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Neural Models for Imputation of Missing Ozone Data in Air-Quality Datasets

Abstract

[EN] Ozone is one of the pollutants with most negative effects on human health and in general on the biosphere. Many data-acquisition networks collect data about ozone values in both urban and background areas. Usually, these data are incomplete or corrupt and the imputation of the missing values is a priority in order to obtain complete datasets, solving the uncertainty and vagueness of existing problems to manage complexity. In the present paper, multiple-regression techniques and Artificial Neural Network models are applied to approximate the absent ozone values from five explanatory variables containing air-quality information. To compare the different imputation methods, real-life data from six data-acquisition stations from the region of Castilla y León (Spain) are gathered in different ways and then analyzed. The results obtained in the estimation of the missing values by applying these techniques and models are compared, analyzing the possible causes of the given response.

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Neural Models for Imputation of Missing Ozone Data in Air-Quality Datasets

Author: Arroyo Puente, Ángel,Herrero Cosío, Álvaro,Tricio, Verónica,Corchado Rodríguez, Emilio Santiago,Woźniak, Michał
Publisher: Universidad de Salamanca
Year: 2018
DOI: 10.1155/2018/7238015
Source: https://gredos.usal.es/bitstream/10366/145823/1/BISITE.pdf
Resea ch A icle
Neu al Models o Impu a ion o Missing Ozone Da a in
Ai -Quali y Da ase s
Ángel A oyo ,1Ál a o He e o,1Ve ónica T icio,2
Emilio Co chado,3and MichaBWo niak4
1Depa men o Ci il Enginee ing, Uni e si y o Bu gos, Bu gos, Spain
2Depa men o Physics, Uni e si y o Bu gos, Bu gos, Spain
3Depa amen o de In o m´
a ica y Au om´
a ica, Uni e si y o Salamanca, Salamanca, Spain
4Depa men o Sys ems and Compu e Ne wo ks, W ocław Uni e si y o Science and Technology, W ocław, Poland
Co espondence should be add essed o ´
Angel A oyo; aa oyo[email p o ec ed]
Recei ed 5 Decembe 2017; Accep ed 31 Janua y 2018; Published 8 Ma ch 2018
Academic Edi o : Eloy I igoyen
Copy igh ©2018´
Angel A oyo e al. This is an open access a icle dis ibu ed unde he C ea i e Commons A ibu ion License,
which pe mi s un es ic ed use, dis ibu ion, and ep oduc ion in any medium, p o ided he o iginal wo k is p ope ly ci ed.
Ozone is one o he pollu an s wi h mos nega i e e ec s on human heal h and in gene al on he biosphe e. Many da a-acquisi ion
ne wo ks collec da a abou ozone alues in bo h u ban and backg ound a eas. Usually, hese da a a e incomple e o co up and he
impu a ion o he missing alues is a p io i y in o de o ob ain comple e da ase s, sol ing he unce ain y and agueness o exis ing
p oblems o manage complexi y. In he p esen pape , mul iple- eg ession echniques and A i icial Neu al Ne wo k models a e
applied o app oxima e he absen ozone alues om i e explana o y a iables con aining ai -quali y in o ma ion. To compa e he
di e en impu a ion me hods, eal-li e da a om six da a-acquisi ion s a ions om he egion o Cas illa y Le´
on (Spain) a e ga he ed
in di e en ways and hen analyzed. The esul s ob ained in he es ima ion o he missing alues by applying hese echniques and
models a e compa ed, analyzing he possible causes o he gi en esponse.
1. In oduc ion and Rela ed Wo k
The ozone (O3) is an odo less, colo less, and highly eac i e
gas composed o h ee oxygen a oms. I is o med bo h
in he Ea h’s uppe a mosphe e (s a osphe ic ozone) and
a g ound le el ( oposphe ic ozone). I can be “good” o
“bad” o people’s heal h and o he en i onmen , depending
on i s concen a ion le els and loca ion in he a mosphe e
[1].
S a osphe ic O3is o med na u ally h ough he in e -
ac ion o sola Ul aViole (UV) adia ion wi h molecula
oxygen (O2). G ound-le el o “bad” ozone is no emi ed
di ec ly in o he ai . In he 1950s, hyd oca bons and ni o-
gen oxides (NO𝑥) we e iden i ied as he wo key chemi-
cal p ecu so s o pho ochemical smog and i s concomi an
high concen a ions o O3and o he pho ochemical oxidan
[2]. The majo i y o g ound-le el O3is o med om he
pho ochemical oxida ion o Vola ile O ganic Compounds
(VOCs) in he p esence o NO and o he NO𝑥. Signi ican
sou ces o VOCs a e chemical plan s, gasoline pumps, oil-
based pain s, au obody shops, and p in shops. NO𝑥 esul
p ima ily om high empe a u e combus ion, and i s mos
signi ican sou ces a e powe plan s, indus ial u naces and
boile s, and mo o ehicles [3].
1.1. Impo ance o Ozone. The O3exposi ion can cause dam-
age in di e en ways. In he s a osphe e, educed O3le els
asa esul o O
3laye deple ion mean less p o ec ion om
he sun’s ays and mo e exposu e o Ul aViole B (sho wa e)
ays (UVB) adia ion a he Ea h’s su ace [4]. The e ec s
on human heal h o he O3laye deple ion ha e been much
analyzed, inc easing he amoun o UVB ha eaches he
Ea h’s su ace. UVB causes nonmelanoma skin cance and
plays a majo ole in malignan melanoma de elopmen .
In addi ion, UVB has been linked o he de elopmen o
ce ain ca a ac s, nega i e e ec s in pa ien s wi h as hma, and
Hindawi
Complexi y
Volume 2018, A icle ID 7238015, 14 pages
h ps://doi.o g/10.1155/2018/7238015
2Complexi y
o he ch onic espi a o y disease. Wi h espec o g ound-
le el O3, and i s e ec s on human heal h, b ea hing O3can
igge a a ie yo heal hp oblems.Peoplewi has hmaand
o he ch onic espi a o y disease a e a la ge and g owing
segmen o he popula ion and a e also known o be especially
suscep ible o he e ec s o O3exposu e. On days wi h high
le els o O3, people wi h as hma end o expe ience inc eased
espi a o y symp oms [3]. The laye O3deple ion has also
nega i e e ec s on he p ocess o he de elopmen o plan s,
e ec s on he ma ine ecosys ems like a di ec educ ion in
phy oplank on p oduc ion, nega i e e ec s on ma e ials like
biopolyme s, and so o h. T oposphe ic O3does no p o ide
hep o ec i e unc ion ha i ul illsin hes a osphe e,being
high eac i i y. I s s ong oxidizing capaci y, when i s le els
ise abo e he na u al backg ound, can cause ad e se e ec s
in ma e ials (de i ed om i s co osi e e ec s), on ege a ion
and ecosys ems.
The p esen wo k ocuses on oposphe ic O3,whichis
a isk o heai quali y[3].Gi en heinc easeinO
3le els
in he oposphe e, i is cu en ly conside ed one o he mos
impo an a mosphe ic pollu an s.
1.2. Ozone Le el Moni o ing. A ound he wo ld he e a e nu-
me ous da a-acquisi ion ne wo ks o he measu emen o O3
le els and o he pollu an s, which consis o many s a ions
in di e en loca ions whe e di e en senso s measu e co e-
sponding magni udes. These ne wo k s a ions acqui e da a a
pe iodic in e als o ime (pe iods be ween en and i een
minu es a e he mos equen ones) bu equen ly appea
missing o co up ed da a. In Eu ope, da a a e conside ed as
co up ed when no mee ing he Council Decision 97/101/EC
o Janua y 27, 1997 [5], which es ablish a ecip ocal exchange
o in o ma ion and da a om ne wo ks and indi idual
s a ions measu ing ambien ai pollu ion wi hin he Membe
S a es. Some o hese ne wo ks p o ide in o ma ion abou he
alidi y o he da a, indica ing h ough codes i he da a is
co ec , i has no been possible o acqui e, o i is co up ,
bu in o he occasions his ype o in o ma ion is no p o ided
while he da a a e s ill missing. Some easons o such ailu es
ha ebeenpinpoin ed[6],namely,adamagedcable, helosso
p ope elec ical g ounding, hal -mel ed os o snow on he
dome, communica ions ailu e, and so o h. Some o hese
causes a e empo a y and may disappea spon aneously, bu
o he ones equi e he in e en ion o a main enance ask
o ce, and he e o e e o s pe sis o di e en pe iods o
ime.Theabsenceo alidda amayalsobedue o easons
such as he ollowing: mishandling o samples, low signal-
o-noise a io, measu emen e o , non esponse, o dele ed
abe an alue [7]. This is a p oblem o he analysis o he
in o ma ion coming om he measu emen ne wo ks, and
he impu a ion o hese missing da a [8] is necessa y. Any o
he a iables acqui ed in ne wo k s a ions may su e om
he p oblem o he absence o da a. I many da a a iables a e
omi ed o co up ed in he same eco d, he whole sample
mus be wi hd awn, when some models a e applied [9],
o subsequen asks such as con ol, classi ica ion, o ecas .
Al e na i ely, i da a o he same pollu an a e missing in
se e al adjacen ows, emo ing ha a iable may also be an
al e na i e solu ion. In conclusion, ha ing a comple e se o
da a is necessa y o pe o m a eliable s udy and o apply some
models ha canno deal wi h missing da a.
1.3. Missing Values and Rela ed Wo k. The s anda d classi i-
ca ion o missing da a phenomenon [10] includes di e en
si ua ions:
(i) Missing Comple ely A Random (MCAR), when he
p obabili y o an ins ance (case) ha ing a missing
alue o a a iable does no depend on ei he he
known alues o he missing da a.
(ii) Missing A Random (MAR), when he p obabili y o
an ins ance ha ing a missing alue o a a iable may
depend on he known alues bu no on he alue o
he missing da a i sel .
(iii) No Missing A Random (NMAR), when he p ob-
abili y o an ins ance ha ing a missing alue o a
a iable could depend on he alue o ha a iable.
As p e ious au ho s ha e poin ed ou , he complexi y
a ies be ween hese pa e ns o missing da a [11]. Usually, in
hecaseo ai -quali yda a,missing aluesa eassocia edwi h
MAR o MCAR. The ci cums ances ha may in e e e wi h
he acquisi ion o he da a a e many and no easily p edic able
[12].
To sol e he missing da a p oblem, a wide a ie y o
di e en me hodsha ebeenappliedup onow[8,10,13].
These impu a ion me hods (IMs) a e usually classi ied as
ollows:
(i) Single impu a ion (SI): he me hod ills in one alue
o each missing one [12].
(ii) Mul iple impu a ion (MI): mul iple simula ed alues
a e gene a ed a he same ime [14].
The uni a ia e and mul i a ia e impu a ion me hods
di e in which he app oxima ion o he missing alues o he
a iable unde s udy a e calcula ed om he es o he alues
o he e y same a iable (uni a ia e) o using alues o he
es o he a iables (mul i a ia e) [12].
Wi h he aim o educing he complexi y o o he MI
applied me hods [11], he p esen pape ocuses on single and
mul i a ia e impu a ion o he O3magni ude in ai pollu ion
da ase s. To do so, mul iple- eg ession (linea and nonlinea )
echniques oge he wi h A i icial Neu al Ne wo ks (ANN)
a e applied o eal-li e da ase s ob ained om public ai -
quali y ne wo ks.
Up o now, di e en A i icial-In elligence (AI) ech-
niques ha e been applied o impu a ion o missing da a. In
[7] impu a ion me hods based on six di e en echniques
a e compa ed: K-Nea es Neighbo s (KNN), Fuzzy K-Means
(FKM), Singula Value Decomposi ion, Bayesian P incipal
Componen Analysis (bPCA) and Mul iple Impu a ions by
Chained Equa ions. These me hods a e applied o ou
da ase s spli in o wo g oups o a ious sizes: small da ase s
(I is and E. coli) and la ge da ase s (b eas cance s 1 and 2).
bPCA and FKM appea ed o be he mos obus impu a ion
me hods in he es ed condi ions.
In [15] he accu acy o di e en impu a ion me hods is
e alua ed: MissFo es (MF) and Mul iple Impu a ion based
Complexi y 3
on Expec a ion-Maximiza ion (MIEM), along wi h wo o he
impu a ion me hods: Sequen ial Ho -Deck and Mul iple
Impu a ion based on Logis ic Reg ession (MILR). The mod-
els a e applied o e ou een bina y da ase s, wi h a ange o
missing da a a es be ween 5% and 50%. The esul s om 10-
old C oss-Valida ion (CV) show ha he pe o mance o he
impu a ion me hods a ies subs an ially be ween di e en
classi ie s and a di e en a es o missing alues.
Al hough many impu a ion me hods ha e been p oposed
up o now, scan a en ion has been paid o alida e ANN o
such a ask, aking ad an age o hei eg ession capabili y
[16]. Among hese p e ious s udies, ANN ha e been applied
o he es ima ion o los alues in [17], whe e he main goal
is iden i ying Lea ning Disabili ies (LD) in child en a ea ly
s ages. In [18], au ho s p oposed a SI app oach elying on a
Mul ilaye Pe cep on (MLP) whose aining is conduc ed
wi h di e en lea ning ules, and a MI app oach based on
he combina ion o MLP and KNN. 24 eal and simula ed
da ase s om he UCI eposi o y, he P omise eposi o y, and
mlda a.o g we e exposed o a pe u ba ion expe imen wi h
andom gene a ion o mono one missing da a pa e n.
In [19] six di e en ypes o ANN a e p oposed as
IM: MLP and i s a ia ions ( he Time-Lagged Feed o wa d
Ne wo k (TLFN)), he Gene alized Radial-Basis-Func ion
(GRBF) ne wo k, he Recu en Neu al Ne wo k (RNN), and
i s a ia ions ( he Time Delay Recu en Neu al Ne wo k
(TDRNN)). Addi ionally, he Coun e p opaga ion Fuzzy-
Neu al Ne wo k (CFNN) along wi h di e en op imiza ion
me hods is applied o in illing missing daily o al p ecipi a-
ion and ex eme empe a u e se ies om 15 wea he s a ions.
The s anda d MLP and TLFN appea o p o ide he mos
accu a e econs uc ion o missing p ecipi a ion and daily
ex eme empe a u es eco ds wi h esul s o he Rco ela-
ion coe icien be ween he obse ed and he econs uc ed
daily se ies close o 1.
In [20] a no el nonpa ame ic algo i hm named Gen-
e alized eg ession neu al ne wo k Ensemble o Mul iple
Impu a ion (GEMI) is p oposed. Addi ionally, a SI e sion o
his app oach (GESI) is p oposed. The algo i hms we e es ed
on 98 syn he ic and eal-wo ld da ase s. All simula ion esul s
show head an ageso GEMIascompa edwi hcon en ional
algo i hms. GEMI has hea y memo y s o age equi emen s
bu ou pe o med o he SI algo i hms.
In [21] i een eal and simula ed da ase s a e exposed o a
pe u ba ion expe imen , based on he andom gene a ion o
missing alues. Se e al a chi ec u es and lea ning algo i hms
o he MLP a e es ed and compa ed wi h h ee classic
impu a ion p ocedu es: mean/mode impu a ion, eg ession,
and ho -deck [22].
In [23] a me hodology based on Gaussian Mix u e Model
(GMM) and Ex eme Lea ning Machine (ELM) is de eloped
and es edonsomeda ase s om heUCIMachineLea ning
Reposi o y and he LIACC eg ession eposi o y. GMM is
used o model he da a dis ibu ion which is adap ed o
handle missing alues, while ELM enables de ising a Mul iple
Impu a ion s a egy o inal es ima ion. The combina ion
o GMMandELMisshown obesupe io inalmos all
es ed cases o e he me hod based on condi ional mean
impu a ion.
In[24]aSIapp oach elyingonaMLPandaMIapp oach
based on he combina ion o MLP and K-NN is p oposed.
The models a e applied o 18 eal and simula ed da ase s
like domains such as biology, medicine, chemis y, elec on-
ics, social su eys, census, and business. Fo da ase s wi h
only quan i a i e a iables MIMLP model p o ided he bes
esul s, wi h IMLP being he bes me hod o da ase s wi h
ca ego ical a iables.
In [25] a wo-s age hyb id model o illing he missing
aluesusing uzzyc-meansclus e ingandMLPisp oposed.
I is applied o a Wine da ase wi h a 1% o 5% o gene a ed
missing alues and he accu acy o he model is checked using
heMeanAbsolu ePe cen ageE o (MAPE).TheMAPE
ob ained o s age 2 (MLP eg ession o he ob ained da ase
as a esul o applying uzzy c-means in s age 1) is 4.95% o
1% missing- alue eco ds and 8.36% o 5% missing- alue
eco ds.
In he case o ai -quali y da a, ew impu a ion me hods
ha e been p oposed up o now. In [13], an impo an se o
SI: Lis wise, Uncondi ional mean, Modi ied Median, P in-
cipal Componen -based, Expec a ion-Maximiza ion (EM)
(Regula ized-EM), and MI me hods a e applied o h ee
da ase s wi h he mos impo an pollu an a iables (NO,
NO2,NO
𝑥,CO,O
3, PM10, and PM2.5) and a pe cen age o
missing da a among he 3.85% and he 23.52% depending
on he yea . Missing da a o he eigh a iables a e impu ed
in o de o assess he e ec i eness o he me hods applied.
In gene al, MI ends o yield mo e sca e ed alues han i s
coun e pa s, mainly when he a iables ha e many oids and
hey co ela e poo ly o he o he a iables like CO wi h 43.5%
o missing da a in 2006 and hey co ela e poo ly o he o he
a iables.
In [11] some me hods o he impu a ion o missing ai -
quali y da a a e compa ed: in he con ex o SI (linea , spline,
and nea es neighbo in e pola ions), MI ( eg ession-based
impu a ion, mul i a ia e nea es neighbo , Sel -O ganizing
Maps (SOM), and Mul ilaye Backp opaga ion (MLBP) ne s)
and hyb id me hods o he a o emen ioned. The da ase uses
he mos common pollu an s: NO𝑥,NO
2,O
3, PM10, SO2,
and CO concen a ions, all on a ime-scale o one pe hou
(hou ly a e aged), oge he wi h ou me eo ological pa am-
e e s. The pe o mance o he p oposed uni a ia e missing
da a in e pola ion was limi ed, and in gene al hey we e able
o illonly e ysho gapso con iguousmissingda a.The
gene al pe o mance o he applied impu a ion me hods was
ai good when conside ing he pollu an s (NO𝑥,NO
2,O
3,
PM10, SO2, and CO) which a e he mos impo an ones in
e ms o ai -quali y modelling, bu no so good ega ding
me eo ological a iables. The esul s sugges ed ha SOM
andMLBPa e heme hodso choice o ai -quali yda a
impu a ion and e en be e esul s can be achie ed by using
he MI.
1.4. Main Con ibu ions. The main con ibu ions o his wo k
a e as ollows:
(i) Deep s udy o he eal-li e human heal h p o ec ion
ask in Spanish egion o Cas illa y Le´
on.
(ii) Mul isenso o O3da a analysis.
4Complexi y
(iii) Expe imen al e alua ion o he p oposed app oach
based on mul iple- eg ession echniques oge he
wi h ANN models.
To he bes o au ho s knowledge, his is he i s app oach
o impu a ion me hods o O3based on bo h MLP and Radial-
Basis-Func ion Ne wo ks.
The es o his pape is o ganized as ollows. Sec ion 2
p esen s he echniques and models applied. Sec ion 3 de ails
he eal-li e case s udy ha is add essed in p esen wo k,
while Sec ion 4 desc ibes he expe imen s and esul s. Finally,
Sec ion 5 se s ou he main conclusions and u u e wo k.
2. Reg ession Techniques and ANN Models
In o de o ill missing o co up ed alues o O3in high
dimensional da ase s wi h ai -quali y in o ma ion, wo e-
g ession echniques and wo ANN models ha e been applied
in p esen s udy. This se o echniques applied as impu a ion
me hods is desc ibed in his sec ion.
2.1. Reg ession Techniques. Linea eg ession a emp s o
model he ela ionship be ween wo a iables by i ing a
linea equa ion o obse ed da a. One a iable is conside ed
o be an explana o y a iable, and he o he is conside ed o
be a dependen a iable [26].
The gene al pu pose o mul iple eg essions [27] is o
lea n mo e abou he ela ionship be ween se e al indepen-
den o p edic o a iables and a dependen o c i e ion
a iable.
2.1.1. Mul iple Linea Reg ession. Mul iple linea eg ession
(MLR) a emp s o model he ela ionship be ween wo o
mo e explana o y a iables and a esponse a iable by i ing
a linea equa ion o obse ed da a [28]. E e y alue o he
independen a iable (𝑥) is associa ed wi h a alue o he
dependen a iable (𝑦). The popula ion eg ession line o 𝑝
explana o y a iables
𝑥1,𝑥2,...,𝑥𝑝(1)
isde ined obe
𝑢𝑦=𝛽0+𝛽1𝑥1+𝛽2𝑥2+⋅⋅⋅+𝛽𝑝𝑥𝑝.(2)
This line desc ibes how he mean esponse 𝑢𝑦changes
wi h he explana o y a iables. The obse ed alues o y
a y abou hei means 𝑢𝑦anda eassumed oha e hesame
s anda d de ia ion 𝜎.The i ed alues𝑏0,𝑏1,...,𝑏𝑝es ima e
he pa ame e s 𝛽0,𝛽1,...,𝛽𝑝o he popula ion eg ession
line.
Since he obse ed alues o y a y abou hei means
u𝑦, he mul iple- eg ession models include a e m o his
a ia ion. The model is exp essed as DATA = FIT + RESID-
UAL, whe e he “FIT” e m ep esen s he exp ession 𝛽0+
𝛽1𝑥1+𝛽2𝑥2+⋅⋅⋅+𝛽𝑝𝑥𝑝. The “RESIDUAL” e m ep esen s
he de ia ions o he obse ed alues 𝑦 om hei means 𝑢𝑦,
which a e no mally dis ibu ed wi h mean 0 and a iance 𝜎.
The no a ion o he model de ia ions is 𝜀.
Fo mally, he model o mul iple linea eg ession, gi en
nobse a ions, is [28]
𝑌𝑖=𝛽0+𝛽1𝑥𝑖1 +𝛽2𝑥𝑖2 +⋅⋅⋅+𝛽𝑝𝑥𝑖𝑝 +𝜀𝑖
o 𝑖=1,2,...,𝑛. (3)
2.1.2. Mul iple Nonlinea Reg ession. AMul ipleNonlinea
Reg ession (MN-LR) is a o m o eg ession analysis in which
obse a ional da a a e modelled by a unc ion which is a
nonlinea combina ion o he model pa ame e s and depends
on one o mo e independen a iables [29]. The da a a e i ed
by a me hod o successi e app oxima ions.
The pa ame e s can ake he o m o an exponen ial,
igonome ic, powe , o any o he nonlinea unc ion. To
de e mine he nonlinea pa ame e es ima es, an i e a i e
algo i hm is ypically used.
𝑦=𝑓(𝑋,𝐵)+𝜀, (4)
whe e 𝐵 ep esen s nonlinea pa ame e es ima es o be
compu ed, 𝑋is he dependen o c i e ion a iables, and
𝜀 ep esen s he e o e ms.
2.2. A i icial Neu al Ne wo ks. A i icial Neu al Ne wo ks
(ANN), also known as A i icial Neu al Sys ems (ANS),
connec ionis sys ems, adap i e ne wo ks, and dis ibu ed
and pa allel p ocessing a e simpli ied models o na u al
neu al sys ems. The ollowing de ini ion, gi en by Hech -
Nielsenin1989[30], o malizes heconcep o ANN:
An ANN is a pa allel p ocessing compu e sys em
dis ibu ed, consis ing o a se o elemen a y p o-
cessing uni s equipped wi h a small local memo y
and in e connec ed in a ne wo k h ough connec-
ions wi h associa ed weigh s. Each p ocessing uni
has one o mo e inpu connec ions and a single
ou pu connec ion ha links o many colla e al
connec ions as desi ed. All p ocessing associa ed
wi h an elemen a y uni is a local, i.e. depends
only on he alues ha ake inpu signals om he
uni and he in e nal s a e o he same.
2.2.1. Mul ilaye Pe cep on (MLP). TheMLPconsis so a
sys em o simple in e connec ed neu ons o nodes. The nodes
a e connec ed by weigh s and ou pu signals which a e a
unc ion o he sum o he inpu s o he node modi ied
by a simple nonlinea ans e , o ac i a ion, unc ion. The
a chi ec u e consis s o se e al laye s o neu ons; he inpu
laye se es opass heinpu ec o o hene wo k.The e ms
“inpu ec o s” and “ou pu ec o s” e e o he inpu s and
ou pu so heMLPandcanbe ep esen edassingle ec o s
[31]. A MLP may ha e one o mo e hidden laye s and inally
anou pu laye .MLPa e ullyconnec ed,wi heachnode
connec ed o e e y node in he nex and p e ious laye .
To pe o m a comp ehensi e compa ison, he MLP is
ained wi h he ollowing algo i hms:
(1) Le enbe g-Ma qua d backp opaga ion (LM)
Complexi y 5
(2) G adien Descen wi h momen um and adap i e
lea ning a e backp opaga ion (GDX) [32]
(3) Ba ch T aining wi h weigh and bias lea ning ules
(TB)
(4) Scaled Conjuga e G adien backp opaga ion (SCG)
(5) Bayesian Regula iza ion backp opaga ion (BR).
2.2.2. Radial-Basis-Func ion Ne wo ks (RBFN). In a RBFN
[33] each uni in he hidden laye o his ne wo k has i s
own cen oid, and, o each inpu ec o 𝑥=(𝑥𝑙,𝑥2,...,𝑥𝑛),
i compu es he dis ance be ween 𝑥and i s cen oid. I s
ou pu o heuni iscalcula edasanonlinea unc iono his
dis ance.
Assuming ha he e a e inpu nodes and mou pu
nodes, he o e all esponse unc ion wi hou conside ing
nonlinea i y in an ou pu node has he ollowing o m [34]:
𝑀
∑
𝑖=1𝑊𝑖∗𝐾(𝑥−𝑧𝑖
𝜎𝑖)=𝑀
∑
𝑖=1𝑊𝑖∗𝑔(󵄨󵄨󵄨󵄨󵄨󵄨󵄨󵄨𝑥−𝑧𝑖󵄨󵄨󵄨󵄨󵄨󵄨󵄨󵄨
𝜎𝑖), (5)
whe e 𝑀∈Nis he numbe o uni s in he hidden laye ,
𝑊𝑖∈R𝑚is he ec o o weigh s linking he 𝑖 h hidden-laye
uni o he ou pu nodes, xis an inpu ec o , Kis a adially
symme ic ke nel unc ion o a uni in he hidden laye , z𝑖
and 𝜎𝑖a e he cen oid and smoo hing ac o o he 𝑖 h ke nel
node, espec i ely, and 𝑔:[0,∞)→Ris a unc ion called he
ac i a ion unc ion, which cha ac e izes he ke nel shape.
3. Case S udy
In p esen s udy, da a om ai -quali y s a ions in Cas illa y
Le´
on (CyL) a e analyzed. CyL is a Spanish egion loca ed a
he no h-cen e o he Ibe ian Peninsula. I is composed o
nine p o inces and i is he mos ex ensi e egion o Spain
wi ha o alsu aceo 94,226squa ekilome e sand hesix h
wi h mo e popula ion: 2,435,797 habi an s. G oss Domes ic
P oduc (GDP) in CyL ep esen s he 5.3% o coun y’s
GDP [35]. Clima e in CyL app oaches wha is known as
he con inen al ocean, cha ac e ized by cold win e s and ho
summe s wi h sho sp ing and au umn pe iods.
CyL egion p o ides a wide ne wo k o s a ions [36]
o he acquisi ion o ai -quali y da a. These da a a e public
a ailable acco ding o he Open Da a Ini ia i e om he
Spanish Go e nmen [37].
S a ions om his ne wo k ha e some in e es ing cha ac-
e is ics:
(1) S a ions a e classi ied in ypes: u ban, backg ound,
ando ien ed o he ege a ionp o ec ion[36].
(2) These s a ions collec he undamen al ai -quali y
pollu an s, and among hem is he O3,whichis he
objec i e pollu an o his s udy. Daily a e ages da a
[38] o each pollu an a e p o ided in each loca ion.
(3) This da a p esen s emp y o co up ed da a in all o i s
a iablesinsome owsandina easonablepe cen age
o be es ima ed.
Figu e 1: Loca ion o he six selec ed s a ions in CyL, by Google
Maps.
In hep esen s udy,pollu an da a eco dedinsix
di e en s a ions om he CyL ne wo k a e analyzed. Daily
da a a e ages om yea s 2000 o 2008 ha e been selec ed.
Fo some pe iods o ime wi hin he selec ed ime window,
da a a e no a ailable o all he a iables and, hus, he
whole example is ejec ed o he s udy. Th ee o he s a ions
a e loca ed in he cen e o he ci ies and labeled as u ban
s a ions; hese s a ions a e o ien ed o he p o ec ion o
he human heal h. The o he h ee s a ions a e backg ound
s a ions and a e also o ien ed o he p o ec ion o he
human heal h. These s a ions measu e a g ea e numbe
o pollu an s han he o he ype o s a ions and a e he
mos impo an ones in e ms o ai quali y, and many o
hema eno collec eda hes a ions o he ege a ion
p o ec ion. This ac is impo an o he de e mina ion o he
O3missing alues,as hisgasisespeciallyha m ul o human
heal h.
The h ee u ban s a ions conside ed in p esen s udy a e
as ollows:
(1) ´
A ila. “Bus S a ion” s a ion. Geog aphical coo di-
na es: 40.65914, −4.68237; 1150 me e s abo e sea le el
(masl).
(2) A anda de Due o. “Ja dines de Don Diego” s a ion.
Geog aphical coo dina es: 41.67111, −3.68388; 801
masl.
(3) Le´
on.“A da.SanIgnaciodeLoyola”s a ion.Geo-
g aphical coo dina es: 42.60388, −5.58722; 838 masl.
The h ee backg ound s a ions a e as ollows:
(1) Bu gos. “Fuen es Blancas” s a ion. Geog aphical co-
o dina es: 42.33611, −3.63611; 929 masl.
(2) Sego ia. “Acueduc o” s a ion. Geog aphical coo di-
na es: 40.95555, −4.11055; 951 masl.
(3) Medina del Campo (Valladolid). “Bus S a ion” s a ion.
Geog aphical coo dina es: 41.31638, −4.90916; 721
masl.
Figu e1shows heloca iono hesixselec eds a ions ha
ha e been s udied in he p esen pape .
The pollu an s ga he ed in he abo e-men ioned s a ions
andanalyzedin hep esen s udya eas ollows:

6Complexi y
Table 1: Co ela ion ma ix o he six a iables in he da ase .
O3CO NO NO2PM10 SO2
O31.000 −0.123 −0.161 −0.202 0.072 −0.013
CO −0.123 1.000 0.360 0.412 0.358 0.299
NO −0.161 0.360 1.000 0.540 0.233 0.330
NO2−0.202 0.412 0.540 1.000 0.330 0.257
PM10 0.072 0.358 0.233 0.330 1.000 0.251
SO2−0.013 0.299 0.330 0.257 0.251 1.000
Table 2: Pe cen age o missing and co up ed da a o each one o he analyzed a iables.
O3NO NO2CO PM10 SO2
Missing 8.104% 8.020% 8.034% 8.554% 9.131% 8.196%
Co up ed 1.857% 2.047% 1.815% 2.926% 2.413% 1.801%
To al 9.961% 10.067% 9.849% 11.480% 11.544% 9.997%
(1) Ozone (O3), 𝜇g/m3, seconda y pollu an . See Sec-
ion 1.
(2) Ca bon monoxide (CO), mg/m3,p ima ypollu an .
I is an odo less, colo less gas o med by he incom-
ple e combus ion o uels. When people a e exposed
o CO gas, he CO molecules will displace he oxygen
in hei bodies and lead o poisoning [39].
(3) Ni ic oxide (NO), 𝜇g/m3,p ima ypollu an .NOis
a colo less gas which eac s wi h ozone unde going
apid oxida ion o NO2, p edominan in he a mo-
sphe e [39].
(4) Ni ogen dioxide (NO2), 𝜇g/m3,p ima ypollu an .
F om he s andpoin o heal h p o ec ion, ni ogen
dioxide has se exposu e limi s o long and sho
du a ion [39].
(5) Pa icula e ma e (PM10), 𝜇g/m3,p ima ypollu an .
These pa icles emain s able in he ai o long pe i-
ods o ime wi hou alling o he g ound and can be
mo ed signi ican dis ances by he wind. I is de ined
by he ISO as ollows: “pa icles which pass h ough
a size-selec i e inle wi h a 50% e iciency cu -o a
10 𝜇m ae odynamic diame e . PM10 co esponds o
he ‘ ho acic con en ion’ as de ined in ISO 7708:1995,
Clause 6” [40].
(6) Sulphu dioxide (SO2), 𝜇g/m3,p ima ypollu an .I
is a gas. I smells like bu n ma ches. I s smell is
also su oca ing. SO2is p oduced by olcanoes and in
a ious indus ial p ocesses. In he ood indus y, i
is also used o p o ec wine om oxygen and bac e ia
[39].
P ima y pollu an s a e injec ed in o he a mosphe e di-
ec ly. Seconda y pollu an s a e o med in he a mosphe e
h ough chemical and pho ochemical eac ions om he
p ima y pollu an s [36].
All da a om hese six a iables we e no malized o he
s udy. On he o he hand, all o hem a e highly deco ela ed.
Table 1 shows he co ela ion ma ix o he six pollu an s o
he case s udy.
I is wo h men ioning ha O3is he mos independen
pollu an , as i s co ela ion coe icien s wi h he es o he
a iables a e close o ze o.
The e a e a o al o 13,526 samples, as one sample pe
day (daily a e age) was collec ed o he wel e mon hs o
e e y yea , be ween yea s 2000 and 2008, in he six s a ions
analyzed in his s udy. Missing o co up ed da a appea in all
he a iables in some ows, which a e omi ed o he s udy.
Table 2 shows he pe cen age o missing o co up ed da a
p esen edineach a iablein hewholeda ase .
All hesampleswi ha leas onemissingo co up ed
alue we e emo ed om he da ase .
4. Expe imen s, Resul s, and Discussion
The main a ge o his pape is o ill missing O3 alues in ai
pollu ion da ase s. To do so, se e al impu a ion me hods a e
comp ehensi ely compa ed as desc ibed below.
4.1. Expe imen al Se ings. The impu a ion me hods desc ib-
ed in Sec ion 2 a e applied o di e en da ase s, all o hem
wi h he six a iables desc ibed in Sec ion 3:
(1) The Whole Da ase (WD), comp ising he 13,526 sam-
ples: esul s o his da ase s a e shown in Sec ion 4.2.
(2) The Season Da ase (SD): samples in WD a e spli
in ou subse s acco ding o he ou seasons o he
yea : sp ing (3,453 samples), summe (3,349 samples),
au umn (3,295 samples), and win e (3,429 samples).
Resul s o his da ase a e shown in Sec ion 4.3.
(3) The Type s a ion Da ase (TD): samples in WD a e
spli in o wo subse s acco ding o he ype o he
s a ion whe e he da a come om; “u ban” (6,763
samples) o “backg ound” (6,763 samples). Resul s o
his da ase s a e shown in Sec ion 4.4.
Fo he h ee da ase s, bo h s a is ical and neu al impu a-
ion me hods we e applied and he pe o mance is calcula ed
h ough n- old C oss-Valida ion (CV). The main idea behind
CV is o spli da a, no mally many imes, o es ima ing he
Complexi y 7
Table 3: Linea eg ession and nonlinea eg ession esul s o he WD.
Me hod MSE Time (s)
Mean STD Mean STD
MLR 5.490𝐸−06 2.311𝐸−08 0.089 0.216
MN-LR 5.415E −06 2.437𝐸−08 2.143 0.254
Table 4: Radial-basis unc ion ne wo k esul s o he WD.
#o neu ons MSE Time (s)
Mean STD Mean STD
10 5.104E −06 2.723𝐸−08 0.050 1.091
30 5.108𝐸−06 1.273𝐸−08 0.050 1.091
50 5.105𝐸−06 2.513𝐸−08 0.047 0.098
isk, e o , o pe o mance o each algo i hm. Pa o da a ( he
aining samples) is used o aining each algo i hm, and he
emaining pa ( he alida ion samples) is used o alida ing
he algo i hm(s). Then, CV selec s he algo i hm wi h he
smalles es ima ed isk [41]. CV p e en s om o e i ing
because he aining sample is independen o he alida ion
sample. The numbe o he 𝑘pa ame e s (da a pa i ions) was
10 o all he expe imen s in he p esen s udy. I means ha
90% o he da a a e used o aining and 10% o alida ion.
In he case o neu al models, he aining p ocess is epea ed
en imes (one o each old). In he case o MLP, aining is
also epea ed o each aining algo i hm (see Sec ion 2.2).
Fo all he expe imen s he Mean and he S anda d De ia ion
(STD) o he Mean Squa e E o (MSE) o he en olds
a ep esen edinTables3–11.TheMeanand heSTDo he
execu ion ime (in seconds) a e also p esen ed in Tables 3–11
o he 10 olds.
Fo MLP and RBFN di e en ne wo k opologies ha e
been applied: combina ions o 10, 20, and 30 neu ons in he
hidden laye . Addi ionally, in he case o MLP, he model is
ained 10 imes wi h he same combina ion o pa ame e s
o educe he e ec o andomness and ge mo e s a is ically
signi ican esul s.
4.2. Resul s om he Whole Da ase . In his sec ion, esul s in
e ms o MSE and execu ion ime when applying MLR, MN-
LR, RBFN, and MLP o he WD a e p esen ed.
In Tables 3 and 4, i can be obse ed ha he MSE Mean
alues o he de e mina ion o he O3a e e y simila o
he h ee applied me hods (MLR, MN-LR, and RBFN). In he
case o RBFN, sligh ly lowe alues o MSE a e ob ained, wi h
he lowes one being ob ained wi h 10 neu ons in he hidden
laye . Rega ding execu ion imes, he MN-LR me hod u ns
ou o be he slowes and RBFN he quicke . The high alues
o STD o he un imein hecaseo RBFNa edue o he ac
ha i g ea ly a ies om one old o he o he s.
As i can be seen in Table 5, he LM, SCG, and BR aining
algo i hms p esen he lowes alues o MSE Mean in all cases
(10, 30, and 50 neu ons) and e y close o hose shown in
Tables 3 and 4. The lowes alue o MSE was ob ained wi h
heLMlea ningalgo i hmand50neu ons.Thelea ning
algo i hm ha a ained he wo s esul s (in e ms o MSE)
is GDX. Wi h espec o execu ion ime, he SCG algo i hm
a ained he bes esul s, while LM and BR a e he second
bes ones, while TB was he slowes o he i e algo i hms.
Ob iously, he aining algo i hms ake mo e ime when 50
neu ons a e de ined in he hidden laye , he TB algo i hm
being he one wi h g ea es e ec .
4.3. Resul s om he Season Da ase . In Tables 6–8 esul s o
applying MLR, MN-LR, RBFN, and MLP o subse s wi h da a
om he ou seasons o he yea (sp ing, summe , au umn,
and win e ) a e p esen ed.
In Tables 6 and 7 he 3 me hods p esen simila alues
in MSE Mean, and he lowes MSE Mean is achie ed by he
RBFN wi h 50 neu ons in he hidden laye o he summe
season. The MSE Mean alues a e highe han ha obse ed
o heWD.Theseasono heyea wi h helowes alues
o MSE Mean is he summe . One eason may be ha he e
a e ew a ia ions in pollu ion condi ions du ing summe
ime. This is due o he small a ia ion in wea he condi ions
du ing summe as well as low indus ial ac i i y and a ic in
u ban a eas due o aca ion ime. Fu he mo e, co ela ion
coe icien s in mo e han 20 pollu an s analyzed in [42] a e
highe o measu emen s in he summe compa ed wi h
co ela ions o measu emen s o e all days combined. The
season o he yea wi h he wo s esul s in he calcula ion
o he MSE has been he au umn in he case o he wo
eg ession echniques and RBFN, al hough he di e ences
be ween he h ee seasons (sp ing, summe , and au umn)
is no signi ican . In e ms o execu ion ime, i is p obed
once again ha MN-LR is he slowes me hod, while RBFN
is he quickes one, e u ning e y simila esul s o he ou
seasons o he yea .
In Table 8, simila ly o Table 5, he aining algo i hms
ha achie e he bes esul s in e ms o MSE Mean a e LM,
SCG, and BR. LM achie ed he bes alue o MSE Mean in
10 o he 12 cases shown in Table 8, being exceeded by BR
by a minimum alue o he win e and sp ing seasons wi h
a con igu a ion o 10 neu ons. GDX eco ds he wo s MSE
aluesin he12casesshowninTable8.Again, hebes MSE
Mean is ob ained o he summe season, educing he MSE
Mean in compa ison wi h hose egis e ed by RBFN. The
season o he yea wi h he wo s esul s in he calcula ion o
8Complexi y
Table 5: Mul ilaye pe cep on esul s o he WD.
# o neu ons T aining algo i hm MSE Time (s)
Mean STD Mean STD
10
LM 4.731𝐸−06 5.143𝐸−08 0.070 0.287
GDX 1.129𝐸−04 6.825𝐸−05 0.317 0.287
TB 5.889𝐸−05 4.973𝐸−05 0.642 0.022
SCG 5.216𝐸−06 1.514𝐸−07 0.060 0.001
BR 4.775𝐸−06 1.092𝐸−07 0.074 0.003
30
LM 4.599𝐸−06 1.015𝐸−07 0.102 0.442
GDX 4.045𝐸−04 3.523𝐸−04 0.481 0.442
TB 4.223𝐸−05 2.087𝐸−05 1.420 0.025
SCG 5.162𝐸−06 1.19𝐸−07 0.063 0.001
BR 4.727𝐸−06 5.667𝐸−08 0.102 0.005
50
LM 4.512E −06 8.952𝐸−08 0.160 1.080
GDX 1.541𝐸−04 3.722𝐸−04 0.648 1.080
TB 4.812𝐸−05 3.032𝐸−05 2.156 0.051
SCG 5.014𝐸−06 8.322𝐸−08 0.068 0.001
BR 4.731𝐸−06 1.099𝐸−07 0.161 0.010
Table 6: Linea eg ession and nonlinea eg ession esul s o he Season Da ase .
Subse Me hod MSE Time (s)
Mean STD Mean STD
Sp ing MLR 1.895𝐸−05 1.406𝐸−07 0.085 0.208
MN-LR 1.895𝐸−05 1.242𝐸−07 0.169 0.298
Summe MLR 2.101𝐸−05 1.447𝐸−07 0.085 0.215
MN-LR 1.343E −05 1.365𝐸−07 0.665 0.321
Au umn MLR 2.106𝐸−05 2.079𝐸−07 0.085 0.208
MN-LR 2.101𝐸−05 1.447𝐸−07 0.677 0.259
Win e MLR 1.895𝐸−05 1.406𝐸−07 0.088 0.214
MN-LR 1.895𝐸−05 1.242𝐸−07 0.168 0.274
Table 7: Radial-basis unc ion ne wo k esul s o he Season Da ase .
Subse # o neu ons MSE Time (s)
Mean STD Mean STD
Sp ing
10 1.845𝐸−05 1.687𝐸−07 0.046 0.096
30 1.847𝐸−05 1.06𝐸−07 0.050 0.098
50 1.846𝐸−05 1.297𝐸−07 0.047 0.096
Summe
10 1.308𝐸−05 1.549𝐸−07 0.045 0.098
30 1.310𝐸−05 1.389𝐸−07 0.045 0.096
50 1.306E −05 1.344𝐸−07 0.047 0.096
Au umn
10 1.986𝐸−05 1.176𝐸−07 0.046 0.096
30 1.987𝐸−05 2.323𝐸−07 0.046 0.097
50 1.987𝐸−05 2.199𝐸−07 0.045 0.095
Win e
10 1.845𝐸−05 1.687𝐸−07 0.046 0.100
30 1.847𝐸−05 1.060𝐸−07 0.045 0.093
50 1.846𝐸−05 1.297𝐸−07 0.046 0.096
Complexi y 9
Table 8: Mul ilaye pe cep on esul s o he Season Da ase .
Subse # o neu ons T aining algo i hm MSE Time (s)
Mean STD Mean STD
Sp ing
10
LM 1.696𝐸−05 2.550𝐸−07 0.063 0.086
GDX 3.298𝐸−04 8.39𝐸−04 0.183 0.086
TB 5.870𝐸−05 2.590𝐸−05 0.383 0.049
SCG 1.959𝐸−05 3.439𝐸−07 0.056 0.001
BR 1.695𝐸−05 1.988𝐸−07 0.076 0.015
30
LM 1.531𝐸−05 4.107𝐸−07 0.068 0.217
GDX 6.652𝐸−04 1.051𝐸−03 0.210 0.217
TB 1.069𝐸−04 3.909𝐸−05 0.473 0.019
SCG 1.870𝐸−05 2.857𝐸−07 0.055 0.005
BR 1.562𝐸−05 3.915𝐸−07 0.071 0.225
50
LM 1.473𝐸−05 4.138𝐸−07 0.080 0.181
GDX 6.286𝐸−04 1.200𝐸−03 0.253 0.181
TB 1.564𝐸−04 1.402𝐸−04 0.770 0.075
SCG 1.809𝐸−05 3.768𝐸−07 0.056 0.001
BR 1.580𝐸−05 3.697𝐸−07 0.089 0.490
Summe
10
LM 1.009𝐸−05 1.203𝐸−07 0.059 0.0663
GDX 4.718𝐸−04 4.791𝐸−04 0.166 0.0663
TB 7.65𝐸−05 6.231𝐸−05 0.355 0.0396
SCG 1.217𝐸−05 2.749𝐸−07 0.053 0.0007
BR 1.010𝐸−05 1.436𝐸−07 0.064 0.0059
30
LM 9.171𝐸−06 2.713𝐸−07 0.065 0.440
GDX 8.070𝐸−04 1.446𝐸−03 0.202 0.440
TB 9.117𝐸−05 5.051𝐸−05 0.500 0.047
SCG 1.118𝐸−05 4.118𝐸−07 0.056 0.001
BR 9.822𝐸−06 3.107𝐸−07 0.073 0.004
50
LM 8.673E −06 3.284𝐸−07 0.083 0.225
GDX 4.572𝐸−04 9.864𝐸−04 0.253 0.225
TB 1.269𝐸−04 6.38𝐸−05 0.743 0.019
SCG 1.089𝐸−05 1.561𝐸−07 0.057 0.001
BR 9.851𝐸−06 2.165𝐸−07 0.085 0.003
Au umn
10
LM 1.622𝐸−05 2.146𝐸−07 0.061 0.101
GDX 1.598𝐸−04 3.096𝐸−04 0.168 0.101
TB 7.248𝐸−05 3.589𝐸−05 0.351 0.058
SCG 1.904𝐸−05 2.617𝐸−07 0.055 0.001
BR 1.628𝐸−05 7.680𝐸−07 0.071 0.009
30
LM 1.495𝐸−05 3.564𝐸−07 0.067 0.196
GDX 1.045𝐸−03 1.520𝐸−03 0.204 0.196
TB 1.09𝐸−04 6.737𝐸−05 0.506 0.048
SCG 1.808𝐸−05 2.756𝐸−07 0.054 0.001
BR 1.522𝐸−05 3.456𝐸−07 0.069 0.001
50
LM 1.401𝐸−05 1.926𝐸−06 0.079 0.307
GDX 5.676𝐸−04 1.700𝐸−03 0.240 0.307
TB 1.005𝐸−04 6.447𝐸−05 0.734 0.029
SCG 1.758𝐸−05 5.509𝐸−07 0.054 0.001
BR 1.559𝐸−05 6.591𝐸−07 0.083 0.103