scieee Science in your language
[en] (orig)

Reconstructing forest canopy from the 3D triangulations of airborne laser scanning point data for the visualization and planning of forested landscapes

Read accessible full text

Reconstructing forest canopy from the 3D triangulations of airborne laser scanning point data for the visualization and planning of forested landscapes

Author: Vauhkonen, Jari,Ruotsalainen, Roope
Publisher: Springer,Paris,fr
Year: 2017
Source: https://jukuri.luke.fi/bitstream/10024/539083/1/Vauhkonen.pdf
ORIGINAL PAPER
Recons uc ing o es canopy om he 3D iangula ions
o ai bo ne lase scanning poin da a o he isualiza ion
and planning o o es ed landscapes
Ja i Vauhkonen
1,2,3
&Roope Ruo salainen
1,2
Recei ed: 15 Ma ch 2016 /Accep ed: 4 No embe 2016
#The Au ho (s) 2017. This a icle is published wi h open access a Sp inge link.com
Abs ac
&Key message We p esen a da a-d i en echnique o i-
sualize o es landscapes and simula e hei u u e de el-
opmen acco ding o al e na i e managemen scena ios.
Gen le ha es ing in ensi ies we e p e e ed o main ain-
ing scenic alues in a es o elici ing public’s p e e ences
based on he simula ed landscapes.
&Con ex Visualiza ions o u u e o es landscapes acco ding
o al e na i e managemen scena ios a e use ul o elici ing
s akeholde s’p e e ences on he al e na i es. Howe e , con-
en ional compu e isualiza ions equi e labo ious ee-wise
measu emen s o simula o s o gene a e hese obse a ions.
&Aims We desc ibe and e alua e an al e na i e app oach, in
which he isualiza ion is based on econs uc ing o es can-
opy om spa se densi y, lea -o ai bo ne lase scanning da a.
&Me hods Compu a ional geome y was employed o gene -
a e il a ions, i.e., o de ed se s o simplices belonging o he
h ee-dimensional iangula ions o he poin da a. An app o-
p ia e deg ee o il e ing was de e mined by analyzing he
opological pe sis ence o he il a ions. The opology was
u he u ilized o simula e changes o canopy biomass, esem-
bling ha es s wi h a ying e en ion le els. Rela i e p io i ies
o ec ea ional and scenic alues o he ha es s we e es ima -
ed based on pai wise compa isons and analy ic hie a chy p o-
cess (AHP).
&Resul s The canopy elemen s we e co-loca ed wi h he ee
s ems measu ed in he ield, and he isualiza ions de i ed
om he en i e landscape showed easonably ealis ic, despi e
a low nume ical co espondence wi h plo -le el o es a i-
bu es. The po en ial and limi a ions o imp o e he p oposed
pa ame e iza ion a e discussed.
&Conclusion Al hough he c i e ia o e alua e he landscape
isualiza ion and simula ion models we e no conclusi e, he
esul s sugges ha o es scenes may be easibly econs uc -
ed based on da a al eady co e ing b oad a eas and eadily
a ailable o p ac ical applica ions.
Keywo ds Spa ial mul ic i e ia decision analysis .Public
pa icipa iongeog aphicin o ma ionsys em(PPGIS) .Remo e
sensing .Ligh de ec ion and anging (LiDAR) .Pe sis en
homology .Alpha shape
1 In oduc ion
En i onmen al and o es y decision making equi es he
iden i ica ion and compa isons o di e en managemen
Handling Edi o : Jean-Michel Leban
Con ibu ion o he co-au ho s Ja i Vauhkonen designed he s udy,
implemen ed all s ages ela ed o econs uc ing he o es scenes, and
d a ed he manusc ip .
Roope Ruo salainen ca ied ou he su ey and analyzed i s esul s wi h
pai wise compa isons and he analy ic hie a chy p ocess. He also ead
and app o ed he inal manusc ip .
Elec onic supplemen a y ma e ial The online e sion o his a icle
(doi:10.1007/s13595-016-0598-6) con ains supplemen a y ma e ial,
which is a ailable o au ho ized use s.
*Ja i Vauhkonen
ja i. auhkonen@ue . i
Roope Ruo salainen
oope. u@ou look.com
1
School o Fo es Sciences, Uni e si y o Eas e n Finland,
Yliopis oka u 7, P.O. Box 111, FI-80101 Joensuu, Finland
2
Depa men o Fo es Sciences, Uni e si y o Helsinki,
La oka anonkaa i 7, P.O. Box 27, FI-00014 Helsinki, Finland
3
P esen add ess: Na u al Resou ces Ins i u e Finland (Luke),
Economics and Socie y, Yliopis oka u 6, P.O. Box 68,
FI-80101 Joensuu, Finland
Annals o Fo es Science (2017) 74:9
DOI 10.1007/s13595-016-0598-6
al e na i es based on mul iple objec i es and s akeholde s
(Kangas e al. 2008). In eg a ing in o ma ion on he impac s
o managemen decisions wi h p e e ences o he s akeholde s
esul s in a amewo k called mul iple c i e ia decision analy-
sis (MCDA). When inco po a ed wi h a geog aphic in o ma-
ion sys em (GIS), he esul ing applica ions a e nowadays
called “spa ial MCDA”o “public pa icipa ion geog aphic
in o ma ion sys em”(PPGIS; Siebe 2006), depending on
he in ol emen o he s akeholde . Ea ly o es y applica ions
o spa ial MCDA and PPGIS a e p o ided by S o e and
Kangas (2001) and Kangas and S o e (2003), espec i ely.
P ojec ing u u e o es landscapes acco ding o al e na i e
managemen scena ios is a pa icula ly use ul MCDA compo-
nen o pa icipa o y o es planning. Fo example, impac s o
g ow h, managemen p ac ices, o es (logging) ope a ions,
and loca ions o logging a eas may a ec he s akeholde s’
p e e ences on he managemen al e na i es. I has long been
ecognized ha e en echnically simple compu e isualiza-
ions imp o e unde s anding o o es s and dynamics and
e ec s o managemen decisions (Pukkala and Kellomäki
1988; Bu kha 1992) and acili a e elici ing he ela ed p e -
e ences (Tah anainen e al. 2001; Ka jalainen and Ty äinen
2002). Visualiza ion echniques and applica ions a e e iewed
in he o es y con ex by Mendoza e al. (2006)andFalcão
(2008) and echniques o ex ac ing he decision make s’
p e e ences om he isualiza ions by Kangas e al. (2008).
Recen p ac ical examples o inco po a ing he in o ma ion
ob ained in decision suppo and GIS amewo ks a e p esen -
ed by Wa en-K e zschma and on Haa en (2014) and Lämås
e al. (2015).
The isualiza ions o o es ed landscapes equi e balancing
be ween he image ealism, he desi ed esolu ion, and he
measu emen s a ailable (c . Be gen e al. 1998;Uusi aloand
O land 2001). E en i ex emely pho o ealis ic o es scenes
may be ob ained by combining bo anical models o ee a chi-
ec u e wi h line g aphics o eal ee ex u es p esen ed in
i ual eali y en i onmen s (e.g., Aono and Kunii 1984;
Honjo and Lim 2001;Fujisakie al.2008), he eeand
b anch-le el measu emen s equi ed by hese echniques a e
ime-consuming and expensi e. Unless ee-wise in en o y
da a a e a ailable, he landscapes need o be popula ed wi h
ees based on less de ailed in en o y da a. A ypical app oach
is o simula e he loca ions and appea ances o he indi idual
ees based on mean diame e , heigh , and s uc u e in o ma-
ion (e.g., Ka jalainen and Ty äinen 2002). Pa icula ly, he
use o mean-based a ibu es and hus he equi emen o sim-
ula e he ees will esul in gene aliza ions and es ic ions o
eali y (Uusi alo and O land 2001;Wange al.2006).
Techniques based on emo e sensing p o ide signi ican
ad ances o e con en ional o es measu emen s.
Pa icula ly due o i s capabili y o p esen o es s uc u e as
a poin cloud mapped in 3D, ai bo ne lase scanning (ALS;
also e e ed o in some ins ances as “ai bo ne scanning
LiDAR”) has become an inc easingly popula echnique o
a ious o es y applica ions (Mal amo e al. 2014). Howe e ,
he use o ALS o isualizing o es y decision making has
been a e, o da e, e en hough p oposed al eady by Hill and
Vei ch (2002), McGaughey and Ca son (2003), and Ahlbe g
e al. (2004). Despi e he a ailabili y o ea u e- ich so wa e
packages o isualizing ALS poin clouds, ende ing ealis ic
ee geome y om he poin da a poses a p oblem (Simons
e al. 2014). Typical app oaches o pa ame e ize a o es scene
in ALS-based analyses include popula ing a lis o ee loca-
ions and dimensions using simple a i icial u bid media such
as cones, ellipses, oxels (Schneide e al. 2014), o o he
ypes o 3D p imi i es (Koch e al. 2014). A common p oblem
o hese app oaches is, howe e , he equi emen o a e y
high da a densi y (e.g., ens o pulses pe m
2
), whe eas p ac-
ically a ailable da a se s a e ypically collec ed o o he pu -
poses such as g ound ele a ion modeling wi h densi ies as low
as <1 pulses pe m
2
(e.g., No d-La sen and Schumache 2012;
Villikka e al. 2012).
T iangula ing poin da a and subsequen il e ing o he
iangula ions (e.g., Del inado and Edelsb unne 1995) has
been p oposed as an al e na i e means o ep esen he 3D
canopy su ace (Vauhkonen e al. 2014). As opposed o ap-
p oaches ha use ixed image elemen s and he e o e equi e
speci ying an a i icial pixel o oxel esolu ion, he iangu-
la ions a e en i ely based on he p ope ies o he poin da a.
Applying il a ions, one can adjus he le el o de ail in he
iangula ed poin cloud and hus accoun o canopy gaps and
de ailed p ope ies exis ing in he da a (see Sec . 2.2. o
de ails). The op imal deg ee o il e ing is ound o be o es
s uc u e speci ic (Vauhkonen e al. 2016), whe eas less de-
ailed in o ma ion could su ice o gene a ing ealis ic isu-
aliza ions o essella ed landscapes (Vauhkonen 2015). We
addi ionally p opose ha he opology based on he il a ions
could be u ilized as a mechanism o simula e changes in he
o es ed landscapes isualized (Sec . 2.3.), which is
complica ed based on simula ed o es s and dynamics (c .
D ey us 2012).
E en hough he low esolu ion ob ainable by he p ac ical-
ly a ailable spa se da a mos likely es ic s he de ail o he
isualiza ions, he decision make may be expec ed o bene i
om ep esen ing eal ee geome y (c . Uusi alo and O land
2001) and isual desc ip ions (c . Tah anainen e al. 2001)
ins ead o simula ed and e bally o nume ically desc ibed
o es scenes. Ano he p ac ical bene i o ou app oach is ha
equi ed da a can be easibly ex ac ed om any loca ion co -
e ed by an ALS campaign such as hose designed o
collec ing spa se densi y da a o g ound ele a ion modeling.
Al hough he sui abili y o such da a o o es in en o ies was
e i ied (No d-La sen and Schumache 2012; Villikka e al.
2012), he bene i s o using he spa ially explici 3D scenes
ob ainable ha e no been ully employed despi e he po en ial
iden i ied ea lie (Hill and Vei ch 2002; McGaughey and
9 Page 2 o 13 Annals o Fo es Science (2017) 74:9
Ca son 2003; Ahlbe g e al. 2004). The e o e, a he han de-
eloping ano he i ual eali y pla o m aiming a imp o ed
pho o ealism wi h high cos s o collec ing he equi ed da a,
we p esen a wi e ame model on how o ex ac in o ma ion
om he isualized o es scenes o a spa ial MCDA o open
up discussion on he po en ial and limi a ions o he b oadly
a ailable spa se ALS poin da a o suppo o es y decision
making.
The pu pose o his s udy is o desc ibe a echnique o
isualizing o es scenes om spa se densi y ALS da a and
e alua e hei po en ial o o es y decision suppo , making
a di e ence be ween (i) close- ange and (ii) landscape le els.
The close- ange isualiza ions co espond o a wi hin- o es
iew and up o a plo scale, whe eas he landscape le el shows
o es a eas in scales o ens o hund eds o hec a es co e-
sponding o ypical p ope ies managed by a single o es
owne . The o es scenes we e ob ained applying a iangula -
ing and il e ing echnique o ALS da a acqui ed o iginally o
g ound ele a ion modeling. Rega ding (i), we assessed he
co espondence o he o es canopy elemen s modeled as e -
ahed a and ob ained by il e ing he iangula ions wi h o es
a ibu es obse ed in he ield. Rega ding (ii), we in oduce an
in ui i e concep based on using he il a ions o simula e
changes o canopy biomass. The ini ial and simula ed land-
scapes a e isualized and demons a ed in elici ing public’s
p e e ences on scenic alues esul ing om biomass ha es s
applied wi h a ying in ensi ies.
2 Ma e ial and me hods
2.1 S udy a ea and da a
The s udy a ea is a ypical, managed bo eal o es in eas e n
Finland. An a ea o 1000 × 1200 m loca ed app oxima ely on
62° 31.5′N, 30° 11′E was selec ed o he isualiza ions due
o he p esence o a o es and lake mosaic, which likely p o-
duced high ec ea ional and scenic alues o e he a ea. The
da a o he isualiza ions included he loca ions o he lakes
and ALS da a ex ac ed om a opog aphic da abase. In addi-
ion, he ALS da a we e ex ac ed o a numbe o ield sample
plo s exis ing in he a ea, and he ield measu emen s co-
loca ed wi h he ALS da a we e used o assess he co espon-
dence o he modeled canopy wi h espec o he ield da a.
The plo s we e loca ed up o 2.5 km apa he isualized a ea
and we e ea lie used o s udy he spa ial pa e n and diame e
dis ibu ion o he ees om bo h he ecological and econom-
ic pe spec i es. Sco s pine (Pinus syl es is L.) and No way
sp uce (Picea abies [L.] Ka s .), wi h a mino p opo ion o
deciduous species, we e p esen in he plo s, whe eas he a ea
used o he isualiza ions was assumed o be nea ly pu ely
pine-domina ed.
The ALS da a used in he s udy we e acqui ed by he
Na ional Land Su ey o Finland as a pa o hei da a acqui-
si ion campaign o c ea ing a na ionwide g ound ele a ion
model o Finland. The da a we e downloaded om a ile se -
ice (h ps:// iedos opal elu.maanmi auslai os.
i/ p/ka a?lang=en), om which hey a e a ailable o ee
and wi h ex ensi e pe missions o use. The da a we e
acqui ed on Ap il 30, 2012, wi h Leica ALS60 scanne
ope a ed in a mul ipulse mode. The lying al i ude was 2350
m, yielding a nominal pulse densi y o 0.8 m
−2
. The da a
p o ide had de ec ed and classi ied he g ound le el, on
which he no maliza ion o he ege a ion heigh alues was
based. As he da a a e mean speci ically o g ound ele a ion
modeling, we assumed he accu acy o his classi ica ion o be
app op ia e o ou pu poses. The analyses we e ocused only
on he i s echoes (i.e., “only”and “ i s o many”o up o ou
echoes eco ded pe pulse), aiming o ob ain he main
in o ma ion om he da a (Vauhkonen e al. 2014), while
e aining mos gene aliza ion abili ies o e senso s ha eco d
a di e en numbe o echo ca ego ies (e.g., Næsse 2014).
The ield plo s we e measu ed in May–June, 2010. All
ees wi h ei he diame e a b eas heigh (DBH) ≥4cmo
heigh ≥4 m we e mapped o loca ions and measu ed o
species, DBH, and heigh . The measu emen s a e desc ibed
in mo e de ail by Packalén e al. (2013). Fo simplici y, he
plo size used in his s udy was s anda dized o 400 m
2
, a he
han a ying om 400 o 900 m
2
as in he ea lie publica ions.
The s anda diza ion was achie ed by c ea ing ec angula
windows o 20 × 20 m wi h he cen e and o ien a ion co e-
sponding o he o iginal plo . The ees loca ed wi hin his
window based on he measu ed ee coo dina es we e ex ac -
ed o he analyses.
Plo -le el basal a ea was compu ed based on summing
om he diame e measu emen s. Dominan heigh was de e -
mined as he mean heigh o 100 hickes ees pe hec a e
( ou ees pe plo ). Indi idual s em olumes we e es ima ed
by models o Laasasenaho (1982), employing he DBH,
heigh , and ee species as p edic o s. The models o bi ch
we e used o all deciduous ees. The spa ial pa e n o he
ees was assessed by means o he Cla k-E ans index (CEI;
Cla k and E ans 1954) o he agg ega ion o a poin pa e n.
The CEI alues we e compu ed based on he ee coo dina es
using he spa s a package o he R s a is ical compu ing en-
i onmen (Baddeley and Tu ne 2005), applying an edge co -
ec ion p oposed by Donnelly (1978). Gene al desc ip i e s a-
is ics o he ield da a a e shown in Table 1.
2.2 Modeling he ini ial o es canopy using iangula ions
In ou app oach, “ isualiza ion”essen ially e e s o isualizing
o es canopy geome y based on he 3D measu emen s collec -
ed by an ALS senso (e.g., Sun and Ranson 2000). The geom-
e y is composed o n-dimensional basic elemen s (poin s,
Annals o Fo es Science (2017) 74:9 Page 3 o 13 9
edges, ace s, e ahed a), which a e e e ed o using gene ic
e m “simplex”unless an elemen o a speci ic dimension is
pa icula ly deno ed. The main canopy elemen s a e e ahed a
ob ained by subdi iding he unde lying space o he 3D mea-
su emen s, which is called iangula ing. The en i e iangula-
ion, e e ed o below also as “complex,” hus ep esen s bo h
he canopy and emp y space, which need o be di ided o sep-
a a e subcomplexes cons uc ing a il e . The iangula ions
we e il e ed using a well-known compu a ional geome ic o
opological concep called 3D alpha shapes (Edelsb unne and
Mücke 1994), while an app op ia e deg ee o il e ing was de-
e mined by analyzing pe sis ence o he obse ed opology,
i.e., opological pe sis ence o pe sis en homology
(Edelsb unne e al. 2002). All compu a ions we e based on
Delaunay iangula ions and implemen ed wi h C++ and
open-sou ce lib a ies (Mo ozo 2012;Dae al.2013;Pion
and Teillaud 2013). The applied wo k low is desc ibed below,
bu he ma hema ical o malism is in en ionally le o he o ig-
inal publica ions. Illus a ions o all he concep s applied o
ALS da a a e p esen ed by Vauhkonen (2015), o example.
Following ea lie analyses wi h ALS poin da a
(Vauhkonen e al. 2014,2016), he landscape was essella ed
o a egula g id wi h a cell size co esponding o he plo size
(20 × 20 m). The ALS da a o each cell o plo was iangu-
la ed and il e ed sepa a ely. The p oblem ela ed o using he
alpha shapes is he de e mina ion o a p ope alue o alpha
(α), which is a h eshold o he squa ed adius o he
ci cumsc ibing sphe e o each simplex and he e o e a c i e i-
on de e mining which simplices o he ull iangula ion be-
long o i s cu en subcomplex, i.e., α-complex o α-shape.
He e, he alue o αwas selec ed based on il a ion ob ained
by o de ing he α-complexes acco ding o he alues o α(see
also Del inado and Edelsb unne 1995).
Du ing he il a ion, i.e., by inc easing he alue o α,
simplices o a dimension djoin oge he wi h o he d-dimen-
sional simplices o o m s uc u es wi h a highe dimensional-
i y. Pa icula ly, when he alue o αallows wo poin s (d=0)
o connec , an edge o d= 1 be ween hese wo poin s is
o med. The edges u he join o o m ace s (d= 2) and
e ahed a (d= 3), he la e being he highes dimension con-
side ed he e. Each simplex can hus be desc ibed by i s pe -
sis ence in he s uc u e o med. This index o pe sis ence was
ob ained as he absolu e di e ence be ween he index alues
o αcausing he bi h and dea h o simplices o he gi en
dimension.
Following he logic o he p e ious pa ag aph, a bi h and
dea h diag am was compu ed o indices wi h d= 1 and d=2.
Only hese dimensions need o be conside ed, since hose wi h
d=0o d= 3 do no bo n o die, espec i ely, in his p ocess.
In he diag am, he mos in e es ing obse a ions a e hose o -
diagonal: These simplices a e in e p e o cause he mos un-
damen al changes o he iangula ed s uc u e, ypically a he
lowes alues o α, while he diagonali y o he obse a ions
indica es s abili y (pe sis ence) o hose ea u es. The maxi-
mum o -diagonal αa he dea h o bo h d= 1 and d= 2 was
hypo hesized o e lec he p ima y pe sis ing s uc u es o he
ob ained iangula ion and was hus used as he α alue de e -
mining he deg ee o il e ing and hus he ini ial s a e o he
o es canopy.
The a ionali y o he ob ained canopy was e alua ed using
he ield da a. The obse ed ee (s em) posi ions and dimen-
sions we e isualized wi h he canopy o assess he co-loca ion
o hese elemen s. Desc ip i e cha ac e is ics we e ex ac ed
om he iangula ion-based canopy models and ela ed wi h
he o es a ibu es measu ed in he ield (Table 1). The alue o
he pa ame e α esul ing om he pe sis en homology analysis
and he o al e ahed al olume, pe cen o he plo a ea co -
e ed by he e ahed al, and op heigh o he unde lying space
o he speci ied α-complex we e ex ac ed, assuming hese o
be ela ed o he o al ee a ibu es o a ield plo . Addi ionally,
he numbe o connec ed e ahed a wi h a leas one join edge
was compu ed, assuming his o be ela ed o he numbe o ee
pa ches wi hin he plo . The co espondence was assessed by
means o he coe icien o de e mina ion (R
2
).
2.3 Simula ing changes o he canopy and assessing hei
impac s o he scene y
2.3.1 Visualizing he landscape and ha es s o canopy
biomass
The ull landscapes we e isualized using iangula ion ep e-
sen a ion (T iRep) and iangula su ace plo ( isu ) unc-
ions implemen ed in Ma lab, e sion R2012a (Ma hWo ks,
Table 1 Cen al cha ac e is ics
o he 71 ield plo s A ibu e Mean S d Min Max
S em olume, m
3
/ha 199.6 73.2 69.6 482.2
Basal a ea, m
2
/ha 24.9 6.6 12.2 43.7
Numbe o s ems, 1/ha 1275.3 590.8 400.0 2875.0
Basal-a ea weigh ed mean diame e , cm 21.6 5.2 12.8 32.3
Dominan heigh , m 20.4 4.1 13.5 32.5
CEI, index alue 1.09 0.16 0.69 1.41
S d s anda d de ia ion, Min minimum, Max maximum
9 Page 4 o 13 Annals o Fo es Science (2017) 74:9
Inc., Na ick, MA, USA). The landscapes we e composed o
he adjacen 20 × 20 m cells p ocessed acco ding o Sec . 2.2.
Due o depic ing solely canopy geome y, ce ain simpli ica-
ions o he isualizing o he elemen s we e adop ed. The
numbe o he spa ial pa e n o he ee s ems could no be
p ecisely modeled, which is a ypical esul o ALS-based
analyses (e.g., Packalén e al. 2013). Howe e , he
landscape-le el isualiza ions we e ound o be mo e ealis ic
wi h a leas some shadowing caused by he s ems. A numbe
o he highes e ahed a pe cell we e hus accompanied wi h
simula ed ee s ems. The numbe o s ems was de e mined as
ceil(n
p
× ×V
p
/H
p
), whe e n
p
was he numbe o e ahed a,
V
p
was he o al olume o hese e ahed a, H
p
was he max-
imum ALS heigh alue o he cell p,and was a uni a ea
ac o , in his case 1/400. The diame e s o he s ems (in me-
e s) we e simula ed as H
/50, whe e H
is he maximum
heigh o he conside ed s em in me e s. The applied ules
esul ed in oo ew and oo la ge ees, in gene al, bu p o ided
he landscapes wi h such a ealism ha only he la ges ee
s ems we e isible when looking om a dis ance. The p o-
duced landscapes we e colo ed as pu e pine o es s, i.e., spe-
cies ecogni ion was no a emp ed due o he low p opo ion
o o he species. The g ound le el was depic ed as pe ec ly
la , since he luc ua ions in he e ain ele a ion we e known
o be mino in his a ea.
In addi ion o isualizing he ini ial canopy, educ ions o
he canopy olume we e simula ed o po ay ha es s wi h
a ying in ensi ies. In he app oach, simplices belonging o
he canopy we e e-assigned as emp y space by adjus ing he
alue o αpa ame e (see Sec . 2.2.) downwa ds. As a esul ,
he ini ial α-complexes we e sub ac ed s a ing om he la g-
es e ahed a, assuming his o co espond wi h ha es s wi h
a ying e en ion le els based on emo ing he la ges ees
om he o es . The ha es s we e ocused on one compa -
men wi h a dense ini ial canopy. Al oge he , i e ha es ing
in ensi ies we e de ined by mul iplying he ini ial αby a ac o
o 0.95, 0.75, 0.68, 0.6, and 0.5, which co esponded o an
a e age educ ion o 17, 71, 83, 93, and 99%, espec i ely, o
he ini ial canopy olume (11,673 m
3
/ha on he a ea o he ull
compa men , on a e age). The isualiza ions o he ull land-
scape ob ained as a esul o he ha es ing we e labeled as
images A–E acco ding o he inc easing ha es ing in ensi y
and a e p esen ed as Elec onic Supplemen a y Ma e ial
(Online Resou ce 1).
2.3.2 Pai wise compa isons o he simula ed landscapes
To ob ain p e e ence in o ma ion on how he ha es ing a -
ec ed he landscape, a pai wise compa ison o he isualized
landscapes was implemen ed using he Su eyMonkey® on-
line pla o m (h p://www.su eymonkey.com/). In he su ey,
wo simula ed landscapes we e shown a he ime, asking a
ques ion o which o he wo images was be e wi h espec o
he ec ea ional use and he scenic alues o he landscape and
how much be e i was. The esponden was asked o exp ess
his/he opinion on whe he ei he image was (i) equally good,
(ii) sligh ly be e , (iii) clea ly be e , (i ) conside ably/s ongly
be e , o ( ) absolu ely be e compa ed o he o he . In he
ollowing ex , his decision is called he p io i y a io o he
esponden be ween he wo landscapes.
A link o he su ey was submi ed o he mailing lis o he
o es y s uden s o he Uni e si y o Eas e n Finland and
accompanied wi h b ie ins uc ions ( ansla ed om Finnish):
“The cen al compa men o [ his] landscape is ma ked
o be ha es ed. A walking ail and a ‘laa u’(a empo-
a y shel e o ield lunch o camping) a e si ua ed in
he a ea o he compa men . The ha es ing in ensi y is
no ye de e mined, bu he aim is o main ain he ec e-
a ional alue o he o es as high as possible.
In he su ey, you a e asked o compa e wo al e na i e
landscapes and selec which ha es ing in ensi y is be -
e sui ed wi h espec o he ec ea ional use and scenic
alues. The compa men o be ha es ed is delinea ed
wi h a ed bounda y in he image below. The o he pa s
o he landscape will no be a ec ed. S a he su ey by
clicking ‘Nex image pai ’bu on.”
The su ey was held open be ween 21 Janua y and 12
Feb ua y, 2015. The su ey yielded al oge he 57 esponses,
o which 7 we e incomple e (no esponse o one o mo e
compa isons). Al oge he , 50 esponses we e hus analyzed
in he u he s udy.
2.3.3 P e e ence elici a ion
On he basis o he pai wise compa isons (Sec . 2.3.2.), ela-
i e p io i ies o he scenic alues wi h espec o he ha es
in ensi ies we e es ima ed using he eigen alue echnique o
analy ic hie a chy p ocess (AHP; Saa y 1977,1980). This
echnique was used o con e e bal e alua ions o a io-
scale nume ical alues in a o es y decision suppo applica-
ion bea ing a close esemblance o ou s udy (Kangas e al.
1993).
In he app oach, he p io i y a ios i– (Sec . 2.3.2.) a e
ansla ed in o nume ical alues o 1:1, 3:1, 5:1, 7:1, and
9:1, espec i ely. The alues a e a anged in o a ecip ocal
ma ix A, and using he ma ix as inpu , he nume ic weigh s
o p io i ies o he pai wise compa isons a e compu ed as he
igh eigen ec o o he la ges eigen alue (λ
max
)o A(Saa y
1977).
To assess he cohe ence o he pai wise compa isons, a
consis ency index (CI; Saa y 1980), which es ima es he le el
o consis ency wi h espec o he en i e compa ison p ocess,
is de i ed by ela ing he alue o λ
max
wi h he numbe o
compa isons made. The obse ed CI is u he compa ed wi h
Annals o Fo es Science (2017) 74:9 Page 5 o 13 9

an a e age CI ob ained by andomly gene a ed compa isons
in a ma ix wi h a size co esponding o A(Saa y 1980). The
esul is a consis ency a io (CR), which measu es he cohe -
ence on a scale o 0.1. Acco ding o a gene al ule o humb,
compa isons wi h CR > 0.1 a e deemed inconsis en .
3Resul s
Excep o op heigh , he iangula ed and il e ed canopy
models we e in low co espondence wi h any o es a ibu e
when e alua ed wi h espec o he ield measu emen s.
Ne e heless, he R
2
alues o he o al olume and op heigh
o he canopy model in pa icula we e s a is ically signi ican
(Table 2), and he o es s uc u e a ec ed he models ob ained
in he way i was expec ed. The spa ial pa e n o he ees,
quan i ied in e ms o CEI, signi ican ly a ec ed he alues o
he αpa ame e (Table 2), indica ing ha a di e en α alue
was equi ed o di e en spa ial pa e ns. The o al e ahed al
olume o he econs uc ed canopy was signi ican ly ela ed
o all o he size and s uc u e a ibu es expec o he s em
numbe (Table 2), and he olume inc eased acco ding o in-
c easing alues o hese a ibu es. The numbe o connec ed
e ahed a and he co e age o he e ahed a ela i e o he
plo a ea howe e had a low deg ee o de e mina ion wi h any
o he ield a ibu es. The op heigh o he canopy model had
he bes o e all co espondence wi h he ield a ibu es and a
s ong linea ela ionship especially wi h he dominan ee
heigh . No ing ha no allome ic knowledge was used in he
cons uc ion o he canopy, he models based on he geome y
and opology o he poin da a s ill e lec he a ia ion in he
o es p ope ies and agg ega ed s em a ibu es.
Based on a isual assessmen , he canopy elemen s o he
coni e ous dominan canopy in pa icula we e ai ly accu a e-
ly co-loca ed wi h he ee s ems measu ed in he ield (Fig. 1).
The posi ions o he canopy elemen s we e also somewha in
line wi h he spa ial pa e ns o he ield measu ed ees, pa -
icula ly hose showing clus e ed pa e ns. Ne e heless,
Fig. 1also shows he limi a ions o he p oposed echnique
owa d close- ange isualiza ions. The le el o de ail and he
ep esen a ion o he deciduous and unde s o ey ees a e in
pa icula limi ed, he easons o which a e u he discussed in
Sec . 4.
Despi e he low de ail in close- ange isualiza ions (Fig. 1),
he isualiza ions de i ed o he en i e landscape showed a
easonable le el o de ail and ealism (Fig. 2). Fo ins ance,
oads, elec ic lines, o o he wise open a eas could be poin ed
ou om he image. Fu he , despi e he po en ial o edge e -
ec s, i.e., inco ec ly cu ing he ALS da a due o an edge o a
cell (Fig. 1), he bo de s o he 20 × 20 m cells did no show in
he isualiza ion o he ull landscape (Fig. 2).
The canopy biomass educ ions simula ed o he landscape
we e ound o easonably esemble e ec s o eal-wo ld ha -
es ing ope a ions (Fig. 2). Howe e , he simula ed ha es s
clea ly had a mo e conside able e ec on he ho izon al co -
e age han on he heigh o he modeled canopy (Fig. 3).
Especially, he op heigh changed e y mode a ely based on
ha es ing in ensi ies A, B, and C acco ding o Fig. 3, which
shows he e ec s o he simula ed educ ion o pa ame e α o
he e ical and ho izon al s uc u e o he landscape.
Acco ding o he su ey, he landscape ea ed wi h hea y
ha es ing in ensi ies (images E and D) was p e e ed by none
o he esponde s, while lowe in ensi ies (images C, B, and A)
we e selec ed as mos p e e able by 10 (20%), 16 (32%), and
24 (48%) esponde s, espec i ely. Due o hese p e e ences,
he (accumula ion o ) ela i e p io i y be ween he landscapes
was signi ican ly indi e en o di e en ypes o esponde s
(Fig. 4) and he gene al end was di icul o model wi hou
addi ional in o ma ion.
Acco ding o he AHP, he consis encies o he esponses
a ied conside ably. Only 10 (20%) o he pai wise compa i-
sons had a CR < 0.1, while 30 (60%) and 10 (20%) esul ed in
CRs be ween 0.1–0.3 and >0.3, espec i ely. The maximum
and mean CR alues we e 0.99 and 0.22. When examined
agains he ela i e p io i ies (Fig. 4), he inconsis encies we e
nei he clus e ed in any p e e ence g oup no e lec ed in any
o he pa icula way, howe e .
4Discussion
Acco ding o he esul s p esen ed abo e, he canopy models
and isualiza ions based on he spa se densi y ALS da a a e
Table 2 The deg ee o
de e mina ion (R
2
)be ween
selec ed ield a ibu es and alpha
alue (α), o al olume (V),
numbe o connec ed e ahed a
(N), co e age (C), and op heigh
(H) o he canopy models
Field obse a ion αVNCH
S em olume, m
3
/ha 0.01 0.26* 0.07* 0.09* 0.54*
Basal a ea, m
2
/ha 0.00 0.11* 0.06* 0.07* 0.16*
Numbe o s ems, 1/ha 0.02 0.02 0.00 0.03 0.19
Basal-a ea weigh ed mean diame e , cm 0.05 0.27* 0.04 0.05 0.78*
Dominan heigh , m 0.02 0.32* 0.06* 0.07* 0.94*
CEI 0.06* 0.01 0.05 0.06* 0.00
As e isk ma ks signi icance o he co ela ion a he 95% con idence le el, while R
2
> 0.5 a e p in ed in i alics
9 Page 6 o 13 Annals o Fo es Science (2017) 74:9
mainly sui ed o landscape-le el analyses. The low deg ee o
de e mina ion be ween he close- ange models and o es a -
ibu es indica es ha ei he a ield sample o op imize he
canopy model (Vauhkonen e al. 2014,2016) o a comple ely
di e en app oach based on highe densi y da a ob ained by
ALS o e es ial lase scanning is equi ed o de ailed
modeling. On he o he hand, he p oposed app oach appea s
in e es ing due o he possibili y o gene a e he isualiza ions
om e y spa se ALS da a ha o en eadily exis and he
inhe en p ope y o he modeling echnique o simula e
changes o he landscape by adjus ing he il a ion pa ame e
α. The ob ained isualiza ions a e a ec ed by bo h inpu da a
and p ope selec ion o he alue o α, as discussed below.
As opposed o con en ional o es isualiza ion echniques
ha equi e labo ious ee-by- ee measu emen s o he use o
simula o s o gene a e hese obse a ions, he p esen s udy
equi es a wall- o-wall co e age o ALS da a o e he land-
scape o be isualized. While he acquisi ions o ALS da a o
g ound ele a ion modeling nowadays allow applica ions o
hese da a o as a eas, p ope ies such as he sca ci y o
he inpu poin da a may es ic some o es y analyses (e.g.,
Vauhkonen e al. 2016). As seen om Fig. 1o his s udy, o
ins ance, he ue canopy heigh was unde es ima ed due o he
pene a ion o he pulses h ough he op canopy (Ga eau and
Hill 2003). Ne e heless, he op heigh ex ac ed om he
iangula ion-based canopy models had a s ong ela ionship
wi h he dominan heigh (Table 2), which was compa able o
he heigh me ics ex ac ed om he ini ial poin da a (de-
ailed esul s no shown). No in o ma ion ela ed o he spa ial
pa e n o he ees o ee numbe could be de i ed, which is
in line wi h ea lie s udies based on ALS da a (e.g., Packalén
e al. 2013). The pe cen co e age o he e ahed a could be
compa ed o he canopy co e me ic compu ed om he poin
da a as he p opo ion o he echoes abo e a ce ain heigh
h eshold o all echoes (Ko honen e al. 2011). This me ic
had a co ela ion o 0.8 wi h he e ahed al co e age, bu
simila ly low deg ees o de e mina ion wi h he ield-
measu ed o es a ibu es.
Since he da a we e cap u ed unde a lea -o pe iod o he
ege a ion phenology, less i s - e u n da a we e ob ained
om he deciduous han coni e ous ees, e en i hose we e
loca ed in he dominan canopy (Fig. 1; see also Villikka e al.
2012). Also, only limi ed in o ma ion was ob ained om he
unde s o ey. Al hough some esea che s ha e de ec ed mo e
ees unde lea -o han lea -on condi ions, when ocusing on
indi idual ee de ec ion in dense ALS da a (Duncanson e al.
Fig. 1 Examples o isualized plo s wi h clus e ed (CEI = 0.7, abo e),
andom (CEI = 1.0, middle), and egula (CEI = 1.4, below) pa e ns o
ee s ems. The loca ions and dimensions o he cylinde s co espond wi h
he ee s ems measu ed in he ield. The b own and g ay cylinde s
ep esen sco s pine and deciduous ees, espec i ely. The in e al
be ween ick ma ks co esponds o 5 m in he e ical axis and 2 m in
he plane
Annals o Fo es Science (2017) 74:9 Page 7 o 13 9
2014), also he esul s o Ko pela e al. (2012) indica e ha
di ec measu es o he unde s o ey a e di icul o ob ain due o
ansmission losses occu ing in he uppe canopy (see also
Mal amo e al. 2005). Fo he easons s a ed abo e, he spa ial
pa e ns o he deciduous and unde s o ey ees may be inco -
ec in some pa s o he landscape, bu his was no assumed
o be a majo p oblem in he pine-domina ed es a ea consid-
e ed in ou s udy. Whe he a emp ed in mo e complex cano-
pies in u he s udies, howe e , conside a ions on, e.g., he
species and pulse pene a ion p ope ies a e equi ed.
Whe he he limi a ions desc ibed in he p e ious pa a-
g aph a e accep ed, he p esen ed app oach is p oposed easi-
ble o isualizing landscapes such as ha p esen ed in Fig. 2.
The me hodology p esen ed he e allows a desc ip ion ha is
based on eal canopy elemen s, as ex ac ed om he iangu-
la ions based on ALS da a, bu no explici p esc ip ion o lea
o shoo loca ions and o ien a ions, o example. The e o e,
ega ding he deg ee o de ail in desc ibing he dis ibu ion o
canopy elemen s, he p oposed app oach is a comp omise be-
ween a i icial ee/c own-le el u bid media pa ame e ized
by a lis o ee loca ions and dimensions (e.g., Schneide
e al. 2014) and mo e ealis ic 3D models o ege a ion
elemen s po en ially ob ainable by e es ial lase scanning.
An applica ion o o es managemen planning is desc ibed in
he p esen s udy, bu he modeling app oach could also be
sui ed o o he applica ions equi ing geome ically explici
pa ame e iza ions o o es landscapes. An example is ligh
in e ac ion and adia i e ans e modeling (e.g., Schneide
e al. 2014), in which inco ec assump ions on c own shapes
and inapp op ia e oxel g id esolu ions a e epo ed o esul
in signi ican e o s in e ie ed c own pa ame e s (Calde s
e al. 2013; Widlowski e al. 2014).
Visualiza ion is a s aigh o wa d applica ion o he iangu-
la ions and il a ions o ALS da a collec ed o e a o es ed
a ea, which a e ea lie es ed in a ious o es in en o y appli-
ca ions (Vauhkonen e al. 2014,2016; Vauhkonen 2015). As
opposed o he ypical “su ace modeling”app oaches using 2D
o 2.5D as e images, he use o iangula ions and il a ions
p o ides means o cons uc ing genuine 3D pa ame e iza ions
o o es ed landscapes ins ead o jus ep esen ing coun s o
heigh alues wi hin pixel o oxel cells. Besides iangula ions,
geome ic modeling echniques ha could be conside ed o
sol ing he p esen ed p oblem a e an i e a i e su ace w apping
echnique based on delinea ed ee c owns (Ka o e al. 2009),
Fig. 2 The ull landscape
isualized wi h he app oach
p oposed. The sub- igu es on he
igh gi e examples on ha es s
simula ed o he compa men in
he cen e o he landscape. All
i e simula ed landscapes a e
p esen ed as Elec onic
Supplemen a y Ma e ial (Online
Resou ce 1)
Fig. 3 The e ec s o he
simula ed educ ion o pa ame e
α o he op heigh and p opo ion
o he plo a ea co e ed by he
e ahed a o he modeled canopy.
The do s and lines indica e he
mean and s anda d de ia ion,
espec i ely, wi hin he a ea.
Ha es ing in ensi y 0
co esponds o he ini ial canopy
9 Page 8 o 13 Annals o Fo es Science (2017) 74:9
3D clus e ing ollowed by con ex poly ope econs uc ion
(Gup a e al. 2010), s acking ho izon al slices o he heigh
alues (Tang e al. 2013), o oxel-based echniques
(Schneide e al. 2014; see also Koch e al. 2014). All hese
me hods in ol e ce ain pa ame e s o be se by he ope a o ,
and he ob ained esul s depend on hese. Fu he , he me hods
a e so a es ed wi h da a densi ies a ying om 4 o 5 m
−2
(Gup a e al. 2010) o10–20 m
−2
(Ka o e al. 2009;Tange al.
2013; Schneide e al. 2014) as opposed o 0.8 m
−2
o his s udy.
The da a s udied he e would ha e esul ed in an ex emely
coa se oxel g id esolu ion. On he o he hand, equi ing da a
wi h a highe densi y would mean dis inc da a acquisi ions and
he e o e conside ably highe in en o y cos s.
Applying il a ions, one can adjus he le el o de ail in he
iangula ed poin cloud and hus accoun o canopy gaps and
de ailed p ope ies exis ing in he da a, which is con olled by
il a ion pa ame e α. The app oaches o de e mine he il a-
ion pa ame e ha e included using he mos easible
popula ion-speci ic ixed alue like in Vauhkonen e al.
(2012), who e alua ed a ange o α’s, bu a he han selec ing
one pa icula alue, hey used me ics quan i ying he di e -
ence o he shape ob ained wi h he ange o α’s o he con ex
hull o he poin da a, which co esponds o α-shapes wi h
α→∞. Vauhkonen e al. (2014,2016) op imized he deg ee
o il a ion wi h espec o ield-measu ed o es a ibu es and
p edic ed his deg ee by means o linea eg ession. In he
p esen s udy, he selec ion o αwas based on analyzing he
pe sis en homology o he il a ions (Edelsb unne e al.
2002). This app oach esul ed in less accu a e pa ame e es i-
ma es (e.g., R
2
= 0.26 o he olumes in he p esen s udy s.
0.49–0.83 epo ed in he p e ious s udies) bu elimina ed he
need o a ield aining da a equi ed o he op imiza ion
(Vauhkonen e al. 2014,2016).
The pe sis en homology app oach was es ed o eplace he
calib a ion ield da a by analyzing he inhe en opological
p ope ies o he poin da a. A simple app oach based on he
bi h and dea h diag ams o he a ious simplices
(Edelsb unne e al. 2002) u ned ou o p oduce easonably
good in o ma ion. The pe sis en homology o ege a ion
poin clouds should be mo e comp ehensi ely analyzed a e
his ini ial es . Fo example, one could de i e he Eule cha -
ac e is ic and he Be i numbe s om he il a ions (Robins
2002) and use hem in a simila manne han he bi h and
dea h diag am was used. One could u he a emp o quan i y
he ob ained il a ion by o he geome ic ea u es han o al
olumes such as edge leng hs o ace a eas. The app oach has
a p o ound ma hema ical o malism on opological connec i -
i y and implemen a ions based on e icien da a s uc u es a e
a ailable (Pion and Teillaud 2013;Dae al.2013).
A de ini e di e ence and a s eng h o he iangula ion-
based app oach o e al e na i e 3D modeling o desc ip ion
echniques is he abili y o simula e changes o he geome ic
models ob ained. This is an inhe en p ope y o he echnique
adop ed and may be simply implemen ed by adjus ing he
deg ee o il e ing, bu , o he bes o ou knowledge, his
op ion has no been u ilized elsewhe e beyond he p esen
s udy. He e, i was used o depic impac s o biomass ha es -
ing o he scenic alues o he a ea by simula ing ha es s wi h
a ying in ensi ies. Acco ding o he high CR alues, some
incohe ence exis ed in he pai wise compa isons, which can
possibly be explained by a compa ison o Figs. 3and 4.
Acco ding o Fig. 3, he educ ion o he α alue changed
he op heigh o he canopy models based on ha es ing in-
ensi ies A, B, and C mode a ely, whe eas he educ ion o he
op heigh was clea ly mo e p onounced o ha es s D and E.
This co esponds well wi h he dispe sion be ween A, B, and
C as he mos p e e ed ha es ing in ensi y and he clea ly
lowe p e e ence owa d D and E (Fig. 4). Al hough he can-
opy co e age changed mo e han heigh (Fig. 3), he mode a e
change in he op heigh may ha e domina ed especially in he
Fig. 4 The dis ibu ion (le ) and accumula ion o he ela i e p e e ences be ween ha es ing in ensi ies. The hick line depic s he mean o all
p e e ences. The dashing o he indi idual p e e ences a ies acco ding o which ha es ing in ensi y was p e e ed mos
Annals o Fo es Science (2017) 74:9 Page 9 o 13 9