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Chemical and microstructural characterization of (Y or Zr)-doped CrAlN coatings

Rojas Ruiz, Teresa Cristina; El Mrabet, Said; Domínguez Meister, Santiago; Brizuela, Marta; García Luis, Alberto; Sánchez López, Juan Carlos

Abstract

Magnetron sputtered chromium aluminium nitride films are excellent candidates for advanced machining and protection for high temperature applications. In this work CrAlN-based coatings including Y or Zr as dopants (≈ 2 at.%) are deposited by d.c. reactive magnetron sputtering on silicon substrates using metallic targets and Ar/N2 mixtures. The hardness properties are found in the range of 22–33 GPa with H/E ratios close to 0.1. The influence of the dopant element in terms of oxidation resistance after heating in air at 1000 °C is studied by means of X-ray diffraction (XRD), cross-sectional scanning electron microscopy (X-SEM) and energy dispersive X-ray analysis (EDX). The microstructure and chemical bonding are investigated using a transmission electron microscope (TEM) and electron energy-loss spectroscopy (EELS) respectively. The improvement in oxidation resistance as compared to pure CrN coating is manifested in the formation of a Al-rich outer layer that protects the underneath coating from oxygen diffusion. The best performance obtained with the CrAlYN film is investigated by in situ annealing of this sample inside the TEM in order to gain knowledge about the structural and chemical transformations induced during heating.

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1 Chemical and microstructural characterization of (Y or Zr)-doped CrAlN coatings T.C. Rojasa, S. El Mrabeta, S. Domínguez-Meistera, M. Brizuelab, A. García-Luisb, J.C. Sánchez-Lópeza aInstituto de Ciencia de Materiales de Sevilla (CSIC-Univ. Sevilla), Avda. Américo Vespucio 49, 41092-Sevilla, Spain bTECNALIA, Mikeletegui Pasealekua, 2 20009 Donostia-San Sebastián, Spain Abstract Magnetron sputtered chromium aluminium nitride films are excellent candidates for advanced machining and protection for high temperature applications. In this work CrAlNbased coatings including Y or Zr as dopants (2 at. %) are deposited by d.c. reactive magnetron sputtering on silicon substrates using metallic targets and Ar/N2 mixtures. The hardness properties are found in the range of 22-33 GPa with H/E ratios close to 0.1. The influence of the dopant element in terms of oxidation resistance after heating in air at 1000ºC is studied by means of X-ray diffraction (XRD), cross-sectional scanning electron microscopy (X-SEM) and energy dispersive X-ray analysis (EDAX). The microstructure and chemical bonding are investigated using a transmission electron microscope (TEM) and electron energy-loss spectroscopy (EELS) respectively. The improvement in oxidation resistance as compared to pure CrN coating is manifested in the formation of a Al-rich outer layer that protects the underneath coating from oxygen diffusion. The best performance obtained with the CrAlYN film is investigated by in situ annealing of this sample inside the TEM in order to gain knowledge about the structural and chemical transformations induced during heating. *Manuscript with changes highlighted Click here to view linked References 2 1. Introduction Cr1-xAlxN films deposited by physical vapour deposition have proven to be effective protective coatings for machining applications and are promising candidates for various other high temperature applications [1-7]. The incorporation of Al to CrN results in higher hardness, thermal and chemical stability, allowing increased efficiency of cutting and forming tools [8,9]. The concentration of Al inside the coating is tried to be controlled below 70 mol % in order to form the metastable solid solution of Al inside the fcc CrN lattice [10,11]. The formation of hexagonal AlN structure usually exhibits lower hardness and elastic moduli, which results in lower wear resistance. When exposed to air at elevated temperatures, Cr1xAlxN films form dense and adherent mixed aluminium and chromium oxide scales [1,8,12], which eventually suppress the oxygen diffusion into the bulk, providing excellent oxidation resistance up to temperatures as high as 900ºC [13-15]. Current investigations seek to improve the thermal and oxidation resistance above this limit temperature by incorporation of large (substitutional) atoms, as they effectively retard diffusion related processes (recovery, decomposition and recrystallization). Ytrium has been proposed to be effective for this purpose by segregation to the oxide scale grain boundaries, blocking fast diffusion paths and increasing the onset for decomposition to 1100ºC [16-20]. Moreover, the addition of a reactive element was suggested to reduce the accumulation of voids at the substrate/scale interface [21] or to improve the mechanical properties of the scale by modifying the oxide scale structure [22]. In previous works [4,5] we have shown the increment of the oxidation resistance of a CrAlN coating above 800 °C. In view of the beneficial effects of Y, the present work was undertaken to investigate the prospect of adding Y to a similar CrAlN coating to improve the oxidation behaviour. Besides, in an attempt to establish some fundamental understanding on the oxidation mechanism, another large substitutional atom like Zr is incorporated instead of Y at similar concentration to check the influence of the type of dopant. 3 2. Experimental details CrAl(Y,Zr)N coatings were prepared on Si (100) substrates by dc magnetron sputtering using Ar/N2 mixtures in a commercial equipment (CemeCon® CC800/8) provided with four rectangular targets (200 mm  88 mm  5 mm): two of chromium (99.9% purity), one of aluminum (99.5% purity) and the last one either of yttrium or zirconium (99.5% purity). The base pressure of the vacuum chamber was 110−4 Pa and the working pressure set at 1 Pa, with at Ar/N2 ratio of 1.5. The sputtering conditions were set to 3000 W for the chromium and aluminium and 1500 W for Y or Zr targets. The sample holder was negatively biased in the range of 110–120 V and the temperature ranged from 200 to 400 °C due to plasma heating effect. Chemical composition of the samples was obtained by electron probe microanalysis (EPMA). The EPMA equipment was a JEOL JXA-8200 SuperProbe instrument equipped with four wavelengths detectors (WDS) and one energy-dispersive X-ray (EDX). The X-ray diffraction patterns were obtained in a X´Pert Pro PANALYTICAL diffractometer in the conventional  Bragg-Brentano configuration using Cu K radiation. The morphology and thickness of the coatings was investigated by scanning electron microscopy (SEM) performed in a high resolution FEG microscope, HITACHI-4800. Samples grown on silicon substrates were cleaved for SEM cross-section examination. Transmission electron microscopy (TEM) and electron energy-loss spectroscopy (EELS) were carried out in a Philips CM20 microscope operating at 200 kV equipped with a PEELS spectrometer (Gatan). For the TEM observation, cross sectional specimens were prepared in the conventional manner by mechanical polishing followed by Ar+ ion milling to electron transparency. The EELS data were acquired in the diffraction mode with a camera length of 470 mm, a 2-mm spectrometer entrance aperture and a collection angle of 1.45 mrad. These conditions yielded an energy resolution at the zero loss peak of 1.2 eV. After the subtraction of the background and the deconvolution for plural scattering, the spectra were normalized to the jump. All of these treatments were performed 4 within the EL/P program (Gatan). The mechanical properties were measured with a Fischerscope H100 dynamic microprobe instrument using a conventional Vickers indenter at loads up to 10 mN. The maximum load was selected in such a way that the maximum indentation depth did not exceed 10–15% of the coating thickness in order to avoid the influence of the substrate. 3. Results and discussion 3.1. Chemical and microstructural characterization Table 1 summarizes the chemical composition obtained by EPMA and hardness and Young’s modulus values for the coatings. The hardness properties are found in the range of 22-33 GPa with H/E ratios close to 0.1. The microcrystalline structure of the four samples under study is shown in the Bragg-Brentano XRD scans of Fig. 1. It can be seen that the CrNbased coatings exhibit the main peaks corresponding to CrN calsbergite (JCPDS 01-0762494) although with different preferred orientation and degree of crystallinity depending on the sample. The incorporation of metals (Al and Y or Zr) into the CrN lattice results in broader XRD peaks indicating smaller crystalline domains and change of texture. Thus, the CrAlZrN coating is less textured, more similar to CrN, with <111> preferred orientation. In the case of CrAlN and CrAlYN films, the preferred orientations are observed to shift to <220> and <200> respectively. Representative cross-section SEM micrographs of the CrN, CrAlN, CrAlZrN and CrAlYN films are shown in Fig. 2. The film thickness values typically vary in the 2–3 μm range for the CrAlN-based coatings and 5.8 μm for CrN. The exact values are included in the Table 1. A typical columnar structure is observed although certain differences in column width and porosity can be noticed. A more detailed analysis by X-TEM allowed to determine the lateral size of the columns being estimated in 80 nm for the CrAlN sample, 60-70 nm for CrAlZrN and 100-110 nm for the CrAlYN sample. These width values correlate with the measured 5 hardness in the sense that smaller columnar sizes generate more compact structures and accordingly higher hardness properties. Fig 3 shows a conventional bright field X-TEM image corresponding to the sample CrAlYN as representative example of the developed film microstructure. From this picture it is clearly noticed that besides of the typical columnar microstructure along the growing direction a periodic layered structure, parallel to the substrate, is observed. This layered architecture is formed by individual layers of different thickness (20-30 nm the darker layer and 4-8 nm the brighter one). This periodic layered structure appears in the three CrAlN-based samples and could be related to the configuration of the substrates in respect to the magnetron sources. Similar multilayer structures have been observed in films prepared by magnetron sputtering due to the rotation of the samples alongside the different targets [23,24]. The selected area electron diffraction (SAED) pattern obtained for this coating is including as inset in Fig. 3. The presence of diffraction rings is indicative of the polycrystalline nature of the sample. The diffraction rings can be assigned to the planes (111), (002) and (220) corresponding to the cubic phase of Cr(Al)N phase. Moreover, it is observed a certain preferential orientation of the crystallites of the (200) and (111) planes along the growing direction. In Fig. 4 a high-resolution transmission electron micrograph obtained from a cross-section image of the CrAlYN sample is presented. The measured d-spacing of the lattice fringes is 2.4 Å that can be assigned to the (111) plane of cubic Cr(Al)N phase. The dashed and dotted lines are plotted as eye-guide to indicate the separation between the columnar and the multilayer structure respectively. It is worth of mentioning the structural crystalline coherency existing between the two layers with different contrast abovementioned. The EELS analysis performed in the TEM preparations of the coatings is a powerful tool to determine the chemical bonding state in nanostructured and multiphase systems [25]. The O-K, N-K and Cr-L2,3 spectra have been measured for all the CrAlN-based samples and compared to CrN [26], Cr2N and c-AlN [27] references compounds used as fingerprints. The hcp-AlN spectrum is not considered as 6 the change of crystal structure of Cr1-xAlxN from cubic to hexagonal appears at x values of 0.6-0.7 [10,11], much higher than those shown by the coatings under study. The fine structure of the N-K edge is known to be sensitive to the local atomic environment and consequently it can be used for identification of the chromium nitrides [26]. No O-K edge could be detected in none of the samples in agreement with the low values of oxygen measured by EPMA (< 1 at. %). Fig. 5 depicts the normalized N-K and Cr-L2,3 edges spectra for the all the samples and those corresponding to the reference compounds. Some different features can be highlighted by comparison of the spectra. The N-K edge of chromium nitrides show two main features at about 400 and 410 eV although they differ in intensity. Thus, the second characteristic resonance peak is less pronounced for the Cr2N in comparison to the CrN. The edge onset for the cubic form of AlN appears at higher energies, displaying the most intense energy-loss peak around 407 eV. The ELNES structure of the N-K edge for the three Cr(Al)N-based coatings is similar to the CrN reference with the particularities of a diminution of the intensity of the first peak and the detection of a small shoulder at 407 eV. These differences can be attributed to the Al incorporation in the CrN phase and/or the formation of AlN phases in the coatings. Nevertheless, according to the low Al content and previous published works the observed changes can be rather associated to the incorporation of Al inside the cubic CrN lattice forming metastable cubic Cr1-xAlxN structures [10,11,13]. The Cr-L2,3 edge spectra, represented in Fig 5 (right), only differ in the relative intensity of the L2 and L3 resonances. The values for the L3/L2 ratios (Δy) have been measured and the obtained values are included for their comparison. The average values are found around 1.25 closer to a CrN, confirming the identification of the CrN as the chromium nitride phase formed in the CrAlN-based coatings. A further detailed investigation is currently undergoing on this layered microstructure in a FEG STEM microscope with EELS spectroscopy and HAADF detector with bigger lateral resolution to complete the film characterization. 7 3.2. Thermal and oxidation resistance In order to study the oxidation resistance the samples have been annealed in air at 1000ºC during 2h. SEM/EDX cross-section images of CrN, CrAlN, CrAlZrN and CrAlYN films after this thermal treatment are shown in Fig. 6. In the CrN sample, the oxidation has destroyed the original columnar microstructure leading to a polycrystalline morphology where the crystals on the surface grew larger. On the contrary, the remaining samples still maintain the same columnar microstructure as-deposited and a top layer of different contrast whose thickness depends on the sample (300 nm, 750 nm and 175 nm for pure CrAlN and Zrand Ycontaining samples respectively). The chemical composition of the outermost and inner layers was analysed by EDX to investigate the influence of the dopant Y or Zr in the film oxidation. It must be mentioned that similar analysis carried out in the CrN film (not shown) identified only Cr and O signals, indicating fully oxidation. Fig. 7 shows the EDX spectra performed in the top layers and inner regions together with an elemental composition profile along the entire thickness of the coatings. As expected the top layer is formed by chromium and aluminium oxides formed by outward and inward diffusion of these metals and oxygen respectively. However, it is clearly inferred that oxygen progressed further in the CrAlZrN coating, forming a larger oxides scale. Comparing the EDX spectra shown in Figs. 7a and 7b, the nitrogen signal is comparatively much lower in the CrAlZrN sample indicating that oxidation process progresses to a further extent. The intensity ratio O/N measured from the EDX spectra was found to be 0.9 (CrAlZrN) and 0.4 (CrAlYN) in agreement with previous results. Attending to the Zr and Y signals it is observed a Zr depletion in the oxide layer while the Y content remains almost constant in the inner and outer part. The good oxidation resistance was also confirmed by examining the coatings by XRD after heating up to 1000ºC. Fig. 8 depicts the XRD patterns where it can be seen the (111), (200) and (220) reflections of Cr(Al)N phase as predominant component besides incipient peaks from Cr2O3 phase. No 8 significant differences in intensity are observed depending on the type of dopant (Zr or Y) although it can be noticed that the Cr2O3 crystallites are more randomly distributed in the case of CrAlZrN than in the CrAlYN film where the <120> at 41.6º is the preferential orientation. Aluminium oxides are not detected indicating that this element must be present forming mixtures with chromium oxides or in amorphous state. This fact might be an influence of ytrium element on the growth mechanism of the oxide scale that yielded an improved resistance against oxidation. In summary, these results demonstrate a better protection against oxidation of CrAlYN coating composition up to temperatures of 1000ºC. Ytrium atoms appear to diffuse out concomitantly with Cr and Al forming a more efficient protective oxide layer whilst Zr atoms however seems to concentrate in the unaltered film structure. With the aim of obtaining complementary information on the chemical and microstructural changes occurring during heating an in situ annealing of the CrAlYN sample was carried out inside the TEM microscope. In Fig. 9a the EELS spectra (N-K and O-K edges) measured at different temperatures are shown. The O-K edge begins to appear at 1100ºC, below this temperature no oxygen signal is clearly detected. The N-K edge fine structure becomes more defined with the increase of the temperature, especially above 750ºC, indicative of a better crystallised CrAlN phase. The most significant happened at 1100ºC when oxygen entered into the film structure. This change is related to the decomposition of the nitride by N2-removal and oxygen incorporation as described in previous publications [1,14,17]. A representative TEM image taken at 1000ºC, just before the degradation start-up, (cf. Fig. 9b) shows that inside the coating the microstructure remains almost unaltered. The layered structure is maintained but with higher degree of the crystallinity inside the CrAlN phase as demonstrated by XRD. Conclusions 9 The thermal and oxidation resistance of CrAlN-based coatings doped with Zr or Y ( 2 at.%) prepared by magnetron sputtering have been studied comparatively. The prepared coatings are mainly constituted by cubic Cr(Al)N phase and show a dense columnar microstructure that resisted the oxidation in air up to 1000ºC although certain differences in oxidation rate are noticed. Thus, the beneficial effect of aluminium as protective agent of CrN phases against oxygen reactivity is reinforced in the case of yttrium, reducing the oxidation rate and modifying the oxide growth mechanism. The addition of this element promotes the formation of a dense mixed (Cr, Al)-oxide top layer that avoids inward diffusion of oxygen. Zirconium atoms did not diffuse together with Cr and Al and the oxidation progresses to a greater extent. The microstructural and chemical transformations induced during thermal treatment were followed in situ by TEM/EELS analysis confirming a high stability up to 1000ºC where the coating began to decompose and oxidize. Acknowledgments The authors are grateful to the Spanish Ministry of Science and Innovation (projects No. MAT2007-66881-C02-01, MAT2010-21597-C02-01 and Consolider FUNCOAT CSD200800023), Junta de Andalucía (TEP217) and I3P programme of CSIC for financial support. 4 within the EL/P program (Gatan). The mechanical properties were measured with a Fischerscope H100 dynamic microprobe instrument using a conventional Vickers indenter at loads up to 10 mN. The maximum load was selected in such a way that the maximum indentation depth did not exceed 10–15% of the coating thickness in order to avoid the influence of the substrate. 3. Results and discussion 3.1. Chemical and microstructural characterization Table 1 summarizes the chemical composition obtained by EPMA and hardness and Young’s modulus values for the coatings. The hardness properties are found in the range of 22-33 GPa with H/E ratios close to 0.1. The microcrystalline structure of the four samples under study is shown in the Bragg-Brentano XRD scans of Fig. 1. It can be seen that the CrNbased coatings exhibit the main peaks corresponding to CrN calsbergite (JCPDS 01-0762494) although with different preferred orientation and degree of crystallinity depending on the sample. The incorporation of metals (Al and Y or Zr) into the CrN lattice results in broader XRD peaks indicating smaller crystalline domains and change of texture. Thus, the CrAlZrN coating is less textured, more similar to CrN, with <111> preferred orientation. In the case of CrAlN and CrAlYN films, the preferred orientations are observed to shift to <220> and <200> respectively. Representative cross-section SEM micrographs of the CrN, CrAlN, CrAlZrN and CrAlYN films are shown in Fig. 2. The film thickness values typically vary in the 2–3 μm range for the CrAlN-based coatings and 5.8 μm for CrN. The exact values are included in the Table 1. A typical columnar structure is observed although certain differences in column width and porosity can be noticed. A more detailed analysis by X-TEM allowed to determine the lateral size of the columns being estimated in 80 nm for the CrAlN sample, 60-70 nm for CrAlZrN and 100-110 nm for the CrAlYN sample. These width values correlate with the measured 5 hardness in the sense that smaller columnar sizes generate more compact structures and accordingly higher hardness properties. Fig 3 shows a conventional bright field X-TEM image corresponding to the sample CrAlYN as representative example of the developed film microstructure. From this picture it is clearly noticed that besides of the typical columnar microstructure along the growing direction a periodic layered structure, parallel to the substrate, is observed. This layered architecture is formed by individual layers of different thickness (20-30 nm the darker layer and 4-8 nm the brighter one). This periodic layered structure appears in the three CrAlN-based samples and could be related to the configuration of the substrates in respect to the magnetron sources. Similar multilayer structures have been observed in films prepared by magnetron sputtering due to the rotation of the samples alongside the different targets [23,24]. The selected area electron diffraction (SAED) pattern obtained for this coating is including as inset in Fig. 3. The presence of diffraction rings is indicative of the polycrystalline nature of the sample. The diffraction rings can be assigned to the planes (111), (002) and (220) corresponding to the cubic phase of Cr(Al)N phase. Moreover, it is observed a certain preferential orientation of the crystallites of the (200) and (111) planes along the growing direction. In Fig. 4 a high-resolution transmission electron micrograph obtained from a cross-section image of the CrAlYN sample is presented. The measured d-spacing of the lattice fringes is 2.4 Å that can be assigned to the (111) plane of cubic Cr(Al)N phase. The dashed and dotted lines are plotted as eye-guide to indicate the separation between the columnar and the multilayer structure respectively. It is worth of mentioning the structural crystalline coherency existing between the two layers with different contrast abovementioned. The EELS analysis performed in the TEM preparations of the coatings is a powerful tool to determine the chemical bonding state in nanostructured and multiphase systems [25]. The O-K, N-K and Cr-L2,3 spectra have been measured for all the CrAlN-based samples and compared to CrN [26], Cr2N and c-AlN [27] references compounds used as fingerprints. The hcp-AlN spectrum is not considered as 6 the change of crystal structure of Cr1-xAlxN from cubic to hexagonal appears at x values of 0.6-0.7 [10,11], much higher than those shown by the coatings under study. The fine structure of the N-K edge is known to be sensitive to the local atomic environment and consequently it can be used for identification of the chromium nitrides [26]. No O-K edge could be detected in none of the samples in agreement with the low values of oxygen measured by EPMA (< 1 at. %). Fig. 5 depicts the normalized N-K and Cr-L2,3 edges spectra for the all the samples and those corresponding to the reference compounds. Some different features can be highlighted by comparison of the spectra. The N-K edge of chromium nitrides show two main features at about 400 and 410 eV although they differ in intensity. Thus, the second characteristic resonance peak is less pronounced for the Cr2N in comparison to the CrN. The edge onset for the cubic form of AlN appears at higher energies, displaying the most intense energy-loss peak around 407 eV. The ELNES structure of the N-K edge for the three Cr(Al)N-based coatings is similar to the CrN reference with the particularities of a diminution of the intensity of the first peak and the detection of a small shoulder at 407 eV. These differences can be attributed to the Al incorporation in the CrN phase and/or the formation of AlN phases in the coatings. Nevertheless, according to the low Al content and previous published works the observed changes can be rather associated to the incorporation of Al inside the cubic CrN lattice forming metastable cubic Cr1-xAlxN structures [10,11,13]. The Cr-L2,3 edge spectra, represented in Fig 5 (right), only differ in the relative intensity of the L2 and L3 resonances. The values for the L3/L2 ratios (Δy) have been measured and the obtained values are included for their comparison. The average values are found around 1.25 closer to a CrN, confirming the identification of the CrN as the chromium nitride phase formed in the CrAlN-based coatings. A further detailed investigation is currently undergoing on this layered microstructure in a FEG STEM microscope with EELS spectroscopy and HAADF detector with bigger lateral resolution to complete the film characterization. 7 3.2. Thermal and oxidation resistance In order to study the oxidation resistance the samples have been annealed in air at 1000ºC during 2h. SEM/EDX cross-section images of CrN, CrAlN, CrAlZrN and CrAlYN films after this thermal treatment are shown in Fig. 6. In the CrN sample, the oxidation has destroyed the original columnar microstructure leading to a polycrystalline morphology where the crystals on the surface grew larger. On the contrary, the remaining samples still maintain the same columnar microstructure as-deposited and a top layer of different contrast whose thickness depends on the sample (300 nm, 750 nm and 175 nm for pure CrAlN and Zrand Ycontaining samples respectively). The chemical composition of the outermost and inner layers was analysed by EDX to investigate the influence of the dopant Y or Zr in the film oxidation. It must be mentioned that similar analysis carried out in the CrN film (not shown) identified only Cr and O signals, indicating fully oxidation. Fig. 7 shows the EDX spectra performed in the top layers and inner regions together with an elemental composition profile along the entire thickness of the coatings. As expected the top layer is formed by chromium and aluminium oxides formed by outward and inward diffusion of these metals and oxygen respectively. However, it is clearly inferred that oxygen progressed further in the CrAlZrN coating, forming a larger oxides scale. Comparing the EDX spectra shown in Figs. 7a and 7b, the nitrogen signal is comparatively much lower in the CrAlZrN sample indicating that oxidation process progresses to a further extent. The intensity ratio O/N measured from the EDX spectra was found to be 0.9 (CrAlZrN) and 0.4 (CrAlYN) in agreement with previous results. Attending to the Zr and Y signals it is observed a Zr depletion in the oxide layer while the Y content remains almost constant in the inner and outer part. The good oxidation resistance was also confirmed by examining the coatings by XRD after heating up to 1000ºC. Fig. 8 depicts the XRD patterns where it can be seen the (111), (200) and (220) reflections of Cr(Al)N phase as predominant component besides incipient peaks from Cr2O3 phase. No 8 significant differences in intensity are observed depending on the type of dopant (Zr or Y) although it can be noticed that the Cr2O3 crystallites are more randomly distributed in the case of CrAlZrN than in the CrAlYN film where the <120> at 41.6º is the preferential orientation. Aluminium oxides are not detected indicating that this element must be present forming mixtures with chromium oxides or in amorphous state. This fact might be an influence of ytrium element on the growth mechanism of the oxide scale that yielded an improved resistance against oxidation. In summary, these results demonstrate a better protection against oxidation of CrAlYN coating composition up to temperatures of 1000ºC. Ytrium atoms appear to diffuse out concomitantly with Cr and Al forming a more efficient protective oxide layer whilst Zr atoms however seems to concentrate in the unaltered film structure. With the aim of obtaining complementary information on the chemical and microstructural changes occurring during heating an in situ annealing of the CrAlYN sample was carried out inside the TEM microscope. In Fig. 9a the EELS spectra (N-K and O-K edges) measured at different temperatures are shown. The O-K edge begins to appear at 1100ºC, below this temperature no oxygen signal is clearly detected. The N-K edge fine structure becomes more defined with the increase of the temperature, especially above 750ºC, indicative of a better crystallised CrAlN phase. The most significant happened at 1100ºC when oxygen entered into the film structure. This change is related to the decomposition of the nitride by N2-removal and oxygen incorporation as described in previous publications [1,14,17]. A representative TEM image taken at 1000ºC, just before the degradation start-up, (cf. Fig. 9b) shows that inside the coating the microstructure remains almost unaltered. The layered structure is maintained but with higher degree of the crystallinity inside the CrAlN phase as demonstrated by XRD. Conclusions 9 The thermal and oxidation resistance of CrAlN-based coatings doped with Zr or Y ( 2 at.%) prepared by magnetron sputtering have been studied comparatively. The prepared coatings are mainly constituted by cubic Cr(Al)N phase and show a dense columnar microstructure that resisted the oxidation in air up to 1000ºC although certain differences in oxidation rate are noticed. Thus, the beneficial effect of aluminium as protective agent of CrN phases against oxygen reactivity is reinforced in the case of yttrium, reducing the oxidation rate and modifying the oxide growth mechanism. 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X-TEM image obtained from the CrAlYN coating. The SAED pattern is included as inset. 4. HRTEM image obtained from a cross-section preparation of the CrAlYN coating. 5. N-K and Cr-L2,3 edges of the EELS spectra for all the CrAlN-based samples and those corresponding to the reference compounds (CrN, Cr2N and c-AlN). 6. X-SEM images taken after oxidation in air at 1000ºC of the CrN, CrAlN, CrAlZrN and CrAlYN coatings. 7. EDX analysis carried out in the cross section preparations of the CrAlZrN and CrAlYN samples after heating at 1000`C. Spectra obtained from the topmost layer and inner part of the CrAlZrN (left) and CrAlYN (right) coatings. Elemental chemical composition profile obtained across the CrAlZrN (left) and CrAlYN (right) coatings. 8. XRD diffractograms of the CrAlZrN and CrAlYN coatings after oxidation in air at 1000º. ( symbols correspond to CrN (JCPDS card# 01-076-2494) and  symbols correspond to Cr2O3 peaks (JCPDS card# 01-076-0147). 9. a) Evolution of the N-K and O-K edge EELS spectra of the CrAlYN sample during annealing in vacuum up to 1000ºC and b) TEM picture revealing the multilayered structure before total decomposition produced at 1100ºC. Table 1. Chemical composition, thickness and mechanical properties of the Cr(Al)Nbased coatings. Cr Al Y or Zr N thickness H E Sample at.% (μm) (GPa) (GPa) CrN 45.6 - - 54.4 5.8 27 265 CrAlN 36.5 8.3 - 55.2 3.3 30 304 CrAlYN 38.6 5.1 1.7 54.6 2.4 22 231 CrAlZrN 38.8 4.5 2.0 54.8 2.8 33 317 Table(s) Figure(s) Click here to download high resolution image Figure 7a Click here to download high resolution image Figure 7b Click here to download high resolution image Figure 7c Click here to download high resolution image Figure 7d Click here to download high resolution image Figure 8 Click here to download high resolution image Figure 9a Click here to download high resolution image Figure 9b Click here to download high resolution image