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Integrated planning of urban water services: a global approach

Alegre, Helena,Covas, Dídia

Abstract

The scope of this TRUST series of best practice manuals is the integrated planning of urban water services, focusing on Infrastructure Asset Management (IAM). IAM aims at ensuring that infrastructures are managed in such a way that sustainability of the service is ensured by maximizing service performance at a minimum cost and with acceptable risk levels, in the long term. Urban water services include water supply and wastewater and storm water management. Vol. 1 (D53.3a) introduces a global framework, key principles and concepts and the main challenges and opportunities. Vol. 2 corresponds to D52.2. and includes specific guidelines for policy- making at a national or regional level. Vol 3. and Vol. 4 focus respectively on strategic and on tactical planning at the utility level (D53.3b and c). The other two manuals (D53.3d and D53.3e) are a portfolio of rehabilitation techniques used in supply pipes and storage tanks and drainage systems.

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In eg a ed planning o u ban wa e se ices: a global app oach Helena Aleg e / Dídia Co as D53.1a MANUAL 1 In eg a ed planning o u ban wa e se ices: a global app oach Au ho s: Helena Aleg e, LNEC – Na ional Ci il Enginee ing Labo a o y, Po ugal Dídia Co as, IST – Ins i u o Supe io Técnico, Uni e sidade de Lisboa, Po ugal Re iewe s Dominik No a p-Heim, IWW - Rheinisch Wes alisches ins i u u Wasse o schung Gemeinnu zige GMBH Ri a Salgado B i o, LNEC – Na ional Ci il Enginee ing Labo a o y Ap il 2015 The esea ch leading o hese esul s has ecei ed unds om Eu opean Union Se en h F amewo k P og amme (FP7/2007-2013) unde g an ag eemen n.° 265122. This publica ion e lec s only he au ho s’ and o he con ibu o s’ iews and he Eu opean Union is no liable o any use ha may be made o he in o ma ion con ained he ein. Ci e as Aleg e, H., Co as, D., Almeida (2015). In eg a ed planning o u ban wa e se ices: a global app oach. TRUST Manual o Bes P ac ice, Vol. 1. Table o con en s In oduc ion......................................................................................... 3 1.1 Scope .......................................................................................... 3 1.2 Documen s uc u e ................................................................. 4 1.3 Ta ge public ............................................................................. 5 The impo ance o in eg a ed planning o he sus ainabili y o u ban wa e se ices ..................................................................................... 6 2.1 In eg a ed planning is key o e icien use o inancial esou ces ................................................................................................ 6 2.2 Managing asse alue in he long e m ................................ 9 2.3 Sus ainabili y in u ban wa e cycle se ices ...................... 16 2.4 In eg a ed planning o u ban wa e se ices ..................... 20 Why is IAM c i ical wi hin he in eg a ed planning? ......................... 21 3.1 Playing wi h igu es ............................................................... 21 3.2 Pa ial iews o IAM ............................................................... 24 3.3 IAM mul iple de ini ions ........................................................ 26 3.4 IAM TRUST app oach .............................................................. 28 3.5 Mo i a ion and d i e s ........................................................... 30 3.6 Key in e na ional s anda ds ................................................. 31 3.7 IAM as a key p ocess wi hin he in eg a ed planning o u ban wa e se ices........................................................................... 32 Unde s anding u ban wa e sys ems’ me abolism ........................... 35 4.1 U ban wa e sys ems beha e as o ganic bodies ............... 35 4.2 Why inancial e iciency equi es he unde s anding o he in as uc u e me abolism? .............................................................. 37 4.3 The TRUST me abolism model ............................................ 38 Global amewo k o IAM planning ................................................. 40 1 5.1 The IAM cube .......................................................................... 40 5.2 Planning decisional le els .................................................... 41 5.3 Planning ho izons and analysis ho izons ........................... 43 5.4 Planning p ocess ................................................................... 44 5.5 Pe o mance assessmen ...................................................... 47 5.6 Risk assessmen ..................................................................... 49 5.7 Cos assessmen ..................................................................... 53 UWCS pe o mance assessmen sys em ........................................... 56 6.1 In oduc ion ............................................................................ 56 6.2 Types o pe o mance assessmen me ics used in TRUST . .................................................................................................. 60 6.3 Requi emen s o he de ini ion o a pe o mance assessmen sys em ............................................................................. 61 6.4 Pe o mance assessmen me ics ....................................... 61 6.6 Va iables .................................................................................. 62 6.7 Con ex in o ma ion and o he da a elemen s ................. 63 6.8 Da a quali y ............................................................................ 64 Technological challenges and oppo uni ies .................................... 65 Final ema ks .................................................................................... 76 Re e ences ........................................................................................ 78 2 3 1 In oduc ion Global amewo k, key p inciples and concep s and he main challenges and oppo uni ies. 1.1 Scope The scope o his TRUST se ies o bes p ac ice manuals is he in eg a ed planning o u ban wa e se ices, ocusing on In as uc u e Asse Managemen (IAM). IAM aims a ensu ing ha in as uc u es a e managed in such a way ha sus ainabili y o he se ice is ensu ed by maximizing se ice pe o mance a a minimum cos and wi h accep able isk le els, in he long e m. U ban wa e se ices include wa e supply and was ewa e and s o m wa e managemen . This manual in oduces a global amewo k, key p inciples and concep s and he main challenges and oppo uni ies. This is Volume I o a se ies o manuals de eloped in scope o he TRUST p ojec (www. us -i.ne ). The o he olumes include speci ic guidelines o policy-making a a na ional o egional le el (Manual 2) and o s a egic and ac ical planning a he u ili y le el (Manuals 3 and 4) as well as a po o olio o ehabili a ion echniques used in supply pipes and s o age anks and d ainage sys ems (Manuals 5 and 6). 1.2 Documen s uc u e The documen has six chap e s, being he i s he p esen in oduc o y chap e . Chap e 2 explains why in eg a ed planning o u ban wa e sys ems is c ucial o ensu ing he sus ainabili y o he se ice, e e ing he main d i e s, gaps, consequences and exis ing in e na ional s anda ds. Chap e 3 explains ha u ban wa e se ices e ol e o e ime as li ing bodies, wi h hei own me abolism which needs o be unde s ood in o de o be adequa ely managed, and p esen s he main concep s and gene al p inciples o me abolism analysis. The global amewo k o in eg a ed planning is p esen ed in Chap e 4, including planning le els and associa ed p ocesses, scope, ime ho izons, and dimensions o be aken in o conside a ion. Chap e 5 highligh s he main echnological challenges and oppo uni ies in u ban wa e sys ems. The las chap e (Chap e 6) syn he ises he key-messages o he cu en manual. The documen should be sequen ially ead o a be e unde s anding o he p inciples and concep s and o he eade g adually ge ing amilia wi h he subjec . 4 1.3 Ta ge public This manual is a ge ed o wo g oups o public: policy make s and wa e p o essionals as ollows (Cab e a e al., 2011): TARGET GROUP PROFILE NEEDS AND EXPECTATIONS Policy make s Local and na ional go e nmen s, Eu opean commi ees, wa e au ho i ies, and planning ins i u ions No echnical o ma ion expec ed Expec solu ions o imp o e wa e managemen and socie y’s needs Succinc deli e ables wi h e y plain conclusions Wa e p o essionals: Technical s a Con ol all he echnical aspec s o u ban wa e sys ems o he han managemen Technical o ma ion o be expec ed Close p o ile o he scien i ic communi y Expec echnical con en wi h de ails o p ac ical uses Pa icula ly echnical documen s; no esea ch de ails necessa y Wa e p o essionals: Decision make s Responsible o planning and leading he wo k o a g oup o indi iduals and supe ising hei wo k Technical knowledge expec ed Close p o ile o policy make s Expec execu i e ma e ial Sho con en wi h clea conclusions 5 6 2 The impo ance o in eg a ed planning o he sus ainabili y o u ban wa e se ices 2.1 In eg a ed planning is key o e icien use o inancial esou ces Policy-make s a e o en aced wi h he need o deciding whe e o alloca e limi ed inancial esou ces, ying o maximize he bene i o he socie y. Each se ice p o ide in a socie al sec o ends o a gue in a ou o hei di ec in e es , and he decision make s need o assess he o e all ad an ages and disad an ages o each op ion in o de o es ablish p io i ies and suppo hei decision. Gains in e iciency in one sec o esul in inancial sa ings ha can be ein es ed in he same o in ano he sec o . A s uc u ed app oach o in as uc u e asse managemen p o ides a amewo k ha b ings anspa ency and accoun abili y o hese p ocesses, and, abo e all, enables a much mo e e icien use o inancial esou ces. Wi h he cu en know-how, p o ision o u ban wa e se ices is based on expensi e and long las ing buil asse s, such as pipes and sewe s, pumping s a ions, s o age anks and o he ci il enginee ing wo ks. In o de o keep he ue alue o he exis ing asse s, he e is he need o spend in capi al main enance he co esponding o he annual dep ecia ion o hese asse s, on a e age o he o de o 2% o he in as uc u e eplacemen s cos . This co esponds o a much highe a io be ween he capi al main enance cos s and he o al ac i i y cos s han needed o mos o he public se ices, such as schools, heal h ca e, anspo a ion o passenge s, elec ici y o “ A s uc u ed app oach o in as uc u e asse managemen p o ides a amewo k ha b ings anspa ency and accoun abili y and enables a much mo e e icien use o inancial esou ces. ” 7 The in as uc u e can be expanded as needed and inhe i ed asse s can be ehabili a ed The in as uc u e can be expanded as need, bu inhe i ed asse s can be su icien ly main ained. 14 The long- e m e ec o in es men s and he c i icali y o wa e se ices o he socie y ha e led o a he conse a i e solu ions, because decision-make s ea ou -o - he-box o dis up i e sys em designs and echnologies. T adi ional solu ions end o be well-p o en in many ega ds. Howe e , business as usual is no an op ion, gi en he economic, social and en i onmen al p essu es: cu en in as uc u al and ope a ional solu ions a e o en ine icien in economic, ene gy o wa e esou ces e ms, and insu icien ly e ec i e o cope wi h an inc easingly challenging wo ld. Consequen ly, mos cu en u ban wa e se ices a e no sus ainable! 15 2.3 Sus ainabili y in u ban wa e cycle se ices Sus ainabili y in u ban wa e cycle se ices (UWCS) is me when he quali y o asse s and go e nance o he se ices is su icien o ac i ely secu e he wa e sec o ’s needed con ibu ions o u ban social, en i onmen al and economic de elopmen in a way ha mee s he needs o he p esen wi hou comp omising he abili y o u u e gene a ions o mee hei own needs (B a ebø e al., 2013). TRUST app oach o sus ainabili y assessmen 16 To achie e sus ainable u ban wa e se ices i is essen ial: oTo ha e a long e m ision o he se ice. oTo ensu e ha se ice objec i es and a ge s a e pe manen ly me in he ansi ion pa h om he p esen si ua ion un il he long- e m ision is ul illed. oTo ake in o accoun all dimensions o sus ainabili y abo e men ioned. Objec i e-o ien ed s a egic planning wi h a long e m ime ho izon and a b oad scope, co e ing he whole se ice a ea and in ol ing all ele an s akeholde s, is he e o e needed. The TRUST amewo k o sus ainabili y es ablishes key objec i es o he u ban wa e se ices and co esponding assessmen c i e ia o each sus ainabili y dimension, aiming a a anspa en , alid and holis ic me hod o a ge de ini ion and assessing esul s. Howe e , decision-make s should cus omize hese objec i es and c i e ia aking in o accoun hei own ision and con ex . The assessmen me hod should be inclusi e and lexible wi h espec o s akeholde in ol emen and decisions ega ding a ge se ing and ade-o as pa o a mul i-c i e ia decision analysis p ocess. The assessmen is made ope a ional by c i ically and ca e ully examining a chosen se o pe o mance me ics and how hey comply wi h a p ede ined se o sus ainabili y objec i es and c i e ia. The pe o mance me ics/indica o s may be quan i a i e and/o quali a i e, and a e speci ically chosen in o de o ake accoun o he pa icula con ex and challenges o a gi en u ban wa e cycle sys em, in a medium- and long- e m ansi ion con ex . 17 DIMENSION OBJECTIVES ASSESSMENT CRITERIA Social S1) Access o u ban wa e se ices S2) E ec i ely sa is y he cu en use s’ needs and expec a ions S3) Accep ance and awa eness S11) Se ice co e age S21) Quali y o se ice S22) Sa e y and heal h S31) A o dabili y En i onmen En1) E icien use o wa e , ene gy and ma e ials En2) Minimisa ion o o he en i onmen al impac s En11) E iciency in he use o wa e (including inal uses) En12) E iciency in he use o ene gy En13) E iciency in he use o ma e ials En21) En i onmen al e iciency ( esou ce exploi a ion and li e cycle emissions o wa e , ai and soil) Economic Ec1) Ensu e economic sus ainabili y o he UWCS Ec11) Cos eco e y and ein es men in UWCS Ec12) Economic e iciency Ec13) Le e age (deg ee o indeb edness) Ec14) Willingness o pay Go e nance G1) Public pa icipa ion G2) T anspa ency and accoun abili y G3) Clea ness, s eadiness and measu abili y o he UWCS policies G4) Alignmen o ci y, co po a e and wa e esou ces planning G11) Pa icipa ion ini ia i es G21) A ailabili y o in o ma ion and public disclosu e G22) A ailabili y o mechanisms o accoun abili y G31) Clea ness, s eadiness, ambi iousness and measu abili y o policies G41) Deg ee o alignmen o ci y, co po a e and wa e esou ces planning Asse s A1) In as uc u e eliabili y, adequacy and esilience A2) Human capi al A3) In o ma ion and knowledge managemen A11) Adequacy o he ehabili a ion a e A12) Reliabili y and ailu es A13) Adequa e in as uc u al capaci y A14) Adap abili y o changes (e.g. clima e change Adap a ion) A21) Adequacy o aining, capaci y building and knowledge ans e A31) Quali y o he in o ma ion and o he knowledge managemen sys em Objec i es and c i e ia o he UWCS sus ainabili y dimensions (B a ebø e al., 2013). 18 U ban wa e sys ems planning ends o come downs eam in he o e all ci y planning p ocess, esponding o he needs iden i ied in he u ban mas e plans, in a eac i e mode. Howe e , o be sus ainable, u ban wa e sys ems (i.e., wa e supply, was ewa e and s o m wa e ) mus be designed and implemen ed in conjunc ion, and ups eam in he ci y planning p ocess oge he wi h o he public in as uc u es, in a ue in eg a ed planning app oach. Fo ins ance, he easibili y and success o using al e na i e wa e sou ces o decen alized sys ems depends on a good in eg a ion in he ci y o ganiza ion, in e ms o u ban planning and o go e nance (i.e., ela ions be ween u ili ies p o iding each se ice, and be ween u ili ies and s akeholde s). In eg a ed planning shall also ake in o accoun he di e en le els o policy and decision making. Coun ies and egions may ha e s a egic plans ele an o he u ban wa e se ices, which will di ec ly in luence he u ban wa e u ili ies’ own planning. The e is a clea need o coo dina ion be ween hem. In his se ies o manuals, o he olumes will p esen guidelines o policy–make s as well as guidelines o s a egic planning and oad-mapping and o ac ical planning a he u ili y le el. Alignmen and eedback p ocedu es be ween he a ious planning le els should be implemen ed. 19 2.4 In eg a ed planning o u ban wa e se ices In eg a ed planning o u ban wa e se ices is he p ocess o de ining and implemen ing cohe en solu ions and ansi ion pa hs ha lead o sus ainable u ban wa e se ices. This equi es se e al le els o de ail, om long- e m o sho - e m, and om na ional o egional o local le el, in an aligned way. I should ake in o accoun no only he economic, social and en i onmen al aspec s o sus ainabili y, bu also go e nance o he se ices and he quali y o he human, in o ma ion and knowledge, and in as uc u e asse s. 20 21 3 Why is IAM c i ical wi hin he in eg a ed planning? 3.1 Playing wi h igu es Conside a wa e dis ibu ion ne wo k wi h an a e age age o 40 yea s and wi h an annual ehabili a ion a e is 0.5%. A highe ehabili a ion a e has no been adop ed as i would esul in o highe wa e a i s and he in es men p io i y has been gi en o he expansion o he ne wo k o new u ban a eas. Local u ili y expe s conside ha he a e age use ul li e o he p edominan pipe ma e ials is 50 yea s. This is simpli ied example o a common si ua ion in many u ili ies in he wo ld. Fo he cu en annual ehabili a ion a e o 0.5% o be sus ainable, pipes would need o las a leas 200 yea s, which is no ealis ic. Assuming he li e expec ancy o 50 yea s and cu en pipes age o 40 yea s, wi hin 14 yea s he u ili y will no be able o p o ide any se ice o i s use s. The accumula ed capi al main enance de ici will ha e nega i e impac on he u u e gene a ions and canno be easily compensa ed wi h pe iods o high ehabili a ion a es. Fi s , i leads o a dec ease o he quali y o se ice in he medium and long e m. Second, i pos pones he need o ehabili a ion in es men s ha , soone o la e , will ha e o be ca ied ou in a mo e concen a ed way and ha will esul in he ine i able inc ease o a i s. Finally, he cons uc ion wo ks associa ed o e y high ehabili a ion a es ha e a nega i e impac o he li ing condi ions in he ci y. Fo he cu en si ua ion, he pe cen age o esidual li e o pipes is 20%. In a well-main ained ma u e in as uc u e i should be o he o de o 50%. I he annual ehabili a ion a e o 2%, equal o he dep ecia ion a e o he in as uc u e (i.e., in e se o he use ul li e), is adop ed, he pe cen age o esidual li e o pipes would con inue o be 20%. To each he ideal pe cen age o esidual li e o pipes o 50% in 10 yea s, a ehabili a ion a e o 5% would be needed du ing ha pe iod ollowed by a 2% ehabili a ion a e om hen on o main ain he index. Needless o say, eali y is much mo e complex han his example. Howe e , his illus a i e case shows ha lack o capi al main enance in due ime may lead o a e y signi ican 22 dec ease o se ice quali y, i no o he comple e se ice ailu e in he nea u u e. This example aims a b inging he a en ion o he need o adop ing long e m ime ho izons o he s a egic managemen o u ban wa e sys ems. I s a egic plans ha e a sho ime ho izon (3-5 yea s), as i o en occu s in p ac ice, he e ec o ha ing a low ehabili a ion a e does no become e iden on he quali y o se ice and leads o a signi ican dec ease in he annual o al cos s. The e o e, in a sho e m analysis he easies way o imp o e economic e iciency, which is inc easingly a d i e o any u ili y CEO and o se ice egula o s, is o minimize capi al main enance (i.e., o adop low ehabili a ion a es). Consequen ly, many wo ld wa e in as uc u es a e aging and losing hei alue, p o iding se ices ha , in he long un, will ine i ably ha e a low quali y and e iciency, i.e., unsus ainable se ices. I a long e m ime ho izon is conside ed in he s a egic planning (e.g., 30-50 yea s), he need o sus ainable ehabili a ion a es becomes e iden . 23 3.5 Mo i a ion and d i e s U ban wa e sys ems a e he mos aluable pa o he public in as uc u e wo ldwide, and u ili ies and municipali ies a e en us ed wi h he esponsibili y o managing and expanding hem o cu en and u u e gene a ions. In as uc u es inexo ably age and deg ade, while socie y places inc easing demands o le els o se ice, isk managemen and sus ainabili y. As many sys ems each high le els o de e ed main enance and ehabili a ion (ASCE, 2009), he combined eplacemen alue o such in as uc u es is o e whelming, demanding judicious spending and e icien planning. IAM me hods pa ially di e om hose applicable o managing o he ypes o asse s. One o he easons is he ac ha such in as uc u es ha e inde ini e li es, in o de o sa is y he pe manen needs o a speci ic public se ice. In as uc u es a e no eplaceable as a whole, only piecemeal. Consequen ly, in a ma u e in as uc u e, all phases o asse s li e ime coexis . Addi ionally, in ne wo k-based in as uc u es, i is equen ly no easible o alloca e le els o se ice o indi idual componen s because he e is a dominan sys em beha io (e.g. symp oms and hei causes o en occu a di e en loca ions). IAM is inc easingly becoming a key opic in he mo e owa ds compliance wi h pe o mance equi emen s in wa e supply and was ewa e sys ems. Sus ainable managemen o hese sys ems should espond o he need o : 30 oP omo ing adequa e le els o se ice and s eng hening long- e m se ice eliabili y; oImp o ing he sus ainable use o wa e and ene gy; oManaging se ice isk, aking in o accoun use s’ needs and isk accep ance; oEx ending se ice li e o exis ing asse s ins ead o building new, when easible; oUpholding and phasing in clima e change adap a ions; oImp o ing in es men and ope a ional e iciency in he o ganiza ion; oJus i ying in es men p io i ies in a clea , s aigh o wa d and accoun able manne . 3.6 Key in e na ional s anda ds As asse managemen is gaining ele ance, new in e na ional s anda ds a e eme ging. In pa icula : o he ISO 55000 se ies, which includes a s anda d on o e iew, p inciples and e minology (ISO 55000:2014),; oa s anda d wi h equi emen s o managemen sys ems (ISO 55001:2014) oand a s anda d on guidelines o he applica ion o ISO 55001 (ISO 55002:2014). 31 As hese documen s a e applicable o any ype o asse s, hey may be aced as umb ella s anda ds o in as uc u e asse managemen . O he ele an s anda ds o IAM a e he ISO 24510:2007, 24511: 2007 and 24512: 2007, on “Ac i i ies ela ing o d inking wa e and was ewa e se ices”, and he ISO 31000- 2008, on “Risk managemen ”. 3.7 IAM as a key p ocess wi hin he in eg a ed planning o u ban wa e se ices In eg a ed planning o u ban wa e se ices emb aces bo h he na ional o egional planning le el and he u ban wa e u ili y le el . 32 A a na ional o egional le el, in eg a ed planning should be cohe en wi h public policies and a icula ed wi h he s a egic planning o ci ies in gene al, and pa icula ly wi h o he public in as uc u es (e.g. anspo a ion o passenge s, heal h ca e, educa ion) and wi h he land use planning (e.g. mas e u ban plans). A he u ili y le el, in eg a ed planning needs o be aligned wi h he na ional o egional s a egic plans, complying wi h he s a egies es ablished. I needs o be ca ied ou a di e en le els o decision, consis en and aligned be ween hem. IAM planning is a key elemen o he u ili y global planning: oa a co po a e long e m le el, in as uc u e asse managemen is deal wi h in a mac o way, as pa o he global se ice objec i es and s a egies; oa a ac ical medium e m le el, mul iple hema ic plans may coexis (e.g., human esou ces, cus ome se ice, o inancial plan) wi h he in as uc u e asse managemen plan; oa an ope a ional le el, he es ablished IAM ac ics a e con e ed in o sho - e m ac ion plans. 33 In eg a ed planning equi es moni o ing a each le el and eedback mechanisms be ween e e y wo successi e le els. U ban wa e IAM ( ac ical) plan(s) … Land use Heal h ca e T anspo a ion U ban wa e … Co po a e s a egic plan Na ional o egional s a egic plans Tac ical plans Ope a ional plans U ili y plans IAM planning 34 35 4 Unde s anding u ban wa e sys ems’ me abolism 4.1 U ban wa e sys ems beha e as o ganic bodies U ban wa e sys ems e ol e o e ime simila ly o an o ganic body, he pe o mance depends on he unc ionali y o i al o gans. In li ing bodies, backbone and muscles p o ide he s uc u e, bu blood ci cula ion, a unc ioning li e and b ain, a e key o a heal hy body. They need o consume nu ien s, wa e and oxygen in o de o li e and unc ion. They gene a e by- p oduc s, some o hem a e eused. U ban wa e sys ems ha e complex beha iou s ha can be add essed, om he physical pe spec i e, as hey we e a li ing me abolism: he backbone is he in as uc u e, he i al o gans a e he managemen p ocesses. They consume esou ces (e.g., wa e , chemicals and o he ma e ials, manpowe , ene gy, capi al), p o ide unc ions (in his case se ices) wi h gi en le els o pe o mance and associa ed isks, and gene a e ou lows, such as was e, by- p oduc s and emissions o wa e and ai . The physical componen s and he echnologies o he u ban wa e in as uc u e ope a e unde gi en local bounda y condi ions (geog aphic, clima ic and socio-economic). Me abolism ( om G eek me abolismós ) is he se o chemical eac ions ha happen in li ing o ganisms o main ain li e. These p ocesses allow o ganisms o g ow and ep oduce, o main ain hei s uc u es, and o espond o hei en i onmen s. The no ion o me abolism has also been applied ou side he discipline o biology, such as, u ban me abolism and indus ial me abolism. 36 4.2 Why inancial e iciency equi es he unde s anding o he in as uc u e me abolism? The choice, he design and he ope a ion o echnologies c i ically in luence he o e all quali y o he u ban wa e se ices in e ms o pe o mance, isk and cos , as well as he o e all sys em sus ainabili y. The me abolism depends no only on he speci ic cha ac e is ics o he sys ems, bu also on he local bounda y condi ions, including echnology and managemen decisions. Unde s anding he me abolism o he u ban wa e sys ems helps managing he ansi ion pa hs and choosing he bes op ions o pa e he way owa ds mo e sus ainable se ices. 37 The applica ion o me abolism models o indus ial p ocesses and o ci ies beha io is a s ill ela i ely a new ield o esea ch (Ba les, 2010), al hough i has al eady been used o some ime. Fo ins ance, B owne e al. (2009) has measu ed me abolism ine iciencies o di e en sec o s (e.g. ood, ex iles, pape ) by ela ing he inal disposal o was es o consump ion in he ci y o Lime ick in I eland. Howe e , me abolism models had ne e been de eloped o applied o he u ban wa e cycle se ices p io o TRUST. 4.3 The TRUST me abolism model The TRUST me abolism model can be used o p o ide a physical basis o quan i ying esou ce lows and o quali y and sus ainabili y assessmen o u u e in e en ion s a egies in u ban wa e se ices in he long e m. 38 When e e ing o he me abolism o an u ban wa e sys em, he e is a need o conside ele an lows and con e sion p ocesses o all kinds o ma e ials and ene gy, which a e mobilized by he de elopmen and ope a ion o he sys em in o de o ul ill he necessa y unc ions. As a esul o including he cyclic wa e eco e y and esou ce eco e y subsys ems, he me abolism modelling may in a di ec way also add ess eme ging oppo uni ies such as decen alised s o mwa e /was ewa e managemen and eco e y, use o ea ed was ewa e , and eco e y o esou ces om all pa s o he sys em (i.e. any kind o ma e ial and ene gy eco e y op ion). The objec i e o a me abolism model is o di ec ly assis wa e u ili ies in hei sys ema ic sea ch o s a egic imp o emen s. Me abolism s udies end o be da a-demanding and o ha e a non-s aigh o wa d applica ion. The TRUST me abolism model was de eloped wi h a complexi y ha limi s i s applicabili y o ci ies wi h eliable and comp ehensible da a sys ems. Howe e , i he model as such is no applicable, i is impo an , a leas , o iden i y and quan i y he key esou ces needed (wa e , ma e ials, manpowe , ene gy), he ou lows p oduced (was e, by-p oduc s and emissions) and he main mass-balances o each ansi ion pa h o echnological solu ion conside ed. In his way, he me abolism app oach suppo s he u ili y in he be e unde s anding o c i ical sys em a iables and he selec ion o he bes in as uc u e asse managemen op ions. 39 The global app oach is based on plan-do-check-ac (PDCA) p inciples aiming a he con inuous imp o emen o he IAM p ocess. The key no ions in his p ocess a e: oalignmen among he decisional le els and hei ac o s; obo om-up eedback; oand in ol emen and empowe men o he en i e o ganiza ion, om he CEO o he asse ope a o s, in o de o p omo e leade ship, co-o dina ion, collabo a ion, co po a e cul u e accep ance, mo i a ion, commi men and co po a e know-how. IAM aims a ensu ing ha , in a long- e m pe spec i e, se ice pe o mance is kep adequa e, isks incu ed a e accep able and he co esponding cos s a e as low as easible. Assessing pe o mance, isk and cos is he e o e key o e ec i e IAM. 46 5.5 Pe o mance assessmen Pe o mance may ansla e ei he he e iciency o he e ec i eness o he se ice. Pe o mance assessmen is a widesp ead ac i i y used in economics, business, spo s and many o he walks o li e in gene al, in o de o compa e and sco e en i ies and indi iduals and ake managemen o o he decisions (Aleg e e al., 2000, Ma os e al., 2003, Aleg e e al. 2006, Cab e a & Pa do, 2008, Sjo old e al. eds., 2008, ISO 24510, ISO 24511, ISO 24512). Pe o mance assessmen is he e o e any app oach ha allows o he e alua ion o he e iciency o he e ec i eness o a p ocess o ac i i y h ough pe o mance measu es. Pe o mance measu es a e he speci ic pa ame e s ha a e used o in o m he assessmen . The p incipal ca ego ies o pe o mance measu es include (Sjo old e al., 2008): Assessmen is de ined as a “p ocess, o esul o his p ocess, ha compa es a speci ied subjec ma e o ele an e e ences” ISO 24510 47 o Pe o mance indica o s o Pe o mance indices o Pe o mance le els Pe o mance indica o s a e quan i a i e e iciency o e ec i eness measu es o he ac i i y o a u ili y. A pe o mance indica o consis s o a alue ( esul ing om he e alua ion o he "p ocessing ule") exp essed in speci ic uni s, and a con idence g ade which indica es he quali y o he da a ep esen ed by he indica o . Pe o mance Indica o s a e ypically exp essed as a ios be ween a iables; hese may be commensu a e (e.g. %) o non-commensu a e (e.g. $/m3). The in o ma ion p o ided by a pe o mance indica o is he esul o a compa ison ( o a a ge alue, p e ious alues o he same indica o , o alues o he same indica o om o he unde akings) (Aleg e e al. 2006; ISO 24500, Sjo old e al., 2008). Pe o mance le els a e pe o mance measu es o a quali a i e na u e, exp essed in disc e e ca ego ies (e.g. excellen , good, ai , poo ). In gene al hey a e adop ed when he use o quan i a i e measu es is no app op ia e (e.g. e alua ion o cus ome sa is ac ion by means o su eys) (Aleg e, 2008, Sjo old e al., 2008). Pe o mance indices a e s anda dized and commensu able measu es, ha may esul om he combina ion o mo e disagg ega ed pe o mance measu es (e.g. weigh ed a e age o pe o mance indica o s) o om analysis ools (e.g. simula ion models, s a is ical ools, cos e iciency me hods). Some imes hey aim a agg ega ing se e al pe spec i es in o in a single measu e (Aleg e, 2008, Sjo old e al., 2008). Di e en ly om he pe o mance indica o s, hey con ain a judgmen in i sel , in insic o he s anda diza ion p ocess (e.g. 0 – no unc ion; 1 – minimum accep able; 2 – good; 3 – excellen ). 48 Pe o mance indica o s may be con e ed in o pe o mance indices h ough he applica ion o a pe o mance unc ion, o in o pe o mance le els when hey a e compa ed wi h e e ence le els, in o de o suppo in e p e a ion o mul i- c i e ia analyses. Such ans o ma ions may be pa icula ly use ul in he g aphical ep esen a ion o a se o pe o mance indica o s. 5.6 Risk assessmen Risk analysis may add ess an o ganiza ion in i s en i e y, a sys em o sub-sys ems (agg ega ed o lumped analysis), o indi idual sys em componen s (componen o disc e e analysis). Risk assessmen may be ca ied ou in many di e en ways, and is o en ( hough no always) quan i iable. Fo ins ance, i he p obabili y o ailu e o e e y pipe in a ne wo k is known, as well as i s consequence, exp essed in e ms o he ensuing educed se ice (unme demand), he o al isk o no supplying he use s may be exp essed as he expec ed alue o he annual unme demand (Vi o ino e al., 2012). 49 Risk analysis is a as ield o expe ise whe e se e al mains eam amewo ks ha e been de eloped o in as uc u e-based p oblems, such as aul - ee analysis o he app oaches cen e ed on isk ma ices (Almeida e al., 2010). The la e is one o he mos e sa ile and s uc u ed o malisms a ailable when app oaching he ange o (quan i iable o unquan i iable) isks ha a e aced by u ban u ili ies, and is based on a ho ough analysis o isk consequences and on he ca ego iza ion in o bo h p obabili y and consequence classes. P obabili y classes can be de ined by di e en p obabili y in e als ha may be de i ed, ypically, om linea , exponen ial o loga i hmic unc ions. The selec ion o p obabili y classes is done by he decision make ; he c i e ia a e no only depending on he ype o p oblem bu also on he ange o possibili ies accep able o he decision make , hus ela ed o he pe cep ion o isk. P obabili y and p obabili y classes a e assigned o each indi idual componen o he sys em when dealing wi h a componen -based analysis o o an a ea/sec o when he analysis is ocused on an a ea wi h speci ic and known isk ea u es. Independen ly o he ype o ailu es ha may ake place, hey can esul in a ange o po en ial consequences no only o he wa e in as uc u e and se ices bu also o o he in as uc u es. Mo eo e , consequences can also include socio-economic dis up ions and en i onmen al impac s. The e o e, when assessing he isk associa ed wi h a speci ic e en , se e al consequence dimensions should be aken in o conside a ion (Almeida e al., 2011) : 50 DIMENSION TYPE OF VARIABLES TO EXPRESS RELATIVE VALUE IN EACH CLASS Heal h and sa e y − numbe and se e i y o inju ies − numbe and se e i y o people a ec ed by disease − numbe o people a ec ed pe manen ly (mo ali y and disabili y) Financial − mone a y alue; should be a unc ion o he size o u ili y e.g. annual ope a ing budge (AOB) Se ice con inui y − du a ion o se ice in e up ion (a ailabili y and compliance wi h minimum s anda ds); di e en ia ion o ype o clien a ec ed can be used ( esiden ial, hospi al, i e igh ing) En i onmen al impac s − se e i y e.g. exp essed as expec ed ime o eco e y (long- e m “> y yea s”; mid- e m “x o y yea s”; sho - e m “w o mon hs”; apid eco e y “less han w mon hs”) − ex en (e.g. dimension o a ea, wa e quali y index, olume o du a ion o e en ) − ulne abili y (e.g. p o ec ed a eas, abs ac ion a eas o in luence o wa e supply) Func ional impac on he sys em − a ious pe o mance measu es (e.g. popula ion/clien s no supplied o a T > D in e up ion; clien .hou s wi hou supply); h esholds can be associa ed wi h legal equi emen s Repu a ion and image − numbe o complain s; numbe o imes he name o he u ili y appea s in he media, … Business con inui y − damage o ma e ials, se ice capaci y, a ailable human esou ces o main ain sys em unc ion and eco e y ime (e.g. % capaci y a ec ed.hou s) P ojec de elopmen − e ec on de ia ion o objec i es (e.g. scope, schedule, budge ) 51 Al hough o he classes o consequences may be adop ed, a ypical classi ica ion migh look like his: o1 – insigni ican ; o2 – low; o3 – mode a e; o4 – high; o5 – se e e. The way in which p obabili y and consequence a e combined e lec s he deg ee o cau iousness o he analys , which may a y. See an exemple o a mode a e isk pe cep ion ma ix: CONSEQUENCE 1 2 3 4 5 PROBABILITY 5 4 3 2 1 A isk ma ix should ha e a leas h ee isk le els (low, medium and high isks) ha a e o be associa ed wi h he accep ance le els o isk (Almeida e al., 2010): oLow o accep able isk (g een); oMedium o ole able isk (yellow); oHigh o unaccep able isk ( ed). 52 5.7 Cos assessmen Cos assessmen is he o he undamen al axis o analysis o compa ing and selec ing in e en ion al e na i es in an IAM amewo k. All ele an cos s and e enues i ems ha ake place du ing he analysis ho izon and which di e om he s a us quo, should be accoun ed o , o any o he in e en ion al e na i es conside ed. The inclusion in he analysis o cos i ems ha a e common in na u e and alue o all al e na i es is op ional, as hey will no ha e an e ec on he compa ison bu may be use ul in in o ming i . Howe e , i quan i ying he ac ual ne p esen alue1 o in e nal a e o e u n2 o a inancial p ojec is impo an o he exe cise, hen all he ele an cos s and e enues mus be included. In p ac ice, i is o en he case ha ehabili a ion in e en ions do no a ec e enues, and mainly ha e an e ec on sys em pe o mance, on sys em isk (by a ec ing sys em eliabili y) and on capi al and ope a ional cos s (e.g., epai cos s, complain managemen , egula o y o con ac ual se ice compliance ailu e). 1 Ne p esen alue: The sum o he discoun ed u u e cash lows. I only cos s a e included, his can be e e ed as ne p esen cos (ISO 15686-5: 2008) 2 In e nal a e o e u n: he " a e o e u n" ha makes he ne p esen alue o all cash lows (bo h posi i e and nega i e) om a pa icula in es men equal o ze o. In o he wo ds, he discoun a e a which he p esen alue o all u u e cash low is equal o he ini ial in es men . 53 In gene al and simpli ied e ms, he main cos i ems include: o In es men cos s , exp essed as a gi en amoun a a gi en poin in ime, and wi h a gi en dep ecia ion pe iod (i no linea , a dep ecia ion unc ion mus be known as well). o Ope a ional cos s , no mally o ganized in h ee classes: (i) cos o goods sold; (ii) supplies & ex e nal se ices; (iii) pe sonnel; ope a ional cos s a e exp essed as annual alues, o e he analysis pe iod. o Re enues , ei he h ough lump sums occu ing a speci ic poin s in ime (e.g. public subsidies), o dis ibu ed o e he analysis pe iod (e.g. e enues om a i s). Re enues a e also exp essed by hei annual alue o e he analysis pe iod. Whene e ele an , he cos s o planning and designing new asse s, as well as disposal cos s o asse s ha each he end o hei se ice li es, should be included. Since he end o he analysis ho izon does no coincide in gene al wi h he end o he se ice li e o mos asse s, he esidual alue o all asse s a he end o he analysis pe iod mus be conside ed. Cos -bene i analysis may include no only angible cos s and e enues o he u ili y, as desc ibed abo e, bu also angible o a hi d pa ies (e.g., consume s, socie y) and in angible cos s and bene i s. Howe e , p ac ice shows ha u ili ies o en do no eel com o able in exp essing ce ain o such cos s and bene i s in mone a y e ms (e.g., 54 inc easing public heal h isk because he wa e quali y does no mee he a ge s). A ecommended op ion, success ully implemen ed in a good numbe o u ili ies (Lei ão e al., 2013), is o exp ess angible cos s o a hi d pa ies and in angible cos s and bene i s as pe o mance o isk me ics, and o include only angible cos s and e enues o he u ili y in he cos axis o he analysis. “ Tangible cos s o a hi d pa ies and in angible cos s and bene i s can be desc ibed as as pe o mance o isk me ics.” Lei ão e al. (2013) 55 obe easonably achie able (which mainly depends on he ela ed a iables); obe audi able; obe as uni e sal as possible and p o ide a measu e which is independen om he pa icula condi ions o he u ili y; obe simple and easy o unde s and; and obe quan i iable so as o p o ide an objec i e measu emen o he se ice, a oiding any pe sonal o subjec i e app aisal. Collec i ely, PAMs should comply wi h he ollowing equi emen s: oeach PAM should p o ide in o ma ion signi ican ly di e en om he o he PAMs; ode ini ions o he PAMs should be unequi ocal ( his equi emen is made ex ensi e o i s a iables); oonly PAMs which a e deemed essen ial o e ec i e pe o mance e alua ion should be es ablished. 6.6 Va iables Each a iable should comply wi h he ollowing equi emen s: ode ini ions should be uni ocal; o i he de ini ion o he PI hey a e used o ; obe easonably achie able; o e e o he same geog aphical a ea and he same pe iod o ime o e e ence da e as he PI hey will be used o ; 62 obe as eliable and accu a e as he decisions made based on hem equi e. Some o he a iables in PAS a e o en ob ained om ex e nal da a, and hei a ailabili y, accu acy, e e ence da es and limi s o he co esponding geog aphical a ea a e gene ally ou o he con ol o he unde aking. In his case, a iables should also comply wi h he ollowing equi emen s: obe collec ed, whene e possible, om o icial su ey depa men s; obe undamen al o he PAM assessmen o in e p e a ion; and ocollec i ely, be as ew as possible. 6.7 Con ex in o ma ion and o he da a elemen s Con ex in o ma ion (CI) and he es o he da a elemen s in he sys em (which a e used as explana o y ac o s) should ollow he same gene al p inciples as a iables and pe o mance indica o s. Howe e , he le el o de ail and con idence g ading is usually no conside ed o be as high as he one equi ed o PI and a iables. Consequen ly, CI and he es o he da a elemen s should comply wi h: ode ini ions should be uni ocal; obe easonably achie able; oi ex e nal, be collec ed whene e possible om o icial su ey depa men s; obe undamen al o he PI in e p e a ion; and ocollec i ely, be as ew as possible. 63 6.8 Da a quali y Pe o mance me ics should always be associa ed wi h he quali y o he da a used o calcula e hem. Ideally, his should be assessed in e ms o he eliabili y o he sou ce and o he accu acy o da a. Howe e , p ac ice has shown ha in mos p ac ical si ua ions i may no be easy o assess he accu acy o he da a. The eliabili y o he sou ce accoun s o unce ain ies in how eliable he sou ce o he da a may be, i.e., he ex en o which he da a sou ce yields consis en , s able, and uni o m esul s o e epea ed obse a ions o measu emen s unde he same condi ions each ime. Wi hin TRUST, i is ecommended ha eliabili y o he inpu a iables is well de ined, acco ding o he IWA PI guidelines, ep oduced as ollows: RELIABILITY DEFINITION  Highly eliable da a sou ce: da a based on sound eco ds, p ocedu es, in es iga ions o analyses ha a e p ope ly documen ed and ecognised as he bes a ailable assessmen me hods.  Fai ly eliable da a sou ce: wo se han , bu be e han .  Un eliable da a sou ce: da a based on ex apola ion om limi ed eliable samples o on in o med guesses. 64 65 7 Technological challenges and oppo uni ies The ansi ion o mo e sus ainable u ban wa e sys ems is g ea ly dependen on he igh selec ion and implemen a ion o app op ia e echnological solu ions. The main echnological challenges and oppo uni ies a e in he ollowing domains: oSa e and sus ainable wa e supply oU ban wa e demand managemen oWas ewa e and s o mwa e sys ems's managemen in UWSC oAl e na i e wa e sou ces oS eng hening he wa e -ene gy nexus in u ban wa e sys ems (wa e -ene gy connec ion) oEnhanced echnologies o in as uc u e asse managemen I should be highlighed ha he domain U ban wa e demand managemen co e s he aspec s unde he con ol o he u ili ies (e.g. wa e losses managemen , esul ing in o lowe wa e esou ces needs) as well as al e na i e wa e sou ces and wa e sa ings a he end-use le el, which esul in o lowe wa e demand. The domain Al e na i e wa e sou ces co e s only he wa e sou ces ha supply he public sys em. The domains and main challenges in each domain a e p esen ed as ollows. 66 DOMAIN MAIN CHALLENGES Sa e and sus ainable wa e supply Inadequacy o cu en sys ems o cope wi h eme ging challenges associa ed wi h wa e s ess (quan i y and quali y) and clima e change ( empe a u e inc ease, sea le el wa e inc ease, ex eme e en s occu ence) U ban wa e demand managemen Inc easing cons ain s in wa e a ailabili y, inc easing p oduc ion cos s o d inking wa e (due o wa e quali y de e io a ion in he sou ces and o mo e demanding legisla ion) , inc easing en i onmen al p o ec ion p essu es (wa e abs ac ion, CO2 emissions, wa e pollu ion), and need o imp o e he economic e iciency o he u ili ies Was ewa e and s o mwa e sys ems's managemen (collec ion, d ainage, ea men discha ge) in UWSC Inc easing ea men cos s o was ewa e (due o mo e demanding legisla ion) , inc easing en i onmen al p o ec ion p essu es (CO2 emissions and wa e pollu ion), and need o imp o e he economic e iciency o he u ili ies Al e na i e Wa e Sou ces Inc easing cons ain s in wa e a ailabili y S eng hening he wa e -ene gy nexus in u ban wa e sys ems (wa e - ene gy connec ion) Inc easing en i onmen al p o ec ion p essu es (CO2 emissions) and economic p essu es (cos educ ion) Enhanced echnologies o in as uc u e asse managemen Unknown condi ion o bu ied asse s, aging in as uc u es and dec easing le els o se ice. 67 The echnologic oppo uni ies and he me hods and echnologies de eloped wi hin TRUST ha e been iden i ied and a e highlighed in he ollowing ables. DOMAIN TECHNOLOGICAL OPPORTUNITIES METHODS/TECH NOLOGIES COVERED IN TRUST Sa e and sus ainable wa e supply o Sou ce p o ec ion and con ol oEnhanced wa e ea men oWa e quali y moni o ing and con ol oRisk managemen and u ban wa e sa e y planning No co e ed >> Table 1 No co e ed No co e ed U ban wa e demand managemen o In eg a ed planning o wa e demand, ene gy consump ion and was ewa e p oduc ion oWa e losses managemen oMe e ing and a i s uc u es oUse o household i ings and appliances oSo UWDM echnologies oUWDM echnologies o non- domes ic sec o s (indus y and public se ices) oUse g eywa e / ainwa e ha es ing sys ems >> Table 2 No co e ed 68 DOMAIN TECHNOLOGICAL OPPORTUNITIES METHODS/TECH NOLOGIES COVERED IN TRUST Was ewa e and s o mwa e sys ems's managemen in UWSC o In eg a ed planning o was ewa e and s o m wa e oPe o mance assessmen oIn il a ion and in low con ol o Enhanced was ewa e ea men >> Table 3 Al e na i e Wa e Sou ces o Use ea ed was ewa e oCi y ainwa e ha es ing sys ems oDesalina ion >> Table 4 No co e ed S eng hening he wa e - ene gy nexus in u ban wa e sys ems (wa e -ene gy connec ion) o In eg a ed planning o wa e and ene gy oEnhanced ene gy e iciency echnologies/equipmen oEne gy eco e y echnologies >> Table 5 Enhanced echnologies o in as uc u e asse managemen o In eg a ed IAM planning oEnhanced echnologies o suppo da a collec ion and in o ma ion managemen oEnhanced ehabili a ion echnologies >> Table 6 69 Table 1 >> Domain: Sa e and sus ainable wa e supply TYPES OF METHODS AND TECHNOLOGIES METHODS AND TECHNOLOGIES FOR IMPROVEMENT COVERED IN TRUST TECHNOLOGY OR TOOL Enhanced wa e ea men NOM ac iona ion/Rapid NOM ac iona ion Techn. BDOC analyses Techn. Full-scale coagula ion ea men op imiza ion p ocedu es/Roadmap Techn. BDOC analyses Techn. Wa e ea men op imiza ion – incl mapping o op imiza ion bene i s - wi h espec o: i) sa e y/wa e quali y, ii) sus ainabili y /use o esou ces use,) and iii) dis ibu ion/bios abili y Tool LCA - as a ool o assessing en i onmen al impac s o coagulan ype selec ion, coagulan p ocessing/manu ac u ing, anspo dis ance, esou ces use/coagulan doses, ene gy use, sludge handling, e c. Tool Op imiza ion as a ool o balancing sa e y/ ea ed wa e quali y and sus ainabili y/ esou ces use Tool 70 Table 2 >> Domain: Al e na i e Wa e Sou ces TYPES OF METHODS AND TECHNOLOGIES METHODS AND TECHNOLOGIES FOR IMPROVEMENT COVERED IN TRUST TECHNOLOGY OR TOOL In eg a ed planning o wa e demand, ene gy consump ion and was ewa e p oduc ion De elopmen and implemen a ion o a plan (aiming a he educ ion o wa e demand, ene gy consump ion and was ewa e p oduc ion) Me hodology Impac assessmen ool o assessing he impac s o di e en combina ions o WDM in e en ions abo e on wi h espec o hei cos , wa e - ela ed ene gy use and impac on supplydemand balance o wa e dis ibu ion sys ems. Tool Wa e losses managemen Wa e losses managemen Me hodology PaVLOS s and alone so wa e (leakage educ ion, ene gy op imisa ion) Tool Me e ing and a i s uc u es Me e ing and a i s uc u es Me hodology Use o household i ings and appliances E icien household mic o-componen appliances and i ings – WCs, ba hs, showe s, washbasin aps, ki chen sink aps, dishwashe s, washing machines, ou doo aps Technology So UWDM echnologies So echnologies ( e.g. educa ion; media campaigns) Technology Use g eywa e and ainwa e ha es ing sys ems Al e na i e wa e sys ems – g ey wa e ecycling sys ems (GWR), ainwa e ha es ing (RWH) sys ems, sus ainable u ban d ainage sys ems (SuDS) Technology 71 78 9 Re e ences Aleg e, H. (2008) – Wa e in as uc u e asse managemen , Resea ch P og am, Se ies «Thesis and Resea ch P og ammes», LNEC, Lisbon, ISBN 9789724921341 (385 p., in Po uguese). Aleg e, H., Co as, D. (2010). In as uc u e asse managemen o wa e se ices (in Po uguese). Technical Guide n.16. ERSAR, LNEC, IST, Lisboa, 472 pp. (ISBN: 978-989-8360- 04-5). Aleg e, H., Co as, D.I.C., Coelho, S.T., Almeida, M.C., Ca doso, M.A. (2012). An in eg a ed app oach o in as uc u e asse managemen o u ban wa e sys ems. Wa e Asse Managemen In e na ional 8.2 (2012) 10-14. Aleg e, H., Almeida, M.C. (eds.) (2009). S a egic Asse Managemen o Wa e and was ewa e in as uc u es, IWA Publishing, ISBN 97843391869 (536 p.). Aleg e, H., Bap is a, J.M., Cab e a JR., E., Cubillo, F., Dua e, P., Hi ne , W., Me kel, W., Pa ena, R. (2006). Pe o mance indica o s o wa e supply se ices, second edi ion, Manual o Bes P ac ice Se ies, IWA Publishing, London, ISBN: 1843390515 (305 p.). Almeida, M. C., Ca doso, M. A. (2010). In as uc u e asse managemen o was ewa e and s o mwa e se ices (in Po uguese). Technical Guide n.17. ERSAR, LNEC, IST, Lisboa (ISBN: 978-989-8360-05-2). Almeida, M.C., Lei ão, J.P., Coelho, S.T. (2011). Risk managemen in u ban wa e in as uc u es: applica ion o wa e and was ewa e sys ems. In Almeida, B., Ges ão da Água, Ince ezas e Riscos: Concep ualização ope acional (Wa e managemen , unce ain y and isks: ope a ional concep ualisa ion). Es e a do Caos, Lisbon, Po ugal (in Po uguese). Almeida, M.C., Lei ão, J.P., Bo ba, R. (2010). AWARE-P De elopmen epo s: Risk Assessmen Module. In e nal epo o he AWARE-P p ojec (classi ied documen , in Po uguese). ASCE (2009). Repo Ca d o Ame ica’s In as uc u e Ad iso y Council, Ame ican Socie y o Ci il Enginee s, ISBN: 978-0-7844-1037-0. Ba les, S. (2010). Socie y, ene gy and ma e ials: The con ibu ion o u ban me abolism s udies o sus ainable u ban de elopmen issues. Jou nal o En i onmen al Planning and Managemen 53 (4), pp. 439-455 B a ebø, H., Aleg e, H., Cab e a JR, E., Ma ques, R.C., Hein, A., C uz, C.O. (2013). A mas e amewo k o UWCS sus ainabili y, TRUST. B own, R. E., Humph ey, B. G. (2005). Asse managemen o ansmission and dis ibu ion. Powe and Ene gy Magazine, IEEE, 3(3), 39. B owne, D., O' Regan, B., Moles, R. (2009). Assessmen o o al u ban me abolism and me abolic ine iciency in an I ish ci y- egion. Was e Managemen 29 (10), pp. 2765-2771. Bu ns, P., Hope, D., Roo da, J. (1999). Managing in as uc u e o he nex gene a ion. Au oma ion in Cons uc ion, 8(6), 689. Cab e a S ., E., Cab e a J ., E., Ga cia, A. O. (2011). Ta ge audience analysis. TRUST ask 71, deli e able D71.1. 79 Cab e a, E., Pa do, M.A. (eds.)( 2008). Pe o mance Assessmen o U ban In as uc u e Se ices: d inking wa e , was ewa e and solid was e, IWA Publishing , ISBN: 9781843391913, IWA Publishing. INGENIUM, IPWEA (2011). In e na ional in as uc u e managemen manual, e sion 4.0. Associa ion o Local Go e nmen Enginee ing NZ Inc (INGENIUM) and he Ins i u e o Public Wo ks Enginee ing o Aus alia (IPWEA), ISBN: 2770000072328 (360 p.). ISO 24510: 2007. Ac i i ies ela ing o d inking wa e and was ewa e se ices - Guidelines o he assessmen and o he imp o emen o he se ice o use s. ISO 24511: 2007. Ac i i ies ela ing o d inking wa e and was ewa e se ices - Guidelines o he managemen o was ewa e u ili ies and o he assessmen o d inking wa e se ices. ISO 24512: 2007. Se ice ac i i ies ela ing o d inking wa e and was ewa e - Guidelines o he managemen o d inking wa e u ili ies and o he assessmen o d inking wa e se ices." In e n. O g. o S anda diza ion, Gene a. ISO 31000: 2008. Risk Managemen - Guidelines on p inciples and implemen a ion o isk managemen . ISO/CD 55000: 2012. Asse managemen — O e iew, p inciples and e minology. ISO/CD 55001: 2012. Asse managemen — Managemen sys ems — Requi emen s, ISO/TC 251/WG 2 ISO/CD 55002: 2012 Asse managemen — Managemen sys ems — Guidelines o he applica ion o ISO 55001, ISO/TC 251/WG 2 Lei ão, J.P., Coelho, ST S.T. Coelho, Aleg e, H, Ca doso, M.A., Sil a, M.S. , Ramalho, P. ,Ribei o, R., Co as, D, Vi o ino, D., Almeida, M.C. , Ca iço, N. (2013) The iGPI collabo a i e p ojec : mo ing IAM om science o indus y. ”. S a egic Asse Managemen o Wa e and Was ewa e In as uc u e.Sep embe 10-12, Sydney, Aus alia. 80 Ma os, R., Ca doso, M.A., Ashley, R, Dua e, P., Schulz, A. (2003). Pe o mance indica o s o was ewa e se ices, Manual o Bes P ac ice Se ies, IWA Publishing, ISBN: 9781900222907 (192 p.). Sjo old, F., Con oy, P., Algaa d, E. (2008). Pe o mance assessmen o u ban in as uc u e se ices: he case o wa e supply, was ewa e and solid was e (146 p.) ISBN: 978-82-536-1010-6 Vi o ino, D., Coelho, S.T., Aleg e, H., Ma ins, A., Lei ão, J.P., Sil a, M.S. (2012). AWARE-P so wa e documen a ion, AWARE-P p ojec , www.base o m.o g. 81 D53.1a/ MANUAL 1 In eg a ed planning o u ban wa e se ices: a global app oach The esea ch leading o hese esul s has ecei ed unding om he Eu opean Union Se en h F amewo k P og amme (FP7/2007-2013) unde g an ag eemen n° 265122. This publica ion e lec s only he au ho ’s iews and he Eu opean Union is no liable o any use ha may be made o he in o ma ion con ained he ein.