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METAHEURISTIC ANALYSIS IN REVERSE LOGISTICS OF WASTE

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[EN] This paper focuses in the use of search metaheuristic techniques on a dynamic and deterministic model to analyze and solve cost optimization problems and location in reverse logistics, within the field of municipal waste management of Málaga (Spain). In this work we have selected two metaheuristic techniques having relevance in present research, to test the validity of the proposed approach: an important technique for its international presence as is the Genetic Algorithm (GA) and another interesting technique that works with swarm intelligence as is the Particles Swarm Optimization (PSO). These metaheuristic techniques will be used to solve cost optimization problems and location of MSW recovery facilities (transfer centers and treatment plants).

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METAHEURISTIC ANALYSIS IN REVERSE LOGISTICS OF WASTE

Author: Serrano Elena, Antonio
Publisher: Editorial Universitat Politècnica de València
Year: 2016
DOI: 10.4995/CIT2016.2015.3163
Source: https://riunet.upv.es/bitstream/10251/89731/1/3163-9451-1-PB.pdf
CIT2016 – XII Cong eso de Ingenie ía del T anspo e
València, Uni e si a Poli ècnica de València, 2016.
DOI: h p://dx.doi.o g/10.4995/CIT2016.2016.3163
.
This wo k is licensed unde a C ea i e Commons A ibu ion-NonComme cial-NoDe i a i es 4.0 In e na ional License (CC BY-NC-
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METAHEURISTIC ANALYSIS IN
REVERSE LOGISTICS OF WASTE
An onio Se ano Elena
Enginee PhD, Uni e si y o Málaga, Spain
ABSTRAT
This pape ocuses in he use o sea ch me aheu is ic echniques on a dynamic and
de e minis ic model o analyze and sol e cos op imiza ion p oblems and loca ion in
e e se logis ics, wi hin he ield o municipal was e managemen o Málaga (Spain). In
his wo k we ha e selec ed wo me aheu is ic echniques ha ing ele ance in p esen
esea ch, o es he alidi y o he p oposed app oach: an impo an echnique o i s
in e na ional p esence as is he Gene ic Algo i hm (GA) and ano he in e es ing echnique
ha wo ks wi h swa m in elligence as is he Pa icles Swa m Op imiza ion (PSO). These
me aheu is ic echniques will be used o sol e cos op imiza ion p oblems and loca ion o
MSW eco e y acili ies ( ans e cen e s and ea men plan s).
Keywo ds: Re e se logis ics, Op imiza ion, Me aheu is ics, Gene ic Algo i hm, Pa icles
Swa m Op imiza ion.
1 INTRODUCTION
The main objec i e o his pape is o de elop he me hodology and apply ools o
modeling and sol ing he op imiza ion o ans e cos s o municipal solid was e (MSW)
and i s p ac ical applica ion in he op imiza ion eal p oblem and loca ing acili ies in 90
municipali ies in he p o ince o Málaga. The scien i ic me hod is used o achie e hese
objec i es, consis ing o a e iew he s a e o a on e e se logis ics, he selec ion o
sui able me aheu is ic echniques and applica ion o modeling compu e ool and selec ed
esolu ion. The hypo hesis o be p o ed is ha he use o me aheu is ics allows o sol e his
ype o eal p oblems whe e he exac algo i hms can no .
2 MATHEMATICAL MODEL DESIGN. OBJECTIVE FUNCTION
Fo he design o he objec i e unc ion we ha e been used some o models included in he
classi ica ion gi en by Klose and D exl (2000), he plan loca ion wo k and heu is ic use
by Ma in and Peleg in (1991) and he con ibu ions o O ega Mie (2008). In Tables 2.1,
2.2 and 2.3 a e indica ed indexes, pa ame e s and a iables used in he p oposed
ma hema ical model.
CIT2016 – XII Cong eso de Ingenie ía del T anspo e
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Table 2.1 – Indexes o he ma hema ical model.
Table 2.2– Pa ame e s o he ma hema ical model.
Table 2.3 – Va iables o he ma hema ical model.
The objec i e unc ion is based on a dynamic model o mul iple pe iods, wi h de ined
capaci y and mul iple o igins, co esponding o a combina o ial op imiza ion p oblem o
minimize he o al cos s. This i ness unc ion can be exp essed as:
Fo= min (Fx + Fy + F + Fz) (2.1)
Being:
Fx= ∑
𝑖𝑗𝑡 xij dij CMT (2.2)
CIT2016 – XII Cong eso de Ingenie ía del T anspo e
València, Uni e si a Poli ècnica de València, 2016.
DOI: h p://dx.doi.o g/10.4995/CIT2016.2016.3163
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Fy= ∑
𝑗𝑘𝑡 yjk djk CTP (2.3)
F = ∑
𝑗𝑡 𝐶Fj j (2.4)
Fz= ∑
𝑘𝑡 𝐶Fk zk (2.5)
Subjec o:
R1: ∑−
𝑗xij ≤ −Pi
∀
i,
∀
(2.6)
R2: xij ≤ Pi j
∀
i,
∀
j,
∀
(2.7)
R3: ∑
𝑖𝑗 xij ≤ ∑
𝑗QTj j
∀
(2.8)
R4: ∑
𝑘yjk ≤ ∑
𝑖xij
∀
j,
∀
(2.9)
R5: yjk ≤ zk QPk
∀
j,
∀
k,
∀
(2.10)
R6: ∑
𝑘− zk ≤ −1 a −90
∀
(2.11)
R7: ∑
𝑖𝑗 xij ≤ ∑
𝑘QPk
∀
(2.12)
Wi h limi s:
xij ≥ 0
∀
i,
∀
j,
∀
(2.13)
yjk ≥ 0
∀
j,
∀
k,
∀
(2.14)
j
∈
{0, 1}
∀
j,
∀
(2.15)
zk
∈
{0, 1}
∀
k (2.16)
The design o cos unc ion (2.1) is de ined by op imiza ion (minimiza ion) o he sum o
anspo cos s (2.2) o all MSW collec ed om each municipali y o ans e cen e s,
anspo cos s (2.3) om each ans e cen e o ea men plan s and ixed cos s (2.4 and
2.5) ans e cen e s and ea men plan s. Cons ain s (2.6) o (2.12) allow o bound he
sea ch o op imal cos o a mo e educed con ex space and indica e i should collec all
MSW gene a ed in each municipali y and each pe iod o ime, ensu ing ha he was e
collec ed and anspo ed be ween municipali ies, ans e cen e s and ea men plan s do
no exceed he capaci y o acili ies open du ing he pe iod conside ed and gua an eeing a
minimum numbe o ea men plan s. The limi s (2.13) o (2.16) bound he sea ch o
posi i e in ege alues o a iables and indica e whe he he acili ies a e open o closed.
I is a de e minis ic linea p og amming p oblem wi h mixed a iables, in which he sea ch
o solu ions becomes mo e complica ed as inc ease he a iables in oduced being a NP-
ha d p oblem (Ga ey and Johnson (1979)), o which a good sol ing policy is o use
me aheu is ics, since exac me hods a e unable o deli e ing any esul s a all in easonable
imes (i.e. less han one yea ).
3 MODELING AND RESOLUTION
Gene ic Algo i hm (GA) se by Holland (1975) and pa icle swa m op imiza ion (PSO)
p oposed by Kennedy and Ebe ha (1995) a e aplied on a eal case o loca ing acili ies o
90 municipali ies in he p o ince o Málaga. The code o hese algo i hms has been
p og ammed wi h he MATLAB language allowing uni y bo h exac and me aheu is ic
CIT2016 – XII Cong eso de Ingenie ía del T anspo e
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me hods. Table 3.1 shows he da a ob ained wi h he di e en echniques used. In bold
ype a e indica ed he bes imes and i ness o ins ance. Acco ding o he esul s e lec ed,
he exac me hods used a e insu icien o sol e op imiza ion p oblems wi h a ays o
90×90×5.
Table 3.1 – Summa y o esul s ob ained wi h di e en echniques and municipali ies.
The eal p oblem o be sol ed is he op imiza ion o a MSW collec ion ne wo k o 90
municipali ies in he p o ince o Málaga. MSW collec ed om di e en municipali ies a e
anspo ed o i e ans e cen e s (Vélez-Málaga, Ronda, Cá ama, A chidona and
Campillos) and inally, alued and emo ed (i applicable) in ea men plan s (An eque a
and Casa abonela). On he desc ibed eal scena io wi h he cu en loca ion o each acili y
he hypo hesis a ises o es uc u e he ne wo k o was e collec ion, so ha o minimize
managing cos o hese was es applying equa ions designed and p oposal me aheu is ics.
PSO GA
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Figu e 3.1 – Resul s o he bes alues o he i ness unc ion o 1 execu ion PSO and
GA o 30 gene a ions and 90 municipali ies.
Figu e 3.1 shows he esul s ob ained a e a implemen a ion wi h each me aheu is ics o
90 municipali ies. We ha e s a ed wi h a popula ion o 20 indi iduals and has es ablished
30 gene a ions be o e s opping he execu ion o algo i hms.
PSO GA
Figu e 3.2 – Resul s o he bes alues o i ness unc ion o 30 independen
execu ions PSO and GA o 30 gene a ions and 90 municipali ies.
Figu e 3.2 shows he e olu ion o he bes alues a e 30 execu ions o each
me aheu is ics. The a e age alues o hese las execu ions co espond o he da a shown in
Table 3.1. Al hough he esul s ob ained wi h bo h echniques a e simila , he PSO
algo i hm is mo e e icien han he GA, o sol e big p oblems (ma ix o 90×90×5
a iables) wi h conside ably less compu a ional ime and wi h he ad an age o ha ing a
smalle numbe o pa ame e s o con igu e.
A s a is ical e i ica ion o he abo e esul s has been pe o med by applying he es " -
s uden " o a sample. The es applies o sizes o 40 and 90 municipali ies o be mo e
signi ican . The con as alue in he case o 40 municipali ies, is be ween he op imum

CIT2016 – XII Cong eso de Ingenie ía del T anspo e
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eached wi h exac me hods (30 samples equals) and he wo me aheu is ics. The esul s
ob ained wi h he " - es " o MATLAB can be seen in Table 3.2.
Table 3.2 – Resul s “ -s uden ” o 40 and 90 municipali ies wi h GA, PSO and Exac .
They a e sampled 30 i ness alues o each me aheu is ic echnique. The alue o he null
hypo hesis in he h ee compa isons is 1, which means han he con as ed samples a e
di e en om each o he wi h an e o p obabili y lowe o 5%. The lowe dispe sion and
a e age alue shown by PSO in his s a is ical s udy con i m a be e pe o mance o his
algo i hm compa ed o GA. You can also see ha he alue o s anda d de ia ion (sd)
ob ained o GA is g ea e han ha ob ained wi h PSO and he con idence in e al (ci) o
GA is much mo e open han ha o PSO. This means ha PSO is mo e obus and eliable
in p ac ice o decision making.
Boxplo 6 municipali ies Boxplo 20 municipali ies
Boxplo 40 municipali ies Boxplo 90 municipali ies
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Figu e 3.3 – Resul s "Boxplo " 6, 20, 40 and 90 municipali ies wi h GA, PSO, Exac .
Figu e 3.3 shows a g aphical o e iew o he s a is ical esul s ob ained by he "boxplo ".
The igu e shows a compa ison be ween he di e en me aheu is ics echniques and he
exac alues o he di e en sizes o municipali ies (6, 20 40 and 90).
The esul s o s a is ical s udies con i m he alidi y o wo echniques used wi h alues
close o op imal. In gene al, he esul s ob ained wi h GA a e wo se han hose ob ained
wi h PSO because o highe dispe sion de ined by highe alues o RIC (in e qua ile
ange) and also by s anda d de ia ion and con idence in e als g ea e . The esul s show
ha he PSO algo i hm is mo e e icien sea ching he global op imum in a smalle easible
space in compa a ion wi h GA.
Table 3.3 shows cu en and ac ual MSW anspo o al cos s since 90 municipali ies un il
ans e cen e s and ea men plan s. They a e calcula ed acco ding o he ma hema ical
model designed and da a p o ided by Depu a ion o Málaga. The calcula ions we e
pe o med o 2014 o acili a e compa ison wi h he da a ob ained wi h me aheu is ics.
Table 3.3 – Cos 2014 o 90 municipali ies acco ding o cu en dis ibu ion.
The esul s ob ained wi h me aheu is ics used in his wo k and o he pe iod 2014 can be
seen in Table 3.4. These esul s demons a e a sa ings o a leas 740.000 eu os (a
educ ion o 20% e e y yea ) in 2014 and a inal sa ings o he analyzed pe iod be ween
2010 and 2014, close o 3,7 million eu os.
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Table 3.4 – 2014 cos by applying algo i hms PSO and GA o 90 municipali ies.
Figu e 3.4 – Compa ison be ween he cu en dis ibu ion and me aheu is ic
p oposed, ans e cen e s and ea men plan s in he p o ince o Málaga.
Figu e 3.4 shows as would be he new dis ibu ion o ans e cen e s (o ange ci cle) and
ea men plan (g een ci cle) acco ding o he esul s ob ained wi h he bes me aheu is ic
(blue line). he cu en s a us o ans e cen e s (blue ci cle), ea men plan s ( ed ci cle)
and was e ans e s ( ed line) is also shown.
4. CONCLUSIONS
This esea ch ep esen s a b eak h ough o he use o cu en me aheu is ic as PSO unused
so a in acili y loca ions in e e se logis ics. Likewise, he PSO algo i hm has been mo e
e ec i e, as e and easie o p og am han GA. A e in oduced conside a ions mo e
ealis ic cha ac e han has gene ally been epo ed in he li e a u e. This ac is shown in
he esul s ob ained wi h me aheu is ics o he ac ual case o he 90 municipali ies in he
p o ince o Málaga. Al hough he e a e many esea ch abou acili y loca ions heo y, we
ha e ound e y ew ha p opose, wi hin he amewo k o e e se logis ics, quan i a i e
models o acili y loca ions and use o me aheu is ics echniques o sol ing an NP-ha d
CIT2016 – XII Cong eso de Ingenie ía del T anspo e
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p oblem accoun ing wi h eal da a.
ACKNOWLEDGEMENTS
This esea ch is pa o he PhD hesis de eloped in he Depa men o Economics and
Business Adminis a ion and di ec ed by PhDs El i a Lopez Maeso and En ique Alba
To es.
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