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I

Water Resources Management in the Atacama Desert :
pivotal insig hts i nto arid Andean groundwater systems of
northern Chile
vorgelegt v on
M. Sc.
Konstantin W. S cheihing
geb. in Duisburg

von der F akultät VI - Plan en Bauen U mwelt -
der Techn ischen Univer sität Berlin
zur Erlangung d es akade mischen Grad es

Doktor der Ingen ieurw issenschaften
– Dr.-Ing. –
genehmigte Di ssertat ion

Promotion sausschu ss:
Vorsitzender: Prof. Dr. M atthias Barjenb ruch
Gutachter: Prof. Dr. Uwe Tröger
Gutachter: Prof. Dr. Stefan Wohnl ich

Tag der wiss enschaftli chen Aussprache: 07. Nove mber 2017

Berlin 201 8

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To the people o f Chile.

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Abstract
Different stakehold ers depend on the depleting groundwater res ources in the
Atacama D esert of nort hern C hile. Ende avor s in water resources manag ement
encounter the arduous task of balancing the often -opposing poles of societal,
economic, po litical and environment al interest s. Finding – at best – sustainable
solutions to modern challenges is aggravate d by a lack of underst anding of
hydrological processes in the arid Andean environ ment. The presented dissertation
aims to shed light on several long-lived questio ns concerning hydrogeolog ical
uncertainti es in the Tarap acá Reg ion . Accord ingly, it challenges establish ed concepts
and describe s so far unconsidered hydrological mechanis ms that hold releva nce for
the Atacama Desert .
A statistical assessment of long-term monitoring data in the arid Andean Laguna
Lagunillas basin – where groundwater is being overexploited since the early-199 0s
– reveals that shallow groundwater can have a substantial regulating function on the
associated local cl imate. These unknown groundwater-climate feedbacks ho ld strong
importance fo r managing future and ex isting water production sites in the hi g h, arid
Andes.
Furthermore , the oft en-discus sed existen c e of an inter-ba s in groundwater flow from
the Andean Altiplano to the Pamp a del Tamarugal (PdT) – through deep basement
fractures – was inve s tigat ed. For the most promine nt geological complex, where such
an inter-basin flow could occur (Salar del Huasco basin-Pica Oasis), a hydrological
time series analysis, as well as reflection seismic data and geothermal invest i gations,
demonstrat e, that the concept cannot be proven true . In this c ontex t, it is shown, that
pressure signals i nduced by recharge i n the Andean Precordillera can propagate
rapidly over ten s of kilo meters with a constant lag down to the Andean fo othills .
Finally, a reasse ssment of a sizeable s table isotope dataset of meteori c water
provides evidenc e that loc al topograp hic feat ures of western Andea n slope
catchments, can control vapor mixing processes of easterly and westerly ai r masses
with different isotope character i stics. This eff ect is reflected in basin-specif i c isotope
value ranges in surface and groundwater and hence can be used to trac e the re gional
groundwater flow reg ime and respe ctive recharge areas. T he primary recharge
facilitated into the PdT- A quifer infiltrat es in the investigate d cases very likely along
the lower stream s eg ments of intermitten tly dischar ging rivers, while the established
idea of a sig nifica nt alluvial fan rec ha rge aft er flash-floods i s challeng ed .

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The develop ed insights have i mpli ca tions for other, hydrologically-ak i n groun dwater
systems in the Atacama Desert and s trengthen the basis for rational decision-making
when manag ing respectiv e water resour c es in the Tarapacá region.

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Zusammenfassung
Verschieden e Akteure sind von den zurückgehende n Grundwasserre ssourcen i n der
Atacama Wüste Nordchiles abhängig. Derzeitige Bestrebungen im Berei ch des
Wasserresso urcenmanag ements treffen auf die schwierige Aufg abe, die oft
gegensätzl ichen gesellsc haftlichen, ökono mischen, politischen und ökologischen
Interessen zu einen. Das Finden von - im besten Falle - nachh altigen Lösungen i st oft
erschwert durc h die Unk enntnis über hydrologisc he Prozesse in den ariden Anden.
Das Ziel der vorliegende n Dissertation war es, neue Eins ichten zu lang jä hrigen,
offenen hydrogeologis chen Fragestellungen in der T arapacá Region zu erarbeiten .
Dabei wurden gefestigte Erklärungsmodel le hi nterfrag t und bisher vollkom men
unb eac htete hydrologische Funktionsweisen aufgezeigt, die i n der Ata cama Wüste
von Bedeutung s ind .
Die statistisch e A nalyse v on Lang zeit-Monitoringda ten des ari den Laguna Lagunilla s
Einzugsgebiet es , wo s ich der Grundw assersp i eg el durch Übernutzung seit den
Neunzigern mehrere Meter abgesenk t hat, zeigt auf, das s oberfläche nnahes
Grundwasser eine stark regulierende Funktion auf das betroffene lokale Klima haben
kann. Diese bis dat o unbekann ten Grundwasser-Kli ma-Kopplung en sind von ho her
Bedeutung für das Management zukünftig er und gegenwärtig er
Wasserprodukt i on sstätten in den ariden Anden.
Darüber hinau s wurde das oft diskutierte Konzept eine s unterir di schen
Grundwasser flusses von dem andinen Altiplano des Salar del Huasco Beckens zur
Pampa del Tamarugal (PdT) durch tiefe Störungszonen untersu cht. Hydrologische
Zeitreihenanaly sen, sow ie reflekt i onssei s mische Daten und geothermisc he
Untersuchung en konn ten aufzeigen, dass für ein solche s konzept ionelles Modell
keine Belege existieren. In diesem Zusammenhang kann gezeigt werden , dass
hydraulisch e Drucksign ale, die durch Grundwass erneubildung im andinen
Vorgebirge erzeugt werden, i n kürzester Zeit über zeh ner Kilomet er und mit einem
konstanten Z eitversat z zum Fußgeb irge der Atacam a Wüste übertagen wer den .
Schlussendli c h ließ sich d urc h die Analyse ei ne s großen Datensatzes stabiler Isotope
in Grundwasser darleg en, dass lokale topograph i sche Aus präg ungen westlicher,
andiner Einzu gs geb iete eine zentrale Rolle bei der Mi schung von westlichen und
östlichen Luftmassen haben, die jeweils unter schiedl iche
Isotopenzusa mmensetzungen aufwei sen . Dieser Effekt spiegelt sic h wider im
Wertespektru m stabiler Isotope im Grundwas ser und kann dahe r genutzt werden ,

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um die langjährige, regio nale Grundwa sserfließri chtung zu i dentifi zieren und di e
jeweiligen Neubildungs zonen einzugrenzen. Die Hauptg rundwasse rneubild ung für
den PdT- Aqu ifer findet sehr wahrscheinlich entlang der Endsegmente ephemerer
Flüsse statt, wobe i da s Konzept ei ner signif ikanten Neub i ldung im Bereich alluvialer
Fächer na ch Flutun gsere i gnissen in d en untersuchten F ällen hinterfragt werden
muss .
Die entwickelten Erkenntnisse sind von Bedeutung auch für andere, hydro logisch
vergleichbare Grundw assersysteme in d er Atacama Wüste und stärken die Basis für
ein evidenzb asiertes W asserres sourcenmanag emen t in der Tarapacá Reg ion.

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Resumen
Diferentes grupos de i n terés dependen de los recursos h ídri cos s ubter ráneos
decrecientes del desierto de Atacam a, en el norte de Chile . Los esfuerzo s actuales en
la gestión del agua se enfrentan con la tarea desafiante de c ontrapesar los i ntereses
sociales, económicos , polí ticos y ecológicos . Encontrar - en el caso mejor - sol uc ione s
sustentable s, es m uchas veces agravado por la fal ta de entendimiento de proce sos
hidrológico s en el ambien te de los Ande s áridos. La m eta de la presente disertación
es generar nuevos conocimientos acerca de preguntas hidrogeológ i cas a ún s in
respuesta en la región de Tarapacá. En ell a, se analiza crítica mente modelos
conceptuales estable cidos y demuestra la exis tencia de funciona mientos
hidrológico s no considera dos , que son de r elevancia por el de s ierto de A taca ma.
El análisis estad ístico de datos de monitoreo de 29 a ños medido s en la cuenca árida
Laguna Lagunillas, dónd e el agua subterránea ha sido sobreexp lotada desde hace
décadas, dem uestra que, agua s ubt erránea s om era puede tener una función
regulatorio esencial con res pecto al c lima local. Estas desconocida s interac ciones
entre agua subterránea y el c lima s on de alta i mpor tancia para la gesti ón de futuros
y presente s proyectos d e ex tracción de agua en los Andes ári dos.
Además, s e investigó el concepto c ontrov ertido de un flujo subterráneo de agua
desde el Altiplano and ino hacia la Pa mpa del Tamarugal (PdT) a través de una red de
fracturas muy pr ofundas. El análi sis de ser ies te mporales, tal como la interpr etación
de datos sísmicos y considerac iones geotérmicas, demuestran que este tipo de fluj o
profundo no se pudo verificar para el caso del complejo geológico discutido (Sa lar
del Huasco-Oasis de Pica). En este contexto es pos ible justificar que las se ñales de
presión hidráulica, generad as por eventos de recarga en la Precordillera an dina, se
transmiten rápi dam ente a trav és de dec en as de kiló metros con un retraso c on stante
hacia las estrib aciones an dinas.
Finalmente, en el marco de un análisis de un registro sustancial de datos isotópicos
estables de agua subterránea, se pudo mostrar que las diferentes condicione s
topográficas locales de las cuencas en la Pre cordillera, controlan significativ a mente
la mezcla de masas de aire occidenta l y oriental, las cua les muestran di stintas
característ icas isotópi cas. Este efecto se refleja en los valores isotópicos de agua
subterránea y, por lo tanto, es posible utilizarlo p ara rastrear flujos subterr áneos de
agua e ident ificar las zona s de re carga respe ctivas.

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La recarga principal del acuífero de la PdT ocurre más probablemente en los
segmentos finales de ríos efí m eros, mientras que es necesar io reconsi derar el
concepto aceptado de una recarga significativa en el área de los abanicos aluviales
investigado s despué s de inundac iones inter mitente s.
Las compren siones desarrollada s s on de importan cia para otros sistemas parecidos
de agua s ubterrán eas en el Atacama y apoyan la base para una gestión racional de los
recursos h ídricos vita les en la región de T arapacá.

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Contents
Abstract iii
Zusammenfassu ng v
Resumen vii
Contents ix
1. Int roduc t ion 1
1.1. Motivat ion: Vital groundwater resourc es in the hy per -arid to
arid environm ent of the Ataca ma Desert 1
1.2. From the Andes to the Pampa del Tamarugal: Hydrog eological
interdepend ence of two c om plex geol ogical sy stems 2
1.3. Outline o f the thes is 8
1.4. Referen ces 10
2. Local climate change ind uced by gr oundwater
overexploitat ion in a high Andean arid wa tershed, Laguna
Lagunillas basin, nor thern Chile 15
Abstract 16
2.1. Introdu ction 16
2.2. Study area 19
2.3. Data and m ethodology 21
2.3.1. Hydrologi c al data 21
2.3.2. Therma l infrared b ands a nd land-surface temperat ure
data from re m ote sens ing devices 23
2.4. Results 24
2.4.1. Water-level dr awdowns from 19 91 to 2012 24
2.4.2. Daily and monthly minimum and maximu m
temperature s at s tation s MLL and MCC between 1983
to 2012 25
2.4.3. Correlation s between the Southern Os cillation Index
and mmin te m perature d ata from station MC C 28

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2.4.4. Quantificati on of temperature chang es at MLL with
reference to s tation MCC 30
2.4.5. Develop ment of land-surface temper atures based on
satellite imagery 33
2.5. Discus s ion 40
2.6. Conclus ions 43
2.7. Acknowledg ment 45
2.8. Referen c es 45
3. Insights into And ean sl ope hydrol ogy: r eservoir
characteristics of the thermal P ica spring sys t em, Pampa del
Tamarugal, nor thern Ch ile 51
Abstract 52
3.1. Introdu ction 52
3.2. Geologi c and climati c setting 54
3.3. Method ology 58
3.3.1. Tectoni c and geological i n terpretation of a 2D seismic
line 58
3.3.2. Hydroch emical analy s is 60
3.3.3. Interpretat i on of hydr ological time serie s data 63
3.4. Results 65
3.4.1. Analysi s and Interpretation of a 2D reflecti on seismi c
profile 65
3.4.2. Reservo ir temper ature est i mation using
geothermo meters 69
3.4.3. Local geot hermal grad ient 70
3.4.5. Isotope hydro logy 71
3.4.6. Hydrauli c propertie s 75
3.5. Discus s ion 81
3.6. Conclus ions 84

xi
3.7. Acknowledg ment 85
3.8. Referen ces 86
4. Reassessing hydrolo gical processes that control stable
isotope tracers in groundwater of t he Atacama Desert (northern
Chile) 91
Abstract 92
4.1. Introdu ction 93
4.2. Study area 94
4.3. Data and m ethods 97
4.3.1. Groundwater sampling 97
4.3.2. Isotope s ample analys is 97
4.3.3. Isotope data 98
4.3.4. Geostati stical interpolat i on 100
4.3.5. Mathemat ical calculation of the i nter section of the
local meteoric water line and a g iven l ocal evaporation
line 101
4.4. Results 102
4.4.1. Geostati stical a ssessment of s table isotope data fro m
the Andean A ltiplano to t he PdT Aquifer 102
4.4.2. δ 2 H- δ 18 O-charts of all s table is otope data 105
4. 4.3. δ 18 O against sample altitude for samples of
compartments tw o, three and Five 106
4.4.4. Time s erie s of stable isotope samples from spring sites
between 1967 and 2 014 107
4.4.5. Depth-sp ecific stable is otope samples from the Pd T
Aquifer 107
4.4.6. 3 H sam ples from s hallow alluvial fan groundwater in
the PdT 109
4.5. Discus sion 110

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4.5.1. Hydrologi c al processe s controlling stable i sotope
tracers in th e Salar del Hu as co bas in (Altiplano) 110
4.5.2. Hydrologi c al processe s controlling stable i sotope
tracers in the Pampa del Tamarugal and Andean
Precordillera 111
4.5.3. Kriging models, regional groundwater flow regime and
identified rec ha rge are as 117
4.5.4. Recharg e mechani s ms 119
4.6. Conclus ions 122
4.7. Acknowledg ment 124
4.8. Referen c es 124
5. Syn thesis 131
5.1. Summ ary of major find ings 131
5.2. Conclus ive discu s sion 132
5.3. Topic s of further r es earch 139
5.4. Referen c es 140
List of Figures I
List of Tables V
6. Annexes VI
6.1. Acknowledg men ts VII
6.2. Outline of the author’s contribution to the self -contained
articles of the t hesis (Angaben zum E i genante i l) VIII
6.3. Supplementary data ( online) IX

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1 . I n t r o d u c t i o n
1
1. Introducti on

1. Introduction

1.1. Motivation : Vital grou n dwater resources in the hyper-arid t o arid
environmen t of the A tacama Deser t
The Ata cama Desert expa nds from the Pacific coastline of northern Chile to t he
arid Andes with altitudes above 5500 m above sea level and i s famously known
to exhibit some of the driest places on earth (More no 2007). Despite its aridity
particularly the sedimentary basins which fill respective Andean valleys, c an hold
significant groundwater resources. These serve for h uman c onsumpt ion, as
drinking water , for minin g purposes or in t he local agriculture (Valdé s-Pineda et
al. 2014 ⁠ ; Chávez et al. 2016). At the same time, the growing water demand, as
well as climate chang e, threat en and c ontin uously diminish ava ilable reso urces
(Chávez et al. 2016 ⁠ ; Valdés-Pineda et al. 2014 ⁠ ; Ribeiro et al. 2015 ⁠ ; Minvielle and
Garreaud 2011) . Both factors ha ve negative impacts on the long-ter m water
supply s ecur ity as well as groundwater-fed ecosystem s . In many cases, Andean
hydrogeolog ical systems lack a profound and scientific funct ional understand ing,
due to their complex ge ology as well as often rem ote and vastly extende d areas
which complicate data collection. Respect i ve hydro geological research has only
recently begun to i nten sify (Houston 2006a ⁠ , 2007 ⁠ , 2009 ⁠ ; Acos ta and Custodio
2008 ⁠ ; Herrera et al. 2016 ⁠ ; Ki kuch i and Ferré 2016 ⁠ ; Magaritz et al. 1990 ⁠ ;
Montgomery et al. 2003 ⁠ ; Oyarzún et al. 2017 ⁠ ; Uri b e et al. 2015) . Howev er, such
an understand ing is the very basis for optimizing water management scheme s .
In particular, high Ande an aquifers in northern Ch ile hold hitherto most ly
untouched but attractive groundwater resourc es in an othe rwise water-scarce
environment (PUC 2009). These resour ces will likely gain in importan ce
regionally in the coming years to compen s ate eventual water usage c on straints

1 . I n t r o d u c t i o n
2
imposed on convent ionally-exploited aqu ifers (PUC 2009 ⁠ ; Valdés-Pineda et al.
2014) . In this context, the presented thesis aims to advance the knowledge on the
functional hydrogeology of arid Andean groundwater systems , while focusing on
the regional Pampa del Tamarugal (PdT) Aquifer and the associated high Andean
basins (Figure 1. 1 a, b) .
1.2. From the Andes to the Pampa del Tamarugal : Hydrogeological
interdepen dence of two c omplex geolo gical systems
The broader area of work c an be s ubd ivided geographically in to four major units.
Beginning in the west, these are (Figure 1.1a): (1) the Chilean Coastal Cor dillera;
(2) the sedimentary forearc basin of the PdT (also termed Central Depr ession );
followed east by (3) the Andean Prec ordillera; and subsequently the (4) Andean
Altiplano Plateau (Jordan and Nes ter 2012). The PdT-Aquifer (Figure 1.1b) is the
largest known aquifer of northern Ch ile and it s resources serve for human
consumption to more than 300,000 inhabit ants of the Ta rapacá Region, as well
as i n the local mining industry and agriculture (Jica 1995 ⁠ ; Chávez et al. 2016) .
The aquifer s uperficially spreads over a north -south extension o f more than 1 5 0
km . While s edi mentary deposits in the PdT exhibit a total depth of up to ~1700
m below ground level (b gl) (Ne s ter 2008), the pr i mary exploited aqu ifer rea ches
a maximu m depth of ~300 m bgl (Jica 1995). Its groundwate r storage was
estimated in 1995 at ~27 km³ (Jica 1995). Howeve r, available water resour ces
are being persistent ly overexploited with drawdow n rate s of on average ~5 - 40
cm/ a in t he c entral west ern part of the Pd T (Jica 1995 ⁠ ; Chávez et al . 2016 ⁠ ;
Lictevout et al. 20 13).

The hydrology of the ar ea of work is dominated by eas t-west heading, mainly
ephemeral rivers, flo w ing throu gh narrow ravines (Quebradas) downslope, fr om
parts of the Andean Altiplano and Precordiller a (at >4000 m asl) to the plane
sedimentary b asin (at ~1 000 m asl). The relevant c atc hment s are (from nort h to
south , Figure 1.1b): Aro ma, Tarapacá, Qui pi s ca, Juan de Morales , Quisma,
Chacarilla s, and Ramada.

1 . I n t r o d u c t i o n
3

Figure 1.1 ( a) Topography of the Atacama Desert in c entral Sout h America (1: Co astal Cord ill era, 2:
Pampa del Tamarugal, 3: Andean Precordill era, 4: Andean Altiplano Plateau and high Andes), ( b)
Catchments of the area of work
Groundwater and surface water finally reach es the sinks of the PdT at its west ern
margin, where the m ag matic rocks of the Coastal Cordillera behave as an
impermeable bar rier (Jordan and Nester 2012). These sinks form terminal water
traps and – due to extensi ve evaporation – exhibit extensive salt flats (Pintad os-
and Bellavis t a-Salar) (N es ter 2008 ⁠ ; Jordan and Nester 2012). Mean annual
rainfall ( R m [mm/a] ) in t he region increases expon entially with alti tude ( A [m
asl] ) accord ing to Eq. 1-1 (Houston 2006b):

𝑅 𝑚 = 𝑒 0.0012𝐴

Eq. 1-1

1 . I n t r o d u c t i o n
4
Precipitat ion amounts below 2000 m asl a re negligible but can reach ~120 mm/a
and more ab ove 4000 m asl. Occas i onal st orm events in t he Andes – wh ich occur
particularly during austral summer, when m ore than 80% of annual precipitat ion
falls – can lead to fla s h-flo ods, wh ich fina lly reach the widespread alluvia l fans of
the PdT (Houston 2006b ⁠ , 2002) . At the same time, potential evap oration during
austral summer months accounts for ~250-350 mm/month in the plane Atacama
Desert (DGA 2015) .
Despite t he strategi c and vital importance of th e PdT-Aqu ifer , to d ate, no reli able
hydrogeolog ical model has been established for long-term groundw ater
management (Rojas et al . 2010) . This re straint is du e to conc eptual uncertaint ies
regarding the model set up. Rec harg e areas and amounts along with groundwater
inflows are not s ufficientl y understood (Rojas et al. 2010).
The encountered uncertainties are facilitated by the complex ha rd-rock geology
in the trans ition zone from the Andes to the PdT , as well as due to a low number
of respectiv e field studie s (H ouston 2002 ⁠ ; Rojas and Dassargue s 2007) . The
complexity of the groundwater system i s reflected in the heterogen i c distrib ution
of the electrical conductiv i ty, which ranges between 5000 µS/cm and 300 µS / cm
(Jica 1995), as well as the wide spectr um of δ 18 O val ues, spanning from -13 to - 6
‰ (Fritz et al. 1981 ⁠ ; Salazar et al. 1998 ⁠ ; Magaritz et al. 1989 ⁠ ; Aravena 1995).
These findings are part icularly s urprising because the low est δ 18 O valu es
correspond w i th mea surements in t he Andean Altip lano.
To explain these phenomena a most controvers i ally discussed recharge concept
was proposed, namely a deep basement fracture flow, that supposedly guides
water subsurface from th e adj acent Andean Altiplano (Salar del Huasco basin) to
the PdT-Aquifer and s om e therm al springs at the Andean foothills (Pica Oasis)
(M agaritz et al. 1990 ⁠ ; Magaritz et al. 1989 ⁠ ; Uri be et al. 2015 ⁠ ; Rojas et al. 20 10 ⁠ ;
Fritz et al. 1981 ⁠ ; Salazar et al. 1998 ⁠ ; Jic a 1995 ⁠ ; Jay ne et al. 2016). This concept
was s till considered durin g the latest attempt to m odel the PdT-Aq uifer (Rojas et
al. 2010 ⁠ ; Rojas and Dass argues 2007) . However, a first conv incing argument to
reject this hypothesis was recently ma de based on water balance c alculation s in
the framework of the c ali bration of a hydrologic al m odel for the Sa lar del Hu as co
basin (Uribe et al. 2015). Altogether, this open conceptual question holds strong
political importance for the region, because to date several attempts by mining
companies to obta i n water production ri g hts from the Salar del Hua sco b as in
have been denied by the Chilean water directorate (DGA) , i nclud i ng due to the
un resolv ed issue. Local i n habitants – particularly of the touristy Pica Oasis – f ear

1 . I n t r o d u c t i o n
5
that permission for water e xtract ions c ould lead to a reduced discharge of
respective springs at the Andean foothills.
However, the observed wide spectru m of stable isotope values in the PdT-Aquifer
has also kindled differ ent other assumpti ons, such as a recharge occurring at
different elevations along the western Andean slope accompanied by altitude
effects affecting relevant precipitation s , or thermal water-rock interactions and
a c hange of c limatic conditions (Aravena 1995 ⁠ ; Magaritz et al. 1989 ; Jayne et al.
2016 ). Moreover , another commonly a ccepted rech arge concept was i ntroduce d
based on t he assess m ent of groundwat er -level fl uctuations at wel l J8 , situate d at
the di stant alluvial fan of the Chacarillas c atchment (Figure 1.1b, Houst on 2002) .
Here, i t was argued that a di rect recharge would oc cur from alluvial fans due to
flash-flood events. Houston (2002) estimated the return period of such fla sh -
floods at four years and derived a continuous recharge amount of 200 l/ s on
average from the conc erned allu vial fan. By contra st, a publicat i on by Aravena et
al. ( 1989 ) demonstrated, that flood water from the Chacarillas catch ment is
isotopically strongly enriched (> -4 ‰ δ 18 O ) due to isotope fract ionation
processes caused by evap oration occurring in the open desert. They pointed out
that the enriched δ 18 O values of flood water could not be correlated with
groundwater of wells tha t exis ted at that time and hence drew the conclusion
that alluvial fan recharge i s probably a negligible s ource of recharge. Houston
(2002) wa s not aware of the stu dy by A ravena et al. (1989) (no citat ion).
Despite the few scientific publications on groundwater rec harg e in the PdT, some
governmental ly - financed reports intended to determine provided i nflow
amounts (DIC U C 1988 ⁠ ; DICTUC 2006 ⁠ , 2007 ⁠ ; Jica 1995) . Total recharg e was
generally approximated based on the statistical distribution of rainfall along the
different slope catchment s that host the Pampa del Tamarugal and a jointed
runoff estimation. Howev er, such attempts were re stricted by the fact that there
is only one catchment (Tarapacá bas in) that exhibit s gauging stat ion s (Lictev ou t
et al. 2013) . Nevertheles s, the mentioned repor ts ac count ed for a total mean
recharge of ro ughly 800-1200 l/s to t he PdT-Aqu ifer .
Paleo-hydrol ogical studies are ind ispensable for understanding recharg e
mechanis ms in the A tacama Desert. While the PdT remained very likely arid
during the L ate Quaternary, the Altiplano area went through stages of p romin ent
variations i n mean precipitation amounts during the last 20 k a (Cent ral Andean
Pluvial Event) (Placzek et al. 2009 ⁠ ; Plac zek et al. 2006) . It was demonstrat ed that
these period s indirectly influenced water availabilit y in the PdT, m ainly triggered

1 . I n t r o d u c t i o n
6
by stream d ischarge from th e Andean Altiplan o and Precordillera (Gayo et al.
2012b ⁠ ; Gayo et al. 2012a ⁠ ; Rec h et al. 2002) . At ~21°S latitude, age-dated anci ent
riparian vegetation indica tes that during the perio ds 17.6-14.2 ka before pre sent
(BP), 12.1 -11.4 ka BP and 2.5- 2 k a BP, regional g roundwater recharge even ts fed
the PdT -Aquifer (Gayo et al. 2012b) . Relat ing to this , me an groundwater
residence times i n the PdT were rough ly estimated t o range from a few hund red
to a few thousand y ears B P (Fritz et al. 1981).
Having s aid thi s, it remains c lear that the Andean Altiplano plays a vital rol e in
the hydrological understanding of the low - elevation Atacama Desert and the PdT .
Both topographically - and c limatic ally-distinct areas interact hydrologically by
means of either sur face run off or – as described abo ve – an eventual inter-bas in
flow of groundw ater.
In most rec ent times, an other linking factor should be considered , namely
anthropogen i c water demand and c onsumption . One of the most pro m inent
examples of this is the case of the Andean Laguna Lagunillas basin. T he closed
Laguna Lagunillas basin abuts on the western catchments that discharge into the
PdT (Figure 1.1 b) . Its unconfine d aquifer ha s served since 1992 for water
withdrawals to the m ining company BHP Billiton (100-300 l/s) , which directs the
water to the copper mi n e Cerr o Color ado in the Quipisca catchment , at the
western Andean slope (BHP Bil liton 2015 ⁠ ; Larraín and Poo 2010 ⁠ ; Yáñ ez
Fuenzalida and Molina Otárola 2008). Therefor e, it is understood that water
fluxes between the Andean Altiplano and the PdT can als o have human-indu ced
reasons. T he mentioned case holds parti c ular interest becau se an apparent
mismanage ment led to a severe dropping of the former ly shallow water table in
the Laguna Lagunillas basin (by several m eters), consequently c aus ing springs to
become dry, w hich des tr oyed the associated wetland (Yáñez Fuenzalida and
Molina Otárola 2008 ⁠ ; Larraín and Poo 2010). While such mismanagement must
be partly attributed to sheer ignor ance , an othe r essential fact or is the lac k of
hydrogeolog ical understa nding of the c oncerned groundwater system. Another
nearby closed Andean basin (Salar de Coposa basin) equally serves for water
withdrawals to a m ining company (Collahuasi Mining), although in this case, a
sustainable use of water resources appears to be more succes s ful (Acosta et al.
2009) .
In conclusion, all aspects elaborated here for m part of the difficult ies
encountered associated with water resources management in the area of work

1 . I n t r o d u c t i o n
7
and demonstrate the high hydrological interdepend ence between the ar id Andes
and the PdT .
Recent decade s have demonstrate d that water extractions from the PdT-Aq uifer
have i ncrea s ed stead i ly from round about 400 l/s in the 1980’s to almost 4000
l/s in 2013 (Chávez et al. 2016) . When compared with estimated recharg e
amounts, t he current deficit a c count s for roughly 3 000 l/s. The flouris hi ng of the
copper mining s ector in n orthern Chile a c tive ly contributed t o this developm ent,
through either direct c on sumption or indire ctly due to economic growth an d
hence populat ion growt h i n the region . Althoug h today there is not much
development to be expect ed in the regions mining sector, because most
profitable pits have been operating si nce the 1990s , agricultural water
consumption has doubled since 2005 and n owadays exceeds the water use in
mining (Chávez et al. 2016) . The hitherto constant increment of the water
demand and the associated overexploitation of available resources, emphasizes
the urgent need for a reasonably accurate conceptual and contextual
understanding of the particular hydrog eological framework, as well as an
integrated water re sources manage m ent that can count on reliable
hydrogeolog ical model s to predict water availability and aquifer re sponse s to
modern c hallenges. While the exploitation of untapped high Andean aqui fer s
promises short-term re li ef, the frivolous use of these reso urces w ill only prol ong
future social and environmental pr oblems that arise due to the increa sing
imbalance in the region’s water budget. Due to the fundamental importance of
water in every aspect of soc iety, the s ituati on has the potential to stimulate
severe conflicts. This is also true for most parts of northern Chi le, li ke the
Antofagasta Region and the Atacama Region (Figu re 1 .1 a) , where the pressure
on water resources pose s even m ore urgent problems due to the absence of
abundant aquifer s (Valdés-Pineda et al. 2014). To prevent a water crisis in
northern Chile, i n recent years a c ontrover sial 15 billion US$ project has been
proposed, with the title ‘Aquatacama ,’ for which a fea sibility study is currently
being carried out (BNam ericas 2016). The idea is to build an (at lea s t) 1600 km
submarine freshwater pipeline from Chiles water-rich south to the ari d north
(there are other similar proposals) (Via Marina 2013; CNN Chile 2017 ). The
argumentation is that such a project would be more c ost-effectiv e in the long
term than desalini zation plants, which are already successfully i n use i n the
Antofagasta region (Petry et al. 2007). Apparently , the highest risk of such a
project lies i n the hi gh societal dependence on distant supply sources and –

1 . I n t r o d u c t i o n
8
related to that – the proje c ts vulnerab ili ty reg arding natural hazards like earth-
or seaquak es . Howev er, the su ccessful management of scarce water resources i n
northern Chile is only possible when all human endeavors – in the field of either
water sciences or engineering – work t ogether for assuring a sustainable and
balanced hu m an develop m ent.
1.3. Outli ne of the thesis
The pr esented thesis fe atures t hree self-containe d artic les t hat focus on the
functional hydrogeologi cal understand i ng of the PdT and the adjacent Andean
Altiplano. The publicati ons finally aim to en ha nce the basis for rational and
optimized water re sources manag ement in the region by investigat ing and
clarifying the ea rli er elaborated hydr ogeological pr oblems and uncerta inties .

Chapter 2: Local climate change induced by groundwater overexploitat ion
in a high And ean arid w ate rshed, La guna Lagunill as basin, northern Chi le

Scheihing K, Tröger U ( 2017) Local climate change induced by ground water overexploitation in a
high A ndean a rid wa tershed, Laguna Lagunillas basin, northern Chile. H yd rogeol J 16:1817. doi :
10.1007/s10040-017-1647-4

The Laguna Lagunillas basi n is a closed arid Andean catchment at elevations
above 4000 m asl that ser ves for water withdrawal s to a copper mine (situat ed
in the PdT) owned by BH P Billiton. Since 1992 grou ndwater levels have fal len
from near -surface to several meters below groun d level. The f irst present ed
publication uses this case of groundwat er mismanagement to investig ate
unstudied effe cts of feedback s between shal low groundwater and air
temperature s in the ari d Andes . It was published as part of the topical collection
‘ Climate-chang e res earc h by early- career h ydrogeolog ists’ initiated by t he
International Association of Hydrogeologi sts (IAH) and the UNESCO-IHP
GRAPHIC project (Groun dwater Resources Assessment under t he Pre ssures of
Humanity and Climate Change) . Based on a statistical tim e series analysis of
mean minimum and m ax imum temperature data over a period of 29 years, the
case s tudy c an pro ve that the ongoing dec line of the water table i n the Laguna
Lagunillas basi n has ca used a severe local cli mat ic change. Line ar and non -linear

1 . I n t r o d u c t i o n
9
effects are being quantified . Due to the similar hydrog eological setting of other
closed arid Andean basins, yielded results are very likely transferable to similar
watershed s. The findings allow deriv ing a best-practice recommendat ion for
existing and fu ture water produ ction projects i n the ari d Andean Altiplano, to
prevent adv erse impacts on local climates.

Chapter 3 : Insights into Andean slope hydrolo gy: reservoir characteristics
of the thermal Pica spr ing system, Pampa del Tamarugal, nor thern Chil e

Scheihing KW, Moya CE, Tröger U (2017) Insi ghts into Andea n slope hydrology: Reser vo ir
characteristics of the thermal Pica spring s ystem, Pa mpa de l Ta marugal, nort hern Chile. Hydro ge ol
J 119(2):33. doi: 10.1007/s10 040 - 017 -1533-0

The second paper inquiries into the long-lived question of the ex istence or non-
existence of an i nter-basi n fracture flo w from the Andean Altiplano t o the plane
Atacama Desert. Based on an i ntegrated analys is of reflection- s eismic data,
hydrological time s erie s and hydrochemica l data, it can be demonstrated, that the
water in ques tion is b eing recharged at the Andean Precordill era at elevation s of
~3800 m asl and ci r culates to maximu m depths of ~950 m bgl. Consequ ently, in
the given case an inter- basin flow is highly unl ikely to occur . Furtherm ore,
insights i nto the geotherm al sett ing of t he t hermal P ica springs are b ei ng deriv ed
along with hydraulic slope reservoir characterist ics and corre cted mean
residence time s of ground waters that reach the And ean foothills betw een 20.4°-
20.6°S latitude.

Chapter 4 : Rea ssessing hydrological processes t hat control stable isotope
tracers in gro undwater of the Atacama Des ert (norther n Chile)

Scheihing K, Moya C, Struck U, Lictevout E, Tröger U ( 2018) Reassessing Hydrological Processes
That Control Stable Isotope Tracers in Groundwater of th e Atacama Desert (Northern Chile).
Hydrology 5:3. doi: 10.3390/hydrology5010003

The third article wa s published in the Journal Hydr ology (MDPI). It is based on a
geostatistic al assessment of 5 14 δ 18 O and δ 2 H samples from the regional PdT -
Aquifer and the adjacent Andes. The exa mination brings to light the fact that
water of each Pr ecordilleran basin exhibit s a characteristic range of isotop e
values in meteor i c wat ers . A novel explanat ion for processes t hat cause thi s

1 . I n t r o d u c t i o n
10
phenomeno n is introduce d . In addition, the effect is used to trace the r egio nal
groundwater flow regime of the PdT- Aqu ifer which allows for identifyin g
different recharge zones of the given groundw ater resources. Hen ce, concept ual
hydrogeolog ical uncertainties of the PdT-Aqui fer can be redu ced. Overall, the
results challenge the established idea of groundwa ter recharge through alluvial
fans after fla sh-floods.

Chapter 5 : ‘ Sy n thesis ’

The final chapter of this thesis discusses the applied methodologies and resultin g
findings of th e three st and-alone articles. Yielded i nsights are s et i nt o the c onte xt
of concept ual hydroge ological uncertainti es, regional water resources
management c onsiderations and topi c s of furt he r re search.
1.4. Refere nces
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del Huasco (norte de Chile) (Environmental impacts of groundwater production in the Salar de l
Huasco basin (Northern Chile)). Boletín Geológico y Minero(119 ):33 – 50
Acosta O, Re ngifo P, Dzogolyk E, Muñoz JF (2009) De la e xploración hidrogeológica a la gestión hídrica
avanzada, Salar de Coposa, norte d e Chile (From hydrogeological e xploration to an advanced water
resources management, Salar de Coposa, northern Chile). GEOMIN 2009 Antofagast a, Chile
Aravena R (1995) Isotope Hydrology and Geochemistry of North ern Chile Groundwaters. Bull. Inst. fr.
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BHP Billiton ( 2 015) BHP Billiton Ch ile Sustainability re port 2014.
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eng150518sustainabilityreport2014bhpbillitonchileoperations. pdf. Acce ssed 17 May 2016
BNamericas ( 2016) Chile's Aquatacama water pi peline project still in the works.
https://www.bnamericas.com/en/news/waterandwaste/ chile s-aquatacama-wa ter-pipeline-
project-still- in - the -works1. Accessed 5 May 2017
Chávez R O, Clevers J, Decuyper M, Bruin S de , Herold M ( 2016) 50 years of water e xtraction in the Pampa
del Tamarugal basin: C an Prosopis tamarugo trees survive in the h yp er -arid Atacama Desert
(Northern Chile)? Jour nal of Arid Environments 124:29 2 – 303. doi:
10.1016/j.jaridenv.2015.09.007
CNN Chile (2017) Agenda A grícola: Má s riego y e l ectricidad p ara Chile, ¿es posible?
http://www.cnnchile.com/noticia/2017/06/24/agenda-a gricola-mas-riego-y-electricidad-para-chile-
es -posible. Accessed 25 June 2017

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DGA (2015) Información Oficial Hidrometeorológi ca y de Calidad d e Aguas e n Línea - Oficial on line
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DICTUC (2006) Actu alización de l a estimación de la recarg a acuíferos d e Pa mpa de l Tamaru gal y
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A, Ga mboa C, Lictevout E (2 016) Groundwa ter f low in a closed basin with a saline shallow lake in
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mechanisms, magnitudes and causes. Hydrol. Process. 16(15):3019 – 3035. doi: 10.1002/hyp.1086
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23(16):2383 – 23 93. doi: 10.1002/hyp.7350
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Jordan TE, Nester PL (2012) Th e Pampa del Tamarugal forearc basin in Northern Chile. Tectonics of
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recharge rates in a closed Altiplano basin, northern Chile. Hydrogeol J. doi: 10.1007/ s 10040 -016-
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mercado (Water conflicts in Chile - between hum an rights and the rules of the free market), 1a ed.
[s.n], Santiago, Chile
Lictevout E, Maas C, Córdoba D, Herrera V, Payano R (2013) Recursos Hídricos Re gión de Tar apacá -
Diagnóstico y Sistematización de Informació n [Water resources in th e region Tarapacá - D iagno sis
and systematisation of existing information]. U niversidad Arturo Prat, Iquique, Iquique
Magaritz M, Arave na R, Peña H, Suzu ki O, Gri lli A (1989) Wat e r chemist ry and isotope study of streams
and springs in northern Chile. Journal of Hydrology 108 :323 – 341 . d oi: 10.1016/0022-
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(2009) Climate in the dry cen tral Ande s over geologic, millennial and interann ual timescales.
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13
PUC (2009) Levantamiento Hidrogeológico para el De s arrollo de nuevas fuentes de Agua en áreas
prioritarias de la zona norte de Chile, Regiones XV, I, I I y III (Hydroge ological st udy for the
development of new water resources in northern zones of Chile, regio nes XV, I, II a nd III).
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2 . L o c a l c l i m a t e c h a n g e i n d u c e d b y g r o u n d w a t e r o v e r e x p l o i t a t i o n
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2. Local climat e change induce d by g roundwater ov erexploitation

2. Local climate change induced by
groundwater overexploitation in a h igh
Andean arid wate rshed, Laguna Lagunillas
basin, northern Chile
Konstantin W. S cheihing a ,* , Uwe Tr öger a

a Department of Applied Geosciences, Hydrogeology Research Group, Technische U nivers ität
Berlin, Berlin 10587, Germany

* corresponding author: [email protected]

Citation:
Scheihing K, Tröger U ( 2017) Local climate change induced by ground water overexploitation in a
high A ndean a rid wa tershed, Laguna Lagunillas basin, northern Chile. Hydrogeol J 16:1817. doi:
10.1007/s10040-017-1647-4

Article history:
Received: 03 November 2016 / First Online: 14 August 20 17

This is a postprint-version. T he final publication is ava ilable at Springer via
https://doi.org/10.1007/s1004 0 -017-1647- 4.

2 . L o c a l c l i m a t e c h a n g e i n d u c e d b y g r o u n d w a t e r o v e r e x p l o i t a t ion
16
Abstract
The Laguna Lagunillas basin in the arid Andes of northern Chile exhibit s a
shallow aq uifer and is exposed to extre me ai r tempe rature variations fro m 20 to
-25°C. Between 1991 and 2012, groundwat er levels in the Pampa Lagunil las
aquifer fell from near-surface to ~15 m below gro und level (bgl) due to severe
overexploitati on. In the same peri od, local mean monthly minimu m
temperature s started a declining trend, dropping by 3 - 8°C relative to a nearby
reference station. Meanwhile, mean monthly maximu m summer temperatures
shifted abruptly upwards by 2.7°C on average i n around 1996. The observed air
temperature d ownturns and upturns ar e in accorda nce with dete cted anomalies
in land-surfac e temperat ure imagery. Two major factors m ay be causing the local
climate chan ge. One is re lated to a water-table de cline below the evapo rative
energy potent ial extin c tion d epth of ~ 2 m bg l, which ca uses an up-heating of the
bare soil surface and, in turn, influences the lower atmosphere. At the sa me time,
the removal of near-surfa c e groundwater reduces the thermal conductivity of the
upper sedimentary layer , which consequently diminishe s the heat excha nge
between the aquifer (constant he at source of ~10°C) and the lower atmosphere
during nights, leading to a severe dropping of minimum ai r temperature s . T he
observed critical water-level drawdown was 2 – 3 m bg l. Future and existing
water-produ ction projects i n arid hi g h Andean basin s with shallow groundw ater,
should avoid a decline of near -surface groundw ater below 2 m bgl and take
groundwater -climate interactions into ac count when identifying and monitor ing
potential env ironmental i mpacts.
2.1. Introduc t ion
The Pampa Lagunillas and the related wetland Laguna Lagunilla s are situ ated in
the remote arid Andes of northern Chile at an elevation of >4000 m above sea
level (asl), at 19.55 °S, 68. 5 ° W ( Figure 2.1a, b). In 1982 the Chilean c entral water
directorate (DGA) granted BHP Billiton (BHP) inst antaneous water withdrawal
rights from the respective aquifer of 300 l/s (DG A resolution Nº425) (Yáñez
Fuenzalida and Molina Ot árola 20 08).

2 . L o c a l c l i m a t e c h a n g e i n d u c e d b y g r o u n d w a t e r o v e r e x p l o i t a t i o n
17
Figure 2 .1 (a) Map of central South
America (study area marked by red
rectangle), (b) Topographic map of the
area of work together wit h relevant
meteorological stations

2 . L o c a l c l i m a t e c h a n g e i n d u c e d b y g r o u n d w a t e r o v e r e x p l o i t a t i o n
18
Groundwater was intended to be used in the Cerro Colorado copper mine,
situated 45 km f urther west, whi ch started commercia l prod uction in 1 994.
Water withdraw als starte d after the year 1991.

In 2002 it was noted by the local c om munity (Aymara) that the wetland of the
Laguna Lagunillas ba si n together with t he 5 related springs ha d dri ed o ut, due to
a s evere decrease of the w ater table (Yáñez Fuenzali da and Molina Otárola 2008 ⁠ ;
Larraín and Poo 2 010) . As part of the penalty imposed on BHP, the company
agreed to irrigate the w etland artificially (with water from the same aquifer, ~25
l/s, starting i n ~2006) and to take c are of its full res toration on a long -term basis
(Yáñez Fuenzalida and Molina Otárola 2008 ⁠ ; BHP Billiton 2015). However, as
part of the actual water management plan, water withdrawals fro m the aquifer
continue. BHP reports today’s water withdrawals to be ~130 l/s (BHP Billiton
2015) . At the same time, BHP wants to extend the operation of the Ce rro Color ado
mine up to the year 2023, for which an environm ental impact study i s still bein g
carried out and which also include s the Laguna Lagunilla s watershed (BHP
Billiton 2015 ⁠ ; SEA 2014) . While direct impacts on flora and fau na due to water
shortage are u sually c onsidered in such impact studies, under t he given extre me
weather conditions in the arid Andes, climatic implications should also be taken
into account, as demonstrated by thi s s tudy. Maximum and minimu m dai ly air
temperature s in au stral summer can reach up to 20°C and can fall in winter down
to -25° C (this study). At the sa me tim e, land su rface te m perat ures (LS T) of
relevant sedi m entary bas ins fluctuate betw een 50°C and <-20°C (this study).

Determin ing the interpl ay b etween groun dwater withdrawals, so il mo isture,
atmospheri c water vapor , and land-surface and lower atmosphere temperatur es ,
was the objective of earlie r studies (Boucher et al. 2004 ⁠ ; Lo and Fami glietti 20 13 ⁠ ;
Zou et al. 2014 ⁠ ; Alkhaier et al. 2012b ⁠ ; Alkhaier et al. 2012a ⁠ ; Zeng et al. 2016 ⁠ ; Zeng
et al. 2017 ⁠ ; Maxwell and Kollet 2008) . Shallow groundw ater is associated with
wetter s oil pro fi les because o f upward water and vapor fl uxes (Alkhaier et al.
2012b). Solar energy abso rption due to evaporation, by s oil m oisture and near -
surface groundwat er, is known to have a regulating impact on both land -surf ac e
temperature s and maximum air tem peratu res in the lower atmosphere (Lakshmi
et al. 2003 ⁠ ; Whan et al. 2015 ⁠ ; Berg et al. 2014 ⁠ ; Alkhai er et al. 2012b ⁠ ; Alkhai er et
al. 2012a). Ap art from t hat, near-surf ace ground water increase s the t hermal
conductivity of top-soil la yers (Alkhaier et al. 2012b).

2 . L o c a l c l i m a t e c h a n g e i n d u c e d b y g r o u n d w a t e r o v e r e x p l o i t a t i o n
19

Therefore, although it is understood theoretically that near -surface groundw ater
plays a vital role in energy balances between the lower atmosphere , the grou nd
surface and the subsurfac e, in practice (in terms of environmental m anage ment),
there is seldom awareness regarding its r egulating function on local clima tes.
This may also b e due to numer ous climate change studies that re ly on large -scale
modelling approac hes wh i ch are understand ably limited i n complexity and often
hard t o test for a c cura cy a nd impact i n relat i on to a spec ific site. Opposed t o that,
this case stu dy is based on long- term monitorin g data and hen ce is able to
examine the concrete relation between a decrease of water tables and c hang es in
daily and monthly minim um and maximum air tempera ture s at a mismana ged
arid Andean water-produ ction site. By a statistical analysis of time series from
two nearby meteorologi cal station s over 29 years, tangible c li matic cha nge s can
be quantif ied.

As far as the authors are aware, the given publication i nvestigat es unstud ied
effects of prominent feedbacks between shal low groundwater and air
temperature s in the arid Andes. Bas ed on the observed phenomenon, a
recommendat i on for groundwater m anage ment practices in aki n Andean
environment s is prop osed.
2.2. Study area
The Laguna Lagun illas (LL) basin is a typical Altipl ano sedimentary basin i n the
arid Ande s of northern Chile (Figure 2. 1a, b). It is enclosed by Oligoc ene to
Mi ocene volcan i c and plutonic rocks with a longitu dinal Miocene to Quaternary
sedimentary fill called Pampa Lagunillas (Sernage omin 2003 ⁠ ; Kikuchi and Ferré
2016) . The latter makes up the explo i ted unconfined shallow aq uifer wh i ch
originally (prior to 1992) exhibited a total water saturated thickn ess of ~30 m
(at well LA-4) to ~1 35 m (at well LA-3) with a hydrauli c c onductiv ity of 0.3 t o 30
m/day (Kikuchi and Ferré 2016 ⁠ ; Errol L. Montgomery & Associates 2005) ( Fi gure
2.2a, b).

2 . L o c a l c l i m a t e c h a n g e i n d u c e d b y g r o u n d w a t e r o v e r e x p l o i t a t i o n
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Fi gure 2 . 2 ( a ) Precipitation (P, blue bars) and wa ter - table depth ( colored circles) in 5 observation we lls in the Laguna Lagunillas basin, 1991 - 2012
( b ) Comparison of result ing groundwater - level contour lines between October 1992 (undisturbed conditions) and October 2005, based on data reported by Errol
L. Montgomery & Associates (2005) (arrows mark approxim ate groundwater flow direction)

2 . L o c a l c l i m a t e c h a n g e i n d u c e d b y g r o u n d w a t e r o v e r e x p l o i t a t i o n
21
Around the w etland Lagu nilllas, in the south of t he basin, a salar ( s alt flat) c an b e
found. In total the bas in stretches over an elevation range of 4000 -4800 m asl
and c overs an area of 194 km². Mean annual precipitation is ~140 m m (at ~4050
m as l); m ore than 80% of the prec ipitation fal ls during aus tral summer (Houst on
2006b) . Due to its remo te locality, few relevant scientific studies have been
published on t he area of work so fa r.

Groundwater temperatur es in the shallow Pampa Lagunillas aquifer are around
8-13 °C (Montgo mery and Rosko 1996 ⁠ ; Kikuchi and F erré 20 16). Sim ilar shallo w
groundwater temperat ures are associated with the Salar del Huasco basin
(Figure 2.1b). However, deeper groundwater and rising springs i n the Salar del
Huasco basin c an reach 15-20°C (PUC 2009 ⁠ ; Scheihing et al. 2017 ⁠ ; Uribe et al.
2015) . These groundw ater temperatur es lie notably a bove the annual mean air
temperature s in the region of 5°C (9°C during s um mer months) (R isacher et al.
2003) , which is commonly a thres hold for expected groundwater temperatures .
The Andean Altiplano of northern Chile is known for its s teep geotherma l
gradients, therefore geothermal energy sources c an i nfluen ce groundwater
temperature s (Herrera et al. 2016 ⁠ ; S anchez-Alfar o et al. 2015 ⁠ ; Reyes and Vidal
2011 ⁠ ; Tas si et al. 2010 ⁠ ; Aravena et al. 2016) . However, such hi gh groundw ater
temperature s are not pr oven for the Laguna L agunillas ba s in.
2.3. Data and methodology
2.3. 1. Hydrological data
Daily meteorol ogical data used in this study or iginate fro m station Laguni llas
(MLL, ~4030 m asl); the data are collected by DGA. Temperature data were
available for the period Jan 1983 to Dec 2011. As a reference, temperature data
from the Collacagua station (MCC, ~4013 m as l) w ere used for the same period.
The MCC station is likewise maintained by DGA and it is situated in the adjacent
Salar del Huasco basin approximately 12 km south of station MLL, close to a
perennial stream.

2 . L o c a l c l i m a t e c h a n g e i n d u c e d b y g r o u n d w a t e r o v e r e x p l o i t a t i o n
22
Time-series data of water table depth for the LL were collecte d by BHP and were
usually measured twi ce a m onth, beginning in 1991. By Chilean law, all releva nt
data are ava ilable to the p ublic (ODEA 201 6 ⁠ ; DGA 2015) .

Unfortunately, there are a few periods where precipitation and temperature data
are missing. Monthly pre c ipitation data for s tatio n MLL are missing for (DGA
2015) : Apr to Jun 1993, Apr 1995 to Jan 1997, Nov 1999, March 2010 and Dec
2011. Missing daily tempe rature data from station MCC and MLL are s ummari zed
in T able 2.1 . The times series show that 10% of the potent ial total number of days
are as sociate d with missing data and that the m issing data points are randomly
distributed over the whole dataset. Only at station MLL is a larger data gap
present, between Apr 1995 and Jan 1 997. Howev er, the missing data point s ha ve
little impa ct on the over all evaluation, as the observation period is i n total 29
years and discussed temp erature change s are being reflected strongly in the data.

To quantify trends in the water-level time series da ta, linear regression (LR) was
applied. To identify statistically the signifi cant chang e points in relevant time
series, two non- param etric ho m ogene ity test s (P etti tt’s test and Buishan d’s te s t)
were used (Pett i tt 197 9 ⁠ ; Bui shand 1982) . N eithe r test require s assu m ptions
about the distribut i on of the analyzed data, and missing data points were i gno red
in the asses sment. The Pettitt’ s test i s based on the null hypothesis ( H 0 ) that the
respective time series is homogeneou s. It assess whether the variables follow one
or more di stributions that have the same locati on parameter (Pettitt 1 979) .
Table 2.1 D escriptive s tatistics of daily minimum (dmin) and maximu m ( dmax) t emperature datasets of
station MCC and MLL (1983-2012)

Station MCC

Station MLL

Tdmin

Tdmax

Tdmin

Tdmax

No. of days (1983-2012)

10592

10592

10592

10592

No. of days with missing data

1088

918

1079

1339

No. of available data points

9504

9674

9513

9253

Min

-19.6

-0.5

-26.0

-3.8

Max

13.0

25.5

14.8

23.8

Mean

-5.9

15.0

-7.8

13.5

Std. deviation

4.8

3.8

6.1

3.5

2 . L o c a l c l i m a t e c h a n g e i n d u c e d b y g r o u n d w a t e r o v e r e x p l o i t a t i o n
23
If thi s is pr oved false, the alternative hypothe s is ( H a ) is true, that there is a time t
from which the variables show a c hange of the location parameter. Then the
change point t c an be determined. The null hypothesis of Buishand’s test is that
the variable s follow one or more d i stribution s that have th e same mean. If thi s is
proved false, the alternative hypothe sis is true, that there exists a time t from
which the variable s chang e in terms of the mean. T he respe ctive c hange po int t
can then be id entified.
Both test s work with a significanc e level α of 5 % (meaning a confidence inte rval
95 %). Indicated p -values are a measure of risk of being wrong when reject ing
the null hypothe sis. If the p -value is higher than the significance level, the null
hypothesis c annot be rej ected.

Further, the Mann-Kend all test was executed to identify long-term trend s in
respective time series (Kendall and Gibbons 1990 ⁠ ; Yue and Wang 2004 ⁠ ; Lehmann
2006) . When analyzing autoregressive temperature time series, an adjusted form
of the Mann -Kendall test is usually appl i ed (Yue an d Wang 2004).

The cross-c orrelation of two time -series was quantified by the Pearson
correlation coefficient (Le hmann 2006 ⁠ ; Kendall and Gibbons 1990) . It m easur es
the degree of line ar correlation between two variables for a preset number of
time steps (lag), to explain how much of the variabi li ty of a variable is explained
by another v ariable.
2.3. 2. Th ermal infrared bands and land -surface temperature data from
remote sensi n g devices
To verify changes detected i n air temperatur e ti m e series, an assessment of
thermal infrared and land-surfa ce temp erature (LS T) dat a wa s carri ed out b y a
qualitative comparison of different s pectral images of different years and under
different s easonal c ond itions. A detailed quan titativ e asse ssment of respe ctiv e
data was impeded by the s poradi c unava ilability of respect i ve imagery.
Occasionally o ccurring c loud cover a lso reduced the applicable data s et.

The presented data for 2000-2014 were based on measurement s taken by the
ASTER remote sensory d evic es on board NASA’s Terra satellite which started

2 . L o c a l c l i m a t e c h a n g e i n d u c e d b y g r o u n d w a t e r o v e r e x p l o i t a t i o n
24
observations in 1999 (NA S A 2017) . Imagery prior to 2000 originated from the
Landsat 5 satellite (USG S 2017). Both satellite s possess thermal i nfr ared (TIR)
sensors which detect land- su rface temperature anomal ies. However, to calculate
absolute surface temp eratures from t his da ta, atmospher ic correction
parameter s need to be obtained from atmosphe ric models, typically m ade
available by NASA ( NASA 2014 ⁠ ; Barsi et al. 2005 ⁠ ; Jiménez-Muñoz and Sobrino
2003) . However, NASA do es not prov ide this data for dates prior to 2000, which
inhibits the conversion of TIR -band data from Landsat 5 imagery into abso lute
temperature value s (NASA 2014). Nevert heless, a comparison of TIR- data from
Landsat 5 was c arrie d out based on a r escaling of raster data values from 0 to 1.
Presented absolute LST values from the ASTER data were retr i eved as a standard
product from NASA ( N ASA LP DAA C 2017) . Absolut e accuracy of u sed imager y is
indicated as 1.5°C in an environment with surface tem perature s of ~ 27° C and
±2°C globally (Barsi et al. 2005 ⁠ ; NASA 2002).
For data from the ASTER T IR -sen sors, it is also possible to c ompare day and night
imagery (spatial resolutio n 90 m). Landsat 5 TIR -data provide only day i magery
in the area of w ork ( spatial resolution 120 m, re s ampled to 3 0 m by NASA).
2.4. Results
2.4. 1. Water-level drawdow ns fr om 1991 to 2 012
Fi gure 2.2a displays the water-table dec line in the LL from 1991 to 2012 (no data
available between June 1991 and January 1994; t he positions of observati on
wells in the LL are displayed in Fi gure 2.2b) . Wh i le water tables m easur ed in
1991 reflected natural conditions in the watersh ed, during the following two
decades the water level s fell severely. At the end of 2011, well L A-1 show ed a net
decline of 18.5 m, LA-3 of 10.8 m, LA-4 of 10.4 m, LA- 5 of 10 m and level s at LA -7
fell by 13.5 m. Hence the w ater table fell on average by 0.5 – 1 m/a. The decl ining
trend is appr oximated by res pective l i near r egression trend line s ( Fi gure 2. 2a).

Years of increased precipitati on dampened the decl ine a little (e.g. 1999 and
2001; Fi gure 2.2a). The slight groundwater recovery i n 2005 is likely explain ed
by a copper production decrease (as reported by BHP) , induced by an earthqu ake

2 . L o c a l c l i m a t e c h a n g e i n d u c e d b y g r o u n d w a t e r o v e r e x p l o i t a t i o n
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in the region of the Cerro Colorado m ine (GFZ 2015). Jumps in the time-seri es
probably reflect the opera tional man agement of the respe c tive prod uction wells
( Fi gure 2.2). Betwe en 1995 and 1999, when temperature changes begin to be
detectable (see next s ect i on), drawdowns totaled 2- 3 m c ompar ed to natural
conditions ( Fi gure 2 .2a).

Fi gure 2.2b documents the chang e of the groun dwater flow direct ion and
groundwater contour li n es between the years 1992 and 2005 (based on data
from Errol L. Montgomery & Associates (2005)). At the same time, false color
Landsat imagery depicts the general retreat of surface vegetation associated with
the wetland area where groundwater levels were found originally n ot m ore than
~0.2 m bgl (observatio n well LA -5). T he groundwater level at the lo c al
meteorolog ical station in 1991 stood at ~1 m bgl (LA -3). Comparin g
groundwater -level contour lines between 1992 and 2005 demonstrate s that the
whole sedimentary basin experienced a water -level decline of ~6 m compared to
natural conditions in this period (groundwater-leve l contour line 4028 m as l i n
1992 compared to contour line 4022 m as l i n 2005). The strongest water- level
declines we re assoc iated with the pr oduction wells.
2.4. 2. Daily and monthly mini mum and maximum temperatures at stations
MLL and M CC betwee n 198 3 to 2012
Fi gure 2.3 displays daily and monthly minimum an d maximum air temper ature
data for the meteorolog i cal stations MLL and MCC. MCC serves a s a ref erence
station due to i ts location only 12 km south of station MLL, and it s s imilar
elevation and hydrological environment (se e section 2.3). Both datasets are
separated into two sub datasets, 1983-1995 (subs et 1) and 1997-2012 (subset
2), i n Fi gure 2.3. This is b ecause there is a 2- year data gap i n the time series of
station MLL between 1995 and 1997. At the sam e time, i t is approximately in this
period where a change in the ti me series is seen to begin (see al so section 2.4.4 ).

2 . L o c a l c l i m a t e c h a n g e i n d u c e d b y g r o u n d w a t e r o v e r e x p l o i t a t i o n
26

Fi gure 2 . 3 D a ily (d) minim um and maximum and monthly (m) mean minimum and maximum temperatures at station MC C and MLL

2 . L o c a l c l i m a t e c h a n g e i n d u c e d b y g r o u n d w a t e r o v e r e x p l o i t a t i o n
27
At MCC, mean monthly max imum (mmax) tempera tures os cillate between 8 and
20°C throughout a yea r. Mean monthly m inim um (mmin) temperature s at MCC
plot between 3 and -12°C. Very similar temperat ure ranges can be i dent ified for
time series ML L1 mmax and MLL1 mmin respec tively. Howev er, the 2-year
average of MLL1 mmax tends to lie at ~2°C be low the 2-year av erage of the t ime
series MCC 1 mmax.

High cross-corr elation coefficient s (0.7, at lag 0) for trend li nes of MCC1 mmax
and MLL1 mmax, as well as MCC1 mmin a nd MLL1 mmin, demonstrate that
respective temperatures at both stations follow the same cycles of slight up and
down turns b etween 1983 and 1995 (F igure 2.4) . However, the s ame c alculat ion
for the period 1997-2012 (MCC2 and MLL2) reveals that the trend lines of b oth
stations decouple . No positive cross-correlation can be verified for this period.
This phenomenon can also be quantified by the modified Mann -Kendall trend
test for autoreg ressive time ser ies (after Yue and Wang 2004). While mean
monthly temper atures fo r MCC1 and MLL1 do not fol low any appar ent trend
(according to the m odif ied Mann-Kendall tes t), mean monthly temperature s for
time s eries MCC2 follow a s lightly rising trend, and data of MLL2, in c ontrast,
follow a decl ining trend ( T able 2.1).

Figure 2.4 Cross-correlation calculat ions for 2 -year centered ave rage trend lines of mmax and mmin
temperatures of stations MCC and MLL (dashed lines mark 95 % confidence interval)

2 . L o c a l c l i m a t e c h a n g e i n d u c e d b y g r o u n d w a t e r o v e r e x p l o i t a t i o n
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Table 2.2 Descriptive statistics and modified Mann-Kendall test calcul ations (for Fi gure 2.3)

MCC1
dmax

MCC2
dmax

MLL1
dmax

MLL2
dmax

MCC1
dmin

MCC2
dmin

MLL1
dmin

MLL2
dmin

Descriptive statist ics

Minimum

-0.5

1.1

-2.8

-3.8

-18.6

-19.6

-17.2

-26.0

Maximum

25.5

24.9

22.4

23.8

9.6

13.0

14.8

12.8

1st Quartile

12.0

12.5

10.6

12.0

-10.0

-9.0

-9.0

-14.8

Median

15.0

15.4

12.8

14.6

-7.0

-6.0

-6.3

-9.7

3rd Quartile

17.8

18.0

14.8

17.0

-3.0

-2.0

-3.3

-4.2

Mean

14.8

15.0

12.5

14.4

-6.3

-5.4

-6.0

-9.3

Variance ( n )

15.4

14.2

9.8

13.4

22.6

23.8

18.0

47.0

Std. dev. ( n )

3.9

3.8

3.1

3.7

4.7

4.9

4.2

6.9

Modified Mann-Kendall test statist ics , α = significance level, p -value is two-tailed

Trend

No

Rising

No

Declining

No

Rising

No

Declining

Se n's slope

-

0.008

-

-0.006

-

0.01

-

-0.009

p -value (two-
tailed)

0.196

0.022

0.953

<0.0001

0.709

0.013

0.665

0.003

α

0.05

0.05

0.05

0.05

0.05

0.05

0.05

0.05

Table 2.2 summarizes the descriptive statistics of all datasets. In partic ular, the
strong increase of the variance between MLL1 and MLL2 daily mi nimu m
temperature s (dmin) is striking. It rises from 18 .0 to 47.0. The i ncreas e of
variance demon strates that tem peratu re up and d ownturns are less buffer ed.
Also, the mean of s erie s MLL2 dm in i s 3°C lower than that of MLL1 dmin. In
parallel, average daily maximum (dmax) temperatures at MLL ris e by ~ 2°C.
Differences between data from MCC 1 and MCC2 are much more moderate and
are in the range o f expected natural v ariations.
2.4. 3. Correlations betwee n the Souther n Oscillat ion Index and mmin
temperature da t a from s tation MCC
Naturally occurring temperature fluctuati ons as well as precipitat ion variations
in the Central Ande s and northern Ch i le wer e earlier as s ociated with t he El Ni ñ o
Southern O scillation; in particular w ith the Southern Oscillation Index ( SOI)
(Houston 2006b ⁠ ; Lavado Casimiro et al. 2012 ⁠ ; Cerveny et al. 1987).

2 . L o c a l c l i m a t e c h a n g e i n d u c e d b y g r o u n d w a t e r o v e r e x p l o i t a t i o n
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Figure 2.5 Correlation between MCC mmin temperatures (standardized only for visualization) and the
SOI (dashed lines mark 95% confidence interval)
At reference station MCC i t can be shown that the 2- year trend line of mmin
temperature s correlates positively and statisti cally s ignificantly with the SOI
between 1984 and 2011 (Figure 2.5 ). This implies that during La Ni ñ a conditions,
strong easterly trade w inds favor warme r night co nditions in the area o f work.
A posi tive correlation between mmax temperatures of station MCC and the SOI
cannot be establi s hed, which indicate s that there are add itional or other
influencing factors. Mmin temperatures represent nig ht temperat ures and mmax
temperature s reflect approximately midday temp eratures. Effects associated
with cloud cover, in particular, can affect dmax temperature s s ignifi cantly, which
could be a rea s on for the differing observ ations.

However, it is reasonab le to as sume that tempe rature time serie s at station M CC
reflect natural temperatu re variati on s in the locality of the area of work. T here
are two reason s f or this. (1) Cross-correlations between dm in and dm ax
temperature s at s tation MCC and MLL for the period 1983-1995 demonstra te a
high, statistically si gni ficant c orrelation at lag 0 (section 2.4.2), whi ch imp lies
that both stations followe d the same tem peratur e trends during thi s time. (2) The
2-year trend line of mmin temperatures at station MCC correlates over a period
of 29 years with the SOI, which is a major climate index for the Southern Pacific
region (Trenb erth 1984 ⁠ ; Stenseth et al. 2 003 ⁠ ; Ropelewski and Halpert 1987).

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2.4. 4. Quantification of temperature chan ges at M LL with reference to station
MCC
To assess s truct ural breaks in the annual variance of d min and dmax
temperature s, two homog enei ty test were applied (Pettitt’s test and Buishan d’s
test, Table 2.3 ) . Both tests i dentify struc tural breaks for the annual variance ti me
series at station MLL ( Figure 2.6). These occurred approximately i n the period
1994 -1997 for dmin temperatures and in 1999-2001 for dmax (data gaps in 1995
and 1996).

At the same time, no structural break c an be detec ted for the time series of station
MCC. The detected shift in values of varian c e indicate a relat ively fast (non -
linear) and local system change that affected, particularly, extreme minimum and
maximum a ir temperatur es in the Laguna L agunillas bas in.
The here encount ered effects on mmin te mperatures were strong er than on
mmax temperature s (variance rose by 160% for mmin compared to 35% for
mmax).

Figure 2.6 Annual variance of (a)
dmax and (b) dmin temperatures at
MCC a nd MLL with change points as
calculated by Pett itt’s test (m=m ean).
Structural breaks occur in the ye ars
~1994 and ~1999 a t station MLL.
The variance time serie s of station
MCC exhibit no structu ral break for
the whole observation period.

2 . L o c a l c l i m a t e c h a n g e i n d u c e d b y g r o u n d w a t e r o v e r e x p l o i t a t i o n
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Table 2.3 Results of homogeneity tests (for Figure 2 .6 and Fi gure 2.7b). t = change point (year), α =
significance level. The p -value is two-tailed

Parameter

Pettitt’s test

Buishand’s test

Variance MLL dmax ( Figure 2.6 )

t

1999

2001

p -value

0.010

0.006

α

0.05

0.05

Variance MLL dmin ( Figure 2. 6)

t

1994

1994

p- value

< 0.0001

< 0.0001

α

0.05

0.05

Variance MCC dmin (Figure 2.6)

t

-

-

p -value

0.255

0.208

α

0.05

0.05

Variance MCC dmax ( Figure 2. 6)

t

-

-

p -value

0.621

0.135

α

0.05

0.05

Monthly max (mmax) summer temperatures ( Fi gure 2.7 b)

t

1995

1995

p -value

< 0.0001

< 0.0001

α

0.05

0.05

Fi gure 2.7a depicts the variations of average mmin tem perature s during austral
summer (December-Febr uary) and winter (June-Aug ust) from 1984 to 2012. The
annual temperat ure diffe rences between s tation MLL and the referenc e station
MCC were calculated. T he temperature differ ences for both seasons demonstrate
a dec lining trend since the beginning of water withdrawals i n 1992 (ac cording to
the Mann-Kendall test, Table 2.4). While differences prior to 1992 fall i nto a range
of ±1°C, the time series decl ines to values of up to -8°C in the follow i ng years.
Local max i ma for time ser ies of st ati on MCC and MLL s eem to be associated with
La Niña condit ions (se e section 2.4.2).

2 . L o c a l c l i m a t e c h a n g e i n d u c e d b y g r o u n d w a t e r o v e r e x p l o i t a t i o n
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Fi gure 2 . 7 Comparisons of the d evelopment of (a) mmin temp eratures and (b) mmax temperatu res, at stations MLL and MCC for summer and winter periods (1984 - 2012)

2 . L o c a l c l i m a t e c h a n g e i n d u c e d b y g r o u n d w a t e r o v e r e x p l o i t a t i o n
33
Table 2.4 Results of Mann -Kendall trend tests (for Fi gure 2.7 a, b). α = significance level. The p -value is
two-tailed

Parameter

Difference in summer

Difference in winter

Monthly min (mmin) ( Fi gure 2.7a )

Trend

Declining

Declining

S en's slope

-0.187

-0.385

p -value

0.012

0.005

α

0.05

0.05

Monthly max (mmax) ( Fi gure 2.7 b)

Trend

No

No

S en's slope

-

-

p -value

0.132

0.124

α

0.05

0.05

In conclusion, mmin temperature s in winter have been lowered by about 3 – 8°C
compared to expected natural condit ions as approximately represented by the
reference station MCC. Additi onally, the resulting yearly temperature differen ces
show a declining trend . Likewi se, mmin temperatu res in summer fell by up to
~4°C with regard to the r eference station and resul ting temperature differen ces
show con cordantly a de clin ing trend.
Fi gure 2.7b display s the development of average mmax temperatures for the
summer and winter seasons at station MCC and MLL. From 1992 onward, the
respective differenc e fun ction shows no apparent trend f or both seasons. T he
only remarkable observation is made for mmax temperatures of the summer
season where around the year 1995 (data gap in 1996 and 1997) a s hift of mmax
temperature s by ~2.7°C occurs (slightly differ ent change point t o the struct ural
break in the re s pective v ariance ti me series, Fig ure 2.6 , T able 2.3 ).
2.4. 5. Dev elop ment of land-s urfac e temperatures b ased o n satelli te imagery
Based on selected imagery of TIR data from Landsat 5 and ASTER m eas uremen ts,
a qualitative assessment of the develop ment of eventual LST anomal ies was
carried out ( see secti on 2.3.2) .
Fi gure 2.8 displays t he rescaled TIR data fro m the Landsat 5 satellite, masked by
the extension of relevant sedimentary basins. The images were all taken around
midday (local time). Orange colors represent hi gher land-surface temperature s

2 . L o c a l c l i m a t e c h a n g e i n d u c e d b y g r o u n d w a t e r o v e r e x p l o i t a t i o n
34
(LSTs), while white areas mark the lowest LSTs. Generally, low -temperat ure
anomalies are associated with near- surfa ce water resources. In section II (the
southern part of the disp layed area in Fi gure 2.8), the strongest temperatu re
anomalies correspond consi stently with the perennial stream network. In section
I (the northern part, Fi gure 2.8), the strong anoma lies are associated with the
Lagunillas s alt flat and the respective wetland area, where groundwater levels
were shallowe r than 0.5 m bgl in 1991 ( Fi gure 2.2) . By Oct-1995, the anomal y in
the eastern wetland area in s ection I ha d disapp eared almost completely, which
correspond s to a decline of the water table to below 2 m bg l. In parallel, the data
visualizes the devel opme nt of a heat anomaly in the central basin of the LL
watershed (section I). T IR data values in images of November 1991 and 1993 are
lower than val ues in Octo ber 1995 and 19 97. This anomaly re mains per sistently
during the coming years; Fi gure 2. 9 dep i cts absolute s urfa ce temper atures b ase d
on ASTER data for Nov-2000, Nov-20 04, Oct-2007 a nd Nov-2014.

The conversion of TIR-band anom alies into absolute temperature s reveals that
diurnal LSTs during Octob er and November plot between 23°C and 54°C, whi ch
is several degree s above air temperature (13-20°C) and is caused by a conversion
of solar energy into heat energy i n the upper section of the sedimentary layer
(Alkhaier et al. 2012b) . Land surfaces around stati on MLL are 10-20°C hotter
than arou nd the remaining wetland area (near-surface groundwater) because
solar energy received by water humidity and s aturated s edim ents (higher soil
moisture) is, in great part, consumed by evaporation processes (Alkhaier et al.
2012b ⁠ ; Berg et al. 2014 ⁠ ; Lakshmi et al. 2003) . The extinction depth of the
evaporative energy potential in the arid Andean environ ment is 2 m bgl (Houston
2006a) . Co nsequent ly, the data dem onstrate that surface water and n ear-surface
groundwater c ause negat i ve anomalies in LST s by up to 20°C. Cooler sediment
bodies occurring in the northern section of the LL basin in Nov -2000 and Nov-
2014 cou ld indicate inf iltrating recharge (probab ly mountain front rechar ge
(Kikuchi and Ferré 20 16)).

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35

Fi gure 2 . 8 Rescaled diurnal TIR - band imagery from Landsat 5 for dates prior to 2001

2 . L o c a l c l i m a t e c h a n g e i n d u c e d b y g r o u n d w a t e r o v e r e x p l o i t a t i o n
36

Fi gure 2 . 9 ASTER diurnal land - surface temperatures of October and November imagery ( 2000 - 2014)

2 . L o c a l c l i m a t e c h a n g e i n d u c e d b y g r o u n d w a t e r o v e r e x p l o i t a t i o n
37
Subsequently, night LSTs will be examined . Fi gure 2. 10 visualizes land-surf ace
temperature s of th e earl y night (always ~03:17h GMT; the time differ ence to
Santiago de Ch i le is -3h in austral sum m er and -5h in austral winter).
In response t o a strong storm even t in 2 001, the L agunilla s salt flat area was still
flooded i n May 2002. Therefore, in the image of June 2002 a large positive heat
anomaly is obs erved in the S alar area. Generally, wi nter LSTs pl ot b etween -2 4°C
and 0° C. Throughout the years, i t can be obse rved that LSTs close to the surface
and near-surface groundwater are c onsider ably warmer compared to area s with
a deeper groundwater level (dif ference s of up to 20°C) which implies that near -
surface water r esources fu nct ion as a heat source during night i n the area of
work.

However, the imagery also demon strates that there is a negative heat anomaly
associated with the LL w atershed around the respective meteorolog ical s tation
when compared to LST around station MCC. Note that in 2002 (earliest availab le
image) the main climat e change s with reg ard to mmin temperat ures (night
temperature s) did alread y occur. Indepen dent of the year, LST s in s ect ion II are
4-10°C higher than in section I. The relative d ifference of LST betwe en section s I
and II appear s to increa se slightly over t ime.

In Fi gure 2. 11 the same anomaly is observed when comparing images of differ ent
seasons during the year 2008. In aus tral winter (Jul -2008), a widespread
anomaly is displayed arou nd section I (~6 °C lower than in section II). But images
of Jan-2008, Aug- 2008 and Oct-2008 illu s trate the phenomenon too .
The strong est negative anomalie s that are associate d with the dry s alar areas, can
be caused by the differin g thermal propert i es of the associated surface s alt -flat
deposits compar ed to valley sedim ents (the porosity of surface salt -flat deposit s
can reach up to 50%) (Warren 2006). Another factor may be the total aqui fer
thickness wh i ch is lowe st in the southern marg inal area (south ern section) .

2 . L o c a l c l i m a t e c h a n g e i n d u c e d b y g r o u n d w a t e r o v e r e x p l o i t a t i o n
38

Fi gure 2 . 10 ASTER night land - s urface temperatures (winter imagery 2002 - 2014)

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39

Fi gure 2 . 11 ASTER night land - s urface temperatures for various month s in 2008

2 . L o c a l c l i m a t e c h a n g e i n d u c e d b y g r o u n d w a t e r o v e r e x p l o i t a t i o n
40
2.5. Discussion
Together with an ongoing groundwater over exploitation in the LL basi n, a chan ge
in air temperat ures and anomal ies in surfa ce temp eratures can be detected.
Since the beginning of water with drawals , mmin winter temperatur es (night
temperature s) i n the LL basin have fallen by 3 -8° C c ompare d with a reference
station. Also, mmin temperatures during summer fell by 2 -4°C ( Fi gure 2.7). T he
respective time series sho w a declining trend between 1992 and 2012, althou gh
intermittent temperature upturns occur. These appear to be triggered by La Ni ñ a
conditions and hen c e strong easterly trade winds (Figure 2.5 and Fi gure 2.7).
Several non-lin ear effects have also been observed; mmax summer temperatu res
(day temperatu res) rose relatively abruptly by 2.7°C on average around the years
1995 -1997. During the same peri od, the var iance of mmin te mperatures a nd,
later, mmax te m perature s also shifted to a new mean (Figure 2.6).
In particular, the presence of different continuous trends and non -linear s hi fts
concerning mmax and mmi n temperature s of the winter and s ummer time series
(Figure 2.6 and Fi gure 2.7) provides evidence that the recorded climati c change
is not a product of an eventual c onsec utive error that was introduced after the
data gap between 1995 and 1997. Likewise, the observed climatic chang es can
also not be attribute d to a regional climate forc ing affecting the locality, because
a cross-correlation of the temperature time series with an uninfluenced nearb y
reference station demonstrates a decoupling of respective trend lines after the
year 1997 (Figure 2.4, and section 2.4.4). This emphasises that there is a local
factor superimpos ing natural c limatic trend s at station MLL. It is proposed that
the continuously declining water table in the L L basin is the c ause for this local
climatic chang e.

Generally speaking , shallow groundwater is assoc iated with wetter soil pro fi les
due to the upward water and vapor fl uxes (Alkhai er et al. 2012b) . The effect of
solar energy absorption by soil moisture and near-surface groundwater due to
evaporation has been studied before and is known to have a regulating impact on
both land-surface tempe ratures and maximu m air tem perature s in the lower
atmosphere (Laksh m i et al. 2003 ⁠ ; Whan et al. 2015 ⁠ ; Berg et al. 2014 ⁠ ; Alkhaier et
al. 2012b ⁠ ; Alkhaier et al. 2012a). The observe d increase of land-surface
temperature around station MLL is probably induced by the lowering of the
water table fr om less than 1 m bgl to d epths below the evaporat ive energ y

2 . L o c a l c l i m a t e c h a n g e i n d u c e d b y g r o u n d w a t e r o v e r e x p l o i t a t i o n
41
potential extinction depth (~2 m bgl) (Houston 2006a; Hernández-López et al.
2014 ). This goe s, very likely, hand - in -hand with a decrease of the soil moisture
in the top layers (Alkhaie r et al. 2012b). The water table around stat ion MLL fell
below 2 -3 m bgl in the pe riod between 1995 and 1997. Hence the absorpti on of
solar en ergy by evaporative processes ceased and instead cause s a stronger up
heating of r espect ive surface sediments. This up heating, in turn, could have
influenced temperat ures of the lower atmospher e and would explain the abrupt
rise of mmax summer temperat ures by a mean of 2.7°C around the years 1995 -
1997. The abruptness could be explained by the high drawdown rates of 0.5 - 1
m/a. A collapse of the capillary rise process in the vadose zone, due to the ongoing
rapid water-leve l decline, could be an other influ encin g factor.

Related effects can play a role when it comes to mm in temperatures. It is known
that the presen c e of shallow groundwater increases signific antly the thermal
conductivity of the saturated top sediment layers , which facilitate s a higher heat
transfer between the atm osphere and subsurface (Alkhaier et al. 2012b). Near-
surface groundw ater is by convection connected to a constant heat reservo i r of
10°C (average groundwater temperature). During the day, near -surface
groundwater could heat up above 10°C and cool slowly down during dusk ,
according to the tem perature gradient with regard to the lower atmosphere. A s
soon as shallow-water temperature drops significantly below 10°C, the
convection pr ocesse s within the saturat ed sediment c ould prov i de a con stant
heat flux from the lower layers i n the aquifer. This proces s could facilitat e a
significant heat exchang e between the lower atmospher e and the shall ow
groundwater and give a p ossi ble explanation for proce sses t hat would buffer t he
extreme air temperature downturns during winter nights (from ~5°C down to ~ -
20°C). The total aquifer thicknes s can play an additi onal role in this process as
well as an event ual influence of steep geothermal gradient s (see section 2.2).
Night LSTs i nd icate that in response to a groundwat er level decline, night surface
temperature s also decline. Thi s is in accordance with findi ngs of Alkhaier et al.
(2012a) who reported for a s hallow aqu ifer in Syria, where air temperatu res
dropped during the night to - 5°C, that groundwater caused an up heating of night
surface temp eratures wh en found above ~4 m bgl. In the Andean environment,
the temperature gradient between night air t emper atures and the groundwat er
reservoir is even hig her. In response to an ongo i ng water-level de cline, the
provided heat flux from the subsurface to the surf ac e and hence to the lower

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atmosphere is probably reduced continuou sly and hence mmi n tempe rature s
could fall low er.

However, while absolute mmin temperature s appear to follow a declining trend
until 2012 ( Fi gure 2 .7) th e respect i ve variance time series (Figure 2.6) s ho ws a
non-linear shift. This c oul d be explained by the disappearanc e of the up -heatin g
effect during daytime of shallow groundwater by solar en ergy. Groundwater
below 2 m bgl, w hich is much le ss t hermally c onne cted to t he surface layer s, will
probably show a relativel y constant temperature of ~10°C throughout a 24h-day,
whereas near -surface gr oundwater expe riences a notable up heating when
surface temper atures ris e above 30°C (also in winter). T his is confirme d b y
Hernández -López et al. ( 2014 ) who carried out laboratory evapora tion
experiments w ith soil f rom the Salar del Huasco basin (variation of surf ac e
temperature: 40-50° C, spectru m of groundwate r temperatures at 30-50 c m bgl:
22 -30°C) . Hence, shall ow groundwater would function he re again, on the one
hand as a heat st orage, and on the othe r as a th erm al conductor.
Neverthele ss, to gain a deeper understanding of the causes and di ffe rent
environment al feedbacks i mplied i n the observe d climatic change, further
research is required. A climatic m odelling on respec ting interaction s between the
subsurface, surface and lower atmo sphere could yie ld more deta i led insight s .
For now, the area affec ted by the de scribed local climate change can only be
estimated. It is assum ed that the central valley of the Pampa Lagunillas around
the wetland Lagunillas with ele vat ions lower t han 4050 m asl is the only area
concerned, where shallow groundwater has prevaile d and LST data consequen tly
show change s or ano malies. This is an are a of approximately 30 k m².
According to the given data, the c hange s in temperature begin to set i n arou nd
the years 1995- 1999 and developed relatively fast, which is likely explained by
the high water-level drawdown rates of 0.5 to 1 m/a ( Fi gure 2.2). In particular,
the dropping of near-surf ace groundw ater levels below 2-3 m bgl appears to be
a critical thre shold.

There could be mult i ple c onse quence s of this local c limate change. Effect s on the
ecosystem such as plants, i nsects, birds, small repti les and rodents, partic ularly
around the c oncerned we tland, would need to be studied fu rther. At the same
time, impacts on meteor olo gical parameters such as evaporation could b e a
consequen ce. Higher mmax temperatures in summer can lead to an increased

2 . L o c a l c l i m a t e c h a n g e i n d u c e d b y g r o u n d w a t e r o v e r e x p l o i t a t i o n
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evaporation of the precipi tation that falls almost exclu sively during the summer
months. Max imum temp eratures are a major controlling factor wh en it com es to
actual evaporat ion in th e An des of northern C hile (Houston 2006 a) .
The extreme climatic en viron ment of the arid Andes seems to fortify feedba cks
between hydrological and atmospheric parameter s . T he given c ase study is of
interest also in terms of water managem ent measur es when planning, execut ing
and monitoring groundwater production projects i n similar env ironmen ts.
Water resources in arid Andean high- elevation aq uifers are, s o far, a mostly
untouched and attractive resource in an otherwise water -scarce environment
(PUC 2009). The great majority of respective close d Andean basins exhibit very
similar geolog i cal and environmental c haracteristics (Risacher et al . 2003) .

The presented data demonstrate for the fi r st time that, apart from other negative
environment al effects, a severe overexploitation in ari d Altiplano basins can have
a serious impact on the local climate. This is a point hardly considered so far. A
first best-pra ctice recommendat ion for ongoing and future projects could be to
prevent water -level drawdown s below 2 m bgl in areas with near -surface
groundwater.
2.6. Conclusio ns
The Laguna Lagunillas basin in the arid Andes o f northern Chile is exposed to
extreme climatic conditio ns with air temperature variations from 20°C to -25°C.
Land surface temperatures can vary between -25° C (winter nights) to +50°C
(summer days) .
Since the beginning of water withdrawals from t he shall ow Pa mpa Lagun illas
aquifer in ~ 1992, ground water drawdown rates have varied between 0.5 and 1
m/a. As a consequence of the ongoing overexploitat ion and the linked retreat of
the near-surfa c e groundw ater level, a local climat e change can be obs erved.
In the concerned area, mean m onthly minimum winter ai r temperature s follow
from 19 92 to 2012 a de clining tren d and dropp ed by approximately 3-8°C. Mean
monthly minimum s um mer ai r temperat ures fell by 2- 4°C. At the same time,
mean monthly maxi mum summer a ir temperat ures s hifted distinctly upwar ds
between 1995 and 1997 by 2.7° C on average. T he observed changes are
accompanie d by an increase of variance of the respective time series data. Air

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temperature change s are in accordance with detected anomalies in land - su rface
temperature imagery.
A regional climatic forcin g affecting the local ity c an be excluded as a reason for
the observed variation s due to a demonstr ated decoupling of air tem perat ure
trends from an uninfluenced nearby referen ce station in the Salar del Huasc o
basin. In this context, it i s shown that particularly variations of monthly minimum
air temperatur es in the area of work are norma lly in high correlation with
variations of the S outhern Osc illation Index (SO I).
In conjunction wit h a review of results of thema ti cally related studies, it is
proposed that two m ajor factors caused the local climate change. One is related
to a dropping of the water table below the evaporative energy potential
extinction depth of ~ 2 m bgl i n large areas of the basin. Sol ar energy that was
earlier consu med by evaporative proce sses during daytime, contributes now to
an up heati ng of the top sedimentary layer which in turn i nfluences maximum ai r
temperature s. At the same time, the removal of near- surface groundwa ter
reduces the ther mal conductivity of the upper sedimentary layer continuous ly,
which consequently redu ces the heat exchange be tween the aquifer ( constant
heat source of ~ 10°C) an d the lower atmo sphere. Hence night air temperature
downturns down to ~-20°C are l ess effectively buffered. Nevertheless, further
research is required to clarify the interaction s between the subsurface and the
lower atmosp here and to examine the process es involved , which exhi bit
continuous as w ell as non-linear chara cteristics.
In the extre me climat ic environment of the arid Andes, feedbacks betw een
hydrological and atmo spheric parameters appear to be strongly fortified. The
observed critical water-lev el drawdown of the near-surface groundwater in this
case study is ~ 2-3 m bgl b efore non-linear cl imatic chang es occur .
For future and existing water production proje cts in arid and semi -arid Andean
Altiplano basin s , it is rec ommended to take grou ndwater -climate inter actions
into account when execu ting environment al impact studies and monitoring. A
best-practic e reco mmendation for water withdr awals from high, arid Andean
basins cou ld be to prevent a water-level decline of near-surface groundw ater
levels below 2 m b gl.

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2.7. Acknow ledgmen t
This study wa s f inanced by CONI CYT (National Commission for Scie nce and
Technology , Chile). The author s thank the Early Career Hydrogeo logist Network
of the International Assoc i ation of Hydroge ologists and the GRAPHIC pr oject of
the UNESCO-IHP for promoting this article i n the top ical collection 'Groundwat er
and Climate Change ’.
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49

50

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3. Insights into Andean slope hydrology

3. Insights into Andean slope h ydrology:
reservoir characteristics of the thermal Pi ca
spring system, Pampa del Tamarugal,
northern Chile
Konstantin W. S c hei hing a,* , Claudio E. Moya b, c , Uwe T röger a

a Department of Applied Geoscience s, Hydrogeology Research Group, Technische Universität
Berlin, Berlin 10587, Germany
b CONICYT Regional/CIDERH, Centro de Investigación y Desarrollo en Recursos H ídricos
(R09I1001) , Iquique, Chile
c Universidad Arturo Prat, Iquique, Chile

* corresponding author: [email protected]

Citation:
Scheihing KW, Moya CE, Tröger U (2017) Insights into Ande an slope hydrology: R eser vo ir
characteristics of the thermal Pica spring s ystem, Pa mpa de l Ta marugal, nort hern Chile. Hydro ge ol
J 119(2):33. doi: 10.1007/s10040- 017 -1533-0

Article history:
Received: 19 May 2016 / Accepted: 2 January 2017 / Published online: 1 March 2017

This is a postprint-version. Th e final publication is ava ilable at Springer via
https://doi.org/10.1007/s1004 0 -017-1533-0.

3 . I n s i g h t s i n t o A n d e a n s l o p e h y d r o l o g y
52
Abstract
The thermal Pica springs, at ~1400 m above sea level (asl) in the Pampa del
Tamarugal (Ch ile), repre sent a low-sal ine spring system at the ea stern marg in of
the hyper-arid Atacama Desert, where groundwat er resources are s carce. This
study investigates t he hydrogeological and geot hermal charact eristics of th ei r
feed re servoir, f ostered by the interpretation of a 20- km, ea s t-west-h eading
reflection seismic line in the transition zone from the Andean Precordillera to the
Pampa del Tamarugal. Additional hydroch emical, is otope and hydrologi c time -
series data support the i nteg rated analysis. One of the main factor s that enabled
the development of the spring- related ve rtical fracture system at Pica, is a
disruption zone in the Mesozoic Ba sement caused by i ntrusive formations. This
destabilized the younge r Oligocene units under the given te ctonic stress
conditions. Thus, the resp ective gro undwater reserv oir is made up of fract ured
Oligocene units of low to m oderate per m eability. Groundwater recharge takes
pl ace in the Pre cordillera at ~3800 m asl (no hydraulic connection to the Salar
del Hua sco basin). From there gro undwater flow covers a height d ifference of
~3000 m with a maximum circulation depth of ~800- 950 m, where the waters
obtain their geotherm al imprint. The maxima l expected reserv oir temperat ure,
as con firmed by geotherm om eters, is ~55 °C. Corrected mean re sidence t imes of
spring water and gro undwater plot at 1200 – 4300 years BP and yield aver age
interstitial velocities of 6.5 – 22 m/a. At the same time, the hydraul ic head signal,
as induced by recharge ev ents in the Precord illera, is transmitte d within 20 – 24
months over a distance of ~32 k m towards the Andean foothills at Pica and
Puquio Nune z.
3.1. Introduc t ion
The town of Pi ca form s a flourishing oasis at the eastern margin of the Pampa del
Tamarugal (PdT), in the hyper-arid Atacama Desert in northern Chil e (Figure 3.1
and Figure 3. 2)). At the foothills of the Andean Precordillera (~1400 m as l)
thermally influen c ed and very low -saline water (~3 3 °C, ~320 µS/cm) is uprising
and nourishing the Pic a spring s ystem and the related Pica aq uifer (total spring
discharge ~53 l/s) (Gall i and Di ngman R. 1965 ⁠ ; Fritz et al. 1981 ⁠ ; Magaritz et al.
1989) .

3 . I n s i g h t s i n t o A n d e a n s l o p e h y d r o l o g y
53

Figure 3.1 South-west South America (the extent of the
study area in Figure 3.2 is mark e d by a black re ctangle)

Another related spring (much less abundant: 1 l/s) c an be found 10 km s ou th of
Pica around Puquio N unez (Galli and Dingman R. 1965). Her e s prin g water
shows an electrical conductiv ity of ~600 µS/c m but no apparent geothermal
imprint. While groundw ater resources in Pica are being primarily used for
agricultural and domestic purposes the area around Puquio Nunez (PN) i s
practically d eserted and groun dwater is not b eing exploited signif i cantly.
The origin of the low-salin e spring- and groundwater was discus sed in earlier
studies. While i t was c lea r that the groundwater would be related to an Andean
recharge area due to its depleted contents of deuteriu m, different concept ual
models were suggested (F ritz et al. 1981 ⁠ ; Magaritz et al. 1989 ⁠ ; Magaritz et al.
1990 ⁠ ; Rojas et al. 2010 ⁠ ; J ayne et al. 2016). On the one hand a recharge in the
nearby Precordil lera at Altos de Pica was proposed (Fritz et al. 1981). On the
other hand, flow through deep fi ssures from the adjacent Altiplano watersh ed,
the Salar del Huasco basin, towards Pica and the Pampa del Tamarugal is
considered (Magaritz et al. 1989 ⁠ ; Magaritz et al. 1990 ⁠ ; Jica 1995) . However, based
on hydrochem ical and water balance considerat ions in the Salar del Huasco basin
a recent publication poi nts out that the latter should b e disregarded (Uribe e t a l.
2015) . The r es ults o f the s tudy reported here substan tiate these findin gs.

3 . I n s i g h t s i n t o A n d e a n s l o p e h y d r o l o g y
54

Figure 3.2 3D visualization of the study area (elevation model five times exaggerated)
(SPN = Puquio Nunez Spring, WPN = Puquio Nunez Well, PC = Chacarillas Well, SE = Ermitano Spring)
The main aim of thi s study i s to gain det ailed understanding of the
hydrogeolog ical and geothermal functioning of the Andean slope reservoi r that
aliments the Pica spring system. For the first time, seismic imagery is presented
of a transition zone from Precordillera to Pampa del Tamarugal. A stratigraphi c
and tectonic analysis of the 20 km long and eas t-west heading reflection sei smic
line, allows m apping of groundwater guiding units and thus of the reservoir
geometry, and shed s light upon how the s pring syst em could evolve geologi c ally.
Together with a loc al record of the geothermal gradient and hydrochemical data,
the reservoir temperature, m ean groundwater residence times and average
interstitial velocities can be determined . Furtherm ore , the s tati s tical analys is of
four relevant hydrologic t ime-series allows an asse ssment of the hydrauli c delay
of th e slope s yst em to rec harge events. Thus, the study gives a rare i nsight into
the hydrologic and hydrogeologic function ing of an Andean s lope reservoir under
arid climate condition s.
3.2. Geol ogic and climatic s etting
The area of w ork is s itua ted in n orthern Chile at ~20.5°S latitude close to the
Bolivian border (Figure 3.1). T he regional morpholog ic setting can be subdivid ed
into 3 m ain geological units. These are the Pa mpa del Tamarugal (PdT) as par t of

3 . I n s i g h t s i n t o A n d e a n s l o p e h y d r o l o g y
55
the so called Central Depr ession, f ollowed east by the Precordillera, whi ch fo rms
the western flank of the Andean Altiplano Plateau ( Figure 3. 2). The latter bui lds
up the third unit. The Altiplano lies at an altitude of about 4000 m asl while Pica
and PN lie betwe en 1200 and 1400 m asl.

The uplift of the Altiplano Plateau and the related evolution of its western flank
began in the early Oligocene (~30 Ma) (Jordan et al. 2010 ⁠ ; Schlunegger et al.
2010) . These uplift proc esses led to short- (~ 1 km), long- (30-50 km) and very
long (>50 km) wavelength monoclinal relief for m ations and ind uced a roc k uplift
of the entire forearc, as well as a westward tilting of the Atacama lithosp heric
block (Jordan et al. 2010). Arc volcanic processe s accompan ied the evolution of
the Altiplano Plateau, which gave way to abundant ignimbrite formations in the
Precordillera an d Altipl ano of the area of wo rk (Blanco and Land ino 2012).
The climate of the PdT has been primarily hyper-arid from 12±1 Ma onwards
(Jordan et al. 2014). Today the amount of precipitation in areas below 2000 m asl
is <5 mm/a and therefore no di rect rec harge fro m precipitation can be expect ed
in these areas (Rojas and Dassargues 2007). Neverthel ess, with increas ing
altitude also precipitation amounts increase continu ously reaching an average of
~130 mm/a in the nearb y Altiplano at ~4000 m asl (Lictevo ut et al. 2013 ⁠ ; PUC
2009) . In the broader area of work mainly ephemeral streams (Quebradas) guide
runoff from t he Pre cordillera and A ltiplano toward s the PdT.
Several s tudies were able to show that during the last 20 ka groundwater hig h
stands in the Atacama Desert can be correlated wit h the Central Andean Pluvial
Event (18 – 8 ka BP), duri ng which ex ceptionally high precipitation amount s fell
in the Altiplano (Gayo et al. 2012b ⁠ ; Gayo et al. 2012a ⁠ ; Betanc ourt 2000 ⁠ ; Rech et
al. 2002) . Aro und Pica, mapped and age-dated ancient wetland a ssembla ges
indicate that a m ajor gro undwater recharge event took place between 12.5 and
8.8 ka BP (Blanco and Landino 2012 ⁠ ; Blanco and T omlin son 2013) . Lithologically
speaking from Jurass ic to Quater nary the area of work is dominated by
alternating strata of th ick continenta l sediment ary rocks, su ch as conglomerat es
and s andstone s , and minor ho rizon s of felsic v olc anic rock s (i.e. ignimbr ites;
Table 3.1). Cretaceou s to Eocene pluton ic rocks int rude s ections of the Meso zo ic
basement (Blanc o and Landino 2012) .

3 . I n s i g h t s i n t o A n d e a n s l o p e h y d r o l o g y
56

Table 3.1 Overview to stratigra phic and lithologic units (modified after Blanco and Landino 2012)

Era

Period

Formation (Fm)

Lithology

Hydraulic
properties

Thickness
in seismic
profile

Cenozoic

Quaternary

PlHa / Ha

Al luvial deposits

0-350 m

Pliocene

MPg

Piedmont
deposits, gravels
and sands of
alluvial origin

not discussed

Miocene

angular discordance

Mmd "El Diablo Fm"

Clastic unit of
conglomerates
and sandstones of
alluvial origin

not discussed

Miih

Huasco Ignimbrite

generally
aquitard, if not
fractured
and/or
weathered like
in the recharge
area

~30 m

angular discordance

OMap2a

Sandstones

unknown

0-200 m

OMap2c

Poorly sorted
conglomerates

unknown

Miit

Tambillo
Ignimbrite

generally
aquitard, if not
fractured
and/or
weathered like
in the recharge
area

~30 m

Oligocene

OMap1a

Poorly sorted
sandstones

unknown

0-250 m

OMap1c

Cemented
conglomerates

permeable due
to fracturing

angular discordance

Mesozoic

Eocene

Intrusive
formations

Not present

Paleocene

Cretaceous

Ksce
"Cerro
Empexa
Fm"

Unit of volcanic
(andesite and
ignimbrite) and
continental clastic
sedimentary rocks

aquitard, apart
from
eventually
local
developed
fracture zones

?

angular discordance

Jurassic

Jurassic Basement

Marine carbonatic
clay- and siltstone

Regional
aquitard

?

3 . I n s i g h t s i n t o A n d e a n s l o p e h y d r o l o g y
57
There are two litho logic profi les that are being us ed in this study to correl ate
reflection sei smic data with geo logical field ob servations. Table 3.2 sho ws a
lithologic profile of the Concova well (218 m below ground level (bgl)) situ ated
at the eastern margin of Pica. In Table 3.3 the stratigraphy of a ~515 m outc rop
is d isplayed. It i s lo cated 4 km south of the s ei smic l ine at an altitude of ~2 200 m
asl (locations d i splayed in Figure 3.2 and Figure 3.3 ).
Table 3 .2 Lithologic profile and remarks for the Concova well WC ( situated approximately 40m up -
gradient from the similar named Conc ova spring, altitude 1 430m asl; Figure 3.3) (data according t o well
report ND-0103-937)

Depth of
bottom of
lithological
layer
[m bgl]

Lithological
layer
thickness
[m]

Lithology

Unit

Well
construction

Remarks
according to well
report

46

46

Fine sands
partly silty

Quaternary

Full casing

Resulting
hydraulic head at
~38 m bgl

56

10

Sandstone

OMap2a/c

Open
borehole

D ry

86

30

Ignimbrites

Miit

D ry

178

92

Clayey and
silty
conglomerates

OMap1c

First water
guiding fractures
at 115 m bgl,
thickness ~6m
(confined/leaky
aquifer)

190

12

Volcanic rocks

D ry

218

End of
drilling at
218 m bgl

Poorly sorted
conglomerates

Water at 208 m,
thickness ~2m
(confined/leaky
aquifer)

Table 3.3 Stratigraph y of a n outcrop (UTM: 481366.49 m E, 7733504.04 m S, ~2 20 0 m asl)

Depth of bottom of
lithological layer [m bgl]

Lithological layer thickness
[m]

Unit

Remarks

290

290

≤ Middle
Miocene

All units are
dry

320

30

Miih

515

195

OMap2a/c

?

~30

Miit

3 . I n s i g h t s i n t o A n d e a n s l o p e h y d r o l o g y
58

Figure 3.3 Geological map of the surroundings of seismic line 1F003i (outcrop lithology is reported in
Table 3 .3). Abbreviations: MF: Miraflores, CR: Cocha R esbaladero, SC: Concova Spring, WC: Concov a
Well, W1: Well 1
3.3. Methodo logy
3.3. 1. Te ctonic an d geological interpretation of a 2D seismic line
A reflection seismic li ne is used to derive the local tectonic and stratigrap hic
setting in the transition zone between the Precordillera a nd the Pd T. The seismic
line 1f003i was given by Empresa Nacional de Petróleo, Chile (ENAP), to the
Centro de Investigación y Desarrollo en Recur sos Hídricos (CID ERH). The seismic
data are pres ented in segy-format, proces sed and t ime- to -depth converted. Th e
data originate from an int ernal survey carri ed out during 1986. D ata of the sa me
dataset have been published by Nester (2008). Nester used the data to evaluate
the broader geologic and tectonic development of the PdT basin. However, the
seismic data u sed here a re so far unpublished.
Process ing steps
All processing and geological interpretati on was done with a full academ ic
license of the DGB OpendTe c t software suite. To enhance the mapping of geologic

3 . I n s i g h t s i n t o A n d e a n s l o p e h y d r o l o g y
59
units, seism ic data were analyzed by using an uns upervised neural netw ork
module, scanning for clusters consisting of the following data attributes : Q -factor,
Energy, Laplace, Amplitude variance, Amplitude average, Frequency, Similarity,
Polar dip, Curvature and other s . Best results for ho rizon track i ng were achie ved
by the application of the steering algor ithm in combination w ith t he related dip -
steered median filter. Fau lt detec tion has been carried out m anually supported
by a supervi sed neural network module, which he lped in an iterative proces s to
identify fault zones of i n creased fault likelihood. Th e supervised neural netw ork
was trained with the following fault sensitive c rit eri a: S /N Ratio, Stability of
Steering, A verage Freq uency, Signal, Noise, TWT, C urvature and Similarity.
Correlation of s eismic s equences with reg ional and loca l geology
Nester (2 008) establishe d a useful seismic r eflection characterization of the
dataset and related it to lithologic and stratig raphic units . In this study, th e sa me
reflector characterizat ion is used. However, it is a djusted to condit i ons at the
transition from the PdT to the Precordillera and updated by the new stratigraphic
unit nomenclat ure introduced by recently publishe d geological maps (T able 3.4).
Intrusive formation s in the Mesozoi c Basement where derived by the detect ion
of attribute discontinuit i es within the unit. For li thologic c orrelati on, a
stratigraphic profile of a deep well (WC well, Table 3. 2) and surface ou tcro ps of
relevant strata are being used (). Additiona lly, recently published geological
maps by SERNAGEOMIN helped to relate surface and subs urfac e geology (Blanco
and Tomlinson 2013 ⁠ ; Blanco et al. 2012 ⁠ ; Blanco and Landino 2012 ⁠ ; Gardeweg
and Sellés 2013) . Stratigraphic m atche s between seismic imagery and the well
profile or surfa c e geolog y were of good accordan c e.

3 . I n s i g h t s i n t o A n d e a n s l o p e h y d r o l o g y
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Table 3.4 Reflection characteristics associated with seismic sequences, seismic boundaries and
corresponding stratigraphic u nits ( modified after Nest er, 2008) . Sequence I, as d efined by Nester 2 0 08,
is not present in the given seismic profile.

Seismic
sequence

Reflection character

Sequence
boundary

Interpreted
unit

Age

V

Low to medium amplitudes, appears
dominantly transparent

-

-

≤ Middle
Miocene

-

Inclined re fl ection with medium to
high reflectivity

d

Top Miih

IV

Inclined re fl ection with medium to
high reflectivity, occasionally
interrupted

-

Miih

Early Miocene
(~16.2 Ma)

-

Medium to high amplitude reflection
with medium to high continuity

c

Top of
OMap2a/c

III

Low to medium amplitude, semi-
continuous. Reflections generally
parallel to sequence boundary ‘ b’, with
noticeable onlap onto ‘b‘

-

OMap2a/c

Early Miocene

-

~30 m thick high amplitude and high
continuity re fl ection, reflectivity
weakens towards east

b

Miit

Early Miocene
(~19.8 Ma)

II

continuous re fl ections with high
reflectivity at top, a ppears trans pa rent
towards bottom

-

OMap1a/c

Late Oligocene

-

Re fl ection with highl y varia ble
amplitude which dominantly appears
transparent. Locally marking
discordance to sequence ‘0’

a

0

Highly variable, often medium
amplitude, medium frequency, semi-
continuous to continuous re fl ection.
Reflections often appear chaotic to
transparent.

-

Mesozoic
“basement”

>~40 Ma

3.3. 2. Hydrochemical analysis
Groundwater s amples a n d geothermal gradien t r ecording
The in-situ measurement of the fluid temperature over depth was recorded at
Chacarilla s well (PC; Figure 3.2) by a temperature probe head c onne cted to a
500 -m-win ch. The well is an outlying observation well and not affected by water
production. All chemical a nd isotopic data were give n by Co mpañía Minera Doña
Inés de Colla huasi (CM DIC) to CIDERH. These data originate fro m a company
internal study (CMDIC 20 12) .

3 . I n s i g h t s i n t o A n d e a n s l o p e h y d r o l o g y
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Mean gro undwater r esidence-times corr ection based on the 14 C isotope
For determining the relevant chemi cal pro cesses that alter the carbon chemistry
(and hence the 14 C concentrati on) of given water samples, a graphical
methodology is applied (Han et al. 2012). Following well defined guidel ines, the
interpretation of three carbon related plots ( δ 13 C against 1/[DIC], 14 C against
1/[DIC] and 14 C against δ 13 C) allows making a substantiated decision on choosing
an acc urate correction model (Han et al. 2012 ⁠ ; Han and Plum mer 2016) . In the
given case, all relevant water sam ples show a pH of ~ 8 ( Table 3.5). This means
that the reciprocal of [DIC] is equ ivalent to the reciprocal of [HCO 3 ], wh ich was
applied here (C lark and Fritz 199 9).
Table 3.5 Chemical gr oundwater composition and geothermometer-de rived res ervoir temperatures
(Tr = Reservoir Temperature , gt . = geothermometer)

Parameter

Site

SC

W1

CR

MF

SPN

SE

Sample date

2/13/11

2/9/11

2/9/2011

2/9/2011

2/11/2011

5/12/2011

Altitude [m asl]

1435

1488

1387

1392

1190

3789

Type

Spring

Well

Spring

Spring

Spring

Spring

T [°C]

31.9

32.7

32.2

31.4

25 .0

14.4

Na -Li gt [°C]

48

56

50

52

-

-

Error Na-Li gt [°C]

± 12

± 12

± 12

± 12

-

-

Mg -Li gt [°C]

58

64

55

53

-

-

Crist. gt. [°C]

43

40

42

43

-

-

Chalc. gt. [°C]

62

59

61

62

-

-

Av. Tr [°C]

54

57

52

53

-

-

pH

8

8.3

8.1

8.4

8.8

8.4

Elec. cond. [µS/cm]

319

318

323

336

594

567

Ca [mg/l]

18.4

17.6

18.1

20.1

6.22

-

Mg [mg/l]

0.14

0.1

0.21

0.28

0.14

-

Na [mg/l]

43.6

41.3

45.6

44. 7

118

-

K [mg/l]

<2

<2

<2

<2

3.8

-

Cl [mg/l]

35.7

23.4

30.6

35.7

74.4

-

SO 4 [mg/l]

35

36

39

85

80

-

HCO 3 [mg/l]

87.8

91.4

92.7

90.2

93.9

-

Li [mg/l]

0.025

0.028

0.027

0.028

-

-

SiO 2 [mg/l]

41

38

40

41

-

-

3 . I n s i g h t s i n t o A n d e a n s l o p e h y d r o l o g y
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The graphical methodolo gy allows identifying processe s s uch as dissolutio n of
carbonates, oxidation of fossil organic m atter, methanog enesis, ion exchange and
isotope exchange altering the carbon c hemi s try , carbonate precipitat ion,
dedolomitizati on, weathering of silicates, lo s s of CO 2 gas and/or the i nfluen ce of
other CO2 so urces (su ch as volcan ic) (H an et al. 2012) .
Geological the rmome ters
Four approved geotherm ometers for low temperature reserv oirs are applied;
Mg -Li, Na-L i and the Si-th ermometers f or alpha-cristobalite and c halcedony.
The Mg- Li -thermo meter is appropriate for sedimentary basins. It is defined as
(Kharaka and Mariner 19 89) :

𝑇 = 1000
0. 389 (±0. 11 ) + log ( Na
Li ) − 273 . 15

Eq. 3-1

T is given i n °C and Mg a nd Li c oncentrations in mg/l. A Na - Li - therm omet er is
best used for low-temperature reserv oi r s con sisting of sedimentary- and
volcanic-hosted re s ervo irs (Ni cholson 2012). From the here applied
geothermo meter it is the only one for which e rr or margin s can be calculated
(Verma et al. 2008). For waters with Cl concentrat ions <0.3 mol/kg
(accomplishe d in the area of work) it is defined a s follow s (Fouillac and Mich ard
1981) :

𝑇 = 1000
0. 389 (±0. 11 ) + log ( Na
Li ) − 273 . 15

Eq. 3-2

T is given in ° C and Na and Li concent rations in mm ol/l.

3 . I n s i g h t s i n t o A n d e a n s l o p e h y d r o l o g y
63
The two applied si lica-th erm omet ers for alpha-cristobal ite (3) and c halcedony
(4) are defined a s (Fournier 1977) :

𝑇 = 1000
4. 78 − ( log Si O 2 ) − 273 . 15

Eq. 3-3

𝑇 = 1032
4. 69 − ( log Si O 2 ) − 273 . 15

Eq. 3-4

T is given in °C and SiO 2 concentrations in ppm. Alpha-cristobalite is a Si-
variation that is present in felsic volcan i c roc ks and volcanic ashes (Deer et al.
2004 ⁠ ; Dam by et al. 2 014). In the study area, silic a rich volcan i c rocks such as
ignimbrite s and rhyolites are abundant and build the parent rock m aterial for
most of sedimentary rocks younger than Cretaceous (Blanc o and Tomlins on
2013) . Because alpha- cri stobalite s hows a hi gher solubility than chal cedony, i t
should be the m ain sour ce of solute s ilica when pre sent. As a means of re ference
also the re servoir te m perature a c cording t o equati on 4 is cal culated.
3.3. 3. Int erpre tation of hy drolo gical time seri es data
To correlate given hydrol ogic time serie s the follo wing methodology i s appl i ed:
Based on linear r egressio n the cross correlat i on fun ction between a predictor
(first time serie s) and a predi ctand (second time serie s) is co mputed for variou s
lags (one-tailed significance tes ting with a c onfide nce limit of 95%) (Burn and
Hag Elnur 2002 ⁠ ; Lee and Lee 2000 ⁠ ; McCuen 2003 ⁠ ; USGS 2014). This method is
commonly applied for the time dependent linear correlation of hydrolog i c time
series data. Effectively it allows inferring the maximum positive corr elation
between two time s erie s by c alculating the cross c orrelation coefficient (Cc )
along a preset number of lags (time steps). To calculate the cross correlat ion
function both t ime s erie s need to be presented in eq ual time steps (in this case
monthly). This i s why, for the res pective proced ure, the water level and discharge
time series needed to b e interpolated. For inter polation, an Aki ma Spl i n e is
applied (U SGS 2014 ⁠ ; Aki ma 1978). F or the correl ation o f rainfall data and sp ring

3 . I n s i g h t s i n t o A n d e a n s l o p e h y d r o l o g y
64
discharge at SE additionally the SE tim e series is de trended (linear fit) to delete
superimpo sing long- term trends. Another m etho d appli ed is the cumulative
rainfall departure (crd) which is a con cept ba s ed on water-balance prin c iples
that quantifies relative precipitation patterns ( Weber and Stewart 2004). The
crd-concept was thoroug hly discussed by Weber and Stewart (2004). Although
its application is critical for periods of dec ades, in the given context, when looking
at periods of 1 2-14 year s , it is suitable (Weber an d Stewart 2004) .

Overall the procedure was to compare (1) the crd at meteorological stat ion
Collacagua (CC; Figure 3.2) with detrended spring d i scharge at spring SE, (2) crd
with water levels at well WPN, (3) discharge at SE with water level s at WPN , and
(4) spring di scharge at S E w ith water levels at wel l WC.
Relevant datasets are needed in full year length. T ime series for discharg e
amounts at SE are available for the perio d Octob er 1998 to October 20 12
(monthly to bimonthly m easur ements). Water level rec ords at well WPN are
available for the period 2001-2014 (measure ments every 2 -3 month). Rainfall
data are presented for the periods 1999-2014 (mont hly). We ll WC was destroyed
during an earthqu ake in July 2005 which is why representative da ta are o nly
available for the period 2001 to 2005 (measu rements eve ry 2 -3 month). The
Concova obse rvat ion well WC is situated appro xim ately 40 m up - gra dient
(~1475 m a sl) from t he similar n amed Concova spr ing, at the far ea stern mar gin
of the town of Pica. Both, well water and s pring water show a temperature of ~ 32
°C, an ele ctrical cond uc tiv ity of 320 µ S/cm and a δ 18 O v alues of - 13 ‰ (Magar itz
et al. 1989 ⁠ ; Uribe et al. 20 15). The well penetrates the c onfined fractured aquifer
that feeds the geothermally i nfluenced s pring system of Pica. Stratigraphy and
construction details are given i n Table 3.2. Du e to its location upstream the town
of Pica, the influences of groundwater pr oduction on the water level i n the well
can be neglecte d.
The second well, WPN (~1190m asl), is s ituated 10 km south of Pica at Puqui o
Nunez. Apart from total d epth (52 m bgl), the const ruction details of this well are
unknown. However, it is likewise alimented by groundwater of the
Precordilleran area (Fritz et al. 1981 ⁠ ; Magaritz et al. 1989) . As m entioned earlier,
the area around Puquio Nunez is practically deserted. Influence of w ater
production on the water table c an be d isregarde d. All relevant data are public
and were retri eved from t he ODEA website (ODEA 2016).

3 . I n s i g h t s i n t o A n d e a n s l o p e h y d r o l o g y
65
3.4. Results
3.4. 1. An alysis an d Interpretation of a 2 D refle ction s eismic pro file
The reflection seismi c line used i n this study starts several kilometers east of Pica
uphill and ends in Pica, above the hinge Flexura Longacho ( Figure 3.2). The
starting point is at an altitude of ~2400 m asl. Tectonic and stratigrap hic
interpretation allows identifying units that contribute to groundwater flow
towards Pic a.
Stratigraphically s peakin g the profile can be divided into six m ain units ( Figure
3.4a, b ). These are the Mesozoic basement, followed by unit ‘OMap1 a/c’
representing the Oligo cene, over lain b y the Tamb illo ignimbrite ‘ Miit’. Ea rly
Miocene units belong to the ‘OMap2a/c’ Formation, whi ch in turn are overlain by
the Huasco Ignimbrit e ‘Miih’. All subsequent strat a are being classified as ear lier
than middle Mio cene, i.e. ‘≤Middle Miocene’. T he units that correspond to
‘≤Middle Miocene’ conta i n the ‘El Diablo’ For mation ‘M md’, the pi edmont
deposits ‘MPg’ , and Qua ternary s edi ments term ed ‘PlHa’ and ‘Ha’. Related
reflection characteri stics used for interp retation ar e displayed in Table 3.4 .

All units older than mi d dle Mio cene show significan t faulti ng an d/or folding due
to the ongoing Altiplano Plateau uplift (~1200 m uplift since Neogene) (Jordan
et al. 2010 ⁠ ; Allmendinger et al. 1997). Faults are typically north-south striking
and show both west-vergent and east-vergent n ormal and reverse fault s , while
reverse fault s dominat e (Nester 200 8) .
Noteworthy is also the huge hinge “Flexura Longacho” ( Figure 3.2 , Figure 3.4 )
which is of regional scale and extends over at least 60 k m in the no rth - sou th
direction through the whole area of work. At small sections along the hing e (i.e.
Cerro Longacho) imperm eable Mesozoic bas ement crops out while at other parts
the bedrock dips deeper into the underground (Blanco and Tomlinson 2013 ⁠ ;
Blanco and Landino 201 2 ⁠ ; DGA 2013) . In the following, Figure 3.4 a and b are
discussed, fr om east to w est.

3 . I n s i g h t s i n t o A n d e a n s l o p e h y d r o l o g y
66

Figure 3.4 (a) Seismic line 1f 003i with sequence boundary, reflector designation and major faults, (b)
Interpreted seismic line 1f003i.
Groundwater flow will primarily occur in the well-f ractured pa rts of the OMap1 a/ c Formation.
Temperatures at the deepest infiltration point in the OMap1c Formation will reach a pprox. 55°C. The
detail window in (b) sh ows computed f a ult likelihood >95% in black (Misclassification error ≤ 5%). The
older member of OMap1 a/ c sh ows distinct zones of increased fracturing compared to surrou nding
formations and will form the main reservoir.
Mesozoic Bas ement
The Cretaceous Ce rro Empex a Formation (‘Ksce’) builds generally the top of the
Mesozoic basement ( Table 3.1). It abuts upon the OMap1a/c for mation by an
angular unconformity in the mid-section of the profile (along sequence bound ary
a; Figure 3.4a). In parts, the ‘ Ksce’ F ormation might be eroded giving w ay to
Jurassic units or Cretaceous intrusive rocks. Because ‘Ksce’ cannot be clearly
differentiated in the se ismic profile again st older units, i t is i n cluded in the layer
Mesozoic ba s ement in Fig ure 3.4 b.

3 . I n s i g h t s i n t o A n d e a n s l o p e h y d r o l o g y
67
About 10 k m n orth of Pica, the Mesozoic basement crops out at Cerro Longacho
with the Jurassic Long acho Formation. Here th e formation i s penetrated by
Cretaceous gran itic intrus ions (Figure 3.3; (Bl anco and Landino 2012)).
Discontinuit ies in the respective seismic data show that east of Pica, subsurf ac e,
also pluton ic intru sions ( of probably Lat e Cretac eous age) penetrat e and deform
parts of the Mesozoi c Basement (Figure 3.4b). Similar intrusions are also expos ed
50 km north of Pica at the Andean slope (Blanco an d Landino 2012) . Apart from
locally fractured zones, the unit ‘Ksce’ can b e considered to be an aquitard (Jay ne
et al. 2016). The Jurassic Basement forms a regional aquitard (mar i ne clayst one
and s iltstone; Table 3.1). The data show that fissures that would connect the area
displayed wit h the Altiplano plateau wo uld need t o be several k ilometers de ep.
Formation OMap1 a/c - Aquifer
Formation OMap1a/c grows in extent towards t he midsection of the profile
(starting east) until a maximum thickn ess of ~250 m and dips west of the hinge
Longacho into the Pd T basin.
OMap1a For mation is younger than 1c. It represents coars e to medium
sandstones and is not present at outcrops around the Pica area (Blanco and
Tomlinson 2013) . U nit OMap1c consists of poorly sorted conglomerate s which
are cement ed and partly intercalated by rhyolitic ignimbrites (Blanco and
Tomlinson 2013). Seismic analysis shows that the unit i s notably fractured in the
transition zone from the PdT to the Pr ecordillera. Apparently, this is due to the
Altiplano Plateau uplift. Another crucial factor for fracturing i n the area c los e to
Pica, are intrusive formations that created massiv e faults and disruptions in
sections of the Mesozoic basement while ascen ding . These faults s eem to have
contributed under former tectonic stress conditions to a reduc ed stability of the
OMap1a/c formation and hence lead to partly diffuse, partly vertic al fracturi ng,
which make s spring d ischarge pos sible.
The unit OMap1a/c forms therefore the fractured aqui fer that feeds s pring water
in Pica. Although south of Pic a superfi c ially exposed outc rops of this formation at
higher altitude s (~1480 m asl) are dry, w ater will be present in the deeper
second half of the unit and flow upwards along preferential pathways of
connected fracture netw orks (see also section 3.4.6). Commonly, fractur ed
aquifers are best developed at the midsection of f ractured zones (Ahmed et al.

3 . I n s i g h t s i n t o A n d e a n s l o p e h y d r o l o g y
68
2011) . Because of this, i t i s expected that exceptio nally deep fractures will not
contribute s ignificantly to the overall groundwater f low.
At the alt itude of t he Conc ova well (1 475 m asl), w ater i s first r eached at a de pth
of ~ 115 m bgl and later at ~208 m bgl (DGA 199 7). Its hydraulic head lies here
at an altitude of approx. 1437 m asl. A few hundred meters downslope, i n Pica,
this increa sed hydraulic head leads to spring disc harge. The seismic data show
that around Pica several vertical deep faults lead from OMap1c through
formation Miit and partly to OMap2a/ c . Springs in Pica typi c ally di s charge out of
exposed and f ractured s ec tions of the sandstone m ember of OM ap2a/c.
OMap1c Fo rmation al so forms the ma in g eotherma l reservoir. The deep est point
of infiltration is reached at the midse ction of the profile with an aquifer dept h of
about ~ 850 m bgl. At the deepest circulation depth, around 8 km from the eastern
margin of the profile, the m ain heating up of groundwater will occur ( Figure
3.4b).
Based on a supervised n eural network (secti on 3.3.1) the fault likeli hood in a
search gate of 30-120 m is computed, to distingui sh highly fractured zones fro m
less fractured zones (Figure 3.4b). The computati on allows u s to delineat e a
highly fracture d zone of the aquifer section to the east of Pica at a depth of 400 -
500 m bgl. It is po ssible that some groundwat er circ ulates here to a max imal
depth of ~500 m bgl.
Tambillo I gnimbrite an d Huasco I gnimbrite
The Tambillo Ignimbrite (Miit) extend s over t he whole profil e. It s avera ge
thickness is ~ 30 m. It shows a clear and acce ntuated sequence boundary
reflection (sequen ce boun dary b, Figure 3. 4a) indicating no major erosion apart
from the eastern m argin from where i t begins to ri se steeply toward s the Altos
de Pi c a ar ea. Th e le ss pron ounced reflect ion i s an i ndication for a h i gher gra de o f
weathering and hence permeability. The top of Mi it at the outc rop positi on (red
line in Figure 3.4b, see also Table 3.3) is dry. Groundwater flow on top of this unit,
from the Alto s de Pica are a towards Pica, can theref ore be disregarded.
The Huasco Ignimbrite (Miih) starts at the eastern margin arriving from the Altos
de Pica and Altos del Huasco recharge area where it is exposed (Figure 3.3). The
formation thins out only 3 km west of the eastern margin where it seems to be
somewhat eroded or br oken apart. Si milar formations can be observe d at a

3 . I n s i g h t s i n t o A n d e a n s l o p e h y d r o l o g y
69
nearby ground opening of up to ~500 m at Quebrad a Quis ma (termed ‘Out crop’
in Figure 3. 3 ). Ephemeral flood erosion of weak Miocene epi clastic strata bene ath
the strong welded tuff is a promoted reason for this observation (Irwin et al.
2014) . Anoth er explanat ion could be groundwater sapping (Hoke et al. 200 4).
At Altos the Pica, the Miih Form ation is underlain by the Mi it Format ion which
abuts the Ksce Formation (Blanco and T omlin son 2013) (the formations
OMap1a/c and OMap 2 a/c di e ou t on the way uphill). Highly weathered outcrops
of the Miih i gnimbr ite at Altos de Pica show tha t these format ions tend to break
into banked and highly fractured units (fract ures i n cm- scale). At altitudes >3400
m temperatures usually fall duri ng night below 0 °C and rise again during the day
above freezing temperatures, whi ch accelerates t he weather ing process favored
by frost wedg ing. Thus, fractures in ignimbrites w ill facilitate wate r infiltrat ion
and allow groundwater to circulate down slope towards the OM ap1a/c
formation.
Formation OMap2 a/c
Just like unit Miit , OMap2 a/c ex tends over th e whole pr ofile. It alm ost dies out at
the altitude of the Conc ova well and later crops out at the hinge Flex ura
Longacho. Maximu m thickness is approx. 200 m. The form ation is much less
fractured than OMap1a /c and should demonstrate a lower perm eability.
Typically O Map2a consists of s andstone s and c onglo merates (Blanco and
Tomlinson 20 13) .
3.4. 2. Reservoir tempera ture estima tion using geot hermometers
Analysis of geothermally sensitive ions of four gr oundwater samples allowed
calculation s of the expected geotherm al reservoir t emperature (samples SC, W1,
CR and MF ; Figure 3.3 and Table 3. 5). Because well sample W1 s hows an almost
identical c hemica l composition to the water from the s pring s CR, MF and SC
(Table 3.5), it can be assumed that these groundwat ers are not being si gnif icantly
influenced by near surface reac tions. Groundwater m ixing with surface waters is
also unlikely due to the proven absence of i nfluen ce of modern waters (section

3 . I n s i g h t s i n t o A n d e a n s l o p e h y d r o l o g y
70
3.4.5). Four geothermometers for low-temper ature reservoirs are b eing us ed, to
estimate the re s ervoir te mperature (see sect ion 3.3.2).
Discharge tem p eratures at Pic a lie between 31 and 34 ° C. Applying the respective
geothermo meters to all f our sa mples yields s i milar esti mation s for the reserv oir
temperature . While the Mg- Li -ther mometer plots res ervo ir temperatures of 53 -
64 °C, the Na- Li -thermometer i ndicate s temperatures of 48- 56 (±12) ° C. At the
same time the alpha-cristobalite therm ometer ind icates temperatur es of 40-43
°C and the chalcedony thermometer values of 59 -62 ° C. It is assumed that the
alpha- cristobalit e geot hermomet er is more reliable (chapter ‘Geological
therm ometer s ’). At the sa m e time, d ue to slow wate r cool ing along t he flow p ath
(section 3.4.1), parts of the solute silica mi g ht already precipitate prior to
discharge wh ich can re sult in underestimation of the r eservoir temperat ure
based on th e respect ive saturation index (SI) t hermometer .
By calculating average reservoir temperatures for each sample from all applied
geothermo meters, the m aximal reservoi r temper ature of the Pica spring s is
estimated. It li es between approx. 53 and 57 ° C.
3.4. 3. Local geothermal gr adient
The Chacar i llas well w as util ized to inf er the local t hermal grad ient by recor ding
the well fluid temperat ure vs. depth (total well depth 880 m bgl, situated 20 km
south of Pi ca at a simila r altitude of 1280 m a s l). The we ll penetrate s only
sedimentary rocks interb edded with minor strata of hori zont ally deposited
volcanic rock s until rea c hi ng basem ent rock s at a depth of 880 m bgl (Karzul ovic
1980) . Because of equipment restrictions the max imum log ging depth is 500 m
bgl. Logging started with the water level of 65 m bgl at 29 °C and reached 42.6 ° C
at the end of logg ing at 500 m bgl (Figure 3.5 ). The measurem ent shows that the
gradient steadi ly rises by ~3.1 °C per 1 00 m.

3 . I n s i g h t s i n t o A n d e a n s l o p e h y d r o l o g y
71

Figure 3.5 Geothermal gradient recorded at the Chacarillas well (PC) together with estim ated reservoir
temperatures from geothermometers
This is very clos e to the global average of 3 °C per 100 m and indicates that within
the fi rst 500 m bgl there is no evidence for an ano malous heat accumulati on i n
the area.
Plotting the linear trend line of the grad ient back ward to the ground surface,
results in a surface tem perature o f ~27.4 °C. Plotting it forward, towards a
subsurface t emperature of 53-57 °C (as predi c ted by geothermo meters; section
3.4.2), results in a circulation depth of ~800 -950 m bgl (Figure 3 .5). Howe ver,
due to the c onfined nature of the aquifer a s light heat accumulation in the slope
reservoir c annot be excluded. Also, adve c tive h eat transport could alte r the
temperature gradient at t ha t depth. Such effe cts would lead to an overestimat i on
of the calculated maximal circulation depth, meaning that the true m axim um
circulation d epth would more li kely l ie at t he uppe r margin of the g i ven inte rval.
3.4. 5. Isotope hydrology
Stable und u nstable iso topes
Isotope data are given in Figure 3.6 and T able 3.6. 14 C measurements of Pica
waters uninfluence d by irrigation show percent mo dern carbon (p mC) value s of
27 -33 and tritium ( 3 H) values of ≤0.09 (±0.09) TU, which emphasizes that

3 . I n s i g h t s i n t o A n d e a n s l o p e h y d r o l o g y
72
groundwater s are chemically not influenced by modern rainfall. 3 H values of
regional pre cipitation v ary b etween 3 to 10 TU (Aravena et al. 1999).
The det ected δ 18 O values at the spr ing Ermi t ano (SE; Figure 3.2), which
discharges from formatio n Miih at the wes tern marg i n of the Sala r del Huas co
basin, is - 12. 4 ‰. In P i ca, values betw een - 13.0 ‰ and - 13. 4 ‰ were meas ured
(Figure 3.6). Accor ding to the isotopic altitude effect documented by U ribe et al.
(2015) (which is i n acco rdance with Aravena et al. (1999)) , the mean recharg e
altitude for Pi c a water s is ~380 0 m asl. Deuteriu m excess (D ex ) is -1.2 –0.5 ‰ for
groundwater i n Pica and 1.14 ‰ for S E, i.e. both cases within a similar range,
which supports the concept of similar rec harge conditi ons (recharge area s Altos
de Pica and Altos del Huasco, Figure 3.2). At SE the 3 Hvalue is lik ewise ≤0.09
(±0.09) TU, which implies that there is no noteworthy presence of modern water
in this spring di scharg e either.

Groundwater at PN sh ows a 14 C activity of 34 pmC, demonstrat ing a very similar
value when compared to waters from the Pica area. Also 3 H counts equally, bel ow
0.09 (±0.09) TU. Only δ 18 O i s slightly less depleted with - 11.0 ‰, reflecting the
topographica lly less pron ounced altitude of the expected recharge area of in
average ±3600m asl. δ 13 C for water s in the Pica and PN area lies i n a range of -7.7
to - 11.7 ‰VP DB.

Figure 3.6 Stable isotope data plotted with the local meteoric water line (LMWL)

3 . I n s i g h t s i n t o A n d e a n s l o p e h y d r o l o g y
73
Table 3.6 Isotope data, mean residence times and resulting interstitial velocities (*VSMOW , **VPD B ,
RT= residence time, cRT = corrected residence time)

Parameter

Site

SE

SC

SPN

W1

CR

MF

δ 2 H [‰*]

-100.5

-106.2

-92.3

-104.5

-105.4

-105.6

δ 18 O [‰*]

-12.42

-13.34

-11.01

- 13

-13.26

-13.35

D ex [‰]

1.1

-0.5

4.2

0.5

-0.7

-1.2

3 H [TU]

≤0.09

-

≤0.09

≤0.09

-

≤0.09

3 H error

0.09

-

0.09

0.09

-

0.09

δ 13 C [‰**]

-

-8.8

-11.7

-10.4

-9.6

-7.7

14 C [pm C]

-

29.05

33.9

27.23

32.05

27.67

pmC error

-

0.17

0.16

0.16

0.15

0.13

RT [a BP]

-

10219

8943

10754

9407

10620

rF&G cRT [a BP]

- 20‰ δ 13 C soil gas CO 2

-

2757

4250

4913

2792

1905

- 23‰ δ 13 C soil gas CO 2

-

1512

3049

3657

1546

662

Av. cRT [a BP]

-

2135

3650

4285

2169

1284

Int. vel. [m/a]

-

13.1

8.8

6.5

12.9

21.8

Correction of mea n gro un dwat er residence t imes
In the Altos de Pica recharg e area, ignimbrit es are abund ant, followed
downstream by c lastic sediments of pr imarily volcanic rocks, intercalated by
rhyolite or tuffs and thick strata of poorly to good sorted conglomerates with
clayey and silty portions. To gain insight i nto the processes th at alter the carbon
content of the respect ive groundwater during its evolution, a graph ical
methodology is applied ( Han et al. 2012 ⁠ ; Han and P lu mmer 2 016) . Thr ee carbon
related plots, of δ 13 C against 1/[HCO 3 ] (Figure 3.7a), 14 C against 1/[HCO 3 ] (Figure
3.7b), and 14 C against δ 13 C (Figure 3.7c) summar ize the relevant carbon
hydrochemi stry and allow to infer hydrochemical processes that influence the
14 C value (Han et al. 2012) . Hereafter, the framew ork by which the Figure 3. 7
graphs wer e generated f or the carbon system is exp lai ned.
In the area of work at sites with vegetat ion, δ 13 C values of soil ga s CO 2 are
- 18±2 ‰ (Fritz et al. 1981). Due to the hi gher hu mid ity at the expected
Precordilleran recharge area (Alto s de Pica) t he lo wer margin of thi s value is
applied, namely - 20 ‰. δ 13 C of carbonate minerals is unknown but is u sually
close to 0 ‰ (F ritz et al. 1 981 ⁠ ; Clark and Fritz 1999 ) .

3 . I n s i g h t s i n t o A n d e a n s l o p e h y d r o l o g y
74

Figure 3.7 Graphical e valuation of carbon chemistry according t o Han et al. ( 2012) (italic numbers mark
plot sections): (a) sa mples plo t around p oint 0 a nd line X(b), (b) samples plot along line X(b), (c)
samples plot in section 6 . Black arrows indicate the sample e volution for an initial value of δ 13 C of soil
gas CO 2 of - 23 ‰
In g eneral the pl ots can be read i n the following way (Han et al. 20 12): At point A
the groundwater contains only CO 2 equi librated with δ 13 C of soil gas CO 2 (open
system conditions). The point 0 (cross ing poi nt) marks the condition s under
which biogenic (soil) CO 2 has reacted completely with rock carbonate under
closed system conditions (calcite dissolution) . At point B , the DIC in wate r is
enriched i n δ 13 C by the δ 13 C of carbonate rocks and/ or h as a very low 14 C a c tivi ty.
Samples that plot i n Fig ure 3.7a ar ound t he p oint 0 and i n Figure 3.7b and 7 c
along line X(b) underwe nt 14 C decay, because closed s y stem conditions are
reached and no further carbon was added or removed from the water and the 14 C
activity reduced below 50 pm C. Samples that plot along line X(b) i n Figure 3.7 a
and 7b and along line Z in Figure 3.7c, experience an i sotope exchange between
water and rock carbonate . This is beca use n o c arb on is added to the system but
δ 13 C is enriching . Therefore, the 14 C content is altered. In Figure 3.7 t he position
of samples from Pica mark a mixture of the three mentioned pr ocesses (c al c ite
dissolution, isotope ex chan ge and 14 C decay).
However, sample S P N demonstrate s relatively depleted δ 13 C contents (- 11.7 ‰).
In Figure 3.7c the sample plots left of the continuo us line X(b) which marks, as
defined, half of the determined initial δ 13 C of soil gas CO 2 (- 10 ‰). This would

3 . I n s i g h t s i n t o A n d e a n s l o p e h y d r o l o g y
75
imply that the s ample is exposed to open sy stem conditions (Han and Plummer
2016) . Due to the known general aquifer geometry, this is very unlikely. A more
suitable explanati on is that the initial δ 13 C of soil gas CO 2 is underestimated and
would rather lie i n a range of round about - 23 ‰ δ 13 C (resulting configurat i on
changes mark ed in Figure 3.7 by dashed l ines). Thi s value is (l ike also - 20 ‰) in
accordance with CAM- plant s that typically occur in semi-arid environme nts
(Clark and Fritz 19 99). SPN would then ex perience the same chemical proc esses
as samples fr om Pica des pite isotope ex change.
Based on the graphical analysis, other carbon altering proces s es, such as
additional CO 2 sources, can be disregarded (Han et al. 2012), especially when
considering the overall geologi c al setting. In conclusion, the initial δ 13 C of soil gas
CO 2 lies most probab ly in a rang e between -20 and - 23 ‰. F or th e given samples
and the given pr ocesses observed (calcite dissolution under closed system
conditions, isotope ex change and 14 C decay) there is only one 14 C single-sample-
based correction model that accounts f ully for the effects induced. This is t he
revised Fonte s & Garnier (rF&G) m odel (F ontes and Garnier 1979 ⁠ ; Han and
Plummer 2013 ⁠ ; Han and Plummer 2016). Subsequently the rF&G model is used
for correcting mean grou ndwater residence times withi n the margins of - 20 to -
23 ‰ δ 13 C soil ga s CO 2 .
Uncorrected residence times plot between 8900 and 10800 a BP (Tab 5). The
averages of corrected mean groundwater res idence times (cRT) for t he spring
related Pica samples CR an d SC are in both cases ~2150 a BP (Tab 4). The well
related sample W1, from the respect i ve aquifer section, shows a cRT of ~4280 a
BP. c RT at SPN acco unts for ~3650 a BP. The yo ung est water was sampled at
spring MF with ~ 1284 a BP.
3.4. 6. Hydraulic properties
Average inters t itial velo cities and hydr aulic con ductivity esti mation
Under the assumption that the corrected residenc e times are accurate, waters
recharged at A ltos de Pica ( linear distance from an altitude of 3800m a sl to Pica:
~28km; linear distance from 3600 m asl to PN: ~32km; section 3.4.5), would
exhibit an average i nter stitial velocity of ~6 to 22 m/a (T able 3.6). The aver age

3 . I n s i g h t s i n t o A n d e a n s l o p e h y d r o l o g y
76
interstitial velocities of groundwater that is sampl ed from the s pring system at
Pica with relatively high di scharg e (spring discharge at PN ~ 1l/s c ompar ed to
~53l/s at Pica), is notably higher than that of samples W1 and PN (12 - 22 m/a
compared to 6.5 m/a an d 8.8 m/a). This is an indication for t he presence of
preferential pathways alon g more conduct ive fracture networks related to the
spring sy stem.
Based on these finding s and Darcy’s Law, an estimate of the mean hydraulic
conductivity ( K ) for the re levant slope reservoir c an be made. When c onsidering
a hydraulic gradient i of ~0.08 (from topograph i cal hei ght differen ce between
Altos de Pica and Pica or PN) and a common value for the effective porosity of
fractured rocks of 2- 4% (Singhal and Gupta 2010), the resulting mean hydra ulic
conductivity of water guiding units in the slope reservoir would be circa 2E -7 to
5E -8 m/s. These orders of magnitude of K are at the lower margin of literatu re
values for fra ctured an d fi ssured rock and re present a low t o m ode rate
permeabil ity (Singhal and Gupta 2010) .
Hydraulic response of the sprin g r elated aq uife r system to recharge eve nts
Carrying ou t a time serie s analysis in the area of work i s a delicate undertak i ng
due to some con s tra ints:
(1) Best available precipit ati on data are given by station Collacagua (CC, ~4010
m as l) which lies 40 km nor th -east of the expected recharge areas Altos de Pica
and Altos del Huasco. Hence absolute m easured rainfall amo unts will vary from
those at the actual recharg e area. N ev ertheless, relative precipitat i on patterns, i n
particular marked regional s torm events with high and dense precipitation, will
be represent ed corre ctly by the g iven meteorolog ical station.
(2) It is necessary to compare w ater tables at well WC and WPN (at Pica and
Puquio Nunez) as well as spring discharge from SE (Sa lar del Huas co basin) .
Hydraulic heads close to spring discharge (WC and SE) tend to decline more rapid
than at location s with no or n egligible leakage (WP N ).
(3) In the r echarge area’s fractured and we athere d i gni mbrites are abunda nt.
Infiltration rates of fractured rock surfaces can vary locally, depend ing upon
topography and intensity of fracture s (Singhal and Gupta 2010). It wa s s hown
also that in welded tuffs, infiltration rates depe nd on rainfall intensity and
duration, part icularly in semi-arid climates, be cause s welling of c layey portions

3 . I n s i g h t s i n t o A n d e a n s l o p e h y d r o l o g y
77
can lead to a widening of fis sures and the refore incr ease infiltration rates (Salve
et al. 2008) .

However, statistically s ign ificant correlations between the different given time
series c an be deter m ined. First the raw data and the resulting processed data that
serves for cross correlation will be present ed. Figure 3.8 displ ays absolute
rainfall amounts at station CC with the resulting crd. The crd will be used for c ros s
correlation with spring discharge at SE and water levels at WPN. Spring SE
discharges out of the frac tured ignimbrite for m ation Miih that covers the whole
Altos del Huasco and Alto s de Pic a rec harge are a. Figure 3. 9 shows t he discha rge
amounts of spring SE together with the resulting detrended time series. The
measured unprocessed values plot c orrectly along the int erpolated time series
(section 3.4.6). In Figure 3. 10 the water level fluct uation at well WPN and WC is
presented together with the respective interpolated ti me series. Note the
synchronou s and equal net water level ris e of ~ 30 cm during the year 2002 at
well WPN and WC.
Consequently, the c ros s correlation of the differen t datasets will be discus sed.
The cross correlat ion between ti mes series SE and CC crd yield s maximum
positive cross correlation c oeffici ents (Cc) for l ags of 0 -1 month ( Figur e 3. 11 a
and b). They exceed th e 95 % confidence interval which implies that the
calculated cor relation i s statistically significant.

Figure 3.8 R ainfall at station Collacagua (CC) an d r e sulting monthly cumulative rainfall departure
(1999-2014)

3 . I n s i g h t s i n t o A n d e a n s l o p e h y d r o l o g y
78

Figure 3.9 Spring discharge at SE with the resulting interpolated a nd de trended time series (October
1998 to October 2012).

Figure 3. 10 Water leve l fluctuation a t well WPN a nd WC (2001 -2015 and 2001-2005 respectively). Note
the synchronous net water-level rise of ~30 cm during year 2002 at well WPN and WC
Arrows in F igure 3. 11 a m ark the correlation of rela tive m axima and minima. The
6-month moving average he lps to identify visually the similar trends in both time
series. The result emphasize s that spring discharge at spring SE, and theref ore
the hydrauli c pres sure i n the respective aquifer section, responds to rainfall in
the catchment area gener ally with in two months . Discharging waters at s pring
SE show s no relevant tritium c ontent s (section 3. 4.5), which implies that the
recorded resp onse cannot be induced by the physical arrival of rainwater but
must be a pressure response of the hydraulic system. The measured lag will be
therefore the t ime span in w hi ch infiltrate d water reaches t he hydra ulic syst em .

3 . I n s i g h t s i n t o A n d e a n s l o p e h y d r o l o g y
79

Figure 3. 11 (a) Cross correlation between the detrended time series at SE and CC cumulative rainfall
departure (crd), (b) resulting cross correlation coefficients (black arrows mark lags of 0 -1 month)

Figure 3. 12 (a) Cross correlation between the spring discharge SE a nd water levels at WPN, (b) resulting
cross correlation coefficients (black arrows mark lags of 20 -22 month)

3 . I n s i g h t s i n t o A n d e a n s l o p e h y d r o l o g y
80
The discharge record at SE will therefore appropriately reflect the hydraul i c head
in the respective aquifer-forming uni ts a s a functi on of infiltrating water that
reaches the hy draul ic system at A ltos del Hu asco and Altos de Pica (Figure 3.2 ).

Figure 3. 12 a shows the cross c orrelat i on between s pring discharg e at SE and
water levels at WPN. The maximu m positive correlation is computed for lags of
20 -22 months (F igure 3. 12 b), where Cc reache s values of 0.32- 0.37. The data give
evidence that there is a st ati stically significant c orrelation between groundwater
levels at the Andean foothills measu red at well WP N and the spring discharg e at
the we stern margin of the S alar del Huasco ba sin. The same is true for the
correlation between well WC and discharge at SE. Here, the cross correlation
function yields a m aximu m positive correlation of 0.3 -0.38 (above 95%
confidence i nterval) at a lag of 23-24 months. This data can be confir m ed by
calculating the correlation between WPN and CC c rd. The maximum positiv e
correlation plots between months 19-22 with a Cc of 0.2-0.22 (above 95%
confidence interva l). When computing the cro ss correlation between the
detrended WPN and CC crd, Cc even achieve s a maximum of 0.45 (at a lag of 21
months).

The discussed data (Table 3.7) therefore strongly suggests that the hydrauli c
head changes (pressure changes) i nd uced by rainwater recharged through the
fractured igni mbrites (M iih), that are present at Altos de Pica and Alto s del
Huasco, are communica ted rapidly within the whole slope reservo ir. The
discharge data at SE imp lies that r echarging rainwater reaches the hydraulic
system within 2 months. T he press ure signal of the same re charge event is then
communicated within a time span of, on average, 20 -24 months to the Andean
foothills at Pi c a and PN.
Table 3.7 Summ ary of cross correlation calculations

Time series

C c (m aximum positive
correlation)

Lag [months]

Exceeding 95%
confidence interval

CC crd and detrended
SE

0.21-0.27

0, 1

yes

SE and WPN

0.31-0.37

20, 21, 22

yes

SE and WC

0.30-0.38

23, 24

yes

CC crd and WPN
(detrended)

0.20-0.22, (0.45)

20, 21, 22, (21)

yes

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81
Note that the observed hydrauli c head signal at WPN and WC cannot be cau sed
by the phys ical arrival of either recent or earlier infiltrated waters. The
respective water show s no triti um content and earlier signals of i nfiltra ted
waters would certainly not arrive synchron ously, with the same level incremen t
at well WC and WPN (Figure 3. 10 ). The statistical analysis demonstrat es th at a
hydraulic head transmission with a c onstant delay is observed (lag 20 - 24
months). The described phenomena can only be explained by a sho rt ter m
hydraulic pressure respo nse at the Andean foo thill s to recharge events at Altos
de Pica/Alto s del Huas co.
3.5. Discussion
The presented resu lts confirm each other in a complimentary manner and
thereby foster a comprehensive hydr ogeological understand i ng of the discussed
slope system. T he conceptual model can be summari zed in 5 points. (1) Recharge
takes place at Altos de Pica (~3800 m asl) and is guided westwards downslope
into the fractured part s of the OMap1a/c format ion. (2) The maxi mal circulati on
depth is <950 m bgl. (3) The maxi mum reservo i r temper ature is ~53- 57 °C. (4)
The res idence time of groundwater at the resp ec tive Andean foothills is circa
1300 -4300 a BP. And (5) there is a s hort-term (20- 24 months) transmission of
hydraulic heads between the Precordilleran recharge area and the Andean
foothills at Pi c a and PN.
Point (1) is crucial, knowing that ori gina lly i t was c onsider ed by some authors
that a leakage of the Salar del Huasco bas in throug h deep fissure s could have
contributed notably to the spring discharge at the A ndean foothills or alimen ted
the PdT - Aquifer (Magaritz et al. 1989 ⁠ ; Magaritz et al. 1990 ⁠ ; Jica 199 5 ⁠ ; Jayne et al.
2016) . Find i ngs of this study subst antiate th e ar gumentation of Uribe et al.
(2015) that this i dea should be disregard ed. There are mainly two reasons for
that. First, the short-term hydraulic respon se of water levels at Pica and PN to
recharge events at Altos de Pica gives robust evidence that a deep Altiplano
reservoir is not leaking out towards the Pampa del Tamaruga l. The hydra ulic
signal ind uced thereby, would very li kely superimpo s e the hydraulic recharge
signal fro m Altos de Pica. Secondly, the geothermal assessment in this study
clearly indicates that waters are not exposed to very hi gh reservo ir temperatures
(53-57 ° C). When compared with the local geothermal gradient the maximal

3 . I n s i g h t s i n t o A n d e a n s l o p e h y d r o l o g y
82
circulation depth of the water should not exceed 950 m bgl. Waters that would
leak out of the Salar del Huasco basin (or other hig h Andean basins) would n eed
to circulate much deeper to cross the Precord illera n mountain ri dge and would
show a significantly higher salinity (Ur ibe et al. 2015). A maximum i nf iltration
depth of >2 km, as recently suggested by a 2D-mod el from Jayne et al. (2016), is
too deep for t he therm al waters d i scharg ing at Pica.
The insight s of this study i nferred from geothermo meters and the record of the
geothermal gradient are also in accordanc e with the interpretation of the seismic
imagery. T he mapped fractured aquifer of the OMap1a/c Formation lies in the
expected maximum i nfiltration depth of ~850 m bgl. It remain s unkn own
whether there is a heat accumulation i n the delineat ed reservoir due to advect ive
heat transport and the confined nature of the aquifer. In this case , the maximum
circulation dept h (<950 m bgl) would b e somewh at overestimated.
While the theoretical 2D -model s et up by Jayne et al. (2016) poi nts out some
relevant observation s, it is missing the new insight s from this study. It does not
take into account fracture flow which is, as indicated by seismic data, the main
flow facilitator in the respective slope reservoir. Jayne et al. (2016)
underestimate d hydrauli c conduct ivites of the aquifer -forming units by several
orders of magnitude (~1E-11 to 1E-13 m/s compa red to 2E -7 to 5E-8 m /s from
this study; section 3.4.6). Apart from that, the model generalizes over a scal e of
50 km where hydrogeol ogic ally highly he ter ogenic systems p revail (sta ble
isotope samples from very di stinct rec harge areas are being c ompared (Fritz et
al. 1981)). The us ed transect geology for the 2D-model is only fairly well
constrained and relie s on strong si mplifications (J ayne et al. 2016). Overall,
results derived from the m odel by Jayne et al. (2016) that make prediction s about
the area of work need to b e treated very carefully.
Widening the scope again, it i s i mportant to consider the social bac kgro und that
stimulates the discussion about the hydraul ic connection between the Salar del
Huasco basin and Pica or the Pampa del Tamarugal. Particularly local inhabitan ts
fear that a legal perm ission for water w ithdrawal s from the Salar del Hua sco
basin could cause long-term wat er shortage in Pica. Although it is shown that a
hydraulic connection between both syste m s is highly unlikely, it is also
demonstrat ed that both watershed s share adjacent recharge areas that are
joined by the same geologic for m ation. A massive overexploitation of wa ter
resoures in the Salar del Huasco basin (as has happened to the nort h, in the
ad jacent Laguna Lagunill as ba sin (Larraín and Poo 2010 )) could cause a shift of

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83
the sub surface wat er divide in the A ltos de Pica / Altos del Huasco rec harge a rea
towards t he we st. The recharge area for waters at the Andean foothills could
thereby be i nd irectly reduced and total recharge amount s that reach P ic a could
be decrease d.
However, in g eneral the geothermal fra mework of the slope reserv oir is surely of
no further commer cial interest when compared to othe r potential ge otherma l
energy si tes in the Chilean Andes (Sanchez - Alfaro et al. 2015). Overall the
reservoir temperature is too low and no s trong p ositive heat ano maly can be
expected in t he area (v olcanic activ ities are li m ited to the A ltiplano Platea u).
The correct ed m ean res idence tim es and interstit i al velocities for groundwat er
(6 -22 m/a) are in a reasonable m agnit ude when compared with t he estimated
hydraulic condu c tiv ities by Darcy’s L aw. 2E -7 to 5E-8 m/s is in accordan c e with
K-values expe cted for frac tured rock format ions (Singhal an d Gupta 2010) .
A quite surprising fact may be the short-term transmission of hydraulic he ads
within the slope reservoir along more than 30 km. The comput ed Cc of >0.3 for
cross correlation s between SE and WPN as well as SE and WC ind icate
statistically significant correlat i ons between different hydrologic time s erie s
related to the recharge area Altos de Pica / Alt os del Huasco. The magnitude of
the c ros s c orrelation coeffic ient is relatively good and overall satisfactory when
taking into the account the naturally given constraints, such as the more rapi d
decline of s pring discharg e c ompared to water levels in wells, and factors that
cause a dev i ation i n the linearity of t he hydraulic signal transmis sion (varying
infiltration velocity and spatial dependen c e of recharge amount s through
fractured rock surfaces; section 3.4.6.). A maximu m positive correlation can be
confirmed f or a lag of 20-24 m onths when c omparin g the differ ent data sets with
water levels at the Andean foothills. Recharge signals in time series data caused
by dis tinct recharge even ts, as a response to h eavy rainfall events, can be
identified and c onfirm ed also visually for the determined lag window (bla ck
arrows in F igure 3. 11 and Figure 3. 12 ).
Yet there was little attention g iven to the possibili ty of a short- ter m hydraulic
head transm ission from Precordilleran recharge areas when revising water table
fluctuations along the Andean foothills of the Pampa del Tamarugal. However, it
is demon strated that i n this c ase it is possible (it might be the case at other similar
sites too) and that the effective influence of Ande an Precordiller an recharge on
groundwater in the easter n Pampa del Tamarugal occurs within a very short ti me
frame (contrary to the sug gestion of Jayne et al. 2016). It implies that there is a

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84
constantly acti ve and connected hydraulic head leading from Altos de Pica to Pica
and PN. In turn constructions to enhance recharge along Altos de Pica would have
a s oon perceptible impact on water levels at the eastern m argin of the Pampa del
Tamarugal in the area of work. Indirectly, a managed arti ficial recharge s che me
for th e respe ctive area could b e r ealized this w ay. H ydrologic models of the Salar
del Huasco basin estimate recharge amount s of ~20 m m/a for the Altos del
Huasco section (adjacent to Altos de Pica), while preci pitat i on is on average at
~130 mm/a (Ur i be et al . 2015; Acosta and Cust odio 2008).
It is ex pected that waters from the Altos de Pica area are passing Pica and PN and
continue to flow with the hydraulic g radient of the Pd T- Aq ui fer southwest
towards S alar de Bellavista (Figure 3.2). However , this hypothesis still needs to
be proven.
3.6. Conclusio ns
The present s tudy forms a c ompre hensive i nve s tigation into the functional
hydrology of an Andean slope s ystem under the integrated application of
geophysical, hydroche mical and statistical methods. Several c onclu sions c an be
drawn.
Seismic dat a indi cate that the development of the Pica spring system was
facilitated by a disruption zo ne as induced by Cretac eou s intrusions that
penetrated the Mes ozoic basement. It is suggested that in the long term this led
to a decreased stability of overlay ing Oligocene units (OMap1a/ c) under the
former stress c ond itions and enabled the develo pment of the observed huge
vertical fra cture syste m (~200 m) at Pi c a.
The comple mentary informat i on yielded from hydroche mical and hydrolo gic
time-series data allow the conclusion that low -saline groundwater and spring
water occurring along the Andean foothills are being recharg ed at the
Precordilleran mountain ri dge Alto s de Pica and are not related to a leakag e of
the adja cent Salar del Huasco basin (as formerly suspected). By apply ing a
statistical c ros s corre lation betwe en cumulative rainfall departure s in the
Altiplano, as well as spring disc harge to t he western margin of the Salar del
Huasco basin and ground water levels in Pica and Puquio N unez, a s tati stically
significant positive correlation betwe en all datasets can be detected. It is
demonstrat ed that hydraulic head c hang es at Pica and Puquio Nunez (130 0 m

3 . I n s i g h t s i n t o A n d e a n s l o p e h y d r o l o g y
85
asl) are caused by recharg e events at Altos de Pica and Altos del Huasc o (~3800
m as l). The respective hydraulic head signals arrive with a lag of ~20-24 months.
Apart from that, the m aximal reservo ir temperat ure for thermal waters i n P ica
was estimated to lie bet ween 53 and 57 ° C. According to the constantly rising
recorded geother mal gra dient of 3.1 °C/100 m, th e m aximu m circulation depth
of respective waters cannot exceed ~ 950 m bg l. This exclude s a possible
hydraulic connection through deep fi ssures between the Salar del Huasco bas in
and Pica. These findings are supported by the interpreted seismic data that allow
a congruent mapping of the respective reservo ir depth and unit, and the
implicated flow path fro m Altos de Pica towards Pica. The resulting c once ptual
model explain s the geot hermal imprint well.
Based on the knowledg e of the flow path, the calculated corrected mean
residence times of 1300-4300 a BP allo w to i nfer average interstit ial velocitie s of
~6 -22 m/a for groundwater in the slope reservo ir. Overall the reservoi r will
therefore show a low to mode rate hydr aulic cond uc tivity of ~ 2E- 7 to 5E-8 m /s.
In question is the further flo w dire c tion of groundwater that passes P ica and
Puquio N unez. Proof of groundwater flow into the P ampa del T amarugal aquifer,
from the Precordill era, sti ll needs to be acquired. Confirmed amounts of recharge
at Altos de Pica, and hence the provided recharge into the Atac ma Desert, is
another open issue.
3.7. Acknow ledgmen t
This s tudy is the result of cooperati on between the Department of Hydroge ology
of the T echnical U nivers i ty of Berlin (Germany) and CIDERH, Iquique (Chile). The
authors thank CI DERH for funding the field work and Compañía Minera Doña
Inés de Collahuasi for the hydroc hemical data. The au thor s expre ss their
gratitude also to ENAP, Em presa Nacional de Petróleo, Chile, for supplyin g
seismic data. Apart from that, the study would not have been pos sible without
funds from CONICYT (Comisión Nacional de Investigac ión Científica y
Tecnológica, Chile).

3 . I n s i g h t s i n t o A n d e a n s l o p e h y d r o l o g y
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4. Reassessing hydrological processes th at
control stable isotope tracers
4. Reassessing hydrological processes that
control stable isotope tracers in groundwater
of the Atacama Desert (northern Chile)
Konstantin W. Scheihing a ,* , Claudio E. Moya b,c ,d , Ulrich Struck e ,f , Elisabeth
Lictevout b, g , U we Trög er a

a Department of Applied Geosciences, Hydrogeology Research Group, Technische U nivers ität
Berlin, 10587 Berlin, Germany
b CONICYT Regional/CIDERH, Centro de Invest igación y Desarrollo en Recurs os Hídricos
(R09I1001), 1100565 Iquique, Ch ile
c Universidad Arturo Prat, 1110939 Iquique, Chile
d Golder Associates S.A., 7550055 Santiago, Chile
e Mu seum für Naturkunde , Leibniz -Institut für Evolutions- und Biodive rsitätsforschu ng, 10115
Berlin, Germany
f Department of Geosciences, Freie Universität Berlin, 12249 Be rlin, Germany
g Facultad de Ciencias Forestales, Universidad de Concepción, 4 0 70374 Concepción, Chile
* corresponding author: [email protected]

Citation:
Scheihing K, Moya C, Struck U, Lictevout E, Tröger U ( 2018) Reassessing Hydrological Processes
That Control Stable Isotope Tracers in Groundwater o f the Atacama Desert (Northern Ch ile).
Hydrology 5:3. doi: 10.3390/hydrology5010003

Article history:
Received: 20 November 2017 / Accepted: 2 1 December 2017 / Publ ished: 26 December 2017

This is an open access article distribut ed under the Creative Com mons Attribution License which
permits unrestricted use, distribution, and reproduction in any medium, provided the original
work is properly cited. (CC BY 4.0). This is a postprint-version. The final publication is a vailable at
MDPI via https://doi.org/10 .33 90/hydrology5010003.

4 . R e a s s e s s i n g h y d r o l o g i c a l p r o c e s s e s t h a t c o n t r o l s t a b l e i s o t o p e t r a c e r s
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Figure 4.1 Graphical abstract
Abstract
A coll ection of 514 stable isotope water s ample s from the Atacama Desert is
being reassess ed geostatistically. T he evaluation reveals that adjacent Andean
catchments c an exhibit distinct δ 18 O and δ 2 H val ue ranges in meteoric wat ers,
despite similar sample altitude s of up to 4000 m above sea level ( asl). It is
proposed that the i nd ividual topographi c features of each catchment at the
western Andean Precordillera either inhibit or facilitate vapor mi xing processes
of easterly and westerly air masses with diff erent isotopic composition s . This
process likely causes catchment-specif i c i sotope value ranges in precipitation s
(between −7‰ and −19‰ δ 18 O) that are being c onsistently reflect ed in the
isotope values of groundwater and surface waters of these catchment s. Further,
due to evaporation-driven isotopic fraction ati on and subsurface water mi xin g,
isotope samples of the regional Pampa del Tamarugal Aquifer plot collectiv ely
parallel to the local m eteori c water line. Besides, there i s no evidence for
hydrotherm al isotopic water-rock interaction s . Overall, the observed catchment-
dependent is otope characterist ics allow for using δ 18 O and δ 2 H as tracers to
delineate regionally distinct groundwater compartments and asso ciated
recharge areas. In this context, δ 18 O, δ 2 H and 3 H data of shallow groundw ater at
three alluvial fans challenge the established idea of rec harge from alluvi al fans
after flash flood s.

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4.1. Introduc t ion
In the hyper-arid environment of the Atacama Desert in northern Chile, the
regional Pampa del Tamarug al (PdT) Aquifer forms a strategic and vital source
of groundwater, being the largest recognized aquifer in northern Chile (Jica 1995;
Chávez et al. 2016). Its r esources are used i n the mining industry, for agricultural
purposes or human consumption (Chávez et al. 2016). Remarkable for
groundwater resources of the PdT Aquifer is the wide range of δ 18 O values that
span from −13‰ to −6 ‰ (Fritz et al. 1981; Magaritz et al. 198 9; Aravena 1995;
Salazar et al. 1998) . To explain this observation different con ceptual
hydrogeolog ical models were propo sed for the study area, among others a deep
interbasin fracture flow of groundwater from the Andes to the Atacama Deser t
(Fritz et al. 1981; Magaritz et al. 1989; Magaritz et al. 1990; Rojas et al. 20 10;
Uribe et al. 2015; Jayne et al. 2016; Scheihing et al. 2017) . The encounte red
conceptual uncertainties impede the deve lopment of a sound hydroge ological
model of the PdT Aquifer to support long-term groundwater managem ent
measures (Rojas et al. 2010). Recharg e areas and groundwater i nflow are not
sufficiently understood (Rojas et al. 2010) . At the same time, a reliable
hydrogeolog ical model is urgently needed to support water managem ent
because current groundw ater production amounts from the PdT Aquifer account
for ~4000 L/s (instan taneous) and groundwater resources are being
persistently overexpl oited as in many othe r region s of northern Chile (Valdés-
Pineda et al. 2 014; Chávez et al. 2016; Sch eihi ng an d Tröger 2017).
Stable isotopes in water of oxygen ( 16 O and 18 O) and hydrogen ( 1 H and 2 H) are
typically inert and conser vative i n mixing relationship s and used as a tracer to
investigate hydrogeolog i cal and hydrol ogical proce s ses including groundwat er
recharge and groundwat er – surfa ce-water i nteract i on (Clark and Fritz 1999;
Kendall 2006). Accordingly, the deuterium excess (D ex ) parameter of water
samples c an be used to detec t relative evaporative enrichment effects
particularly i n arid regions (Clark and Fritz 1999). In this regard, the is otopi c
composit ion of precipitat i on is the initial isotopic s ignal of der ived meteoric
waters (surface, vad ose zone or groundwater) . T he s ubsequent change of their
isotopic compo sition by either evaporat ion, mixing or interaction with the
lithosphere c an be util ized to trace th ese proces ses (Clark and F ritz 1999).
Based on a geostatistical and chemical as sessment of a dataset of 514 s tab le
isotope measure ments, which includes data of pre vious pu blications as well as

4 . R e a s s e s s i n g h y d r o l o g i c a l p r o c e s s e s t h a t c o n t r o l s t a b l e i s o t o p e t r a c e r s
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unpublished data, the presented s tudy aims at deriving new i n sights into
hydrological pro cesses that control the stable isot ope che mistry from the arid
Andes to the PdT. It is demonstrat ed that a consistent understanding of the
regions s table isotope hydrology, in conjunct ion with 3 H data, allows for
clarifying so me of the en countered c onceptual hydrogeological un c ertainti es.
The findings yield a new explanation for the long-lived question why stable
isotope values from the PdT Aquifer cluster parallel to the local meteoric water
line (LMWL) and make it possible to different i ate different recharge areas. The
results have general impl i cation s for the isotope hy drology of Atacama basins
and c hallenge the established idea of a substantial allu vial fan recharge by
occasional flood i ng ev ents in the open desert.
4.2. Study area
The PdT is a nonmarine, intramassive forearc basin enclosed by the Precordillera
of the central Andes to the east and the Chil ean Coastal Cordillera to the west
(Figure 4.2 a,b ). It is situated between altitudes of ~900 – 1800 m as l and forms a
part of the Atacama D esert. The PdT ev olved together w ith the Altiplano P lateau
uplift fr om the Ol i gocene to present over a time span of about 30 Ma (J ordan and
Nester 2012). The sedimentary fill of the Pd T is of a lens -like shape and reaches
~1000 – 1700 m thickne ss (Nester 2008). It consists of horizontally depos ited
nonmarine Oligocene to modern clastic sedi ments interca lated with extrusive
volcanic deposits (e.g., ignimbr ites). The aquife r of the PdT i s formed by the
Middle Miocene to Quaternary sediment fill with a maximum depth of ~300 m
bgl (Rojas and Dassargues 20 07; Rojas et al. 2010). T he PdT Aquifer exhib its
various strata with a t otal th ickness of 25 – 15 0 m (Jica 1995; Rojas and
Dassargues 2007). A longitudinal cross-section of the aquifer was elaborated by
Rojas et al. (2010). Mean corrected groundwat er residence tim es i n the PdT
Aquifer likely reac h a few thousand years (Fritz et al. 1981; Schei hing et al. 2017).
In the study area, t he over all tectonic setting of the bas in is chara cterized by N-S,
NNE - S SW and NNW-SSE striking west-vergent and eas t-vergent (basically blind)
reverse faults (Nester 2008). One of the major faults is the ~65 km north-south
striking Longacho H inge, passing the lo c aliti es Pica and Puquio de Nunez (Ne ster
2008; Blanco an d Tomlins on 2013).

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Figure 4.2 ( a ) View o n Sout h America (black rectangle repr e sents the extent of Figure 4. 2b), ( b )
Topographical map of the study area and sample types (elevation p rofiles are discussed in section 4.5.2).
Water table contour lines indicate the regional groundwater flow re gime of the PdT A quifer and are
based on Jica ( 1995). Arrows indicate resulting groundwater flow directions. Not all springs in the
region are displayed.
East-west di scharg ing ephemeral strea m network s flow through narrow ravi nes
(Quebradas) downslope from part s of the Altipla no and Precordillera to the
relatively flat sedimentar y basin of the PdT. Catchments in the area corresp ond
to the Quebr adas (from north to s ou th) Aroma, Tarapacá, Quipisca, Juan de
Morales, Qui sma, Chacaril las and Ra mada (Figure 4. 2b ).
Occasional storm events in the Andean Cordillera result in flash-flood s of varying
intensity which can reach the alluvial fans that spread into the PdT (return peri od
~4 years) (Houston 2002, 2006b). Along the Andean Precordille ra, several
springs can be found (Figure 4.2b) of which the most prom inent are the thermal
Pica springs (at t he Pica Oasis) located at ~1300 m asl (Galli and Dingman R.
1965; Scheih ing et al. 201 7) .
The general groundwater flow di rect i on of the PdT Aquifer is south-south-west
(Figure 4.2b ) (Aravena 1995; Jica 1995; Rojas and Dassargues 2007; Chávez et
al. 2016). Groundwater emerges to the surf ace at the basin s western m arg in

4 . R e a s s e s s i n g h y d r o l o g i c a l p r o c e s s e s t h a t c o n t r o l s t a b l e i s o t o p e t r a c e r s
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where the magmatic rocks of the Coastal Cordiller a c onstit ute an impermea ble
barrier (Jord an and Ne ster 2012).
These emerging groundwaters can be fou nd near-surface at salt flats i n the PdT,
from where they are evaporated (Pintado s- and Bellavista-Salar, Figure 4.2b )
(Nester 200 8; Jordan an d Nest er 2012).
A characteristic of stable isotope data from the PdT Aquifer is that δ 18 O- 2 H-values
of groundwater plot parallel to the local m eteor i c water li ne and δ 18 O ranges from
−13‰ to −6‰ (Fritz et al. 1981; Magaritz et al. 1989; Aravena 1995; A ravena et
al. 1999). Overall, ther e are two empi rical local evapo ration lines (LEL)
established for the study area. One LEL was derived from water samples of an
unsaturated soil profile at the river outlet of the Huatacondo River in the PdT (20
km s outh of the R amada basi n). In this c ase, the LEL s howed a slope of ~ 4
(Aravena et al. 1989). A s econd LEL was derived based on dat a fro m t he local salt
flats (Aravena 1 995) . Agai n, a slope of ~4 wa s detec ted.
Potential evaporation i n the PdT duri ng aus tr al summer months when more than
80% of yearly precipitation falls (Houston 2006c), is ~250 to ~350 mm/month
(DGA 2017) . Precip i tatio ns of m ore than 20 mm/a fall only above ~ 2500 m asl
(Houston 2006c). Vapor ma s ses t hat contribute to prec ipitat ion i n the Ande s can
originate from east, nort h- east and west-nort h- west (most significant sources:
Amazon basin and A tlanti c Ocean) (Aravena et al. 1999; Vuille and Werner 2005;
Herrera et al. 2017). However, the Pd T itself w hich is si tuated in th e Andean rain
shadow did probably not experience notable amounts of precipitation in the Late
Quaternary (Gayo et al. 2012b; Jordan et al. 2014). Nevertheless, the Altiplan o
area went through stages of significant variations i n precipitation amounts
during the last 20 ka (Central Andean Pluv ial Event) (Placzek et al. 2006; Quade
et al. 2008; Placzek et al. 2009). Wetter stages in the Altiplano indir ectly
influenced water ava ilability i n the PdT, mainly trigg ered by stream discharge
from the Quebradas into the basin (Gayo et al. 2012 b; Jordan et al. 2014) . At 21°
S latitude pluvial phases in the Alt i plano can be correlated with the da ting of
ancient riparian veget ation in the Pd T for periods betwe en 17.6 – 14.2 ka BP,
12.1 – 11.4 ka BP and 2.5 – 2 ka BP (Gayo et al. 2012a; Gayo et al. 2012b). These
periods mark li kely prominent regional groundwat er recharge events (Gayo et
al. 2012b).

4 . R e a s s e s s i n g h y d r o l o g i c a l p r o c e s s e s t h a t c o n t r o l s t a b l e i s o t o p e t r a c e r s
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4.3. Data and methods
4.3. 1. Groundwater sampling
Prior to gro undwater sampling , a temperatur e log of the well f luid was record ed
with a temperatur e pro be head. Subsequently , depth -specific groundwa ter
sampling wa s carried out using a Robertson Geologg ing Gas Sampler. The g as
sampler contain s a sealed sample chamber w ith a moveable piston and motor-
actuated valve that is led down into the well with a partial vacuum in side to
retrieve uncontaminated samples of well fluids at specific dept hs. In order no t to
disturb the natural fl ow conditions in t he well, the speed of the probe heads was
regulated not to exceed 5 m/min. All other ground water samples (from earl ier
studies) represent a mixture of water over the ent ire wells screened profile due
to pumping. Wells in the PdT are typ i cally 50 – 200 m bgl deep with a water level
typically at 20 – 70 m bgl.
4.3. 2. Isotope sample analys is
For this study, stable isotope ratios of oxygen ( 18 O/ 16 O) and hydrogen ( 2 H/ 1 H) in
H 2 O in water sa mples wer e m easur ed with a PICAR RO L1102-i isotope analy zer.
The L1 102-i is based on the WS-CRDS (wavelength-scanne d c avity ring down
spectroscopy) techniq ue (Gupta et al. 2009). Measurements were calibrat ed by
the application of linear regression of the analyses of IAEA c alibration material
VSMOW, VSLAP and GISP. The stable i sotope ratios of oxygen and hydrogen are
expressed in the convent ional delta notation (δ 18 O, δ 2 H) in per mil (‰) ver sus
VSMOW (Coplen 2011). The reproducibility of replicate measurement s is better
than 0.1‰ f or oxygen and 0.5‰ for hydrogen.
Stable isotopes fro m previou sly published studies were typically analyzed by
mass s pectro metry. S amp les from studies publi shed before the year 2000 give
stable isotope ratios of oxygen a nd hydrogen in delta notation (δ 18 O, δ 2 H) in per
mil (‰) versus SMOW. However, the reference standards SMOW and VSMOW
are defined a s equiva lent to each othe r (Lin et al. 20 10).
In this study, tritium data of fo ur s hallow wells at alluvial fans a re presented. The
data originates from an internal investigat ion of the mining c ompany Compañía

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98
Minera Doña Inés de Collahua si (CMDIC) (Santiag o, Chile) (CMDIC 2012). T riti um
( 3 H) measurem ents were carried out by Gas Proportional Counting at the
Rosenstiel Laboratory of the University of Miami, which provides analyti cal
errors of ±0. 09 TU (trit ium units).
The deuterium excess (D ex ) parameter of a water sample is calculated accord ing
to the following equation (Clark and Fritz 1 999):

D ex = δ 2 H – 8 x δ 18 O

Eq. 4-1

4.3. 3. Isotope data
Earlier publ ished s tudie s i nclude papers and reports about the isotopic c ont ent
in precipitation, river water, and spring- and groundwater (Table 4.1 , Figure
4.2b). The data i s availabl e attached to this thesis (s ection 6.3 ).
A geos tatist ical evaluation was conducted on the isotope data from spring, river
and groundwater, together with unpublished data from an internal study of the
mining c ompany Compañ í a Minera Doña Inés de Collahuasi (CMDIC 2012) and
data c ollected in this study. The report by Salazar et al. ( 1998) i nclude s all isotope
data collected by the Chilean water dir ectorate (DGA ) that were published by
Magaritz et al. (1989) , Aravena and Suzuki (1990) and Aravena (1995). The
precision of the GPS-coor dinates of the data is rest ricted by the accuracy of the
GPS -instrument s of each report or study but was found to be of good to sufficient
accuratenes s for a regional scale as sessment. Samples of surface water from the
salt flats Salar de Pintados and Bellavista and Salar del Huasco — strong ly affected
by evaporation — were ex cluded fro m the dataset because t hey would distort the
assessment of reg ional groundwater conditions.
In the dataset, there are 53 weighted precipitat ion samples from t he r egion, 94
meteoric water s ample s from the Salar del Huasco basin and the Laguna
Lagunillas basi n (Altiplano) and 367 s urface , s prin g and groundwater sam ple s
for the PdT. There are 26 s ample s from the Salar d el Huasco basin for which no
georeferenced coordinate s were available ( check data in se c tion 6.3).

4 . R e a s s e s s i n g h y d r o l o g i c a l p r o c e s s e s t h a t c o n t r o l s t a b l e i s o t o p e t r a c e r s
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Table 4.1 Summ ary of stable isotope data of groundwater, spring and river water in the stu dy region
from different reports and studies ( 1964 – 2015).

Sample source

Sampling campaign dates

Covered
catchments

Amount
of
samples

Sample
t ypes

(Aravena and
Suzuk i 19 90)

April – May 1981 and April – May 1984

Tarapacá

13

River
water

(CMDIC 2012)

February 2011, May 2011, August
2011

Quisma, Aroma,
Chacarillas, Juan de
Morales, Tarapacá,
Salar del Huasco

36

Well,
spring
and river
water

(Fritz et al. 1981)

January 1974, May 1975

Quisma, Aroma,
Chacarillas, Juan de
Morales, Tarapacá,
Salar del Huasco

47

Well,
spring
and river
water

(López et al.
2014)

October 2012, January – February 2014

Quisma, Aroma,
Chacarillas, Juan de
Morales, Tarapacá,
Salar de Pintados
and Bellavista, Salar
del Huasco

92

Well and
spring
water

(PUC 2009)

September 2008

Salar del Huasco

17

Well and
spring
water

(Salazar et al.
1998)

May 1964, September 1967, October
1972, May 1973, July 1973, November
1973, January 1974, April – May 1974,
December 1974, April 1975,
November – December 1975, March
1979, April 1981, March – May 1982,
January – May 1983, November 1983,
January – May 1984, November –
December 1984, March 1985, January
1987, February 1988, August 1996,
January 1997, November 1997

Quisma, Aroma,
Chacarillas, Juan de
Morales, Tarapacá,
Salar de Pintados
and Bellavista, Salar
del Huasco

209

Well,
spring
and river
water

This stu dy

August 2014, October – November 2015

Quisma, Aroma,
Juan de Morales,
Tarapacá,
Chacarillas, Salar
del Huasco

15 (of
which 9
are depth-
specific)

Well and
spring
water

(Uribe et al. 2015)

December 2009, January 2011

Juan de Morales,
Quisma, Quipisca,
Chacarillas, Salar
del Huasco

32

Well,
river and
spring
water

Isotopic values of weighted precipitat i ons repr esent average values per
meteorolog ical station and rainfall season (austral summer or winter of
respective years). Pre cipitation s were sampled in summer 1973 – 1974 , summer
1974 – 1975, summer an d winter 1984, summer 1985 – 1986, winter 20 10,
summer 200 9 – 2010 and summer 2010 – 201 1.
In the PdT dataset, 170 samples are concentrate d arou nd the Pica area, where
dozens to hundreds of wells can be found and s everal sample campaigns were

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100
carried out. T he remainin g 196 samples are distributed across the PdT over an
area of ~900 0 km 2 , includ ing the slope of th e Andean P recordillera.
4.3. 4. Geostatistical interpo lation
The δ 2 H and δ 18 O data was proces sed by the geostatistic al kriging meth od b y the
ArcGIS geost atistical analy st (Kitanidis 1997). Kr iging allows for d eri v ing spatial
interpolation models of georeferenced poi nt data and helps thereby to identify
spatial trends in the data distribution (Kitanidis 1997). To find the m ost accu rate
model for the investigat ed cases an i terative, sem i -automated procedure was
followed, i ncluding dat a trend analysi s, trend removal, semi -variog ram
modeling, automated model optimization and anisotropy correction. Models that
are presented in this stu dy represent those mode ls that performed best when
tested by cross-valid ati on, with the lowest root mean square error (RMSE) and
average standard deviat i on (ASD). Both chosen mod els ( δ 2 H and δ 18 O) apply the
nugget effect which allows kriging to deviate fro m exact m easu red value s for
yielding a lower RMSE and ASD globally (Kitanid is 1997). Allowing the nugget
effect was necessary primar ily because for some sam ple locations seve ral
measurement s were ava ilable that deviated slightly from each other . This
deviation was either due to s ampl ing at different dates, different sample types
(e.g., river and groundwat er) or, for exa m ple, due t o sample s from area s that are
locally affected by reinfiltr ated irrigation water, which i s i nfluenced by additio nal
evaporation (section 4.4.1). The chosen models are therefore optimized for a
regional trend assessment. However, all generated candidate models
demonstrat ed similar regional trends. Model parameter s of the chosen kriging
models can be found online ( https://doi.org/10 .3390/hydrology 5010003 ). T he
final models were masked by the extension of the Tarapacá, Qui p isca , Juan de
Morales, Quisma, Chacarillas, Salar del Huasco and Laguna Lagunillas basin for
enhanced vis ualization.
Trendlines of s table isotope data were derived by linear regression. Statistical
visualization of data wa s done by Tukey box plots ( Frigge et al. 1989) .

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101
4.3. 5. Mat hemat ical calculation of t he intersection of the local met eoric water
line and a give n local ev aporation line
To calculate the point of intersection of a specif i c local evaporation line — wit h a
known s lope of approxim ately four (section 4.2) and containing a s ample point
S — and the local meteoric water line (Aravena et al. 1999), the followin g
equations are ne eded:

LMWL: δ 2 H p = 7.8 × δ 18 O p + 9

Eq. 4-2

LEL: n s = δ 2 H s − 4 × δ 18 O s

Eq. 4-3

δ 2 H p and δ 18 O p are the isotopic values of reg ional precipitation s , δ 2 H s and δ 18 O s
are the isotopic values of a given meteoric water s am ple S and n s i s the respect ive
y-intercept of the spe c ific local evapor ation li ne . For calculating the inter section
point ( δ 2 H i and δ 18 O i ) whe re the deuterium value of the specific local evaporat i on
line is equal to the coordinates δ 2 H p and δ 18 O p , the following equati on is finally
entertained:

δ 18 O i = (n s − 9.7) / 3.8.

Eq. 4-4

The resulting value δ 18 O i is the initial δ 18 O value in precipitation from which the
isotopic comp osition of sample S evolv ed by evapor ation -driven fractionat ion.
Eq. 4-4 will be fed with data of the kriging models for δ 18 O and δ 2 H to yield a
spatial distributi on of the initial isotop ic composit ion of meteor ic waters i n the
study area.

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4.4. Results
4.4. 1. Geostatistical assessme n t of st able isotope data from the And ean
Altiplano to the PdT Aq uifer
The kriging method i s applied to as sess spatial trends in the georefer en ced δ 2 H
and δ 18 O datasets that in clude for both par ameter s 435 single mea surements
(Figure 4.3 , section 4.3.4) (26 samples from the Salar del Huasco basin were not
included due to a lack of c oordinates). The present ed interpolati on models are
those that exh ibit the low es t RM SE and ASD.

Figure 4.3 ( a ) Kriging model based on δ 18 O v alues in river, ground and spring wa ter and yielded
meteoric water compartments 1 – 6 (limits marked by d ashed lines), ( b ) Kriging model based on δ 2 H
data of river, ground and spring water and implie d ground water flow dire ctions. Not e that the extension
of the a lluvial f ans at CP 3 and C P 5 is not corresponding with the respective groundwa ter flow direction
(Figure 4. 2b ).

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103
The derived δ 2 H m odel exhibit s an RMSE of 6.82‰ and an ASD of 5.92‰. The
δ 18 O model exhibits an RMSE of 0.89‰ and an ASD of 0.80‰. Reports on the
model configuration and respective c ross-validati on plots c an be found online
( https://doi. org/10.3390/hydrology 5010003 ).
The interpolat ion yields a clear spatial correlati on that is almost identical for
both parameters. Distinct m eteori c water compart ments (CP) within the study
area are being visualized that exhibit different isotope value characteristic s and
correspond to the topographi c watersheds in the region (Figure 4.3 a,b). The
statistical attributes of samples within the di fferent c ompart ments are
summarized in Fig ure 4.4 a,b .
CP 1 (18 samples) represents wes t ern marginal samples where the first and th ird
quartiles of δ 2 H values cover a range of −69 –60 ‰ and for δ 18 O values plot
between −8.7 and −7.5. The water of CP 1 appears to originate from the Arom a
basin.

Figure 4.4 ( a ) B ox plot of δ 2 H data by compartment, ( b ) Box plots of δ 18 O data by com partment, ( c ) Box
plot of D ex va lues by compartm ent, lower values are an indication for a higher isotope fractionation by
evaporation (higher evaporative loss) (no significant difference in D ex values of precipitations of north-
western and east-north-eastern air masses).

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104
CP 2 (48 s amples) is assoc iated with the drainage area of the Quebradas Tarapacá
and Quipisca. δ 2 H data range dominantly betw een −82‰ and −75‰ but
decrease with higher altitudes. The fir st and third quartile of δ 18 O values ranges
from −10.5‰ to −9.9‰. Due to a lac k of samples from the Quipisca basin, the
Quipisca basin cannot be i sotop ically disting uished from t he Tarapacá basin.
Therefore, b oth basin s are sum marized into on e compart m ent (CP 2).
CP 3 (54 samples) forms a distinct plume of higher δ 2 H and δ 18 O values whi ch is
physically related to the Juan de Morales River. This group marks δ 2 H values i n
majority higher than −57‰. Its lower bound is formed by the δ 2 H value −69‰
and the δ 18 O v alue −9‰.
CP 4 (22 3 samples) shows low δ 2 H val ues with do wn to −113 ‰ and δ 18 O v alues
down to ~ −13.5. It is associated with the Quisma basin. Recently it was
demonstrat ed that the correspond i ng groundwat er is rec harged at the Altos de
Pica r echarge area (Figure 4.3b) (Schei hing et al. 2017) . A slight increase of δ 2 H
and δ 18 O values can be fou nd in some samples of the local and shallow Pica
aquifer, which is i nfluen ced by reinfiltrated irrigation and spring water affected
by evaporation, which causes an additional isotopic fractionation (Galli and
Dingman R. 1 965; Fritz et al. 1981; DGA 20 13) .
Data of CP 5 (24 sa m ples) shows a first and third qu artile of δ 2 H value s at −90‰
and −73‰. For δ 18 O respective values are −10.6 ‰ and −8.1‰ . It lies i n the
drainage area of the Quebradas Cha carillas and Ramada. Some groundw ater
samples of thi s compartment and catchment, which were taken i n the Andean
Altipla no, reach δ 2 H values of up to −95‰. Also here an isotopic value increase
with decrea sing altitude can b e observed.
CP 6 corresponds to the Altiplano basins Salar del H uasco and Laguna L agunillas
(91 samples of the Salar del Huasco basin and three from the Laguna Lagunillas
basin). The first and third quartile of δ 2 H values plot at −102‰ and −96‰
respectively . δ 18 O values rang e dominantly between −13.3‰ and −12.1‰ .
The catchment-depende nt isotopic characteri stics are also reflected in the
respective D ex values as illustrated by Tukey box plots (Figure 4.4c). Extre me
values outs ide the lower and upper bound of the box plots c an be considered
outliers (Frigg e et al. 1989) (green boxes c ove r the data range that plots withi n
the first and third quartiles). While CP 1 and CP 5 exhibit relatively low D ex values
in majority between 1‰ and −7‰, CP 3 exhibits hig he st D ex values with 2 –4‰.
The first and third quarti le of D ex data of all sample groups plot below the first
and third qua rtile of D ex values in reg ional pre c ipita tions (Figure 4.4c ).

4 . R e a s s e s s i n g h y d r o l o g i c a l p r o c e s s e s t h a t c o n t r o l s t a b l e i s o t o p e t r a c e r s
105
4.4. 2. δ 2 H- δ 18 O-charts of a ll stabl e isotope data
Charting all PdT samples together in one δ 2 H- δ 18 O-plot confirms results of earl ier
studies that found that stable isotope data from the PdT plots parallel to the
LMWL (Figure 4.5a ) (section 4.2) . The resulting trend line of all Pd T sample s
shows a slope of 7.4 (R 2 = 0.89) whic h is almo st equal to the slope of the
established LMWL of 7.8 ( Aravena et al. 1999).
In comp arison to that, Fig ure 4.5b summarizes a collection of stable isot ope data
(91 s ampl es ) from the S alar del Hua sco basin (s pri ng, river and groundwate r).
The Salar del Hua sco basin abuts on watersh eds draining i nt o the PdT ( F igure
4.2b). Contrary to the trend line o f sa mples of th e PdT, the trend line of data from
the Salar del Huasco basin exhibit s a slope of 3.9 (R 2 = 0.61), which is in
accordance wit h empir ically establish ed LELs f or the study are a ( section 4.2 ).

Figure 4.5 ( a ) δ 18 O against δ 2 H (all 367 samples of the PdT) and resulting trend line , ( b ) Collection of 94
river, groundwater a nd spring samples from the Salar del Huasco basin and resulting trend line (local
evaporation line) (P = precipitation). The predominant δ 18 O value range in P of the Salar de l Huasco
basin (~−17–14‰) is derived by the in tersections of the lowe r and upper bound of t he local
evaporation line with the local meteoric water line (LMWL). The stable isotope value ra nge in P for the
Salar del Huasco basin vari es due to amount, alt itude and cont inental effects. Th e first and third
quartiles of δ 18 O data of weighted rainwater in the Salar del Hu asco basin p lots consistently at −17‰
and −13‰.

4. R e a s s e s s i n g h y d r o l o g i c a l p r o c e s s e s t h a t c o n t r o l s t a b l e i s o t o p e t r a c e r s
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4.4. 3. δ 18 O agains t sample altitude for sa mples of compartm ents t wo, three
and Fi ve
Compart ments two, three and five that correspond to the catchmen ts
Tarapacá/Quip isc a, Juan de Morale s and Chacar illas ( section 4.4. 1), prov ide
enough Precordilleran slope samples to assess the relationship between δ 18 O
values and the sample altitude (Figure 4.6). As an apparent tendency, an increase
of the δ 18 O values with decreasing elevation can be obse rved for CP 5 and CP 2.
CP 3 demonstrates no apparent i ncreas ing trend. However, available elect rical
conductivity data indicate s generally an increase in salinity along the flow path
with de creasing altitude. Isotope sampl es from the PdT Aquifer downstream of
the res p ective compartment s c luster typic ally around the upper end of the δ 18 O
values for each catchment. N everthel ess, the i sotopic composition of
groundwater below the alluvial fan of the Juan de Morales catchment does not
correlate with the isotopic comp osition of its m eteori c water upstream ( F igure
4.3 a and F igure 4.6 c). Als o, the isotopic valu es of gr oundwater b elow the alluvial
fan of the Chacarillas riv er cannot be correlated with isotopically enriched
flooding water at its alluvial fan but c orresp ond to the isotopic composit ion of CP
4 and CP 5 upstream (further discussed in s ect ion 4.5.3). Floodwater was
sampled on th e day of flooding ( data from Arav ena et al. (1989) ).

Figure 4.6 δ 18 O against sample altitude (river, spring an d groundwater) of d iffer ent compartments (CP),
( a ) CP 5, Chacarillas basin, ( b ) CP 2 , Tarapacá river, ( c ) CP 3 , Juan de Morales river. Italic numbers
indicate electrical conductivities of spring and groundwater in µS/cm.

4 . R e a s s e s s i n g h y d r o l o g i c a l p r o c e s s e s t h a t c o n t r o l s t a b l e i s o t o p e t r a c e r s
107
4.4. 4. Ti me series of stable isotope samples from spring sites between 1967
and 201 4
The selected spring si tes are the only ones in the study area that were sampled
several time s during the last 50 year s. Figure 4.7 depicts the δ 18 O values of the
springs for different sampling campaigns fro m 1967 to 2014. The te mporal
resolution ind icates that stable isotope val ues did not vary sign ificantly over the
last decades (average stan dard deviation for all springs: δ 18 O asd = 0.54‰, δ 2 H asd
= 4.2‰). No s trong long -term or seasonal variations can be observed. The spring
site with the hig hest δ 18 O variation are the Ma miña springs in CP 3.
4.4. 5. De pth-spec ific stable is otope samples from t he P dT Aquifer
Depth-spec ific s table isotope sampl es were taken at wells J5, L C2, J8 an d JF
during October 2015 (location displayed in Figure 4.3b, data presented inTable
4.2). Bef ore sampling, te mperature logs were recorded at the respective wells
(Figure 4.8). While wells J5, J8 and JF are cas ed and exhibit screen s ecti ons (Jica
1995) well LC2 is an open borehole. The measurements at wells J5, JF and LC2
indicate that at the same loc ation s stable isotope compos itions of groundw ater
stayed almost constant over depth, with a tendency to s lightly increase in salinity.

Figure 4.7 Time series of δ 18 O mea surements at different spri ng sites in the study area and a verage
standard deviation in ‰VSMOW (1967– 2014) .

4 . R e a s s e s s i n g h y d r o l o g i c a l p r o c e s s e s t h a t c o n t r o l s t a b l e i s o t o p e t r a c e r s
108
Table 4.2 Depth-specific samples taken for this study (locations displayed in Figure 4.3b ).

Sample

J5.1

J5.2

J5.3

J8.1

J8.2

JF .1

JF.2

LC2.1

LC2.2

Date

October
2015

October
2015

October
2015

October
2015

October
2015

October
2015

October
2015

October
2015

October
2015

Sample depth +

36

150

262

60

170

68

158

85

255

Well elevation −

1029

1018

1017

1055

Water level +

~32

~39

~55

~69

Well depth +

300

300

300

210

210

224

224

270

270

Electrical
conductivity
(µS/cm)

3500

3660

3680

997

875

2450

2470

2380

2570

pH

8.7

9

9

8.3

8.5

8.1

7.8

8.2

8.1

δ2H *

− 70.9

− 70.1

− 71.8

− 80

− 88

− 87.7

− 89.7

− 57.8

− 57.7

δ18O *

− 8.7

− 8.8

− 8.9

− 9.4

− 10.9

− 10

− 10.3

− 7.5

− 7.5

Dex *

− 1.5

0.3

− 0.9

− 5.2

− 0.6

− 7.6

− 7

2

2.5

* [‰ VSMOW]; + [m bgl]; − [m asl].

Figure 4.8 Temperature logs of wells J5, J8, JF and LC2 and depth of dep th-specific stable isotope samples
(blue arrows mark sample depth of depth-specific samples, italic numbers indicate measu red δ 18 O
values).
Only at well J8 a marked difference between two sample depth s c an be i dentif i ed.
While the sample J8.2, taken at 170 m bgl, show s a δ 18 O value of −10.9‰ with a
conductivity of 8 75 µ S /cm, the sample J8.1 (60 m bgl) demonstrate s −9.3‰ δ 18 O
and 997 µS/ cm. Also, the D ex value differs by 4.6‰ .

4 . R e a s s e s s i n g h y d r o l o g i c a l p r o c e s s e s t h a t c o n t r o l s t a b l e i s o t o p e t r a c e r s
109
Besides, the temper ature log indic ates that in the c ase of wells J8 and LC2 a
temperature gradient increase occurs at round about 860 m asl. At well J5 a
continuous temperature increa se is observed. At well JF the gradient appears to
decrease slightly fro m ~9 00 m a s l on. N oteworthy is the shift of the te m perature
profiles depending on the earlier delineate d aquifer compartment s ( sec tion
4.4.1 ).
4.4. 6. 3 H samples from shall ow alluvial fan gro undwater in t he PdT
3 H v alues of g roundwater of four s hallow wells s itua ted at alluvial fan s ( af ) s how
that no significant amoun ts of 3 H can be detected (Table 4.3 and Figure 4.3). A
sample from the 54 m deep well C1 (water level at ~20 m bgl) at the western part
of the Chacar illas fan in CP 4 shows no appare nt tritiu m act ivity. Also, tw o
samples of the Juan de Morales fan were taken that is situated i n CP 2. The
samples s how tritium values ≤0.09 TU. A s ample f rom the Quipisca alluvial fan
(located in CP 2, Fig ure 4.3a ) demonstr ates likew ise values of ≤0. 09 TU.
Table 4.3 Isotope data of shallow groundwater at alluvial fans (alluvial fan = af, EC = el e ctrical
conductivity) (position of wells displayed in Figure 4.3b ).

Sample

Q1

M1

M2

C1

Date

February 2011

February 2011

February 2011

February 2011

Area

Quipisca af

Juan de Morales af

Juan de Morales af

Chacarillas af

Well depth (m bgl)

Unknown (shallow)

20

24

54

EC (µS/cm)

1994

1681

2500

796

T (°C)

26.8

24.5

24.0

28.0

pH

8.52

7.55

7.74

8.42

3 H (TU)

≤0.09

≤0.09

≤0.09

≤0.09

δ 18 O (‰VSMOW)

− 10.8

− 10.15

− 9.98

− 10.82

δ 2 H (‰VSMOW)

− 79.7

− 81.3

− 78.6

− 86.3

D ex (‰VSMOW)

0.94

− 0.1

1.24

0.26

Source

(CMDIC 2012)

(CMDIC 2012)

(CMDIC 2012)

(CMDIC 2012)

4 . R e a s s e s s i n g h y d r o l o g i c a l p r o c e s s e s t h a t c o n t r o l s t a b l e i s o t o p e t r a c e r s
110
4.5. Discussion
4.5. 1. Hydrological process es controll ing st able isoto pe tracers in t he Salar
del Huasco basin (Altipla no)
A significant hydr ologi cal process that alte rs stable isotop e values of
groundwater in arid regio ns i s isotopic fractionat i on by evaporation that affects
meteoric water before infiltrating i nto the underground (Clark and Fritz 1999;
Kendall 2006) . It causes the δ 18 O- δ 2 H compositio n of groundwat er to deviate
from the trend of the LMWL — following a LEL and leads typically to an increase
of the δ 18 O value and hen ce a decrea se of the D ex value. Also, D ex values in
groundwater that are significantly lowered compared to D ex values of regional
precipitation s i ndicate an isotopic fractionation by evaporation prio r to recharge
(Clark and Fritz 1 999) .
The effect of isotopi c fractionation by ev aporation can be observed well for d ata
from the Salar del Huas co basin ( Figure 4.5b). The tr end line of respec tive
samples exhibits a s lope of 3.9 and i s thereby i n accordance with the slope of
established empirical LEL in the region showing a value of ~4 ( sec tion 4.2).
Hence, the general distr ibution of s table isotope data of spring, ri ver and
groundwater from the Salar del Huasco ba sin reflects the effect of an isoto pic
enrichment indu ced by evaporati on of meteoric wat er prior to infiltrat i on and is
satisfying ly explained by this process. The dominance of isotopic fractionat i on by
evaporation is confirmed by the lowered D ex values of the dataset compared to
values o f regional (winter and summer) prec ipitations ( Figure 4.4 c, CP 6).
However, Figure 4.5 b also dem on strates a certain fuzziness of the data clusterin g
in a corridor above and below the calculated local evaporation trend line, whi ch
is quantif ied by a moderately good regression coefficient (R²) of 0.61. It is
proposed that the cause of this fuzzines s is the natural variation of the initial
δ 18 O- δ 2 H com position of precipitations that fall in the Sala r del Huasco basin.
These variati ons can be influenced by amount, altitude and c ontinent al effects,
that are known to oc cur in the Andean Altiplano (Aravena et al. 1999; Ur i be et al.
2015) . A ccordingly, t he fir s t and th ird quarti le of δ 18 O value s of sixteen weighted
rainwater samples o f the S alar d el Hu asco ba si n plo t between −17‰ and −1 3‰
(based on data of Fritz et al. (1981), Aravena et al. (1999) and Uribe et al. (2015)).
In accord with that, the in ter sections of the est imated upp er and lower bound of

4 . R e a s s e s s i n g h y d r o l o g i c a l p r o c e s s e s t h a t c o n t r o l s t a b l e i s o t o p e t r a c e r s
111
the i dent ified LEL with the LMWL m ark a δ 18 O value range between −17‰ an d
−14‰ ( Figure 4.5b). T hat is b eca use w aters wit h isotope values alo ng the up per
and lower bounds must have evolved from rainwat er departing from the LM WL
along an ev aporation line with a slope o f ~4.
An additional effect that probably influence s this isotope data are groundw ater
mixing processes occurring between the high est and the lowe s t isotope values in
the respe ctive aquifer (conservat ive mi xing withi n red circle i n Figure 4.5b).
However, the mos t extr eme isotope value s that were used to delineate the
predominant isotope value range of precipit ations can be considered to be
(almost) unaffected by mixing processes. T hat is because the datasets sugg est
that margin val ues repre s ent the extreme ends of the inve stigated gro up and
hence they cannot be the result of a s ubstantial mi xing. Therefore, mix ing
processes within the respective meteoric water compartment are neglig ible for
estimating t he predom inant value range of fee ding precipitat i on s.
Another fac tor that must be taken into account when as sessing stable isotope
data in t he Andean area are interact i ons with the lithosp here under
hydrotherm al condit ions. Although previous isotopic studies in the And ean
Altiplano suggest that isotopic ex change p rocesses can occur in arid basins
associated with ho t spring s (Cortecci et al. 2005; Herrera et al. 2016), isotopic
interaction s with the litho s phere cannot be observe d for data fro m the Salar del
Huasco bas i n. Such an effect would cause a limited s et of samples — part icularly
of thermally influenc ed springs — to deviate from th e evaporative trend obser ved
for the basins meteoric water. T his is not the c ase. Overall, the Salar del Huasco
basin exhibits only slightly thermally influenced spring s (~ 22 – 25 °C) but no hot
sprin gs (Uribe et al. 201 5; Scheihing et al. 2017).
4.5. 2. Hydrological processes controlling stable isoto pe tracers in the Pampa
del Tamarugal a nd Andean P recordill era
Hydrothermal w ate r-ro ck interactions
Jayne et al. (201 6) discussed the po ssibility that is otopic ano malies encounter ed
for waters close to the Juan de Morales basin (CP 3), mi g ht be caused by
hydrotherm al water- rock interactions. In fac t, the Juan de Morale s basin ex hibits

4 . R e a s s e s s i n g h y d r o l o g i c a l p r o c e s s e s t h a t c o n t r o l s t a b l e i s o t o p e t r a c e r s
112
some ho t springs (wate r tem perature ~5 0 °C) at altitudes around 2800 m as l
(among others i n Mamiña) (Figure 4.3b , Figure 4.6c and Figure 4.7). However,
Uribe et al. (2015) sa m pled cold spr i ngs (<15 ° C) in the Juan de Morale s basin at
elevations of ~ 4000 m a sl (Figure 4.3b and F igure 4 .6c). Desp i te the absence of a
hydrotherm al imprint on these c old springs, the respective water s show likewise
relatively hi gh δ 18 O value s that are in perfe ct accord with values measured at
nearby hot springs. Hence, it is not likely that hydrother m al isotope ex change
processes affe ct the isotopic compo siti on of groundwater in CP 3 despit e a
possible circulation alo n g deep fa ul ts into fractu red segments. Also, ther mal
waters at Pica wh i ch cir culate al ong di sruption zones wit hi n the An dean s lope to
depths of ~900 m bgl (Scheihing et al. 2017), show no anomalous deviation i n
their isotopic compositio n from surrounding waters i n CP 4 ( Figure 4.3 and
Figure 4. 5). Over all there is, theref ore, n o ev idence f or the a ssumption that
hydrotherm al water-rock interactions affect the isotopic composition of
groundwater west of th e Andean Precord illera. Hence, ther e must be other
effects inv olved that caus e c atch ment-dependent i sotopic value r anges.
Isotopic fractionation by evaporation of meteoric waters and in itial
isotopic compos ition of feeding rai nwater
It is evident that spring- and groundwater from the Pd T and And ean
Precordillera must be s trong ly affected by an isotopic fractionation caused by
evaporation. Apart from the high pot ential evapor ation in the region ( section
4.2), this is demonstrate d by two facts. Firstly, D ex values of meteoric waters west
of the Andean Precordill era are consistently lower than in regional prec ipitations
(Figure 4.4c ). Secondly, there i s evidence of a cont inuous δ 18 O enrichment with
decreasing altitude along at least two catchments i n the region (). Thes e two
arguments allo w for the conclusion that di scharging s pring and river water f rom
Andean slope catchments is affe cted by isotopic fractionation caused by an
ongoing evaporation on its way downstream and should evolve dominantly along
an evaporation line as in t he case of the Salar del H uasco basin (section 4.5.1).
When rev i ewing the different datasets of the spatial c ompart m ents of section
4.4.1 (Figure 4.3a and F igure 4.4), the isotopic da ta of CP 1 – 5 plot i ndeed in
clusters similar to the data of the Salar del Huasco basin ( Figure 4.5 a,b).
Analogous t o the proced ure app lied to data fro m the Salar de l Huasco basin — by

4 . R e a s s e s s i n g h y d r o l o g i c a l p r o c e s s e s t h a t c o n t r o l s t a b l e i s o t o p e t r a c e r s
113
estimating an upp er and l ower bound for ev aporati on-driven fracti onation — the
predominant isotope val ue range of feed ing precipitations of CP 1 – 5 can b e
estimated. Ins tead of following a graphical procedure as in the case of the Salar
del Huasco basin (Figure 4.5b), the assessment can be carried out mathematica lly
based on the data provided by the kriging models of δ 18 O and δ 2 H (Figure 4. 3 ,
section 4.3.5 ).
The asses sment proposes that rainwater falling in the Juan de Morales basi n
exhibits predom inantly δ 18 O values between −11 and −7‰ ( Figure 4.9 a). On the
contrar y precipitation s i n CP 6 and CP 5 would exhibit dominantly δ 18 O values
from ~−17‰ to −13‰ (in acc ordance with the as sessment i n section 4.5.1) and
in CP 4 f rom ~−19‰ to −13‰. The precipitation s alim enting meteoric waters
in CP 2 would show δ 18 O values of dominantly ~−15 to −11‰. T he respective
signals lose i n i nten sity downstrea m — b elow the rainfall limit of ~2500 m asl —
where groundwater mixing proc es ses be come more significant and hence
respective val ues are be i ng av eraged (Figure 4.9a ).
Overall, the m entioned processes (c atch ment-dependent i sotop ic composition of
rainwater, evaporat i on and eventual groundwater mi xing) would cause the
samples to shift from the LMWL collec tively but at the s ame time deviate from
the respect ive LEL.
Consequently, t he reason for the differ ent δ 18 O value ran ges in prec ipitation s for
different cat chment s will be discu s sed.
Catchment- dependen t δ 18 O value ranges of precipitations : t opograp hic
controls o n air mass a nd vapor mixing
Previous authors speculat ed about the reason s why collectively examined δ 18 O-
δ 2 H sam ples from the PdT Aquifer show such a wide value range and plot parallel
to the LMWL (Figur e 4.5a).

4 . R e a s s e s s i n g h y d r o l o g i c a l p r o c e s s e s t h a t c o n t r o l s t a b l e i s o t o p e t r a c e r s
114

Figure 4.9 ( a ) A pproximate initial δ 18 O values of meteori c waters in t he study area prior to evaporation-
driven fractionation. The map is based on the interpolation data of the kriging models for δ 18 O and δ 2 H
(Figure 4.3), arrows indicate suggested air mass contributions, ( b ) Schematic sketch of proposed
topographic controls of isotope values in pre cipitations contributing to recharge in the PdT (isotope
data of rain originates from Frit z et al. (1981), Uribe et al. (2015), and Aravena et al. (1999)).

4 . R e a s s e s s i n g h y d r o l o g i c a l p r o c e s s e s t h a t c o n t r o l s t a b l e i s o t o p e t r a c e r s
115
Reasons propos ed for this observat ion were different types of precip itation
(snow and rain) or a change in climat ic conditions (paleo -rain) (Magaritz et al.
1989; Aravena 1995; Aravena et al. 1999), as well as assumptions about rechar ge
areas at different altitudes (altitude effect) (Arav ena 1995). T here are two
arguments to di s regar d the hith erto prop osed reaso ns.
The first argument is that data from the Salar del Huasco ba s in of the nea rby
Andean Altiplano consistently plot along an expected LEL ( Figure 4.5b).
Apparently, this water must have been recharg ed under the same cli matic
conditions as t he water from the PdT Aquifer bec ause it is known that pluvial
phases in the Altiplano foster recharge in the Pd T through discharging rivers
(section 4 .2). To assu me that different types of pr ecipitation or a variation in
climatic conditions would have changed or affected the isot opic composition of
rainfall in north ern Chile, to be similar to waters from the PdT, is theref ore not
justified.
The s econd argument is that meanw hile it is known that altitude effects are
limited to the Andean Altiplano. Such altitude effects develop wit h the elevation
increase along the eastern Andean flank and are consequently linked to abundant
summer rainfalls with mainly easterly and north - easte rly vapor sources
(originating from the Amazon basi n and the Atlantic Ocean) (Aravena et al. 1999;
Vuille and Werner 2005). Typical altitude effe cts do not apply to vapor masse s
rising alo ng the we stern flank of the An des with do minantly w est- north-we s tern
vapor sources ) (Aravena et al. 1999; Vuille and We rner 2005) . Hence, differen t
recharge alti tude s cannot explain the spatially stron gly vary ing isotope val ues in
the PdT that ex ist up to s ample alt itudes above 4000 m asl
It i s argued that the main reas on for the observed variation of δ 18 O and δ 2 H values
in the different compartment s of the PdT Aquifer (Figure 4.3a) are predo minant
long-term stable isotop e value ranges in precip itations that ali ment the relevant
recharge areas (as discu ssed in section 4.5.1 and section 4.5.2 ). These δ 18 O- δ 2 H
value ranges are likely controlled by topogra phic character i stics of the
catchments in the transition zone from the Altipla no to the PdT that can show
elevation diff erences of up to 1200 m (F igure 4.2b ).
This is emphasized by F igure 4.9a that displays the distribution of the theoretica l
initial δ 18 O value of meteoric waters prior to evaporation-driven fractionati on,
when neglecting eventual groundwater mixing processes (mixi ng occurs
primarily in the PdT-Aquifer) (sect ion 4.3. 5 ). An omalies in the initial δ 18 O v alues
of m eteori c waters are ass ociated with high t opographi c elevation s (~above

4 . R e a s s e s s i n g h y d r o l o g i c a l p r o c e s s e s t h a t c o n t r o l s t a b l e i s o t o p e t r a c e r s
116
5000 m asl ) that form b arrier s again st easterly air masses with depleted δ 18 O
values (Figure 4.9a). Further, Figure 4.9b depicts the contrast in δ 18 O values in
precipitation s east and west of the Andean mountain range, which is caused by
different vapor sources situated either east-north east or west-northwe st of the
Andean mo untain range . Similar ob s ervations of a rapid change in vapor isot ope
values when comparing windward and leeward sides of mountain ranges were
also made, for example, in the Canad ian Rocky Mou nta ins and the Him alaya
Mountains (Yong e et al. 1989; Clark and Frit z 1999; Hren et al. 2009).
In this understand i ng, the Juan de Morales basi n exhibit s a mountain ous barrier
against the windwa rd side of easter ly trade winds, with maximum elevation s
above 5000 m asl and so does the western lim it of the Tarapacá basin. This
condition probably leads to a rai nout at their eastern margins, due to the
adiabatically cool ing of ri sing easterly air m asses. E ventually cro ssing moistu res
could mix with predom inantly north -western air masses and yield relatively
el evated δ 18 O values in precip itation s of approximately ~−11 to −7‰ for CP 3
and −15 to −11 ‰ for CP 2 ( Figure 4.9a , se ction 4.5 .2 ).
Finally, it is crucial to understand why rai nf all above the Qui sma basin shows
partially relatively depleted δ 18 O values . Vapors that arrive from east- north eas t
on the mountain ous barrier of the Juan d e Morels basi n will be depleted on its
leeward s ide due to altit ude and amount effect s (rainout). Altitude effects are
observed to occur in the Salar del Huasco basin with a δ 18 O depletion of
approximately −0.64‰/1 00 m (Uribe et al. 2015). These depleted vapor masses
probably arrive oc casionally with northea s tern winds at the adjacent Altos de
Pica mountain r idge of th e Quisma basin and prec ipitate (Figure 4.3b and Fi gure
4.9 a,b ).
While alti tude, amount and continental effects affecting regional precipitat i ons
in the study area were described bef ore (Aravena et al. 1999; Vuille and Wern er
2005; Terzer et al. 2013), the importan ce of local topographic featur es on the
inhibition or facilitation of vapor mixing processes was disregarded so far when
assessing st able isotopes of groundwater in t he Ataca ma Desert.
Overall, it is this phen omenon of locally varying isotope value ranges in
precipitation s that allows for using stable isotopes in the PdT as a useful tracer
for groundwater flow m apping . The influence of Andean topographic features on
the movement of air m as ses and vapor mi xin g are very li kely of relevance for
similar basins of the Atacama Desert where basi n-dependent pronounced
topographic d i fferenc es occur.

4 . R e a s s e s s i n g h y d r o l o g i c a l p r o c e s s e s t h a t c o n t r o l s t a b l e i s o t o p e t r a c e r s
117
4.5. 3. Kriging models, regional groundwat er flow regime and identifi ed
recharge areas
The c orrelat i on structure that is be ing mapped by the kriging models ( Figure
4.3a ,b ) is that of the spatial distribution of the isotopic compos ition of meteoric
waters i n the region. T he respective RMSE and ASD of both models (δ 2 H model:
RMSE = 6.82‰, ASD = 5.92‰ and δ 18 O model: RMSE = 0.89‰, ASD = 0.80‰)
are relatively low and reasonable when c onsi dering that the dataset c onsists of
different kinds of meteo ric water (s urfa c e and groundwater) and i ncludes
samples of campaigns s pann i ng over a period of ~50 years. Particularly spr i ng
sites were sampled s ever al times during that period. δ 18 O measurements at these
springs show an ASD of 0. 54‰ ( Figure 4.7), which is quite close to the ASD of the
respective krig ing model (ASD of respective δ 2 H values is 4.2‰). However, the
low ASD o f i sotopic measu rements at spring s also de monstrates that the isotopic
composit ion of groundw ater at different localities is not exposed to promine nt
(seasonal) variat ions. That is reasonable when taking into account that
groundwater in the Ataca m a Desert exhibits typically corrected res i dence times
of a few thousand years (e.g., Pica springs and Puquio de Nunez spring (Fritz et
al. 1981; Sc heihing et al. 2017) ). Long residence times damp signals of slightly
varying seasonal variation s due to mixing within the res pective reservoir. Hence,
extreme isotopic value s — as as s ociated with depleted r ains during storm
events — are smoothed out i n the g iven spring data (as far as observed). Apply ing
this i nsight to othe r groundwater measurements in the region implies that the
observed i sotopic conditi ons — as visualized by the kriging m odels — refl ect long-
term averaged conditions due to subsurfac e mixing within each compartme nt.
However, based on the given dataset alone it i s imp ossible to quant i fy or furt her
distinguish th ese mixing proces s es.
The interpolations of δ 2 H and δ 18 O data confirm each other in their spatial extent,
which allow s for identifying six meteoric water compartments that are
apparently physically related to differ ent catchme nts i n the study area ( section
4.4.1, Figure 4.3 a, b). Due to the catchment-dep endent isotope value rang es
(section 4.5.2) the spatial trends in δ 2 H and δ 18 O data can be us ed to trac e the
regional groundw ater flow regime and indire ctly derive conclusions about the
recharge areas of resp ective waters. T he fact that the geostatist ically modeled
spatial molding of CP 1 – 5 is in high accordance with the regional groundw ater
flow direction — as indic ated by regional water table c ont our lines — further

4 . R e a s s e s s i n g h y d r o l o g i c a l p r o c e s s e s t h a t c o n t r o l s t a b l e i s o t o p e t r a c e r s
118
substantiates the valid ity of the identified spatial trends ( Figure 4.2b and Figure
4.3 a, b). Besides, a preliminary compari s on of electrical conductiv i ty
measurement s for CP 2, 3 and 5 (Figure 4.6), also confirm s the delinea ted
groundwater flow regime by a c ontinuous increase of the salinity along the flow
path. Also, an earlier report on major ions of the c entral PdT Aqu ifer
distinguish ed very similar aquif er c ompart ments based on chemical
groundwater ty pes (Ri sacher et al. 1999).
Hence, groundw ater i n CP 1 li kely originates from the Aroma basin, groundw ater
in CP 2 is rec harged at the Tarapac á and Quipisca b asins, and groundw ater from
CP 3 i nfiltrate s in the Juan de Morale s ba s in. Groundwater in CP 4 is rech arged in
the Quisma basin (in particular at the Altos de Pica area [ 10 ]) , and groundwa ter
associated with CP 5 pe rcolates in the Cha carillas catchment. Finally, close to the
western margin of the PdT where near-surface water prevails at s alt flats, further
evaporation proces ses probably cause w aters to enrich isotop ically increasin gly
as refle cted by t he re spective k riging model s (Figure 4.3). T hese enr i ched brin es
might affect groundwater close to salt flats isotopi cally by either density-driven
recirculations or modern groundwater pump i ng from production wells (cha nge
of natural flow c onditions).
A first preliminary observ ation of the distinct patterns in the distribution of δ 2 H
values in the PdT (base d on less than 25 samples an d without any q uantitati ve
method applied) was made by Fritz et al. (1981). Nevertheless, the results
presented in the current study yield for the first- time a statistic al assessme nt of
the isotopic conditions b ased on an ex tensive stable is otope data set.
Depth-spec ific samples indicate that the geostati stical trend of isotope values in
the region is c onsi stent over varying depths of the aquifer (up to ~ 250 m b gl )
despite the existence of different aquifer storeys. This observation is reasonable
when c onsid ering as one of the primary recharge mechanism s an i nflow from
slope inf iltrations of str eambeds toget he r wit h water mixing along the river
course and subs urface fl ow path (check graphical abstra ct, Figure 4.1). The
temperature profil es of wells J8 and LC2 i ndicate that very likely different aquifer
storeys were sampled because of a change in the temperature gradient ( Figure
4.8). However, due to the constantly rising temperature profile s at wells J5 and
JF, here vertical flo ws could occur and lead to water mi xing within the wells.
Neverthele ss, the deviatio n of a deep and shallow sample from J8 c ould indicate
a mixing of water from CP 4 and 5 ( Figure 4.8). Suc h a mixing, in turn, would be
in accordance with the spatial distrib ution of observed regional groundwa ter

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compartments . Bas ed on a binary i sotopic mixing m odel — i n corporat ing water
from the Puquio d e Nunez are a and groun dwater fro m the fan apex of the
Chacarilla s fan — the shallow s ample at well J8 consists of a water mix of 50:50
from both reservoirs. The deeper s ample at J8 i s almost identical to g roundwater
from the Puqu i o de Nunez area.
The spatial exten s ion of the identif ied r egional isotopic CP 4 also demon strates
that the groundwate r which is recharged at Altos de Pica through rainfal l is
passing the Longacho Hin ge (conservat ively treate d as an impermeable barr ier;
(Rojas and Dass argues 2007; Rojas et al. 2010)) and finally discharg ing into the
PdT Aquifer (Figure 4.3a ). A recent geophysical survey (gravity and TEM
measurement s) supports that the bedrock of the Longacho Hinge dips section -
wise deeper into the underground, facilitating pa thways for a shallow inflow
from the Andean slope through sedimentary unit s into the PdT Aquifer (DGA
2013) .
4.5. 4. Recharge mechanisms
The isotop ic asses s ment allo w s for som e c onclus ions regard ing recharge
mechanis ms of the PdT Aquifer. An indication that can be derived from the spatial
isotope distribut ion is that alluvial fan recharge in response to flooding i s
probably negligible for the Juan de Morales and the Ch acar illas alluvial fans. It
was proven th at water, fl ooding t he Chacari llas alluvial fan after stor m events , i s
rapi dly enriching in δ 18 O by ~1.2‰/day due to evaporati on, and is relatively
enriched with value s above −4‰ δ 18 O (Figure 4.6a ) (Aravena et al. 1989) .
Furthermore , i t is known that evaporation affects p ercolating waters up to 2 m
bgl in the A tacama Desert (H ouston 2006 a) .
Infiltrating floodwater c aused by storms should, therefore, exhib it signif icantly
higher δ 18 O and δ 2 H values when compared to wa ter recharged along the riv er
course and fan apex . As c an be seen from Figure 4.6a, floodwater at the
Chacarilla s fan recently sampled afte r flooding, can isotopically not be correlated
with shallow gro undwater at the well J8 (water level at well J 8 is ~39 m bgl). On
the contrary, as visualized in Figure 4.3a and Figure 4.6a, c the isotopic
composit ion of water below the all uvia l fans of the Chacarill as (CP 5) and Juan de
Morales (CP 3) catchment s demon strates lower δ 18 O and δ 2 H values than exhibits
the water of the relevant basins upstream. T hi s finding is very li kely due to

4 . R e a s s e s s i n g h y d r o l o g i c a l p r o c e s s e s t h a t c o n t r o l s t a b l e i s o t o p e t r a c e r s
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groundwater flowing i n from adjacent catchment s as also i ndicat ed by the
groundwater level contour li ne s (Figure 4.2b). T he water of CP 2 can be found
below the Juan de Morales allu v ial fan and water of CP 4 below the Chacarilla s
alluvial fan (Figur e 4.3a). The inflow from other basins is confirme d by a
preliminary comparison of respective electrical conductivitie s of groundw ater
(Figure 4.6). Water below the Juan de Morales fan, for example, corresponds with
values of 1500 –3500 µS/cm t o resources in CP 2. In this contex t, δ 18 O- data and
electrical condu ctivity me asurements propo s e that shallow groun dwater at well
J8 (Chacarillas alluvial fan) is the res ult of a m ixing of a rech arge provided from
the lower strea m segment of the Chacar illas river an d the Puquio de Nunez area
(CP 4) (Fig ure 4.6a).
Due to the apparent absence of the isotopic imprint of fractionated floodwater on
shallow groundwater around alluvial fans, flash floods might not be in the lon g -
term a si gnif icant source of recharge. The absence of 3 H in shallow groundw ater
at alluvial fans (<0.09 T U) em phas izes this c on clusion because modern rainwa ter
exhibits 3 H values of 3 to 10 TU in the region (Aravena et al. 1999). The respe ctive
shallow groundwater must, therefore, show resid ence times above 50 years. This
finding implies that mode rn floodwater may be lost in majority to evaporation.
Accordingly, earlier detected 3 H am ounts in ground water of the PdT were always
as sociated with sites of agricultural activity and were attributed to isotope
exchange wit h the atmo sphere dur ing watering and irrigation-return flow (F ri tz
et al. 1981). However, a more detailed study of the different alluvial fans could
provide more eviden ce fo r the pres ented c onclus ion. Recharge conditions may
also vary fr om fan to fan.
Neverthele ss, the underst anding that at the Chacarillas alluvial fan there is no
significant recharge occurring from floodwater is in c ontrad iction with Houston
(2002). He argues — ba sed on the interpretat ion of a hydraulic head rise at well
J8 (total depth ~ 200 m bg l) — that a regular in situ r echarge fro m the alluvia l fan
takes place, w ith a minim um averag e annual r echarg e equivalent to around 200
L/s. Howeve r, the p henomenon o f the hydrauli c head rise at well J8 coul d be
explained solely by a shor t-term hydrauli c head pr opagation (pres s ure) indu ced
by rec harge occurring at the s loping stream bed an d fan apex of the Chacar illas
river (as depicted in the graphical abstract). Suc h a continuous propagation of
pressure s ignals i s controlled by the aqui fers hydrauli c diffusivity and was
recently demonstrated to occur i n the Quisma basin (Tóth 2009; Scheihing et al.
2017) . Due to the low specifi c storage of confined aquifers , which receive a

4 . R e a s s e s s i n g h y d r o l o g i c a l p r o c e s s e s t h a t c o n t r o l s t a b l e i s o t o p e t r a c e r s
121
focused recharge at the basins margin (see grap hical abstract), the pre ssure
signal could propagate wi thin weeks in the Pd T Aquifer. This signal propag ation
could cause a sli ghtly delayed water level ri se at well J8 in response to distant
recharge event s , which can be easily misinterpret ed as an i n situ recharge (a
hydraulic head time s eries analy s is to demonstrate this effect exceeds the
framework of t his article but may be subj ect to a lat er study).
Another factor that supports the absen ce of alluvial fan recharge is the presence
of thick (>20 m) unsaturated and c layey sediment layers at the alluvial fans of the
Juan de Morales and Ch acarillas basins. T hese unsaturated top layers were
identified earlier by rem ote s ensing i magery, drillin g profiles and extensive TEM
measurement s c arried out i n the Pd T (Jic a 199 5; Urqueta et al. 2017). Clayey top
sediments s how resistivities i n the magnitude of 700 –1000 Ωm compared to ~20
Ωm of the saturated aquifer s ection and ~100 Ωm for s ediment s of the vadose
zon e (Jica 1995) . A regular percolation from allu v ial fans (4 -year return period
of floods, 4.2 ) would need to result in thick vadose zones c onne cting clayey
surface sediments at alluvial fans with the aqu ifer, whi ch is not the case. This
argumentation line yields another indicat ion tow ards t he c on clusion that no
regular and s ignificant re c harge o ccurs fro m the di scussed alluvia l fans .
Despite the vital recharge area Altos de Pica (~400 0 m asl , section 4.5.3) in the
Quisma basin (CP 4), it is proposed that the princip al recharge facilitated i nto the
PdT Aquifer occurs along the lower segments of rivers that discharge into the
sedimentary basi n . T hat is derived from the relation between catchment-specific
δ 18 O values and thei r sample altitudes ( Figure 4.6 ). For CP 2 and 5 the δ 18 O values
of groundw ater fro m the PdT Aqu ifer match with the δ 18 O values of river and
spring water of the corres ponding c atch ments at altitudes between ~2200 m and
1000 m asl (Figur e 4.6a). This matching impli es that the water w as recharged at
these alti tude s because isotopic fractionat i on by evaporat ion stopped at some
point downstream. Major north -south striking fault s in the regi on co uld reduce a
prominent lateral groundwater inflow from higher elevations which is supported
by the presen c e of several springs along the And ean Precordill era ( Figure 4. 2b ,
section 4.2, (N es ter 2008; Scheihing et al. 2 017) ).
However, due to a lackin g evaporative enrichment trend i n data of CP 3 here,
recharge areas providing higher fraction s of later al groundwater inflow to the
PdT Aquifer could i n clude streambed s ections at hi gher elevations ( Figure 4.6 c
and Figure 4.1). T hat is underlined b y the fact that respective water s s how
highest D ex values for the region (Figure 4.4c ), which implies a min or

4 . R e a s s e s s i n g h y d r o l o g i c a l p r o c e s s e s t h a t c o n t r o l s t a b l e i s o t o p e t r a c e r s
122
fractionat ion by evaporat i on along the river course and he n ce pos sibly higher
recharge elevat i on s.
Another factor that i nfluen ces the D ex value is whether a basin s geologic
characteri stic facilitates the opportunity for interflow to take place along the
streambed (reduced evaporation of river water). The i mportan ce of interflo w is
demonstrat ed by the fact that D ex values from the Chacarillas basin are the lowest
for the region (Figure 4.4c) and its host formations are in great parts
impermeable Jurassic and Cretaceo us quartzous s and st ones (Chacarilla
formation) or marine sedi mentary rocks (Maja la formation) (Blanco and
Tomlinson 2013). Where as streams i n the Juan de Morales ba sin run mainly
above Oligocene to Mioce ne sedimentary rocks (Altos de Pica formation) with
thin layers of ignimbr ites (Tambillo ign imbrite) that tend to weather easily
(Blanco and Land ino 201 2; Sc hei hing et al. 20 17) .
However, overall i t is known that a foc used recharge occurring beneath
ephemeral stream s is in many arid environ ments the principal recharg e
mechani sm (Scanl on et al . 2006; G uo et al. 20 15). The der i ved conclusi ons imply
that diffuse recharg e at higher elevation is — in the mentioned cases — of minor
importance. T he presence of thick dry deposits (up to 500 m thickn ess and 4000
m asl (Blan co and Landin o 2012; Bl anco and Tomlinson 2013; Scheihing et al.
2017)) along the Andean Precordill era, that form ravines through whi ch rivers
discharge, supports that b ecause a d iffuse re c harge would de mand o f inf i ltrati ng
rainfall fract i ons to pene trate these dry layers . That is not the case. Hence,
focused rec harg e along ephemeral rivers fed by direct runoff is m uch more likely.
Only the Altos de Pica area appears to facilitate geological condit i ons for a
substantial diffuse recharg e along the Andean Precordillera to th e Pd T Aquifer,
due to i ts relatively plainly deposited and well-fractured i gn i mbrite s (A c osta and
Custodio 2008; U ribe et al. 2015; Scheihing et al. 2017). However, further
research i s recommend ed to substantiate t he elabor ated conclusions.
4.6. Conclusio ns
Earlier introdu c ed assu mptions about why collecti vely examined groundwa ter
isotope s ample s from the Pampa del Tamarugal (PdT) Aquifer plot parallel to the
local meteoric water line need to be reconsidered. A correlation of is otope data
from the PdT with data fr om the n earby Andean Altiplano exclude s a variatio n of

4 . R e a s s e s s i n g h y d r o l o g i c a l p r o c e s s e s t h a t c o n t r o l s t a b l e i s o t o p e t r a c e r s
123
isotope values in precipit ation due to a change of regional climatic condition s.
Other mechanisms are proposed to explain the isotope characteristi cs of
meteoric water in the PdT. These mechanisms c omp ri se rainout (amount effects)
and alti tude ef fects at the Andean eastern windward s ide and a m ixing of ai r
masses with differ ent isotopic compos itions at the transition zone from
Precordillera to Alt iplano (western and eastern vapor s ourc es). It is pr opos ed
that exceptionally high topographic elevations can function as barrier s for
eastern air masses and i nhibit the mentione d vapor m ixing processes. The
described topog raphicall y controlled effects could lead to specif ic isotope value
ranges in pre cipitations of relevant basin s. Hence, there is evidence that
rainwater precipitating over PdT catchments c an s how dis tinct δ 18 O value
spectra that in total c over a range from −19 to −7‰. Once precipitated, m eteo ric
waters undergo an isotopic evolution that involves evap oration-driv en
fractionat ion and s ub surface groundwater mixing. The re is, ho wever , no
evidence for hydrotherm al i sotop ic water-rock interactions in the i nvest igated
cases. Ov erall, it is likely that similar mechanisms c ontrol isotope values of
gr oundwater in other bas ins of the A tacama De sert.
Due to the observed basin-spec i fic isotope characterist ics i n the Pd T, it is possib le
to us e δ 18 O and δ 2 H as tracers to deli neat e s ix major aquifer compartments. These
compartments are c on sistent with flow d irect ions i ndicat ed by regional
groundwater level cont our lines. The recharg e areas of the m ent ioned
compartments can b e s patially correlated with different Precordilleran slope
catchments. F urthe rmo re, there is i sotop ic eviden ce that water recharged at
Al tos the Pica (~4000 m asl) — in the Quis ma basin — p asses the regio nal
Longacho H inge and prov ides a recharge int o the PdT Aqui fer.
However, isotopically ( δ 18 O, δ 2 H, 3 H) there is no proof that regular flash flo ods
reaching the allu v ial fans of the Juan de Mora les and Chac arilla s catchmen ts
contribute significantly to groundwater recharge. In this context, there are
indications that the main recharge facilitated by the Chacarillas and Tarapacá
rivers i s infiltrating along their lower stream s egme nts between ~ 2200 and 1000
m asl as f ocused recharge.

4 . R e a s s e s s i n g h y d r o l o g i c a l p r o c e s s e s t h a t c o n t r o l s t a b l e i s o t o p e t r a c e r s
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4.7. Acknow ledgmen t
We thank Compañía Minera Doña Inés de Collahuasi for the permiss ion to
publish internal isotop e data. We appreciat e the support of the Museum of
Natural History of Berlin for carrying out stable isotope analys is in the
framework of the Geo.X-initiative. This study was financed by CIDERH and
CONICYT (National Commissi on of Scientific Researc h and Technology Chile) and
the Ger man Ac ademic Exchange Service (DAAD). The authors also thank Juan
Salas and Fernando Urbina, of the local DGA (Dirección General de Aguas, Chil e)
office in Iquique, for their field assistance and the permission to sample
respective w ells maintain ed by the DGA.
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Salazar C, Rojas L, P ollastri A (1998) Evaluación de Recursos Hidricos en e l Sector de Pica - Evalu ation
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5. Synthesis

5. Synthesis
While t he central find ings were discussed in th e framework of the s elf-conta ined
articles, the follow i ng chapter a ims to delineate the broader context and
connection of the developed c onclusion s . Subseque ntly, fu ture topics of resea rch
will be outlined.
5.1. Summary o f major fin dings
The main find i ngs pre sented in the thr ee self-conta ined articles are a s follow s:
(1) In chapter 2, based on a c ase study i n the Lagun a Lagunillas basin, it is
demonstrat ed that shallow groundwater in catchment s of the high arid
Andes c an have a regulating function on the local c limate. An ongo ing
overexploitati on of given groundwater resour c es can cause mean monthly
minimum (mmin) temp erature s to fall continuou sly and mean monthly
maximum (mmax) tempe ratures to ris e abruptly (critical drawdown: ~ 2 m
bgl). Strongest air tempe rature anomalies were found to occur in Andean
winter nights with a difference of up to 8°C compa red to a nearby referen ce
station, and during summer days, with a mean temp erature i ncreas e of 2.7 ° C
compared t o pre-chang e conditions.
(2) Inter-basin groundwater flow fr om the Andean Altiplano to the Pampa del
Tamarugal (PdT), through deep basem ent fractures, i s very likely not
occurring. For the most prominent candidate of s uch an inter-basin flow
(Salar del Huasco basin-Pi ca Oasis) a hydrolog ical time s erie s analysis as well
as reflection sei smic data and geothermic consider ati ons, demonstrate that
the c oncept cannot be pro ven true (chapter 3). By contrast, geothermal and

5 . S y n t h e s i s
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hydrologic characteri stics can be sufficiently explained by a groundwater
system that is r echarged in the Andean Precordill era (A ltos de Pica).
(3) Pressure s ignal s i ndu ced by recharge in the Andean Precordill era can
propagate rapidly over tens of kilomet ers with a constant lag i n the relevant
confined and sloping aquifers. Such a signal propag ation is facilitated by the
aquifer’s hydra ul ic diffu sivity, whi ch largely depends on t he specif ic storage .
This effect is not to be con fused w ith the arrival of the recharged flu id -mass,
which can ex hibit mean r esidence times o f a few t housand y ears (chapt er 3).
(4) Stable isotope values in precipitations over Andean s lope catchment s that
discharge i nto the PdT are m ainly controlled by the mixing of easterly and
westerly vapor s ources in the mountain ou s trans ition zone fro m the Andean
Altiplano to the Precor dillera. Catchm ent dependent topographic fea ture s
can be a major c ontrolli ng factor of this proces s , by either facilitating or
inhibiting a mixing of these easterly and westerly air masses with different
isotopic compos itions . Th is effe ct is consisten tly reflected in isotope
characteri stics of respect ive groun dwater resou rces (chapter 4).
(5) The princ i pal recharge facilitated into the PdT-Aquifer is probably infiltrating
along the lower s tr eam segments of discharging rivers; isotopically there is
no evidence of an alluvial fan recharge after flash-f loods i n the investigated
cases (chapt er 4) .
5.2. Conclusiv e discussion
The diff erent deriv ed c onclu sions are of high importance for the hydr ological
understanding of the Atacama Dese rt and related water m anage ment
considerati ons for t he area of work.
In their sedimentary valleys, h igh Andean ar id catchment s often hold
undeveloped groundwat er resources that – in m ost c ases – are related to shallow
aquifers, which are accompan ied by superficial salt flats (R isacher et al. 2003) . In
the s earch for additional water supply sources, these undeveloped aquifers are
an attractive alternat ive to overexploited conventional aqu i fers (PUC 200 9).
While it is known that water mi ning in the arid Andes can have devastating
effects on rel ated ground water-fed eco systems (L arraín and Poo 2010 ⁠ ; Yáñez
Fuenzalida and Molina Otárola 2008 ⁠ ; BHP Billiton 2015), it is pos sible to
demonstrat e an associated yet hitherto disregard ed effect. There is evidence that

5 . S y n t h e s i s
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the removal of s hallow g roundwater in high Andea n arid catch ments, can hav e a
severe impact on local mean m inim um and mean maximum air temperatur es
(chapter 2) . The obse rv ed groundwater-climat e feedbacks appear to be
controlled by the water ’ s abili ty to store and conduct heat energy (from either
solar or geother m al sources), as well as the ab sorption of solar energy due to
evaporation processes (Scheihing and T röger 2017) . T his fact s hould r ai se
attention among the differ ent stakeholders wh o are in cha rge of managing water
resources in the arid An des , as well as holding concern for climatol ogists and
ecologists. It indicates that the m any shallow aquifer s found in the high arid
Andes play a crucial role in regulating local climates which, i n sum, could also
have an impa c t at a regio nal scale.
There have been several attempts to model the effects of large lakes on regional
climates (Thiery et al. 2015 ⁠ ; Wi llia ms et al. 2015 ⁠ ; Hostetler et al. 1993 ⁠ ; Gula and
Peltier 2012; MacKay et al. 2009). In the broader area of work, only 60 km east
of the Laguna Lagunillas basin, the world’s largest salt flat is found with an
extension of more than 10,000 km², namely the Salar de Uyuni (in Boliv ia) . The
Salar de Uyuni exh ibits near-surface groundwater in great parts and it is als o
known for its li thium-ri ch brines (Sieland 2014). T he regulating importan ce of
these shallow water resource s regarding the local and regional c limate are worth
examining to better understand the significa nce of groundwater-climate
feedbacks on regi onal scales and particularly to assess the possible
environmental impacts of lithium-rich brine extractions (lowering of near-
surface groundwat er levels) (An et al. 2012 ⁠ ; Gruber et al. 2011 ⁠ ; Ogawa et al.
2014 ⁠ ; H odson 2015).
However, the results emphasize the necessity to assure s usta inable water
production s schemes of s hallow aquifers in the ar i d An des. A drawdown of near-
surface groundw ater below 2 m bgl and beyond c an have an ongoing eff ect on
mean minimu m temper atures (Scheihing and T röger 2017). S ystema ti c
groundwater exploitat i on over greater extent s in the Andes should thus be bound
to relevant obligations, detailed monitoring programs, and c onserv ative
recharge est imations to p revent eventual climatic f eedbacks on a b roader s cale.
A hi therto undev elo ped high Andean aquifer is found in the Salar del Huasco
basin. A long-li ved question concerning its hydrogeological connection to the
plane Atacam a Desert was s uffici ent reason to reject requests for water
extraction rights to date (chapter 1.2) . Investigatio ns , as presented in c hapte r 3,
have inquired into the open question conc erning a possible inter-basin flow

5 . S y n t h e s i s
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(Magaritz et al. 1989 ⁠ ; Magaritz et al. 199 0 ⁠ ; Jay ne et a l. 2016 ⁠ ; Jica 1 995 ⁠ ; Fritz et al.
1981 ⁠ ; Uribe et al. 2015) . A seismic, hydrological and hydrochemical asse ssment
of the respect i ve ground water s yste m prompted the conclusion that a hydrauli c
connection throug h deep fau lts cannot be prov en c orrect (chapter 3) .
Particularly the low reservoir temperature – as der i ved by geothermo meters –
and the short-term hydraulic pressure response to recharge events i n the And ean
Precordillera, justify disregarding the concept (Schei hing et al. 2017). This
conclusion is i n accord ance with the consid eration s of Uribe et al. (2015), who
came to t he same conclus ion based on water b alanc e c onsid erations for the Salar
del Huasco b asin. Neverthele s s, the app lied methodology by Scheihing et al.
(2017) and Ur ibe et al. ( 2015) m ight not be sen sitive to very low portions of
leaking and later uprising deep groundwater through deep fractures (> 2 km)
that would mix with resource s from the inve stigated slope r eservoir. However,
such low portion s would be negligible in ter m s of water manage ment.
There is another argument against a provided recharge into the PdT by profound
uprising waters from the Altiplano, wh ich c an b e derived fr om drilling profiles of
two very deep (~2500 and ~1200 m bgl) exploratory drillings placed a few
kilometers east of the Salar de Pintado s ( Figur e 1.1 b, drillings were execute d by
the Chil ean oil company ENAP in 1961). They reveal that groundwater in the
deep sedimentary basin of the PdT – at d epths higher than 500 m bgl – is without
exception brackish (from c ompany internal drilling profiles). Hence, low s aline
water (< 1500 µS/cm), as found in the c entral PdT-Aquifer (Jica 1995) , cann ot
or iginate from deep uprising groundwater. The results of c hapter 4 provide an
implicit explanation for the presence of respective low -saline resourc es. It was
demonstrat ed that water that is re c harged at t he Andean Precord illera (Alto s de
Pica) passes the localities Pica and Puquio Nunez (elec tr ical c onduct ivity <600
µS/cm) and the regional Longacho Hinge, and discharges section-wise into the
PdT-Aquifer. The Longacho Hinge was conservat ively treated a s an i mpermeab le
barrier (R ojas and Da ssargues 2 007 ⁠ ; Rojas et al. 2010). This as sumption is fo und
to be i ncorrect and should be revised in fu ture hyd rogeological models . Besides,
this point cou ld have b een one of the main constraints in the model of Rojas et al.
(2010).
Furthermore , another incorrect understand ing is the idea of a substant i al
groundwater recharge occurring through alluvial fans, which was li kew ise
respected in the conceptual models of Rojas et al. (2010) (Houston 2002). This
idea was introduce d based on an analysis of water table fluctuations at well J8

5 . S y n t h e s i s
135
(total depth: ~ 200 m) . In cha pt er 4 it was stressed – based on a sizeable stab le
isotope data s et and 3 H samples – that isotopi c ally there is no evidence of allu vial
fan recharge in the PdT (Schei hing et al. 2018) . At the s ame time, the observ ed
rise of the groundw ater level in well J8 could be explained, by a short-te rm
hydraulic response of the s loping confi ne d aquifer to focused recharge events
along the lower s trea m segments of the Chacarillas ri ver (including the fan apex).
Such a s hort-term hydraulic re sponse (with a c onstant lag to recharge) is
controlle d by the aquifer s’ hydraulic diffus ivity and was proven to oc cur i n the
area of work (chapter 3 ). Spring discharge amo unts and groundwater level
variations at Pica and Puquio Nunez exhibit a constant-lag res pon se of 20- 24
months regarding recharge events in the Andean Precordill era (Scheihing et al.
2017) .
It is noteworthy that the recharge amounts (in mean 200 l/s) derived by Houston
(2002) rel ied on the water-table-fl uctuation method, which in turn strong ly
depends on the aquifer ’ s s torage c oeffici ent (Healy and S canlon 2010). Houston
(2002) rejected a relativel y low storage coefficient (0.001) as derived by a single-
well pumping test (Jica 19 95), arguing that t he pumping test ’ s time ser ies wo uld
exhibit a dual poros ity respons e and instead propo sed a value of 0.08 , justifying
it based on literat ure va lues . The es ti mated recharg e amounts calculated b y
Houston (2002) might thus rely on false assumpti ons and are doubtable. From
the author’s perspe c tive, i t is more likely that the hydraulic head fluctuat i on i n
well J8 is dominated by the deeper confined aquifer, which naturally exhibits a
much lower storage coefficient and hence is much m ore sensitive to pressu re
changes i nduced by distant recharge events (Tó th 2009). The water-table-
fluctuation method cann ot be applied to confined aquifers (Healy and Sc an lon
2010) .
There is more evidence to reject the concept of alluvial fan recharge that can be
derived from the resistivity log of well J8 , which was measured when
constructing the well. From Figure 5.1 i t can be understood that between 14- 30
m bgl there pers ists a 16 -m thick clay layer, which exhibits a very strong
resistivity maximum (9 50 Ωm) (J ica 199 5). If a percolati on after flash-fl ood
events occurred with a ret urn perio d of four years, as argued by Houston (2002),
the respective clay layer would need to be water soaked. Another, deeper clay
layer that bears water (59-108 m bgl), consistently shows n o re s istiv ity ano maly
(values below 30 Ωm, Figure 5.1 ).

5 . S y n t h e s i s
136

Figure 5.1 Well profile, s pontaneous potential and resistivity log of well J8 (modified after Jica (1995))
Hence, the res istivity maximum provide s evidence that the upper clay layer i s dry
and that eventually infiltrated water from top sediments cannot pass this barrier.
The elaborated argument ati on yields a fundamental in sight becau se it impl ies
that regula rly arriving flood water – in t he i nve sti gated c ase s - is lost in great
parts by evaporation. Having clarified this hydrological proce ss, future research
efforts in water resource s management should c onsider quant ifying the water
loss by flood water evaporation at alluvial fans and – if feasible – develop
solutions to opt imize the usage o f this water fractio n, which can be subst antial.
In the context of an anthropogenic climate change, climate m odels project a
decrease of precipitation over the central Ande s by up to 30%, while predict ing
an increase in the frequen cy of extreme La Niña and El N iñ o conditions (Minvi elle
and Garreaud 2011 ⁠ ; Cai et al. 2014 ⁠ ; Cai et al. 2015). As the El Niño and La N iña
phenome na are linked to a hi g her probabil i ty of storm events in the arid Andes
(Houston 2006) , respectiv e precipitation patterns are likely to become more

5 . S y n t h e s i s
137
extreme, which favors the occurrence of flash-flood events. Nevertheless, even i n
recent years a v ariety of place s i n northern Chile and wes tern Peru have suffe red
from severe flo oding even ts, with hundreds of affected people (Flood list 2017) .
Managing the extremes between sudden floods and water scarcity might be one
of the m os t urgent and promising area s i n water management endeavors we s t o f
the Andean rain sha dow.
However, the fact that the c onfined part of the P dT -Aquif er c an demonstr ate
short-term hydraulic res p onses to di stant recharge events (in the case of c hapter
3: 32 km distance and 3000 m elevation difference) is a crucial i n sight in terms
of understand ing its hyd rological functioning. Such hydraulic feedback s were
also report ed – for example – in t he Yucc a Mountain Region of Nevada and
California (USA) (Fenelo n and Moreo 2002) . Slop ing confined hydroge ological
systems can be found in large parts of the Ataca ma Desert, whi ch is typically
linked to the hydrolog y of the arid Andes. Hence, this novel finding is likely to
hold importanc e for a variety of akin ba sins. It can b e used to pred i ct water le vel
fluctuations by – for example – entertaining lumped hydrologic models in
conjunction with other hydrologic or meteorologi cal tim e series. While
distributed hydrogeologi c models are th e most commonly-applied models in
groundwater resource s management, lumped hydrologic models offer a s imila rly
precise prediction ability of groundwater levels in many cases (Mackay et al.
2014 ⁠ ; Long 2015 ⁠ ; Kaz umba et al. 2008) . Particul arly in data scarce and geologic
complex areas with high conceptual uncertaint i es, lumped hydrolog ic models can
represent a mor e suitable altern ative when compared to di s tributed m odels .
Neverthele ss, the earlier -mentioned insight leads also to a hitherto unidentif ied
concept for a managed artificial recharge scheme . Theoreti c ally, i t would be
possible to build infiltrat ion wells i n the Andean Precordillera at Altos de Pica
(~4000 m asl) and thereb y rec harge the PdT-Aquifer at 1000 m asl. T he impact
of suc h an artificial recha rge should be percept ible after 24 months by a rise of
groundwater levels at the Andean foo thill s. As understood from the isotopic
assessment in c hapter 4, this water finally reaches the c entral PdT-Aquifer and
will very likely als o stimulate the respective hydraulic head. Nevertheless,
whether thi s idea is fea sible would nee d to be subject to a future a ssessment.
In any c ase, the con sideration shows that the con servatively es tablis hed limi t s of
the PdT-Aquifer must be revised . To date, the defined eastern limit of the PdT-
Aquifer has not reached higher than ~1300 m asl (Jica 1995) . At least around Pica
and Puquio Nunez, the correct aquifer limit lies in the Andean Precordille ra, in

5 . S y n t h e s i s
138
the Altos de Pica recharg e area. T hi s conclusion als o has implicat ions for
assessing the tota l volume of the aquifer’ s g roundwater resources, whi ch will be
in sum cons iderably high er than the initially ca l c ulated 27 km³ (J ica 1995) .
Finally, it is worthwhile taking a c los er look at the regional isotopic asse ssment
carried out i n chapter 4. The understanding that there are vap or mixing
processes occurring in the central Andes of air m asses that exhibit different
isotopic characteri stics is not new (Vuille and Werner 2005 ⁠ ; Aravena et al. 1999) .
However, the local importan ce that catchment-dep endent topographic features
can have in controlling this vapor mi xing processes has previously not been
considered . B ased on a thoro ugh isotope analysis of groundwater s in the arid
Andes, it was demonstr ated that long-ter m me an s table isotope values of
precipitation s can be considerably influenced by mountainous barriers that
inhibit the mixing of easterly and westerly ai r masse s at the lee side . Additiona lly,
they can forc e other i s otope-altering effect s such a s altitud e or amount eff ec ts at
the luv side . Th e se insigh ts allow disregard i ng several other suspected reasons
for the distin ct isotopic patterns i n groundwater of the PdT, such as a change of
climatic condit ions or thermal water-rock i nter actions because they fai l to
explain the observed spatial correlations (chapter 4). The methodology applied
to yield this understanding relies on robust and fundamental isotopic
considerati ons, but overall it can reveal these interrelations due to the
substantial nu mber of sa mples and the v ast area covered.
In terms of water management in the PdT , the phenomen on of locally varying
isotope characte ristics in precipitation s due to distinct topograp hic featur es
allows for using stable isotopes as a useful tracer and leads to the conclus ion, that
recharge facilitated by the investigated slope catchments primarily occurs as
focused recharge along the lower s tream s egment of the rivers (with exception
of the Altos de Pica r echarg e area) (Sche i hing et al. 2018). This insig ht holds
importance for the conceptual hydrogeologi cal underst anding of the PdT -
Aquifer, parti c ularly whe n intending to model the basin.
Altogether, the present ed thesis c larif ies seve ral as pect s concern ing the
hydrological f unctioning of the PdT-Aquifer and related ar id Ande an
groundwater system s. Furthermor e, i t introduces uncons idered hydrological
processes that are of relevan ce also for other hy drogeological si tes i n the
Atacama Desert. Consequ ently, most promising future topics of research will be
elaborated.

5 . S y n t h e s i s
139
5.3. Topics o f further resear ch
A crucial technology in accounting for the water balance of arid catchments and
shallow aqu i fers are remote sensing approaches t o esti mate the r eal
evapotranspirat i on, termed the s urfa c e energy balance algorithm (SE BAL) or
surface energ y balance system (SE B S) (Bastiaanssen et al. 1998 ⁠ ; S u 2002) . These
algorithms rely on publicly-acce ssible satellite data that feature daytime therma l
infrared imagery (like MODIS, AST ER or Land sat data), as well as ground-base d
measurement s of fundam ental m eteoro logical para meters, such as wind speed.
Although various sites in northern Chile would be applicable for such an
assessment, there is only one s tudy on the subject (focusing on the Salar de
Atacama) (Kampf and Tyler 2006). Particularly the estimation of real
evapotransp iration from the area around the Salar de Pintados and Salar de
Bellavista – which marks a terminal water trap for waters fro m the PdT-Aqui fer
– would yield a vital componen t of the groundwater s ystem’ s hydrologic b udget.
Moreover, in terms of hydrogeologically- c losed arid Andean basins such a s the
Salar del Huasco basin, the remotely- s ensed estimat ion of real
evapotransp iration would allow deriving reasonable estimate s of total rechar ge
amounts, a s evaporati on is her e supposed to be the only water outflow (Uribe et
al. 2015; Gowd a et al. 200 9 ⁠ ; Zhang et al. 2011).
The methodolog y might als o be suitable for estimating the water loss by r eal
evaporation from allu v ial fans after flash-floods. The primary constraint here is
the high resolution needed and the avail ability of applicable satellite imagery .
Such inten ts should b e su pported by t he in s tallation of gauging stations t hat can
continuously measure discharg e am ounts even u nder extreme c onditions. A
major problem, for now, is t hat many installe d gauging stations fail to record
extreme flooding events because respe ctive discharg e amounts are out of scale
(Lictevout and Gocht 2017). However, deter m ining the real evapotranspirati on
based on high-resoluti on s atellite i magery c ould be a cornerstone for fu tur e
intentions to hydr ogeologically model re spec tive g roundwater syste ms .
In c hapter 2 , it has be en demonstrated th at in the ari d Andes nocturnal heat
fluxes from shallow g rou ndwater to the lower atmospher e can hav e a regulati ng
impact on the local climate. The calculation of remotely-sens ed surface energy
balances – based on thermal infrared nighttime imagery – could provide an
estimation of the se heat fluxes from shallow arid A ndean aquifers to the lower
atmosphere and might allo w inferring the importance of geotherma l heat

5 . S y n t h e s i s
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sources in this process. The consequently resolvable relationship between
groundwater l evels, heat fluxes and a ir temper atures in a v ariety o f arid Andean
catchments, w ould thus b e another prom ising futur e subject of re s earch.
Apart from that, recently there have been some remote sensing approach es to
hydrological ly model runoff and streamflow of ungauged basins (Po orti nga et al.
2017) . Such an approach c ould be tested for accuracy based on th e gaug ed
Tarapacá river basin in the area of work. If the approach proves applicable to
arid Andean slope catch ments, it could provide an useful tool for deriving wat er
losses by fla sh-floods of other ungauged basins and allow more precis ely
estimating even tual rech arg e amounts from s tream beds.
5.4. Refere nces
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Aravena R , Suzuki O, Peña H, Pollastri A, Fuenzalida H, Grilli A (1999) Isotopic composition and origin
of t he precipitation in Northern Chile. Applied Geochemistry 14 (4):411 – 422. doi: 10.1016/S0883-
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Bastiaanssen W, Menenti M, Feddes RA, Holtslag A (1998) A remote sensing surface energy balance
algorithm for land (SEBAL). 1 . Formulation. Journal of Hydrology 212 -213: 198 – 212. doi:
10.1016/S0022-1694(98)00253-4
BHP Billiton (2015) BHP Billiton Chile Sustainability report 2014.
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eng150518sustainabilityreport2014bhpbillitonchileoperations. pdf. Acce ssed 17 May 2016
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MJ, Wu L, Engl and MH, Wang G, Guilyardi E, Jin F-F ( 2014) I ncre asing fr e quency of extreme El N iño
events d ue to greenhouse warming. Nature Climate change 4(2):111 – 116. doi:
10.1038/nclimate2100
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