Modelización de la performance de exportación: Una aplicación a las denominaciones de origen vitivinícolas españolas
Abstract
En general, el objetivo de toda investigación es el de contribuir al conocimiento del tema objeto de estudio. Sin embargo, cada investigación suele presentar unas connotaciones particulares, por el tema elegido, sector en el que se desarrolla, tipo de empresas analizadas, entorno, etc., lo que implica el diseño y persecución de unos objetivos específicos.
Full text
Departa m ento: Ad ministración de Empresas y Co m ercialización e
Investig ación de Mercad os (MARK ETING)
MODELIZACIÓN DE L A PER FORMANCE DE
EXPORTACIÓN: UNA APLICACIÓN A L AS
DENOMINACIONES DE ORIGEN VITIVINÍCOLAS
ESPAÑOLAS.
Autor: Anto nio Navarro Ga rcía
Director: Enriq ue Carlos Díez de Ca stro
25 de En ero de 2001
ÍNDIC E GE NERA L
INTRODUCCIÓN
1. - INTRODUCCIÓN. ................................................................................................... 5
2. - LA EXPORTACIÓN COMO ÁMBITO DE ESTUDIO. ............................................. 6
3. - DELIMITACIÓN DEL TEMA OBJETO DE INVESTIGACIÓN: LA
PERFORMANCE DE EXPORTACIÓN. ................................................................ 7
4. - RAZONES QUE JUSTIFICAN EL TEMA Y EL SECTOR OBJETO DE
ESTUDIO. .............................................................................................................. 8
5. - CONTRI BUCIÓN E IMPORTANCIA DE LA INVESTIGACIÓN. ............................ 9
6. - OBJETIVOS DE LA INVESTIGACIÓN. ............................................................... 10
7. - ORGANIZACIÓN Y ESTRUCTURA DE LA INVESTIGACIÓN. ........................... 13
PRIMERA PARTE
REVISIÓN DE LA LITERATURA Y MARCO TEÓRI CO DE LA
INVES TIGACIÓ N
CAPÍTULO I: REVISIÓN TEÓRICA Y PRINCIPALES ENFOQUES EN
EL ESTUDIO DE LOS DETERMINANTES DE LA
PERFORMANCE DE EXPORTACIÓN. ....................................... 19
1. - INTRODUCCIÓN. ................................................................................................ . 21
2. - PRINCIPALES ENFOQUES TEÓRICOS. ............................................................ 22
2.1. - EL ENFOQUE SECUENCIAL (MODELO DE UPPSALA) DEL PROCESO
DE I NTERNACIONALI ZACI ÓN. .............................................................................. 22
2.2. - TEORÍA DE LOS COSTES D E TRANSACCIÓN. .................................................... 23
2.3. - ESTRATEGIA DE MARKETING - MI X: E STANDA RIZ ACI ÓN VERS US
ADAPTACIÓN . ......................................................................................................... 25
2.4. - EL ENFOQUE RELACIONAL. .................................................................................. 28
2.5. - OTROS E NFOQUES. ................................................................................................ 29
2.5.1. - El Modelo de Inn ovación. .............................................................................................. 30
2.5.2. - Paradi gma Estr uctura - Es trat egia - Res ulta dos. ........................................................... 30
2.5.3. - Enfoque de Dir ección Est ratégi ca. ............................................................................... 30
3. - DETERMINANTES DE LA PERFOMANCE DE EXPORTACIÓN . ...................... 31
3.1. - INTRODUCCI ÓN. ...................................................................................................... 31
3.2. - DELIMI TACIÓN DEL MARCO TEÓRI CO. ................................................................ 32
3.3. - REVISI ÓN TE ÓRICA DE LOS DETERMI NANTES DE LA
PERFORMANCE DE EXPORTACIÓN. ................................................................... 35
3.3.1. - CARACTERÍSTI CAS DE L OS ESTUDI OS SOMETI DOS A REVI SIÓN. ..................... 37
3.3.2. - DETERMINANTES DE L A PERFORMANCE DE EXPORTACIÓN. ............................ 38
3.3.3. - MEDI CIÓN DE LA PERF ORMANCE DE EXPO RTACI ÓN. ................................ ......... 42
3.3.3.1. - Medida s fi nanc ie ras de l a per fo rmanc e de exp ort aci ón. ........................... 44
3.3.3.2. - Medida s subj et iv as de la pe rf or mance de expor tación. ............................. 46
3.3.3.3. - Escalas o medidas compuesta s. .................................................................. 48
3.3.4. - MÉTODO EMPLEAD O EN LA REVISI ÓN DE LA LIT ERATURA
(EMP ÍRICA) SOB RE LOS DET ERMINA NTES DE L A PERFOR MANC E DE
EXPORTACIÓN: EL META - ANÁLISI S. ........................................................................ 49
3.3.5. - ESTUDIOS EMPÍ RICOS SOMETIDOS A REVISIÓN. ................................................. 52
3.4. - RESULTADOS DEL META - ANÁLI SI S. .................................................................... 56
3.4.1. - FACTO RES INTERNOS Y C ONTROLABLES P OR LA DIRECCIÓN DE LA
EMPRESA. .................................................................................................................. 56
3.4.1.1. - La estrategi a de marke ting apl icada a la activi dad exportador a. .............. 57
3.4.1.2. - Percepciones y a ctit udes di rect ivas. ........................................................... 68
3.4.1.3. - Los i ntercambios relacionales entre los exportadores y sus
representantes legales en los mercados exteriores. ................................ 73
3.4.2. - FACTORES INTERNOS NO CONTROLA BLES. ......................................................... 74
3.4.2.1. - Caracter íst icas de los di rect ivos. ................................................................ . 75
3.4.2.2. - Las competencias empresariales y su repercusión en el ámbito
intern aciona l. ................................................................................................ . 77
3.4.2.3. - Las características empresariales. ............................................................... 80
3.4.3. - FACTORES EXTERNOS NO CONTR OLABLES. ....................................................... 82
Anexo al capítulo I: Estudios sometidos a meta- análisis. ........................................ 89
CAPÍTULO II: MODELIZACIÓN DE LA PERFORMANCE DE
EXPOR TACIÓN. .................................................................. 101
1. - INTRODUCCIÓN. ............................................................................................... 103
2. - OBJETIVOS DEL CAPÍTULO. ........................................................................... 104
3. - LA MODELIZACIÓN COMO HERRAMIENTA DE ANÁLISIS Y SU
APLICACIÓN AL MARKETING. ....................................................................... 104
4. - TIPOS DE MODELOS: CLASIFICACIÓN. ......................................................... 107
5. - MODELIZACIÓN DE LA PERFORMANCE DE EXPORTACIÓN. ..................... 109
q McGuiness y Lit tle (1981) . ......................................................................... 111
q Rosson y Ford (1 982) . ................................................................................ 118
q Cooper y Kle insc hmidt ( 1985 ). .................................................................. 126
q Donthu y Kim (19 93). ................................................................................. 136
q Madsen (1989). ........................................................................................... 139
q Aaby y S lat er ( 198 9). .................................................................................. 145
q Chett y y Hami lt on (19 93). .......................................................................... 149
q Axin n y Tha ch (19 90) . ................................................................................ 150
q Wal t er s y S ami ee (1 99 0) . ........................................................................... 155
q Holzmül l er y Ka sper ( 1991) . ...................................................................... 161
q Louter, Ouwerkerk y Bakker (1991) . ......................................................... 168
q Koh ( 1991 ). .................................................................................................. 176
q Zhang (1993 ). .............................................................................................. 183
q Bij molt y Zwar t (199 4). ............................................................................... 194
q Cavusgi l y Zou (19 94). ............................................................................... 201
q Diamant opoul os y Schl egel mil ch ( 1994 ). ................................................ 209
q Naidu y Pra sad (199 4). ............................................................................... 214
q Style s y Ambler (1994 ). .............................................................................. 222
q Atuah ene - Gi ma (19 95 ). .............................................................................. 230
q Moi ni ( 19 95) . ................................................................ ............................... 235
q Katsi keas , Pie rcy e Ioa nnid is (1 996) . ....................................................... 241
q Bell o y Gi ll i land ( 1997) . .............................................................................. 247
q Lee y Ja ng (1998) . ...................................................................................... 258
q Pierc y, Ka leka y Kat sike as ( 1998) . ............................................................ 263
q Shoham (1 999). ........................................................................................... 269
6. - CONCLUSIONES GENERALES A LA MODELIZACIÓN DE LA
PERFORMANCE DE EXPORTACIÓN. .......................................................... 276
SEGUNDA PARTE
FUNDAMENTOS CONCEPTUALES DEL MODELO
PROPUESTO
CAPÍTULO III: MODELO CONCEPTUAL E HIPÓTESIS DE
INVESTIGAC IÓN. .............................................................. 281
1. - INTRODUCCIÓN. ............................................................................................... 283
2. - DEFINICIÓN DE VARIABLES Y PLANTEMIENTO DE HIPÓTESIS. ................ 284
2.1. - LAS RELACIONES SOCIOPOLÍTICAS EN LO S CANALES DE
DISTRI BUCIÓN. .................................................................................................. 286
2.1.1. - Depende ncia Rel ati va. .............................................................................................. 287
2.1.2. - Los Aspectos Relaciona les (Nor mas Relacional es) en el Canal de
Dist ribuc ión. ............................................................................................................... 289
2.1.2.1. - La Solidari dad (Coopera ción). ................................ .................................... 291
2.1.2.2. - El Int ercambio de I nformaci ón. ................................................................... 292
2.1.2.3. - La Flexibi lidad. ............................................................................................. 293
2.2. - LAS COMPE TENCIAS EMPRESARIALES EN EL ÁMBITO
INT ERNA CIO NAL: EXP ERIE NCIA Y CO NOC IMIEN TO DE LOS
MERCADOS E XTER IORE S. ............................................................................. 294
2.2.1. - La Experi encia Internac ional de la Organizaci ón. .................................................. 295
2.2.2. - El Conocimie nto de los Mercados Exter iores. ....................................................... 2 96
2.3. - EL COMPROMISO EXPORTADOR DE LA ORGANIZACIÓN. ............................. 297
2.4. - EL ENTORNO EN L AS OPERACIONES DE EXPORTACIÓN. ............................. 299
2.4.1. - Dimens iones del ent orno. ........................................................................................ 300
2.4.2. - La vol atil idad del entorno. ................................................................ ........................ 301
2.5. - LA ESTRATEGIA DE MARKETING APLICADA A LA ACTIVIDAD
EXPORTAD ORA. ................................................................................................ 303
2.5.1. - Estra tegia de Se lecci ón de Mercados. .................................................................... 304
2.5.2. - Estra tegia de Mar keti ng - Mix. .................................................................................... 306
2.6. - LAS CARACTERÍSTICAS EMPRESA RIALES. ..................................................... 308
2.7. - LA PERFORMAN CE DE EXPORTACIÓN. ............................................................ 309
3. - ESCALAS DE MEDIDA DE LOS CONCEPTOS LATENTES. ........................... 311
3.1. - Instru men to de medida de l conce pto “Dependenci a Rel ativa” ........................ 312
3.2. - Instrumento de medida del concept o “Normas Relaci onales” ......................... 314
3.3. - Instrumento de medida del concept o “Competencias Inter nacionales ” ......... 315
3.4. - Instrumento de medida del concept o “Volat il idad del Entor no” ...................... 317
3.5. - Instrumento de medida del concept o “Compromiso Export ador” .................. 319
3.6. - Indic adore s inclu idos en las “C aract erística s Em presa riales” ....................... 321
3.7. - Instrumento de medida del concept o “Estr ategia de Marketi ng” .................... 321
3.8. - Instrumento de medida del c onc epto “Per formance de Export ación” ............ 324
TERCERA PARTE
ESTUDIO EMPÍRICO
CAPÍTULO IV: PLANIF ICACIÓN Y MÉTODO DE INVESTI GACIÓN. ............. 331
1. - PLANIFICACIÓN DE LA INVESTIGACIÓN. ...................................................... 333
2. - MÉTODO DE INVESTIGACIÓN. ........................................................................ 334
2.1. - DISEÑO DEL CUE STIONARI O. ............................................................................. 335
2.2. - PRETEST DEL CUESTI ONARIO. .......................................................................... 337
2.3. - PRESENTACIÓN Y ENVÍ O DEL CUESTI ONARIO. ............................................... 338
2.4. - JUSTIFICACIÓN DE LA MUESTRA . ...................................................................... 339
3. - ANÁLISIS DE DATOS. ....................................................................................... 343
4. - PROCEDIMIENTO DE ANÁLISIS DE LOS INSTRUMENTOS DE MEDIDA. .... 346
4.1. - UNIDI MENSIONALI DAD. ........................................................................................ 346
4.2. - VALIDEZ DEL INSTRU MEN TO DE MEDI DA. ........................................................ 346
4.2.1. - Vali dez d e cont enido. ................................................................................................ 346
4.2.2. - Vali dez d e const ructo. .............................................................................................. 347
4.2.3. - Vali dez c onvergent e. ................................................................................................ . 347
4.2.4. - Vali dez d iscri minante . ............................................................................................... 347
4.3. - FIABILIDAD DEL I NSTRUMENTO DE MEDIDA. ................................................... 347
4.4. - IDE NTIFIC ACIÓ N DE L MO DEL O DE MED IDA. .................................................... 348
4.5 .- ESTIMACIÓN DEL MODELO DE MEDIDA. ........................................................... 349
4.5.1. - Elecc ión d el t ipo de matr iz d e entr ada de datos. ................................................... 349
4.5.2. - Esti mación de los parámet ros de l model o. ............................................................ 350
4.6. - EVALUACIÓN DEL MODELO DE MEDIDA. .......................................................... 350
4.6.1. - Inspe cción d e las estim acion es infrac toras. .......................................................... 351
4.6 .2. - Evaluación del ajust e del modelo de medi da. ........................................................ 352
4.6.3. - Ajuste gl obal del modelo. ......................................................................................... 353
4.6.3.1. - Medida s abso lut as de aj us te. ..................................................................... 353
4.6.3.2. - Medida s inc reme nta le s d e aju ste . .............................................................. 354
4.6.3.3. - Medida s de aj ust e d e par simo nia . .............................................................. 355
4.6.4. - Vali dez d iscri minant e. ................................ ............................................................... 355
4.6.5. - fiabi lidad o consistenci a inter na del i nstrumento de medida. .............................. 356
4.6.5.1. - El coefi cie nte Al pha de Cronbach. ............................................................. 356
4.6.5.2. - Correla ción ent re í tems. .............................................................................. 357
4.6.5.3. - Fiabili dad compuesta. ................................................................................. 357
4.6.5.4. - Varianza extra ída. ......................................................................................... 357
5. - PROCEDIMIENTO DE ANÁLISIS DEL MODELO ESTRUCTURAL. ................ 357
5.1. - ESPECIFICACI ÓN DEL MODELO ESTRUCTURAL. ............................................ 358
5.2. - IDE NTIFIC ACIÓ N DE L MO DEL O ES TRU CTUR AL. .............................................. 358
5.3. - ESTIMACIÓN DEL MODELO ESTRUCTURAL. .................................................... 359
5.4. - EVALUACIÓN DEL MODELO ESTRUCTURAL. ................................................... 359
5.5. - INT ERPR ETA CIÓN Y RE ESPE CIFIC ACIÓ N DE L MO DEL O EST RUC TUR AL. ... 360
Anexo al capítulo IV: Cuestionario y codificación de variables. ........................... 363
CAPÍTULO V: RESULTADOS DE L A INVESTIGACIÓN. ................................ 375
1. - INTRODUCCIÓN. ............................................................................................... 377
2. - ESTUDIO DESCRIPTIVO DE LA MUESTRA. ................................................... 377
2.1. - Número de De nomina cion es de Or i gen vi ti vi ní col as co merci al iz adas
internaci onalmente. .................................................................................... 378
2.2. - Grado de as oci aci oni smo o c once ntr aci ón. ................................................ 379
2.3. - Tamaño o di mensión empresa rial . ................................................................ 380
2.4. - Edad de la empresa . ....................................................................................... 382
2.5. - Experi encia int ernac ional de la Organi zaci ón. ............................................ 383
2.6. - Tipo de vino exportado. ................................................................................. 383
2.7. - Princi pal es ár eas de mercados y número de países a los que se
exporta. ........................................................................................................... 384
2.8. - Formas de comerc iali zación (canal es de distr ibución) en los merca dos
exteriores. ...................................................................................................... 386
2.9. - Fuentes de inf ormación sobr e l os mercados exteri ores. ........................... 387
2.10. - Princi pal es f uncione s de los dir ecti vos e n el ámbi to i nter naci onal. ....... 388
2.11. - La propensi ón export adora. ........................................................................ 388
2.12. - Otro s a spec tos de i nt erés . ........................................................................... 389
3. - INCIDENCIA DE LA ESTRATEGIA DE SELECCIÓN DE MERCADOS
SOBRE LA PERFORMANCE DE EXPORTACIÓN: CONTRASTE DE LAS
HIPÓTESIS H 15 Y H 16 . ....................................................................................... 390
4. - INCIDENCIA DE LAS CARACTERÍSTICAS EMPRESARIALES SOBRE LA
ESTRATEGIA D E MARKETING INTERNACIONAL Y PERFORMANCE DE
EXPORTACIÓN: CONTRASTE DE LAS HIPÓTESIS H 19 , H 20 Y H 21 . ............. 392
5. - ANÁLISIS DE LA VALIDEZ Y CONSISTENCIA INTERNA DE LOS
INSTRUMENTOS DE MEDIDA. ........................................................................ 398
5.1. - Evaluación de la escal a “Dependenci a de los Dist ribui dores - Interm ediar ios
Extran jeros ” ........................................................................................................ 398
5.2. - Evaluaci ón d e l a esc ala “Compromiso Export ador” ....................................... 401
5.3. - Evaluaci ón d e l a esc ala “Competenci as Int ernaci onale s” .............................. 404
5.4. - Evaluaci ón d e l a esc ala “Entor no de los Mercado s Ext ranj eros” .................. 405
5.5. - Evaluaci ón d e l a esc ala “Normas Relaci onal es” ............................................. 408
5.6. - Evaluaci ón d e l a esc ala “Adaptac ión del Market ing - Mi x” ............................... 414
5.7. - Evaluaci ón d e l a esc ala “Perf ormance de Exp ortac ión” ................................ . 417
6. - ANÁLISIS DEL MODELO ESTRUCTURAL. ..................................................... 425
6.1. - ESPECIFICACI ÓN DEL MODELO. ........................................................................ 425
6.2. - IDE NTIFIC ACIÓ N DE L MO DEL O. .......................................................................... 428
6.3. - ESTIMACIÓN Y EVALUACIÓN DEL MODELO. .................................................... 428
6.3.1. - Est imaci ón y evaluaci ón de l model o de medida p revio al estruc tural . .............. 429
6.3.2. - Es timación y evaluaci ón del modelo estructural . ................................ .................. 432
6.4. - INT ERPR ETA CIÓN DEL MOD ELO . ....................................................................... 441
6.4.1. - Relac ión entre la dependencia de los intermedia rio s - distri buidores
extranjeros y las normas r elacionales (H 1 ). ........................................................ 444
6.4.2. - Efecto de las normas r elaci onales sobr e el resul tado cuantitativo de la
actividad expor tadora (H 2 ). ................................................................ ..................... 444
6.4.3. - Efecto de las normas relacio nales sobre los objetiv os que se percibe haber
logra do por la direcció n de la e mpres a expo rtadora (H 3 ). ................................... 445
6.4.4. - Rel aci ón ent re la s compete ncia s int ern acional es de la organización y las
normas rela cionales (H 4 ). ....................................................................................... 446
6.4.5. - Relación entre las competenc ias internac iona les de la organizac ión y la
adaptación de l os elementos de market ing - mix ( H 5 ). ........................................... 447
6.4.6. - Efecto de las competencias in ternaci onale s de l a organización sobre los
objeti vos que se perciben haber l ogrado (H 7 ). ..................................................... 448
6.4.7. - Efecto del compromiso exportador sobre el resultado cuanti tat ivo de la
actividad expor tadora (H 9 ). ................................................................ ..................... 449
6.4.8. - Efecto del compromiso exportador sobre los objeti vos que la di rección
percibe haber logr ado (H 10 ). ................................................................................... 450
6.4.9. - Rela ción ent re l a v olat ili dad del ent orno y l as no rmas r ela ciona les (H 11 ). .......... 450
6.4.10. - Relac ión entr e la vol ati lida d del ent orno y ada ptaci ón d el mar keti ng - mix (H 12 ). ...... 452
6.4.11. - Efecto de la volatili dad d el entorno sobre los objetivos que se percibe haber
alcanzado (H 14 ). ..................................................................................................... 452
6.4.12. - Ef ecto de l a adaptaci ón del marketing - mix sobre los objetivos que se
perciben haber logr ado por la di rección de la empresa export adora (H 18 ). .... 453
6.4.13. - Relació n entre el r esultado cuantitati vo o financiero de las exportaciones y
el logro de objeti vos (H 22 ). ......................................................................................... 454
CUARTA PARTE
CONCLUSIONES Y REFLEXI ONES FI NALES
CAPÍTULO VI: CONCLUSI ONES A LA INVESTIGACIÓN. ............................. 459
1. - CONTRIBUCIONES DE LA INVESTIGACIÓN. ................................ ................. 461
1.1. - Contr ibuc ione s t eóricas al tema objeto de invest igación. ................................ 461
1.2. - Contr ibuc ione s e mpíri cas a l a i nves ti gaci ón. ..................................................... 465
2. - IMPLICACIONES EN EL ÁMBITO DE LA DIRECCIÓN DE EMPRESAS Y
GESTIÓN DE MARKETING. ............................................................................... 467
2.1. - Implicaci ones deri vadas de l as caract eríst icas empresar iale s. ....................... 4 67
2.2. - Implicaci ones deri vadas de l a est rategia de sel ección de mercados. ............. 469
2.3. - implicaci ones deri vadas del modelo est ructural . ............................................... 469
3. - IMPLICACIONES PARA LA ADMINISTRACIÓN PÚBLICA. ............................ 472
4. - LIMITACIONES A LA INVESTIGACIÓN. ........................................................... 473
5. - LÍNEAS FUTURAS DE INVESTIGACIÓN. ........................................................ 474
BIBLIOGRAFÍA. ................................................................................................ 477
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