multifaceted barriers make its integration difficult in the usual care. The majority ofthe adult population engages two or more risk behaviours, that is why a multiple intervention might be moreeffective and efficient. The primary objectives are to evaluate the effectiveness, the cost-effectiveness andan implementation strategy of a complex multiple risk intervention to promote healthy behaviours in peoplebetween 45 to 75 years attended in PHC.Methods:This study is a cluster randomised controlled hybrid type 2 trial with two parallel groups comparing acomplex multiple risk behaviour intervention with usual care. It will be carried out in 26 PHC centres in Spain. Thestudy focuses on people between 45 and 75 years who carry out two or more of the following unhealthybehaviours: tobacco use, low adherence to the Mediterranean dietary pattern or insufficient physical activity level.The intervention is based on the Transtheoretical Model and it will be made by physicians and nurses in theroutine care of PHC practices according to the conceptual framework of the“5A’s”. It will have a maximum durationof 12 months and it will be carried out to three different levels (individual, group and community). Incremental costper quality-adjusted life year gained measured by the tariffs of the EuroQol-5D questionnaire will be estimated. Theimplementation strategy is based on the“Consolidated Framework for Implementation Research”, a set of discreteimplementation strategies and an evaluation framework. Discussion:EIRA study will determine the effectiveness and cost-effectiveness of a complex multiple riskintervention and will provide a better understanding of implementation processes of health promotioninterventions in PHC setting. It may contribute to increase knowledge about the individual and structural barriersthat affect implementation of these interventions and to quantify the contextual factors that moderate theeffectiveness of implementation.

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Complex multiple risk intervention topromote healthy behaviours in peoplebetween 45 to 75 years attended inprimary health care (EIRA study): study protocol for a hybrid trial

Author: Zabaleta del Olmo. Edurne; Pombo, Haizea; Pons Vigués, Mariona; Casajuana Closas, Marc; Motrico Martínez, Emma; Moreno Peral, Patricia
Publisher: BioMed Central
Year: 2018
DOI: 10.1186/s12889-018-5805-y
Source: https://idus.us.es/bitstreams/894ccc46-2752-40e9-9ac7-55f055480f64/download
STUDY PROTOCOL Open Access
Complex mul iple isk in e en ion o
p omo e heal hy beha iou s in people
be ween 45 o 75 yea s a ended in
p ima y heal h ca e (EIRA s udy): s udy
p o ocol o a hyb id ial
Edu ne Zabale a-del-Olmo
1,2,3,4*
, Haizea Pombo
5
, Ma iona Pons-Vigués
1,3,4
, Ma c Casajuana-Closas
1,3
,
En ique a Pujol-Ribe a
1,2,3,4
, Tomás López-Jiménez
1,3
, Ca men Cabezas-Peña
6
, Ca me Ma ín-Bo às
7,8
,
An oni Se ano-Blanco
9,10
, Ma ia Rubio-Vale a
9,10
,JoanLlobe a
11
, Al onso Lei a
11
, Ca e ina Vicens
11
,Cla aVidal
11
,
Manuel Campiñez
12
,RemediosMa ín-Ál a ez
12
, José-Ángel Made uelo
13
,José-IgnacioRecio
13,14
,LuisGa cía-O iz
13,15
,
Emma Mo ico
16
, Juan-Ángel Bellón
17,18,19,20
, Pa icia Mo eno-Pe al
17,18
, Ca los Ma ín-Can e a
1,3
, Ana Cla e ía
21
,
Susana Aldecoa-Landesa
21,22
,RosaMagallón-Bo aya
23
and Bona en u a Bolíba
1,3
Abs ac
Backg ound: Heal h p omo ion is a key p ocess o cu en heal h sys ems. P ima y Heal h Ca e (PHC) is he ideal
se ing o heal h p omo ion bu mul i ace ed ba ie s make i s in eg a ion di icul in he usual ca e. The majo i y o
he adul popula ion engages wo o mo e isk beha iou s, ha is why a mul iple in e en ion migh be mo e
e ec i e and e icien . The p ima y objec i es a e o e alua e he e ec i eness, he cos -e ec i eness and
an implemen a ion s a egy o a complex mul iple isk in e en ion o p omo e heal hy beha iou s in people
be ween 45 o 75 yea s a ended in PHC.
Me hods: This s udy is a clus e andomised con olled hyb id ype 2 ial wi h wo pa allel g oups compa ing a
complex mul iple isk beha iou in e en ion wi h usual ca e. I will be ca ied ou in 26 PHC cen es in Spain. The
s udy ocuses on people be ween 45 and 75 yea s who ca y ou wo o mo e o he ollowing unheal hy
beha iou s: obacco use, low adhe ence o he Medi e anean die a y pa e n o insu icien physical ac i i y le el.
The in e en ion is based on he T ans heo e ical Model and i will be made by physicians and nu ses in he
ou ine ca e o PHC p ac ices acco ding o he concep ual amewo k o he “5A’s”. I will ha e a maximum du a ion
o 12 mon hs and i will be ca ied ou o h ee di e en le els (indi idual, g oup and communi y). Inc emen al cos
pe quali y-adjus ed li e yea gained measu ed by he a i s o he Eu oQol-5D ques ionnai e will be es ima ed. The
implemen a ion s a egy is based on he “Consolida ed F amewo k o Implemen a ion Resea ch”, a se o disc e e
implemen a ion s a egies and an e alua ion amewo k.
(Con inued on nex page)
* Co espondence: [email p o ec ed]
1
Ins i u Uni e si a id’In es igació en A encióP imà ia Jo di Gol (IDIAP Jo di
Gol), G an Via Co s Ca alanes 587 à ic, 08007 Ba celona, Spain
2
Ge ència Te i o ial de Ba celona, Ins i u Ca alà de la Salu , c/Balmes 22,
08007 Ba celona, Spain
Full lis o au ho in o ma ion is a ailable a he end o he a icle
© The Au ho (s). 2018, Co ec ed publica ion Augus 2018. Open Access This a icle is dis ibu ed unde he e ms o he
C ea i e Commons A ibu ion 4.0 In e na ional License (h p://c ea i ecommons.o g/licenses/by/4.0/), which pe mi s
un es ic ed use, dis ibu ion, and ep oduc ion in any medium, p o ided you gi e app op ia e c edi o he o iginal au ho (s)
and he sou ce, p o ide a link o he C ea i e Commons license, and indica e i changes we e made. The C ea i e Commons
Public Domain Dedica ion wai e (h p://c ea i ecommons.o g/publicdomain/ze o/1.0/) applies o he da a made a ailable in
his a icle, unless o he wise s a ed.
Zabale a-del-Olmo e al. BMC Public Heal h (2018) 18:874
h ps://doi.o g/10.1186/s12889-018-5805-y
(Con inued om p e ious page)
Discussion: EIRA s udy will de e mine he e ec i eness and cos -e ec i eness o a complex mul iple isk
in e en ion and will p o ide a be e unde s anding o implemen a ion p ocesses o heal h p omo ion
in e en ions in PHC se ing. I may con ibu e o inc ease knowledge abou he indi idual and s uc u al ba ie s
ha a ec implemen a ion o hese in e en ions and o quan i y he con ex ual ac o s ha mode a e he
e ec i eness o implemen a ion.
T ial egis a ion: ClinicalT ials.go ,NCT03136211.Re ospec i ely egis e ed on May 2, 2017.
Keywo ds: Complex in e en ions, Cos -e ec i eness analysis, Heal h beha iou , Heal h p omo ion, Hyb id ial,
Implemen a ion esea ch, Medi e anean die , Physical ac i i y, P ima y heal h ca e, Smoking
Backg ound
Ch onic diseases ep esen a huge pe sonal, social and
economic bu den and one o he g ea es challenges o
heal h sys ems. They a e he leading cause o 68% o he
dea hs a he global le el and app oxima ely 42% o
hese dea hs co espond o people younge han 70 yea s
old. I is es ima ed ha a ound 80% o ca dio ascula
diseases and 30% o all cance s could be p e en ed wi h
he adop ion o heal hy beha iou s: a majo po ion o
hese diseases is closely ela ed o smoking, unheal hy
die , seden a y li es yle, and excessi e use o alcohol [1].
Likewise, e idence sugges s ha die and physical
ac i i y le el a e impo an modi iable isk ac o s o
dep essi e and anxie y diso de s [2]. Al hough social de-
e minan s o heal h play a key ole, and he e is an im-
po an social g adien in he p e alence o isk ac o s,
i is an essen ial issue o de elop e ec i e s a egies o
cope wi h hem especially in people o low socioeco-
nomic s a us. Thus, heal h p omo ion and p e en ion is
a key p ocess o cu en heal h sys ems wi h he goals o
educing he isk o disease and disabili y, con ibu ing
o an ac i e and heal hy ageing and educing he need
o mo e expensi e heal h ca e.
P ima y Heal h Ca e (PHC) is he mos accessible and
mos commonly used heal h se ice which p o ides an
in eg al and con inuous ca e besides, PHC p o essionals
a e he majo heal h-ca e p o ide s o people wi h mul-
iple mo bidi ies [3]. Tha is why PHC is he ideal se ing
o heal h p omo ion and p e en ion in e en ions [4,5].
Fu he mo e, PHC plays a key pa in add essing he so-
cial de e minan s o heal h, mainly h ough i s ole in he
communi y, and con ibu ing, in collabo a ion wi h o he
sec o s, o he educ ion o social inequali ies in heal h
[6]. Mo eo e , as Ba ba a S a ield poin s ou , o achie e
“mo e e ec i e, mo e e icien , sa e and mo e equi able”
PHC se ices, he emphasis should shi om ea ing
diseases o ca ing o indi iduals and popula ions [7].
Howe e , he implemen a ion o heal h p omo ion and
p e en ion in e en ions emains subop imal mainly as a
esul o wo k o e load and lack o ime o aining
[8–10]. In addi ion o all hese ba ie s, he mos sui able
model o app oach beha iou change emains unclea , and
he e is a lack o heo e ical basis o in e en ions, skills in
helping people changing beha iou and knowledge o he
local con ex in which hese in e en ions a e unde aken
[11–13]. Likewise, he e a e in ape sonal (belie s, a i-
udes, knowledge, skills, sel -concep , mo i a ion and e-
sou ces) and in e pe sonal (heal h p o essionals, amily
and iends) ac o s which a ec PHC use s’ ecep i eness
o heal h p omo ion and p e en ion in e en ions [9].
One aspec o keep in mind is ha a high pe cen age o
people who isi hei PHC p o essionals end o ha e
con idence wi h hem and hei sugges ions ha e a high
impac in PHC use s’e e yday li e [14].
On he o he hand, al hough he majo i y o he adul
popula ion engages wo o mo e isk beha iou s, mos
o he ime he app oach is ca ied ou sepa a ely when
mul iple in e en ions migh be mo e e ec i e and e i-
cien . Ne e heless, mos o he s udies ha e only o-
cused on a single beha iou so he knowledge abou he
e ec i eness o a mul iple app oach is s ill limi ed.
Howe e , he e has been a sus ained ise in s udies
e alua ing mul iple beha iou in e en ions since 2002
[15,16]. These s udies show ha mul iple in e en ions
app oach comp ising educa ion and skills aining a e
associa ed wi h small educ ions in isk beha iou s [15].
Heal h p omo ion and p e en ion in e en ions a e
complex and need an in-dep h unde s anding o he
con ex which con ibu es o i s e ec i eness. Rega ding
his, he me hodology p oposed by he Medical Resea ch
Council o e s a unique oppo uni y [17]. This me hod-
ology p oposes a de elopmen in i e sequen ial phases
in which bo h quan i a i e and quali a i e me hods a e
used, which include: a) de ini ion o he heo e ical basis
(p eclinical phase), b) modelling (phase I), c) explo a o y
ial (phase II), d) de ini i e andomised con olled ial
(phase III) and e) long- e m implemen a ion (phase IV).
This me hodology p omo es he pa icipa ion o ci izens
and p o essionals in esea ch and inc eases he accep -
abili y and he easibili y o in e en ion. I is also an
ideal ool o achie e he sus ainabili y o in e en ions
and he ans e o esea ch o p ac ice. Resea ch on
complex in e en ions ma ks a u ning poin in he con-
en ional way o conduc ing expe imen al s udies in
Zabale a-del-Olmo e al. BMC Public Heal h (2018) 18:874 Page 2 o 15
which he mos impo an hing is inding alue and un-
de s anding he con ex o p ac ice a he han ying o
con ol i s in luence. Hyb id ials ep esen he ideal de-
sign because hey allow a join assessmen o clinical e -
ec i eness and implemen a ion, hanks o hei dual
app oach [18]. These ials use heo e ical amewo ks
which ensu e a sys ema ic and comp ehensi e way o
unde s and he de e minan s o implemen a ion as well
as i s success and impac [19–21].
In his connec ion, Spanish p ima y ca e p e en ion
and heal h p omo ion esea ch ne wo k ( edIAPP) [22]
s a ed in 2012 he EIRA s udy and ca ied ou he i s
h ee phases (p eclinical phase, phase I and phase II)
[8,9,23–25]. Cu en ly, he esea ch eam is pu suing
he phase III h ough a hyb id ial which aims o
e alua e he e ec i eness, he cos -e ec i eness and
he implemen a ion o a complex mul iple isk beha -
iou in e en ion o p omo e heal hy beha iou s in
people be ween 45 o 75 yea s a ended in PHC. This
a icle desc ibes he p o ocol o his ial.
S udy objec i es and hypo heses
This hyb id ial has he ollowing p ima y objec i es:
1. To e alua e he e ec i eness and cos -e ec i eness
o a complex mul iple isk in e en ion on educing
obacco use, enhancing adhe ence o Medi e anean
die a y pa e n and inc easing physical ac i i yle el
in 12 mon hs o baseline compa ed wi h usual ca e.
2. To assess he e ec i eness o an implemen a ion
s a egy in e ms o accep abili y, adop ion,
app op ia eness, easibili y, ideli y, implemen a ion
cos and pene a ion.
Fu he mo e, o he seconda y objec i es ela ed o he
e ec i eness o he in e en ion will also be e alua ed:
i s impac on educing ca dio ascula and dep ession
isksas well as dep essi e and anxie y symp oms and in-
cidence o majo dep ession.
We hypo hesise ha he p opo ion o people who
show a posi i e beha iou change wi h ega d o any
baseline beha iou s will be highe among people who e-
cei e he in e en ion han people who ecei e usual
ca e. We also hypo hesise ha he in e en ion will e-
duce ca dio ascula isk, incidence o majo dep ession,
dep ession isk and dep essi e and anxie y symp oms.
Me hods
Design
This s udy is a andomised con olled hyb id ype 2 ial
wi h wo pa allel g oups which aims o es a complex
mul iple isk beha iou in e en ion o a maximum du -
a ion o 12 mon hs and an implemen a ion s a egy sim-
ul aneously [18]. The p o ocol o hyb id ial has been
w i en acco ding o he S anda ds P o ocol I ems:
Recommenda ions o In e en ional T ials (SPIRIT) [26]
and he S anda ds o Repo ing Implemen a ion s udies
(S aRI) [27]. Cos -e ec i eness analysis will be conduc ed
ollowing in e na ional ecommenda ions [28].
S udy se ing
The s udy will be ca ied ou in PHC cen es o se en o
he 17 Spanish Au onomous Communi ies: Andalusia,
A agon, he Balea ic Islands, Basque Coun y, Cas ile
and León, Ca alonia and Galicia. Spanish heal h sys em
which is based on uni e sal co e age wi h ee access o
all ci izens, is unded by public sou ces and depends p e-
dominan ly on he public sec o . PHC is p o ided by
mul idisciplina y eams (physicians and nu ses, paedia-
icians, social wo ke s and den is s) who pe o m ac i -
i ies o heal h ca e, heal h educa ion and p e en ion.
Heal h p omo ion and communi y ca e a e included in
he basic PHC se ices; howe e , he e a e mul iple ba -
ie s, like wo k o e load and lack o ime o aining,
ha hinde hei implemen a ion [8,9,29–31].
Pa icipan s
EIRA s udy has wo a ge s
PHC cen es The s udy comp ises 26 PHC cen es. The
c i e ia o selec ing hem a e: 1) o ha e in e ne ac-
cess; 2) ha e he possibili y o ca ying ou communi y
ac i i ies; 3) o be no loca ed in a eas wi h a huge cul-
u al and linguis ic di e si y o in ou is a eas and 4) o
ha e a highly commi ed and ac i e managemen eam.
All p o essionals, heal hca e p o essionals and adminis-
a i e s a , om PHC cen es, will be in i ed o pa ici-
pa e olun a ily. In ol ed p o essionals mus sign a
collabo a ion commi men o he s udy.
PHC use s The s udy ocuses on people be ween 45 and
75 yea s who ca y ou wo o mo e o he ollowing un-
heal hy beha iou s: obacco use, low adhe ence o he
Medi e anean die a y pa e n o insu icien physical ac-
i i y le el. Pa icipan s mus p o ide in o med consen
be o e any s udy p ocedu es occu . In addi ion, hey
mus be egis e ed wi h a heal h p o essional o he PHC
cen e. They will be excluded i hey ha e ad anced se -
ious illnesses, cogni i e impai men , dependence in basic
e e yday ac i i ies, se e e men al illness, hey a e in-
cluded in a long- e m home heal h ca e p og am, hey
a e in ea men o cance o in end-o -li e ca e, o hey
do no plan o eside in he a ea du ing he ime ha
he in e en ion las s.
In e en ion
The in e en ion is based on he T ans heo e ical Model
(TTM) [32,33] and will be made by physicians and
Zabale a-del-Olmo e al. BMC Public Heal h (2018) 18:874 Page 3 o 15
nu ses in he ou ine ca e o PHC p ac ices acco ding o
he concep ual amewo k o he “5A’s”: Assess, Ad ise,
Ag ee, Assis , and A ange- ollow up [34]. I will consis
o a i s isi o sc eening in which PHC p o essional
will assess pe son le el o beha iou and s age o
change (“Assess”). Beha iou s will be assessed by one
ques ion o know obacco use du ing he las mon h, wo
alida e ques ions abou he daily consump ion o ui s
and ege ables [35] and he B ie Physical Ac i i y Assess-
men Tool [36,37]. S ages o change will be assessed on
he basis o co e cons uc s o he TTM o each o he
a ge beha iou s (see Table 1)[32]. Subsequen ly, he
PHC p o essional will ad ise he pe son (“Ad ise”), will
ag ee wi h him/he on a ealis ic se o goals (“Ag ee”),
will assis o an icipa e ba ie s and will de elop a speci ic
ac ion plan (“Assis ”), and will a ange ollow-up suppo
(“A ange”).
In e en ion is based on he esul s o p e ious phases
(p eclinical, phase I and phase II) [23–25,38–42]. I will
ha e a maximum du a ion o 12 mon hs and i will be
ca ied ou o h ee di e en le els (indi idual, g oup
and communi y) acco ding o s ages o change and un-
heal hy beha iou (see Table 2). I will ocus on all
h ee a ge beha iou s and PHC p o essional oge he
wi h he pa icipan will de elop p io i y ac ions on one
o mo e o hese beha iou s.
In e en ion a he indi idual le el has an a e age in-
ensi y be ween 2 and 3 isi s; i necessa y, p o essionals
ha e he eedom o make a g ea e numbe o isi s.
Depending on he s ages o change i includes: a) a “ e y
b ie in e en ion” o inc ease awa eness o he need o
beha iou change o o suppo he change and help wi h
elapse p e en ion; b) a “b ie in e en ion” o make an
ag eed plan o beha iou change. Heal h p o essionals
will apply hei mo i a ional in e iewing skills a e
ollowing a 20-h online aining, an in-pe son g oup
eedback session and a coded ac ing pa ien session
[11,13,43]. The in e en ion plan includes he pa icipa-
ion in a heal h educa ion wo kshop and social p esc ib-
ing. In addi ion, he in e en ion has he suppo o
in o ma ion and communica ion echnologies, such as a
web page add essed o he pa icipan (h p://p oyec oei a.
ediapp.es), he sending o pe sonalised ex messages, he
use o a mobile app [44] o he ecommenda ion o o he
gadge s (pedome e s, sma wa ches, e c).
G oup in e en ion is ca ied ou h ough wo heal h
educa ion wo kshops ocused on heal hy die and phys-
ical ac i i y. These wo kshops a e planned o be de el-
oped some weeks a e ini ia ing he indi idual
in e en ion and will be conduc ed by PHC p o essionals
a he heal h cen e. They will ake 90–120 min and
hei pu pose is o ein o ce he ecommenda ions p o-
ided in he indi idual in e en ion and o p o ide
people wi h guidelines ha acili a e he p ac ice o
physical ac i i y and he adop ion o a heal hy die , o
example h ough physical exe cise sessions, cooking
wo kshops o p epa ing seasonal menus.
Communi y in e en ion ocuses mainly on he social
p esc ibing [45] o esou ces and ac i i ies ha a e ca -
ied ou in he communi y whe e he pa icipan pe son
esides. P e iously e e y PHC eam will iden i y he
communi y heal h asse s [46] and will choose he mos
app op ia e acco ding o unheal hy beha iou s de ec ed,
accessibili y and he possibili y o e e al o pa icipan s.
These in e en ions will include, o ins ance, cooking
cou ses, heal hy ea ing wo kshops, heal hy walks, local
walking e en s, line dances, g een physical ac i i y
p og ams, e c).
Usual ca e
PHC p o essionals o he con ol g oup (usual ca e) in e-
g a e in o hei p ac ice he ecommenda ions o he
P og am o P e en i e Ac i i ies and Heal h P omo ion
[47]. This p og am inco po a es p e en i e p o ocols
ha include li es yle ecommenda ions and a se o p e-
en i e ac i i ies o a speci ic age, sex and isk pa ien
g oups. P e en i e ac i i ies a e based on sys ema ic
sc eening and b ie ad ice o he p e en ion o ca dio-
ascula and men al diseases and cance as well as ac-
cine ecommenda ions.
Implemen a ion s a egy
The implemen a ion s a egy is based on:
a) The “Consolida ed F amewo k o Implemen a ion
Resea ch”(CFIR) [19] which iden i ies i e cons uc s:
1) in e en ion cha ac e is ics (in e en ion sou ce,
e idence s eng h and quali y, ela i e ad an age,
adap abili y, ialabili y, complexi y, design quali y and
packaging; and cos ); 2) ou e se ing (pa ien needs
and esou ces, cosmopoli anism, pee p essu e, and
ex e nal policy and incen i es); 3) inne se ing
(s uc u al cha ac e is ics, ne wo ks and
communica ions, cul u e, implemen a ion clima e
and eadiness o implemen a ion); 4) cha ac e is ics
Table 1 Co e cons uc s o he T ans heo e ical Model
(P ochaska e al. 2008) [32]
S ages o Change Desc ip ion
P econ empla ion No in en ion o ake ac ion wi hin he nex
6 mon hs
Con empla ion In ends o ake ac ion wi hin he nex 6 mon hs
P epa a ion In ends o ake ac ion wi hin he nex 30 days and
has aken some beha iou al s eps in his di ec ion
Ac ion Changed o e beha iou o less han 6 mon hs
Main enance Changed o e beha iou o mo e han 6 mon hs
Te mina ion No emp a ion o elapse and 100% con idence
Zabale a-del-Olmo e al. BMC Public Heal h (2018) 18:874 Page 4 o 15
Table 2 Desc ip ion o in e en ion
Unheal hy beha iou s
Tobacco use Insu icien physical ac i i y Non-adhe ence o Medi e anean die a y pa e n
Le el o in e en ion Indi idual G oup Communi y Indi idual G oup Communi y Indi idual G oup Communi y
S ages o change
P econ empla ion Ve y b ie
in e en ion + SMS
Ve y b ie
in e en ion + SMS
Ve y b ie
in e en ion + SMS
Con empla ion B ie In e en ion
+ App + SMS
Heal h educa ion
wo kshops
Social
p esc ibing
P epa a ion B ie In e en ion
+ SMS
Social
p esc ibing
B ie In e en ion
+ App + SMS
Heal h educa ion
wo kshops
Social p esc ibing
Ac ion Ve y b ie
in e en ion + SMS
Main enance Ve y b ie
in e en ion + SMS
Ve y b ie
in e en ion + SMS
Te mina ion
SMS Sho Message Se ice
Zabale a-del-Olmo e al. BMC Public Heal h (2018) 18:874 Page 5 o 15

o indi iduals (knowledge and belie s abou he
in e en ion, sel -e icacy, indi idual s a e o change,
indi idual iden i ica ion wi h he o ganisa ion, and
o he pe sonal a ibu es); and 5) he implemen a ion
p ocess i sel .
b) A se o disc e e implemen a ion s a egies [20,
48] which includes: plan s a egies (ga he
in o ma ion, adap and pilo ma e ial and p ocesses,
build buy-in, ini ia e leade ship and de elop
ela ionships); educa e s a egies (de elop ma e ials,
educa e, educa e h ough pee s, in o m and in luence
s akeholde s); inance s a egies (modi y incen i es
and acili a e inancial suppo ); es uc u e
s a egies ( e ise p o essional oles and c ea e
communi y and g oup in e en ions commi ees)
and quali y managemen s a egies (de elop and
o ganise implemen a ion moni o ing sys ems, con-
duc con inuous assessmen and eedback, es ablish a
sys em o eminde s, ob ain and use pa ien opinion,
cen alise echnical assis ance ocused on implemen a-
ion issues).
c) An e alua ion amewo k [21] o de e mine
he e ec i eness o implemen a ion h ough
se en implemen a ion ou comes: accep abili y,
adop ion, app op ia eness, easibili y,
ideli y, implemen a ion cos and
pene a ion.
This implemen a ion s a egy will be ca ied ou in
h ee s ages, p e-implemen a ion, implemen a ion and
pos -implemen a ion, u he desc ibed in Table 3.
Ou comes
This s udy dis inguishes be ween h ee di e en bu in-
e ela ed ypes o ou comes: i) e ec i eness, ii) cos -e -
ec i eness and iii) implemen a ion ou comes.
i) E ec i eness ou comes
The e ec i eness o he complex mul iple isk beha iou
in e en ion in compa ison wi h he usual ca e a max-
imum 12 mon hs pos -in e en ion will be measu ed by:
a) P ima y ou come measu es
–Posi i e change in baseline ea ing beha iou :
adhe ence o he Medi e anean die a y pa e n
in low adhe ence people. Fo he e alua ion, he
14-i em Ques ionnai e o Medi e anean die
adhe ence (PREDIMED s udy) will be used [49].
The posi i e change has been de ined as ob aining
eigh o ewe poin s a he s udy en y and nine
o mo e a he end o he s udy in his
ques ionnai e.
–Posi i e change in baseline physical ac i i y
beha iou : su icien physical ac i i y le el in
Table 3 Desc ip ion o implemen a ion s a egies
S age Key elemen Desc ip ion
P e-implemen a ion Ba ie s and acili a o s Du ing his s age, he scien i ic li e a u e will be e iewed. Likewise, he
esea che s will assess local needs, esou ces, ba ie s and acili a o s o
de elop speci ic implemen a ion s a egies. Pe spec i es o clinicians on he
in e nal esou ces will be measu ed by he “Su ey o O ganiza ional A ibu es
o P ima y Ca e”.
Suppo ma e ials All he suppo ma e ial o he in e en ion will be d awn up.
Managemen and quali y con ol sys ems Mechanisms o he e ec i e communica ion and he case epo o m will
be de ined and pilo ed. A checklis (on-line da abase) will be de eloped and
pilo ed o moni o he p og ess o implemen a ion in each PHC cen e.
Facili a ion and leade ship The acili a o (membe o he esea ch eam) and he leade (membe o he
p ima y ca e eam) o he implemen a ion will be designa ed.
Commi men o he s akeholde s Fo mal comp omises will be made wi h he manage s (a he mac o, meso
and mic o le els) and wi h he p o essionals o he cen es in ol ed and
communi y pa ne s.
T aining T aining ac i i ies will be ca ied ou in which aining in mo i a ional in e iew
will ha e a cen al ole
Collabo a i e modelling Local sessions o adap and ailo he in e en ion o he speci ic con ex
ough sha es decisions making.
Implemen a ion Collabo a i e lea ning The acili a o and he leade o implemen a ion will moni o he implemen a ion
p ocesses, iden i y oppo uni ies o imp o emen and op imise implemen a ion.
Commi men o main s akeholde s Audi and eedback echniques will be used owa ds he main s akeholde s
in o de o keep he ag eed comp omise and he mo i a ion.
T aining Heal h p o essionals will ecei e con inuous aining in mo i a ional in e iew.
Pos -implemen a ion Managemen and quali y con ol sys ems The e alua ion o implemen a ion will be ca ied ou h ough quali a i e and
quan i a i e me hodologies
Zabale a-del-Olmo e al. BMC Public Heal h (2018) 18:874 Page 6 o 15
insu icien ly ac i e people. Fo he e alua ion,
he In e na ional Physical Ac i i y Ques ionnai e
will be used [50]. The posi i e change has been
de ined as ha ing a low physical ac i i y le el a
he s udy en y and a mode a e o high physical
ac i i y le ela he end o he s udy.
–Posi i e change in baseline smoking beha iou :
sel - epo ed con inuous abs inence [51]. Fo he
e alua ion, he in e iew will be used and op ionally
he cooxime y. The posi i e change has been
de ined as smoking a he s udy en y and no
smoking a he end o he s udy. We will measu e
he punc ual and con inuous abs inence a hese
wo imes.
b) Seconda y ou come measu es
–Beginning o making a beha iou change. The
p opo ion o people who a e in he s ages o
ac ion, main enance o e mina ion acco ding o
he TTM a he s udy en y and a 12 mon hs.
–Change om baseline on seden a y beha iou . I
will be measu ed by he si ing i ems om he
In e na ional Physical Ac i i y Ques ionnai e.
–Change om baseline on die quali y. Die
Quali y Index-In e na ional will be used o
de e mine die quali y [52].
–Change om baseline on heal h- ela ed quali y
o li e. I will be measu ed by he Eu oQol-5D
ques ionnai e [53].
–Reduc ion o he ca dio ascula isk. The
p opo ion o people wi h low/mode a e and
high/ e y high baseline ca dio ascula isk who
ha e educed i . Ca dio ascula isk will be
calcula ed using REGICOR [54,55] and SCORE
[56] unc ioncha s.
–Change om baseline on body mass index. Body
mass index is de ined as he body weigh di ided
by he squa e o he body heigh and is exp essed
in uni s o kg/m
2
.
–Change om baseline on wais ci cum e ence.
The wais ci cum e ence will be measu ed a a
le el midway be ween he lowes ib and he iliac
c es . I will be exp essed in uni s o cm.
–Change om baseline on blood p essu e. I will
be measu ed in he ou ine clinical p ac ice by
alida ed elec onic moni o s and i will be
exp essed in uni s o mmHg.
–Change om baseline on lipid p o ile. The lipid
p o ile will include: low-densi y lipop o ein,
high-densi y lipop o ein, iglyce ides and o al
choles e ol. They will be exp essed in uni s o
mg/dl.
–Change om baseline on a e ial s i ness. A e ial
s i ness will be assessed by he “Ca dio-Ankle
Vascula Index”. I will be measu ed by he
Vascula Sc eening Sys em VaSe a VS-1500 N
o VaSe a VS-2000.
–Change om baseline on heankle-b achial
index. I will be measu ed by he Vascula
Sc eening Sys em VaSe a VS-1500 N o VaSe a
VS-2000.
–Change om baseline on he “REgico and
A pe Sco e O aNkle b achial index
(REASON)”[57].
–Change om baseline on he pe cei ed unc ional
social suppo . The ques ionnai e Duke-UNC-11
will be used o de e mine he pe cei ed unc ional
social suppo [58–60].
–Reduc ion o he incidence o majo dep ession
will be e alua ed by CIDI in e iew [61].
–Reduc ion o he isk o dep ession in pa icipan
non-dep essed a baseline. Risk o dep ession will
be calcula ed using he algo i hm P edic D [62].
–Reduc ion o dep ession symp oms. The Pa ien
Heal h Ques ionnai e-9 will be used o de e mine
he p e alence and he se e i y o dep ession
symp oms [63].
–Reduc ion o anxie y symp oms. The Gene al
Anxie y Diso de -7 ques ionnai e will be used o
de e mine he p e alence and he se e i y o
anxie y symp oms [64].
–Change om baseline on unheal hy beha iou s
o p o essionals o he PHC in e en ion cen es.
ii) Cos -e ec i eness ou comes
An economic e alua ion will be conduc ed om he pe -
spec i e o he socie y and he Heal h Se ice compa ing
he EIRA in e en ion s. he usual ca e g oup a
12-mon hs pos -in e en ion.
a) Ou come measu e
–Inc emen al cos pe quali y-adjus ed li e yea s
(QALYs) gained will be calcula ed. QALYs will
be measu ed using he Spanish a i s o he
Eu oQol-5D ques ionnai e [53]. The ollowing
cos s will be aken in o accoun : hospi al ca e
(eme gency isi s and s ays), seconda y ca e
( isi s o specialis s), p ima y ca e ( isi s o
physician and nu se), social ca e se ices
( isi s o social wo ke ), ou pa ien diagnos ic
es s, medica ion use, g oup sessions a ended,
communi y esou ces used and loss o p oduc i i y
(days o wo k). This in o ma ion will e e o he
las 12 mon hs p io o s udy en y and o he
subsequen 12 mon hs. Use o heal hca e esou ces
and los p oduc i i y will be assessed h ough he
pa ien s’clinical his o y and also he Clien Se ice
Receip In en o y [65].In o ma ionon heuseo
medicines (ac i e subs ance, dose, and uni s
Zabale a-del-Olmo e al. BMC Public Heal h (2018) 18:874 Page 7 o 15
supplied) will also be collec ed. The uni cos s
o public heal hca e se ices will be ob ained
om he O icial Bulle in o he Go e nmen .
Cos s o p i a ely unded se ices will be ob ained
om published a i s. The mean p ice pe
millig am o ac i e subs ance will be calcula ed
using he p ices o he gene ic e sions o all
he p esen a ions as epo ed in he Spanish
Vademecum. P oduc i i y losses will be calcula ed
based using in o ma ion on he minimum and
a e age daily wage in Spain [66].
iii) Implemen a ion ou comes
–Ea ly app op ia eness and accep abili y. I will be
e alua ed in p o essionals and pa icipan s by means
o a su ey p io o he s a o he in e en ion.
–Final app op ia eness and accep abili y. I will be
e alua ed in p o essionals and pa icipan s by means
o a su ey. Wha is mo e, discussion g oups will be
held a he end o he in e en ion wi h he
p o essionals and pa icipan s.
–Adop ion. The p opo ion o p o essionals who
exp ess hei willingness o pa icipa e in he s udy
be ween o o al o po en ial p o essionals p io o
he s a o he in e en ion.
–Feasibili y. On he basis o he calcula ion o
pa icipa ion, ec ui men and e en ion a e a
12 mon hs pos -in e en ion.
–Fideli y o he mo i a ional in e iew model. The
quali y o he mo i a ional in e iew deli e ed will
be assessed by coding ideo eco dings o an ac ing
pa ien session wi h he “mo i a ional in e iewing
assessmen scale”[67] be o e and a e he aining
cou se p o ided.
–Fideli y o he planned in e en ion. The deg ee o
compliance o he ac i i ies eco ded in he case epo
o m (CRF) will be analysed.
–Fideli y o he implemen a ion. The deg ee o
compliance o he implemen a ion s a egies.
–Cos o ime in es ed in aining and o ganisa ional
mee ings o ca y ou he in e en ion.
–Pene a ion. The p opo ion o p o essionals who
ha e in eg a ed he in e en ion in o hei usual
clinical p ac ice a e comple ing hein e en ion.
Sample size
The sample size was calcula ed on he basis o da a om
he li e a u e and some esul s o phase II. We expec a
di e ence in he pe cen age o people who show a posi-
i e change in one o mo e o he h ee beha iou s be-
ween he wo g oups o a leas 8%. Assuming 30%
pa ien loss o ollow-up, alpha isk o 5%, be a isk o
20%, and an in aclus e co ela ion o 0.01 [68], we
conside ha i is necessa y o s udy a minimum o 140
pa icipan s o each PHC cen e, a o al o 3640 people
(1820 o each o he wo g oups, 13 PHC cen e pe
g oup). PASS so wa e was used o compu e he sample
size [PASS 14 Powe Analysis and Sample Size So wa e
(2016). NCSS, LLC. Kays ille, U ah, USA, ncss.com/so
wa e/pass]. Sampling was done in o de o ul il an
es ablished sex and age quo a which is p opo ional o
he las gene al popula ion census.
Rec ui men
Se e al in e ac i e and passi e ec ui men s a egies will
be conside ed o inc ease he easibili y o achie ing he
a ge sample size [69]. Pa icipan s will be ec ui ed o
hyb id ial a PHC cen es h ough i e me hods: 1) a
he ime o isi as pa o usual ca e; 2) sel -adminis-
e ed ques ionnai es deli e ed in he wai ing oom o in
he admission desk; 3) a pa - ime aining ec ui e ; 4)
ad e ising by pos e s in he PHC cen es and 5) phone
calls o selec ed pa ien s om e iew o elec onic heal h
eco ds. Me hod o ec ui men should be egis e ed o
each pa icipan en olled. Rec ui men will ca y ou
du ing six mon hs. The acili a o and he leade o he
s udy (see Table 3) will ha e a c ucial ole o moni o e-
c ui men . PHC p o essionals and pa icipan s will no
ecei e any inancial incen i es o en olmen ; howe e ,
he e will be he possibili y o se manage ial goals e-
la ed o ec ui men .
Assignmen o in e en ion
The alloca ion schedule o andom assignmen o in e -
en ion o PHC cen es will be compu e gene a ed a a
cen al loca ion (IDIAP Jo di Gol, Ba celona, Spain). Fo
each o he se en Spanish Au onomous Communi ies,
we will andomly alloca e hal o he PHC cen es o he
in e en ion g oup and he o he hal o he con ol
g oup. In o al, 13 PHC cen es will be alloca ed
o he in e en ion g oup and 13 o he o he con ol
g oup. The alloca ion will no be concealed a PHC cen-
es and no blinding will be done.
Da a collec ion and managemen
Da a will be collec ed a PHC cen e, p o essional and
pa icipan le els. Da a collec ion me hods and p oce-
du es a e summa ised in Table 4.
A PHC cen e le el, we will collec in o ma ion e-
la ed o: assigned popula ion ( o al numbe ; a e age age;
dis ibu ion by age g oup and sex; pe cen age o immi-
g an s; dep i a ion index; p e alence o obacco use;
le el o physical ac i i y and numbe o people alloca ed
o home ca e), o ganisa ional s uc u e (popula ion
co e age; a e age a endance; numbe o physicians,
nu ses and social wo ke s; acc edi a ion as aining
heal h cen e; pa icipa ion in unde g adua e and
Zabale a-del-Olmo e al. BMC Public Heal h (2018) 18:874 Page 8 o 15
Table 4 Schedule o Da a Collec ion Me hods and P ocedu es
P e-implemen a ion/
P e-s udy consen /
sc eening
Du ing implemen a ion Pos -
implemen a ion
Ac i i y/Assessmen Da a collec ion Responsible S udy baseline In e en ion isi s Follow-up
12-mon hs
PHC cen e le el
Cha ac e is ics o assigned people Fo m epo Resea ch eam each
au onomous communi y
x
O ganisa ional s uc u e Fo m epo Resea ch eam each
au onomous communi y
x
Su ey o O ganiza ional A ibu es
o P ima y Ca e
Sel -adminis e ed ques ionnai e Resea ch eam each
au onomous communi y
xx
P o essional le el
Age, sex, academic educa ion and
expe ience in PHC
Sel -adminis e ed ques ionnai e Resea ch eam each
au onomous communi y
x
Daily consump ion o ui s and
ege ables/Le el o physical
ac i i y/Smoking beha iou
Sel -adminis e ed ques ionnai e Resea ch eam each
au onomous communi y
xx
App op ia eness and accep abili y Sel -adminis e ed ques ionnai e Resea ch eam each
au onomous communi y
xx
De e minan s o implemen a ion
(CFIR cons uc s)
Focus g oup Resea ch eam each
au onomous communi y
x
Pa icipan le el
In o med consen Pape documen PHC p o essionals x
Age and sex CRF PHC p o essionals x
Sc eening unheal hy beha iou s CRF PHC p o essionals x
Inclusion/Exclusion c i e ia CRF PHC p o essionals x
Adhe ence o he Medi e anean
die a y pa e n
CRF (14-i em Ques ionnai e o
Medi e anean die adhe ence
Ex e nal uni o local ained
pe sonnel
xx
Quali y o die CRF (Die Quali y Index-In e na ional) Ex e nal uni o local ained
pe sonnel
xx
Physical ac i i y beha iou CRF (In e na ional Physical
Ques ionnai e)
Ex e nal uni o local ained
pe sonnel
xx
Smoking beha iou CRF (in e iew and op ional
cooxime y)
Ex e nal uni o local ained
pe sonnel
xx
S age o change CRF PHC p o essionals (in e en ion
g oup)
xx
Ex e nal uni o local ained
pe sonnel (con ol g oup)
xx
Heal h- ela ed quali y o li e CRF (Eu oQol-5D ques ionnai e) Ex e nal uni o local ained
pe sonnel
xx
Zabale a-del-Olmo e al. BMC Public Heal h (2018) 18:874 Page 9 o 15