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Christian Reitz, Berlin 2017

Impacts of oscillating cultivation conditions on the quality of
recombinant inclusion bodies in Escherichia coli

Impacts of oscillating cultivatio n conditions on the quality of
recombinant inclusion bodies in Escherichia coli

vorgelegt von
Dipl.-In g. C hristian Reitz
aus Berlin

Von der Fakultät III – Prozesswissenschaften
der Technischen Universität Berlin
zur Erlangung des akademischen Grades

Doktor der Ingenieurwissenschaften
- Dr. Ing . -

genehmigte Dissertation

Promotionsausschuss:
Vorsitzender: Prof. Dr. Stephan P flugmacher Lima
Gutachter: Prof . Dr. Peter Neu bauer
Gutachter in : Prof. Dr. Vera Meyer
Gutachter: Prof. Dr. Ralf Takors

Tag der wissenschaftlichen Aussprache: 21.04.20 17

Berlin 2017

Die Untersuchungen zur vorliegenden Arbeit wurden vom April 201 3 bis Oktober 2016 am
Institut für Biotechnologie, Fachbereich Bioverfahrenstechnik, Technische Universität Berlin
unter der Leitung von Prof. Dr. Peter Neubauer durchgeführt

For Natascha –
my precious wife, my best friend, my true lov e

Abstract
Christian Reitz

V

Ab s t ra c t
The controlled use of microorganisms in the pharmaceutical, (bio -)chemical and life science
industries to produce recombinant proteins or other organic compounds in large -scale
bioreactors is a standard procedure today. However, predicting the process performance after
scaling up from the development scale to the final production scale is still a critical problem in
modern bioprocess development. With increasing cultivation scale inhomogeneities start to
appear. Due to insufficient mixing caused by limited power input and the us e of highly
concentrated and vis cous feeding solutions, substrate exc ess in a zone near the feedi ng point
can be detecte d, triggering higher meta bolic activity and thus oxygen limitation. The limited
mixing also leads to starvation conditions in other compartments of the bioreactor, where
almost no substrate ca n be detected. Close to the aeration inlet, this may lead to cells
experiencing starvation combined with oxidative stress.
To study the effects of these oscillating cultivation conditions on a minipr oinsulin producing
Escherichia coli K- 12 strain two- and three -compartment scale-down bioreactor s were used in
this thesis. The second compartment represents a “feeding zone” with high substrate
availability and oxygen limitation and the third compartment additionally incorporates
oscillating starvation conditions. The third compartment could be aerated to combine
substrate starvation either with oxygen limitation or oxidative stress, respectively . The re sults
showed increased production of metabolites from the mixed acid fermentation and overflow
metabolism pathways. Furthermore, we dete cted accumulation of the non -canonical amino
acids norvaline, norleucine and β -methy l-norleucine and the misincorporation of these amino
acids into the recombinant miniproinsulin under oscillating conditions.
These results implicate that oscillating cultivation conditions should be already applied at the
screening stage at the beginning of bioprocess d evelopment to identify production clone s with
highest productivity and robustness, i.e. product quality under process-like conditions.
However, as it is not feasible to use a multi -reactor-scale-down setup for scre ening many
candidate strains due to the complexity of setup and ex periments, a further scale-down was
performed by using cyclic pulsed-feeding and/or repeated short-time shaker stops in shake
flask and multi-well plate one-compartment set-ups.

Abstract
Christian Reitz

VI

Also, a fluorescence-based assay for at-line characterization and quantification of
recombinant miniproinsulin based inclusion bodies on culture - and single-cell -level was
developed, which opens at-line monitoring of protein formati on as a basis for a novel process
analytical tool and process parameter for bioprocess control.
Keywords: scale-down, large-scale, fed-batch cultivation, non-canonical amino acids,
norvaline, norleucine, β -methylnorleucine, recombinant proteins , inclusion bodies,
misincorporation, insulin, E. coli

Zusammenfassung
Christian Reitz

VII

Zu sa m m en fas su ng
Der Einsatz von (rekombinanten) Mikroorganismen in der pharmazeutischen sowie (bio- )
chemischen Industrie u nd in den Lebe nswissenschaften zur Produktion von rekombinante n
Proteinen und kleineren organischen Molekülen ist weit verbreitet. Die moderne
Bioprozessentwicklung hat jedoch bis heute das Problem , das Potential eines neuen Prozesses
nach dem Transfer vom Forschungsmaßstab in den finalen Prozessmaßstab vorherzusagen.
Der Grund hierfür sind Inhomogenitäten und Gradienten, die b ei größer wer dendem
Kultivierungsmaßstab auftreten, denn der ab einem bes timmten Volumen limitierende
Leistungseintrag führt z u mangelhafter Mischung des Bioreaktors . Die Zufütterung von
hochkonzentrierten und oft viskosen Lösungen im Fed -batch-Verfahren führt zu einem
Bereich im Reaktor mit erhöhter Substratkonzentration nahe des Zula ufs der Substratlösung ,
die eine hohe metabolische Aktivität und Saue rstofflimitation in diese r Ebene verursacht. Im
Gegensatz führt das eingeschränkte Mischen in anderen Regionen des Reaktors zu
Substratmangel und Hunger. Sollte der Lufteinlass nicht nah e der Substratzuführung erfolgen,
kommt es dort neben Hunger- auch zu oxidativem Stress.
Um die Effekte von oszilliere nden Kultivieru ngsbedingungen auf insulin-produzierende
rekombinante Escherichia coli K- 12 zu untersuc hen, wurden ein Zwei-Kompartiment-Reaktor
(2CR), in dem ein zweiter Reaktor eine „Fütterungs - Zone“ mit Substrat -Überschuss und
Sauerstoff-Limitation darstellt, und ein Drei-Kompartiment-Reaktor, bei dem ein weiterer,
dritter Reaktor zusätzlich oszillierende Hungerbedingungen simuliert. Das dritte
Kompartiment wurde zusätzlich begast, so dass simulierte Hunger-Bedingungen entweder mit
Sauerstoff-Limitation oder oxidativen Stress verbunden werden konnten. Die Ergebnisse
zeigten eine erhöhte Produktion von Komponenten des Überflussmetabolismus und der
gemischten Säure -Gärung unter oszillierenden Be dingugen. Darübe r hinaus konnte eine
Akkumulation von nicht-kanonischen Aminosäuren wie Norvalin, Norleucin und β -Methyl-
Norleucin und der Fehleinbau dieser Aminosäuren in das rekombinante Mini proinsulin
nachgewiesen werden.
Diese Beobachtungen lege n nahe, dass inhomogene Kultivierungsbedingungen bereits
frühzeitig in der Bioprozessentwicklung bedacht und angewendet werden sollten, um bereits
beim Screening Klone zu identifizie ren, die unter Prozess-simulierenden Bedingungen und

Zusammenfassung
Christian Reitz

VIII

nicht unter optimalen Laborbedingungen höchste Produktivität und Robustheit zeigen. Ein
Multi-Reaktor-System ist bedingt durch seine Komplexität für ein Screening einer möglichst
hohen Zahl potentieller Kandidate n jedoch ungeeignet. Der Vergleich vo n Kultivierungen in
einem Zwei-Kompartiment-Reaktor mit einem Ein-Kompartiment-Reaktor-Ansatz mit
gepulster Substrat-Zugabe eröffnete die Möglichkeit oszillierende Kultivierungsbedingungen
in einem Hochdurchsatz tauglich en Setup einzusetzen. Auch wurde der E influss oszillierender
Sauerstoffverfügbarkeit auf die Pro duktqualität in Multi -Well-Platten als kleinsten
verfügbaren Maßstab untersucht.
Abschließend wurde ein fluoreszenz-basierter Test zur schnellen Charakterisierung und
Quantifizierung der Produktion von Inclusion bodies bestehe nd aus dem rekombinanten
Miniproinsulin im Kultur- und Einzel-Ze ll-Maßstab etabliert. Dieser Assay ermöglicht die at-
line Erfassung der Bildung rekombinanter Proteine in Inclusion bodies und hat somit das
Potential als neues PAT (Process Analytical Tool) und Prozess-Kontroll-Parameter zu dienen.
Schlagworte: Scale-down, Industriem aßstab, nicht-kanonische Aminosäuren, Norvalin,
Norleucin, β -Methyl-Norleucin, rekombinante Proteine, Inclusion bodies, Fehleinbau, Insulin,
E. coli

Acknowledgements
Christian Reitz

IX

Ac kn ow led ge me nt s
Although only one gets the honor of receiving a doctoral degree, this work would not have
been possible without all the valuable contributions over the past ye ars. I want to use this
opportunity to show my appreciation to these people.
The per son I want to ex press my gratitude first and foremost is my supervisor Prof. Peter
Neubauer for the chance to work on this thesis in his lab. His great attitude regarding researc h
and espec ially Escherichia coli and motivational kind influenced my view on science. During
my time in his lab for the last six years, including my diploma thesis, h e always had an open
door and offered encouragement, guidance, and helpful advice.
I also thank Dr. Stefan Junne for his productive feedback and proposals he had during our
discussions.
I nee d to thank my dear colleague Dr. Ping Lu for the excellent teamwork on the bioreactor
cultivations. Due to the complexity of scale -down-cultivations as we ll as cultivations times
over 20 h succeeding these cultivations would not have been possible without such a partner
as her, supporting and encouraging no matter how early we started or during the races for th e
last metro in the night. I also appreciate her support in the preparation of the uncountable
number of samples for analysis and the endless discussions we had abo ut the scientific data
and their interpretation. Also, I want to thank the students who supp orted me during the
cultivations – namely Franziska Vera Ebert, Ongey Elvis Legala, Christoph Klaue, and Qin Fan –
and analysis, especially Sergej Trippel and Robert Spann for introducing me into GC-MS
analysis.
I express my gratitude to Sanofi Ch imie for funding the project by the collaboration projec t
“Scale -up / scale-down of bioprocesses ”. I deeply thank Dr. Sebastia n Rissom, Dr. Claus
Lattemann, Dr. Corne lia Wihler, and Dr. Peter Ha uptmann for their support and supervision
of this work and necessary feedback for the success of this thesis.
I also want to express my gratitude to all colleagues at the Chair of Bioprocess Engineering. I
thank Irmgard Maue-Mohn, Brigitte Burckhardt and Thomas Högl for their technical support
and advice regarding practical questions, Sabine Lühr-Müller and Herta Klein -Leuendorf for
their help mastering the TU Berlin bureaucracy. I wish Emmanuel Anane all the best for using

Acknowledgements
Christian Reitz

X

this work as a basis and enhancing it. My deepest thanks go to Dr. Nicolas Cr uz -Bournazou,
Dr. Andreas Knepper, Florian Glauche, Anja Lemoine, Erich Ki elhorn, Sebastian Hans, Anna
Maria Marbà Ardébol, Anika Bockisch, the Bionukleo group, and all other colleagues for
creating an enjoyable working environment.
A very special person I want to thank is Dr. Mir ja Krause. She was the first person to welcome
me in the Bioprocess Engineering Lab in 2010 a nd my supervisor during my time as diploma
student. Du ring the time of my diploma thesis as a direct contact person and w henever
possible dur ing the work on this thesis until her farewell from the lab beginning o f 2016 she
always showed me support, respect, care, and encouragement in her special open -hearted
kind. I am proud to call her a friend.
I greatly apprecia te the continuous support and understanding to my beloved family
members, especially my dea r wife, Natascha. I know that the last years for this thesis were
not always easy, but I love you for always being there and not allowing me to quit.

Contributions
Christian Reitz

XI

C on tri b ut ion s
Besides the author (Christian Reitz), this dissertation thesis would n ot have been possible
without contributions from Ms. Dr. Ping Lu, Ms. Franziska Vera Ebert, Ms. Qin Fan and Ms.
Houda Kalot.
Dr. Ping Lu and Qin Fan participated in the Sc ale-Down cultivations, supporting sampling an d
GC -MS analysis.
Franziska Vera Ebert performed and analyzed the cultivations in the 2 L scale and supported
the multi-well-plate experiments.
Houda Kalot supported the cultivation experiments of the optimization and calibration of the
fluorescence assay. In addition, Anika Bockisch and Markus Fiedler p erformed t he flow-
cytometry and fluorescence microscopy analyses.

Table of Contents
Christian Reitz

XII

Ta ble of Co nte nt s
Abstract ................................................................................................................................................... V
Zusammenfassung ................................................................................................................................ . VII
Acknowledgements ................................................................................................................................ IX
Contributions .......................................................................................................................................... XI
Table of Contents .................................................................................................................................. XII
Abbreviations ........................................................................................................................................ XV
1. Introduction ..................................................................................................................................... 1
2. Literature review – Part I: Introduction into E. coli physio logy ....................................................... 3
2.1. Central carbon metabolism in Escherichia coli ........................................................................ 3
2.1.1. Mixed-acid fermentation ................................................................................................ . 4
2.1.2. Overflow metabolism ...................................................................................................... 8
2.1.3. Biosynthesis of amino acid s ................................................................ ............................ 9
2.2. Formation of canonical an d modified branched -chain amino acids ..................................... 10
2.2.1. Biosynthesis of branched- chain amino acids ................................................................ 11
2.2.2. Biosynthesis of modified n on-canonical branched -chain amino acids ......................... 15
2.2.3. Misincorporation of non -canonical amino acids into recombina nt proteins ............... 18
2.2.4. Incorporation mechanism f or non-canonical ami no acids into heterologous proteins 19
2.2.5. Toxicity and characteristics of incorporat ed non-cano nical amino acids ..................... 21
2.2.6. Novel approaches to limit misincorporation of non -cano nical amino acids into
recombinant proteins .................................................................................................................... 22
2.3. Inclusion bodies based pro duction of recombinant proteins in Escherichia coli .................. 24
3. Part II: Challenges in industrial -scale bioprocess development ................................ .................... 25
3.1. Microbial bioprocesses .......................................................................................................... 25
3.1.1. Chemically defined cultivation media and the EnBase ® technology ............................ 25
3.1.2. Cultivation strategies for high cell density biopro cesse ................................................ 27
3.1.3. Process monitoring and control ................................................................ .................... 30
3.2. Scale-up of microbial biopr ocesses ....................................................................................... 31
3.2.1. Consistent bioprocess dev elopment ............................................................................. 31
3.2.2. Scale-up impacts on micro bial bioprocesses ................................................................ . 32
3.2.3. Scale-up parameters for bi oprocesses .......................................................................... 34
3.2.4. Gradient formation in industrial scale bioreactors ....................................................... 37
3.3. Scale-down of microbial biopro cesses .................................................................................. 38
3.3.1. Scale-down approaches fo r imitating large-scale perturbations (single- an d multi-
compartment systems) ................................................................................................ ................. 39

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XIII

3.3.2. Inhomogeneity studies using Escherichia coli ............................................................... 42
3.4. Research motivation and objectives ..................................................................................... 44
4. Results ........................................................................................................................................... 45
4.1. Impacts on cell physiology and pro duct quality of recombinant Escherichia coli caused by
oscillating cultivation conditions in a Two- and Three- Compartment Scale-Down Bio reactor ........ 45
4.1.1. Abstract ......................................................................................................................... 45
4.1.2. Introduction ................................................................................................................... 46
4.1.3. Materials and Methods ................................................................................................ . 48
4.1.4. Results ........................................................................................................................... 52
4.1.5. Discussion ...................................................................................................................... 61
4.1.6. Outlook .......................................................................................................................... 64
4.2. Transfer of oscillating substrate availab ility from a Two -Compartment Scale-D own
Bioreactor to pulsed feeding for stud ies on product quality of re combinant Escherichia coli ......... 64
4.2.1. Abstract ......................................................................................................................... 64
4.2.2. Introduction ................................................................................................................... 65
4.2.3. Materials and Methods ................................................................................................ . 68
4.2.4. Results ........................................................................................................................... 72
4.2.5. Discussion ...................................................................................................................... 76
4.2.6. Out look .......................................................................................................................... 78
4.3. Impacts of oxygen oscillations o n product quality in recombinant E . coli cultivated in multi-
well plates .......................................................................................................................................... 79
4.3.1. Abstract ......................................................................................................................... 79
4.3.2. Introduction ................................................................................................................... 79
4.3.3. Material and Methods ................................................................................................... 83
4.3.4. Results ........................................................................................................................... 85
4.3.5. Discussion ...................................................................................................................... 99
4.3.6. Out look ........................................................................................................................ 102
4.4. At -line monitoring of inclusion bodies formation in recombinant E. coli cultivations using
the fluorescent dye Thioflavin -S ...................................................................................................... 103
4.4.1. Abstract ....................................................................................................................... 103
4.4.2. Introduction ................................................................................................................. 103
4.4.3. Material and methods ................................................................ ................................ . 105
4.4.4. Results ......................................................................................................................... 110
4.4.5. Discussion .................................................................................................................... 125
4.4.6. Out look ........................................................................................................................ 126
5. Discussion .................................................................................................................................... 127

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XIV

5.1. Alterations in growth behavio r caused by oscillating cultivation con ditions ..................... 127
5.2. Impacts of oscillating cultivation con ditions on the central metabolic carbo n flux ........... 129
5.3. Effects of oscillating cultiv ation conditions on the branched -chain amino a cids synthesis 131
5.4. Expression of a leucine-ric h protein under oscillating cultivation co nditions .................... 133
5.5. Impacts on product quali ty caused by p rocess perturbations ................................ ............ 135
6. Conclusions and Outlook ............................................................................................................. 137
7. Theses .......................................................................................................................................... 138
8. References ................................................................................................................................... 139
9. Appendix ................................................................................................................................ ...... 1 56
9.1. SOP 1: GC-MS Short Manu al ................................................................................................ 156
General Information .................................................................................................................... 157
Devices ........................................................................................................................................ 157
GC -MS Run ................................................................ ................................................................... 158
Evaluation .................................................................................................................................... 161
Column and liner changes ........................................................................................................... 164
Retention time shifts ................................................................................................................... 167
9.2. SOP 2: GC-MS Sample pre paration for analysis of amino acids by acidic hydrolysis .......... 169
Devices ........................................................................................................................................ 170
Chemicals .................................................................................................................................... 170
Equipment ................................................................................................................................... 170
Sample Preparation ................................................................................................ ..................... 171
Appendix ................................................................................................................................ ...... 174
9.3. SOP 3: GC-MS Sample pre paration for analysis of free amino acids .................................. 178
Devices ........................................................................................................................................ 179
Chemicals .................................................................................................................................... 179
Equipment ................................................................................................................................... 179
Sample Preparation ................................................................................................ ..................... 180
Appendix ................................................................................................................................ ...... 182
9.4. SOP 4: SDS-PAGE Gel Electro phoresis ................................................................................. 187
9.5. SOP 5: Analysis of sugars, alcohols and a cids by HPLC- RID ................................................. 191
9.6. SOP 6: Thioflavin-S staini ng of inclusion bo dies containing E. coli cells .............................. 197
Curriculum Vitae ................................................................ .................................................................. 200

Abbreviations
Christian Reitz

XV

Ab br ev ia ti on s
Abbreviations

Meaning

aa -AMP

Aminoacyl-adenosine monophosphate

Acetyl-CoA

Acetyl Coenzyme A

ADP

Adenosine diphosphate

ATP

Adenosine triphosphate

CAA

Canonical amino acid

BCAA

Branched-chain amino acid

DCW

Dried cell weight

DNA

Deoxyribonucleic acid

DOT

Dissolved oxygen tension

FADH 2

Flavin adenine dinucleotide

GC -MS

Gas chromatography-mass spectrometry

GTP

Guanosine triphosphate

HPLC

High performance liquid chromatography

IB

Inclusion bodies

LB

Luria Bertani

Met

Methionine

β -MetNle

β -Methylnorleucine

MSM

Mineral salt medium

MTBSTFA

N-(tert-butyldimethylsilyl)-N-methyl-trifluoro-acetamide

NADH

Nicotinamide adenine dinucleotide

NADPH

Nicotinamide adenine dinucleotide phosphate

Nva

Norvaline

Nle

Norleucine

OD 600

Optical density at the wavelength of 600 nm

OTR

Oxygen transfer rate

OUR

Oxygen uptake rate

OTS

Orthogonal translation system

o-tRNA

Orthogonal transfer RNA

PEP

Phosphoenolpyruvate

Abbreviations
Christian Reitz

XVI

PFR

Plug flow reactor

pO 2

Dissolved oxygen partial pressure

RID

Refractive index detector

RQ

Respiration quotient

SDS-PAGE

Sodium dodecyl sulfate-polyacrylamide gel

STR

Stirred tank reactor

TCA

Tricarboxylic acid cycle

TCR

Two-compartment reactor

tRNA

Transfer RNA

Introduction
Christian Reitz

1

1. Int rod uc tio n
Nowadays, the research on and production of recombinant proteins has increa sed demand
for more applications in numerous pharmaceutical and industrial areas develop ed to
economic scale. By early 2009, over 150 recombinant protein -based pharmaceutical
compounds have bee n licensed by the U.S. Food and Dr ug Administration and European
Medicines Agency (Ferrer-Miralles et al. 2009) . One of the m ost important engineered host
strain for re combinant production of pharmaceutical proteins at the commercial scale is
Escherichia coli . It is well-known and established as a robust cell factory . Numerous studies
describe its use for heterologous production of many natural products originating from other
bacteria, fungi or plants via molecular biology tools (Schmidt 2004; Huang, Lin, and Yang
2012) .
The critical aim for bioprocess engineering with a heterologous pro duct in mind is to obtain a
high-quality yield of the product in combination with optimum process efficiencies and
ultimately lower the production costs of the final product. A highly-optimized process is crucial
as bioprocess conditions affect not only the amount of produced recombinant proteins but
also their solubility and posttranslational modificat ions and so the comp lexity of downstream
processing. Also, the most important economic discussion in bioprocess development is the
scale-up and transfer of a bioprocess from the laboratory scale to the final industrial
production scale (Bylund et al. 1998). However, a finally up-scaled bioprocess is then set and
later modifications and optimizations not seen in the lab-scale cannot be applied anymore due
to economic reasons and approval restrictions. A full scale-up from lab to productio n scale is
also long-lasting and s o connected to a financial risk. In the end, a bioprocess scale-up is
limited on focusing on the main bioprocess parameters defined by mechanical restrictions,
technical limitations, or simply economic reasons (D. Wang 1979) . Several scale-down
methodologies have been developed to research and understand critical scale -up parameters
and their impacts on the cultivation process (Neubauer and Junne 2016) . New insights on
physiological responses of cells towa rds gradients in industrial scale like environments and on
optimal growth as well as process conditions under large scale conditions aiming at highest
productivity were gained (Lemoine et al. 2015).

Introduction
Christian Reitz

2

Using E. coli as engine ered production host introduces well -known and characterized
advantages into bioprocess development, such as:
1. Simple cultivation conditions and fast growth rates
2. Whole genome sequence and manifold genetic engineering tools available
3. Grows on low-cost substrates
4. Well-characterized metabolic and regulation pathways
5. Easily scalable cultivation techniques
6. Numerous strains engineered for specific expression tasks already available
However, E. coli , as well as other prokaryotic organisms as host for the heterologous
production of comple x metabolites, has also several drawbacks. The most important are
codon usag e bias between the source strain and the ex pression host, incorrect folding of the
target protein, lack of posttranslational modifications, and inefficient secretion. Furthermore,
necessary precursors needed for correct protein expression can be missing in the production
host. Co nsequently, producing recombinant proteins in E. coli leads often to protein
aggregates instead of correctly folded hetero logous proteins, which are harvested as inclusion
bodies (Neubauer, Hauke, and Antonio 2006) . Also, due to limited mixing capacities, gradient s
concerning the nutrient and oxyge n availability devel op when scale and cell density reach a
critical level in an indu strial scale bioreactor. In E. coli, a high substrate conce ntration in
combination with oxyg en limitation triggers an increased production of metabolites based on
pyruvate due to overflow metabolism and mixed-acid fermentation. Furthermore, a higher
flux into the branched-chain amino acid pathway can be seen l eading to an increa sed
production of branched-chain amino acids including non-canonical amino acids like norvaline
(Soini, Ukkonen, and Neubauer 20 11) . Non-canonical amino acids can be incorporated into
proteins, e.g. norvaline as a substitute for leucine. Also, methionine is known to be exc hanged
by norleucine (Randhawa et al. 1994). The aim of this thesis is a better understanding of
impacts of oscillating cultivation conditions on misincorporations of non-canonical amino
acids into a leucine-rich recombinant miniproinsulin expressed as Inclusion bodies . Also, we
discuss how to transfer these oscillations into the screening scale.

Literature review – Part I: Introduction into E. coli physiology
Christian Reitz

3

2. Lit e ra tu re re vie w – Pa rt I: In tro du cti on in to E . c oli ph ys iol o gy
2. 1. Cen tra l c ar bon m eta bo lis m in E sch eric hia co li
The term metabolism sums up all biochemical processes which take place in a cell or an
organism. Characterizing bacterial metabolism focuses in general on uptake and utilization o f
organic and inorganic molecules to gene rate ene rgy or endogenous compounds for cell
growth and maintenance catalyzed by enzy matic systems. Heter otrophic metabo lism by
bacteria describes the breakdown of organic m olecules with the aim to conserve energy in
adenosine triphosphate (ATP) and to produce other organic metabolites usable as a precursor
for further biosynthetic or assimilatory processes inside the cell. In addition to respiration,
fermentation is a speci al meta bolic pathway used by several micr oorganisms under oxygen
limitation. He re, not oxygen but organic molec ules are the final acceptor for electrons and
hydrogen ions lea ding to not comp letely oxidized substrates and so a decreased yield of
energy from the substrate and decreased growth. In microbial cells growing under
fermentative conditions phosphorylation at the substrate-level is the m ost common reaction
for ATP generation via a transfer of phosphate group from a high -energy organic compoun d
to ADP. In F igure 2.1 a detailed picture of the maj or metabolic pathways (respiratory and
fermentative) and the catalyzing enz ymes responsible for the distribution of carbon between
catabolism, anabolism and energy supply inside Escherichia coli cells are illustrated.

Literature review – Part I: Introduction into E. coli physiology
Christian Reitz

4

Figure 2.1: Schematic presentation of metabolic p athways in E scherichia coli . Th is basic network
illustrates co nnections between the central metabo lic (glycolysis (unfilled), tricarboxylic acid (TCA)
cycle (gray), mixed-acid fermentation and overflow metabolism (marine blue)) and anabolic pathways
for amino acids (including non -canonical amino acids produced in t he branched -chain amino acid
pathway) (emerald green ) (adapted from Apostol et al. 1997 and Soini e t al. 2008).

2.1 .1. M ixe d- aci d f erme nta tion
The mixed-acid fermentation is an anaerobic metabolic r eaction pathway catalyzing the
breakdown of a hex ose (mostly glucose) into a complex mixture of or ganic acids. Mixed acid
fermentation is common in bacteria and a characteristic f eature of the Enterobacteriaceae
family, which includes Escherichia coli (Madigan et al. 2014 ). During a limited supply of
dissolved oxygen or under anaerobic cultivation conditions, it is the metabolic pathway of
choice for ATP generation in E. coli . Using glucose a s carbon substrate mixe d-acid
fermentation is a two -stage process: First, glucose is converted to pyruvate via the glycolysis
pathway. In addition to pyruvate, four moles of ATP and two moles of NADH are produced per
mole glucose. Second, the produced NADH is then reoxidized by reducing pyr uvate to one or
more products of the mixed-acid fermentation.

Literature review – Part I: Introduction into E. coli physiology
Christian Reitz

5

In general, t he product poo l of mixed-acid fermentation in E. coli consists of ace tate, ethanol,
formic acid , lactate, and succin ate. Also, formic acid is fu rther lysed i nto the gasses car bon
dioxide and hydrogen via an active formic acid hydrogen lyase enzyme complex (Förster and
Gescher 2014). Figure 2.2 illustrate s the pathways for anaerobic mixed-acid fermentat ion and
aerobic overflow metabolism (see Chapter 2.1.2) in E. coli .
Formic acid production is catalyzed by an anaerobic pyruvate formic acid lyase, encoded by
the pflB gene, which cleaves non-oxidatively pyruvate into f ormic acid and Acetyl -CoA (B. Xu
et al. 1999). The production and accumulation of formic acid is a critical indicator for oxygen
limitation in cultivations (Knappe and Sawe rs 1990 ), as the expression of the pflB gene and so
the presence of pyruvate formic acid lyase is regulated by pyruvate accumulation under
oxygen limitation (Sirko et al. 1993). As mentioned before, E. coli cells can metabolize formic
acid even further to CO 2 and H 2 . These reactions are catalyzed by a formic acid hydrogen lyase
enzyme comple x (FHL) to con trol the intracellular pH value under anaerobic
conditions(Mnatsakanyan, Bagramyan, and Trchounian 2004) . This enzy me complex consists
of a formic acid dehydrogenase (F DH) and six further enzymes encoded by the hyc operon.
The FHL complex is depending on a suitable presence of the trac e elements molybdenum,
nickel, and selenium in the cultivation broth (Biermann et al. 2013).

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6

Figure 2 .2 : Overview of mixed-acid fermen tation pathway and overflow metabolism in E. coli
Pyruvate flu x in to the trica rboxylic acid (TCA) cycle is illustrated by dashed red line and dashed black
lines . These reactions are mostly ac tive under aero bic cultivation condi tions. D ashed green lines
display aceta te formation via overflow metabolism in E. coli . 1: Embden-Meye rhof pathway enzymes;
2: pyruvate kinase; 3: pyruvate dehy drogenase multi- enzyme complex; 4: citro yl-synthetase; 5: lactate
dehydrogenase; 6 : pyruvate-formic acid lyase; 7: formic ac id-hydrogen lyase complex; 8 : p hosphor-
transacetylase; 9 : acetate kinase; 10: acetald ehyde dehydrogenase; 11: ethano l dehydrogenase; 12 :
phosphoenolpyruva te decarboxylase; 13: malate dehydrogenase; 14: fu marase; 15: succinate
dehydrogenase. The repre senting genes enconding these enzymes are mentioned in italics. (modified
and adapted from Magee and Kosaric 1987; Maddox 2008).

Like formic acid, lactate is a product of pyruvate conversion. A lactate dehydrogenase (LDH)
encoded by ldhA catalyzes this reaction. Also, this re sponse reoxidizes one mole NADH back
to NAD + per mole lac tate produced. Both, lactate dehydrogenase and pyruvate formate lyase,
are essential enzymes for mixed -acid fermentation as their reactions establish the entry points
for the path way. Also, their enzyme activity is inhibited by the availability of dissolved oxygen
and strongly regulated by enzyme feedback repression (Kessler and Knappe 1996).
Gl ucos e
PEP
Pyruvic acid F or mi c ac id CO 2 + H 2
Acet yl -CoA
L a c ti c ac id
Acet yl al dehyde
Eth an ol
Acet yl -P hos pha te
Ac e ti c ac id
O xal o a c e ti c ac id
M al ic ac id
Fu m a r ic ac id
S u c c in ic ac id
Acet yl -CoA
TC A -c yc le
CO 2
NADH +H +
NAD +
H 2 O
NADH +H +
NAD +
ADP
AT P
CoA -S H
NAD + +CoA -S H
NADH +H + +CO 2
N A D H + H +
N A D +
CoA -S H
Pi
CoA -S H
ADP
AT P
NADH +H +
NAD + +CoA -S H
NADH +H +
NAD +
P i + A D P
C o A - S H + A T P
2 CO 2
3 NAD + +F AD
3 N ADH +H + +F AD H 2
GDP
GTP
CO 2
1
2
3
4
6 7
8
9
10
11
12
13
14
15
5
l d h A
pf l B fd h , hy o
pf l pt a
ac k A
a c h E
achE
py k
ac e E F
ppc
m dh
f um B
fr d
gl k , pgi , pf k
fb a , t pi , gap
pgk , gpm ,e no
acnB , i c d , s uc A B
s uc CD , s dhA B CD
f um B , m d h , gl tA

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Ethanol formation starts from Acetyl-CoA, a by-product from the cleavage of f ormic acid from
pyruvate, catalyze d by an alc ohol dehydrogenase complex (ADHE) encoded by adhE . The
reactions also reconvert two molecules of NADH into NAD + per molecule ethanol produced.
Also, Acety l-CoA in E . coli can also be a precursor for acetate production in a two -stage
reaction. Chemical conversions via a phosphat e acetyltransferase (encoded by pta ) and an
acetate kinase (encoded by ackA ) generate one mole ATP per mole acetate using substrate -
level phosphorylation (Lin and Iuchi 1991).
Synthesis of succinate begins with phosphoenolpyruvate (PEP) as a precursor, an intermediate
of glycolysis. The first step is an enzy matic carboxylation of PEP int o oxaloacetate by a
phosphoenolpyruvate carboxylase enc oded by ppc (Kai, Matsumura, and Izui 2003).
Oxaloacetate is then first converted into malate catalyzed by a malate dehydrogenase
(encoded by mdh ) and further dehydrated into fumara te via a fumarate hydratase (encoded
by fumB ) (Thakker et al. 2012). Finally, E. coli reduces fumarate to succinate enzymatically
using a fumarate reductase ( encoded by frd ) oxidizing NADH to NAD + . Remarkably, Ingledew
and Poole described this reaction as anaerobic respiration. It utilizes electrons linked to a
NADH dehydrogenase and the electron transport chain forming an electrochemical gradient
in the ce lls, which can be used to produce ATP b y an ATP synthase (Ingledew and Poole 1984).
The mixed acid fermentation and its products are the most significant possibility to maintain
a balanced re dox state during the metabolization o f glucose via glycolys is under anaerobic
cultivation conditions. Variable environmental conditions control this complex reaction
network (Clark 1989). Pr oduced amounts of ea ch product of the mixed acid fermentation
pathway depend on the enzymatic activity of ke y catalysts and environmental factors such as
dissolved oxygen availability, state of su bstrate oxidation, presence of redox agents, and the
change of pH due to accumulation of fermentation products (H. Liu et al. 2011).

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8

2.1 .2. O verf lo w met ab olism
Overflow metabolism describes the phenomenon of fermentation of substrate instead of
using respiration for ener gy production and so accepting a loss in yield although s ufficient
oxygen is present. This metabolic pathway enables the possibility to prevent p yruvate
accumulation under conditions wit h a high carbon flux through glycolysis via by -product
formation, if the TCA cycle and aerobic respiration react ions cannot completely oxidize all
pyruvate originating from glycolysis (H ollywood and Doelle 1976). In E. coli acetate is the main
product of glucose triggered ov erflow metabolism (B. Xu et al. 1999) . First, a pyruvate
dehydrogenase complex decarboxylates pyruvate to Acetyl-CoA. The produced Acetyl -CoA
can then be a precursor for acetate formation instead of entering the TCA cy cle. The same
phosphotransacetylase and acetate kinase as in the mixed acid fermentation catalyze the
conversion of Acetyl- Co A to ace tate (Dittrich, Bennett, and San 2005). Th e ex pression of the
multimeric pyruvate dehydrogenase enzyme complex is down -regulated under oxygen
limitation, and its activity is controlled by the pyruvate concentration inside the cell (Quail,
Haydon, and Guest 1994) and the NADH/NAD + concentration ratio (De Graef et al. 1999). In
general, Acetyl -CoA is further metabolized within the TCA cycle and finally respiration under
aerobic conditions, as this yields significantly more ATP and reducing equivalents.
During the last decades, research indicated a link of acetate accumulation due to overflow
metabolism and high growth rates of E. coli under aerobic cultivation conditions. Starting at
an acc umulated concentration of 0.5 g L -1 acetate has a significant impact regarding decreased
growth rate, reduced biomass yie lds and so decreased maximum achievable cell numbers, and
product yield due to inefficient use of carbon and formation of by -products instead of biomass
in high cell density cultivations using E. coli (Eiteman and Altman 2006). A set specific growth
rate of µ = 0.14 h -1 in an E. coli fed-b atch process triggered the formation of acetate (Korz et
al. 1995). In 2010, Valgepea et al. discovered a novel regulation mechanism for the overflow
metabolism pathway in E. coli using a systems biology appro ach including cha racterization of
the transcriptome, proteome, and metabolome. This study indicated a downregulation of
Acetyl-CoA synthetase by carbon catabolite repression, and so reduced consumption of
acetate produced via the phosphotransacetylase leading to a disturbed acetate recycling over
the PTA-ACS node in E. coli (Valgepea et al. 2 010). Lately, a new study sh owed that metabolic
phenomena like overflow metabolism can be accura tely illustrated and quantified via

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9

application of proteome resource allocation (Basan et al. 2015). Overflow metabolism in E.
coli could be a global metabolic response to balance varying proteomic demands re garding
biomass synthesis and energy supply under changing enviro nmental conditions. Interestingly,
only E. coli K-strains suf fer on acetate accumulation due to overflow metabolism. E. coli B-
strains show in cultivations less ace tate accumulation due to higher consumption rates of
acetate caused by high er activities of the Acety l -CoA synthetase and the glyoxylate shunt
pathway (Phue et al. 2005).
2.1 .3. B iosyn the sis of a min o ac id s
Proteins are essential building blocks of life carrying out numerous important tasks like
structural support, transport carrier, and catalyzing biochem ical reactions as enzymes. Their
basic building blocks are amino aci ds, organic acids containing at least one functional
carboxylic and amino group. If amino acids are not provided sufficiently by the cultivation
medium, E. coli is capable of synthesizing them either from precursor compounds in th e
medium or intermediates of glycolysis and the TCA cycle combined with the assimil ation of
inorganic nitrogen for effic ient cell growth and rec ombinant protein pro duction (Madigan et
al. 2014). Based on the carbon skeleton precursor used for amino acid synthe sis all canonica l
amino acids can be categorized into five families: serine, aromatic, alanine, aspartate, and
glutamate based. An overview of these families is summed up in Table 2. 1.
Table 2.1: Amino acid fam ilies depending on the carbon skeleton prec ursor molecules extended t o
synthesize amino acids
Amino acid family

Carbon skeleton precursor

Amino acids produced

Serine family

3-phosphoglycerate

Serine, Cysteine, Glycine

Aromatic family

Phosphoenolpyruvate

Phenylalanine, Tyrosine,
Tryptophan

Alanine family

Pyruvate

Alanine, Valine, Leucine, Iso leucine

Aspartate family

Oxaloacetate

Aspartate, Asparagine ,
Homoserine, Methionine,
Threonine, Isoleucine, Lysine

Glutamate family

 -ketoglutarate

Glutamate, Glutamine, Pro line,
Arginine

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Figure 2.3 illustrates the biosynthetic pathways of amino aci ds related to the glycolysis and
the TCA cycle. 3 -phoshoglycerate is the precur sor for amino acids from the serine family ,
which is an intermediate of glycolysis. Also, the reactions of this biosynthetic pathway provide
a crucia l ratio of the car bon flux required for the fo rmation of purines an d thymine. Aspartate
and glutamate family based amino acids are products from intermediates of the TCA cy cle.
Glutamate, for example, is directly catalyzed from α -ketoglutarate via amination and so
supporting a balanced TCA cy cle. Also, tran samination reactions with glutamate and
glutamine as a source for amino groups realize the introduction of nitrogen into m etabolic
pathways, so the biosynthesis of glutamate and glutamine is essential for the assimilation of
inorganic nitrogen in a defined cultivation medium. Glutamate provides almost every amino
group for freshly synthesized amino acids. Furthe rmore, the role of glutamate as nitroge n
provider is so fundamental it is one of the highest concentrated compounds solved inside an
E. coli cell and further serves as an osmotic stabilizer between the cytosol and extracellular
medium. The precursor for aspartate and relatives is oxaloacetate, also an intermediate of the
TCA cycle. Oxaloacetate conversion into aspartate with an amino group provided by glutamate
leads to α -ketoglutarate as a by-product of this reaction. Aspartate itself can act as a precursor
for the formation of asparagine, lysine, methionine, and threonine, which is also enzymatically
deaminated to prov ide the basis for modified branched-chain amino acids. Alanine is a
product of transamination of pyruvate, which is also one prec ursor in the biosynthesis of the
branched-chain amino acids including isoleucine, leucine, and valine (Umbarger 1996)
2. 2. For m atio n of ca no ni cal and m odi fied bra nch ed -c ha in am ino aci ds
Of the defin ed proteinogenic 20 amino acids canon thre e amino acids can be categorized as
branched-chain amino acids (BCAAs): isoleucine, leucine, and valine. The most obvious aspect
of BCAAs should be the relaxation and growth stimulating effect in human muscles, if
supplemented after training (Shimomura et al. 2004) . Simila r e ffects could be seen in rat SK
muscles (Balage et al. 2001). Sufficient BCAA concentrations can also increase the glucose
uptake in liver and SK muscle tissues as well as increase the glycogen production due to higher
activities of the glycogen synthe tase (Nishitani et al. 2004). Furthermore, an effect on lipid
oxidation during exercise was observed reducing fatigue and so supp ort degradation of body
fat (Qin et al. 2011). They also play a major role in the brain and may have a direc t or indirect
regulatory effect on the biosynthesis and function of brain proteins and neurotransmitters like

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11

dopamine, norepinephrine, and serotonin (Fernstrom 2005). Consequently, BCAAs are in
discussion to be used as a treatment of numerou s neurological disorders (Batc h, Hyland, and
Svetkey 2014). Furthermore, serum conce ntration levels of BCAAs and related metabolites
could provide a novel biomarker for cardiomet abolic health issues independent f rom other
standard factors like the body-mass-index (Batch et al. 2013).
2.2 .1. B iosyn the sis of b ran ch ed -c hai n a mi no acid s
Similar biochemical reactions build the base for the biosynthesis pathways for the amino aci ds
isoleucine and valine because the sa me set of enzymes catalyze th e production of both amino
acids from d ifferent precursors (see Figure 2.3). The synthesis starts with a decarboxylation of
pyruvate to an active acetaldehyde bound to the thiamin pyrophosphate prosthetic group of
the pyruvate decarboxylase in the pyruvate dehydrogenase enzyme complex. This active
acetaldehyde is then b ound to another ace taldehyde to form α -acetolactate, the precur sor
for valine production, or with α -ketobutyrate, derived from a deamination of threonine, to
form α -aceto- α -hydroxybutyrate, the precursor for isoleucine production.
These synthesis re actions are cat alyzed by an ace tohydroxy aci d synthase (AHAS). Three
different isozymes of this enzyme were found in wild -type strains of Escher ichia coli and
Salmonella typhimurium enc oded by the genes ilvBN (I), ilvGM (II) and ilvIH (III). Each of these
isozymes catalyzes above-mentioned thiamin-p yrophosphate-dependent decarboxylation of
pyruvate an d the transfer of the remaining acetaldehyde to α -ketobutyrate or pyruvate. Also,
all three isozymes need Flavin adenine dinucleotide (F AD) as a cofactor and prosthetic group.
Interestingly, FAD separates from isozyme I and II and needs to be added as a cofactor in in-
vitro assays, but is strongly bound to isozyme III (Sella et al. 1993) . Expre ssion levels of AHAS
enzymes are regulated vi a product feedback inhibition by one or more branched-chain amino
acids (Umbarger 1996) .
Based on the influences to the feedback control AHA S II and III are more likely to catalyze α -
aceto- α -hydroxybutyrate resulting in isoleucine formation compared to AHAS I. In addition,
the synthesis of isozyme I and III i s inhibited by hig h valine concentrations, whereas isozyme
II expression is not influenced by valine conce ntrations. Unfortunate ly, AHAS II is inactive in E.
coli K-12 strains due to a frame -shift mutation in the ilvG gene encoding the large subunit of
this isozyme (Lawther et al. 1981). This loss of AHAS II in E. coli K-12 str ains lea ds to the so -

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12

called “valine toxicity phenomenon”: A high intracellular concentration of valine inhibits the
expression and activity of AHAS I and III. As AHAS II cannot be synthesized, this lea ds to a total
breakdown of leucine and isoleucine production (D. Andersen et al. 2001). There fore, the
supplementation of valine in E. coli K- 12 cultivations can trigger a stringent response in the
cells as the presence of valine leads to leuc ine and isoleucine starvation (Hecker, Schroeter,
and Mach 1983).
The synthesis of  -ketobutyrate is in gene ral enzymatically catalyzed by a transamination of
threonine via a biosynthetic threonine deaminase encoded by the ilvA gene in E. coli and S.
typhimurium . There is a second catabolic threonine deaminase encoded by tdcB (Umbarger
and Brown 1957) . Both enzymes are inactivated by high concentrations of serine (“ serine
toxicity”), b ut only the activity of the biosynthetic threonine dea minase i s feedback regulated
by isoleucine. Further, isoleucine formation is controlled by the concentration of is oleucine
itself and so prevents accumulation of isoleucine in the cells. A C -terminal re gulation domain
realizes feedback regulation (Taillo n, Little, and Lawther 1988). Though, there is a proposed
shortcut in the formation of  -ketobutyrate deriving from pyruvate via a direct carbon chain
extension catalyzed by the leuABCD operon enzymes alternating the carbon flux from
pyruvate directly into the synthesis pathway of isoleucine (Bogosian et al. 1989) . This proposal
is based on enzymatic kinetic studies on the α -isopropylmalate synthase from Salmonella
typhimuruim (Kohlhaw, Leary, and Umbarger 1969) and Serratia marcescens (Kisumi, Sugiura,
and Chibata 1976a) and braced by recent studies (Soini et al. 2008).

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Figure 2 .3 : Schematic overview of the biosynthesis pathway of the branched -chain amino acids
valine, leucine and isoleuc ine s tarting at pyr uvate in connection to glycolysis, tric arbonic acid cyc le
and from threon ine in E. coli AHAS, acetohydroxy acid synthase including three Isozyme forms
encoded by ilv BN, ilv GM and ilv IH ; DH, dihydroxy acid dehydratas e encoded by ilv D ; PMS,  -
isopropylmalate synthase encoded by leu A ; IR, acetohydroxy acid isomeror eductase encoded by
liv C ; IPMD,  -isopropylmalate dehydr ogenase en coded by leu B ; ISOM,  -is opropylmalate isomerase
encoded by leu CD ; TD, threonine deaminas e encode d by ilv A ; TrB, transaminase B encod ed by ilv E ;
AK, aspartokinase ; AS AD, as partate  -semialdehyde d ehydrogenase ; HSAT, homo serine
acyltransferase ; HSD, homoserine dehydrogenase ; HSK, homoserine kinase ; TS, threonine
synthase; TrC, transaminas e C encoded by avt A ; tyr B, a gene enc oding aromatic transamina se which
is tyrosine repress ible. Dashed lines re present sele cted feedback regulation pathway s o f s ynthesized
branched-chain amino acids. (adapted and modified fro m Kisu mi, Komatsubara, and Chibita 1977 ;
Umbarger 1978; Nelson and Cox 2008 ).

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α -ketoisovalerate, an intermediate of v aline formation, is also the precursor for the synthesis
of leucine (Umbarger 1996 ). The production of leuc ine includes a carbon chain extension of
α -ketoisovalerate to α -ketoisocaproate followed by a transamination resulting in leucine (Fig.
2.3). In detail, leucine synthesis starts with the transfer of an acetyl group of Acetyl-CoA to α -
ketoisovalerate to f orm α -isopropylmalate. This react ion is cataly zed by a α -isopropylmalate
synthase (PMS) encoded by leuA and feedbac k inhibited by high concentrations of leuc ine
(Leary and Kohlhaw 1970). Then α -isopropylmalate is isomerized into β -isopropylmalate with
dimethyl-citraconate as intermediate via a α -isopropylmalate isomerase (ISOM) encoded by
the genes le uC and leuD (F ultz and Kemper 19 81). Finally, β -isopropylmalate is converted into
α -ketoisocaproate via an oxidative decarboxylation catalyzed by a β -isopropylmalate
dehydrogenase (IPMD) encoded by leuB and using NAD + as a cofactor and hydrogen acceptor
(Parsons and Burns 1969) . Although the main substrate for PMS is α -ketoisovalerate, the
enzyme shows promiscuity towards other α -ketoacids and accepts them as a substrate for
carbon chain elonga tion. These α -ketoacids can include pyruvate, α -ketobutyrate or α -
ketovalerate and result in modified non-canonical amino acids derived from the leucine
synthesis pathway, like the commonly known modified branched cha in amino acids norvaline,
norleucine, and β -methyl-norleucine (Apostol et al. 1997; Sycheva et al. 2007; Soini et al.
2008) .
The final rea ction in the formation of isoleucine and valine is a transamination with glutamate
as a donor of the amino group catalyzed by a transaminase B encoded by the ilvE gene. Here,
α -keto- β -methylvalerate or α -ketoisovalerate is converted into isoleucine or valine,
respectively (Rudman and Meister 1953). This enzy me shows a higher affinity for  -keto-  -
methyl-valerate than for  -ketoisovalerate. Interestingly, valine can also be produced via
transamination using a n amino group of alanine or α -aminobutyrate catalyzed by the
transaminase C encoded by avt (Whalen and Berg 1982). Consequently, strains with a mutated
ilvE gene lacking transaminase B activity can still produce valine but are auxotroph for
isoleucine (Berg et al. 1988).

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The last step in the biosynthesis of leucine is a transamination of α -ketoisocaproate to leucine
with glutamine as a donor of the amino group catalyzed by former mentioned transaminase
B or an aromatic transaminase encoded by tyrB , which is feedback regula ted by tyrosine. ilvE
mutants in a ddition to the earlier mentioned possibility to still produce valine ar e also able to
produce leucine and not dependent on leucine supplementation for sufficient growth (Vartak
et al. 1991).
2.2 .2. B iosyn the sis of m odi fied n on- cano nic al br anch ed- chain am ino ac id s
Only 20 amino acids build the base for the known proteinogenic amino acid canon, although
over 300 individual amino acids have been identified in nature. As the occurrence of these
amino acids is rare and they are no standard building blocks for protein synthesis, they are
defined as non-canonical amino acids. Mostly, n on-canonical amino acids are used to produce
secondary metabolites via non -ribosomal peptide synthesis (Shoji and Sakazaki 1970 ). Some
non-canonical amino acids can be misincorporated into cellular and recombinant proteins in
bacterial cells (Bogosian et al. 1989).
The first study mentioning a non -canonical amino acid was published in 1953, revealing
norvaline as a compound of an antifungal peptide secreted by Bacillus subtilis (Nandi and Sen
1953). During the last decade s, re search has shown that the non-canonical amino acids
norleucine and β -methyl-norleucine are by-products in deregulated Serratia marcescens
mutants overproducing isoleucine. Further, comparable to norvaline synthesis, α -
ketobutyrate is the common precursor (Kisumi, Sugiura, and Chibata 1976a).
The first hypothesized pathway for the synthesis of norvali ne was described in 1976 starting
from α -ketobutyrate as a precursor with α -ketovalerate as intermediate compound catalyzed
by the enzymes normally producing leucine encoded by the leuABCD operon (Kisumi, Sugiura,
and Chibata 1976a). Later, this suggested “α -ketoa ci d-chain- elongation pathway” in E. coli was
enhanced w ith a synthesis route for norleucine (Kisumi, Sugiura, and Chibata 1976a) . It is in
discussion, whether a broader substrate specificity range of the enzymes enc oded by the
leuABCD operon causes an alternative activity towards the “α -ketoacid-chain-elongation
pathway”. Conditions demanding an increased leucine synthesis would trigger the production
of non-canonical branched chain amino acids (Bogosian et al. 1989). Figure 2.4 sums up the
biosynthesis pathways of norvaline, norleucine, and β -methyl-norleucine. These amino acids

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16

are products of enzymatic reactions starting from α -ketobutyra te catalyzed by α -
isopropylmalate synthase (PMS) ( leuA ), α -isopropylmalate isomerase (ISOM) ( leuCD ), α -
isopropylmalate dehydrogenase (IPMD) ( leuB ) and concluded by a transamination. A detailed
description of these catalyzed reactions was given earlier (see chapter 2.2 .1.).
As mentioned before and shown in Figure 2.4, PMS condenses α -ketobutyrate, also the
precursor for isoleucine synthesis, a nd Acetyl-CoA to α -ketovalerate, which is the common
precursor for norvaline, norleucine, and β -methy lnorleucine. The car bon chain of α -
ketovalerate elongates in combination with isomerization an d reduction reactions resulting in
the formation of α -ketocapr oate (final intermediate before norleucine formation) or α -keto-
β -methyl- caproate (final intermediate before β -methyl-norleucine formation). Norvaline is
synthesized via a direct transamination of α -ketovalerate into norvaline (Kisumi, Sugiura, and
Chibata 1976a). α -ketobutyrate is the main compound in the synthesis of these non-canonical
amino acids. Accumulation of α -ketobutyrate is a prerequisite, since the affinity of 2-IPMS for
α - ketobutyrate is an order of magnitude lower compared to its natural substrate α -
ketoisovalerate as detected for S. marcescens (see Table 2.1) (Sycheva et al. 2007).
Table 2.1: Ki netic parameters of various α -ketoaci ds with 2-IP MS in Serratia marcescens (from M
Kisumi, Sugiura, and Chibata 1976 )
α - ke toacid

K m (M)

v max (nmole CoA min -1 mg -1 protein)

α -ketoisovalerate

7.7 x 10 -4

49

Pyruvate

3.4 x 10 -3

33

α -ketobutyrate

7.7 x 10 -3

64

α -ketovalerate

9.0 x 10 -3

16

α - keto - β -methyl-valerate

-

1

Due to a fra meshift mutation in the ilvG gene, encoding a subunit of th e first enzyme of the
Ile pathway, AHAS II, which has the highest affinity f or α -ketobutyrate, E. coli K-12 strains could
favor the accumulation of α -ketobutyrate in comparison to other strains. The synthesis
pathway for α -ketobutyrate is well-known. It der ives from the oxaloacetate over aspartate,
homoserine, and threonine. Interestingly, the formation of n orvaline and norleucine could not
be prevented by knocking out the ilvA gene encoding the threonine aminase converting

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17

threonine into α -ketobu tyrate in E. coli (Sycheva et al. 2007) . He nce, an alternative pathway
based on other major carbon metabolites must ex ist for the formation of α -ketobutyrate. In
literature, a “shortcut” reaction pathway from pyruvate towards α -ketobutyrate is discussed
and described in detail in chapter 2.2.1. (Sycheva et al. 2007).

Figure 2 .4 : Sc hematic view of p redicted biosynthetic pathway of the modified branched -chain amino
acids incl uding norvaline, norleucine and  - methylnorleucine fro m pyruva te via the so called “ketoacid
chain elongation pathway” over  -ketobutyrate and  -ketovalerate to  -ketocaproate facilitated by
the promiscuous enzymes of the (iso) -leucine biosynthetic path way in E. coli (based on data fro m
Kohlhaw, Lea ry, and Umbarger 1969; Masahiko Kisu mi, Komatsu bara, and Chibita 1977; Bogosian et
al. 1989; Muramatsu, Misawa, and Hayashi 2003; Soini et al. 2008) .

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2.2 .3. M isin corp orat ion of no n- cano nica l am in o a cids into rec om bin ant pr otein s
N on -canonical amino acids (NCAAs) like norvaline, norleucine and β -methyl-norleucine gained
an incr eased interest because they could be incorporated in minor concentrations into
recombinant proteins in E. coli , which would alter the quality of the target protein and is such
an unwanted crucial factor in the expression of pharmaceutical pro teins. Incorporation of
NCAAs into re combinant proteins occurred as substitution of proteinogenic amino acids and
was proven for different re combinant proteins. Norvaline replaced leuc ine during the
production of re combinant hemoglobin (Apostol et al. 1997). Norleucine was shown to be
falsely incorporated instead of methionine into a recombinant produced human brain-derived
neurotrophic factor (Sunasara et al . 1999) as well as interleukin 2 (L. Tsai et al. 1988) . β -
methyl-norleucine was shown to be a substitute for isoleucine during expression of a
recombinant hirudin (Muramatsu, Misawa, and Hayashi 2003) . Table 2.2 gives a detailed
summary.
In gene ral, the misincorporati on of non-canonical amino acids can be observed in E. coli under
cultivation conditions, which derepress the branched-chain amino acid pathway and
especially during ex pression of a le ucine-rich recombinant protein (Fenton et al. 1997) . The
former mentioned recombinant hemoglobin, for example, had a leuc ine ratio of 13% while
Interleukin-2 even has a leucine ratio of 17%.

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19

Table 2.2 : Summary of ref erences for the incorporation of modified amino acids derive d from the
branched chain amino acid pathway in to heterologous proteins.
Amino acid

Product

Comment

AA composition

Ref.

NL

Hirudin in E. coli

(Muramatsu, Miura,
and Misawa 2002)

NL

Bovine somatotropin
in E. coli

NL in Met
positions

27 leu/191aa

(Bogosian et al. 1989)

NL

human brain derived
neurotrophic factor
in E. coli

(Sunasara et al. 1999)

NL

interleukin-2 in E. coli

NL in Met
positions

26 Leu/152 aa

(Lu et al. 1988; L. Tsai et
al. 1988; Fenton et al.
1997)

NL

Met-rich vaccine
candidate

NL in Met
positions

(Ni et al. 2015)

ß-MNL

Hirudin in E. coli

In Ile positions

(Muramatsu, Miura,
and Misawa 2002;
Muramatsu et al. 2002;
Muramatsu, Misawa,
and Hayashi 2003)

Norvaline

Rec. Hemoglobin in E.
coli

Norvaline in
Leu positions

72 Leu/575 aa

(Apostol et al. 1997)

HIL

Coiled-coil peptide
A1 in E. coli

Homoisoleucine
in Leu positions

(Van Deventer, Fisk, and
Tirrell 2011)

NL – summar y of the who le story : (Bark er and Bruton 1979; Semmes, Riehm, and Ranga Rao 1985; Lu
et al. 1988; Tsai et al. 1988; Bo gosian et al. 1989; Randhawa et al. 1994; Budisa et al. 1995; Fenton et
al. 1997; Budisa and Pifat 1 998; Violand and Bogosian 1998 ; Sunasara et al. 1999) .

2.2 .4. In corp ora tion me ch an ism for no n-c an onic al am ino ac id s i nto hete rolo go us
pr ote ins
Non-canonical amino acids are separated into two particular groups. NCAAs which show
isostructural characteristics to canonica l amino acids (CAA) can be falsely be recognized and
utilized by the cell own protein synthesis mac hinery. NCAA s, which are interesting for protein
engineering but show no similarities to C AA, are called orthogonal to the host cell, as the
microorganism cannot transfer these amino acids into their translational system.
Replacement of a specific CAA against an isostructural NCAA is done via supplementing the

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20

NCAA into cultivatio ns u sing a host s train auxotrophic against the desired CAA. This forces the
host strain to utilize the suppleme nted NCAA (Link, Mock, and Tirrell 2003). Incorpor ation of
orthogonal NCAAs is harder, as the translational synthesis machinery of the host cell needs
reprogramming. This approach includes the tra nsfer of the aminoacyl-tRNA synthetase (aaRS)
and tRNA corresponding to the desired NCAA as well as changing a stop or non - occupied
codon to an amino acid related codon (L. Wang et al. 2001). These so-called orthogonal
translation systems (OTS s), consisting of an aminoacy l-tRNA synthetase (o-aaRS) and tRNA (o-
tRNA) are usually gained from phylogene tically distant organisms (Y. Xu et al. 2014) .
Reprogramming of the genetic co de has also been shown in nature for the two natural
proteinogenic NCAAs, selenocysteine, and pyrrolysine. Stop codons used w ith a low frequency
were reprogrammed by the host to acc ept these amino aci ds for synthesis of homologous an d
recombinant proteins (Hoesl and Budisa 2012).

Figure 2.5: Leucine, isoleuc ine and methione in comp arison to their is ostructural analogues
norvaline, β - me thyl-norleucine and no rleucine.

The ea rlier mentioned norvaline and norleucine are known to be produced and accumulated
due to the minor substr ate specificity of the branched chain amino acid synthe sis enzymes
catalyzing reactions with differe nt structural related α -ketoacids as substrates. In combination
with the also, not absolute substrate specific leucyl -tRNA synthetase mischarged norvalyl-
tRNA Leu is produced, which is not recognized during translational proofreading and results in
norvaline-containing proteins (Apostol et al. 1997). Problematic is that oscillating oxyge n

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limitation in E. coli cultivations comparable to industrial scale conditions incr eases the
intracellular accumulation of pyruvate and triggers the biosynthesis of norvaline (Soini et al.
2008) .
Table 2.3 Alternative substrates for aminoacyl-tRNA synthetases
tRNA synthetase

Other analogues acc epted

Ref.

MetRS

Norleucine, cis-crotylglycine, 2 -aminoheptanoic acid,
norvaline, 2-butynylglycine, allylglycine

(Kiick, Weberskirch,
and Tirrell 2001)

LeuRS

Norvaline

(Apostol et al. 1997 ;
Tang and Tirrell 2002)

IleRS

ßMNL, (Val)

(Umbarger 1996)

A similar mechanism is a base for the exchange of methionine by norleucine. An overview on
the substrate promiscuity of aminoacyl-tRNA synthetases can be seen in Table 2.3.
2.2 .5. T ox ici ty and cha rac teris tics of in corp ora ted no n-c ano nica l am in o aci ds
Incorporation of non-canonical amino acids into recombinant proteins could lead to altered
protein structures, and so changed chemical properties or even new functions. Already in the
1970s, it was described how the misincorporation of NCAA s could lead to ex treme
physiological changes inside of E. coli cells. Supplementing canavanine, a NCAA which could
replace arginine in protein biosynthesis, leads to spontaneous cell lysis due to a metabolic
breakdown cause d by the acc umulation of n on-functional enzymes (J. Hewitt and Kogut 1977) .
In general, most of the NCAA spectrum induces growth inhibition in microorganisms, if th e
incorporation rate exceeds a certain level. As mentioned before, norleucine is isosteric like
methionine, and it was early shown , that norleucine could completely replace methionine in
recombinant proteins (Anfinsen and Corley 1969). Furthe r, the presence of norleucine can
also have a toxic effect on cell growth. Interestingly, E. coli is under certain cultivation
conditions able to stable produce and acc umulate norleucine to down- regulate the leucine
biosynthesis pathway, a behavior not seen under standard lab growth conditions (B ogosian et
al. 1989).

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These undesired toxic effects often result because of the competition of che mically similar
amino acids and NCAAs for transport systems or permeases or accidental conversion into a
toxic compound. It is known, that structural properties and specificity of the methionine
permease can accept methionine and norleucine as substrate . Furthermore, norleucine
accumulation shuts off the synthesis of methionine due to th e erroneous feedback regulation
of the homoserine succinyltr ansferase, the entry reaction into the methionine synthesis
pathway (Kisumi, Sugiura, and Chibata 1977). It is further under discussion if the
misincorporation of NCAAs into recombinant proteins is an influential factor for protein
misfolding and so aggregation like it can be see n for many human proteins produced
recombinantly in high concentrations in E. coli cultivations (Baneyx 1999).
On the other side, NCAAs and their incorporation into proteins open the door for new
challenging possibilities to design an d produce innovative kinds of enzymes, therapeutics or
biopolymers with new act ivities and characteristics, which are difficult or im possible to
synthesize using other chemical or biotechnological approaches. Already known changes vi a
incorporation of NCAAs are immobilized enzymes, protein based polymers, selenoproteins,
phosphoproteins, antibody drug co mplexes or modified ther apeutics. These examples show
the possibilities behind NCAAs for adapting proteins towards new functions or environments
and so they are expanding the chemistry of life.
2.2 .6. N ov el ap pro ache s to li mi t m isin co rp or ati on o f n on- can oni ca l a mi no a cids int o
re com bin ant pr otei ns
Until today it is not completely clear , which cultivation conditions lead to the incorporation of
NCAAs in E. coli processes. There are several conventional and straightforward methods and
strategies established to prevent norleucine incorporation into recombinant proteins
produced in E. coli as a host. Known examples are the removal of methionine residues from
the protein via changing the DNA sequence, coexpression of norleucine degrading enzymes or
the knock-out of genes involved in norleucine synthesi s fro m the host genome (Bogosian et
al. 1989). Another simple application to prevent misincorporation is to supplement the
cultivation medium with analog isos tructural compounds like 2-hydroxy-4-
methylthiobutanoic acid or methionine. Continuous feeding of methionine is applied in
recombinant E. coli cultures, where norleucine incorporation would be critical. Based on this
observation it was discussed that an environment with high leucine concentration could

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minimize n orvaline incorporation into recombinant proteins (Bogosian et al. 1989), which
could be shown around ten years later (Apostol et al. 1997). These studies dem onstrate the
potential of media supplementation as a powerful tool for ensuring the quality of recombinant
proteins. However, especially in the biotechnological industrial scale additional feeding
solutions would increa se operational complexity and process costs as well as impact process
efficiency as additional feeding unlikely dilutes the cultivation medium, and so reduces yie lds
of biomass and recombinant protein.
Strain engineer ing could be another approach to gain bioprocesses with higher qualities of
recombinant protein due to less incorporation of NCAAs. A proof of principle was published ,
in which an E. coli h ost was genetically engineered towards a higher act ivity of the biosynthesis
of methioni ne via several chromosomal mutations. Overproducing methionine via mutations
in genes linked to synthesis and regulation of methionine ( metA , metK , and metJ ) prevents
norleucine incorporation in this strain without impacting cultivation performance or yield
rates negatively (Veeravalli et al. 2015). Another promising approach to prevent norleucine
incorporation into recombinant proteins in E. coli is the exchange of the methionyl-tRNA
synthetase with a variant from a different organism, which shows no acceptance of norleucine
as substrate (Perona and Hadd 2012). Unfortunately, no scientific data identifying a methionyl
tRNA synthetase without norleucine activity is known.
The composition of the cultivation medium can also have a strong influenc e the accumulation
of NCAAs. N orvaline and norleucine accumulation is seen in recombinant E. coli cultivations
under conditions combi ning glucose ex cess with oxygen limitation. The addition of t he trace
el ements molybdenum, selenium, and nickel , reduces the accumulation of both amino acids
significantly (Biermann et al. 2013 ). These trace elements are co-factors for the c atalyzed
reactions of the formic aci d-hydrogen lyase meta lloprotein complex, which is one of the
essential enzymes in the anae robic mixed-acid fermentation pathway to reduce pyruvate
accumulation in E. coli (Y oshida et al. 2 007) . Also, formic acid accumulation in high ce ll density
cultivations i s pre vented, as this enzyme converts formic acid into CO 2 and H 2 (Soini, Ukkonen,
and Neubauer 2008).

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2. 3. Incl usio n b odie s b as ed pr odu ctio n o f re com bin ant p ro tein s in E sch er ichi a co li
Escherichia coli is the most widely used industrial host regarding the expression of
recombinant proteins (Baneyx 1999). There are several advantages, which turn E. coli into an
appreciated host for the commercial production of heterologous proteins. Established and
fast cloning techniques are availabl e as well as l ow-cost cultivation and ex pression techniques
leading to the straightforward and robust production of high concentrations of protein.
Nevertheless, E. coli is not known for efficient se cretion of proteins to the cultivation medium
in high concentrations. Furthermore, induced active and vigorous h eterologous protein
expression in E. coli often triggers the aggregation of the target protein into almost pure
intracellular inclusion bodies (Fahnert, Lilie, and Neubaue r 2004). These inclusion bodies can
be formed inside the cytoplasmic as well as the periplasmic compartments of E. coli cells.
Inclusion bodies of recombinant pro teins usually are non-nat ive insoluble aggregates showing
no biochemical activity. Consequently, purification of recombinant prot eins in inclusion
bodies re quires not only the separation from cell material but further efficient methods of
solubilization of aggregate d proteins and refolding them into their native and active form
(Vallejo and Rina s 2004). Development and optimization of chemical, enzymatic, mechanical,
and physical methodologies for inclusion bodies downstream processing results in yields over
40 % of nat ively folded and active target prot ein from aggregates (Neubauer, Hauke, and
Antonio 2006).
Nonetheless, recombinant protein expression as inclusion bodies in E. coli is until today an
appreciated production tec hnique and widely applied for heterologous protein production in
the commercial scale regardless of the efforts in downstream processing (Walsh 20 14).
Several advantages of the formation of heterologous inclusion bodies outweigh d ra wbacks in
downstream processing. Using the agglomeration of recombinant proteins as inclusion
bodies, expression of high concentrations of th e target protein is combined with the easy
purification of inclusion bodies fr om the cultivation broth and ce ll material. At the same time
aggregated proteins are isolated against cellular proteases and a re already highly pure
(Georgiou and Valax 1999). Further applic ations of bacterial inclusion bodies and methods to
force aggregation of recombinant proteins are summarized and discussed in Rinas et al.
( 2017 ).

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Inclusion bodies formation is not only caused by heterolo gous proteins. Incorrect protein
folding during the posttranslational processing is caused by several reasons like stressed cells
due to nutrient depletion or a heat shock (Kopito 2000). Prote in aggregation t riggers stres s
responses inside the cell and so the increased expression of chaperones, like the hsp70 and
hsp100 fam ily, to “rescue” and refold non -nati ve protein structures (Mogk, Kummer , and
Bukau 2015). Commercialization of inclusion bodies formation started in the early 1980s, as a
recombinant human insulin produced in E. coli was released for the medical treatment of
diabetes as the first pharmaceutical compound developed and produced using recombinant
DNA (Ladisch and Kohlmann 1992). The precursor for insulin-like the A- and B-chain or a
proinsulin are often produced as cytoplasmic inclusio n bodies with a final amount of up to 20
% of the cellular volume of an E. coli cell during the phase of highest protein expression
(Williams et al. 1982).
A major drawback is the loss of productivity in th e industrial scale. In a scale-down study using
a two-compartme nt scale-down simulator to research the influences of oscillating oxygen
availability on metabolic responses and expression of a re combinant pre -proinsulin in an E.
coli host, it was shown that the growth performance of the ce lls was negatively influenced.
The yield of recombinant pre-proinsulin was significantly decreas ed by oscillating aer obic and
anaerobic conditions (Sandoval-Basurto et al. 2005).
3. Pa rt I I: Ch al le ng es in in du st ri al- sc ale b iop ro ce ss d ev elo pm en t
3. 1. Mic ro bial b iop ro cess es
The main purpose of bior eactor cultivations in research and industrial processes is to increa se
the biomass yields into high cell densities linked to a high yield of desired recombinant protein,
as high ce ll densities are a re quirement for maximized volume tric yields of recombinant
products in E. coli (Riesenberg and Guthke 1999). In general, the fed-batch technique is chosen
as an approach to gain high cell densities and so high productivities in E. coli cultivation
processes . This chapter will give an overview on and discuss important factors, which influence
the efficiency of microbial bioprocesses and their control.
3.1 .1. C hem ic all y de fin ed c ult iv ation me dia an d th e En Base ® te chn ol ogy
The most crucial factor for designing an efficient bioprocess is the choice and composition of
the cultivation medium as well as its optimization towards biomass and product yield, as it

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defines the chemical environment during the process and consists of a substrate mixture
essential for growth and product formation (Soini, Neubauer, and Ojamo 2012) . High cell
density cultures have additional nutritional demands. Concentrations of compounds s upplying
macro elements (mainly C, H, N, O, P) nee d to be increased while in contrast micro elements
like K, S, Mg or trace elements and other growth factors need to be su pplied but should not
exceed a concentration of 1 %. In general, complex cultivation media are easier to prepare
than defined media. An exact composition of these media is usually not known, as they consist
of yeast ex tract, protein hydrolysates or lignocellulose feedsto cks, containing al l essential
nutrients, growth factors and vitamins (Zhang and Greasham 1999). The popular comple x
three-component Luria -Bertani (LB) broth can supply E. coli cells up to a final dried c ell weight
(DCW) of 1 g L -1 under temperature, oxygen controlled and pH-regulated conditions. The
significant impact of the medium composition on the yield of recombinant proteins in shake
flask cultures of E. coli was proven and shown by Ukkonen et al. (2013).
In the earl y 1990s maximum concentrations of essential med ium components for E. coli were
established, like 50 g L - 1 f or glucos e, 3 g L -1 for ammonium, 1.15 g L -1 f or iron, 8. 7 g L -1 for
magnesium, 10 g L -1 f or phosphorous as well as 0.038 g L -1 for zinc. Higher concentrations
would inhibit growth (Riesenberg et al. 1991) . A defined medium of exact chemical definition
optimized for high cell density growth with the maximum non -inhibiting concentrations of
medium components yields to 15 g L -1 DCW of E. coli biom ass. In conclusion, an optimized
medium composition is nec essary for improved process scale -up as well as upst ream and
downstream processing of cultivations (Lee 1996; Zhang and Gre asham 1999). Genetic
engineering created E. coli strains able to grow on glucose concentrations up to 100 gL -1 (Lara
et al. 2008).
A particular form of the chemically defined cultivation medium is the mineral salt medium
consisting only of simple inorganic salts and a defined carbon source (Neidhardt, Bloch, and
Smith 1974) . A miner al salt medium is usually the medium of choice to produce recombinant
proteins in bioreactors in research and industrial processes (B. Xu, Jahic, and Enfors 1999).
Though, their application in non-controllable shake flask cultivations i s limited as exhausted
nutrients cannot be supplemented with a feed. Increasing the concentrations of medium
components is n ot p ossible as elevated level s of ammonia or magnesium do not only inhibit

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growth but can also be toxic to the cells. Also, medium components could precipitate after
reaching certain level s . Choosing an a lternative carbon source for high cell density cultivations
of E. coli ha s shown to reduce or even prevent the acc umulation of a cetate, which has a
beneficial impact on cell growth (Martínez-Gómez et al. 2012).
To overcome the limitations of mineral salt media and application of the fed-batch technique
in shake flasks and multi-well plates the enzyme based substrate delivery system EnBase® was
developed and is widely used for incre ased biomass and product yields in shaken cultures.
Simulating a fed -batch process in cultivation volumes from the µL to m L and liter scal e the
EnBase® technology could successfully be applied in high throughput screenings, for
recombinant protein expression optimization and simplified plasmid DNA productio n (Krause,
Neubauer, and Neubauer 2016). The fed-batch principle of an EnBase® medium is based on
the enzymatically-controlled release of glucose from a complex polysaccharide substrate. The
controlled limited availability of free glucose inhibits glucose overflow meta bolism in E. coli .
Thus, the decreased formation of growth inhibiting by -products lea ds to high cell densities in
shaken cultures and increased product protein yields. Also, higher ratios of correctly folded
soluble recombinant proteins inside the cells are gained (Krause, Neubauer, and N eubauer
2016) .
As mentioned before so me medium components are known to possibly precipitate due to the
formation of non-soluble complexes of meta l-ammonium phosphates, magnesium
phosphates or other phosphates depending on the ion concentrations in the cultivation
medium (Dean 1990) . Precipitation can be prevented by controlling the p hosphate
concentration in the cultivation medium , e.g. b y applying a polyphosphate glass, which allows
a slow release of phosphate into the medium via diffusion (C urless, Baclaski, and Sachdev
1996) . Preci pitation can also be triggered during the cultivation process by the accumulation
of organic acids or increased carbon dioxide concentrations.
3.1 .2. C ultiv atio n s trate gie s fo r hi gh ce ll de nsi ty bi opro cess e
Bioprocesses must fulfill various cri teria to become economical ly feasible, including a hig h
final product yie ld, a high volumetric productivity, stability, reproducibility and robustness
combined with low costs for substrates and operation. In recombinant processe s with
genetically engineered micr oorganisms also legal barriers need to be considered.

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Consequently, all industrial bioprocesses derive basically from basically three differe nt
operation modes for cultivation based bioprocesses, which are applied to produ ce
recombinant proteins or other compounds in ind ustrial biotechnology, namely the batch, fed -
batch and continuous cultivation technique.
A batch culture is per definition a closed system containing all growth -related nutrients at
their maximum concentrati ons initiate d by the inoculum and is usually temperature, pressure,
pH and aeration controlled. Due to the high nutrient levels in the starting phase of the
cultivation, catabolite repression events can be triggered . Also, high growth rates due to highly
available substrates may result in ov erflow metabolism and formation of undesired by -
products. Aerobic E. coli cultures at maximum growth rates and high concentrations of
available carbon lead to t he formation of acetate. Accumulating acetate influences cell growth
and decreases the yield of biomass and recombinant products through an undesired loss of
carbon into ace tate (Carneiro, Ferreira, and Rocha 2013) . Therefore, batch cultivation
approaches cannot be recommended for industrial scale production processes, if these
drawbacks impact the process feasibility.
In continuous cultivations, fresh medium is added to the bioreactor over the cultivation time.
To keep the reaction volume constant, culture broth is removed from the bioreactor at the
same rate as fresh medium is added. These types of biopro cesses can have a reduced
operation cost and, as the cultivation can run longer, re actor downtimes for cleaning and
sterilization have a decreased impact on process efficiency. However, pr olonged cultivation
times with access to the bioreactor from the outside increases the risk of contamination or
spontaneous mutation of the host lowering or even inhibiting effic ient product formation
(Kazemi Seresht et al. 2013).
Combining the easiness of the batch with prolonged ru n times like in continuous cultures is
the fed-batch cultivation technique. It is until today the most favored standard process to
produce compounds and proteins in bioprocesses. Two of its principal advantages improve
the microbial physiological behavior in industrial scale cultivations . Th e first one is the
controlled supply of fresh and usually highly concentrated nutrients. Feeding of substrates
opens the possibility to run the process at optimum oxygen transfer cond itions. Regulation of
microbial growth results in decreased effects of substrate excess on cell physiology, growth ,

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and product formation as well as undesired by -product formation (Han 2002). Running a
process at the point of max imum oxygen transfer also inhibits the formation of organic acids
in E. coli under oxygen limitation (Enfors et al. 2001) . Furthermore, anaerobic growth under
oxygen limitation provides less energy for metabolic reactions in E. coli , like the synthesis of
proteins. Applying a fed -batch approach for controlled growth under conditions for optimum
oxygen supply can surpass several probable process restrictions due to limitations in
bioreactor design or pow er input (Castan and Enfors 2000) . The second ma in benefit is the
possibility to design fed -batch processes as high cell density cultivations with max imized space
and time yi elds end increased total volumetric productivity due to extended cultivation
periods (Aucoin et al. 2006).
After all, also the fed-batch technique has drawbacks, preventing it from being the perfect
process procedure. Feeding to maintain limiting concentrations of the main substrate could
trigger cellular starvation responses in high cell densities cultivations, which in extreme cases
can lea d to loss of per formance and product formation due to cell death and lysis (Andersson,
Strandberg, and Enfors 1996). There fore, an optimized composition of the feeding solution ,
as well as an appropriate feeding strategy, needs to be developed for a feasible bioprocess
performance. Several feeding tec hniques have been established and applied in reco mb inant
E. coli fed-batch cultivations including constant fee ding, exponential feeding, step-wise
increased feeding, short-pulsed feeding and fee ding controlled by feedback to maintain
constant dissolved oxygen and pH levels (Babaeipour et al. 2008; Tripathi 2009).
Acetate accumulation due to overflow metabolism is triggered in E. coli at high gr owth or
glucose uptake rates under aerobic conditions. The major advantage of an exponentially
increased feed in a fed -batch cultivation is that the cells c an be controlled grown at a desired
specific growth rate , which is below the maximum specific growth ra te or critical glucose
uptake rate to prevent a cetate formation in E. coli high ce ll density cultivations (De Mey et al.
2007) . Exponential incr easing fee d is defined as a consta nt start feeding rate exponentially
increasing over the feeding time and can be determined using substrate balance equations
(Åkesson et al. 1999).

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3.1 .3. P ro ce ss m on itori ng and con trol
Nutrient-limited feeding is not the only way to control and maintain a microbial cultivation at
the desired growth rate. Feeding strategies can also be based on numerous other physical
factors including pH and dissolved oxygen tension (Johnston, Cord- Ruwisch, and Cooney
2002) , tem perature (Schaepe et al. 2011), or carbon dioxide production (Taherzadeh,
Niklasson, and Lidén 2000) . In the early 2000s , it was discussed that every growth influencing
physical factor or medium compound has the potential to be used as proces s controlling
parameter if there is a way to monitor this parameter with sensitive and reliable sensor
technique in the bioreactor (Y.-C. Liu, Wang, and Lee 2001).
The Germ an company PreSens GmbH could apply dissolved oxygen and pH sensitive
fluorescent materials into shake flasks. This enhanced labware allows the on -line monitoring
of oxygen levels and pH inside the shake flask on a special sensor reading device installed in
the incubator without the need for sampling. Th is system is widely and efficiently a pplied not
only for shake flask exper iments but also with t he aim of process development (W.-L. Tsai et
al. 2012) . Fu rthermore, this sensor technique was additionally transferred into 24 -well plates
allowing on-line pH and DOT m onitoring in a cultivation scale up to 1 mL (Ke nsy et al. 2005) a s
well as single-use bioreactors.
Particular ly for recombinant bioprocesses, it would be a significant advancement if the
product protein synthesis rate could be used for process development, optimization, and
control. A drawback here is that the product synthesis rate can usually be cal culated after
sampling, purification and quantification o f the target compound. Approaches have been
established with the aim to monitor product formation at -line and t o turn the product
synthesis rate into a process analytical tool. Proteins, which are usually expressed as soluble
recombinant proteins, can be fused to a GFP. The fluorescence of cells is related to the amount
of soluble p roduct. The fusion to GFP has no impact on solubility (Waldo et al. 1999). This
method is not applicable to recombinant proteins, which do not fold correctly in the host cell
and agglomerate into inclusion bodies, as agglomeration would inhibit fluorescence of the
GFP. Furthermore, for small recombinant proteins like insulin or Interleukin -2 the si ze of the
fusion partner would surpass the size of the desired product. Interestingly, bacterial inclusion
bodies share structural and biological features with amyloid plaques (L. Wang et al. 2008). It

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could be shown, that an amyloid binding fluorescent dye like Thioflavin-S can penetrate E. coli
cells and stain bacterial inclusion bodies (Espargaró et al. 2016).
3. 2. Sca le-u p of mi cr ob ia l b io pro ce ss es
In the last decades, the reputation of industrial scale bioprocesses increased all over the world,
and biotechnological developments and applications are pushed due to high demand not only
of novel bioph armaceuticals but also of innovative chemical non -pharmaceutical compounds
worldwide (Festel 2010; Neubauer 2011). Based on the anticipation, efficiently available
capacities of industria l scale bioreactors are an essential key point for optimization.
Furthermore, the consistent scale -up of productivity and yield rates from the development to
the final production scale is the most cru cial task in the elaboration of a bioprocess (Neubauer
and Junne 2016).
3.2 .1. C onsi ste nt b iopr oces s de velo pme nt
The bioreactor vessel is the central point in the upstream processing of cultivations for
industrial bio-production. In gene ral, stainless stee l stirred -tank bioreactors with final volumes
up to 500 m³ are used in large-scale pharmaceutical production. Consistent bioprocess
development strategies are necessary for optimum performance in the final scale (Neubauer
et al. 2013) . Commonly, such strategies consist of three distin ct phases summed up i n Figure
3.1.
The first step in the development of a novel microbial bioprocess is focused on screening for
and engineering of a suitable production strain and definition and optimization of the
cultivation medium. These steps are usually performed in shake flasks or mini -bioreactors
without exce ssive monitoring of environmental parameters. The second phase is the
engineering of the cultivation procedur e via cultivations in lab-scale bioreactors to detect and
optimize environmental cultivation conditions. In contrast to the screening scale, these
cultivations allow monitoring and control of oxygen levels, pH, temperature and other
detectable process parameters. After definitio n and validation of an optimized cultivation
protocol for the desired host, the last phase of development begins – scale-up to the final
scale. A pilot-plant is built with a capacity for 100 – 10 00 L cultivations designed to match the
optimized cultivation c onditions to study cellular responses to the scal e -up to verify the

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preliminary bioprocess development. If these studies approve the economic feasibility of the
desired process, it is transferred to its final production scale.

Figure 3.1 : Scale-up bioprocess devel opment for industrial pharmaceutic al production fr om lab scale
to industrial l arge-scale. (1) Screening o f the production st rain and medium deve lopment, (2) Lab scale
bioreactors cultivations for optimization of th e cultivation conditions , (3) Large-scale production plant
level (based on data of D. I. C. Wang and others 1979; Bylund et al. 1998).

3.2 .2. S cal e- up imp act s o n mi cr obia l b io pr oces ses
In general, the scale -up of a micr obial bioprocess is limited due to com plex hydrodynamics
inside the bioreactor vessel and their influences on various cell metabolic mechanisms. A s
these effects can vary with the bioreactor scale, microbial behavior durin g the scale-up is
tough to predict. Thus, the main aim of bioprocess development should be the transfer of
cultivation performance without a loss across all scales to gain n ew effici ent industrial scale
production processes. Hence, impacts of scale-up are defined as the differences between the
“ideal” lab scale environmental conditions compared to the conditions existent in the
production scale bioreactor. These scale -up impacts can be categorized into three categories
including biological, chemical and physical impacts (Takors 2012).
3.2 .2 .1. Bio log ical im pact fact ors
Increasing the scale of a micr obial cultivation also increases the total number of cell divisions
due to extende d phases of pre-cultivations and longer process times. Inc reased run times may

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lead to a loss of the plasmids encoding the desired product as well as an increased probability
of mutations in the host strain or co ntaminations. Also, a bi oprocess gets more complicated
during scale-up as environmental factors start to get unstable with certain cultivation volumes
and could so limit growth. Recombinant production strains need to be scre ened and designed
for robustness against stress conditions caused by the scale -up of the cultivation volume to
resist long-lasting regulatory inhibitions (Junker 2004).
3.2 .2 .2. Che mic al im pact fac tors
Scaling up the volume of a micr obial cultivation can set special demands on preparation and
composition of the cultiv ation medium . For insta nce, using salt -free titration agents (ammonia
solution) or ga sses (ammonia gas) for pH controlling is crucial for e ffective downstream
processing to prevent salt accumulation formed by sodium or potass ium hydroxide solutions.
Also, an incr eased cultivation scale leads to the higher solubility of ga sses including oxygen
and carbon dioxide, which could influence th e formation of all carbonic ions and so th e buffer
capacity. Foaming du e to interactions of air bubbles with hydrophobic molecules
accumulating in the medium can be boosted in large -scale bioreactors. An effe ctive antifoam
agent needs to be chosen during the process development, which is also inexpensive and can
be applied i n the final production scale without harming the economic viability (Vardar-Sukan
1998; Junker 2004).
3.2 .2 .3. Phy sical imp act fact ors
Increasing the bioreac tor scale can cause many physical cha nges to the cult ivation
environment cells experience. Obviously, a large -scale production proce ss with a reaction
volume of over 100 m³ could have a vertical hydrostatic pre ssure gradient of 1 bar and higher
depending on the reactor height. The hydrostatic pressure impacts gas solubilities and
transport mechanisms. Also, oxyge n gradients cause d by high cell metabolic activities and
technical limitations in gas transfer are even a graver concern. It was shown , that mixing times
in industrial bioreactors in the m³ -scale are significantly higher than needed for efficient
oxygen supply to prevent oxygen limitation due to microbial metabolism (Junker 2004) .
Accordingly, cells transported through the bioreactor are continuously expos ed to
inhomogeneous environmental conditions, especially oscillating distribution of dissolved
oxygen, carbon and nit rogen substr ate conce ntrations, pH and temperature (Enfors et al.
2001) . Furthermore, limited heat transfer complicates the evacuation of micr obially

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generated heat from microenvironmental zones with higher metabolic act ivities with
increasing cultivation scale (Junker 2004 ).
3.2 .3. S cal e- up par ame ters for bi op ro ces ses
The difficulty of scaling up the bioreactor volume is that not all process defining para meters
can be transferred to the new reactor design at the same time. Also, ap pearing gradients or
other scale -up impacts might influence the process performance during the process transfer
from lab scale to production scale (Neubauer and Junne 2016) . Therefore, it is necessary to
define physical scale-up criteria, which are today the most applied strategy to design a scale
transfer based on the principle to keep the most critical factor constant across differe nt scales.

Table 3.1: Frequently physical process parameters applied as scale- up criteria in bioprocess es ( from
Peter Neubauer and Junne 2016)
Scale-up physical criteria

Determination equation

Typical range in a large-sc ale
fermenter of over 20 m 3

Geometric similarity

𝐻
𝐷

Up to 8:1

Volumetric power input

𝑃
V 1 = 2𝜋𝑛𝑀
𝑉 1

1 – 2 kW m -3

Volumetric oxygen mass
transfer coefficient

𝐾 𝐿 𝑎 = 𝑐 0 ∗ ( 𝑃
𝑉 1 ) 𝑐 1 ∗ 𝑤 𝑔𝑎𝑠 𝐶 2

ca. 400 h -1

Mixing number

Θ 95 = nτ

100

Impeller tip speed

u = 2π nd 1

Smaller than 7 m s -1

Volumetric gas flow rate

𝑄
𝑉 1

1

Ratio of the local to the mean
specific energy dissipation rate

 T /  T =(P/V  )/(  P/(V 1  1 ))

70

with c 1 , c 2 : empirical constants; c 0 : dissolved oxygen saturation co ncentration; D: bioreactor vessel
diameter; H: bioreactor ve ssel height; P: power input; V 1 : local liquid volume ins ide the bioreactor
vessel. n: impeller speed; M: torsion of liquid; K L a: vo lumetric oxygen mass transfer coefficient;
𝑤 𝑔𝑎𝑠 𝑂2 : oxygen velocity; Θ 95 : mixing numb er; τ : mixing time; u: circumven tal velocity; Q: gas flow
rate; 𝜀 𝑇 : energy dissipation;  : density of growth medium;  1 : local density of liquid.

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Several widely applied physica l aspects (scale -up factors) suitable to compare and estimate
differences in process conditions are summarized in Table 3.1. These factors include geometric
similarity, volumetric power input, volumetric oxygen mass transfer c oefficient, mixing
number or circulation time, tip speeds of the im peller, volumetric gas flow rate , ratio of the
local to the mean specific energy dissipation rate and the Reynolds number (Neubauer and
Junne 2016)
The Reynolds number is an essential factor in fluid dynamics to describe dyna mic similarities
between dif ferent fluid flow conditions. Also, it can categorize different types of flow regimes
within comparable fluids like laminar or turbulent flow. Due to low viscosities of the cultivation
medium, the flow in bioreactor vessels is turb ulent independent from the bioreactor scale
with Reynolds numbe rs as high as 10 4 and above. For scal e-up design, the influence of the
Reynolds number is, therefore, insignifica nt, but can be useful for applying turbulent flow
theories to analyze fluid dynamics across increasing scales (Schmidt 2005).
Optimized oxygen transfer and so oxygen availability defines the re lease of microbial heat
linked to the activity of aer obic metabolism of cells. The temperature o f the cultivation broth
must be monitored and controlled to prevent cellular responses to heat s tress. Produ ced heat
needs to be evacuated by efficient heat transfer at a similar rate via the cooling surface of the
bioreactor. At the industrial production scale, efficient heat transfer is problematic due to the
limited power input for effic ient mixing and insufficient areas of cooling surfaces, as the
cultivation volume is increased with the cubed diameter of the bioreactor where as cooling
surfaces only sca le with the squared bioreactor diameter during a scale-up in geometrically
similar systems. Consequently, more complex cooling systems like cooling coils or cooling
baffles inside the bioreactor need to be applied to support heat transfer with increasing
cultivation scale (C. Hewitt and Nienow 2007).
In the last decades, numerous studies discussed the link between cellular metabolic behavior
and the successful operation of industrial scale bioprocesses. Also, it is also suggested to
include micr obial physiology para meters into fluid dynamic studies of bioreactors for a better
scale-up design and optimization of process parameters (Votr uba and Sobotka 1992). Some
critical physiological parameters, which nee d to be considered in microbial cultivations, are
summed up in Table 3.2. As limitations in the gas mass transfer, gradie nts of nutrient supply

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or pH or other scale induced phenomena can directly have an impact on cellular metabolism
and physiological fitness of microbial cells, comparable cultivation conditions during scale -up
should lead to predictable microbial behavior. H ence, understanding the connection between
fluid characteristics in bioreactor designs and their influence on microbial physiology opens
new possibilities for efficient scale-up of industrial bioprocesses (Y. Wang et al. 2009).

Table 3.2 : Microbial physiological system specific parameters (C. Hewitt and Nieno w 2007)
Growth and productivity

Nutrient and other additive requiremen ts including ox ygen

Carbon dioxide evolution and respirati on quotient

Sensitivity to oxygen and carbon dioxid e concentration

pH range and sensitivity

Operating temperature range

Shear sensitivity

It is no surprise then that many transferable analytical tools have been developed to
characterize and define physiological parameter s of cultivations and the physiolog ical state of
single cells. This tool box includes flow cytometry, chromatography, spec troscopy, electric
tongues, artific ial noses, lab - on -a-chip techniques as well as on-line or in-situ monitoring with
chemical or biological sensors (Lemoine et al. 2017). Also, develop ment of advanced
computational fluid dynamic simulation too ls illustrating and modeling fluid behavior in
bioreactors help to detect non-optimum flow are as in bioreactor designs. Their applic ation to
support industrial scale-up contributed to new bioreactor designs optimized towards more
homogeneous cultivation conditions and could help to gain more detailed information about
the influences of flow dynamics on the metabolic and physiological state of microbial cells
(Lapin, Schmid, and Reuss 2006).
Another approach to cellular state characterization is the use of fluoresce nt proteins. Since
their discovery the green and other fluorescent proteins developed into a pillar of ce llular and
molecular biology research. Thousands of published scientific studies describe their use in any
imaginable way (Chudakov et al. 2010). The use of fluorescent proteins as reporter or marker

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proteins opens n ew possibilities for characterizing cellular states as they are easily detectable
both in bulk samples and on the single cell level using fluorescenc e microscopy and flow
cytometry. More obv ious advantages of fluorescent protein s include no need for a prosthetic
group for activity, functional and detectable within intac t cells, relatively small and producible
by a large variety of ce lls including bac terial and mammalian cell cultures. The application of
fluorescent proteins as biosensor for environmental changes offers a potential approach to
characterize physiological responses of cells to changing micro -dynamics of flow in bioreactors
during scale-up (Vizcaino-Caston, Wyre, and Overton 2012).
3.2 .4. G ra di en t f orm ati on i n i nd ustr ial sca le bi ore act or s
The fed-batch cultivatio n is mostly the preferred operational mode for large-scale industrial
production of re combinant pharmace utical proteins. Add itionally, recombinant protein
production processes are usually designed as high cell density cultivations f or maxi mized
spatial and time-based efficiency and volumetric product yie lds. The present effect of reduced
mixing quality with increasing bioreactor sizes is linked to insufficient power input compare d
to the liquid vo lume. Especially in high cell density cultivations this leads to formation of a
dynamic environment consisting of charac teristic zones in a conservative designed lar ge-scale
fed-batch process, where substrate is fed highly concentrated usually from the top and the
reactor is aerated from the bottom (Enfors et al. 2001).

Figure 3.2 : Gradie nts of dissolved oxygen, pH, glucose, dissolved carbon dioxi de and stress present
in an industri al-scale fed- batch high-cell-densi ty cultivation biopro cess fed fro m the top and aerated
from the bottom. In gener al, substrate availability nearly depletes in areas awa y from the feeding inlet
po int . These alternating substrate concentrations cause altered metabolic activities inside cells which
lead to an opposite oriented dissolved oxygen concentration grad ient. A pH gradient is influenced by
high mixing ti mes of its controlling agents. The diss olved carbo n dioxide con centration is increased in
zones of high metabolic ac tivity and in the bottom part due to hydro static press ure .

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Due to the insufficient mixing, heterogeneous conditions can be detected near the point of
feed addition, at the gas in let, and close to the addition point of any external added controlling
agent like acids or base (Figure 3.2). In general, substrate excess conditions occur around the
top feeding point as feeding solutions are adde d at very high concentrations to minimize
dilution effects. At the same time, ce lls in this area experience oxygen limitation due to
increased metabolic activity, while cells in the bulk area or at the bottom of the bioreactor are
suffering due to su bstrate starvation (Larsson et al. 1996). A reverse gradie nt for the
availability of dissolved oxygen is formed in industrial scale bioreactors caused by altering
substrate availability and so varying metabolic activity in the different environmental zones.
Moreover, in large scale bioreactors gradie nts regarding pH, dissolved carbon dioxide, and
temperature can be dete cted simply caused by increased mixing times due to insufficient
power input (Enfors et al. 2001).
3. 3. Sca le-d ow n of m icro bia l bio pro ces se s
A bioprocess needs to be scaled u p through several phas es, as each volume increa se can
introduce new changes on process parameters due to physica l limita tions. A selected
recombinant host and t he bioprocess procedure developed and validat ed under laboratory
and pilot scale conditions could be neither optimum nor prac tical at the final production scale.
Based on economic reasons, cultivations to proceed the research on bioprocess development
and verification cannot be performed in pilot or even production-scale facilities.
Consequently, scale -down approaches to simulate environmental per turbations found under
production conditions i n large-scale bioreac tors could be a cost-effective and prac tical tool to
be applied in the laboratory development phase of bioprocesses. Several scale -up approaches
mostly focus on classic engineerin g parameters of bioreactors like constant tip speed s,
constant power unit per volume unit , and constant mixing time (Vrábel et al. 2000 ) . However,
an efficiently and successfully scaled up bioprocess should be on a level of robustness so that
it can be transferred from one production facility to another although its changed engineering
properties. The scale-up approach needs to include cellular physiological and meta bolic
parameters as well as space -time dynamics of environmental parameters, w hich define
specific cellular respo nses and need to be investigated for each microbial organism. For years
now, several scale-down approaches formed on concepts of such whole regime
characterizations became powerful tools to receive ne w insights on sc ale-up problems, to

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investigate future large-scale per formance and to identify significant parameters, which
influence microbial culture behavior (Neubauer and Junne 2016).
3.3 .1. S cal e- do wn appr oach es f or i mi tat in g l arge -sc ale p ert urb ati on s ( sin gle- and mu lti -
co mp artm en t s yst e ms )
Many scale-down bioreactor systems have been developed and successfully applied to get a
better understanding how ce lls respond and adapt to the gradie nt formation in large scale
bioreactors (Neubauer and Junne 2010; Neubauer and Junne 2016) . In principle, two basic
approaches of scale-down bioreac tors are used nowadays to simulate industrial scale
perturbations: (1) stirred tank reactors with additional external compartments used to
decrease mixing efficiency and (2) single compartment reactors with additional installations
inside, which disturb the mixing profile and so limit sufficient mixing. Consequently, numerous
known scale-down simul ators, which mimic industrial scale conditions, b ased on these two
principles gained popularity in research. One -, two-, or more compartment bioreactor
cultivation systems consisting of classic stirred tank reactors (STR), modified STRs, STRs
connected to plug -flow reactors (PFR), STRs connected to PFRs equipped with axial static
mixers or tubular closed-loop airlift reactors are well known. These systems are illustrated in
Figure 3.3 a – g.

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Figure 3.3 : Schematic overview on differe nt sc ale-down simulator approaches . (A -C ) S cale-down
simulators as one-reactor systems. (A): tubular closed -loop air-lift reactor; (B): stirred tank reactor
(STR) wi th int ernal disks for in creased m ixing times; (C): STR with oscillatory pulse d feeding pr ofile; (D -
F): Scal e-down simulators with two-compartme nt r eactor sys tems. (D): two STRs; (E): STR conne cted
to a simple plug flow reactor (PFR); (F): STR combine d with an enhanced PF R t hat contains static mixer
modules; (G): STR connected to two en hanced PFRs (based o n Neubauer and Junne 201 0; Neubauer
and Junne 2016).
Scale-down techniques using a single compartment approach include designs of tubular
single-loop closed air-lift reactors (Fig. 3.3a), modified STRs with internal modifications to
disturb mixing (Fig. 3.3b), and STRs with oscillatory applied pulsed feeding strategies (F ig.
3.3c). The mentioned tubular air-lift reactor design equipped with stirrers, aeration and
feeding points was alre ady used in the 19 70s to investigate successfully responses to induced
oscillatory intracellular NADH concentrations in the yeast Trichosporon cutaneum as well as
impacts on the productivity of n-p araffin produced in Candida tropicalis under oscillating
respiratory activity and intracellular ATP levels (Katinger 1976). Constru cting disks inside an

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STR to disturb vertical mixing leads to increased mixing times and so gradients like in large -
scale bioreactors can be applied to cultivations (Schilling et al. 1999). The easiest scale -down
strategy to be implement ed within a single STR is the pulsed feeding profile strategy, which
opens the possibility to investigate responses to oscillating substrate availability or ox ygen
supply on biomass and product yields (Chassagnole et al. 2002).
The most obvious desig ns for more complex scale-down simulators consist of two individual
reactor compartments coupled as one system including either two STRs (Fig. 3.3d) or an STR
connected to a PFR (Fig. 3.3e, f) and are used to characterize cellular responses to
perturbations in industrial scale bioreactors. In the last decade, the STR -STR approach was
applied to study impac ts caused by oscillating dissolved oxygen concentrations (Sandoval-
Basurto et al. 2005) as well as oscillating supp ly of CO 2 /HCO 3 - in the cultivation medium
(Buchholz et al. 2014) . One well -known example of a two-compartment scale-down bioreactor
system using the STR-PFR approach was first described b y Ge orge, Larsson, and Enfors ( 1993) .
In this system, a certain part of the cultivation broth is transported from a stirred tank reactor
through a plug flow reactor and re -entering the main reactor again. The PFR is acting as a
bypass loop. Due to the lack of external aeration and mixin g in the PFR module, cells in the
PFR module are exposed to oxygen limitation cond itions. Ther efore, zones with insufficiently
mixed substrate conditions could be simulated by adjusting the residenc e time in the PFR part
of the scale-down syste m. The originally described scale -down simulator using the STR-PFR
design consisted of an aero bic held STR and a “simple” STR as illustrated in Fig. 3.3e. Lately,
many studies redesign ed the PFR module and enhanced it with built -in static mixe rs to
improve horizontal mixing and plug-flow beha vior even u nder aerated conditions. Thi s
improved STR -PFR approach was applied to successfully study cellular res ponses to oscillating
gradients and availability of glucose, oxygen and pH for several microorganisms like
Saccharomyces cerevisiae (George, Larsson, and Enfors 1993), Escherichia coli (Soini, Ukkonen,
and Neubauer 2011 ), Bacillus subtilis (Junne et al. 2011), or Corynebacterium glutamicum
(Lemoine et al. 2016). Furthermore, this STR-PFR approach was further enhanced to develop
an innovative three-compartment scale-down simulator consisting of a standard STR
connected to two PFR modules. In this setup, one PFR module can simulate the substrate
excess feeding zone whereas the other PFR module can serve as a simulated starvation zone
in large scale bioreactors (Fig. 3.3g) (Lemoine et al. 2015).

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3.3 .2. In hom oge ne ity s tudi es u si ng Es cheri chi a c oli
Studies on the impact of stressful environmental cultivation conditions on the physiology of
Escherichia coli have been described for oxygen supply (De León et al. 2003) , temperature
(Caspeta et al. 2009) as well as starvation due to limitation of carbon (Matin 1991 ) or other
energy sources. Metabolic and physiological stress responses of E. coli cells caused by
extracellular environmental conditions are triggered by short- or long-term exposition of cells
to oscillating glucose availability in large-scale bioreactors. These oscillations lead to a
decreased biomass yield due to a reduced cellular stability an d accumulation of unwanted by-
products (Enfors et al. 2001). It is additionally indicated, that e xpression of recombinant
introduced heterologous genes lead to the destruction of rib osomes, incr easing the dynamic
cellular behavior and triggered stress responses (H. Schweder, Lin, and Jürgen 2002).
Much research was and is invested i n developing new bioreac tor designs optimized towards
minimized stress responses of E. coli cells. Stress responses are influenced by the used strain,
the chosen growth rate, and the glucose concentration at the feeding point. To be clearer, the
glucose concentration at the feeding point in industrial scale bioreactors defines the residence
time of cells in the f ormed feeding zone (Sunya et al. 2012) . Several studies have proven, that
the cellular re sponse towards glucose fluctuations is at least biphasic (Lara et al. 2009), in
which the first phase linked to glycolysis is shorter than 5 seconds (De Mey et al. 2010). In
general, the maximum capacity for metabolizing glucose is depende nt on the current specific
growth rate but also on the history of the cultivated ce lls. In simulated feeding zones during
scale-down experiments using E. coli an incr eased specific glucose uptake capacity and so a
high speci fic growth rate was observed in the cultivations (Neubauer , Haggstrom, and Enfors
1995) .
Usually, a two-compartment approach is used for scale-down studies involving E. coli including
both the STR-STR (Lara, Leal, et al. 2006) as well as the STR-PFR systems (Neubauer et al. 1995) .
Here, the main meta bolic response of E. coli ce lls to oscillating glucose conditions is the
formation and acc umulation of overflow by -products fro m glycolysis. In additi on, oxygen
limitation results in acc umulation of the complete mixed -acid fermentation product profile
including acetate, formic acid, lactate, succinate and further carbon dioxide and hydrogen
inside the compartment simulating industr ial scale perturbations (B. Xu et al. 1999). Though,
accumulating by-products are metabolized in other parts of the scale- down system, where the

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glucose conce ntration is limiting or completely consumed triggering starvation (B. Xu et al.
1999) .
Onyeaka, Nienow, and Hewitt (2003) investigated the cellular responses of E. coli in a STR-PFR
approach towards heterogeneities of pH, glucose and dissolved oxygen concentrations
simultaneously and concluded that this setup reproduces excellent biomass yield and cell
viability of a large -scale cultivation (volume level 20 m³), if t he residence time in the PFR and
so oxygen limitation and glucose excess was set to below 50 seconds. Es pecially the addition
of the pH controlling agent at the PFR, leading to oscillating pH conditions, triggered a reduced
viability of the culture and a significant loss of biomass yield (Onyeaka, Nienow, and Hewitt
2003). In addition, a strong conn ection between the residence tim e and productivity o f
recombinant protein expression and probability of plasmid loss is indicated (Ying Lin and
Neubauer 2000) . Also, also the role of the heating rate for thermo -inducible processes was
studied in a scale -down system via a varying tem perature increase as industrial scale
bioreactors have a limited hea t transfer capacity (Caspeta et al. 2009). It was shown that the
slowest applied heating rate (0.4 °C min -1 ), which mimics the heat tra nsfer inside a 200 m³
bioprocess, resulted in the highest productivity of the recombinant product expression
indicating a slow increase towards the induction temperature allows the cells a better
adaption to the new cultivation conditions. Thi s observation was also proven on metabolic
and transcriptomic levels.
In addition to the accumulation of convention al mixed-acid fermentation products,
accumulation of pyruvate was detected in E. coli cells during cultivations including os cillating
concentrations of glucose in combination with oxygen limitation. Pyruvate accumulation can
enhance the metabolic carbon flux from pyruvate into the connected biosynthesis pathway s
of amino acids and lead to an accumulation of alanine, branched-chain amino acids like leucine
or valine, and in increased production of non -canonical amino acids like norvaline or
norleucine. Norvaline acc umulation in E. coli is known to be linked to glucose overflow
metabolism and pyruvate accumulation (Huang, Lin, and Yang 2012) . Furthermore, a down-
shift of dissolved oxygen conce ntration in a two-compartm ent scale-down bioreactor has a
proven as significant impact on triggering the biosynthesis of n on-canonical amino acids

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produced in the branched cha in amino acids pathways due to pyruvate accumulation in
recombinant E. coli cultivations (Soini, Ukkonen, and Neubauer 2011).
3. 4. Res ea rch m oti va tion a nd ob jec tiv es
The microbial strain Escherichia coli K12 W3110 is widely used as product ion host in industrial
processes and the base strain for genetically strain improvement approaches. It is known that
E. coli K12 can synthesize non-canonical amino acids, which accumulate in the cultivation
medium under glucose ex cess and anaerobic conditions. This formation unavoidably leads to
misincorporation of non-canonical amino acids into proteins , which is critical for recombinant
proteins produced for pharmaceutical use. Fu rthermore, expressing leucine -rich proteins
triggers the upregulation of the branched -chain amino acids biosynthesis. As the synthesi s of
non-canonical amino acids is tightly connected to the activity of the branched -chain amino
acid pathway production of a leucine-rich protein intensifies the problem.
The aim of this doctoral dissertation study is to investigate cellular responses of a re combinant
E. coli W31 10 t o oscillations of substrate and oxygen availability in a Tw o -CR and Three -CR
scale-down system. These two factors simulate certain stress conditions in large-scale
bioprocesses due to limited mixing capabilities . A particular focus is set on misincorporation
of the non- canonical amino acids norvaline, norleucine, and β -methyl-norleucine into a
produced recombinant miniproinsulin as heterologous inclusion bodie s. Furthe rmore, the
feasibility of transferring these effects into smal ler and simplified approaches to introduce
oscillating cultivation conditions into the scre ening scale was studied. Thus, the main aims of
this thesis are:
• Deeper insight into the impacts of oscillating cultivation conditions on recombinant
processes regarding production and misincorporation of n on-canonical amino acids
using two- and three-compartment scale-down reactor setups (Chapter 4 .1)
• Simplification of the multi-compartment setup to a single STR approach and so
comparison of segmental oscillations to pulsed feeding of the whole culture (Chapter
4 .2)
• Applying oxygen oscillations at the multi-well-plate scale (Chapter 4.3)
• Monitoring inclusion bodies formation at-line (Chapter 4.4)

Results
Christian Reitz

45

4. Re su lts
4. 1. Imp acts on ce ll ph ysio log y an d pr odu ct qu ali ty of rec om bina nt Es ch eric hi a co li
ca us ed by osc illa ting c ultiv atio n co ndit io ns in a Tw o- a nd Thr ee- C om pa rt m en t
Sc ale- Dow n B ior ea ctor
4.1 .1. A bs tr ac t
Increased mixing times due to limited achie vable power input cause appearing gradients in
oxygen and nutrient supply in large -scale bioreactors. To investigate potential influences of
these gradients on microorganisms in the lab -scale, scale-down strategies are utilized. In this
study nutrient -limited fed-batch cultivations of a recombinant Escherichia coli strain
overexpressing a leucine-rich miniproinsulin performed in two-com partment and three
compartment bioreactor setups are compare d. These setups consist of a stirred tank reactor
and one or two attachable plug-flow reactor modules. In two-compartment cultivations the
PFR compartment either mimics a feeding zone of a top -fed large-scale bioreactor (high
nutrient concentration/oxygen limitation), starvation conditions (low nutrient
concentration/oxygen limitation) or conditions near the bottom of a large -scale bioreactor
(low nutrient conce ntration / aerobic oxyge n levels) in several two -compartment cultivations.
Furthermore, we combined the feeding zone and bottom zone setup to a three-compartment
reactor.
Our research results show a dec reased biomass and increased production of meta bolites
deriving from pyruvate based on ov erflow metabolism and mixed -acid fermentation (ace tate
and lactate) under oscillating conditions when the fee ding loop setup is applied. Furthermore,
a flux into the branched-chain amino acid pathway can be seen contributing to an increased
production of branc hed-chain amino acids including non-canonical amino acids like norvaline.
Non-canonical amino acids can be incorporated into proteins, e.g. nor valine as a substitute for
leucine. We see increased incorporation of the non-canonical amino acids norvaline,
norleucine, and ß-methyl-norleucine when oscillating cultivation conditions are applie d,
influencing the quality of the recombi nant product and underlining the importance of process
optimization.

Results
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4.1 .2. In trod uct ion
Until today, the fed-batch is the most applied cultivation technique in industrial scale
bioprocesses, and until today the scale-up of a bioprocess from development to final
production scale is bound to unsolvable limitations. It was shown alre ady in the 1970s that
increasing the cultivation volume scale by a factor of 1000 results in increased mix ing times
(D. Wang 1979). The fed-batch technique, cultivating microorganisms or ce lls under limited
substrate growth via external feedin g of highly concentrated feeding solutions, is applied to
control cellular metabolism and circumvent technical limitations or by -product formation
(Larsson et al. 1996) . Nevertheless, several studies have revealed, that a scale-up of cultivation
volume leads to a loss of biomass and product yield in E. coli cultivations compared to
experiments in lab scale vessels.
Increased mixing times in combination with the use of highly concentrated feeding solutions
added at one point, pH controlling agents and sin gle gas inlet – the classic and common fed -
batch bioreactor setup – will result in gradient formation regarding substrates, pH and
dissolved oxygen and carbon dioxide. Microbial cells experience oscillating cultivation
conditions via passing the reactor volume repeatedly over time (Enfors et al. 2001).
Scale-down studies revealed that oscillating excess substrate availability in combination with
oxygen depletion triggers several physiological responses in E. coli cells. Accumulation of
acetate, formic acid, lactate, and succinate – products of the mixe d acid fermenta tion – or
formation and metabolization of acetate via overflow meta bolism can be seen (B . Xu et al.
1999) . Effects of osc illating cultivation conditions on growth and physiology have also been
characterized for other industrial relevant microorganisms like Saccharomyces cerevisiae
(George et al. 1998) as well as Corynebacterium glutamicum (Lemoine et al. 2015).
A loss of biomass and product yield due to scale-up can be acceptable from the economic
point of views. Critical – especially for pharmaceutical purposes – are influences on the quality
of expressed re combinant proteins in E. coli . It has bee n described before that E. coli cells can
produce non-canonical amino acids in detectable amounts under certain environmental
conditions as side products of the branched chain amino acid synthesis pathway in ad dition
to leucine, isoleucine, a nd valine (Bogosian et al. 19 89; Muramatsu, Misawa, and Hayashi
2003) . Especially the synthesis of the amino acids norvaline and norleucine has been proven

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to be closely connected to the synthe sis pathway of leucine (Kisumi, Sugiura, and Chibata
1976a) . It is also kn own, that the non -canonical amino acids norvaline , norleucine and β -
methyl-norleucine can be incorporated into native and recombinant proteins replacing the
chemically similar canonical amino aci ds leuc ine (Apostol et al. 1997), methionine (Muramatsu
et al. 2002) and isoleucine (Muramatsu, Misawa, and Hayashi 2003).
Several factors are known to provoke the formation of these specific amino acids. The
upregulation of the branched chain amino acid synthesis pathway due to overexpression has
been shown to re sult also in increased production of these non -canonica l amino acids
(Bogosian et al. 1989). Another important trigger is the dissolved oxygen availability under
glucose excess conditions (Soini et al. 2008) . Both can be detected in large-scale fed-batch
bioprocesses. Essential – especially for pharmaceutical purposes – is the possible change of
structural and functional changes in proteins d ue to misincorporation of non-canonical amino
acids (Gilles et al. 1988). For more efficient bioprocesses in industrial scale bioreactors
research on large scale dependent physiological impacts on cells needs to be part of
bioprocess development. Numerous scale -down approache s to mimic oscillating cultivation
conditions in lab scale v essels have been recent ly summarized and reviewed (Neubauer and
Junne 2016) . E. coli has been widely applied in scale-down studies to re veal effects of
cultivation hete rogeneities on biomass yield, re combinant expression productivity, cellular
physiology, transcriptome, respiratory activity and formation of by -products (Neubauer and
Junne 2010).
This study is the first focusing on the quality of a recombinant expressed miniproinsulin in E.
coli via analyzing the misincorporation of the non-canonical amino acids norvaline, norleucine,
and β -methyl-norleucine into the pr otein in several STR-PFR scale-down approaches. In tw o-
compartment cultivations the PFR compartment either mimics a feeding zone of a top -fed
large-scale bioreactor (high nutrient conce ntration/oxygen limitation), starvation conditions
(low nutrient concentration/oxygen limitation) or conditions near the bottom of a lar ge-scale
bioreactor (low nutrie nt concentration/aerobic oxyge n levels – additional air supply at the
PFR) several two-compartme nt cultivations. Further more, the feeding zone and bottom zone
setup were combined to a three-compartment reactor. The residence times in the PFR mimic

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a 10 % cultivation volum e area like it is descr ibed for fee ding zones in industrial scale reactor
vessels (B. Xu et al. 1999).
The go al of this study is to reveal new insights on which factors mainly trigger the formation
of non-cano nical amino acids and how the misincorporation rate is changing under different
oscillating conditions.
4.1 .3. M ate ria ls and Met h ods
4.1 .3 .1. Str ain and C ultiv at ion Cond ition s
E. coli K12 W3110M, which carried a lacI q mutation and was transformed with the plasmid
pSW3 (re combinant miniproinsulin expressed in inclusion bodies and ampicillin resistance
gene) was used in all experiments. Both strain and plasmid were thankfully provided by Sanofi-
Aventis Deutschland GmbH.
4.1 .3 .2. Me dia
All chemicals mentioned were purchased from either Carl Roth GmbH, Karlsruhe, Germany,
or Sigma-Aldrich Chemie GmbH, Munich, Germany, if not otherwise stated. Initial c ultivation
was performed in LB medium composed of 10 gL - 1 tryptone , 5 gL -1 yeast extract, 10 gL -1 NaCl
and 100 µgL -1 ampicillin. As medium for the main preculture, EnPresso® B (BioSilta Ltd.,
Cambridge, UK) was applied.
The minimal medium (B. Xu, Jahic, and Enfors 1999) in th e bioreactor consisted of 2 gL -1
Na 2 SO 4 , 2.468 gL -1 (NH 4 ) 2 SO 4 , 5 gL -1 ,NH 4 Cl, 14.6 gL -1 K 2 HPO 4 , 3.6 gL - 1 NaH 2 PO 4 x 2H 2 O, 1 gL - 1
(NH 4 ) 2 -H-Citrat, 1 mL Antifoam Sigma 204. Per lit er medium 2 mL trace element solution, 2 mL
thiamin solution (50 gL -1 ), 2 mL MgSO 4 -solution (1 .0 M) and 1 mL ampicillin solution (100 mgL -
1 ) were sterile-filtered through an 0. 22 µm-mem brane filter into the reactor. The trace
element-solution contained 0.5 gL -1 CaCl 2 x 2H 2 O, 0.18 gL -1 ZnSO 4 x 7H 2 O, 0.1 gL -1 MnSO 4 x
H 2 O, 20.1 gL -1 Na -EDTA, 16.7 gL -1 FeCl 3 x 6H 2 O, 0.16 gL -1 CuS O 4 x 5H 2 O, 0.18 gL -1 CoCl 2 x 6H 2 O.
The initial batch glucose concentration was 5 gL -1 .
4.1 .3 .3. Pro cedu re of Prec ult iva tio n
Twenty milliliters of LB medium were inoculated with 50 µL of cry ostock and incubated at 37°C
for six hours at 250 rpm. For the second preculture, 150 mL Enpr esso ® B were mixed with each
150 µL ampicillin stock and BioSilta Re agent A as well as 1.5 mL LB culture in a PreSens SFR
flask and cultivated for 15.5 h at 37°C and 250 rpm. The application of a PreS ens flask allowed

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monitoring of the pr eculture via online DOT and pH measurement. The whole 150 mL were
used to inoculate the bioreactor.
4.1 .3 .4. Bio rea ctor cu ltiv at ion
A 15 L Infor s Techfors-S stirred tank bioreac tor (Infors AG, Switzerland) equipped with thre e
Rushton turbines was used. For scale-down cultivations, the STR was connected to one or tw o
PFR modules. One PFR has a working volume of 1.2 L consisting of four static mixer elements.
A complete PFR module (considering the tubing from the STR and back) has a total working
volume of 1.8 L. The flow rate through the PFR was set to 1.7 Lmin -1 at all cultivations, so the
mean residence time in the PFRs was 68 s. The PFR modules and the setups of the two-CR and
three-CR have bee n described in more detail previously (Junne et al. 2011; Lemoine et al.
2015) .
10 L of the before described mineral salt medium were inoculated with 1.5 % (v/v ) EnPresso ®
B preculture. After a batch phase of around 7.5 h (substrate deple tion), feeding was started .
The feed solution consisted of 440 gL -1 glucose x H 2 O solved in the same mineral salt medium
described before. Differences are four times higher trace element concentrations, no MgSO 4 ,
antifoam or ampicillin. 20 mL 1.0 M MgSO 4 -solution was added via sterile filtration every OD 600
20. Th e feed was connected to the top gas phase of the STR for the single-CR control
cultivation and two-CR setups mimicking nutrient starvation condi tions. For the scale -down
cultivations involving a feeding loop configuration (two-CR and three -CR), the feeding solution
was added to the inlet tube of the appropriate PFR module. To mimic ae robic conditions in
the PFR module air could be supplied via an other sparger inside the PFR. The ae ration rate
then was 0.8 vvm to keep the DOT over 10%. An overview of the different cultivation s etups
is illustrated in Figure 4.1.1.

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Figure 4 .1.1 : Reactor setups used in this stu dy sh owing appli ed cultivation conditi ons and mean
residence time (τ) at the po rts of the PFR module s.

The feeding phase was divided into two parts. The first part was an expone ntial feeding phase
with a start feed rate F 0 = 0.06 Lh -1 and an exponential increas e with µ = 0.4. After three hours
of exponential feeding it was switch ed to constant with a fix ed feeding rate of F = 0. 195 Lh -1
and expression of the re combinant miniproinsulin was induced via IPTG addition to a final
concentration of 1 mM. The cultivation temperature was set to 35°C. The aeration rate was
initially set to 0.5 vvm and increased to 1.0 vvm after feed start. The pH was first configured
to pH = 6.6 with 25 % H 2 SO 4 to match the pH of the preculture and then c ontrolled at pH = 7.0
with 25 % N H 3 solution. The initial stirrer speed was 400 rpm and increased to 600 rpm after
the DOT dropped below 30 %. At the point of feed start , the stirrer speed was increased to
1100 rpm. If needed, additional Antifoam was added to control foam formation.
4.1 .3 .5. Ana lysis
Cell growth was monitored via determination of the opt ical density at 600 nm (OD 600 )
(Novaspec III by Amersham Biosciences, Amersh am, UK) and dried c ell weight (DCW) analysis.
Two mL fresh cell suspension wer e immediately transferred into dried, pre-weighted two mL
microcentrifugation tube s, spun down for 10 min at 21,50 0g and washed once with one mL
0.9 % (w/ v) NaCl solution. Following a repeated centrifugation step the tube was dried 75°C
for 24 h.

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Extracellular carbon metabolite and amino acid concentra tions w ere analyzed from
supernatant sample s, which were filtered through a 0.8 µm pore sized membrane filter
directly at the sampling port of the STR and stored at -80°C until further analysis.
F or the analysis of total f ree amino acid concentrations and the amino acid composition of the
miniproinsulin inclusion bodies three mL of cell suspension were harvested into a syringe
containing two mL pure methanol precooled and immediate ly stored at -80°C. Be fore analysis
of the free amino acids, cell samples were se t to a DCW concentration of 1.6 gL -1 and
homogenized via sonication using a sonotrode with 1 mm diameter (UP200, Dr. Hie lscher,
Teltow, Germany) . The applie d amplitude was set to 30 % for three cycles each 30s long
interrupted by a 30s break. The lys ed cells were centrifuged (15000g, 10 min, 4°C) and the
clear supernatant used for quantification. Inclus ion bodies samples were diluted to a DCW of
6 gL - 1 . Inclusion bodies purification was done usin g the BugBuster® Protein Extraction Re agent
as per the man ufacturer's manual (Merck, Darmstadt, Germany). SDS-PAGE has bee n
performed as described in SOP 9.4.
Quantification of Metabolites
For identification and quantification of car bonic acids an Agilent 1200 HPLC system
(Waldbronn, Germany) equipped with a Hype rRez TM XP Carbohydrate H + column (300 x 7.7
mm, 8 µm) (Fisher Scientific, Schwerte, Germany) and a refractive index detector was used
with 5 mM H 2 SO 4 as eluent at a temperature set to 15°C and a flow rate of 0.5 mLmin -1 . The
detailed SOP is attached in chapter 8.5.
Also, glucose conce ntrations wer e determined using an enzymatic assay (Glucose Hexokinase
FS* by DiaSys Diagnostic Sy stems GmbH, Holzheim, Germany) following the supplier’s
protocol. The concentration of gluc ose could be calcula ted after measuring NADH extinction
at 340 nm.
Amino acids were identified and quantified with an Agilent 5975 C GC - EI -MS equipped with a
DB-5MS column. For preparation samples nee ded to be dried in a speed vacuum concentrator
(Bachhofer, Reutlingen, Germany) and afterward derivatiz ed with n-tert-butyldimethylsilyl-n-
methyl-trifluoroacetamide. Purified inclusion bodies samples were hydrolyzed prior for 24 h
in 6 M HCl at 80°C. Detailed protocols are attached as chapters 9.1 to 9.3.

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Data Fitting and Visualization
All data was fitted using TableCurve 2D v 5.01 by Systat (Systat Software Inc., 2002, San Jose,
CA, USA). Data plots were created with Qtiplot (Qtiplot.com).
4.1 .4. R es ul ts
4.1 .4 .1. Com par ab ility
Before the effects of the different scale -down conditions can be discussed , it needs to be
shown that all cultivations share comparable batch phases and precultures. As the main
precultivations were performed in Corning shake flasks prepared with senso rs for online DOT
and pH monitoring by PreSens, these cultures can be compared without the need of external
sampling and analysis. In Figure 4.1.2. Monitored trends for dissolved and pH are shown for
all main precultures used in this study. Except one, all are in a similar range regarding DOT and
pH and so display comparability within the precultures. The outlier had the same biomass
concentration like the other cultures before inoculation of the bioreactor and did not behave
differently during the first phase of the bioreactor cultivation.

Figure 4 .1.2 : DOT and pH trends of the precultivations . Black line represents the reference STR
cultivation, blue – 2CR-Feed, red – 2CR-Air, dotted red – 2CR-Star, green – 3CR

In the initial batch phase, cells were grown on five gL - 1 glucose until depletion. Another as pect
for comparability between the cultivations would be a simila r trend re garding cell gr owth and
substrate consumption. All cultivations were inoculated to an OD 600 0.15. All batch phases
lasted 7.5 ± 0.25 hours and ended with Biomass concentrations in between 2.2 and 2.8 gL -1 .
Only the batch approach for the 3CR cultivation was under two gL -1 at feed start and substrate
depletion.

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Figure 4 .1.3 : Biomas s and extracellular glucose trends during the ini tial batch phase. Bl ack circles
represent the refer ence STR cultivation, blue squares – 2CR-Feed, open red triangles – 2CR-Air, red
triangles – 2CR-Star, green triangles – 3CR.

Like the similar biomass developme nt during the initial phase also the glucose consumption
decreases comparable in all cultivations and depletion could be shown for four of fi ve batch
phases. Only in the batch cultivation continued as 2CR-Star s etup five mM glucose (equals 0.9
gL -1 ) were dete cted although the average increase of the DOT could be seen. Both, biomass
and glucose trends of these batch phases are illustrated in Figure 4.1.3.

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4.1 .4 .2. Gro wth

Figure 4 .1.4 : Biomass, specific growth rate, specific glucose up take rat e and specif ic oxyg en
consumption rate trends during the fed -bat ch phas e. Black circles represent the reference STR
cultivation, blue squares – 2CR-F eed, o pen red triangles – 2CR-Air, red triangles – 2C R-Star, green
triangles – 3CR. Dot ted line at 3 h marks the point of induction o f protein expressio n.

All cultivations were inoculated to an OD 600 of 0.15. Dete rmination of DCW started when the
OD 600 reached 1. At feed start, when the PFR-extensions are plugged to the reactor, the DCW
was measured in between 2.2 and 2.8 gL -1 . Only the batch approach for the 3CR cultivation
was under two gL - 1 at feed start. During the exponential feeding phase until the point of
induction of recombinant protein ex pression, all scale-down cultivations show a reduced
growth compared to the STR ref erence. After ind uction, the growth rate i n the STR cultivation
temporarily decreased, which could not be seen in the 2CR-Starvation and 2CR-Feed
cultivation. The 2CR-Star cultivation even closed the biomass gap to the STR reference
cultivation, and both reached a bio mass concentration around 19 gL -1 seven h after feed start.
The STR cultivation had to be stopped now due to reactor volume limits. The 2CR-Feed setup,
applying the feed to the PFR to simulate a high substrate availability zone combined with
oxygen limitation, resulted in a r educed growth and further cell lysis after six h of feeding and
three h after induction of protein expression. Furthermore, we could observe cell lysis in the

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two reactor-setups involving the aerated starvation loop (2 CR -StarAir and 3CR) 1 h after
induction. Both cultivations were stabilized with additional Antifoam 204 and run until seven
hours after the beginning of the feeding. In all scale -down approaches, a lower glucose uptake
in comparison to the refe rence cultivation could be detected. Interestingly, rates for the
feeding loop setups (2CR -Feed/3CR) as well as the rates for the starvation loop setups (2CR-
Star/2CR-Air) were each in a similar range with the feeding loop approaches higher than the
starvation loop setups. Cells in the starvation loop setups also showed an increased oxygen
consumption compared to the other cultivations (Figure 4.1.4).
4.1 .4 .3. Car bo n m etab olite s
Comparing the trends of some carbon metabolites certain reactor -setups trigger the
production and accumulation of carbonic acids. Applying the feeding loop setup lea d to lactate
accumulation up to 7 µ M for the 2CR and further 8.5 µM in the 3CR setup before cell lysis
appeared in this cultivation . Also, lower a lactat e accumulation in the cultivation app lying the
starvation loop with oxygen limitation till five h after feed start was seen . Lacta te produced
during ex ponential feeding was con sumed during constant fee ding. Furthe r, no significant
lactate production could be observed in the other cultivations .
For acetate, a steady concentration of 0.8 to 1 µ M in the STR reference was seen. In the 2CR
setups, similar levels for the aerated starvation loop cultivation during the ex ponential fee ding
were det ected. Applying the oxygen-limited starvation loop lead to acetate levels around two
µM during re combinant protein expression. Oscillating substrate availability combined with
oxygen limitation in the feeding loop setup triggered acetat e accumulation up to 4 µM during
the exponential feeding phase. Switching to constant fee ding and led to acetate resorption
and a dec rease to 3 µM in the medium. In the 3CR cultivation combining feeding loop an
aerated starvation loop we detected even higher acetate levels up to 6 µM before ce ll lysis
and increasing afterward. Significant formic acid levels could not be dete cted during the
feeding phases of all cultivations except during a short duration in the cultivations u sing the
aerated star vation loop approach after cell lysis appeared. Glucose uptake and formation
rates for acetate, lactate, and formic acid are illustrated in Figure 4.1.5.

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Figure 4 .1.5 : Glucose upta ke as well as acetate, la ctate and formic acid formation rates trends during
the fed-batch phase. Black circles repre sent the reference STR cultivation, blue squares – 2CR-Feed,
open red tria ngles – 2CR-Air, red triangles – 2CR-St ar, green triangles – 3C R. Dotted line at 3 h marks
the point of induction of protein expression.

4.1 .4 .4. Tot al fre e am in o a cids
In this study, a special focus was set on the branched-chain amino acids leucine and isoleucine,
and methionine as these could be falsely replaced by the non-canonical amino acids norvaline,
β -methyl-norleucine and norleucine during protein translation due to misloading of tRNAs . In
general, applying oscillating conditions boosted the production of branched chain amino
acids. In all cultivations, except the 2CR -Starvation setup, higher concentrations of l eucine,
isoleucine and methionine compared to the STR reference wer e detected. Applying the non -
aerated starvation loop led to the lower concentration of leuc ine and methionine in the
samples. Substrate oscillations in th e 2CR-Feed setup resulted in amino conce ntrations up to
twice as high as the STR reference (Figure 4.1.7 left).
The accumulation of non-canonical amino acids started in all cultivations dire ctly after starting
the feeding . Applying oscillating conditions had an impact on the production of non-canonical
amino acids as the detected concentrations were lowest in the STR-reference. The highest

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norvaline concentration could be see n in the 2CR-Feed setup with 6.5 µM before cell lysis.
This amount equals 20 % of the free leucine concentration at this point. In the 2CR -Starvation
setup norvaline accumulated to 4 µM (also 20 % of free leucine), in the STR reference , 3.5 µM
was measured equaling 10 % of free leucine in the STR refere nce. It seemed, based on the
values detected at protein induction cultivations using an aerated starvation looped could
even have a higher acc umulation of free norvaline. The levels for β -methy l-norleucine were
similar in all cultivations until the feed wa s switched to constant feeding and recombinant
protein expression was induced. He re we have the fastest acc umulation in the 2CR -Feed
cultivation, followed by the 2CR-starvation setup and the STR reference. Also, the final
concentrations of β -methyl-norleucine were closer to the levels of free i soleucine – 2CR-Feed
74 %, STR reference 52 % - or even higher - 2CR-Starvation 129 %. β -m ethyl-norleucine also
showed the highest co ncentrations of the three measured non -canonical amino aci ds. For
norleucine, the impac ts of applying oscillating conditions already differentiated the observed
concentration profile s during exponential feeding and led to higher concentrations of
norleucine compared to the STR reference like seen for the other two non -canonical amino
acids before. Comparable to norvaline substrate pulses resulted in higher accumulation than
starvation conditions. Applying the 3CR or the aerated starvation loop showed highest
concentrations at the point of protein induction. The final concentrations fo r methionine and
norleucine are similar for the 2CR -Feed approach (15 – 16 µM). In the 2CR-Starvation
cultivation, the norleuci ne concentrations were higher than methionine (8 to 5 µM). In
comparison, this ratio was inverted for the STR reference, where we detected five µM
norleucine compared to 8 µM methionine. All values are illustrated in Figure 4.1.7 right.

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Figure 4 .1.7 : Total free a mino acids from crude cell e xtract over the culti vation time (Leucine,
Norvaline, Isoleucine, β -methyl-norleucine, Methionine, Norle ucine) in µM. Line at 0 h marks the start
of feeding, dashed line at 3 h t he point of induction. Fil led circles show the STR re ference, filled squares
2CR-Feed, filled tria ngles 2CR-Starvation. The open triangles and inverted triangles show amino acid
concentrations for the 2CR -Air and 3CR cultivations.

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4.1 .4 .5. Inc orp ora tion o f no n-can onic al a mino acid s into th e rec om binan t pro tein
The concentration trends of leuc ine, isoleucine
and methionine in the IB fraction over feeding
and expression time were similar independent
of the cultivation conditions, so in contrast to
SDS-PAGE it seemed, apply ing oscillating
conditions has no clear impact on the
productivity of the strain. Also, the
incorporation of all three non-canonical amino
acids was detected under all cultivation
conditions. β -methyl-norleucine and
norleucine conce ntrations in the purifie d
inclusion bodies were higher compared to the
STR. Comparable to the free amino acid trends
substrate oscillations triggered a higher effect
than starvation conditions. As the
concentrations of the canonica l increased
linear, the incorpora tion of β -methyl-
norleucine and norleucine increased
exponentially over the expression time. The
final ex change ratio was around 1 %. Surprising
was the almost non-incorporation of norvaline.
All values are illustrated in Figure 4.1.9. 20%
ratio of free no rvaline compared to leucine
were detected in the cultivations and leucine is
with 15 % the most prom inent amino acid in
the recombinant miniproinsulin, but
norvaline replac ed only every 5,000 to 10,000
leucine molecule. Interestingly, the highest
norvaline concentrations and exchange ratio
could be detected in the STR reference.
Figure 4.1. 8: Fits of non-canonical ami no acids
concentrations in the purified IBs in comparis on
to their free concentrations detected in crude
cell extracts. Filled circles sho w the STR
cultivation, squares data from 2CR -Feed and
triangles th e 2CR-Star culti vation data.

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Figure 4 .1. 9: Amino acids concentrations from purified inclusion bodies over the cultivation time
(Leucine, Norvaline, Isoleucine, β -me thyl-norleucine, Methionine, Norleucine) i n mM for canonical and
µM for non-canonical ami no acids. Line at 0 h marks the start of feeding, dashed line at 3 h the poin t
of induction. Filled circles show the STR reference, filled squares 2CR-Feed, filled triangles 2CR-
Starvation. The open triangles and inverted triangles show the biomass concentrations for the 2C R-Air
and 3CR cultivations .

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In Figure 4.1.8 concentrations of non -canonical amino acids from the purified inclusion bodies
are fitted against levels of the free amino acids in the crude cell extract. Norvaline and β -
methyl-norleucine can be correlated linearly. For norvaline , the coeffic ient of determination
is only betwe en 70 and 90 % whereas the fits for β -methyl-norleucine are of higher quality.
Remarkably, the gradients of these fits are d ifferent. For nor valine, the gradient for the STR fit
is twice as high as f or the starvation loop and four times as high as for the feeding loop setup,
which means that significantly more produced norvaline is incorporated into the re combinant
miniproinsulin under reference cultivation than under scale- down conditions. For β -methyl-
norleucine the picture is similar, but here the gradient of the unaerated starvation loo p has
the highest slope. Neverthele ss, the highest detected amounts of β -methy l-norleucine in the
inclusion bodies were detected in the 2CR-Feed fraction, which has the lowest gradient.
Norleucine could not be fitted linear; the relation is ex ponential. Here it see ms, that a critical
concentration exists above which incorporation of norleucine into proteins is preferred.
Interestingly, this conce ntration is again the lowest under reference conditions. O scillating
oxygen depletion alone seems to have a higher impact on the misincorporation, than oxygen
depletion combined with substrate excess.
4.1 .5. D isc us sion
The quality of expressed recombinant proteins is a critical point to produce pharmaceutical
proteins recombinantly. Mis-incorporation of non-canonical amino acids into the recombinant
protein reduce the quality and yield and increase the costs of downstream processing to
remove contaminated molecules. This study reveals influences of different oscillating
cultivation conditions applied in a multi-compartment scale-down system on
misincorporation of non -canonical amino acids i nto a recombinant expressed miniproinsulin
in E. coli K12. Due to technical limitations, each scale -down approach could only be done once.
To exclude possible impac ts due to crucial differences in growth during precultivation or initial
batch phases online monitored shake flasks were used and the cultivation protocol w as timed
so that all cultivations were supervised from inoculation until the end of the production phase.
It was possible to show that all physiological and process rela ted differences seen in the scale -
down cultivations must be caused by the different applied oscillating cultivation conditions.

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Interestingly, there is no common trend regarding biomass development and final reached
biomass co ncentrations comparing the various scale -down approaches. Cultivations with
oscillating glucose availability show a decreased biomass yield whereas oscillatin g starvation
conditions d o not seem to influence the final biomass concentration. In contrast, applying
extra oxidative stress in the starvation loop lea ds to massive c ell lysis and process per formance
lost. This observation fits with results discussed in the literature . Multiple times it was shown,
that an incr ease in the cultivation volume – and scale-down cultivations are a simulated
volume increase – can lead to a cru cial loss of biomass yields compared to a standard lab scale
(Neubauer and Junne 2010). On the other side, no influence on the growth can be seen under
oxygen oscillations. It is known, that E. coli cells are showing a higher cell viability under some
oscillation cultivation conditions (Enfors et al. 2001 ). Unfortunately, here the cell viability
could not be studied. A strong impact has the additional aeration of the starvation zone
resulting in spontaneous cell lysis wi th losses of 50 % of the biomass. The group around Qiang
Li has shown in exper iments wit h Aspergillus nige r that “excess” oxygen leads to increased
nutrient consumption not for additional biomass growth but as a defense mechanism against
oxidative stress as the fungi cells increase proteolytic activity to degrade oxidatively dama ged
proteins (Li, Harvey, and McNe il 2008). If E . coli should r eact similar ly to oxidative stress,
excess oxygen in combination with nutrient starvation could temporarily overwhelm the
antioxidant defense and lea d to cell death and lysis. Stress responses and cell lysis under scale -
down conditions have been described for E. coli before (Enfors et al. 2001).
All scale-down cultivations show a decreased glucose uptake. Also, starvation oscilla tions have
a higher impac t on glucose uptake compared to oscillating glucose excess. One explanation
could be a repeated triggere d stringent response due to oscillating starvation signals, and so
a decre ased metabolism to save energy (C hatterji and Kumar Ojha 2001). In the feeding lo op
setups, acetate and lactate formation could be detected with lactate formation rates
surpassing ace tate production. Formation of lactate plays a major role in the regeneration of
nicotinamide adenine dinucleotide (NAD+) under oxygen limitation to stabilize the
intracellular redox potential (Lara, Leal, et al. 2006).

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Crucial to produce pharmaceutical recombinant proteins is the misincorporation of non-
canonical amino acids. It could be seen that already under “perfect” laboratory conditions
non-canonical amino acids are produced. Furthermore, oscillating cultivation conditions
boosted the production of all thre e analyz ed amino acids. It was desc ribed before, that
stressful cultivation conditions increa se the formation of non -canonical amino acids.
Especially a feeding loop STR -PFR setup with oscillating excess glucose results in norvaline
accumulation in E. coli (S oini, Ukkonen, and Neubauer 2011) . In this study, we cou ld show,
that also oscillating oxygen limitation leads to accumulation of non-canonical amino acids.
SDS-PAGE revealed a clear impact of oscillating cultivation conditions on miniproinsulin
expression (data not shown), whereas GC-MS dete rmination of the amino acid p rofile in the
insoluble IB frac tion has shown n o clear impact. It must be said, that due to the small size of
the miniproinsulin (around 11 kDa) problems with staining appeared and mostly severa l
staining approaches, as well as reruns of the SDS -PAGE, wer e nec essary to identify the band.
Therefore, conclusions based on GC-MS analysis can be considered as more stable.
Furthermore, non-canonical amino acids can be incorporated into recombinant proteins
(Harris and Kilby 2014) as analogs to chemically similar canonical branched-chain amino acids.
In addition to the formation of non-canonical am ino acids, their misincorporation can be seen
in all cultivations and is boosted by oscillating cultivation conditions. Interestingly, the
incorporation of norvaline is around 90 % lowe r compared to the ot her two amino acids,
although the concentrations for free norvaline is in the same range as for free norleucine.
Norvaline incorporation was linked to the rarest used leucine codon (Apostol et al. 1997). If
this codon is not utilized in the gene sequence for the recombinant miniproinsulin
misincorporation of norvaline could be set to a non-avoidable minimum.
There is a linear relation between the formation of free non-canonical amino acids and their
misincorporation for leuc ine/norvaline and isoleucine/ β -methyl-norleucine. The relation for
methionine/norleucine excha nge is not linear. Surpassing a critical concentration of free
norleucine, the replacement of methionine into the miniproinsulin increases with an
exponential rate. This observation would fit early postulations that a critical concentration of
accumulated non-canonical amino acid is needed to trigger misincorporation (Bogosian et al.
1989) .

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4.1 .6. O utlo ok
To improve the robustness of large-scale pharmaceutical Recombinant E. coli processes, a
detailed understanding of cultivation para meters triggering the production and furthermore
the incorporation of non -canonical amino acids into recombinant proteins is needed. This
study gives a first look into characterizing the impacts of different lar ge -scale phenomena on
strain robustness and product quality. The spectrum of utilized analysis methods needs to be
enhanced. Proteome analysis and at -line studies on cell polarizability could answer the
question of cell lysis. Furthermore, utilizing the possibilities of fluorescent reporters enables
new opportunities on at- and on-line strain population and single ce ll characterization and
enhances the knowledge on the behavior of recombinant E. c oli under scale -down conditions.
4. 2. Tra nsfe r of os cilla ting sub s tr at e av ail abil ity from a Tw o -C om par tm ent Sca le-D ow n
Bi or eac to r to pul se d fee ding fo r stu dies o n pro duc t qua lit y of re com bina nt
Es che ric hia coli
4.2 .1. A bs tr ac t
Increased mixing times due to limited achie vable power input cause appearing gradients in
oxygen and nutrient supply in large -scale bioreactors. To investigate potential influences of
these gradients on microorganisms in the lab-scale, scale-down strategie s in the form of multi -
compartment reactors are utilized. Unfortunately, despite the advantages these systems have
- characterization of dynamic responses of microorganisms regarding oscillating conditions
for efficient product-focused bioprocess developm ent - oscillating conditions need to be
transferred towards high-through-put screening to open new ways of bioprocess
development focussing on product quality in addition to product yield. In this study nutrient -
limited fed-batch cultivations of a recombin ant Escherichia coli strain overexpressing a
leucine-rich miniproinsulin performed in a two-compartm ent bioreactor, setup is compared
to a single-compartment STR approach with applied pulsed feeding. The two -compartment
reactor consists of a stirred tank reactor and one attachabl e plug-flow reactor module. In this
setup, the feed inlet is connected to the PFR compartment and so a feeding zone o f a top-fed
large-scale bioreactor (high nutrient concentration/oxygen limitation) is mimicked. The
feeding profile in the pulsed feeding approach was adapted, so glucose addition in these
cultivations is comparable to the MCR cultivations.

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Our researc h results show that the impacts on growth and physiology are comparabl e in both
approaches. We saw a decreased biomass and incr eased production of meta bolites deriving
from pyruvate based on overflow metabolism and mixed -acid fermentation (ac etate and
lactate) under os cillating/pulsed conditions. Fu rthermore, a flux into the branched-chain
amino acid pathway can be seen co ntributing to an increased production of branched -chain
amino acids including non-canonical amino acids like norvaline. Non -canonical amino acids
can be incorporated into proteins, e.g. nor valine as a substitute for leucine. We see increa sed
incorporation of the non-canonical amino acids norvaline, norleucine, and ß-methyl-
norleucine when oscillating cultivation conditions are applied, influencing the quality of the
recombinant product and underlining the importance of product-quality -based bioprocess
development. As the results of both approache s are comparable, we see here the pos sibilities
to mimic impacts on ce ll physiology using techniques that are realizable in screening -scale
cultivations.
4.2 .2. In trod uct ion
The most commonly used fermentation mode is the f ed -batch cultivation. By adding a highly
concentrated feed solution in an am ount below the maximu m specifi c substrate consumption
rate of the cultivated organism the cellular metabolism can be controlled to prevent
limitations by the design of the bioreactor, e.g. cooling capacity or oxygen transfer (Larsson et
al. 1996), or acc umulation of undesirable by -products, e.g. acetate in E. coli -cultivations (K.
Andersen and Von Meyenburg 1980). After development in small lab-scale vessels, a
bioprocess needs to be scaled up to produce bioproducts for economic reasons (Bylund et al.
1998) . However, the scale change is challenging. Wang et al. already showed in 1979 that in a
bioprocess scale-up from 10 L to 10000 L with a fixed aeration rate it is not possible to transfer
all engineering scale-up criteria and that the mixing time is increasing. One published study on
the production of interferon - α1 in a recombinant E. coli shows a 33% r eduction of biomass
yield and an over 50% decrease in product formation after vo lume scale-up (Riesenberg et al .
1990).

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These losses are caused by gradient f ormation. Increasing production scales lead to increased
mixing times and significant inhomogeneities regarding substrate concentration develop in
comparison to the homogeneous laboratory bioreactor. Close to the feeding point high
substrate concentrations occur, which can surpass the average concentration in the reactor
for about 400 times (Bylund et al. 1998) and cells are periodically passing through the se areas
of high substrate concentrations (L arsson et al. 1996) . Several studies have shown, however,
that the substrate distribution is not only dependent on the axial distance to the feeding point,
but is also radial and time-dependent, as it depends on the stirrer system, feed inlet pipe and
position (Enfors et al. 2001). The formation of a substrat e gradient also provides other
inhomogeneities, such as a dissolved oxygen tension (DOT ) gradient. Inside of the feeding
zone the cells consume oxygen to a great extent while they are taking up large amounts of the
substrate resulting in oxygen limitations at high cell densities (Bylund et al. 1998) .
This oscillating experience of cells regarding high substrate availability combined with oxygen
limitation leads to several responses of E. coli in large scale cultivations. These reac tions
include the production and consumption of acetate (B. Xu, Jahic , and Enfors 1999) or the
accumulation of formic acid, lactate and succinate (B. Xu et al. 1999). Similar re actions to
excess of glucose have already been reported for Saccharomyces cerevisiae with resulting
accumulation of ethanol instead of ace tate, both in aerobic as in anaerobic cultures (George
et al. 1998) as well as for Corynebacterium glutamicum (Lemoine et al. 2015).
Critical for pharmaceutical production is the influence of heterogeneities in large scale
bioreactors on the amino acid metabolism. In E. coli , non-canonical amino acids like norvaline,
norleucine, and β -methyl-norleucine are produced as by-products from the branched chain
amino acid pathway normally synthesizing valine, leucine and isoleucine (Bogosian et al. 1989;
Muramatsu, Misawa, and Hayashi 2003). Th e origin of norvaline and norleuc ine is closely
related to leucine synthesis shown for Serratia marcescens (Kisumi, Sugiura, and Chibata
1976a). It is known that non-canonica l amino acids can be falsely incorporated into proteins.
Norvaline can replace leucine (A posto l et al . 1997), norleucine is incorporated instead of
methionine (Barker an d Bruton 1979) and β -methyl-norleucine acts as an analogue for
isoleucine (Muramatsu et al. 2002).

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Several factors can trigger the enhanced production of these unusual amino acids . The
overexpression of protein rich of leucine can accelerate the synthesis of branched chain amino
acids. The raised productivity of this metabolic pathway als o results in the accumulation of
these amino aci d analogs (Bogosian et al. 1989). The accumulation of non -canonical amino
acids is also closely related to oxygen supply of the culture un der glucose excess (Soini et al.
2008) . It is k nown, that the incorporation of non-canonical amino acids can change properties
and activity of protein (Gilles et al. 1988). To un derstand the impacts of oscillating cultivation
conditions on microbial cells different scale-down approache s were developed and recently
reviewed and summarized (Neubauer and Junne 2016).
In scale-down systems the effe cts of heterogeneities have already been widely investigated
for E. coli cultures and production systems regarding their influences on growth, production
formation, physiology, transcription patterns, respiration, and organic acid formation (E nfors
et al. 2001) as well as recombinant protein production (Sandoval-Basurto et al. 2005).
Due to their complexity, scale and missing parallelization these concepts are not applicable in
high-through-put screening for new product quality based processes. In this study, the
concept of pulsed feedin g has been used in a single-compartment STR approach, which could
be further minimize d towards screening scale, and compare d to results from a two -
compartment cultivation. The pulse pattern in the STR and the residence time in the 2CR were
adapted to mimic a 10 % feeding zone like in large-scale bioreactors (Bylund et al. 1999).
The focus of this study is to reveal the feasibility of oscillating substrate availability from
complex scale-down simulators to ea sier approaches, which could be implemented into the
high-through-put screening. The f ocus is not on scaling down the simulator but on the
comparability of cellular responses like growth, organic acid production, and product quality.

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4.2 .3. M ate ria ls and Met h ods
4.2 .3 .1. Str ain
E. coli K12 W3110M, which had a mutation ca using an overexpression of the lac inhibitor and
carried the plasmid pSW3 (recombinant miniproinsulin ex pressed as inclusion bodies and
ampicillin resistance gene) was used in all cultivations. Sanofi-Aventis Deutschland GmbH
thankfully provided both strain and plasmid.
4.2 .3 .2. Me dia
All chemicals were purc hased from either Carl Roth GmbH, Karlsruhe, Germany, or Sigma-
Aldrich Chemie GmbH, Munich, Germany, if not otherwise stated. The composition of L B
medium used for first cultivation was 10 gL -1 tryptone, 5 gL -1 yeast extract, 10 gL - 1 NaCl and
100 µgL -1 ampicillin.
The minimal medium (B. Xu, Jahic, and Enfors 1999) in th e bioreac tor consisted of 2 gL -1
Na 2 SO 4 , 2.468 gL -1 (NH 4 ) 2 SO 4 , 5 gL -1 , NH 4 Cl, 14.6 gL -1 K 2 HPO 4 , 3.6 gL -1 NaH 2 PO 4 x 2H 2 O, 1 gL - 1
(NH 4 ) 2 -H-Citrat, 1 mL Antifoam Sigma 204. Per liter medium 2 mL trace elements, 2 mL thiamin
solution (50 gL -1 ), 2 mL MgSO 4 -solution (1.0 M) and 1 mL ampicillin solution (100 mgL -1 ) were
sterile-filtered through an 0.22 µm-membrane filter into the re actor. The trace element -
solution contained 0.5 gL -1 CaCl 2 x 2H 2 O, 0.18 gL -1 ZnSO 4 x 7H 2 O, 0.1 gL -1 MnSO 4 x H 2 O, 20.1 gL -
1 Na -EDTA, 16.7 gL -1 Fe Cl 3 x 6H 2 O, 0.16 gL -1 CuSO 4 x 5H 2 O, 0.18 gL -1 CoCl 2 x 6H 2 O. The initial
batch glucose concentration was 5 gL -1 .
4.2 .3 .3. Pro cedu re of Prec ult iva tio n
Twenty-five milliliters of LB medium w as inoculated with 50 µL of cryostock and incubated at
37°C for three h at 250 rpm in a 125 mL Ultra -Yield flask. For the second preculture, 100 m L
(pulsed-fed) or 500 mL (2CR ) cultivation medium was inoculate d with one mL / five mL LB-
preculture normalized to OD 600 =1 in s uitable U ltr aY ield flasks and cultivated like before. At an
OD 600 of 0.3 total pre-culture volumes were used to inoculate the bioreactors to a final OD 600
of 0.015.

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4.2 .3 .4. Bio rea ctor cu ltiv at ion
For multi-compartment cultivations, a 15 L Biostat E stirre d tank bioreactor (Sartorius Stedim
Biotech GmbH, Göttingen, Germany) equippe d with thre e Rushton turbine s was used. For
scale-down cultivations, the STR was connected to one PFR module. The PFR has a working
volume of 1.2 L consisting of four static mixer elements. A complete PFR module (considering
the tubing from the STR and back) has a total working volume of 1.8 L. The flow rate through
the PFR was set to 1.7 L min -1 at all cultivations, so the mea n residence time in the PFRs was
68 s . The PFR modules and the setups of a two-CR and possibl e three-CR have been described
in more detail previously (Junne et al. 2011; Lemoine et al. 2015).
The pulsed -fed cultivation was done in a KLF 2000 with a maximum volume of 3.7 L from the
Bioengineering AG (Wald, CH).
10 L or 2 L of the before described mineral salt medium were inoculated with 5 % (v/v)
preculture. After a batch phase until first substrate depletion feeding was started. The feed
solution consisted of 440 gL -1 gluc ose x H 2 O solved in the mineral salt medium described
before. Differences are four times higher trace element concentration, no MgSO4, antifoam
or ampicillin. 20 mL or 4 mL 1.0 M M gSO4-solution was added via ste rile filtration every OD600
20. Th e feed was connected to the top gas phase of the STR for the single-CR control
cultivation and pulsed-feeding setups. For the scale-down cultivations involving a feeding loop
configuration (two- CR) , the feeding solution was added to the inlet tube of the PFR module.
An overview of the different cultivation setups is illustrated in Figure 4.2.1.
The feeding phase could be divided into two parts. The first part was an exponential feeding
phase with a start feed rate F 0 = 0.06 Lh - 1 (10 L scale) or F 0 = 0.0125 L h -1 (2 L scale) and an
exponential increase of µ = 0.3. After three hours of expone ntial feeding ex pression of the
recombinant protein was induced via the addition of IPTG to a final concentration of 1 mM
and the feeding rate is switched to constant feeding at F = 0.160 Lh -1 (10 L) or F = 0.032 Lh -1 (2
L). In pulsed-fed cultivations, a feeding cycle of 10 minutes was applied feeding the whole
glucose in the first minute of a cycle f ollowed by a 9-min recovery. The specifically fed glucose
per time is in all appro aches identical. The cultivation tem perature was set to 35°C. The
aeration rate was initially set to 0.5 vvm and increased to 1. 0 vvm after feed start. The pH was
set to pH = 7.0 controlled with 25 % NH 3 solution.

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Figure 4.2.1: Reactor setups used in this study showing the mean residence time (τ) a t the ports of th e
PFR modules. It is also describing which cultivation conditions occur in the PFR module.

4.2 .3 .5. Ana lysis
Optical density measurements monitored cell growth at a wavelength of 600 n m (OD 600 )
(Novaspec III by Amersham Biosciences, Amersham, UK) and dried cell weight (DCW)
determination. To measure DCW 2 mL of cell suspension were transferred into a dried, pre -
weighted two mL microcentrifugation tube. After centrifugation for 10 min at 21,500 ×g, the
supernatant was discarded, and the ce ll w as resuspended in 1 mL 0.9 % (w/v) NaCl solution.
Following a repeated centrifugation step the tube was dried 75 °C for 24 h.
Supernatant samples for analysis of extracellular metabolites and amino acids concentrations
were directly filtered through a 0.8 µm pore siz ed membrane filter directly at the sampling
port of the STR and stored in 1.5 mL tubes at - 80 °C.

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Samples for analysis of the tota l free amino acid concentration and the amino aci d
composition of the inclusion bodies protein three mL of ce ll suspension were harvested into
a syringe containing two mL methanol precooled and immediately sto red at -80°C. Before the
analysis of the free amino acids, cell samples were diluted to a DCW concentration of 1.6 gL - 1
and homogenized via sonication using a sonotrode (UP200, Dr. Hielscher, Teltow, Germany)
with a diameter of 1 mm. The applied amplitude was set to 30 % for three cycles ea ch 30 s
long interrupted by a 30 s break. The homogenized cells wer e centrifuged (15000g, 10 min,
4°C) and the supernatant used for quantification. For the co ncentration measurements of the
inclusion bodies protein samples were diluted to a DCW of 6 gL-1. Inclusion bodies purification
was done using the BugBuster® Protein Extraction Reagent (Merck, Darmstadt, Ger many).
Quantification of Metabolites
Quantification of organic acids and Glucose was performed using an Agilent 1200 HPLC system
(Waldbronn, Germany) equipped with a HyperRezTM XP Carbohydrate H+ column (300 x 7.7
mm, 8 µm) (Fisher Sc ientific, Schwerte, Germ any) and a refractive index detector. As eluent,
five mM H 2 SO 4 was applied at a temperature of 15°C with a flow rate of 0.5 mLmin -1 .
Am ounts of amino acids were quantified with an Agilent 5975 C GC - EI -MS equipped with a
DB-5MS column after drying the samples in a speed vacuum concentrator (Bachhofer,
Reutlingen, Germany) and derivatization with n -tert-butyldimethylsilyl-n-methyl-
trifluoroacetamide. Purified inclusion bodies samples were hydrolyzed prior for 24 h in 6 M
HCl at 80°C. Detailed analysis protocols are attached in chapter 9.1, 9.2 and 9.3.
Data Fitting and Visualization
All data was fitted using TableCurve 2D v5.01 by Systat (Sy stat Software Inc., 2002, San Jose,
CA, USA). Data plots were created with Qtiplot (Qtiplot.com).

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4.2 .4. R es ul ts
To point out, the STR vessel itself has no impac t on the cultivation results. Data from reference
cultivations in both vessels without oscillating conditions prov ed comparable results re garding
growth, metabolic behav ior, amino acid concentrations (canonical and non-canonical) as well
as productivity and quality of the produced miniproinsulin (partly shown in Figure 4.3.2 ).

Fig ure 4.3.2: Growth of b iomass, oxygen uptake rate over, glucose consumption rate and leucine
content in the IB protein fraction the cultivation time. Line at 0h marks the start of feeding, dashed
line at 3 h the point o f induction. Filled circle show the 10 L cultivation, the op en cir cles the 2 L scale
cultivation data.

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4.2 .4 .1. Gro wth
Both cultivations sh ow a similar growth profile with exponential growth during the
exponential feeding and linear growth after switching to constant feeding. What can be seen
is a higher specific growth rate and an increased biomass yield in the 2CR cultivation compared
to pulsed feeding (final DCW 19 gL -1 compare d to 13 gL -1 ), although the same specific glucose
feeding rate is applied. Also, more Antifoam was needed for the pulsed fed culture to control
a higher production of foam. A look at the respiratory activity re veals slightly increased oxygen
uptake in the pulsed setup during ex ponential fee ding. After switching to constant feeding the
specific oxygen uptake is constant at around 5.1 mmol/ gh in the STR department of the 2CR
configuration, but decreasing in the pulsed fed setup (Figure 4.3.3).

Figure 4.3.3: Growth of biomass and oxygen uptake r ate over the cultivation time. Line at 0h marks
the start of feeding, dashed line at 3 h the point of inductio n. Filled triangles show the 2CR
cultivation, the open triangles the puls ed-fed cultivat ion data.

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4.2 .4 .2. Me ta bo lic b eha vio ur
Monitored during the constant feeding phase
(protein production) phase the glucose
uptake is increased in the pulsed-fed setup
compared to the 2CR c ultivation. During this
phase, it was seen that glucose pulses, which
delivered the same amount of glucose
compared to ten minutes 2CR cultivation
time, was used up before the ten-minute
interval was over indicated by a steep
increase in DOT 60 to 90 seconds before the
next glucose pulse. Although the glucose
uptake is higher under pulsed-fed conditions
a slightly lower acetate, production can be
observed including acetate consumption
near the end of the cultivation time.
Interestingly, almost no lactate production
can be seen under pulsed -fed conditions,
although a phase of formation and
consumption can be observed in the 2CR
setup. Th e reason is a phase of glucose
accumulation in the 2CR system during
exponential feeding triggering overflow
metabolism until glucose limitation is
reached (Figure 4.2.4).

Figure 4.2.4 : Glucose uptake and production
rates for lactate and acet ate from the point of
induction. Filled triangles show the 2CR
cultivation, the open triangles the p ulsed -fed
cultivation data.

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4.2 .4 .3. Pro duct ion of an d I nc orp orat ion of no n-can on ica l am ino ac ids int o t he
rec om bina nt p rot ein
Comparing the exchange rates of essential
non-canonical amino acids to their chemical
similar canonical counterparts only one real
difference between the systems can be seen
(Figure 4.2. 5). In both approaches, the
exchange of Leucine to No rvaline in the total
amino acid pool and the Inclusion bodies
fraction can be detected. Up to 4 % of the
cellular Isoleucine is ex changed by β -Methyl-
Norleucine. This ratio is increasing over the
time of insulin expression and is c omparable
to both systems. The exchange rate in the IB
fraction is not changing over time (around
0.3 %) and is not influenced by the type of
oscillating conditions. The highest exchange
rate in the IB frac tion is observed by
Norleucine replacing Methionine at around
1.8 %. Crucial is here the high exchange rate
(13 %) of Methionine by N orleucine in the
total ce llular fraction under 2CR conditions
this rate is 3.5 % in the pulsed fed setup while
at the same time . It mus t be mentioned that
the concentration of Norleucine in both
cultivations was comparable. The higher
exchange rate is a result of lower methionine
concentrations under 2CR conditions

Figure 4 .2.5 : Ratio of no n-canonical amino
acids in comparison to their chemical similar
canonical co unterpart. Fil led circles show the
2CR c ultivation, the ope n circles the pulsed -
fed cultivation data.

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4.2 .5. D isc us sion
This study compares the comparability of two scale -down approache s. As both techniques
vary in the basic setup (multi-compartment vs. single compartment) different sets of
information can be gained from these experiments. As the focus was set on basic growth and
the misincorporation of non -canonical amino acids into a recombinant produced
miniproinsulin required samples could be taken in both experimental setups. Due to tec hnical
limitations, each of both scale-down approaches had to be done in a differ ent scale (MCR: 10
L stainless steel vs. SCR: 2 L glass). To exclude possible impacts due to the reactor materials on
comparability reference cultivations in both vessels proved comparab le cultivation results on
all relevant and monitored biologica l and process factors if a scale -adapted cultivation
protocol is applied. All physiological and proces s related differences seen in the scale -down
cultivations must be caused by the altered application of oscillating cultivation conditions .
Interestingly, the trend of biomass development and final reached biomass concentrations is
similar in between the scale-down approaches compared to their reference cultivations. In
general, scaled up cultivations lead to a significant decrease in biomass yield compared to a
typical lab scale cultivation (Onyeaka, Nienow, and Hewitt 2003) . This dec rease cannot be
seen in the shown scale -down appr oaches. One reason coul d be, that t he residence time in
the PFR and so the pulse profile in the STR were not inducing a stress level comparable to
large-scale cultivations. A more rapid pulse pattern has been shown to r esult in biomass yields
reduced by 40 % (Ying L in and Neubaue r 2000) . On the othe r side, it has b een reported that
E. coli cells experiencing oscillating cultivation conditions hav e a higher cell viability compared
to lab scale cultivations (Enfors et al. 2001).
Besides, a clear difference in growth behavior can be detected comparing the STR -PFR setup
compared to the pulsed STR approa ch. As in the MCR cultivation, the final biomass yield even
surpassed the b iomass concentrations gained in the reference cultivation the final biomass
concentration in the pulsed fed setup is 33 % lowe r, although this cultivation sh ows a slightly
higher glucose uptake rate and at the same time lower production rate s for lactate a nd
acetate. In previous scale -down stu dies with E. coli, it has b een shown oscillating cultivatio n
conditions lead to increased expressio n of stres s-induced genes (Enfors et al. 2001) or even
increased cell lysis (Bylund et al. 20 00). The higher need of Antifoam in the pulsed culture
could be a hint of higher stress in the cultivation. A major differe nce in the pulsed fed approach

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is the reduced stirrer speed during the pulse. This leads periodically to a decreased gas transfer
and oscillating CO 2 acc umulation in the cultivation medium . It has been reported that CO 2
oscillations can influence growth rate and biomass yield in recombinant E. coli cultivations
(Baez et al. 2009).
The second main difference between both cultivation modes is the differing oxyge n
consumption rate . This observation could be explained by the oscillating changes in gas
transfer due to cha nging stirrer speeds during the glucose pulses. Furthermore, due to the
reduced glucose uptake rate a short phase of glucose accumulation during the exponential
feed in the two -CR setup could be detected, although (adapted to the scale difference) the
same amount of glucose was fed. This accumulated glucos e did not lead to an increased
formation of acetate compared to t he pulsed-fed cultivation but in a tem porary accumulation
of lactate. Formation of lactat e is an important part to obtain the redox potential by
regenerating nicotinamide ade nine dinucleotide (NAD+) under oxygen limitation (Lara, Leal,
et al. 2006). It is metabolized, as soon the cultivation reached glucose limitation again. As the
pulsed-fed cultivation is under glucose limitation during the comple te feeding phase, the
reason for no detection of lactate could be immediate consumption.
Crucial for the future applicati on of this study is the comparability of misincorporated non-
canonical amino acids. Although a lower biomass yield was reached in the pulsed fed setup,
recombinant expression of the miniproinsulin was not affected by the scale -down approach.
Furthermore, r atios of misincorporation of the analyz ed no n-canonical amino acids norvaline,
norleucine and β -methyl-norleucine are almost identical. It is known, that stressful cultivation
conditions lead to incre ased production of non-canonical amino acids in E. coli cells (S oini,
Ukkonen, and Neubauer 2011). The se non-canonical amino acids can be incorporated into
recombinant proteins (Apostol et al. 1997; Fenton et al. 1997; Muramatsu, Misawa, and
Hayashi 2003). This study also shows, that q uality impacting misincorporations can be
triggered in ea sy to apply experimental setups on a comparable level and a complex scale-
down simulator is not essentially nee ded to gain information on possible production scale
behavior of the selected production host.

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Interestingly, the “contamination” rate of norleucine is increased by 10 % in th e total
proteome pool of the two-compartment setup compared to the single vessel approached,
although the impurification rate in the miniproinsulin is almost identical. He re, it should be
noted, that the total concentration of norleucine is on a similar level in both cultivations, but
a significant ly lower conce ntration of methionine could be detected in the TCR cultivation
leading to this higher rate. The reason for lowe r methionine synthesis is unknown and not
discussed in literature before.
4.2 .6. O utlo ok
To improve the robustness of la rge-scale recombinant E. coli pr ocesses, a detailed
understanding of cultivation para meters triggering the production and furthermore the
incorporation of non-canonical amino acids into recombinant proteins is nee ded already at
the stage of process development. Here we could show that simplifyin g the scale-down
procedure delivers comparable re sults at the cost of dynamic process characterization. This
possible drawbac k is compensated by the possibility to transfer the pulsed-feeding protocol
to even smaller STR vessels up to the mL-scale and so e nables parallelized development run s
screening for best pro duction under non-optimum conditions. Furthe rmore, utilizing th e
possibilities of fluorescent reporters enables new oppo rtunities on at- and on-line strain
population and single cell characterizati on and enhances the knowledge on the behavior of
recombinant E. coli under scale-down conditions.

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4. 3. Imp acts of ox yge n osc ill at ions on pr odu ct q u ali ty in rec om bin ant E. coli cu lti vat ed
in mu lti -w ell pla tes
4.3 .1. A bs tr ac t
Gradient formation regarding oxygen availability and nutrient supply cannot be pre vented in
industrial-scale bioreactors due to limite d power input causing insufficient mixing. To
understand microbial responses to t hese gradients, scale -down systems based on connected
multiple compartm ents have bee n established. Unfortunately, the complexity of these
approaches targeting on detailed characterization of changes in microbial physiology
disqualifies their use in high -throughput screening. In this study, the fed-batch simulating
EnBase® technology is used to research the impact of oxygen oscillations on the quality of a
miniproinsulin ex pressed in recombinant E. coli with different feeding rates and inducer
concentrations using 24 -low-well plate s equipped with f luorescent oxyge n and pH sensors
provided by the company PreSens.
Our research results show that norvaline, norleucine, and ß-methyl-norleucine are produced
and incorporated into the recombinant miniproinsulin under oscillating as well as under
reference conditions. Interestingly, the misincorporation can be boosted under reference
conditions with increasing feeding rate and stronger induction of protein expression. Mis -
incorporation rates of all three non -canonical amino aci ds are significantly increased under
oxygen oscillations. Also, the effect of oxygen oscillations is so crucial that no additional effects
of feeding rate or inducer concentration on the incorporation of norvaline, norleucine, and β -
methyl-norleucine can be detected.
4.3 .2. In trod uct ion
The scale-up of bioprocesses is crucial due to ec onomic r easons (Bylund et al. 1998) and
changes the environmental conditions cells experie nce unavoidable. Physical factors defining
these conditions such a s the shear rate , volumetric oxygen transfer rat e, volumetric power
input, and mixing time are usually optimized in the laboratory scale and cannot be moved as
whole to a new scale. Even with a similar react or geometry and an equivalent aeration rate,
each physical parameter would need different stirrer speeds to maintain constant during
scale-up. Especially the stirrer speed to keep a similar mixing time increases significantly with
higher volumes as in larger scale processes the cultivation broth needs to be moved faster to

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be spread throughout the re actor (D. Wang 1979) resulting in the formation of
heterogeneities (Delvigne, Destain, and Thonart 20 06).
Considering increased mixing times during scale up, the addition of a highly conce ntrated and
viscous sub strate solution from t he top of the reactor causes the formation of a gradient
regarding substrate distr ibution. The added feed solution is not immediately dispersed evenly
across the whole bioreactor. Thus, an area close to the substrate inlet can be detected and
characterized by a significant higher substrate concentration than the average concentration
in the remaining bulk reactor. In literature, this are a is known as feeding zone. With increasing
distance to the feed inlet, the substrate concentration decreases up to deplet ion, as it is
consumed faster than it spreads. For a large -scale bioprocess, the substrate concentration is
not only dependent on the distance to the point of feed addition, but also differs r egarding
the radial distance, time, stirrer type and the position of the substrate inlet (Enfors et al. 2001).
Also, the described substrate gradient supports the formation of an oxygen gradient. If the
large-scale process is aerated from b elow, the disso lved oxygen pressure at the bottom of the
reactor is high due to the nearness of the aeration system. This area is c alled aeration zone.
With increasing distance to the aeration system, the oxygen partial pre ssure decrea ses owing
to the insufficient mixing. Furthermore, with the increase in substrate concentration, the
consumption of oxygen by the cells increa ses and suppor ts the formation of an oxygen
gradient (Bylund et al. 1999) . These effects of a process scale -up can crucially impact the
productivity of recombinant microorganisms. It was shown for recombinant E. coli cells that a
volume increase from 30 to 450 L ( 16.7x) resulted in 1.5x lower biomass and 2.75x lower
product yield during the cultivation (Riesenberg et al. 1990).
At high substrate concentrations overflow meta bolism is triggered in E. coli due to a substrate
flow through glycolysis which surpasses the maximum capacity of the TCA cycle leading to
pyruvate accumulation. This pyruvate is converted to acetate, which is assimilated under
substrate limitation conditions (B . Xu, Jahic , and Enfors 1999) and so serves as kind of ene rgy
storage, but also inhibits growth (Lee 1996) . A cetate is also a product of the mixe d acid
fermentation pathway along formic acid, lactate, and succinate under substrate excess
conditions combined with oxygen limitation (as it occurs in a large-scale r eactor feeding zone)
(B. Xu et al. 1999) . F urther, the branched chain amino aci d biosynthesis pathway is
upregulated under conditions which induce pyruvate accumulation. This incr eased activity
leads to the synthesis of valine, leucine, and isoleucine, but also non-canonical amino acids

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like norvaline (Kisumi, Sugiura, and Chibata 1976b), norleucine (Bogosian et al. 1989) , and β -
methyl-norleucine (Muramatsu, Misawa, and Hayashi 2003). Overexpression of a leucine-rich
recombinant protein in combination with oxyge n limitation or oxygen oscillations and glucose
excess have been re ported to trigger the synthesis of th ese non-canonical amino acids
(Veeravalli et al. 2015) . It also has been reported, that these non-canonical amino acids can
become incorporated into recombinant proteins, like norvaline for leucine (Apostol et al.
1997) , norleuc ine instead of methionine (Van Hest, Kiick, and Tirrell 2000) , or β -methyl-
norleucine for isoleucine (Muramatsu, Misawa, and Hayashi 2003).
It is assumed that only a minor fraction of the synthesiz ed non-canonical amino aci ds is
incorporated into native proteins of the organism because native proteins are only a small
fraction of the newly synthesiz ed proteins at the time of induction and overexpression of the
recombinant protein (Bogosian et al. 1989).
Previously, several systems have been used to simulate oscillating cultivation conditions like
they appe ar in large -scale bioreactors , such as the two-compartment reactor. A two-
compartment reactor can be implemented through the combination of two stirre d tank
reactors (STR-STR) (Sandoval-Basurto et al. 2005) or a stirred tank re actor coupled to a plug
flow reactor (STR-PFR). The PFR has the possibility to add a feeding solution or to be aerated
(Enfors et al. 2001) . These techniques allow the s imulation of the passage of the cells through
different “ zones ” of the reactor, and so to investigate the effects of different gradients.
A used alternative to multi-compartment setups is the application of oscil lations inside a single
cultivation vessel via variation of aeration, pH, mixing and the pulse addition of a feeding
solution. This approach can be combined with automatization, parallelisation, and
miniaturization of the system to reach a higher throughput of numbers of experiments
(Neubauer and Junne 2010) . Several investigations on the response of E. coli to these
conditions have been performed while applying these scale-down devices. Influence s on
growth, product formation, physiology, transcription pattern, stress responses, respiration
and organic acid production were analysed (Enfors et al. 2001).

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However, the results of these investigations have shown several deviations between
homogenous lab scale cultivations and cultivations perfor med under simulated large-scale
conditions. For the recombinant production of h uman growth hormone (Bylund et al. 2000) ,
pre-proinsulin (Sandoval-Basurto et al. 2005), green fluorescent protein (Lara, Vazquez-Limón,
et al. 2006) , and α -glycosidase (Ying Lin and Neubauer 2000) was observed that the product
yield and concentration decreased under scale down conditions. At the same time, these
conditions caused a 10% increase in correctly folded proteins for human growth hormone and
a decrease of proteolysis (Bylund et al. 2000) . Additionally, the viability of wild-typ e E. coli
W3110 increased (Onyeaka, Nienow, and Hewitt 2003), but heterogenic conditions le ad to the
formation of subpopulations which had lost their capability for the general stress responses
regulated by the σ s – factor (Delvigne et al. 200 9). For E. coli the plasmid stability increased
under oscillating conditions (Ying Lin and Neubauer 2000).
In this study, the impact of oxyge n oscillations on the quality (amount of misincorporated non-
canonical amino aci ds) of a recombinant miniproinsulin is observed in an easy to set up
approach. 24 -low-well plates equipped with fluorescent oxygen and pH sensors and provided
by the company PreSens are used in combination with the fed -batch simulating EnBase®
technology to cultivate the recombinant E. c oli with different feeding rate s an d inducer
concentrations within one cultivation.

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4.3 .3. M ate ria l a nd M eth ods
The main focus of these exper iments was to in vestigate the influenc es of oscillating oxyge n
supply on the misincorporation of non-canonical amino acids into a recombinant
miniproinsulin at different feeding rates and inducer concentrations in a high -throughput
compatible setup. The experiments were performed using an on/off shaking approach in
comparison to a continuously agitated culture within 24 -well plates enabled for online pH
(Hy droDish®HD24) and dissolved oxy gen tension (DOT) (OxoDish®HD24) measurements
manufactured by PreSens GmbH (Regensburg, GER). The dissolved oxyge n concentration
oscillations were applied in ten-minute cycles consisting of nine minutes shaking followed by
a shaker stop for one mi nute. These oscillations lead to recurring oxygen limitation for 10 %
of the expression time. E. coli K12 W3110M, which had a mutation causing an overexpression
of the lac inhibitor and carried the plasmid pSW3 (recombinant miniproinsulin expressed as
inclusion bodies and ampic illin resistance gene) was used i n all cultivations. Sanofi-Aventis
Deutschland GmbH thankfully provided both strain and plasmid.
4.3 .3 .1. Pre cu ltu re
20 mL LB co ntaining 0.1 g L -1 ampicillin in a 100 mL Erlenmeyer flask was inoculated with 50
µL cryo stock and cultivated for six hours at 37 °C and 2 50 rpm. A final optical density (OD 600 )
of 5.4 was reached.
4.3 .3 .2. Cult ivatio n Co nditi on s
In both cultivations, th e Enpresso® B medium by Biosilta was used to apply fed -batch
conditions. Before induction, cells were cultivated in 75 mL medium in a 500mL pre-calibrated
Corning®-Erlenmeyer flask equippe d with online measurement probes f or dissolved oxyge n
and pH (PreSenS GmbH, Regensburg, Germany ). 3 UL -1 of re agent A were used as initial
feeding rate. The medium was inoculated to an OD 600 of 0.0 54 with the LB preculture. The
flask was set on the PreSens Shake Flask Reader system (PreSens GmbH) to monitor DOT and
pH online and cultivated overnight at 35°C and 250 rpm up to an OD600 of appr oximately
11.5.
Then the culture was distributed on HydroDish®HD24 and OxoDish®HD24 multi-well plates
(PreSens GmbH). In each of the 24 wells per plate one mL culture was filled. Another 0.1 gL -1
ampicillin were added into each well as well as IPTG (for induction of mini proinsulin
expression) and reagent An (ad justment of feeding rate ) to match the concentrations pictured

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in Table 4.3.1. Purified water was used to equalize the volumes of added substances. Both
plates were cultivated under the same cultivation conditions with the Hy droDish®HD24 for pH
monitoring and the OxoDish®HD24 for measuring the DOT.
Table 4.3.1 : Schematic illustration of the applied cultivation conditions regarding feeding rate
(amylase concentration) and induction intensity (IPTG concentration) for the Hy droDish®HD24
and the OxoDish®HD24 during the oscillating and the homogenous cultivation.

Compound

Well

1

2

3

4

5

6

Amylase [U/L]

A

3.0

4.5

6.0

7.5

9.0

10.5

IPTG [µM]

0

0

0

0

0

0

Amylase [U/L]

B

3.0

4.5

6.0

7.5

9.0

10.5

IPTG [µM]

50

50

50

50

50

50

Amylase [U/L]

C

3.0

4.5

6.0

7.5

9.0

10.5

IPTG [µM]

250

250

250

250

250

250

Amylase [U/L]

D

3.0

4.5

6.0

7.5

9.0

10.5

IPTG [µM]

1000

1000

1000

1000

1000

1000

The plates were cultivated on the associated SDR Sensor Dish Reader system (PreSenS GmbH) .
This expression phase lasted five hour s at 35 °C . For the homogenous culture 200 rpm were
applied continuously, as for the osc illating shaking cultivation 9min with 200rpm were
followed by one min of shaking stop.
4.3 .3 .3. Ana lytic al M eth ods
Optical Density at 600 nm
Optical densities for both plates (data from HydroDish®HD24 not shown) were determined as
endpoint measurements in duplicate diluted 1:100 in 0.9 % NaCl solution. The measurements
were performed using a Syner gy™ Mx Mi croplate Reader (BioT ek Instruments, Winooski,
USA).

Feeding rate

Inducing agent

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Analysis of amino acid composition of inclusion bodies proteins
800µL of cultivation broth sample drawn from each well of the OxoDish®HD24 at th e end of
the cultivation time were immediat ely centrifuged for 10 min at 16000 rpm and 4°C. The
supernatant was discarded and the cell pellets were stored at -20°C until further analysis.
For IB purification the cells were resuspended in purified water to an OD 600 of 18 (around 6 g
L -1 DCW). 200 µL were taken for inclusion bodies purification using the BugBuster® Protein
Extraction Reagent (Merck, Darmstadt, Germany) and then hydr olyzed and analyzed like
described in SOP 2 (Chapter 9.2).
4.3 .4. R es ul ts
4.3 .4 .1. Env ironm ent al c ondit ions
The initial batch phase of both cultivation appr oaches was performed in a shake fla sk before
splitting the culture into multi-well plates at the point of induction. A comparison of the online
monitored para meters pH and DOT of b oth culture s is illustrated in Figure 4.3.1. Bot h
cultivations show the same trend towards DOT and pH development, and so it can be assumed
that both cultivations are in the same physiological state at the point of distribution and all
upcoming differences are based on further applied cultivation conditions.
Based on the DOT trend, both cultivations show an exponential growth rate for the first three
hours followed by glucose-limited growth. Dissolved oxygen levels never decreased under 60
% indicating always efficient supply of the cells with oxygen . For both cu ltures, the pH slightly
decreases during the cultivation time from around 7.2 to 6.6. This reduction displays the
consumption of ammo nium from the medium as a nitrogen s ource, which leads to a pH
decrease as no pH controlling reagent as nitrogen source has been fed.

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After the initial fed-batch phase each of the two cultures has been distributed into two 24 well
dishes allowing either the online measurements of oxygen or pH (Hydr oDish®HD24 and
OxoDish®HD24). While the reference cultivation was performed with constant shaking the
oscillating cultivation suffered per iodical oxygen limitation triggered via switching off the
shaking of the incubator. Furthermore, different feeding rates and inducer concentrations
were applied to each well. The comparison of the online measurements per well for both
cultures is shown in Figure 4.3. 2 and 4.3. 3.

Figure 4.3.1 : Online measurement of the dissolved oxygen tension and the pH for the initial fed -batch
phase ahead of induction performed in a sha ke flas k equippe d with online measurement pro bes.
Feeding started at 0h.

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Observing oxygen level spikes (Figure 4.3.2) due to non -continuous shaking can clearly be
detected in the early phase of the cultivation. Swi tching off sh aking leads to a sudden dec rease
in DOT and an increase in DOT can be seen with continued shaking. With increasing cell
density, especially under higher feeding rate s these spikes disappear and minimum oxygen
levels of 8.3 % are measured in wells of both the continuous and non-continuous cultivations.
It see ms doubtful that stopping the shaking stops to ha ve an influence on the culture after
reaching a certain biomass. Furthe rmore, the combination of filling volume and stirrer speed
could have led to a non-optimum liquid level above the sensor spot and so re sulted in a limited
measurement range at low oxyge n concentrations. In general, trend s in DOT levels are
comparable for both exper iments. Oscillating oxygen availability does not largely influence the
overall oxyge n uptake. Under all cultivation conditions, a linear decrease in available DOT i s
detectable until the detection mentioned above limit is reached. With incre asing feeding rate
this point is reached earlier.

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Figure 4.3. 2: Online monitoring of DOT per we ll performed with OxoD ish®HD24.
Different addition of amylase and IPT G per well. Induction started at 0 h.

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Figure 4.3.3 : on line measurements o f pH per well performed with
HydroDish®HD24. Differen t addition of amylase and IPTG per well. Induction
started at 0 h.

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In the oxygen oscillating cultures, an increasing feeding leads to lower oxygen concentrations
during the shaking breaks. Furthermore, with increasing concentrations of IPTG and so the
strength of recombinant protein production, the oxygen consumption is rai sing at low feeding
rates. This effect is compensate d by the overall increased demand for oxygen with increasing
feeding rate.
Oscillating oxygen availability has no effect on the pH level (Figure 4.3.3) as n early no
difference can be detected between both cultivations. While pH values showed almost now
change at the lowest feeding rate adjusted with 3 UL -1 reagent A, higher feeding rates led to
a pH decrease accelerated with increasing growth. IPTG concentration does not seem to have
an impact on the pH trend.
4.3 .4 .2. Cell gr ow th
Due to limited cultivation volume , cell growth was monitored via optical density
measurements only at three-time points: end of preculture, at the point of induction, and at
the end of the experiment. A comparison of ODs for both cultivation modes and all applied
cultivation conditions is shown in Figure 4.3.4.
Comparable ODs c ould be dete cted at the end of the preculture and the point of protein
induction, which means at the point of splitting the culture into the multi -well plates. Both
cultivations are in a comparable metabolic state, and all differences se en at the end of the
multi-well phase of the experiments are based on effects due to cultivation conditions.
As the total cultivation volume was limited to 2x 1mL the ODs at the endpoint were measured
in a Synergy™ Mx Microplate Reader (Biotek, USA) using a sample volume of 150µL.

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Figure 4.3.4 : Optical densi ty mea surements . Before induction performed fo r the shake flas k
cultures with an Ultrospec 2100 pro Photometer. After inductio n (0 h) perfo rmed with a
Synergy™ Mx Microplate Reader for each well. Differ ent addition of amylase and IPTG per well.

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Unfortunately, these endpoint measurements showed a higher deviation compared to the
earlier cuvette measurements in som e cases. As these data points were the basis for the
normalization of biomas s concentration for the analysis of the inclusion bodies, this might
cause a problem regarding wrongly calculated amino acid concentrations at the analysis of the
recombinant protein. Therefore, in cases of a high standard deviation outlie rs differi n g
significantly from other optical density measurements were not included in the following
normalization calculation.
In general, optical densities under oscillating oxygen cultivation conditions are lower than for
the reference cultivation. An increasing feeding rate at f irst seems to result i n hig her cell
densities due to more available substrate released over the cultivation time . There is a trend
towards lower ODs using reagent A concentrations great er than 7.5 UL -1 , which could be based
on the accumulation of growth inhibitory side products. There is no obvious influence of the
induction intensity on the cell growth.
4.3 .4 .3. Am ino A cid co mp ositio n
After purification and hydrolysis, the amino aci d composition of the inclusion bodies fraction
has been analyz ed using GC-MS to reveal the influences of periodical ly applied oxygen
limitation on the incorporation of the non-canonical amino aci ds norvaline, norleucine, and β -
methyl-norleucine into the leucine-rich recombinant mi niproinsulin. Before the grade of
purity was checked on an SDS -PAGE gel stained with Coomassie Blu. No contaminations with
other cellular proteins could be detected on the gel (data not shown).
Norvaline can be incorpo rated into proteins inste ad of leucine (Apostol e t al. 1997) and is such
an important marker for the quality of expressed recombinant proteins with a higher leucine
amount especially in the pharmaceutical industry. Looking at the non-induced cultivations
(Figure 4.3.5) four base results can be seen:
(1) There is a base level of leaky expression detectable.
(2) No norvaline incorporation is measured under any feeding rate.
(3) There is no re markable difference in the leucine amount analy zed triggered by the
cultivation mode (in average 6.2 µmol/OD for the reference and 5.8 µmol/OD for the
oscillating culture).
(4) Increasing the substrate availability does not i ncrease the protein amount in the inclusion
bodies fraction per cell (similar leucine concentrations o ver all fee ding rates).

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At 50 µM IPTG norvaline inside of the inclusion bodies f or both cultivation modes can be
detected. Overall, the amount of leucine inside of the inclusion bodies is not influenced by the
increasing feeding rate (in average 16.5µmol/OD for the reference and 15.8 µmol/ OD for the
oscillating culture), indicating that an increase in feeding does not increase the product yield,
which was also seen on SDS-PAGE (data not shown). At the same time, norvaline
concentrations in the inc lusion bodie s per cell increase with increasing feeding rate and the
associated oxygen limitation for both cultivation modes. Furthermore, applie d oscillating
availability of oxygen enhanc es the amount of misincorporated norvaline into the
recombinant miniproinsulin. Interestingly, the normalized ratio of norvaline/leucine is ri sing
stronger with increasing feeding rate under normal conditions. Mis -incorporation triggere d by
oscillating oxygen availability seems to overlay this effect and has a stronger impact than the
applied feeding rate. These observations are also true for cultures induced with 250 µM or
1000µM IPTG (Figure 4.3.5 A and 4.3.5B).
When comparing the differe nt intensities of induction, only a slight increase in leucine
concentrations in the in clusion bodie s fra ction p er ce ll can be seen , leading to only a modest
increase in protein synthesis due to increased inducer concentrations . For the cultures
induced with 250 µM IPTG, there is an avera ge leucine IB concentration per cell of 16.6
µmol/OD for the reference and 16.2 µmol/O D for the oscillating cultivation. Cultures induced
with 1000µM IPTG the average leucine IB concentration per cell is of 17.1 µmol/ OD for the
reference and 15.8 µmol/OD for the oscillating culture . At lower feeding rates a higher IPTG
concentrations re sult in stronger misincorporation of norvaline. This effect diminishes with
increasing feeding rates . This result indicates that ov erproduction of a recombinant protein,
under strong substrate limitation, increases incorporation of norvaline, whereas the strength
of induction has no impact on sufficient substrate supply.

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Figure 4.3.5 : (A) Concentrations of the canonical ami no acid leucine and the corresponding non-
canonical amino acid norvaline for the purified i nclusion bodies of the homoge nous reference
cultivation a nd the oscilla ting oxygen cultivation. Samples were drawn 5h after induction and
normalized to the OD 600 . Break between 0.01 and 1 µmol/OD. (B) Ration of incorporated
norvaline to leucine normalized to biomas s.

(A)

(B)

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Regarding methionine and its corresponding non -canonical amino acid norleucine (Figure
4.3.6), it is interesting to see already norleucine misincorporation in non-induced cultures.
In the cultivations induce d with 50 µM IP TG norleucine like n orvaline can be detected in both
cultivation modes. For the reference cultivations, the norleucine proportion in the inclusio n
bodies slightly increases with rising feeding rates. This increase is less steep than it was for
norvaline (Figure 4.3.5 ). For the oscillating cultivations, the incorporation of norleucine
increases compared to the homogenous reference plate, but the amount of incorporated
norleucine to methionine per cell decreases with increasing feeding rat e ( Figure 4.3.6 ).
For higher inducer concentrations, the same slight increase of the norleucine
misincorporation was monitored with incr easing feeding rate for the reference cultivations ,
also oxygen oscillations triggered norleucine incorporation. For the reference culti vations,
there is no significant impact of increasing induction intensity on the amount of incorporated
norleucine, and the oxygen oscillating cultures show no common trend.
The normalized concentrations of isoleucine and β -methyl-norleucine inside of the inclusion
bodies are shown in Figure 4.3.7. The concentration of leucine is around five times higher than
the one of isoleucine and almost matching the leucine/is oleucine ratio of the recombinant
miniproinsulin of 1:3. For the non-induced cultures, the non- canonical amino acid (β -methyl-
norleucine) is already detected at higher levels than norleucine.
Regarding the culture induced with 50 µM IPTG, β -methyl-norleucine is detected for both
cultivation modes. Like described earlier, the periodical exposure of the culture to oxygen
oscillations caused an increased misincorporation of the non-canonical amino acid.
The ratio of incorporated β -methy l-norleucine compared to isoleucine increased with
increasing feeding rate in the reference cultivation plate. F or the oscillating cultivation s, the
amount of incorporated β -methyl-norleucine in the recombinant protein remain ed almost
constant with increasing feeding rate indicating that oscillating oxygen availability has a
stronger influence on the incorporation of β -methyl-norleucine than the feeding rate. Same
observations can be seen for the cultures induced with 250 µM and 1000 µM IPTG.
β -methyl-norleucine incorporation is not influenced by the concentration of applied IPTG.

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Figure 4.3.6 : (A) Concentr ations of the canonical amino acid methionine and the corresponding
non-canonical amino acid norleu cine for the purified inclusion bodies of the homogenous
reference cultiva tion and the oscillating oxygen cultivation. Samples were drawn 5h afte r
in duction and normalized to the OD 600 . Break between 0.1 and 0.1 µmol/OD. (B) Ration of
incorporated norleucine to methionin e normalized to biomass.

(B)

(A)

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Comparing detected concentrations for norvaline with norleucine it can be see n that, although
it is a leucine rich protein with an around 4 to 5 times higher measured concentrations of
leucine in the inclusion bodies fractions than for methionine, norleucine is incorporated in a
significantly higher amo unt than n orvaline. For the induced cultivations, the concentrations
of measured norleucine surpass norvaline concentrations from six up to eleven times,
depending on the cultivation conditions.
Also, the leuc ine concen trations are also about five times higher than the detected iso leucine
am ounts. Comparing the measurements of norvaline to β -methyl-norleucine for the induce d
cultures reveals a 5 to 11 x higher incorporation of β -me thyl-norleucine about norvaline
depending on the applied cultivation conditions.
While the concentrations of isoleu cine and methionine are mea sured approxima tely in the
same range in the inclusion bodies fractions of th e induced cultivations, analyz ed amounts of
norleucine are twice as high as the concentrations of β -methyl-norleucine for both cultivation
modes.
The analysis of the canonical amino acids valine, alanine, and glycine (Figure 4.3.8 ) reveals no
significant difference in expressed recombinant protein amount triggere d by the cultivation
mode. There is no clear relation between feeding rate or inducer concentration to the final
productivity of the recombinant miniproinsulin in comparison to the effects on product quality
due to misincorporation of non-canonical amino acids.

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Figure 4.3.7 : (A) Co ncentrations of the canonical am ino acid isoleucine and th e corresponding non-
canonical amino acid β -methyl-norleucine for th e purified in clusion bodies of the homogenous
reference cul tivation and the oscillating oxygen cultivation. Samp les were drawn 5h after induction
and normalized to th e O D 600 . Break b etween 0 .1 and 0.1 µmol/ OD. (B) Ration o f incorpo rated β -
methyl-norleucine to isoleucine normali zed to biomass.

(A)

(B)

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4.3 .5. D isc us sion
The results of this study reveal a connection between different applied feeding rates, inducer
concentration (expression strength) and the oxygen oscillations on the incorporation of n on-
canonical amino acids like norvaline, norleucine, and β -methyl-norleucine into a leucine-rich
recombinant expressed miniproinsulin .

Figure 4.3.8: Concentrations of the can onical amino acid valine alanine and glycine for the purified
inclusion bodies of the homogenous reference cultivation an d the oscillating oxygen cultivation.
Samples were drawn 5h after induction and normalized to the biomass.

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Although due to culture volume limitations a co mplex analysis during the cultivation time was
not possible, it can be assumed that both cultivations are comparable. Based on the online
measurement of dissolved oxygen tension and pH also during the initial fed-batch phase in
combination with the offline dete rmination of ODs before and after the initial fed-batch phase
the ce lls in both experiments wer e in the same physiological state at the point of transfer into
the multi-well plates. Therefore, differences detected at the end of the ex periments can be
related to effects happened due to different cultivation conditions and oxygen oscillations.
To our knowledge, this is the first study researching on the impacts of oxygen oscillations,
substrate availability, and induction intensity focussing on th e incorporation of non-canonical
amino acids into a recombinant protein and its quality in a screening scale setup instead of
the final protein yield .
In princ iple, we could detect the in corporation of the non- canonical amin o acids at all feeding
rates, induction intensities, and both cultivation modes. It ha s been previously reported that
the overexpression of a recombinant protein enhances non-canonical amino acid synthesis
(Veeravalli et al. 2015). Therefore, we did not only test non -induced and induced cultivation
conditions but also varied the inducer concentrations to ap ply different induction intensities
to see, whether this influences the incorporation of theses amino acid analogs.
It is assume d that the overexpression of e.g. a leucine -rich protein generates an enhanced
demand for this amino acid an d therefore results in increasing the productivity of the
branched chain amino acid pathway. This correlation has been shown to lead to the
accumulation of non-canonical amino acids (Bogosian et al. 1989; Apostol et al. 1997) and also
resulting in increased incorporation (Harris and Kilby 2 014) .
Norvaline incorporation as only analyz ed non-canonical amino acid could not be proven for
non-induced cultures. Apostol and Bogosian postulated that a minimum concentration limit
needs to be re ached before a non-canonical amino acid is incorporated (Bogosian et al. 1989;
Apostol et al. 1997) . This observation could explain why no norvaline was incorporated under
leaky expression conditions in comparison to induce d express ion. Acc umulation of norvaline
triggered by induction of expression to level s hi gher than needed to cause misincorporation .
As norleucine and β -methyl-norleucine are already incorporated into the recombinant
miniproinsulin without induction, their synthe sis seems to be favored compared to norvaline.

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Furthermore, the combination of oxygen limitation or oxygen oscillations with a steady supply
of substrate has been shown to result norvaline acc umulation, linking the synthesis to a
glucose overflow reaction (S oini, Ukkonen, and Neubauer 2011) . Oxy gen limitation is the
second influenc e parameter for non -canonical amino acid accumulation and was
implemented in two different ways for this experimental study:
(1) The incre ase of feeding rate resul ting in a stable and persisting oxygen limitation at higher
feeding rates.
(2) Oscillating oxygen availability mimicking conditions cells ex perience in large -scale
processes (Enfors et al. 2001).
Previously it has been reported from Soini and colleagues that after a sudden and permeant
oxygen downshift combined with sufficie nt substrate supply leads to an incr ease in norvaline
formation (Soini et al. 2008). Regarding the influence of feeding rate and the resulting stable
oxygen limitation in the reference cultivations (without oxygen oscillations) an increasing
incorporation of norvaline, norleucine and β -methyl-norleucine could be detected.
Soini also obse rved norvaline accumulation for oscillating oxygen profiles under oscillating
substrate supply (Soini, Ukkonen, and Neubaue r 2011). The screening sca le ex periment in this
study was performed with oxygen oscillation and a constant fee ding and has shown that
exposure of cells to periodical oxygen limitation increases the incorporation of all three amino
acid analogs into the recombinant protein. Similar results wer e observed before with
oscillating oxygen and glucose concentrations within a two-compartme nt scale-down reactor
(Chapter 4.2.1).
Leucine is the most abundant amino acid in the sequence of the recombinant protein,
followed by both methi onine and isoleucine which are almost equal (three and five residues
per peptide molecule). Nevertheless, norvaline is the lea st incorporated non-canonical amino
acid of the three examined non -canonical amino acids, followed by β -methyl-norleucine and
subsequently followed by norleucine. This result indicates that the frequency of the c anonical
ami no acid in the peptide sequence is not the main factor responsible for misincorporated
amino aci d analogs. As incorporation on non -canonical amino acid occurs via
misaminoacylation of tRNAs, increasing accumulation of the non -canonical amino acid

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influences the incorporation rate (Barker and Bruton 1979; Apostol et al. 1997; Muramatsu,
Misawa, and Hayashi 2003). The c omparable low incorporation of nor valine, despite the
significant portion of leucine in of the recombinant protein, could lea d to the assumption that
norvaline might be produced in lesser amou nt s than norleucine and β -methylnorleucine,
which has been seen in similar experiments in bioreactors (Chapter 4.1 and 4.2).
The optical density measurements indicate a reduced growth behavior under oxygen
os cillations, which also h as been previously reported for other scale-down studies and large-
scale bioprocesses. Xu and colleague s reported a biomass loss of 8.4 % for their two-
compartment system with oxygen and substrate oscillations while Oneyaka described a 10.4 5
% loss for a 30 m 3 bi oreactor compared to the expected biomass (B. Xu et al. 1999; Onyeaka,
Nienow, and Hewitt 2003) . Further groups cou ld observe t his effect comparing large scale
reactors with lab scale processes (Bylund et al. 1998) or for a pulsed feeding scale down device
(Ying Lin and Neubauer 2000). The re ason for this decrease could be an acc umulation of
growth inhibiting by-products . Furt hermore, Bylund reported an increase d rate of cell lysis for
a recombinant E. coli W3110 strai n ex periencing glucose and oxygen oscillations in a two-
compartment reactor (Bylund et al. 2000).
4.3 .6. O utlo ok
This study shows that effects based on cultivation environments see n in production-scale
bioreactors influencing the quality of produced recombinant proteins can alre ady be applied
in screening experiments without th e need of complicated experimental setups. It is a proof-
of -principle that alre ady in the early stages of bioprocess development valuable data can be
gained for effic ient choosing of suitable production hosts and cultiva tion protocol
development with product quality as the focus.

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4. 4. At -l ine mo nito ri ng of in clu sio n bo dies form at io n in rec om bi nan t E. col i
cu lti vati on s u sin g t he flu or esc en t d ye T hiof la vin -S
4.4 .1. A bs tr ac t
Until today Escherichia coli is a preferred micr obial host to produce recombinant proteins in
industrial and pharm aceutical bioprocesses. Due to its limite d capabilities of posttranslational
modifications compared to eukaryotic cells many heterologous proteins expressed in E. coli
are agglomerating to wr ongly folded and inactive but almost pure bacterial inclusion bodies.
Recent stud ies could show that inclusion bodies in bacterial c ells sh are mechanical and
structural properties wi th amyloid plaques, which are linked to several severe diseases like
Alzheimer’s, type II diabetes, Parkinson’s or Rheumatoid arthritis. These shared structur al
features turned inclusion bodies formation in microorganisms into a valuable tool for
characterization of amyloid agglomeration and screening for agglomeration decreasing drugs.
Assays to identify and to quantify amyloid plaques in mammalian cell culture s and tissues have
been adapted to bacterial systems like the application of the fluorescent dye Thioflavin- S.
This study shows the application of Thioflavin-S staining to monitor rec ombinant protein
expression at -line during a bioreac tor cultivation. We could dete ct a linear correlation
between concentrations of formed inclusion bodies and dete cted fluorescence signals from
intact Escherichia coli cells. As Thioflavin -S staining is fast, easy to use, and inexpensive, this
opens possibilities for new and innovative approaches in productivity based high throughput
screenings and bioprocess development or to use the recombinant protein production rate
for productivity based process control.
4.4 .2. In trod uct ion
Escherichia coli belongs to the most widely applied industrial host strains for the ex pression
of re combinant proteins in the commercial scale (Festel 2010) . Several advantages are known,
which turn E. coli into a valued host for the commercial product ion of heterologous proteins
for pharmaceutical and industrial purposes. These include established gene tic engineering
tool boxes as well as inexpensive cultivation of cells and high expression of proteins resulting
in the straightforward and fast production of sufficie nt concentrations of product (L. Hewitt
and McDonnell 2004). Never theless, E. coli as a host for heterologous protein production ha s
drawbacks. E. coli is not known for efficient secretion of proteins to the cultivation medium .
Furthermore, fast and strong induction of heterologous protein expression in E. coli cells often

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results in agglomeration of the target protein into almost pure intracellular inclusion bodies
isolated against post-translational modifications (Fahnert, Lilie, and Neubauer 2004) .
However, the production of recombinant proteins as inclusion bodie s in E. coli shows a
sustained demand until today as favored production technique and is widely applied for
heterologous protein production for commercial purposes re gardless of complicated
downstream processing (Panda 2003). Inclusion bodies formation can be seen in the
cytoplasmic as well as the peripl asmic areas of E. coli cells. They are usually described as non-
native insoluble aggregates showing no biochemical activity.
This view has changed significantly over the last ye ars as it could be demonstrated that
inclusion bodies can consist of highly ordered structures comparable to amyloid aggregates
(Dasari et al. 2011 ). Further, it was d iscussed if these observations are limited to aggregations
of amyloidogenic proteins. It could be proven that formed inclusion bodies for several non -
amyloidogenic polypeptides constitute amyloid re presenting structures turning bac terial
inclusion bodies formation into a pow erful too l for analy zing amyloid aggregation (L. Wang et
al. 2008) . Numerous tec hniques have been described to detect protein agglomeration in
microorganisms, e.g. using fluorescent protein fusion tags (e.g. GFP) or fluoresce nt dyes
specifically binding to amyloid-like structures (e.g. Thioflavin-S) (Ami et al. 2013).
Fusion tags load an a dditional burden on the ce llular translation mac hinery. For small
recombinant proteins like insulin or Interleukin -2 the size of the fusion partner even would
surpass the size of the desired product. Also, protein aggregation could lead to misfolding of
the GFP and so inhibit fluoresce nce (Villar-Piqué et al. 2012). It could be shown, that the
amyloid binding fluores cent dye Thioflavin -S can penetrate E. coli cells and stain bacterial
inclusion bodies (Espargaró et al. 2016). Three amyloid-binding dyes are used in literature:
Congo-Red, Thioflavin-T, and Thiofla vin-S. Thioflavin-S is the preferred applied dye for staining
intracellular inclusion bodies in bacte ria in-vivo as it can easily pass and pene trate cell
membranes and has no impact on inclusion bodies formation. Thioflavin-T has been shown to
be inferior regarding membrane penetration (Darghal, Garnier-Suillerot, and Salerno 2006),
and Congo- Red is known for possible decreased agglomeration (S pólnik et al. 2007) . Also ,
Thioflavin-S shows a conformational change after binding to amyloid structur es lea ding to a

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shift in the fluorescence wavelength spectrum and increasing fluorescent intensity (LeVine
1999).
It would be a significant advancement for recombinant bioprocess development,
optimization, and contr ol if the pr oduct protein synthesis rate would be easily detectable. A
drawback here is that usually the product synthesis rate can be calculated after sampling,
purification and quantification of the target compound.
This study shows the adaptation of an approac h based on intracellular staining o f inclusion
bodies formed in E. coli cells for monitoring recombinant product formation during bioreactor
cultivations. This method, firstly described by Espargaró, Sabate, and Ventura in 2012, was
originally designed to screen for amyloid aggregation inhibitors. Here , we illustrate that the
assay is sensitive enough to describe inclusion bodies aggregation during a bioprocess at -line
and almost immediate, simple to use and inexpensive. Also, no additional reporter proteins
or peptides nee d to be used preventing the add ed burden of the cellular protein synthesis or
possible problems regarding the detection of the reporter signal.
4.4 .3. M ate ria l a nd m eth ods
Staining of amyloid protein plaques in mammalian cells using Thiofla vin-S is a standard
technique. As described before bac terial inclusion bodies display similar protein
characteristics like amyloid plaques and Thioflavin -S was already positively applie d for
comparative quantification of inclusion bo dies under varying cultivation conditions. Now, the
published protocols we re adapted to record the formation of inclusion b odies of an
miniproinsulin, inter leukin-2, and an alcohol dehydrogenase in E. coli W3110M an d RB791.
This approach is separated into three parts:
(1) Test of the available method with two reco mbinant E. coli strains producing a
miniproinsulin, human interleukin-2 and an alcohol dehydrogenase on agar plates.
(2) Monitoring of a test cultivation using E. coli W3110M expressing the miniproinsulin.
(3) At -line monitoring of th ree recombinant E. coli shake flask cultivations using global
fluorescence and flow-cytometry.

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4.4 .3 .1. Str ain
E. coli K12 W3110M with a mutation triggering the overexpression of th e lac inhibitor and its
recombinant derivatives W3110M pSW3 (plasmid encoding for recombinant miniproinsulin
expressed as inclusion bodies and ampicillin resistance gene) and W3110M pCTUT7 -IL2
(plasmid encoding for rec ombinant human interleukin -2 expressed as inclusion bodies an d
chloramphenicol resistance gen e) were used in almost all experiments. E. coli RB791 is like
W3110M and carries the lacI Q mutation. It was transformed with pADH (plasmid encoding for
alcohol dehydrogenase and ampicillin resistance gene ). Strain W3110M and plasmid pSW3
were thankfully provided by Sanofi-Aventis Deutschland GmbH. The strain RB791 and the
plasmids pCTUT7-IL2 and pADH were obtained from the laboratory strain and plasmid
collection. Th e backbone of pCTUT7 -IL2 is part of the plasmid library described in Kraft et al.
(2007).
4.4 .3 .2. Me dia
All chemicals mentioned were acquired from either Carl Roth GmbH, Karlsruhe, Germany, or
Sigma-Aldrich Che mie GmbH, Munich, Germany, if not otherwise specified. The composition
of standard LB medium used for initial pre cultivations was 10 gL -1 tryptone, 5 gL -1 yeast extract,
10 gL -1 NaCl and appropriate antibiotics (100 µgL -1 ampicillin, 34 µgL -1 chloramphenicol). For
the first test of Thioflavin -S staining on plates, 15 gL -1 agar-agar and if needed antibiotics like
mentioned before as well as IPTG to a final concentration o f 1 mM were added to LB medium
before pouring.
The bioreactor cultivation to test monitoring as well as to produce biomass for parameter
optimization was done in a 2 L- scale bioreactor. Biomass was harvested as 20 mL aliquots in
50 mL centrifugation tubes, centrifuged at 4°C and 15000 g for 10 min, and stored at -20°C
until further use. The used minimal medium (B. Xu, Jahic, and Enfors 1999) in t he bioreac tor
contained 2 gL -1 Na 2 SO 4 , 2.468 gL - 1 (NH 4 ) 2 SO 4 , 5 gL -1 , NH 4 Cl, 14.6 gL -1 K 2 HPO 4 , 3.6 gL -1 NaH 2 PO 4
x 2H 2 O, 1 gL -1 (NH 4 ) 2 -H-Citrat, 1 mL Antifoam Sigma 204. Per liter medium 2 mL trace elements,
2 mL MgSO 4 -solution (1.0 M), 2 mL thiamine solution (50 gL -1 ), and 1 mL ampicillin solution
(100 mgL - 1 ) were sterile-filtered through an 0.22 µm-membrane filter into the reactor after
sterilization. The trace element -solution consisted of 0.5 gL -1 CaCl 2 x 2H 2 O, 0.18 gL -1 ZnS O 4 x
7H 2 O, 0.1 gL -1 MnSO 4 x H 2 O, 20.1 gL -1 Na -EDTA, 16.7 gL -1 FeCl 3 x 6H 2 O, 0.16 gL -1 CuSO 4 x 5H 2 O,
0.18 gL -1 CoCl 2 x 6H 2 O. The starting batch glucose concentration was 5 gL - 1 .

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EnPresso® B (BioSilta Ltd., Cambridge, UK) was used in the final characterization experiments
in shake-flasks.
4.4 .3 .3. Test ing T hiofl av in-S stain ing o n r eco mbin ant m ode l sy stem s
Twenty milliliters of LB medium were inoculated with 50 µL of cryostock and incubated at 37°C
for five hour s at 200 rpm in a 100 mL Erlenmeyer flask. 200 µL were spread on freshly prepared
LB-agar plates containing the appropriate antibiotic and IPTG for recombinant strai ns and
incubated overnight at 37°C. Then th e cells were washed from the plates with one mL PBS (8.0
gL -L NaCl, 0.2 gL -1 KCl, 1.42 gL -1 Na 2 HPO 4 , 0.27 gL -1 KH 2 PO 4 ) and adjusted to an OD 600 of 1.
Thioflavin-S staining was done base d on the protocol p ublished by Espargaró, Sabate, and
Ventura (2012) with the modifications from Aguiler a et al. (2016). Cells were washed twice
with one mL fresh PBS with centrifugation steps at 5000 g and 4 min. The published 1100 g as
centrifuge setting resulted in too soft cell pellets and biomass loss during sample prep aration.
After washing, the cell pelle t was resuspended in 500 µL Th ioflavin- S s olution (5 % (w/v) in
12.5 % etha nol) and incubated for 60 minutes at room temperature. After incubation, the
stained cell pellet was washed three t imes with fres h PBS. Finally, the pellet was again
resuspended in 1 mL fresh PBS, and 4 * 200 µL w ere transferred into wells of a UV -transparent
multi-well plate (UV-Star® 96 -Well Microplates, Greine r Bio-One, Kremsmünster, Austria).
Fluorescence (excitation: 375 nm, em ission: 455 nm) and OD 600 were measured in a Syner gy™
Mx Microplate Reader from BioTek Instruments. The internal detector sensitivity was set to
100.
4.4 .3 .4. Pre cu ltiv at ion for th e bio rea cto r cult ivatio n
Twenty milliliters of sterilized LB medium were in oculated with 50 µL cryostock of the desire d
strain and incubated for five hours at 37°C and 200 rpm in a 100 mL glass Erlenmeyer fl ask.
For the second precultivation, 100 mL mineral salt medium were inoculated with one mL LB -
preculture s tandardized to OD 600 1 in a 500 mL Erlenmeyer flask and cultivated lik e before. As
the OD 600 reached 0.3, the total broth volume was taken and transferred into the bioreactor
for a final OD 600 of 0.015.

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4.4 .3 .5. Cult ivatio n co nd ition s fo r th e bio reac tor c ult iva tio n
The bioreactor cultivation was performed as pulsed -fed fed -batch experiments using E. coli
W3110M pSW3 in a KLF 2000 with a total volume of 3.7 L from Bioengineering AG (Wald, CH).
2 L of the earlier defined mineral salt medium in the reactor vessel were inoculated with 5 %
(v/v) pre culture broth. After the batch phase fee ding was started at substrate depletion. The
feeding solution contained 440 gL -1 dextrose solved in fresh cultivation medium. Changes were
a four times increased trace element concentration to a void limi tations at high cell densities
as well as no MgSO 4 , antifoam or ampicillin. Extra 4 mL 1.0 M MgSO 4 -solution were added
every OD 600 20. The feed inlet was connected to the top gas phase of the STR.
The feeding phase was divided into two parts. The first par t was performed as ex ponential
feeding phase with an initial feeding rate F 0 = 0.0125 Lh -1 and an exponential growth of µ =
0.3. After three hours of feeding, recombinant protein synthesis was induced by addition of
IPTG to a final concentration of 1 m M. F rom now on, the feeding rate was no longer increased.
In this pulsed -fed cultivation, a nutrient oscillation cy cle of 10 minutes was used feeding the
whole glucose of one cycle in the first minute followed by a 9 -min recovery. After 6 hours of
additional f eeding, pulsed-feeding was stopped and switched to constant feeding with a rate
of F = 0.016 Lh -1 . The cul tivation tem perature was regulated at 35°C during the wh ole process.
The aeration rate was set to 0.5 vvm in the beginning and raised to 1.0 vvm after feed start.
The pH was controlled at pH = 7.0 with 25 % NH 4 + solution.
4.4 .3 .6. Ana lytic al M eth ods
Optical density measurements monitored cell growth at a wavelength of 600 nm (OD600)
(Novaspec III by Amersham Biosciences, Amersham, UK) in addition to dried cell weight (DCW)
determination. To measure DCW 2 mL of cell suspension were transferred into a dried, pre -
weighted two mL microcentrifugation tube. After centrifugation for 10 min at 21,500g, the
supernatant was discarded, and the cell was resuspended in 1 mL 0.9 % (w/v) NaCl solution.
Following a repeated centrifugation step the tube was dried 75 °C for 24 h.
For the weight measurements of inclusion bodies protein fractions, sample s were purified
using the BugBuster® Protein Extraction Reagent (Merck, Darmstadt, Germany).
Data plots w ere created with Qtiplot (Qtiplot.com) , MODDE 10 (MKS Data Analytics Solution,
Malmö, Sweden) and Excel 2016 (Microsoft, Redmond, USA).

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4.4 .3 .7. Sha ke -fla sk c ultiv atio ns u sing EnP ress o® B
Twenty milliliters of fresh LB medium were prepared and mixed with 50 µL of E. c oli cryostock
and incubated for eight hours at 200 rpm and 37°C. For the main cultiva tion, 25 mL Enpresso®
B medium was completed with each 25 µL ampicillin or chloramphenicol stock and BioSilta
Reagent A along with 250 µL LB culture and culti vated for around 14 h at 37 °C and 25 0 rpm in
a PreSens SFR flask mounted on t he SFR platform. Usin g PreSens flasks ena bled on -line
monitoring of DOT and pH levels. Then, protein expression was induced in recombinant
cultures by addition of IPTG to a final conce ntration of 1 mM. In addition, the feeding rate was
doubled with extra 25 µL Reagent A per flask.
4.4 .3 .8. SD S-P AG E
Insoluble protein expression was checked via SDS -PAGE analysis. Ce ll samples were collec ted
and normalized to an OD 600 18 and treated with the BugBuster® Protein Ex traction Reagent
(Merck, Darmstadt, Germany). Each 10µL of th e soluble and insoluble protein fractions were
mixed with 20 µL demineralized wat er and 30µL of 2x loading buffer (100 mM Tris-Cl (pH 6.8),
20% glycerine 4 % SDS, 0. 2 % bromphenol blue, 2 00 mM DTT ). Mixed samples were in cuba ted
for 5 min at 95°C. After cooling down to ro om temperature, polyacrylamide gels (5 % stacking,
12 % separation) were loaded either with 10 µL of sample, 5 µL of Roti® -Mark TRICOLOR size
marker or 10 µL of 2x loading buffer (empty poc kets) . The electrophoresis was run at 64 V for
30 min followed by around 90 min at 120 V.
Afterwards, the gels were washed to remove residual SDS and stained with Coomassie
solution (60 – 80 g Coomassie® Brilliantblue G250 solved in 1L demineralized water and stirred
for 2 – 3 hours followed by addition of 35 m M HCl) overnight. After 18 h the Coomassie
solution was discarde d and the gels were washed in demineralized water to remove the
remaining dye and finally photographed (for a detailed protocol see SOP 9.3).
4.4 .3 .9. Fluo resce nc e Mic rosc op y
Microscopic observations were do ne with a D MI6000 B (Leica, Wetzlar, Germany) inverse
microscope equipped with a 63x/NA 1.40 oil immersion objective. Thioflavin -S fluor escence
was recorded using a GFP filter exciting from a range from 450 – 490 nm. Emission wa s
detected in a range from 500 – 550 nm. Digital images were recorded with Leica LAS X. Stained
cell samples were prepared as described in 4.4.3.3.

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4.4 .3 .10 . Flow -C yto met ry
Thioflavin-S staining for flow cytometry analysis was done as descri bed in 4.4.3. 3. Flow
cytometry measurements were performed using a Miltenyi MacsQuant flow c ytometer.
Before and after staining cells were at first analyzed by forward (FSC) and side scatter ( SCC)
signals recorded at 561/10 nm, a nd then characterized for Thioflavin -S fluorescence by
exciting at 405 nm and registering the emission at 450/50 nm.
4.4 .4. R es ul ts
4.4 .4 .1. Test ing T hio flav in-S stain ing o n r eco mbin ant m ode l sy stem s
The aim of this first test using cells washed from LB-plates was to prov e binding of Thioflavin-
S to intracellular i nclusion bodies consisting of a miniproinsulin (pSW3) or a human
interleukin-2 (pCTUT7-IL2). Figure 4.4.1 shows a comparison between the det ected
fluorescence of all three strains.

Figure 4.4.1: Fluorescence comparison between an empty E. coli h ost (W3110 M), a recombinant strain
producing a miniproinsuli n (pSW3) and a reco mbinant strain express ing hu man interleukin -2 (pCTUT7-
IL2) in relative Fluorescence units and % based on the cell fluorescence of W3110M.

0%
20%
40%
60%
80%
100%
120%
140%
160%
180%
0
5000
10000
15000
20000
25000
30000
W3110M W3110M pSW3 W3110M pCTUT7-IL2
Fluorescence pe r OD

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A 28 % higher fluorescence could be seen for the interleukin-2 strain. The fluorescence of
W3110M pSW3 was increased by 62 % compared to the empty host. Both type s of inclusion
bodies can be detected using Thioflavin-S . Figure 4.4.2 shows an example of how stained cell
pellets change their color and a stained Interleukin -2 producing cell under a fluorescence
microscope.

Figure 4.4.2: Left: Dif ference between unstaine d (left tube) and (stained cells) af ter sample
preparation. A clear yellowish change can be seen caused by Thioflavin-S. Right: Recombinant cells
stained with Thioflavin-S under a fluore scence microsco pe. It can be seen, t hat fluorescence is clearly
caused by specific binding on i nclusion bodies .
4.4 .4 .2. At -line m onit orin g o f inclu sion bod ies p rote in co nc ent ratio n alo ng a cu ltiv atio n
Based on the results gained from an optimization approach using cells stored at -20°C (da ta
not shown), it seems the assay is very sensitive to changed physiological conditions of the cells
and damaged or dead cells cannot be analyzed with this meth od. To see, if the assay is limited
to fresh samples, a bioreactor cultivation using E. coli W3110M pSW3 producing a
miniproinsulin was monitored via hourly sampling. Also, aliquots were sto red ov ernight at 4°C
in PBS and at -20°C in PBS + 10 % glycerol and analyzed the next day (Figure 4.4.3.).
Observing the fresh samples an increase in fluorescence can be seen for the first three hours
after induction of minip roinsulin expression followed by a decline in between three to five
hours. From five hours after induction on the signal is stable. Interestingly, also three hours
after induction the feeding profile was chang ed from pulsed feeding to reduced constant
feeding. The trends for the stored samples are not compara ble to fresh samples. Analyzing
the aliquots from the fridge showed reduce d signals compared to fresh samples and a slight
fluorescence increase over time. As already stated above, f rozen cells had like described
before a very high background noise overlaying the signal values measured with fresh

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samples. It can be said, that application of Thioflavin-S monitoring of inclusio n bodies
formation is only suitable for recently taken samples without extended storage.

Figure 4.4.3 : Spe cific fluorescence trends during a biorea ctor cultivation after induction of protein
expression. Closed circles: Fresh sampl es, open squares: samples stored at 4°C, o pen diamonds:
samples stored at -20°C. Stora ge has a crucial impact on the fluorescence signal. Thioflavin-S staini ng
can only be applied directly after samp ling.

First it was thought, that the dec rease in fluorescence was caused by physiological changes of
the cells due to the changed feeding profile and is so again showing the limits of the
methodology. Inclusion bodies purification on s amples taken between 0 and 5 hours after
induction reveale d, that the Thioflavin-S signals followed the protein concentration trend. It
was seen that also after 3 hours the intracellular inclusion bodie s conce ntration was declining.
The reason is unknown as physiological cha nges would have influenc ed detected fluorescence
signals. Specific fluorescence signals and inclu sion b odies concentrations during this 5 h
production phase are compared in Figure 4.4.4.

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Figure 4.4.4: Specifi c fluorescence trend of and p urified inclusion bodies co ncentrations during a
bioreactor cultivation aft er induction of protein expressio n. Green cir cles: Specific fluorescence,
orange circles : specific purified inclusion bodies concentrations. Bo th parame ters are normalized to
dried biomass concentration.
As both parameter s follow the same trend, it is reasonable to suggest a correlation between
both factors. Figure 4.4.5 illustrates the linear correlation between volumetric fluorescence
and purified inclusion bodies protein with a coefficient of determination around 0.97. As long
the cells are in an undamaged physiological state it is possible to mo nitor inclusion bodies
formation at-line with an easy and uncomplicated methodology and get a good guess on the
actual protein concentration without the need for complex sample analysis.

Figure 4.4. 5: Linear correlation between r elative fluorescence against p urified inclusion bodies
concentrations. Thioflavin-S staining can be used to approximate recombinant product concentrations
at -line during the cul tivation time without the need of downstream processing and complex analytical
methods.

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4.4 .4 .3. Opt imiza tion of sta ining tim e a nd po pula tio n ch arac teriza tion on diffe rent
rec om bina nt m od el st rains
This ex periment had the aim to test the
applicability of the Thioflavin-S assay on
three different recombinant proteins as well
as a non-recombinant strain as negative
control. All four strains were cultivated in
EnPresso B medium with a Start- OD 600 0.05
under identical cultivation conditions. At the
same time, two staining times were tested
(15 and 60 min) to see, if the staining
procedure can be shortened. Figure 4.4. 6.
illustrates biomass growth starting at 13.5 h,
at which the protein production was induce d.
Further monitored DOT and pH trends can be
seen. Besides the Interleukin -2 expressing
strain, all strains behave similar regarding
biomass growth. The OD 600 at induction was
around 9 and increased to around 12 in the
next five hours. The interleukin -2 strain had
an OD 600 around 6, wh ich did not change
significantly during the production phase.
Looking at the DOT levels, the Interl eukin- 2
strain reached glucose limitation around 1.5
hours after the other strains. The wild -type
and the ADH strain showed an almost
identical oxygen consumption profile.
Interestingly, the miniproinsulin expressing
strain changed from exponential into limited
growth 1.5 hours earlier than the other two
Figure 4.4.6: Biomass, DOT, and pH tre nds of all
four model strains during the cultiva tion.
Dashed line marks the point of protein
induction.

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strains. Besides sampling, the DOT level was
always above 20 % in all cultivations, which
excludes oxygen limitations.
The Interleukin-2 strain also had the lowest
drop of pH in the medium (7.1 to 6.8),
matching biomass and DOT developme nt.
The other strains performed again similar
showing a drop pH 6.45 for the two
recombinant and to 6.3 for the w ild-type
strain.
Unfortunately, there were problems to stain
the SDS-PAGE gels pro perly (Figure 4. 4.7.),
but the essential data could be gained. For
Interleukin-2, a stable protein band could be
detected for each point starting alre ady at
induction, which suggests strong le aky
expression and would explain the defic its in
growth compared to the other strains.
Interestingly, IPTG additi on did not enhance
the amount of expressed protein. The insulin
concentration increa ses and declines again
towards the end of the cultivation. Alcohol
dehydrogenase starts to aggregate four
hours after protein induction.
In addition to flow cytometry, we had also
the possibility to analy ze one sample under
a fluorescence microscope. Figure 4.4. 8. shows re corded pictures of cell prepared of samples
taken four hours after induction. It could be seen that aggregation of each recombinant
protein is quite different. The interleukin -2 strain shows the strongest illumination. In
addition, a large inclusion bodies were observed, which clearl y focus the fluorescence.
Figure 4.4.7: SDS -PAGE of soluble (left) and
insoluble (right) prot ein fractions of samples
taken every at 0, 2, 4, 6, 8, and 26 hours after
protein i nduction. All three proteins show
agglomeration as insolu ble protein in clusion
bodies .

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Figure 4.4.8: Recombinant cells stained with Thiofla vin-S under a fluorescence microscope. Samples
for these pictures were taken four hours after protein induction and stained with Thioflavin -S for 60
min.

W3110M

W3110M pCTUT7-IL2

W3110M pSW3

RB791 pADH

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Furthermore, these cells were larger than all other strains. Cells expressing the miniproinsulin
did not have these large inclusion bodies. Moreover, the fluorescence was scattered over the
whole cell suggesting the formation of numerous small aggregates distributed in the cells.
Unfortunately, the aggregation of the alcohol dehydrogenase just began around this sampling
point. The obse rved ce ll sizes matched sizes of cells producing miniproinsulin, but it see med,
the aggregation is re stricted to a lower nu mber of in clusion bodies like seen for the
interleukin-2. Wild-type cells had only a faint background fluorescence.
The observations concerning cell sizes wer e confirmed in the flow cytometry analysis. Figure
4.4.9. illustrates comparisons in cell size and granularity for each strain a t each sampling point
for unstained and stained cells. The most obvious result was the comparability betwe en
stained and unstained cells. Trea ting cells with Thioflavin -S had no impact on the cell
physiology. In addition, except for the Interleukin-2 strain all sampl es were very similar
regarding cell size and granularity. Interleukin-2 containing cells were in average bigger and
had a slightly increased granularity.
Gating unstained and stained cells, a relative fluorescence above 100 w as defined as stained.
Cell sizes and fluorescence intensity are compared in Figure 4.4.10. It could be seen, that in
samples producing Inteleukin-2 and the alcohol dehy drogenase the fluorescence signal is
detected stronger in larger c ells of th e samples, which would match our observation of only a
few but bigger inclusion bodies in these cells. There seems to be n o influence of cell size on
the distribution of stained ce lls in the samples of miniproinsulin producing ce lls. Further, the
ratio of stained cells in Interleukin -2 samples is always around 50 %, but does not surpass 20
% in samples of the other two recombinant strains. Also, the high ratio of stained wild-type
cells, which is drastically decreasing during the experiment, needs to be mentioned. These
values cannot be explained, as there were no insoluble proteins on th e SDS -PAGE gel (data
not shown) as well as other recorded hints for an unexpected physiological behavior.

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Figure 4.4.9 : Compariso n of cell size an d granularity of stained and unstained cells at 0, 2, 4, 6, 8, and
26 hours after induction. F rom top to bo ttom: W3110M, W31 10M pCTUT7- IL2, RB791 pADH, W3110M
pSW3. It can be seen, that the staining procedure has not influence on the c ell p hysiology. Grey =
stained, Blue = unstained. No unstained data is availa ble at 0 h.

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Figure 4.4. 10: Comparison of cell size and fluorescence of stained and unstained cells at 0, 2, 4, 6, 8,
and 26 hours aft er induction. From top to bottom: W 3110M, W3110M pCTUT7 -IL2, RB791 pADH,
W3110M pSW3. It can be seen, that the stained population is not larger in cell size compared to the
total sample. Grey = stained, Blue = unstained. No u nstained data is available at 0 h.

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Figure 4.4. 11: Comparison of granularity and fluorescence of stained and unstained cells at 0, 2, 4, 6,
8, and 26 hours after inductio n. From top to bottom: W31 10M, W3110M pCTUT7 -IL2, RB791 pADH,
W3110M pSW3. It can be seen, that the stained populatio n does not show increased granularity
compared to the total sample. Grey = stained, Blue = unstained. No unstained data is ava ilable at 0 h.

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Figure 4.4. 12: Histogram of stained a nd unstained cells showing the ratio of p ositive stained cells in
comparison to the total sample at 2, 4, 6, 8, and 26 hours aft er inductio n . From top to bot tom:
W3110M, W3110M pCTUT7 -IL2, RB791 pADH, W311 0M pSW3 . Grey = stai ned, Blue = unstained.

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Comparing granularity and fluorescence strength, the observations made for cell sizes can be
transferred to cell granularity. Thioflavin -S positive cells are mostly the cells with higher
granularity in all samples (Figure 4.4. 11 .). Figure 4.4. 12 . illustrates the development of the
ration of clearly stained cells during the analy zed production phase. As mentioned before, the
high ratio of stained wild-type cells is interesting and unexpected, but decreases below 10 %
during the day. Around e very second cell in interleukin-2 samples was detected as stained.
These values were fluctuating below 20 % for the other two recombinant strains . Figure
4.4. 13 . displays this trend development over time.

Figure 4.4.13: Ratios of flu orescing cells in stained samples over the time of protein productio n.

Besides cellular cha racterization, the at -line monitoring of inclusion bodies formation in all
strains was a major task in this experiment. Also, it was tried to reduce the preparation time
by staining samples for 15 min in addition to 60 min.

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Figure 4.4. 14 : Comparison of culture fluorescence after 15 min a nd 60 min stai ning with Thi oflavin - S.
Only slightly inc reased total values can be seen with the longer staining time. Furthermore, a n
increased noise can be discussed. As the fluorescence strain indicating ADH agglom eration (blue)
follows more the profile seen on SDS -PAGE, 15 min staining with Thioflavin -S is more recommend for
monitoring purposes.

Figure 4.4. 14 . illustrates fluorescence trends throughout the production phase. Fluorescence
of the interleukin-2 samples fluctuated in-between 100.000 and 150.000 relative Units after
15 min of staining and was not sign ificantly influenced by l onger staining times. Accumulation
of alcohol dehydrogenase could be observed beginning at four hours aft er induction, matching
the re sults of SDS -PAGE. Longer staining reversed the trend of fluorescence, with higher values
in the begin ning which declined during the monitored time. The values for minip roinsulin
producing cells were always around the level for wild-type samples, indepe ndent of staining
times. Consequently, staining longer than 15 min is not increasing the total fluorescence
signals significantly. Furthermore, signals recorded after 15 min staining matc hed
observations via other analy tical methods far better than longer staining times. So, these were
the values used to try the linear corr elation betw een fluoresc ence and protein concentration.
Figure 4.4. 15 . shows the fluorescence levels recorded after 15 min of incubation with
Thioflavin-S, fluorescence levels after normalization concerning the wild -type data and linear
correlations between weighed inclusion bodies amounts and their corresponding
fluorescence signals. We could fit data for interleukin -2 and miniproinsulin samples with a
coefficient of determination around 0.95.

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Interestingly, the slope of the fit for the
miniproinsulin is three times higher than for
interleukin-2. We have seen under the
microscope that interleukin-2 aggregated in
large inclusion bodie s whereas the
miniproisulin seemed to form more but
smaller inclusion bodies. The inclusion bodies
surface at the same protein concentration
would be higher in miniproinsulin producing
cells compared to interleukin-2 cells, so more
Thioflavin-S could bind in miniproinsulin
containing cells leading to higher
fluorescence at comparable protein
concentrations. The correlation coefficient
for the alcohol dehydrogenase was lower at
0.78. It must be mentioned, that the alcohol
dehydrogenase is usually expressed as native
and soluble protein. The strong induction
forces the aggregation of the protein over
time. Finally, the Thioflavin -S procedure can
be used to for a quick ov erview on protein
concentration for both tested insoluble
produced recombinant proteins.

Interleukin-2

Miniproinsulin

Figure 4.4.15 : Fluorescence of culture samples
measured after 15 min staining with T hioflavin -
S. T he secon d Fig ure sho ws the difference to
the refere nce strain. The lowest Figure
illustrates linear fits of F luorescence against
amounts of purified incl usion bodies.

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4.4 .5. D isc us sion
Inclusion bodies detection using Thioflavin -S staining is a fast, simple, and inexpensive
method. Characterization of amyloid plaques via fluorescence detection after preparation
with Thioflavin-S in mammalian cell cultures is an established standard metho dology. In 2012,
the range of application was enha nced towards bacteria and continuously developed further
(Espargaró et al. 2016). Now, Thioflavin -S staining of amyloid forming E. co li cells is a reputable
screening system for anti-aggregation drugs. In our study, Thioflavin -S staining should be
validated as monitoring platform for proteins, which show no amyloid properties but are
expressed as inclusion bodies in E. coli . As model proteins, the known miniproinsulin and a
hu man interleukin-2 as well as an alc ohol dehydrogenase were chosen. Increased
fluorescence could be seen for all r ecombinant strains in comparison to the non-recombinant
host. This result corre sponds to published data proving that bacterial inclusion bodies share
structural properties with amyloid plaques independent from the agglo merating protein
(Carrió et al. 2005).
This is the only known study, where Thioflavin-S staining was applied to monitor and quantify
product formation not focusing on drug screening at cultivation endpoint s. We could see, that
even without furthe r optimization the published protocols for this method a re sensitive
enough to detect agglomeration kinetics duri ng a production phase. Further, fluorescence and
inclusion bodie s concentrations could be linearly correlated turning this assay into a possible
process analytical tool.
Unfortunately, in our experiments, Thioflavin-S staining can only be applied to fresh intact
cells. The cells, which were used for the attem pted parameter optimization, were stor ed at in
a freezer at -20°C and thawed for the staining experiments. Freeze -thawing is known to
damage the ce ll membrane (Souzu 1980). It seems that damaged cell membranes of E. coli
cells caused background noise on a level, which overlays every inclusion bodies signal.
Interestingly, similar results could be seen for recombinant and wild-type E. coli cells grown
for 24 h in shaken LB culture s (data not shown). Further, we could prove that a short -time
storage at 4°C also negatively influences Fluorescence. Also, freezing cells in PBS containing
10 % glycerol to stabilize the cell membrane (Souzu 1980) was not successful. Without a high-
throughput approach using a liquid handling system to reduce screening time significantly a
parameter optimization is not possible.

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4.4 .6. O utlo ok
This study shows that the applicati on of the fluorescent dye Thioflavin-S is not limited to final
point determinations like they are described in the literature. We could prove its usability for
monitoring a production phase during a bioreactor cultivation to de tect increasing and
decreasing pr otein amounts inside the cells. Also, a linear correlation between fluorescence
and inclusion bodies conce ntrations could be derived from the data, turning Thioflavin - S
staining into an easy and fast at-line tec hnique for initial protein quantification. Th is ne w
insight could support parallelized high-throughput screenings for bioprocess development
approaches to detect suitable production clones in an uncomplicat ed way. Furthermore, for
model-based automatized bioprocess de velopment screenings Thioflavin-S staining t urns the
product formation rate into an at-line determinable process parameter, which opens the door
for innovative protein expression controlled cultivation procedures using Escher ichia coli as a
host if the product is expressed in inclusion bodies.

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5. Dis cu ss ion
Several interesting observations wer e made regarding oscillating cultivation conditions and
their influences on growth, metabolism, and the formation of non -canonical amino acids as
well as their incorporation into recombinant proteins in Escherichia coli within the scope of
this thesis. In the following chapters, these results will be further discussed in detail.
5. 1. Alte rat io ns in gro wth be hav ior ca use d b y o scil la ting c ult iv atio n co ndi tion s
Cell growth was differently influenced via oscillating cultivation conditions. It was seen that
glucose oscillations have an inhibitory effect o n growth. A pplying pulse -based feeding had a
higher influence than an STR-PFR setup. Oxygen oscillations on the other side had almost no
impact on the final biomass yie ld. Oscillating oxygen excess in combination with substrate
limitation triggere d spontaneous cell lysis resulting in canceled cultivations. In earlier
characterization studies of E. coli in scale-down systems with a simulated fe eding zone
(oscillating substrate excess in combination with oxygen limitation) revealed, that oscillating
oxygen availability is the main reason for increased side-product accumulation and reduced
biomass yield and not glucose excess (Enfors et al. 2001). Never theless, the substrate excess
is indirectly linked to this observation, because increased glucose conce ntrations are the
reason for oxygen limitation due to increased metabolic activity. The re sults shown in this
thesis accord to these observations. Focusing on the thre e hours long fed -batch phase in scale-
down cultivations before induction of protein expression we can see a reduced growth rate
under substrate and oxygen oscillating conditions as well as oxygen oscillations under
substrate limitation and incr eased the formation of ace tate and lactate. These obse rvations
indicate that the loss of biomass is linked to an in effic ient catabolic utilization of carbon under
oxygen limitation via fermentation and down-regulated aeration pathways.
Numerous studies have shown decreased biomass yields between 10 to 35 % comparing 3 and
5 L lab-scale vessels to scale-down system s or large scale cultivations with volumes between
12 to 30 m³ (Bylund et al. 1998; B. X u et al. 1999; Byl und et al. 2000; Onyeaka, Nien ow, and
Hewitt 2003 ). Losses of biomass yields during fed-batch phases without protein production in
cultivations done for this thesis were in the same range . Even small dissolved oxygen gradients
and exposure times of just a few seconds have been proven to trigger the transcription of
anaerobic metabolism genes as a response in E. coli cells (T. Schweder et al. 1999) . This

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response leads to a metabolic detour of carbon into fermentative products like ace tate, formic
acid, and lactate as well as to a reduced yield of biomass (T. Schweder et al. 1999).
Remarkably, protein induction does not infl uence growth under oscillating cultivation
conditions whereas a temporary decrease in growth can be seen in reference experiments. It
has been de scribed before, that this observed growth inhibition is common and caused by
reprogramming effects of the host cell metabolism owing to recombinant protein formation
(Kurland and Dong 19 96). Further, ov erexpression of a heterologous protein, which has no
function or is even harm ful to the host's metabolism, could significantly influence the final
biomass yield due to disturbance of proliferation or ce ll main tenance (Dong et al. 1995). It is
discussed if this inhibited growth is based on th e pure competition for the synthesis of cellular
proteins and the recombinant product (Ying Lin and Neubauer 2000) . After induction, a
physiological adaption towards recombinant pro tein production is forced by the additional
claim for polymerases and ribosomes for product formation. Interestingly, these adaptation
effects cannot be seen in oscillating or pulse-based scale -down cultivations. This observation
is not discussed in the literature and further analysis towards cellular physiology is needed to
get a detailed look at t he reasons. In 1997, Bhattacharya and Dubey showed an increased
oxygen uptake in recombinant E. coli after during heterologous protein expression of a soluble
ac tive enzyme (B hattacharya and Dubey 1997). In none of our cultivations, an increase in
oxygen consumption could be seen during protein production, which could be explaine d with
altered metabolic activity due to the changed stronger limit ing glucose feeding.

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5. 2. Imp acts of osc illa ting cu ltiva tio n c ond itio ns on th e ce ntr al m et ab olic carb on fl u x
As described before, Escherichia coli cells can utilize carbon substrates mainly via aerobic
respiration or anaerobic fermentation. There are anaerobic respiration pathways in E. coli, but
fermentation of sugars or derivative molecules is the preferre d method to produce energy
under oxygen-limited conditions ( Peekhaus and Conway 1998) . Anaerobic mixed- acid
fermentation of sugars results in a spectrum of organic acids (ac etate, formic acid, lactate,
succinate) and etha nol (see Figure 2.2) (Clark 1989). Under aerobic conditions, E. coli can re -
metabolize all fermentation products except ethanol and succinate (B. Xu et al. 1999) . The
pyruvate dehydrogenase is catalyzing the chemical transformation of pyruvate into Acetyl -
CoA which is further metabolized in the TCA cycle or converte d into acetate as a product of
overflow metabolism. Pyruvate dehydrogenase is only active during ox ygen presence.
Pyruvate metabolism under oxygen limited conditions is mainly controlled by the pyruvat e
formic acid lyase and following lactate dehydrogenase. Both enzy mes are inhibited by
feedback repression or presence of oxygen (B öck and Sawers 1996). Ac etate and formic acid
are produced in detectable amounts already after two seconds if glucose pulsed are applied
during oxygen limitation (Lara et al. 2009). Tr anscription of genes linked to anaerobic
metabolism is seen within seconds under temporary oxygen limitation (T. Schweder et al.
1999). Thi s fast response proves the capa bility of E. coli to recognize changed environmental
conditions and to adapt its central metabolism within short timeframes (T. Schweder et al.
1999; Sandoval-Basurto et al. 2005) . I f E. coli cells are shifted from ae robic to oxygen-limited
conditions their aerobic respiration is shut down, and the pyruvate dehydrogenase is
inhibited. At the same time, expression of genes linked to mixed acid fermentatio n is
immediately upregulated to redirect energy generation to fermentation reactio ns.
Expression of the pyruvate formic acid lyase is described as the most sensitive response to
changing oxygen availability in E. coli cultivations (T. Schweder et al. 1999). Remarkably, in no
cultivation done for this thesis, formic acid accumulation cold be detected in the STR
compartment, which means the formed formic aci d in the PFR compartment is immediately
metabolized. Define d cultivation media can be optimi zed to su ppress formic acid
accumulation by adding the trace elements nicke l, molybdenum, and selenium (S oini,
Ukkonen, and Neubauer 2008). These trace elements wer e not added in our cultivations and
still formic acid produced in the PFR compartment is not seen in the STR.

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The lactate dehydrogenase catalyzes the conversion of pyruvate into lactate under oxygen
limited cultivation conditions. At the same time, one NAD is rec overed per pyruvate converted
(Tarmy and Kaplan 1968). The expression rate of this enzyme is increased tenfold in E. coli
cultivations under anaerobic conditions combined with an acidic pH (Clark 1989). Except one,
the FNR regulatory protein controls the ex pression of all genes linked to anaerobic
fermentation and respiratio n. It s intracellular concentration increases imme diately under
oxygen limitation (Tolla and Savageau 2010) . The main purpose of th e FNR protein is the
downregulation of respiration and upre gulation of transcription of fe rmentation enzymes
under oxygen limited environmental conditions (Unden and Schirawski 1997) . Interestingly,
the lactate dehydrogenase is the only enzyme in anaerobic metabolic pathways, which is not
regulated by FNR (C lark, Nikolova, and Jiang 20 01). It is h owever discussed that the lactate
dehydrogenase should be the first enzyme transcribed and translate d in E. coli cells under
oxygen limitation and lactate formation should also be a fast response to oxygen oscillations
(Lara, Leal, et al. 2006). We could s ee lactate accumulation during the exponential phase in
our scale-down cultivations, which was re-metabolized in the protein production ph ase under
stronger glucose limitation. Highest formation rates for lactate were detected in s etups using
a feeding loop configuration (2CR-Feed, 3CR) or pulse-based fee ding, but also under oxygen
oscillations without glucose ex cess minor temporary lactate acc umulation and re -
consumption can be seen to support growth and cellular maintenance under glucose-limit ed
environmental conditions. Our results regarding lac tate mat ch obs ervations described before
(B. Xu, Jahic, and Enfors 1999).
Acetate is an additional product of the mixe d acid fermentation pathway and further the key
product of overflow metabolism under aerobic conditions in E. coli (B. Xu et al. 1999) . Though,
it is known to influence growth and to dec rease biomass yields in cultivations (B. Xu, Jahic, and
Enfors 1999) . During the initial batch phases, glucose pulses, or in the initial fed-batch phases
near the maximum specific growth rate in our cultivations unlimited or near maximum glucose
uptake and metabolization leading to acetate accumulation could be expected and is seen in
the cultivations. During the protein production phases at strict glucose limitation, acetat e
consumption can be detected .

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5. 3. Effe cts of os cil lat ing cult ivat io n co ndit ion s o n the br an ch ed-c hai n a m ino ac id s
sy nthe sis
α -ketobutyrate is the common precursor molecule for the synthesis of isoleucine as well as
the non-canonical amino acids norvaline, isoleucine, and β -methyl-norleucine. Its formation
is usually formed by deamination of threonine catalyzed by ilvA . Remarkably, knocking out the
threonine deaminase does not result in prevention of acc umulation of norvaline and
norleucine (Sycheva et al. 2007) . Alternative synthesis routes for α -ketobutyrate by other
metabolic reactions are discussed with the most prominent one defining pyruvate as key
metabolite catalyzed by the enzymes of the leuABCD operon (Soini et al. 2 008) . It is identical
to the pr oposed biosy nthesis path way for the non -canonical amino acids in S. marcescens
(Kisumi, Sugiura, and Chibata 1976a) . This other pathway to produce α -ketobutyrate directly
from pyruvate for threonine-independent isoleucine formation is exploited by some
microorganisms (Howell, Xu, and White 1999; H. Xu et al. 2004). Formation of non -canonical
amino acids is incr eased under conditions where enzymes of the leuABCD operon are highly
expressed, and it is known that accumulation of non-canonica l amino acids can be prevented
by feeding canonical branched-chain amino aci ds (Sycheva et al. 2007) . It is supposed, that
overexpression of heterologous proteins with a leucine ratio higher than the cellular avera ge
of 8 % results in formation and accumulation of norvaline and norleucine in E. coli (Apostol et
al. 1997). The excessive demand for leucine in protein synthesis could lead to the higher
expression of the enzymes resp onsible for leucine synthesis and deregulation of the leuc ine
controlled biosynthetic pathway. Thus, the non- canonical amino acids norvaline, norleuc ine,
and β -methyl-norleucine have a higher production rate (Bogosian et al. 1989; Apostol et al.
1997). Also , Soini et al . (2008) have shown an accumulation of pyruvate and increased the
formation of pyr uvate-derived products like mixed-acid fermentation products or branched-
chain amino acids including non-canonical amino acids in E. coli W3110 after an oxyge n
downshift. It was also the first study to prove norvaline accumulation i n a non -recombinant
strain.
Interestingly, there is no pyruvate accumulation detectable in any experimental s etup. This
quite remarkable as several scale -down studies mark pyruvate acc umulation under glucose
excess or oxyge n limitation as a reason for increased formation of organ ic and amino acids
including non-canonical amino acids (Soini, Ukkonen, and Neubauer 2011) . In all our

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132

cultivations (bioreactor and multi-well plate scale), accumul ation of norvaline, norleucine and
β -methyl-norleucine can be detected, which is boosted under every kind of oscillating
cultivation conditions. Under oscillating conditions, norleucine and β -methyl-norleucine
accumulated at higher levels than norvaline. It see ms that the formation of these two amino
acids is preferred in the used E. coli K-12 W3110M under the non-optimum conditions. Als o
interesting is the intense acc umulation of β -methyl -norleucine after the induction of
miniproinsulin expression. As described before , the synthesis of norleucine and β -methyl-
norleucine is closely re lated as their formation is catalyzed by the same enzymatic reactions
performed on differe nt intermediates (Sugiura, Kisumi, and Chibata 1981b). Enzymes of th e
leuABCD operon are responsible for norleucine formation whereas β -methyl-norleucine
production is catalyzed by enzymes of the ilv family. It seems that the upregulation of the
branched-chain amino acid pathway is not globally affec ted by the induction of the
miniproinsulin expression and has a stronger impac t on the ilv family activity than on the
leuABCD operon. Interestingly, the amination of  -ketobutyrate to no rvaline is also catalyzed
by IlvE, but no comparable accumulation of norvaline can be seen.
In our results of both fermentations, accumulation of these three non -canonical amino aci ds
started immediately after the PFR circulation. This fast formation is probably cause d by the
oxygen limitation in the PFR module which has been earlier indicated to trigger norvaline
formation by Soini (Soini, Ukkonen, and Neubauer 2011). The conditions in the two -
compartment scale-down reactor caused remarkable accumulation of norleucine and  -
methyl-norleucine, which are formed as the side products of the isoleucine biosynthesis
pathway with the farthe r distance than for n orvaline forma tion as postulated by previous
studies. This indicates probably that the accumulation of norleuc ine and  -methyl-norleucine
might be favored in E. coli K-12 recombinant strains under so stressed oscillating starvation
cultivation. In the case of our experi mental set-up, the drastically accumulating  -methyl-
norleucine is interesting after the induction of the recombinant product in comp arison of
norvaline and norleucine accumulation. It may be assumed, that oscillation conditions might
strongly induce the s tress genes after induction of a recombinant leucine -rich protein
responding to  -methyl-norleucine formation.

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5. 4. Exp re ssio n o f a leu ci ne -ri ch pr ote in u nde r o sc illat ing cu lti vati on con di tio ns
The ce ntral focus of this study was to reveal and enha nce understanding of connections
between different types of oscillating conditions on th e expression of a recombinant
miniproinsulin. During all stages of the research E. coli, W3110M pSW3 was the production
system and cultivated in different scales using varying scale -down approaches. The focus la id
on the misincorporation of the three non-canonical amino acid norvaline, norleucine, and  -
methyl-norleucine, which are side-products of isoleucine biosynthesis, into the reco mbinant
protein spoiling its quality. The prod uced miniproinsulin consisted of 96 amino acid residues
with a combined molecular weight of 11 kDa. Important for the discussion on misincorporated
non-canonical amino acids the number of leucine, isoleucine, and methionine resid ues is
necessary. The expressed recombinant protein h ad 14 leucine positions (15 %), five isoleucine
residues (5 %) and three molecules methionine incorporated per peptide molecule (3 %) and
in its composition pretty similar to interleukin -2. The average leucine ratio of native cellular
proteins is around 8 % (Neidhardt and Umbarger 1996). Consequently, the used miniproinsulin
can be defined as leucine-rich in comparison to native proteins in E. coli cells. It is interesting
that misincorporation of non -canonical amino acids int o re combinant proteins is not
intensively discussed in the literature although it is a crucial topic for recombinant protein
production in large -scale cultivations. Historically, the research focus was more set on the
synthesis mechanism of non-canonical amino acids in differe nt bacterial species like B. subtilis
(Nandi and Sen 1953) or the already mentioned S. marcescencs (Sugiura, Kisumi, and Chibata
1981a). Syche va et al. studied the formation of non-canonical amino acids in ilvA knocked-out
E. coli (Sycheva et al. 2007). In the last ye ars, Soini and coworkers revealed connections
between th e accumulation of norvaline and oxygen limi ted cultivati on conditions (Soini,
Ukkonen, and Neubauer 2011).
Well-known studies regarding recombinant E. coli focused on synthesis and misincorporation
of norleucine during the production phase of a recombinant protein (B ogosian et al. 1989) or
the formation and misincorporation of norvaline into recombinant proteins under aerobic lab-
scale conditions (Apostol et al. 1997). Furth ermore, Biermann et al. could show, that
supplementing the trac e elements nickel, molybdenum, and selenium during recombinant
protein expression in pulse -based feeding approach could significantly reduce the
accumulation of non -canonical amino acids. Unfortunately, they had not analyzed how these

Discussion
Christian Reitz

134

reduced concentrations influence misincorporation into the produced recombinant protein
(Biermann et al. 2013) . The central aim in this study was set on the misincorporation under
large-scale simulating conditions and adds new insights to the scientific discussion.
Overall, leucine synthesis and in connection the branc hed-chain amino aci d pathway is
feedback-controlled by the intracellular concentration of free leucine. Though, with incr easing
concentrations of synthesis pathway enzymes, leucine inhibition is becoming ineffective,
which was shown for mutants of S. typhimurium with de-repressed leu operons (Calvo,
Margolin, and Umbarger 1969) . Overexpression of a leucine-rich recombinant protein can also
deregulate the branched chain amino acid pat hway (Bogosian et al. 1989). Expression of
heterologous proteins can deplete intracellular leucine pools which t rigger an increased
activity of the enzymes encoded by leuABC D operon t o match the risen leucine demand (Burns
et al. 1966). Conseque ntly, a deregulated branc hed-chain biosynthesis could also boost
production of pathway-linked side-products like non-canonica l amino acids (S ycheva et al.
2007). Also, a highly active  -isopropylmalate synthase triggers keto-acid chain elongation
reactions with  -ketobutyrate or pyruvate enabling the formation of non-canonical amino
acids.
In our scale-down approaches, base levels of non-canonical amino acids can be detected
during the cultivations. These concentrations are significantly increasing after induction of the
miniproinsulin expression. In contrast to the literature, we could not see a decrease in the free
leucine pool caused by induction of protein expression in all cultivations. Quite the contrary,
we detected increasing conce ntrations of free leucine as well as free isoleucine and non -
canonical amino a cids. Increasing non -canonical amino acid levels during the ex pression of
heterologous proteins is consistent with results gained by Syc heva et al. (2007) and explained
with higher activity and expre ssion of the leuABCD enzymes. On the other side, leuc ine
depletion during recombinant protein production was seen by Apostol et al. (1997), but it
must be considere d that a differe nt protein (human hemoglobin) was produced in their study
and possible effects due to protein size and composition need to be considered.
Concluding, metabolic changes regarding the carbon flux due to protein induction leads to
increased formation of non -canonical amino acids. Under oscillating conditions, simulating
large-scale bioprocesses synthe sis of these amino acids is boosted. Remarkably, we have seen

Discussion
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135

the highest probability of misincorporation of non -canonical into the recombinant
miniproinsulin under reference lab-scale conditions alth ough levels of free non -canonical
amino acids were the lowest. The formation of β -methyl-norleucine is preferred in comparison
to norvaline and norleucine concentrations under oscillating cultivation conditions.
5. 5. Imp acts on p ro duc t qu alit y ca us ed by p ro ce ss pe rtur bat io ns
Heterologous proteins containing leucine, isoleucine, and methionine in their amino acid
sequence and are overexpressed in E. coli can be “c ontaminated” by wrongly incorporated
molecules of norvaline, norleucine or  -methyl-norleucine. Numerous studies revealed that
these amino aci ds behave like isostruc tural analogs to canonical amino acids. They can be
misincorporated due to mischarged tRNAs. The mec hanism is explained and summarized in
chapter 22.4 and Table 2.3. Norvaline is known to replace leucine if certain rare codons are
used (Apostol et al. 1997) . Norleucine is an analogue for methionine (Sunasara et al. 1999)
and isoleucine can be replaced by  -methyl-norleucine (Muramatsu, Misawa, and Ha yashi
2003) .
Under large-scale conditions, recombinant protein production is accompanied by additional
stresses due to stress responses to os cillating environmental changes. Interestingly, oscillating
stress has no predictable influence on the productivity of the host strain regarding
recombinant protein formation due to altered metabolic f luxes. A loss of product yield is
described under oxygen oscillating conditions in a scale -down system (Sa ndoval-Basu rto et al.
2005) whereas a 10 % increase in productivity was seen in another study if oscillations for
substrate and oxygen were applied (Bylund et al. 2000) . The comparison of expressed
miniproinsulin in our studies via SDS -PAGE was technically difficult as staining effic iency was
varying. Conce ntrations of leucine, isoleucine, and methionine from the purifie d inclusion
bodies fractions were on a similar level with comparable trends in all cultivations indicating
that there is no effect on the productivity of mi niproinsulin ex pression under any cultivation
condition applied. Therefore, influences of stress conditions on the produced amount of
heterologous proteins dependent on the host strain and the desired product. As productivity
is not influenced, the quality of the expre ssed recombinant protein is the essential pa rameter
to evaluate effe cts of applied oscillating cultivation conditi ons. We have seen signifi cantly
raised concentrations for norleucine and  -methyl-norleucine in the purified inclusion bodies

Discussion
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fractions under oscillating oxygen availability. If oxygen limitation is combined with substrate
perturbations misincorporation for both amino acids is even more increased. Remarkably,
there is no relevant norvaline incorporation detected in the recombinant miniproinsulin under
any cultivation conditions. Norvaline exchange is favored for certain rare codons in the DNA
sequence (Aposto l et al. 1997). Unfortunately, the gene sequence for the used miniproinsulin
is unknown, so the codon-based limitation of norvaline incorporation cannot be discussed.
Apostol et al. (1997) could prove that the ratio of free norvaline in comparison to leucine is an
essential fac tor for triggered misincorporation of norvaline instead of leucine. The proportion
of substitutions in the expressed hemoglobin w as correlating to the ratio of free norvaline to
leucine detected in the cultivation medium. Our results are consistent with these
observations. We can see linear correlations between free and incorporated norvaline and
similar trends for  -methy l-norleucine. Interestingly, norvaline incorporation is triggered
earlier under reference condition in comparison to oscillating conditions. Glucose excess
influences the correlation regarding  -methyl-norleucine. There is no linear correlation
between free and incorporated norleucine. Here, misincorporation increases exponentially
with accumulating free norleucine.
In conclusion, oscillating oxyge n availability is the main factor triggering the acc umulation of
non-canonical amino acids in high levels. Substrate oscillations furthe r increase the formation.
Higher levels of produced non -canonical amino acids lead to a re duced quality of the desired
recombinant protein due “contamination” of the protein with misincorporated residues. We
could show that misincorporation of non-canonical amino acids depends on higher
concentrations of free amino aci ds under oscillating cultivation co nditions. Therefore, a
reduced formation of n on-canonical amino acids, e.g. in an engineered st rain optimized for
this purpose, should increase product quality espec ially under process per turbations and lead
to more robustness regarding against misincorporation of wrong amino acid residues.

Conclusions and Outlook
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6. Co nc lu si on s a nd O ut loo k
This thesis enhances the view on more than one topic regarding oscillating cultivation
conditions and formation as well as misincorporation of non-canonical amino acids into
recombinant proteins. It could be seen, that not only one gradient is triggering the formation
of these amino acids, but several conditions f ound in industrial scale bioprocesses have an
influence on this undesired behavior. For effic ient and robust bioprocess development,
oscillating cultivation conditions n eed to be included in the ea rly stages of bioprocess
development.
As multi-compartment scale -down simulators, designed for physiolog i cal characterization
studies, are complex systems and not a desirable approach for high -throughput or even
automatized and parallelized screening this study could also pro ve that simplified approaches
down t o the mL -scale in multi -well plate s are suitable for the first screening against the
oscillating substrate or oxygen availability. In combination with the possibility to monitor the
formation of insoluble r ecombinant proteins at -line using a fluoresce nt dye, this thesis builds
a base for follow-up studies on recombinant E. coli physiology under stress conditions.
Furthermore, it inspires new and innovative approaches in the areas of automatized
bioprocess developme nt and strain engineering for new and more robust host strains and
more efficient cultivation strategies for recombi nant protein processes.

Theses
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138

7. Th e se s
7.1. Oscillating substrate availability decreases the biomass yield by up to 20% in multi -
compartment reactor cultivations whereas oscillating oxygen availability has no
significant impact on growth of E. coli .
7.2. Lacta te is the preferred formed mixed acid fermentation product under oscillating
conditions.
7.3. Environmenta l oscillations in the multi-compartment reactor as well as under pulsed
feeding or in the multi-well plate experiments have no significant influence on the
produced amount of the recombinant miniproinsulin per cell. Efficiency of miniproinsulin
production is defined by the gained biomass yield under each cultivation condition.
7.4. Oscillating excess oxygen supply combined with substrate starvation results in extensive
cell lysis and cultivation failure.
7.5. Applica tion of oscillations can be simplified with a comparable level re garding influences
on recombinant protein quality.
7.6. Linea r corre lations betwe en th e formation of Norvaline and β -methyl-norleucine an d the
misincorporation into the recombinant miniproinsulin are seen in STR as well as multi-
compartment react or cultivations. The correlation between formed in incorporated
Norleucine is exponential. Interestingly, the highest incorporation probability of NCAAs
can be seen under reference cultivation conditions at the lowest NCAA formation rates.
7.7. Ex changes of canonica l amino acids with similar analogs is not linked to the number of
individual positions in the protein sequence. Norvaline is the at least misincorporated
non-canonical amino acids under all applied cultivation conditions , although the leuc ine
amount in the recombinant miniproinsulin is 3 – 5 times higher compared to methionine
or isoleucine.
7.8. Single -use labware equipped with on-line monitored sensors and fed- batch simulating
media allow a new quality of screening experiments regarding the mi sincorporation of
NCAAs into recombinant proteins p roduced in E. coli focusing on growth rate, inducing
strength as well as oxygen availabilty.
7.9. At -line monitoring of product formation without the need of reporter proteins using the
fluorescent dye Thioflavin-S enables the development of new process controlling
approaches.

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