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Nanophotonics 2019; 8(5): 655–683
Review article
Alexander Carmele* and Stephan Reitzenstein
Non-Markovian features in semiconductor
quantum optics: quantifying the role of phonons
in experiment and theory
https://doi.org/10.1515/nanoph-2018-0222
Received December 16, 2018; revised February 22, 2019; accepted
February 25, 2019
Abstract: We discuss phonon-induced non-Markovian and
Markovian features in QD-based quantum nanooptics.
We cover lineshapes in linear absorption experiments,
phonon-induced incoherence in the Heitler regime,
and memory correlations in two-photon coherences. To
qualitatively and quantitatively understand the underly-
ing physics, we present several theoretical models that
capture the non-Markovian properties of the electron–
phonon interaction accurately in different regimes. Exam-
ples are the Heisenberg equation of motion approach, the
polaron master equation, and Liouville propagator tech-
niques in the independent boson limit and beyond via the
path integral method. Phenomenological modeling over-
estimates typically the dephasing due to the finite mem-
ory kernel of phonons and we give instructive examples
of phonon-mediated coherence such as phonon-dressed
anticrossings in Mollow physics, robust quantum state
preparation, cavity feeding, and the stabilization of the
collapse and revival phenomenon in the strong coupling
limit of cavity quantum electrodynamics.
Keywords: phonons; semiconductor quantum dots; open
quantum system; quantum optics.
1 Introduction
Since the seminal demonstration of optically [1] and elec-
trically triggered [2] single-photon emission, deterministic
generation of entangled photon pairs [3, 4], near-unity
indistinguishable photons [5], and strong coupling to a
microcavity [6] with semiconductor quantum dots (QDs)
[7,8], acting as active quantum light emitters, there has
been a steadily increasing number of research activities
to establish semiconductor systems, in particular QDs,
as a key element for modern photonic quantum tech-
nologies [9–19]. Focusing on the goal to implement QDs
in quantum sensing, metrology, and quantum cryptogra-
phy and to establish them as “artificial atoms” and ideal
candidates for solid-state quantum bits (qubits) and scal-
able quantum information processing [13, 2022], it has
become clear that QDs cannot be considered as isolated
quantum emitters but interact intrinsically with their sem-
iconductor bulk environment. This coupling has usually
detrimental impact as it leads to decoherence of the con-
fined exciton acting via superposition states as a qubit
[23, 24]. Interestingly, it can also be of positive impact
and facilitate, for instance, attractive phonon-mediated
resonant excitation schemes [25–27] or phonon-induced
quantum coherences [28, 29].
A major phonon coupling mechanism stems from the
surrounding host material and its lattice vibrations [8,
30, 31]. The associate distortion of the underlying crystal
structure leads inevitably to electron–phonon interac-
tion and subsequently to substantial new forms of deco-
herence unknown in standard atom–molecular optics
(AMO). Because the phonon reservoir is structured, that
is, the coupling is frequency-dependent, the influence of
phonons on the quantum optical properties of QDs is of
non-Markovian nature [23, 3234]. Thus, to quantify and
unravel the underlying physics, non-Markovian dissipa-
tive processes need to be taken into account. However,
non- Markovianity refuses a time-local formulation, and
therefore typical quantum dissipative treatments become
unavailable [35, 36] and advanced, or perturbative
methods need to be employed [37–41].
Before we discuss the electron–phonon interaction
in more detail, we want to briefly comment on how the
term “non-Markovian” and “Markovian” is used in this
*Corresponding author: Alexander Carmele, Technische Universität
Berlin, Institut für Theoretische Physik, Nichtlineare Optik und
Quantenelektronik, Hardenbergstraße 36, 10623 Berlin, Germany,
e-mail: ale[email protected]u-berlin.de. https://orcid.org/0000-0001-8108-
2973
Stephan Reitzenstein: Technische Universität Berlin, Institut für
Festkörperphysik, Optoelektronik und Quantenbauelemente,
Hardenbergstraße 36, 10623 Berlin, Germany
Open Access. © 2019 Alexander Carmele et al., published by De Gruyter. This work is licensed under the Creative Commons Attribution 4.0
Public License.
656     A. Carmele and S. Reitzenstein: Non-Markovian features in semiconductor quantum optics
review. We adapt the definition of Markovian and non-
Markovian processes as formulated among others in Refs.
[37, 41]. A system–reservoir interaction is Markovian if the
reservoir correlation time vanishes or can be assumed to
be negligible for the given set of observables of interest.
For example, the correlation function of a reservoir con-
sisting of harmonic oscillators with annihilation (crea-
tion) operators (†
)
b
q with bosonic commutation relation
[, ]=( )bb
δ
qq
qq
can be written as:
††
,
2
() ()
[]
||[(21)cos[( )] sin[
()]]
qq qq
itit itit
qq q
RtRt gg ebbe bb
gn tt
it
t
ωω ωω
ωω
′′
−+
′′
′′
〈〉
=〈〉+ 〈〉
=+−−
′′
qq qq qq
qq
q
q
(1)
where
() (exp[]exp[
])
qq
R
tgbitb
itωω
=−+
qq q
q and an
initial thermal equilibrium at 1/β=kBT has been assumed
with
†1
[exp()1] =,
qq
bb n
βω
〈〉=−
qq the Bose–Einstein dis-
tribution, and (†)(†)
0.bb〈〉
=
qq If now the relaxation time of
the reservoir is much smaller than the evolution time of
the observed system, that is, Re[〈R(t)R(t)〉] =Γδ(tt), the
system’s evolution does not depend on former system–
reservoir interaction and the process is Markovian [41].
A specific example of a vanishing correlation time is the
radiative decay into free space, where the vacuum field
amplitude is nearly constant in the regime of optical sys-
tem–reservoir interaction and justifies within the small-
bandwidth assumption a Lindblad formulation of the
process as shown in standard quantum optics books [35–
38]. In this case, the dissipative processes can be included
via time-independent Lindblad superoperators [35].
A standard example for non-Markovian processes is
the electron–phonon interaction in semiconductors [7,
23, 24, 42], where the timescale of the interaction is in the
same regime as the corresponding mode structure (ps),
and the environment correlation time is finite. In this
case, a backflow of information between environment
and system takes place and leads to non-Lorentzian line-
shapes (e.g. [43]), longer Wigner delay times [44], reap-
pearance of Rabi oscilllations (e.g. [33, 45]), or allows for
robust state preparation protocols (e.g. [25, 27, 46–48]),
phonon-mediated quantum coherences (e.g. [28, 29, 49]),
and incoherent excitation processes such as cavity feeding
(e.g. [50, 51]), pulse area–dependent damping, renormali-
zation of Rabi oscillations [23, 45], and excitation-induced
dephasing of Mollow triplet sidebands [5254] as will be
discussed in detail below. Thus, when we refer to non-
Markovian processes, we mean in general a process that
cannot be described with a time-independent, global,
Lindblad-based master equation as the paradigm for
delta-correlated white noise [3538, 55].
In the following, we review exemplarily recent work
on non-Markovian and Markovian signatures of electron–
phonon dynamics in semiconductor QDs [7, 42]. In par-
ticular, we focus on most mature InGaAs/GaAs QDs (QDs)
with dominant coupling to longitudinal acoustic (LA) and
longitudinal optical phonons (LO) via the deformation or
respective Fröhlich coupling element [24]. For detailed
discussion of semiconductor nanostructures, and the
effort of microscopical calculations to quantify coupling
mechanism in semiconductors, we refer to relevant books
[8, 56] and reviews [57–60].
For the sake of compactness, we do also not include
explicitly results in the research efforts of higher-dimen-
sional semiconductor nanostructures such as quantum
wires, quantum wells, or mesoscopic bulk systems [61,
62]. There is a wide range of exciting phenomena in these
systems because of the ubiquitous non-Markovian elec-
tron–phonon and electron–electron dynamics. To name a
few, quantum wires show phonon-enabled thermal con-
ductivity [63] based on a universal quantum of thermal con-
ductance [64]. Pronounced non-Markovian decoherence
is demonstrated in localized nanotube excitons [32], and
also phonon-assisted Anderson localization phenomena
have been investigated [65]. In quantum wells, coherent
acoustic oscillations are studied [66], and nonequilibrium
cooling effects bottlenecked by non-Markovian phonon
dynamics have been discussed [67]. Four-wave mixing
techniques allow to study and characterize giant excitonic
resonances [68, 69], and via two-dimensional coherent
spectroscopy techniques, incoherent exciton–phonon
Green’s function can be probed and extracted in disor-
dered quantum wells [70, 71].
Moreover, optical and electronic two-dimensional
spectroscopy has drawn a lot interest recently, as non-
Markovian, anomalous lineshapes and relaxation/scatter-
ing processes can be characterized and studied in depth.
For example, the study of signatures of spatially correlated
noise and nonsecular effects [72] has been performed, the
read-out of Rabi oscillations in QDs [73], exciton coher-
ence at room temperature [74] investigated, systematic
study of dephasing processes including quadratic elec-
tron–phonon coupling for elevated temperatures [75, 76]
and phonon sidebands in transition metal dichalcoge-
nides have furthermore been demonstrated [77]. Despite
the exciting results in higher-dimensional nanostructures
and two-dimensional coherent spectroscopy, we focus
in the following on a single material platform, semicon-
ductor QDs. This allows us to discuss in detail instructive
experimental examples in which the phonon interaction
is the dominant source of decoherence and theoretical
models, which are capable to capture their specific details
A. Carmele and S. Reitzenstein: Non-Markovian features in semiconductor quantum optics     657
and can partially be treated even analytically. These
models are, however, not limited to the QD case and are
used for other material platforms such as quantum wells,
quantum wires, or atomic-thin two-dimensional systems
as well [61, 78, 79].
2 Structure of the review and
Hamiltonians
This review covers two different interaction schemes,
electron–light (el) and electron–phonon (ep) dynam-
ics, and is basically structured by increasing complexity.
To increase readability, we introduce here the correspond-
ing Hamiltonians, which are used throughout the review.
The electron–light interaction is treated either semiclassi-
cally
,
sc
el
H
quantized in a mode continuum
el
or within
a cavity or single mode description
.
cav
el
H
The Hamiltoni-
ans read:
22 21 12
()(),
sc
el
H t
∆σ Ωσ σ
=+ + (2)
††
21 22
0122
1
()
cav
el
Hcc gc c
ωσ
ωσ
σ
=+
++
 (3)
††
21 22 12 21
(),
con
el
Hdccgcgc
ωω
ωω
ωσ ωω
σσ
=+ ++
 (4)
where the rotating-wave approximation has been applied,
and Ω(t) is the Rabi frequency, including the exter-
nal driving field E(t) with frequency ωL and the dipole
moment of the QD d12=d21, assumed in the following as
real number, between the conduction 2 and valence band
1with a bandgap energy of ħω21. In the semiclassical case
(),
sc
el
H
the Hamiltonian is written in the rotating frame of
the laser frequency, leading to a detuning of Δ=ω21ωL.
The operator σij flips the state |j〉 to |i〉, whereas (†
)(†)
,
cc
ω
annihilates (creates) a photon in the corresponding mode
with bosonic commutation relation
[,
]
().
cc
ωω δω ω
=−
The interaction strength between photons and electron is
denoted g, assuming a WignerWeisskopf-like coupling
with an approximate constant vacuum field amplitude
[35, 36].
The second interaction we consider is the electron–
phonon interaction, either in a semiclassical limit sc
ep
H
or for longitudinal acoustical LA
ep
H
or longitudinal optical
phonons
.
LO
ep
H
The Hamiltonians read:
22
()
,
sc
ep
H
Ftσ
= (5)
††
22 12
[],
LA
ep
H
bb gb bωσ
=+ +
∑∑
q
qqq
qq
qq
 (6)
††
22 12
[],
LO
ep LO
H
bb fb bωσ
=++
∑∑
q
qq
qq
qq
 (7)
where F(t) denotes a stochastic force acting on the QD,
12
gq
the electron-longitudinal acoustic, and
12
fq
the elec-
tron-longitudinal optical phonon coupling element.
Throughout the review, the standard GaAs phonon bulk
parameters are used. For example, in case of an approxi-
mative spherical geometry, the acoustical phonon cou-
pling element 12 11
22
ggg=−
qqq
reads, where
2
4
,
2
ii
q
m
ii i
s
q
gD
e
cV
ω
ρ
=
q
(8)
and typical parameters for InGaAs/GaAs QDs are given
with sound velocity of GaAs cs= 0.00511 nm/fs, defor-
mation potentials D1= −5.38 eV, D2= −11.68 eV, effec-
tive masses: m2= 0.063, m1= 0.45, confinement energies
ħω2= 0.040 eV, ħω1= 0.02 eV, and mass density of GaAs
ρ= 5370 kg/m3 [23, 24, 29, 51, 56, 80]. For the longitudinal
optical phonons, the Fröhlich coupling applies and reads:
2
2
4
0
1
,
2
ii
q
m
LO
ii
e
f
ie
Vq
ω
ω
=−
q
εε (9)
with 1/ε=1/ε–1/εs= 0.0119347 with the static dielec-
tric constant εs= 12.53 and the high frequency dielectric
constant ε= 10.9, and the reciprocal dielectric constant
1/ε0= 18.1e2/(eV nm). The longitudinal optical phonon fre-
quency is in GaAs ħωLO= 36.4meV.
This review is structured in five parts. After the intro-
duction (Section 1) and this section (Section 2), we discuss
nonequilibrium phonon dynamics in the semiclassical
regime in Section 3. Here, the light field is treated classi-
cally with
sc
el
H
and acts as an excitation source and a way
to probe the system’s dynamics. Here, we discuss the elec-
tron–phonon and electron–light interaction in different
regimes, from weak coupling and weak driving to strong
coupling and strong driving, and important theoretical
tools are presented and explained in detail.
In Section 4, we include also quantized electron–
light interaction in cavity quantum electrodynamics
cav
el
H
or for a mode continuum
con
el
H
and show how phonons
contribute to quantum optical phenomena, render-
ing the field of semiconductor quantum optics exciting
and novel. This section is structured from the single-
and two-photon regime to the many-photon dynamics,
including non-Markovian phonons as the main source
for decoherence.
We then conclude the review in Section 5 and give
a short outlook on future directions. Please refer to the
658     A. Carmele and S. Reitzenstein: Non-Markovian features in semiconductor quantum optics
given Sections for a detailed discussion of the presented
material.
3 Nonequilibrium phonon dynamics
in semiclassical light–matter
interaction
Experimental data on quantum emitters in a solid-state
environment, as discussed in the introduction, show
the necessity of non-Markovian decoherence models.
Modeling the required intrinsic memory of the electron–
phonon interaction is theoretically a demanding but
also very rewarding task as it provides the link between
experimental data and their non-Markovian description.
Analyzing decoherence mechanisms in solid-state devices
is therefore crucial to understand the underlying physics
and to optimize their functionality, in particular when
quantum properties are addressed. It is also an important
part in the pursuit to realize reliable protocols in future
quantum communication networks, which are based on
coherent light–matter interfaces and the exchange of
quantum information via single photons and entangled
photon pairs with high indistinguishability [81, 82]. Here,
light–matter interaction between two-level emitters and
the coherent light fields of an external laser is a well-
established approach to investigate the time evolution of
the polarization density within a medium [83, 84]. This
time evolution can be governed by semiclassical, Maxwell
type of dynamics, or takes place deep in the quantum
regime of single-emitter–light interaction. However, in
this section, we discuss nonequilibrium phonon dynam-
ics in the semiclassical regime.
The achievements in fabrication of high-quality QDs
acting as close-to-ideal two-level emitters in the solid
state[22, 85] established the possibility to investigate the
light–matter interaction in different regimes. This section
is structured from the weak electron–phonon coupling
and weak driving limit (linear) to the strong electron–-
phonon coupling and strong driving regime (Mollow
regime).
We start in Section 3.1 with the discussion of the
impact of lattice distortion processes in absorption experi-
ments [24, 83, 86]. In this linear regime, the QD emission
can be expressed via the absorption coefficient α(ω) and
calculated exactly via the independent boson model
[37, 87]. Phonon-induced non-Lorentzian lineshapes are
unraveled in the absorption coefficient, and a clear devia-
tion from Gaussian white noise correlation is observed
and successfully explained with wavefunctions based on
8 band k · p theory and with inclusion of non-Markovian
phonon effects [43].
We continue in Section 3.2with the weak driving or
Heitler regime in which we investigate the emission and
scattering of a single QD under pulsed excitation [44]. This
regime allows us to explore an intriguing quantum optical
effect namely the Wigner time delay known from atomic
physics [88–90]. This delay originates form the phase
shift between the exciting and emitted field because of
the finite dwelling time of the excitation in the QD before
the QD relaxates. Phonon-induced incoherent processes
explain maximal achievable Wigner delay times τW(Δ) in
the nontrivial detuning dependence between the laser and
the QD transition [44], which cannot be described by con-
ventional optical Bloch equations [89]. Here, we discuss
semiconductor Bloch equations with phonon contribu-
tions via the cluster expansion approach [79, 91], which
allows perturbatively to take into account nonequilibrium
and non-Markovian phonon dynamics. We also show that
for low temperatures and weak electron–phonon cou-
pling, the perturbative cluster expansion solution agrees
well with the solution from the exact independent boson
model, given in Section 3.1.
In the weak electron–phonon coupling but strong
driving limit (Section 3.3), non-Markovian features are
also captured in the perturbative cluster expansion
approach [23, 79, 9295]. In this limit, ultralong dephas-
ing times can be explained [31] and the recurrence of Rabi
oscillations for large pulse areas [23, 33, 46] is seen. This
method allows a fast and good approximation to quantify
influences of the microscopic properties of the nanostruc-
ture under investigation [78, 96]. As an example for signa-
tures typically not present in Lindblad (Markovian) master
equation simulations, we present in detail damped Rabi
oscillations via longitudinal acoustic phonons. Within
the same theoretical framework but in fourth-order per-
turbation theory, phonon-assisted state preparation pro-
tocols are discussed. Those protocols are robust against
the underlying geometry of the nanostructure; however,
the wavefront of the outgoing acoustic excitations differs
strongly for different geometries [27, 46, 96].
Beyond the weak electron–phonon coupling but still
in the perturbative regime (Section 3.4), master equation
approaches within a dressed-state basis are typically used
[35, 37, 97]. We first discuss the Markovian limit [98–101] in
Section 3.4 and give an analytical solution for the power
spectrum of a resonantly and optically driven QD sub-
jected to Markovian pure dephasing [102]. The Markovian
limit, however, cannot capture incoherent excitation pro-
cesses via phonon feeding [50]. To model such processes
A. Carmele and S. Reitzenstein: Non-Markovian features in semiconductor quantum optics     659
correctly, a Polaron master equation is a feasible model
to include as much information as possible from the non-
equilibrium phonon dynamics in second-order perturba-
tion theory [51, 97, 103, 104] and shows already very good
agreement with experimental data [50]. We derive the
polaron master equation explicitly and show that for the
weak coupling limit in secular approximation, the cluster
expansion solution and polaron master equation dynam-
ics agree well as long as the exciting laser field amplitude
is time-independent.
We conclude this section with exact solutions of the
electron–phonon interaction. In case of a dispersionless
phonon mode, such as longitudinal optical (LO) phonons
in the Einstein approximation, an inductive equation of
motion scheme leads to numerically exact solutions,
cf.Section 3.5. As an example, we show phonon-assisted
anticrossings in the Mollow regime, which give experi-
mental access to the Huang-Rhys factor. This shows that
the equation of motion approach based on the semicon-
ductor Bloch equations [61, 79, 91] is not limited to the
weak coupling regime in principle. If the dispersion rela-
tion is nearly constant, as for LO phonons, an inductive
equation of motion approach can be used to take into
account higher-order phonon processes [28, 105, 106].
In this case, the equation of motion approach becomes
a numerically exact method and allows to compute LO
phonon–assisted Mollow triplet spectra. Because of the
strong driving limit, anticrossings between polaronic
and polaritonic dressed states occur and the electron–
LO phonon coupling strength can be spectrally obtained
because of the emerging splitting [107]. In case of linear,
or nonconstant dispersion, this method also still possible
to employ is numerically very expensive and therefore not
feasible anymore.
In the limit of time-dependent pulses and/or strong
coupling to phonons with nonconstant dispersion relation
(Section 3.6), perturbative approaches and master equa-
tion models do not capture the phonon-induced dynam-
ics accurately anymore [108]. Given the non-Markovian
and therefore entangled system–bath dynamics, density
matrix renormalization group techniques [109, 110] or
exact diagonalization become the only choice. They allow
for numerical expensive but exact treatments. Examples
are matrix product state evolution techniques [111114] or
the real-time path integral method [33, 115] in which the
time evolution is discretized and the dissipative quantum
kinetics becomes solvable because of the finite memory
of the dissipative kernel, here of the acoustic phonons.
Within the path integral method technique, excellent
agreement between theory and experiment has been
demonstrated for state preparation protocols [25] and
the description of phonon-induced dephasing of coupled
QD microcavity systems in the strong coupling regime of
cavity quantum electrodynamics [116, 117].
3.1 Non-Lorentzian lineshapes (independent
boson model)
For weak coherent pumping, a system is well described
in the linear response regime [83]. Via a probe field, the
absorption of the nanostructure, here, for example, an
ensemble of QDs is quantified via the Beer–Lambert law
[118]. The absorption coefficient reveals resonances of
the emitter sample, but, more importantly, the interac-
tion with the environment is probed also via the detun-
ing dependence of the absorption. The corresponding
lineshape gives access to important information about
the kind of coupling (e.g. Fröhlich, deformation, or
piezoelectric interaction between electrons and phonons)
and the linewidth allows one to conclude about the effec-
tive electron–phonon coupling strength [7, 8, 12, 56]. A
characteristic quantity to connect theory to experiment is
the absorption coefficient, which can be expressed via the
susceptibility
(, ) Im[(, )].rrα
ωχω
=
In the semiclassical description, we assume an
incoming electromagnetic field E(r, t) described via Max-
well’s equations including material contributions. The
dynamics of the electric component is described via the
homogeneous equation: ×E= −tB, and the inhomo-
geneous ×B=μ0j+tE/c2 with the speed of light in the
vacuum c0= (ε0μ0)−1/2. Averaging over microscopic degrees
of freedom below the optical wavelengths, assuming an
electrically neutral sample without a macroscopic current,
and neglecting magnetic contributions, we yield for the
averaged current: j(r, t) tP(r, t) [78, 83, 118]. Deriving the
wave equation in frequency domain for the electric field,
we obtain:
2
2
0
2
0
(, ) (, )
,rr
c
ω
∆ωµω ω

+=



EP
(10)
where we assume a purely transversal wave and we
neglect in the following out of notation convenience the
background material refractive index. If the sample is
isotropic, homogeneous, and linear, the polarization is
related to the electric field: P(r, ω) =ε0χ(r, ω)E(r, ω) and
we derive the solution of the field intensity (propagating
in z-direction):
22
0
2
0
(, ) |(, )| ||exp[ ()]
||exp[ 2Im[ ]],
I
zrEikkz
Ekz
ωω
==
=−
E
(11)
660     A. Carmele and S. Reitzenstein: Non-Markovian features in semiconductor quantum optics
with
0
(, )
,kk
nr ω= the refraction index of the inves-
tigated sample (, ) 1(,
)nr
r
ωχ
ω=+ and k0=ω/c0. The
imaginary part of the wave number is directly propor-
tional to the imaginary part of the susceptibility. The sus-
ceptibility in the linear regime is connected to the dipole
density, whichis microscopically given via the transition
amplitudes multiplied by their dipole momentum and
the average dipole density in the sample with emitter
density n0:
0
(, ) ()
()
ij ij
ij
rn r
ωρ
ω=
Pd
(12)
with ρij(t) = 〈i | ρ(t) | j〉. Therefore, the density matrix
equation gives access to the linear and, also, nonlin-
ear response of the system via solving the Liouville–von
Neumann equation
() [, ].it Hρρ=
In the following, a sample consisting of QDs in the
two-level approximation is assumed, which is probed via
an incoming (linear polarized) field with an amplitude
parallel to the dipole moment of the two-level emitters
[119]. The associated Hamiltonian
sc
el
H
is given in Eq. (2).
The noncoherent contributions are considered by the
decoherence inducing Hamiltonian
()
st
ep
H t
given in Eq. (5)
with a c-valued stochastic force F(t). The dynamics of the
transition amplitudes reads in general:
12 12 22 11
() () 1|[(), ( )]|2
.
st
te
l
i
iititHttρ∆ρΩρΩ
ρρ
∂=
−+−〈
(13)
In the linear regime (no population change is
induced), we set ρ11(t) ρ11(0) = 1 and a time-independent
weak driving field Ω(t) =Ω0. Using a phenomenological
decoherence model, we choose a stochastic force con-
tribution to the energy splitting between ground |1〉 and
excited state |2〉, that is, ω21+F(t) [38, 120]. The formal
solution of the transition dynamics in the linear regime
reads then with 0
()
()
t
tdtFt
ξ
=
′′
:
()
() ()
12 12 0110
() (0)(0)
.
t
itit it it
te idte
∆ξ ∆ξ
ρρΩρ
+−
′′
=−
(14)
Because of the decoherence-inducing contributions
ξ(t), the equation must be averaged [120]. Assuming the
white noise limit, we average with a Gaussian probabil-
ity distribution, taking only two-body correlations into
account [120]. In this limit, we characterize the correla-
tion function as 〈〈F(t)F(t)〉〉 = 2γδ(tt) with 〈〈F(t)〉〉 = 0 and
obtain 〈〈e±iξ(t)〉〉 = exp[−γt]. Given the dephasing, the solu-
tion of the transition dynamics is obtained after a simple
integration:
12 12 011
1
() (0)(0)
.
it t
it te
te ii
∆γ
∆γ
ρρΩρ ∆γ
−+

〈〈
〉〉 =−


−+ (15)
Differentiating with respect to time and taking the
Fourier transform into account, we find an expression for
the polarization density in the linear regime, projected
along the direction of the dipole:
0121
22
1
01
10
11
012
(, ) [()()]
(0
)(
0)
.
Prnd
nd
ii
ωρωρω
Ωρ Ωρ
ω∆ γω
∆γ
=〈〈〉〉+〈〈 〉〉

=−

−− +−

(16)
We have already assumed a linearly polarized elec-
trical field with a real amplitude parallel to the dipole:
Ω0=d21E0/ħ. Ignoring the off-resonant parts of the suscep-
tibility, we find with ρ11(0) =1:
2
012
22
021
||
(, )
,
()
nd i
rγ
χω ωω γ
=
−+
ε (17)
which connects to the absorption of the incoming
electric field via the Beer–Lambert law: I(z, ω) = | E0 | 2
exp(−2Im[χ]z). The higher the dipole density, the larger the
individual dipole moments and closer the incoming wave
is resonant with the transitions, the stronger is the absorp-
tion of the incoming wave into the sample.
The aforementioned absorptive behavior is experi-
mentally accessible via luminescence signals. In the limit
of Fermi’s golden rule and after subtracting a constant
offset, the absorption is proportional to the luminescence
signal. This assumption is valid up to second order in the
time-evolution operator and within the classical Condon
approximation for semiclassical light–matter interaction
[83]. These requirements are nevertheless fulfilled in most
of the cases, and absorption and luminescence lineshapes
are mirror images of each other. In the phenomenologi-
cal model discussed above, a Lorentzian lineshape is
obtained, cf. Eq. (16). However, comparing the experi-
mental luminescence signal of a single QD nonresonantly
driven via current injection in the p-i-n diode structure, cf.
Figure 1A and B, strong deviations from a Lorentzian oscil-
lator model are visible. The line broadening has a temper-
ature-dependent shoulder, which cannot be explained
with a white noise model as outlined above. In contrast,
the asymmetric lineshape is a direct consequence of the
underlying non-Markovian dynamics between the QD and
lattice vibrations [24, 30, 73, 76, 93, 121, 122].
To model the microscopic interaction between the
weakly driven QD and its semiconductor host matrix
more accurately, we choose the quantized electron–
phonon Hamiltonian
()
la
ep
H t
given in Eq. (6) already in
the interaction picture with the free evolution governed
by
p
Hbb
ω=
qq
q
q
[24, 93, 123]. To solve the quantum
mechanical decoherence model, we have to take into
A. Carmele and S. Reitzenstein: Non-Markovian features in semiconductor quantum optics     661
account the quantum mechanical character of the deco-
herence Hamiltonian. The full solution of the density
matrix evolution reads in the Liouville space:
{}
11
0
() exp(
)(
0)
t
tT Lt dtρ ρ

=


(18)
with time-ordering operator T and Liouvillean superoper-
ator L(t)ρ= (−i/ħ)[H(t), ρ]. To derive the systems dynamics,
we trace out the phonon degrees of freedom:
{}
{}
11
0
Tr
{()} () Tr exp(
)(
0)
,
t
BssB
ttTT Lt dtρρ ρ

==


(19)
where the time-ordering operators ensure that the corre-
sponding von-Neumann equation is still solved. To evalu-
ate this solution, typically a path integral method is used,
cf. Section 3.6. Here, we assume a vanishing light–matter
coupling and stay in the linear regime. In this case, Eq. (19)
can be solved analytically for ()
()
LA
ep
H
tHt
= [24, 37, 124].
To solve the quantum mechanical model in the linear
regime, one traces out first the electronic degrees of
freedom:
12
d
2| ()|1 2|[(), ( )]|1
dt
() () 2| ()|1
.
LA
ep
tiHt t
igbt bt t
ρρ
ρ
〈〉=−
〈〉

=− +〈

q
qq
q
(20)
This equation can be formally solved via the Dyson
series with 〈2 | ρ(t) | 1〉 =PB(t):
{}
11
0
() ex
p(
)/ (0)
tLA
Be
p
P
tT idtH
tP

=−


Assuming discrete time steps Δt, we can write
=1
21
() exp(0)
exp[ ]exp[]exp[ ](
0)
N
Bn
n
N
P
Nt TiHP
iH iH iH P



=−




=−
−−
(21)
after performing a Suzuki–Trotter decomposition and
using the abbreviation
(1)
:(
)/
.
Nt LA
Ne
p
Nt
H
dt Ht
= (22)
The time-order is now trivially fulfilled and therefore,
the time-ordering operator is omitted. The necessary con-
dition for the analytical solution in this case is that the
commutator of two Hamiltonians is a c-value and not an
operator anymore:
(1)2
1121
21
2
(1)(2)
[,
]
2|
|sin[( )]
.
Nt Nt
NN q
Nt Nt
HH idtdtg tt
∆∆
∆∆ ω
−−
=−
∫∫ q
q
(23)
This result means that the commutator of the
individual Hamiltonian with the commutator of the
Hamiltonians vanishes [[Hi+Hj], [Hi, Hj]] = 0, and there-
fore the Baker–Campbell–Hausdorff formula can be used
exp[A]exp[B] = exp[A+B]exp[[A, B]/2] to obtain in the
limit of Δt0:
1
11
0
12
12
200
() exp()/ (0)
1
exp[(), ()
].
2
t
LA
Bep
tt LA LA
ep ep
P
tidt Ht P
dt dt HtHt
−−

=−





∫∫
(24)
–8
10–3
10–2
10–1
1
–6 –4
AB
–2 0
Energy (meV)
77 K
50 K
35 K
15 K
Experiment
8 band k · p
Gaussian
Norm. intensity
10–3
10–2
10–1
1
246–8–6–4–20
Energy (meV)
24
6
T = 15 K
Figure 1: Semilogarithmic plot of the electroluminescence intensity of a single QD.
(A) With increasing temperature the line broadening increases due to stronger acoustic phonon interaction. (B) Comparison of the measured
lineshape with two calculated spectra, using alternatively a simple Gaussian (green dotted curve) or a realistic 8 band k · p wave function
(red dashed curve). Reprinted figure with permission from [43]. © 2011 by the American Physical Society.
662     A. Carmele and S. Reitzenstein: Non-Markovian features in semiconductor quantum optics
Because the time-ordering has been taken into account
already, one can trace out the phonons and the independ-
ent boson model is given via P(t): =TrB[PB(t)]
21
() exp[ Im[()] Re[()]],
II
Ptiti tt
ωφ φ
=+
(25)
2
12
2
||
() [(21)(1 cos[ ]) sin( )]
.
Iqqq q
q
g
tn titi t
φ
ωω ω
ω
=+−+
q
q
(26)
Obviously, the time-order is fully taken via the
imaginary phase whereas the temperature-dependent
dephasing stems alone from the part left untouched by
the time-ordering. Therefore, neglecting the time-order
completely will yield the wrong result interestingly only if
phase-dependent quantities are studied.
Taking the Fourier transform, we yield ρ12(ω) and
ρ21(ω) and the susceptibility includes then non-Markovian
effects because of the quantum character of the struc-
tured bosonic reservoir. The semiconductor host matrix
is considered in the coupling elements, as well as the
temperature dependence mainly governed by the phonon
frequencies from the dispersion relation, which in princi-
ple can be calculated ab initio. In Figure 1B, a microscopic
wavefunction is used to model the correct, experimentally
observed lineshape [43].
To conclude this section, a non-Markovian dephas-
ing model was applied to describe the emission spectra of
a single QD embedded in an electrically pumped device,
which is based on a p-i-n diode design and an oxide aper-
ture to spatially restrict the current flow. Despite the com-
plexity of the device design and the electrical excitation
scheme, the agreement between the analytical solvable
model and experiment is striking. This together with the
possibility to include microscopic parameters into the
model for the description of experimental results proves
the strength of the non- Markovian dephasing model. Note-
worthy, the lineshape of the calculated spectra depends
only on the electron–phonon coupling matrix elements.
Moreover, the sensitivity of the choice of electronic wave
function is clearly visible, comparing a Gaussian wave
function with an 8 band k · p theory [58, 59]. This is an
important feature of the advanced model and highlights
its usefulness for further optimization and technological
fine-tuning of single-QD quantum devices.
3.2 Phonon-enhanced Wigner time delay
(Cluster expansion)
Beyond the linear regime but still in the weak excitation
limit, the Heitler regime includes nonlinear contributions
as it studies the excited state dynamics ρ22(t) = 〈σ22(t)〉 as
a figure of merit in strong contrast to the simpler linear
regime, which addresses ρ12(t) = 〈σ21(t)〉. In the Heitler
regime, the incoming light is mainly coherently scattered,
that is proportional to |ρ12(t) | 2, but in dependence on the
pulse length and pulse area, a part of the incoming laser
excitation is absorbed ρ11(t) < 1, converted into electronic
excitation ρ22(t) > 0 before being emitted back via incoher-
ent scattering. The process of reemission needs a finite time
between the incoming pulse and outgoing emission, and
the delay between the maximum of the excitation pulse and
emission pulse is called Wigner delay or dwell time.
The Wigner delay is ultimately limited by the coher-
ence time
21
2
1/ =1/(2)1/TTT
+ [89] where T1 denotes the
radiative lifetime and 2
T
is the coherence timescale. If no
or negligible decoherence is present ( 2
T
→∞
) such as in
certain atomic systems [88, 90], the maximum Wigner
delay reads 2T1 as the signal stems from radiative relaxa-
tion, and every relaxation induces a partial decoherence
between the electronic levels. Because the Wigner delay is
limited by the decoherence process in case of solid-state
emitters, it is an interesting figure of merit to quantify the
effective 2
T
time. In particular when probing the spectral
response, the detuning dependence of the Wigner delay
reveals clearly a non-Markovian and phonon coupling
dependent feature as we discuss in the following [44].
Because the pulse induces population dynamics of
the electronical system, we need to solve the optical Bloch
equations. Limiting our analysis of the electronic system
to a two-level system, which is in good agreement with
the experimental situation of studying InGaAs QD with
close to ideal quantum properties at low temperature, we
restrict the dynamics first to the Lindblad master equation
case with
12 22
[(), ] []
[],
22
p
sc
el
i
Ht γ
Γ
ρρσ
ρσ
ρ
=− ++
DD
(27)
with D[A]ρ =2AρA+ − A+Aρ  ρA+A as the Lindblad super-
operator. Dissipative contributions are taken into account
via this Lindblad formalism and can be derived via sec-
ond-order perturbation theory based on st
ep
H
for the pure
dephasing γp and
con
el
H
for the radiative decay Γ, cf. Section
3.4 for an exemplarily derivation of the pure dephasing
Lindblad. The dynamics of the system reads:
22 22 12
2Im[ () ]t
ρ Γρ
Ωρ
=− +
(28)
12 12 22
(/2) ()(2 1),
p
iit
ρ∆Γ γρ Ωρ
=− −−
(29)
where we use for the excitation pulse
2
0
22
()
() exp
(2
)2
L
tt
tπ
ΩΩττ

=−



with the amplitude ΩL and
A. Carmele and S. Reitzenstein: Non-Markovian features in semiconductor quantum optics     663
Δ=ω21ωL. The Heitler regime is given in the low excita-
tion limit, when no Rabi oscillations will be induced and
the coherence ρ12 is driven weakly and is mainly governed
by the detuning and dephasing dynamics γ=Γ/2+γp.
Therefore, we yield after assuming quasisteady dynamics
22
12 12 22
(0)()(21)( )/()ti
ρρΩρ ∆γ
∆γ
≈≈ −− +
and the exci-
tation density reads: 2 ρ22 [1 +(Δ2+γ2)Γ/(4γΩ2)]−1. Because
the detection is proportional to the coherence time of the
electronic signal, the phase shift of the transition dynam-
ics is given in the adiabatic limit. To describe the Wigner
time delay in the presence of decoherence, we are not
interested in the amplitude but in the phase, which is pro-
portional to φ(ω) = atan[Δ/γ] +π/2 of the field amplitude
Δiγ. The derivative of the phase with respect to the fre-
quency allows us to find the Wigner delay in the steady-
state limit:
2
1
/
W
d
d
φ
τ
ωγ∆
γ
==
+ (30)
which for Δ= 0, γp= 0 yields the maximum of the Wigner
delay, namely max
1
2/ 2.
W
Tτ
Γ
==
However, if we compare the
Markovian theory (green and blue lines) with experimental
data (black dots) in Figure 2, a Lindblad-based pure dephas-
ing mechanism reproduces either the small or comparably
large detuning limit but misses the asymmetry between
positive and negative detunings. Importantly, it is not valid
in both limits for the same phenomenological γp value,
whereas the radiative decay Γ and the pulse Ω(t) are fixed.
In contrast to the phenomenological decoherence model,
the non- Markovian model, cf. Figure2 (red line) based on
the semiconductor Bloch equation approach reproduces the
experimental data for both limits and also exhibits the slight
asymmetry between positive and negative detunings with
respect to the laser frequency [44]. We will now discuss how
to obtain the non-Markovian system response.
In the weak coupling limit, the experimental data
are modeled by semiconductor Bloch equations in the
Heisenberg picture
d[, ]
dt
sc la
el ep
iAHHA
−−
−=
+ from Eq. (2)
and (6) with corresponding nonequilibrium phonon
contributions [28, 61, 79, 91] and A a quantum mechanical
operator such as σ22. In this context, it is important to note
that lattice vibrations in semiconductor nanostructures
give rise to new effects not encountered in typical atomic
quantum optics [125, 126]. These features stem from the
non-, that is, sub- or super-Ohmian spectral density of
the semiconductor electron–phonon interaction [7, 57,
84, 93]. Corresponding Lindblad-based master equation
treatments are derived via Markovian-, Born-, and secular
approximation and neglect frequency-dependent system–
bath interaction strengths. Furthermore, master equation
approaches fail in this case because of the time- dependent
pulse, which enforces a time-reordering procedure [127].
Here, we model the dynamics via a Born factorization
approach, which is valid up to a temperature of 60K and
in the weak driving limit, cf. Ref. [108], relevant for the
description of the data presented in Figure 2.
When solving the semiconductor Bloch equation in
the Heisenberg picture, the one-electron assumption is
considered 〈σ11〉 = 1–〈σ22〉. The phonon dynamics is treated
non-Markovianly in the bath assumption limit, that is,
second-order Born factorization and the derived set of
equations of motion reads (including a Markovian radia-
tive decay constant Γ) with 〈A(t)〉 = Tr[ρ(0)A(t)]:
22 22 12
d
22Im[(
)],
d
t
t
σΓ
σΩ
σ〈〉=− 〈〉
+〈
(31)
12 12 22
12 12 12 12
d
() ()(2
1)
d
,
iit
t
igbgb
σΓ∆σ Ωσ
σσ
〈〉=− +〈〉−
〈〉
−〈〉+ 〈〉
qq
qq
q
(32)
12 22 22
12 12
d
()()(2
d
),
q
biib it b
t
bigbb
σΓ∆ω σΩ σ
σ
〈〉=− ++ 〈〉
−〈
−〈 〉− 〈〉〈〉
qq
q
q
qqq
(33)
††
12 12 22
12 12
d
()()(2
)
d
,
q
biib it
bb
t
ig bb
σΓ∆ω σΩ σ
σ
∗∗
〈〉=− +− 〈〉−〈〉−
〈〉
−〈 〉〈
qq
qq
q
qq
(34)
22 22 12 12
22
d
(2 )()(
)
d
,
q
vc
bibitb b
t
ig
σΓωσΩσ σ
σ
〈〉=− +〈 〉− 〈〉−〈
+〈
qq
qq
q (35)
Figure 2: Time delay as a function of spectral detuning between the
laser and the TLS.
The red line and black dots correspond, respectively, to the non-
Markovian simulations and the experiment as discussed in the
main text. Green and blue lines show the simulation obtained
via the Markovian approximation. Inset: Integrated intensity of
the scattered pulses as a function of detuning. © 2019 American
Physical Society, reprinted from [44].
664     A. Carmele and S. Reitzenstein: Non-Markovian features in semiconductor quantum optics
12 22
d.
d
q
bibig
tωσ
〈〉=− 〈〉−〈
q
qq (36)
The phonon occupation number is given by the Bose–
Einstein distribution:
†1
=[exp( /( )) 1]
.
qB
bb kTω
〈〉
qq (37)
Before discussing the Heitler regime, we show the
validity of the second-order truncation in the weak cou-
pling limit. In Figure 3, we compare the solution of the
independent boson model from Eq. (25) (green) with the
perturbative solution in second order (orange) for differ-
ent temperatures (from top to bottom, 4, 50, 77, 100K).
Assuming an initial delta pulse Ω(t) =δ(t)/2, the dynam-
ics of the set of equations [Eq. (3136)] reduces to three
equations [Eq. (3234)] and can also be solved analytically
[24, 93]. The resulting dynamics agrees well with the ana-
lytically exact solution up to 60K. If the cluster expansion
solution is expanded up to the fourth order, the agreement
is even better and holds up to 150K [108].
Having shown the validity of the perturbative
approach, we can discuss the role of phonons in the
Heitler regime. In the calculations, the radiative decay
time Γ= 650 ps−1 is taken from the experiment, and we
choose a phonon coupling strength so that we reproduce
the maximum of the Wigner delay on resonance at Δ= 0
for the experimentally given pulse width of τ= 1.05 ns.
Via the detuning dependence, the Wigner delay probes
the amount of phonon-induced incoherence in the signal
and is a good figure of merit to unravel and to monitor
the electron–phonon interaction [50, 107]. Clearly, the
non-Markovian theory interpolates between both limits
(large and small detuning), cf. Figure 2 (red, solid line),
and reproduces also the small temperature-dependent
asymmetry because of the preference of the system to emit
rather than to absorb phonons at low temperatures. This
can be explained with Eq. (33) and (34), as in the low tem-
perature limit mainly
12
b
σ
〈〉
q contributes because of spon-
taneous phonon emission rather than induced absorption
and stimulated emission. Because the phonon frequency
enters with a different sign into the dynamics of both of
the phonon-assisted coherences, the pure dephasing is
blue-detuned effectively larger, which leads subsequently
to an efficiently larger Wigner delay.
Applying this theory is therefore a key to describe
an exciting optical effect known up until now only from
atomic physics. Together with experimental data on the
Wigner time delay of a single two-level emitter repre-
sented by a high-quality QD, it provides important access
to the underlying decoherence processes and associated
timescales, which will be of importance to tailor such
quantum emitters for applications in quantum techno-
logy, which requires a high degree of coherence in the
generation, transfer, and interfacing of single photons in
solid-state quantum devices.
3.3 Phonon-assisted damping of Rabi
oscillations and state preparation
(cluster expansion)
As have been discussed in the previous section, in the weak
coupling regime for the electron–phonon coupling, quan-
tified here via 12
,gq
a factorization approach already mirrors
qualitatively and quantitatively the system’s dynamics
very accurately. A typical factorization approach for time-
dependent and time-independent pulses is the Born fac-
torization, typically within the Heisenberg picture of the
operator of interest A, for example,
††
Ab bAbb〈〉
≈〈 〉〈
qq
qq
[37,38]. To go beyond the Born limit, a systematic correla-
tion expansion approach can be applied [60, 61, 79, 91, 128].
Here, the factorization is accompanied with a correction,
and the dynamics of this correction is taken into account
up to arbitrary high orders: ††
Ab bAbb Ab b
δ
〈〉
=〈 〉〈 〉+
〈〉
qq qq
qq
[79, 129]. For the weak coupling limit and nonentan-
gled system reservoir dynamics, this cluster expansion
approach gives reliable quantitative agreement for weakly
correlated many-body systems [79]. Already on a second-
order level, the quantum kinetic dephasing dynamics
of optically induced nonlinearities in GaAs QDs can be
Figure 3: Comparison for different temperatures (from top to
bottom 4, 50, 77, 100K) between the independent boson solution
from Eq.(25) (green) and the second-order cluster expansion
solution from Eq. (32) with Ω(t) =δ(t)/2 (orange).
For low temperatures and typical semiconductor parameter as given
in the text, the solutions agree well up to around 60K.
A. Carmele and S. Reitzenstein: Non-Markovian features in semiconductor quantum optics     665
calculated accurately and in agreement with experiments
for so far experimentally accessible pulse strengths.
Evaluating the set of equations of motion [Eq. (31
36)] beyond the Heitler regime, Rabi oscillations occur,
cf. Figure 4. Here, acoustical phonons renormalize the
Rabi energy and result in damping that depends strongly
on the input pulse strength, which is not included in a
Markovian treatment [23, 130133]. This can be seen by
comparing the dynamics induced by a Markovian, time-
independent dephasing (green line) with the non-Mark-
ovian, phonon-induced dephasing (orange line) in the
excited state density, cf. Figure 4. The Markovian dephas-
ing dynamics overestimates the influence of the phonon
strongly and acts continuously with the same damping
strength. In contrast, acoustical phonons attack initially
the coherences strongly but saturate after few ps, which
leads to an almost constant Rabi oscillation amplitude.
This shows that Markovian and non-Markovian treat-
ment of decoherence processes lead to qualitative dif-
ferent behavior and are difficult to compare on the same
footing. Note also that the results can be obtained in a
rate equation approach using corresponding dressed
states [134].
Another example is all-optical state preparation [27].
The cluster expansion techniques allows one to investi-
gate the impact of different geometries of the QD in state-
preparation protocols. For example, the electron–phonon
coupling of a spherical QD and a more realistic lens-
shaped QD can explicitly be compared [96]. Interestingly,
the numerical analysis shows that the QD (electronic)
dynamics is hardly influenced on the actual nanostruc-
ture geometry, cf. Figure 5D, and depends mainly on the
smallest dimension, which governs the electron–phonon
interaction. For instance, comparing the state prepara-
tion dynamics for different geometries (lens-shaped QD A,
spherical B,C with different radii) of the QD’s excited state,
the qualitative dependence on the pulse area is the same. In
this regard, it is noteworthy that the strongly lens-shaped
QD A has nearly exact the same pulse area dependence
as the spherical QD C despite different spectral densities
for the electron–phonon interaction strength. This result
allows one to map the electronic dynamics of lens-shaped
QDs with spectral densities derived via a spherical geom-
etry when studying the phonon influence on the elec-
tronic system. In contrast to the electronic kinetics that
are mainly governed by the exciting laser field, the actual
nanostructure geometry has a very strong impact on the
spatiotemporal properties of the phonon dynamics, cf.
Figure 5A and C. An example is given, where for a lens-
shaped QD, the phonon emission is strongly concentrated
along the direction of the smallest axis of the QD, which
1
0.8
0.6
0.4
0.2
0
100 150
Excited state density
t (ps)
200
Non-markovian
Markovian
Pulse (×100)
Figure 4: Rabi oscillations of a QD under time-dependent driving
(Gaussian pulse, black line).
Non-Markovian electron–phonon interaction (orange line) leads to a
renormalization of the Rabi frequency and recovers partial coherence
after the first ps in contrast to Markovian damping (greenline).
–20
2.5 ps 2.5 ps
Dot A
Dot B
Dot C
10
Θ (π)
5
AC
D
0
0
z (nm)
Occupation
20
0
0.5
1
Figure 5: (D) Final occupation of the excited QD state for a strongly
lens-shaped QD (A) and two spherical shaped QDs (B, C). Despite
different geometries QD, A and C show quantitative and qualitative
the same dependence on the pulse area. (A) and (C) The relative
volume change after an excitation with a 2π pulse for (A) a lens-
shaped and (C) a spherical shaped QD. The outgoing phonon waves
differ strongly in directionality. Reprinted figure with permission
from [96]. © 2017 by the American Physical Society.
666     A. Carmele and S. Reitzenstein: Non-Markovian features in semiconductor quantum optics
is important for a phonon-mediated coupling of different
QD [135, 136]. Therefore, the QD shape plays an important
role in determining the properties of the created phonons
and possible application for phonon lasing and sensing
with solid-state nanostructures [137139]. Also, it has
been shown that adding a high chirp rate to ultrashort
laser pulses, the QD can be decoupled from the phononic
environment and thus a reappearance of rapid adiabatic
passage can be established [46].
3.4 Phonon-assisted incoherent excitation
processes (Polaron master equation)
The Heisenberg equation of motion method is in general
valid in the weak coupling limit. This is not the case for
the strong coupling and high temperature limit, where
most perturbative approaches fail. However, in case of a
time-independent pump, the Hamiltonian in Eq. (2) can
be rewritten in the polaron frame, and a more conveni-
ent non-Lindblad type of master equation can be derived
[50, 127]. The main goal of the polaron transformation is
to trace out the degrees of freedom of the phonon reser-
voir in a second-order Born theory but to keep as much
information as possible about the electron–phonon inter-
action. In second-order perturbation theory, the reduced
density matrix TrB{p(t)} =ρs(t) in the interaction picture
and in second-order Born approximation reads:
()=[ , ()]Tr{[, (
)]}
sc I
sels BI
sB
ii
tHtHtρ
ρρ
ρ
−−
 (38)
20
1
Tr {[ , [(), (
)]
]}
.
t
BI Is B
dHHtττρτρ
−−
−⊗
(39)
As a first approach, one can choose a stochastic force
via
.
st
ep
H
In this case, the interaction Hamiltonian reads
HI(τ) =ħσ22(τ)F(t+τ) and the trace over the bath degrees
of freedom is a Gaussian average TrB{ ρB}  〈〈〉〉. As
the electronic operators are not affected by the statistical
average and c-values commute, we obtain:
2
22 22
[, [ (), ()]]
(/2) ()[, [ (),
()]]
II s
ps
HH t
t
τρ τ
γδτσ στ
ρτ
〈〈 −−〉〉
=−
(40)
where we used the white noise correlation for the stochas-
tic force 〈〈F(t1)F(t2)〉〉 =γρδ(t1t2)/2 and 〈〈F(t)〉〉 = 0. In this
limit, the master equation reads as given in Eq. (27):
22 12 21
22 22
d
() [(), (
)]
dt
[()()].
ss
ps s
ti t
tt
ρ∆σΩσσρ
γσρσ ρ
=− ++
+−
(41)
Such a Markovian limit is valid in many experimen-
tal setups and driving scenarios, as long as the dynam-
ics of the chosen observable evolves on a much smaller
timescale than the environmental correlation times. For
example, Figure 6 depicts excitation-dependent reso-
nance fluorescence emission spectra for different excita-
tion, which were obtained in a unique experiment using a
high-β QD microlaser as cw pump [102].
Acting as excitation the electrically driven high-β
microlaser drives with its output field, a semiconductor
QD. This QD acts as a two-level system within an advanced
fiber-coupled experimental setup based on two cryostats,
which host the QD microlaser and single QD sample,
respectively. The experimental data on the resonantly
driven QD are obtained at cyrogenic temperatures of 7K
to minimize electron and hole escape from the QDs and
phonon-induced decoherence γρ. However, the emerging
Mollow spectra for increasing excitation powers show
driving-induced pure dephasing, which we model quan-
titatively by our model Eq. (41). Indeed, the Markovian
Figure 6: Excitation-dependent resonance fluorescence emission
spectra and photon autocorrelation function under cw excitation by
a state-of-the-art high-β QD microlaser.
Increasing excitation power leads toward a Mollow-triplet like
emission spectrum. Reprinted figure from [102].
A. Carmele and S. Reitzenstein: Non-Markovian features in semiconductor quantum optics     667
theory (solid lines) reproduces well the experimental data
for optimum T2 values around 500 ps. The Mollow spec-
trum, derived from the power spectrum formula S(ω),
reads:
21 12
0
2
0
22
2
0
00
22
22
00
() limRe()( ),
() ()
4()
()
()
11
,
22
()
()
i
t
RP
PR P
CRSC
RS
RR
Sd
tt e
S
ZZ
ZZ
ωτ
ωτσσ τ
ΓΓ
ωπδω ω
ΩΓΓωωΓ
ΓωωΩ ΓωωΩ
ΓωωΩ ΓωωΩ
→∞
++
++

=〈+〉


=−+
+−+
+−+−−−
++
+−++−−
(42)
where the following abbreviations are used: ΓR= 2Γ,
ΓP=Γ+γρ, and Γ±= (ΓR±ΓP)/2,
22
4
R
ΩΩ
Γ
=−
and the
oscillator strength functions are introduced:
2
2
14
R
C
RP
Z
Γ
ΩΓΓ
=− + (43)
2
2.
4
R
S
RRP
ZΓΓ
ΩΓΓ
+

=−

+

(44)
Although a Markovian model may apply to special
situations, more insight into the decoherence processes is
feasible to overcome temperature and single-photon rep-
etition rate limitations. As shown above, Markovian, that
is, global, frequency-, and time-independent dephasing
dynamics do not always model the dynamics correctly,
and it is necessary to go beyond the Born–Markovian and
secular limit of the master equation.
To include as much information as possible in sec-
ond-order perturbation theory, we transform the Hamil-
tonian for a time-independent Rabi frequency Ω(t) =Ω0
in Eq. (2) into the polaron frame [51, 97, 103, 104]. We use
the electron–phonon interaction Hamiltonian and apply a
unitary transform, that is, diagonalization of the phonon
part of the Hamiltonian, via Up= exp[σ22(RR)] and
12
/.
q
R
gb ω=
q
q
q The Hamiltonian in the polaron frame
can be calculated via 0
ex
p[ ]exp[] [, ]
/!
n
n
xy
xxyn
=
−=
and
[x, y]0=y, [x, y]n= [x, [x, y]n-1]:
22 22
,
pp
UUσσ
= (45)
††
12 21 12 21
()cosh[]()
pp
UURR
σσ
σσ
+=
−+
12 21
sinh[](),RRσσ+−
(46)
2
††††
12 12
22 22
()
,
pp
qq
gg
Ub
bU bb bb
σσ
ωω

=− ++


qq
qq qq qq (47)
†† 12
22 22 22
() ()
2.
pp
q
g
Ub
bU bbσσσω
+=+−
q
qq qq (48)
The transformed Hamiltonian is split into an interac-
tion Hamiltonian:
12 21
/( )( cosh
[])
I
H
RRσσ
ΩΩ
=+
−−
21 12
()sinh[],RR
Ωσ σ
+−
(49)
with
exp[ ]exp[(0)/2
]
RR
ΩΩ Ωφ
=〈 −〉=− where φ(t)
denotes the phonon correlation of the diagonalized
electron–phonon interaction:
2
12
() |/|cothcos()sin(
).
2
q
qq
q
b
tg ti t
kT
ω
φωω
ω


=−





q
q
(50)
The corresponding Hamiltonian of the free evolution
reads:
0221221
/(
),
q
H
bb∆σ Ωσ
σω
=+ ++
qq
q
(51)
with
2
12
21
||
.
L
q
g
∆ω
ωω
=−
q
q Additionally the Franck
Condon renormalization 12 12
()Ωσ
σ+ is introduced to
the free evolution and subtracted from the interac-
tion Hamiltonian to ensure in second-order perturba-
tion theory in HI(t) a vanishing first-order contribution:
Tr{[ (), () ]} 0,
I
Is B
Ht t
ρρ
⊗=
and the resulting non- Markovian
master equation reads:
22
d
()
[,
(
)]
dt
ss
ti
Xt
ρ∆σΩρ
+
=− +
2
0
,
{()[ , ()()]h.a.}
,
4
t
iiis
i
dG XX t
ττ τρ
=+
−−
+
(52)
with
12 21
XX
σσ
++
=+= and
21 12
()Xi X
σσ
−−
=−= to allow
for a compact formulation of the master equation.
The corresponding phonon Green’s functions read
G+(t) = cosh[φ(t)]–1 and G(t) = sinh[φ(t)]. Interestingly,
this trace-preserving master equation (after setting
ρ(tτ) =ρ(t)) simulates the complex decoherence dynam-
ics in more detail for time-independent system dynamics
and poses a feasible alternative to time-convolutionless
techniques [37, 140]. In the limit of a vanishing coupling
element, one recovers the system dynamics without
any contributions from the environment, as G±(t)  0
and φ(t) = 0, it follows ΩR=Ω. The time dynamics of
Xi(τ) is given via the electronic part of H0. The general
668     A. Carmele and S. Reitzenstein: Non-Markovian features in semiconductor quantum optics
solution for a detuned, driven two-level system reads with
22
4
η
Ω∆=+
:
00 0
2
() sin( )cos() sin(
),
z
Xt
tX tX tX
Ω∆
ηη η
ηη
−−
+
=+ (53)
0
022
22
0
2
() [1 cos( )] [4 cos(
)]
sin( ),
z
X
Xt tX t
tX
Ω∆ ηΩ
∆η
ηη
η
η
+
+
=− ++
+ (54)
2
00
22
0
2
() cos( )[1cos()][1cos()]
2sin( ),
zz
Xt
tt
Xt
X
tX
∆Ω
ηη η
ηη
η
η
+

=−−+


(55)
where 0
(0)
ii
XX
= are the initial values and Xz=σ22σ11 is
given for completeness. Another interesting limiting case
assumes Xi(τ) Xi(0), that is, the system’s dynamics is too
slow and the environmental time correlation dominates
the dissipative part of the master equation. As
22
i
XX
+==1
and 0
() ,
ii
Xt X
we can write
{}
,
()[, ( )()] h.a.
iiis
i
GXXtττρ
=+
−+
,
2Re[ ()][ () ()
]
is is i
i
GtXtXτρ ρ
=+
≈−
12 21 21 12
Re[()()][2 () 2()2()]
sss
GG ttt
ττσρ σσρσ ρ
+−
=− ++
12 12 21 21
Re[()()] 2()2() ,
ss
GG tt
ττσρ σσ
ρσ
−+

−−
+

(56)
which leads to the following master equation:
22 21
12
d
() [, ( )] ()([
]
dt
[])()
ss
s
ti Xt t
t
ρ∆σΩρΓ σ
σρ
++
=− ++
+
D
D
12 12 21 21
()(()())
ss
tt t
Γσρσ σρ σ
++
(57)
with the time-dependent damping and dephasing
coefficients:
2
()
0
()=Re( 1)
4
t
td
eφτ
Γτ
+



(58)
2
()
0
() Re
(1).
4
t
tdeφτ
Γτ

=−


(59)
In Figure 7, we plot the solutions obtained from the
polaron master equation in Eq. (57) in the weak driving
limit Ω= 50μeV and the solution of the cluster expansion
of second order from the set of equations in Eq. (3136)
for standard GaAs material parameter and T= 77 K. In
the secular approximation Γ(t) = 0 and without the Rabi
energy renormalization
ΩΩ=
in H0 (left), the solutions
agree well. Deviations with nonsecular terms and the
renormalized Rabi energy become apparent even in the
weak coupling, weak driving limit. However, the solu-
tion has been obtained in the very weak and resonant
driving scenario. The advantage of the polaron master
equation is the possibility to take into account dressed
state dynamics in the case, when the time dependence of
Xi(τ) becomes nonnegligible, however only up to driving
strengths below the cut-off frequency as the polaron
master equation does not allow to simulate dynamical
decoupling scenarios.
An exemplary result is plotted in Figure 8. The experi-
mental data points are obtained from self-assembled
In(Ga,As)/GaAs QDs grown by metalorganic vapor-phase
epitaxy. The corresponding sample includes a single layer
of QDs centered in a 1-λ-thick planar GaAs cavity sur-
rounded by alternating λ/4 periods of AlAs/GaAs as 4 top
and 20 bottom distributed Bragg reflectors to enhance the
photon extraction efficiency. A narrow band (500 kHz)
tunable Ti:sapphire cw laser served as an excitation source,
and the integrated intensity of an incoherently driven
QD is compared with theory [50]. This detailed study of a
1
0.8
0.6
0.4
0.2
0050
t (ps)
Secular
Cluster expansion
Polaron MEQ
Non-secular
Excited state density
1
0.8
0.6
0.4
0.2
0
05
0
t (ps)
Excited state densityExcited state density
Figure 7: Comparison between the polaron master equation and cluster expansion solution in the second-order and weak driving limit
(ħΩ= 50μeV).
The solutions agree well without nonsecular terms and Rabi energy renormalization (left) for temperatures up to T= 77K.
A. Carmele and S. Reitzenstein: Non-Markovian features in semiconductor quantum optics     669
phonon-assisted incoherent excitation mechanism of single
QDs allows one to explore the underlying acoustic phonon
bath dynamics and shows very good agreement with the
polaron master equation theory. Please note that the experi-
mental data points (black spheres) are only well produced,
if the full phonon-induced quantum kinetics is taken into
account such as in a polaron master equation model (red)
with a constant external driving field and emerging addi-
tional incoherent excitation channels. Therefore, the QD
coupling to the phonon reservoir does not only introduce
pure dephasing and an enhancement of radiative decay pro-
cesses, but also accounts for new and in Markovian models
not included incoherent excitation/scattering channels if
spectral detuning becomes important. The applied phonon-
assisted incoherent excitation provides a unique excitation
mechanism of a semiconductor QD and can be used as an
effective new tool to map the characteristic features of the
phonon bath present in such a solid-state quantum emitter
system. Additional, it serves as an interesting quasiresonant
excitation scheme for the triggered generation of single
photons with high indistinguishability [26].
3.5 Phonon anticrossings in the Mollow
regime (inductive equations of motion)
In addition to the perturbative models above, we address
now numerically exact solutions. We start with the
Heisenberg equation of motion approach, which can
be used to calculate nonequilibrium phonon dynamics
up to arbitrary order if an inductive equation of motion
method is used. For example, for longitudinal optical
(LO) phonons, the dispersion is constant in the Einstein
approximation: ω(q) ωLO [24, 106, 141]. This allows for an
exact treatment of the electron–LO phonon interaction
[28, 105, 106, 141]. Because of the constant dispersion,
we may write the Hamiltonian in Eq. (7) in the interaction
picture as
††
12
() [()()]
.
LO LO
it
it
lo
ep
H
tfbt bt Be Be
ωω
=+
=+
q
qq
q
This leads to the commutation relation [B(t), B(t)] = | f | 2
with
22
12
|| ||,ff
=
q
q which corresponds to the renormal-
ized harmonic oscillator picture. This collective operator
leads to a numerically exact solvable set of equations.
Using the Heisenberg equation of motion for a nonexplicit
time-dependent operator:
d[, ]
dt
sc lo
el ep
iAHHA
−−
−=
+ from
Eqs. (2) and (7), a set of differential equations, defining
An,m〉 = 〈ABnBm〉, can be derived. As an example, we give
the full set of equations of motion for a driven QD with LO
phonon interaction:
,,
12 21 12
,, 1,
,1
22 12 12 12
21,
,0 12 12
d
(()/2)
dt
()(2 )(
)
(1 )| |,
nm nm
LO
nm nm nm nm
nm
n
inmi
it if
inff
σω ωΓσ
Ωσ
σσ
δσ
++
〈〉=− −− −〈
−〈〉−〈〉−〈〉+
〈〉
−− 〈〉
q
q
q
q
1
(60)
,,
22 22
,1,,
1
12 12 22 22
21,
,0 12 22
2,1
,0 12 22
d(( ))
dt
2Im[ () ](
)
(1 )| |
(1 )|
|,
nm nm
LO
nm nm nm
nm
n
nm
m
in m
tif
infg
imff
σΓ ωσ
Ωσ
σσ
δσ
δσ
++
〈〉=− −− 〈〉
+〈〉− 〈〉+〈
+− 〈〉
−− 〈〉
q
q
q
q
q
q
(61)
,,
21
,
,0 12 12
2,1
,0 12 12
d() (1 )| |
dt
(1 )||.
nm nm
nm
LO n
nm
m
in minf f
imfg
ωδ σ
δσ
〈〉=− 〈〉+−
〈〉
−− 〈〉
q
q
q
q
11
(62)
Figure 8: Integrated QD intensity derived from a frequency scan (black dots, experiment) and theory with (red) and without (blue) phonon-
included processes on the basis of the polaron master equation for different temperatures (A) and (B).
Reprinted figure with permission from [50]. © 2012 by the American Physical Society.
670     A. Carmele and S. Reitzenstein: Non-Markovian features in semiconductor quantum optics
This set of equation is complete and allows one
to solve the dynamics of the coupled phonon-emitter
system and calculate the associated emission spectra, cf.
Figure 9. Note that with given initial conditions and for
a fixed time interval, hierarchies only up to a certain N
in the phonon interaction contribute. This maximum N
is tested until convergence is reached, depending on the
time interval and coupling strength of the system. This
inductive equation of motion method has been applied,
for example, to calculate the luminescence spectrum of a
strongly driven QD with LO phonon satellite peaks [107].
Because of the present electron–LO phonon interaction,
the typical Mollow triplet is changed and additional side
peaks appear at the frequency of the LO phonon satel-
lite peaks 36 meV. In Figure 9, an emission scheme is
depicted showing that besides the strong drive-induced
Mollow sideband, also LO phonon emission and absorp-
tion occurs and introduces Raman-like features into the
spectrum under coherent excitation. Another impor-
tant aspect is the fact that the phonon emission and
absorption is strongly temperature-dependent. Here,
the temperature is included in the initial conditions
for the expectation values: 〈Bn(0)Bm(0)〉 =δnmn![exp(βħ
ωLO)–1]−1 and 1/β=kBT. For low temperatures, because of
the LO phonon frequency in the range of for example,
ħωLO= 36 meV, spontaneous emission dominates,
leading to strong Stokes contributions. Given the set of
equations of motions, the dynamics of the coupled laser-
QD system can be calculated and because of the included
Markovian radiative decay constant Γ, a steady state is
inevitably reached. Via a two-time correlation function,
using the quantum regression theorem [35, 36, 38], the
power spectrum S(ω) is obtained. In Figure 9, the power
spectrum of a QD under cw excitation Ω(t) = const is
plotted for different Rabi energies Ω. Clearly, for low-
excitation amplitudes, the Mollow triplet can be identi-
fied and an additional LO phonon satellite peak triplet
becomes visible, where both scale linearly with the Rabi
energy. Interestingly, if the excitation strength becomes
comparable with the LO phonon energy, anticrossings
occur and both, the electronic and phononic triplet inter-
fere, forming a new Eigenstate [107]. This has the inter-
esting practical consequence that the splitting allows
one to obtain independently and spectrally resolved
the electron–phonon interaction strength without
relying on the delicate measurement of the relative peak
heights [43, 142, 143] to estimate the Huang–Rhys factor
22
12
||
/.
HR LO
F f ω=
q
q
3.6 Phonon-assisted population inversion
(real-time path integral)
Because of the intrinsic non-Markovian nature of the elec-
tron–phonon dynamics, perturbation approaches such as
reviewed above break down either in the high tempera-
ture or strong coupling limit. With exception of phonon
modes with constant dispersion, in which the Heisenberg
inductive equations of motion are numerically exact,
only the real-time path integral method is capable to treat
the coupling of QDs to a continuum of acoustic phonons
exactly for time-dependent excitation scenarios. This
method relies on slicing the time evolution into discrete
steps and is similar to recently widely used time-evolving
block decimation or matrix-product state methods [111,
112, 114, 115, 144]. These models take into account not only
the non-Markovian features of the system dynamics but
also the growing degree of entanglement between system
Figure 9: Scheme and power spectrum of a two-level system (e.g. QD) interacting coherently with strong external laser field.
The emission consists of triplets centered at the driving laser frequency (Mollow triplet) and at the Raman frequencies (only Stokes
contribution shown). For driving strength of the order of the LO phonon energy, additional anticrossings occur. © 2011 American Physical
Society, reprinted from [107].
A. Carmele and S. Reitzenstein: Non-Markovian features in semiconductor quantum optics     671
and reservoir states because of excitation exchange and
information backflow.
The real-time path integral method is derived from
the Caldeira–Leggett model [110] and has been reviewed
widely within the well-known spin-boson problem [33, 115,
145]. The application to the QD–phonon kinetics has been
successfully applied to exciton [33] and biexciton systems
[47]. Interestingly, the real-time path integral method
has also successfully used to describe phonon-induced
dephasing in a coherently coupled QD microcavity systems
in the regime of cavity quantum electrodynamics (cQED)
with efficient numerical protocols [116, 117].
Starting point is the general solution of the Liouville–
von Neumann equation:
{}{}
00
() exp[ () ](0) exp[ ()
],
tt
tT iHtdtTiHtdt
ρ
ρ

=−
′′ ′′


∫∫
(63)
In contrast to Section 3.1, we take light–matter inter-
action into account: ()=(
).
sc LA
el
ep
H
tHtH
−−
+ Choosing a final
QD state, we are interested in
||
NN
ii
〉〈 at time t=NΔt, and
summing overall possible initial system and phonon and
final phonon states in the coherent state representation,
we yield:
22
2
00
00
|()| , |(, 0)|,
sN
NN NN
dz dz
dz
it
iz
iU
tz
iρπππ
〈〉
=〈
∫∫∫
(64)
00 00 00
, |(0)|, , | (, 0)| ,
NN
zi zi ziUt zi
ρ
〈〉〈〉
′′ ′′ (65)
We proceed as before when we derived the independ-
ent boson model in Eq. (25) and trace out the system
degrees of freedom first. We use a stroboscopic evolution
in time slices Δt, applying the Suzuki–Trotter decom-
position and trivially fulfilling the time-order in doing
so. Then, we insert between the time slices (N-1)-times
the system identity 1,2
||
n
nn
i
ii
=
=〉
1
and yield following
matrix elements:
11
1
|exp[()]||exp[ ()]|
exp[ (, )],
sc
nnne
ln
LA
ep n
iiHn ii iH ni
iH ni
−−
−−
〈− 〉=〈−
(66)
where we assumed Δt to be small that the electron–
phonon and light–matter Hamiltonian commute to first
order, and we exploit the fact that electron–phonon inter-
action is diagonal in the system states. The light–matter
interaction reads explicitly (for resonant excitation):
1
1
|exp[()]|n
n
i
sc
neln i
iiHn
iM
−−
〈−
〉=
1
cos[ ]sin[]
||,
sin[ ]cos[]
nn
nn
nn
fif
ii
if f

=〈



(67)
reducing the system dynamics to c-values per time slice
and (1)
=().
nt
nnt
ftdt
Now, the electron–phonon inter-
action is reduced to a Gaussian problem and the Fey-
nman–Vernon influence functional can be derived. It
is convenient to use the coherent state representation,
inserting (N-1)-times the phonon subspace identity, the
evolution reads:
00 1
1
, |(, 0)|, [
]
n
n
NiS
NN i
n
ziUt zi
MZ
Te
=
〈〉
=D (68)
with S as the phonon action and formally as a path inte-
gral with corresponding trajectories for Gaussian degrees
of freedom. Taking the extremum, solving for the classical
equation of motion for the phonon degrees of freedom,
and tracing out the phonon reservoir, one yields the
reduced density matrix evolution:
()
11
00
11
|()| |(0)|
nn
nn
Nn
S
ii
ss
nm
NN ii
nm
itiMMe
iiρρ
−−
==
〈〉=〈
′′
∏∏ (69)
where the impact of the phonon reservoir is included via:
12 12 12
11
=()[ ()
()]
nt mt
nm nn
mm
nt mt
Sd
tdti itti tti
∆∆
∆∆
φφ
−− −−−−
′′
∫∫ (70)
for k ≠m as an example with the phonon correlation φ(t)
given in Eq. (50). Note, the solution assumes a real phonon
coupling element and a two-level system in which the
phonons couple to the excited state only. We recover the
solution of the independent boson model when Ω(t)  0
and
00
,ii
=1 =1
2| ()|1 2| (0)|1
Nn
S
ss
nm
IBM
nm
Nt eρ∆ ρ
〈〉=〈
∏∏ (71)
leading numerically to solution given in Section 3.1 in
Eq.(25).
In principle, the problem is solved with Eq. (69).
However, the evaluation is numerically still expensive and
can be reduced strongly by taking into account an “on fly”
screening [33, 146, 147] because of the fact that for longi-
tudinal acoustic phonon coupling (or other superohmic
environments), the memory falls off rapidly. Further-
more, boundary conditions need to be imposed to recover
known exact solutions [33, 146, 147]. This exact method
can also be used to benchmark perturbative approaches.
In Figure 10 and in Ref. [108], the cluster expansion solu-
tion of the second-order (orange line) is compared with
the numerically exact solution from the real-time path
integral method (green line). As a figure of merit, the real
part of the microscopic coherence is calculated for a QD
672     A. Carmele and S. Reitzenstein: Non-Markovian features in semiconductor quantum optics
exposed to a weak cw driving. Due to the electron-phonon
interaction, the Eigenstate of the system change and a
real part of the coherence emerges in dependence on the
driving and the electron-phonon coupling strength. This
real part saturates fast and captures intrinsical phonon-
induced effects.
Clearly, for weak coupling 12
(),gq
that is, the standard
semiconductor GaAs parameters, i.e. a < 2, the path inte-
gral solution, and the cluster expansion are in agreement
for low temperatures, e.g. T = 4K. For a stronger coupling,
e.g.
4,α
the deviation is visible and a clear breakdown of
the cluster expansion solution is recognizable, and unre-
alistical oscillations may occur (not shown).
Full demonstration of the reliability of the path inte-
gral method has been achieved in population inversion
protocols where the laser pulses are tuned within the
neutral exciton phonon sideband [25]. This unconven-
tional method achieves the inversion by rapid thermaliza-
tion of the optically dressed states for which incoherent
phonon-assisted relaxation processes are necessary. In
Figure 11, the exciton population TrB[〈2 | ρ(t) | 2〉] is plotted
(experiment b; theory c). The experimental data have been
obtained from a layer of InGaAs/GaAs QDs embedded in
the intrinsic region of an n-i-Schottky diode structure at
42 K, where the measured photocurrent is the quantity
of interest to measure the final occupation of the exciton
state. We observe a very good overall agreement between
experiment and theory, and all qualitative features are
reproduced and confirmed by microscopic input para-
meters. The population inversion arises due to the incoher-
ent phonon-induced relaxation between optically dressed
states, and the occurring phonon scattering becomes an
enabling factor in the high driving limit.
4 Nonequilibrium phonon dynamics
in quantized light–matter
interaction
Quantum optical experiments based on solid-state
quantum emitter platforms have made significant
advances over the past decade. Manifestly atomlike
024
68
t [ps]
α = 4
α = 2
Cluster expansion 2nd order
α = 0.5
Path integral solution
0
–0.01
–0.02
–0.03
Re [P]
–0.04
Figure 10: Comparison of the real time path-integral solution with
the cluster expansion time-trace for cw excitation.
Clearly, for weak coupling (α <2), the cluster expansion solution
of second-order (orange) captures the correct steady-state of the
real part of the microscopic coherence P <σ12. However, for stronger
coupling and elevated temperatures deviations arise, and only the
path-integral solution (green) predicts the correct experimental
values.
Figure 11: Experimentally obtained (left, B) exciton population versus the pulse area and laser detuning. The path integral solution is given
in (C, right) and in very good agreement with the measured signal. The inset (C) shows the calculated values without electron–phonon
interaction. Reprinted figure with permission from [25]. © 2015 by the American Physical Society.
A. Carmele and S. Reitzenstein: Non-Markovian features in semiconductor quantum optics     673
properties have been demonstrated for semiconduc-
tor QDs, and further progress is expected from coupling
those semiconductor nanostructures to microcavities as
development of in situ lithography techniques advances
rapidly [148, 149]. Related progress in the fabrication of
QD microcavities paves the way to use the Purcell effect
in the optical regime to build efficient and deterministic
sources of single photons with tunable photon statistics
[150, 151]. Exploiting such phenomena, QDs coupled to a
cavity mode become even more atomlike [6, 100, 152155].
Many well-known features of AOM physics have already
been demonstrated on solid state–based platform such
as Rabi splitting [6] or spectral Jaynes–Cummings ladder
signatures [153, 156, 157]. In contrast to atoms, solid-state
environments are also tailorable and provide the possi-
bility to position nanostructures on demand such as QDs
permanently in a high-
Q
microcavity [20], cf. Figure12.
Independent on natural given atomic features, the size
and geometry of the QD are controlled properties, for
example, the coupling strength and the confinement
energies [58]. Those systems are scalable and perform as
material platforms for future technological applications,
including single-photon emitters [1, 158–160]. However,
compared with atomic systems, quantum emission fea-
tures in semiconductor nanostructures are ultimately
accompanied with decoherence and scattering in the
semiconductor environment [161, 162], as also we have
reviewed in Section 3(A–F).
In this section, we selectively review phonon-induced
phenomena in cQED based on QDs as active medium and
where the quantized nature of the light field enters in the
description of the dynamics. The following examples are
ordered from the single- via the two- to the many- photon
regime. First (Section 4.1), we extend the theoretical
toolbox by introducing the time-convolutionless method
to model the Jaynes–Cummings physics in the single-
excitation limit via
cav
el
H
in Eq. (3) and show that acoustic
phonons introduce dephasing but also a Rabi frequency
renormalization via LA
ep
H
[117, 163]. In this single-photon
regime, two aspects of the semiconductor environment
in QD-based cQED are given, for example, disadvanta-
geous impact of phonons on the goal to reach the strong
coupling regime [163]. Furthermore, and also in the sin-
gle-photon limit, phonon-mediated cavity feeding is dis-
cussed, an interesting effect that strongly deviates from
the idealized “artificial atom” model typically applied
[80, 164166].
In the two-photon limit (Section 4.2), we discuss the
emission of photon pairs into free space, based on
.
con
el
H
In
this quantum optically nonlinear regime, we discuss the
effect of colored noise in st
ep
H
on the visibility of subse-
quently emitted photons in a Hong-Ou-Mandel setup. This
colored noise can be interpreted as semiclassically treated
phonon influence as in Section 3.1when the susceptibil-
ity has been derived. We demonstrated that changing the
pulse separation in a two-pulse sequence allows one to
monitor environmental correlations and unravels the
intrinsic memory kernel [167]. Overall, the semiconductor
environment is inevitably involved in excitation processes
and renders coherent excitation processes partially inco-
herent, which are nevertheless crucial for a quantitative
understanding of experimental results. However, as men-
tioned already above, the same environment, which has
detrimental effects on the coherence, may also in certain
scenarios become advantageous and supports quantum
optical properties.
As an example of phonon-assisted coherence
increase, we discuss in Section 4.3 the collapse and
revival phenomenon known from AMO physics based
on the JaynesCummings model Hamiltonian
.
cav
el
H
Here,
we use the inductive equations of motion approach from
Section 3.5 to model a QD strongly coupled to microcavity
mode, which is initialized in a coherent state. This coher-
ent state leads to the collapse and revival phenomenon
[36, 168, 169]. Typically, for low photon numbers, the
collapse and revival patterns vanish fast into an irregu-
lar oscillatory behavior, but a QD coupled to an acoustic
Figure 12: Scanning electron micrograph of a pillar with a diameter
of about 0.8mm.
A combination of electron beam lithography and reactive dry etching
allows one to obtain micropillars with close to vertical and defect-
free sidewalls. Figure reprinted from [6].
674     A. Carmele and S. Reitzenstein: Non-Markovian features in semiconductor quantum optics
phonon reservoir exhibits a stabilization via LA
ep
H
and the
collapse and revival phenomenon survives much longer in
the presence of phonon-mediated coherence support [29].
Therefore, we show before concluding this review that
phonon nonequilibrium dynamics may even be supported
and enhanced quantum coherences.
4.1 Phonon-induced decoherence
inQD-cQED
There is a wide range of examples how scattering processes
limit the performance of semiconductor nanostructures [7,
11, 12, 154]. To take into account the underlying non-Mark-
ovian physics of the phonon environment, simulations
must rely either on higher-order perturbative Markovian
approaches, time-convolutionless techniques, highly
numerically expensive nonequilibrium Green’s function
models, or exact diagonalization. Here, the influence of the
non-Markovian is calculated using a time- convolutionless
approach [37, 140]. Given the dynamics of the reduced
density matrix in second order of the electron–phonon
interaction Eq. (39), the system density matrix is approxi-
mated in a timelocal form by setting ρ(tτ) p(t). Using the
full Hamiltonian H including the cavityQD interaction
,
cav
el
H
the dynamics in the single excitation limit yield the
following set of equations of motion, if the photon-assisted
ground state is abbreviated with
11 11
::
QD
ccσσ
=
22 22 12
d
2Im[ ],
dt
gσΓ
σσ
〈〉=− 〈〉
+〈
(72)
12 12
11 22
d
[/2/2()]
dt
[()] [()]
,
iAt
Bt ig Ct ig
σΓκ∆ σ
σσ
〈〉=− ++−〈
−+〈〉++
〈〉
(73)
11 11 12
d
=2Im
[]
dt gσκ
σσ
〈〉−〈 〉−
〈〉
(74)
where a Markovian radiative decay and a cavity loss is
assumed
[]cκρ
D and a detuning between cavity mode
and the QD is assumed with Δ=ω21ωc. The influence of
the acoustic phonons is included in the time-dependent
coefficients A, B, C, obtained after inserting a unity in the
time-local master equation:
22 22
0
() [()1|()|1()2|()|
2],
t
II
At
dτφ τστφτστ
=〈−〉−〈
−〉
(75)
22
0
() ()1| ()|2
,
t
I
B
tdτφ τστ
=〈
−〉
(76)
22
0
() ()1| ()|2
,
t
I
Ct
dτφ τστ=〈
−〉
(77)
with 〈i | σ22(−τ) | j〉 = 〈i | U(τ, 0) | 2〉〈2 | U(−τ, 0) | j〉 the time-
evolution matrix element of the unperturbed system with
time evolution operator: U(t, 0) = exp[−igt(σ12+σ21)–iΔt],
and φI(t) is given in Eq. (26). A(t) includes the polaron shift
and the dephasing dynamics via the imaginary and the
real part, respectively. B(t) and C(t) renormalize the inter-
action strength between the cavity mode and the QD via
the independent boson phonon correlation function. This
is an important feature of non-Markovian open quantum
system dynamics, as a system–reservoir coupling intro-
duces an increase of entanglement and thermalization at
the same time, leading to a loss of information and basi-
cally new “dressed” system states. In the Markovian limit
φ(t) γpδ(t), we recover a Lindblad type of interaction, in
which B(t) and C(t) are vanishing because of 〈i | j〉 =δij and
A(t) reduces to −γM in which all phonon characteristics are
gone and a phenomenological pure dephasing constant
remains.
The formulation with finite time kernel, however,
allows one to investigate the phonon impact on the strong
coupling regime of the QD-cQED without overestimat-
ing the dephasing rate, which is the case for a Markovian
decay. A figure of merit for the strong coupling regime is
a nonmonotonic decrease of the initial QD occupation
σ22(0)〉 = 1with 〈σ22(t1)〉  〈σ22(t2)〉 for t2>t1. Figure 13 shows
the parameter space where strong coupling and weak cou-
pling resides depending on the bare coupling constant g
and the temperature. The temperature enters in the phonon
correlation function via φ(t)  φ(t, T). From evaluating
the dynamics in the single-excitation regime, it becomes
apparent that the higher the temperature, the stronger
must be the cavity–QD coupling to yield nonmonotonous
decay dynamics of the QD excitation [34]. Remarkably,
the coupling–renormalization has a strong effect (without
renormalization dashed lines, with renormalization solid
Figure 13: Parameter space where strong coupling and weak
coupling resides for QD-based cQED depending on the bare
coupling constant and the temperature.
Non-Markovian phonon interaction leads to a renormalization and
affects strongly the transition from weak to strong coupling (solid
lines with renormalization, dashed lines without). Reprinted figure
with permission from [163]. © 2010 by the American Physical Society.
A. Carmele and S. Reitzenstein: Non-Markovian features in semiconductor quantum optics     675
lines). This energy renormalization is also important in
explaining asymmetries in life times with respect to the
QD–cavity detuning in cavity feeding scenarious.
A pronounced increase in a nonresonant QD–cavity
coupling toward elevated temperatures is a strong indi-
cation of phonon-mediated relaxation processes [51, 54,
164]. The spectral mismatch between the cavity mode and
the emitter is then bridged by either phonon emission
if the emitter is blue detuned from the cavity mode, or
phonon absorption if the emitter field is red detuned. This
asymmetry is included in the phonon correlation func-
tion φ(t) and not included in the Markovian limit, where
φ(t) γMδ(t). As for low temperatures, nq 0 processes
accompanied by phonon emission (nq+ 1) are favored over
those obtained by phonon absorption (nq), and spectral
asymmetries become visible and pronounce in this tem-
perature regime. In Figure 14, the non-Markovian relaxa-
tion dynamics of a detuned QD–cavity QED platform is
investigated [80] and given in the single excitation as:
2(
)
11 22
0
d
2R
e,
dt
i
gde∆τ φτ
στ
σ

〈〉
≈〈


(78)
if instead of the phonon interaction, the cavityQD inter-
action is taken as a perturbation up to second order in
the reduced but timelocal density matrix, cf. Eq. (39).
This transition strength from excited to ground state can
be understood as a generalization of Fermi’s golden rule
[37, 51]. A model without phonons (dashed line) cannot
reproduce the effective lifetimes of the coupled QD–cavity
system as a function of the detuning Δ (experimental
data, dots). The non-Markovian simulations (solid) were
computed with a measured quality factor Q = 2900 and a
cavity–QD coupling strength ħg= 45μeV. Also, the asym-
metric dip of the lifetime with respect to the detuning is
not reproduced without phonon dynamics, showing that
phonon-mediated feeding cannot be captured with a
broadened zero-phonon linewidth. For higher excitation
manifolds, it can furthermore be shown that the cavity
feeding effect depends nontrivially on the detunings, for
example, maximal efficiency is obtained for detunings
corresponding to transition energies between cavity-
dressed states with excitation numbers larger than one
[116]. Quantum correlations, such as entanglement and
indistinguishability, however, still decohere because of
phonon-induced noise, as will be discussed next.
4.2 Hong-Ou-Mandel effect: photon
indistinguishability
A good figure of merit to characterize the noise robustness
of a quantum emitter is the two-photon coherence such as
in Hong-Ou-Mandel (HOM) type of experiments [170]. If the
photon–photon correlation function of two photons sub-
sequently emitted from a single emitter [5] is strongly anti-
bunched after interfering in a Hanbury Brown and Twiss
setup, the quantum emitter is time-translational robust
and shows therefore no noise. Such quantum optical exper-
iments probe therefore the indistinguishability of emitted
photons and are the basis for entanglement distribution
via Bell-state measurements in long-distance quantum
communication networks [81, 82]. Because the visibility
on HOM interference experiments is influenced by the
dephasing of the quantum emitters, they are well suited to
explore decoherence on the nanoseconds timescale under
variation of, for instance, the temperature with high sensi-
tivity. In the theoretical description of HOM experiments,
we extend the single-mode cavity Hamiltonian in Eq. (3) to
a multimode description
con
el
H
in Eq. (4). Furthermore, we
model the phonon contribution with a stochastic force F(t)
via st
ep
H
in Eq. (5) to solve the problem analytically. To probe
decoherence on a nanoseconds timescale, the QD is excited
with a two-pulse sequence with variable pulse separation
Figure 14: Extracted decay times of a QD–cavity system as a function
of detuning.
Experimental data (dots) are in good agreement with non-Markovian
phonon theory (solid line) in comparison without phonons (dashed
lines). Figure (A) shows that neglecting the phonon contributions
leads only in the small and large detuning limit the experimentally
correct excitonic lifetimes, whereas including phonons allows to
correctly mediate between these limits. In (B), there are two sets of
data. Squares refer to the fast and circles to the slow components of
the luminescence decay. Reprinted figure with permission from [80].
© 2009 by the American Physical Society.
676     A. Carmele and S. Reitzenstein: Non-Markovian features in semiconductor quantum optics
δt. The first pulse creates an excitation via resonant p-shell
excitation, which radiatively decays under emission of a
photon from the s-shell of the QD. After a time delay δt in
which the QD may experience a reconfigured charge envi-
ronment slightly shifting its energy levels, a second pulse
creates another excited state within the QD and another
photon is subsequently emitted. The corresponding two-
photon wave function reads:
21
() ()
()()
()
0
|(, 0) (, )|vac
(, )
.
n
n
LS
titit t
nn
EEt
E
tigd dt
ec
τ
ωω ΦΓ
ω
τ
Ψδ
τω
−−
−−
′′
〉= ∞∞
=−
∫∫ (79)
We distinguish channels with the labels: ωL for long
ωS for short, that is, the photons are distinguishable via
their spatial traveling mode in the detection path until
they superpose at the HOM beam splitter. Note the differ-
ence in the lower limit of the integrals (0, δt) and in the
integrated noise signals ()
(),
t
tdtFt
ττ
Φ
=
′′
and the radia-
tive decay constant is given with Γ=g2π. If the first photon
now takes a longer way to the 50:50 HOM beam splitter
with single-photon detectors A and B at its two output
ports and the second photon travels the shorter route,
both photons can interfere
() ()
()
2:
,
ASL
EEE
±±±
=+
() ()
()
2:
.
BLS
EEE
±±±
=−
(80)
In this case, the detected photon–photon correlation
gives a direct measure for the degree of indistinguish-
ability in terms of the HOM visibility as discussed in the
following.
The unnormalized HOM two-photon correlation func-
tion reads:
(2)()(
)2
(, ) |( )()| ()|
DD BD AD
Gt
tEtE
tt
ττΨ
++
+=〈〈
+〉〉〉
2(2
)(
,, )
2
21Re[
],
(2 /)
DD
ti
tt
ee
Γτ ξτδ
Γ
π
−+
=〈
〈− 〉〉 (81)
with the noise contribution ξ(tD, τ, δt) = Ф0(tD+τ) + Фδt(tD)–
Фδt(tD+τ) – Ф0(tD). The two-photon correlation function
vanishes in case of indistinguishable photon emission
events, that is, for vanishing noise ξ 0 or infinite cor-
related noise: Фδt(t) = Ф0(t). This is the expected result,
which implies that if the emitter is not subjected to a
varying environment or negligible environment influence
at all, the emitted photons are indistinguishable as the
emission event is time-translational invariant. However,
in the typical experimental setting with finite noise
contribution, for example, because of charge noise by
access electron and holes under nonresonant excitation,
fluctuating surface charges, and/or electron–phonon
scattering, decoherence occurs and reduces the HOM vis-
ibility. The figure of merit and experimentally accessible
quantity is again the HOM visibility:
(2)
2
00
(, )
()1d
d.
(/2)
Gt
Vt
tτ
δτ
π
∞∞
=−
∫∫ (82)
Note, the pulse delay and noise contribution are still
present in the two-photon correlation. If a delta-correlated
white noise is assumed, that is, in the situation when the
noise correlation of different emission events vanishes
identically, we obtain:
Markovian
(, )|1
.
c
Vt γΓ
δτ Γγ
γΓ
=− =
++
(83)
This is an interesting result that deserves further
explanation. Firstly we note that here the photon indis-
tinguishability is independent from the radiative decay
constant (as a Markovian radiative decay process has
been assumed) but depends strongly on the pure dephas-
ing processes within the emission processes. However, for
a Markovian decoherence process, the reduced visibility
does not depend on the delay between the two pulses in
a two-pulse sequence. Thus, a non-Markovian treatment
needs to established to fully capture the complexity of the
two-pulse experiment and its underlying physics. To illus-
trate and substantiate this statement, we consider experi-
mental results on the HOM visibility of a semiconductor
QD presented in Figure 15A and B, where the QD is excited
in a two-photon sequence with different pulse delays δt.
The HOM visibility clearly decreases with increasing pulse
Figure 15: Two-photon interference visibilities of consecutively
emitted single photons in dependence on the pulse separation δt.
Experimental data for (A) the neutral exciton state and (B) the
charged exciton state are quantitatively described by a theoretical
model assuming a non-Markovian noise correlation, leading to
spectral diffusion on a nanosecond timescale. Reprinted figure with
permission from [167]. © 2016 by the American Physical Society.
A. Carmele and S. Reitzenstein: Non-Markovian features in semiconductor quantum optics     677
separation, and a Markovian model cannot be applied to
model this result. In contrast, a colored noise model with
a phenomenologically assumed correlation length of the
emission events allows us to characterize the emitter for
given visibility data. For this purpose, we include this
dependence as a finite memory effect with specific corre-
lation time of τc:
13
2
13
2
()
24 24
13
() () (min[, ] max[ , ])
.
c
tt
tt
tt tt tt
τ
ΦΦ Γ
〈〈
〉〉
=−
(84)
This kind of noise correlation stems from a non-Mark-
ovian low-frequency noise [171173] and shows plateau-
like behavior for temporal pulse distances sufficiently
short in comparison with the experimentally extracted
memory depth. With the correlation length parameter, we
derive for the visibility:
2
(, )
.
(1 exp[ (/)])
c
c
Vt
t
Γ
δτ γδ
τΓ
=−− + (85)
Therefore, for vanishing pure dephasing the visibil-
ity is 1, that is, consecutively emitted photons are Fourier
transform limited and coalesce at the beamsplitter into
a perfect coherent two-photon state. Further dephasing
could also be suppressed by strict resonant excitation
[159], electrical charge control [22], or suitable surface pas-
sivation [174]. A detailed understanding of effects limiting
the HOM visibility in two-pulse experiments is of vital
interest for the further development of state-of-the-art
QD-based quantum light sources toward the implemen-
tation of quantum circuits, for example, boson sampling
and advanced quantum communication protocols such
as measurement device independent quantum key distri-
bution and the quantum repeater. This challenging goal
can only be achieved by engineering and operating the
sources to effectively suppress phonon-induced dephas-
ing and spectral diffusion at timescales well beyond the
nanosecond range in the future.
4.3 Phonon-enhanced coherence
Lattice vibrations in semiconductor QDs give rise to new
effects not known in atomic quantum optics such as
phonon-mediated off-resonant cavity feeding (Section
4.1), formation of phonon-assisted Mollow triplets [107]
and temperature-dependent vacuum Rabi splittings
in cavity emission spectra [117]. Expanding on these
developments, another example is phonon-induced
quantum optical coherence [29, 49]. Here, the memory
effects of the phonon bath are investigated with respect
to its impact on quantum optical pattern formations in
the coherent collapse and revival phenomenon. This
expands the non-Markovian investigation beyond the
single excitation limit, as higher-order photon manifolds
are involved.
The basis of the investigation is the inductive Heisen-
berg equation of motion approach [28, 105], presented in
Section 3.5. The cavity–QD dynamics
()
cav
el
H
is calculated
within a numerically exact approach, while the coupling
to the longitudinal acoustic phonon reservoir
()
LA
ep
H
is
treated for every photon manifold at second-order Born
level. The corresponding equations of motion read for res-
onant interaction between QD and cavity photons Δ= −Δp
to compensate for the polaron shift:
††
†1
12
d
22Im
[]
dt
mm mm mm
cc mccmgcc
κσ
〈〉=− 〈〉−〈 (86)
†† †1
22 22 12
d
22Im
[]
dt
mm mm
mm
cc mccmgccσκ
σσ
+
〈〉=− 〈〉+〈 (87)
†1 †1
12 12 22
d
[(21)]
dt
mm mm
mm
cc micc igmccσκ∆σ σ
++
〈〉=− +−〈〉−〈
†1 1†
11
22
(2
)
mm mm
ig cc ccσ++
++
−〈
〉−
〈〉
†1
12 12
().
mm
ig ccbbσ+
−〈 +〉
q
qq
q
(88)
In the present objective to study the impact of elec-
tron-phonon interaction, the most important contribution
is proportional to the phonon- and photon-assisted tran-
sition dynamics †1
12
().
mm
ccbbσ+
〈+
qq
This transition facili-
tates photon number-dependent dephasing and blocks
the mixing between different photon number manifolds
to stabilize the collapse and revival dynamics. The equa-
tion of motion read, for example:
†1
††1†
12 12
d
[(21)]
dt
mm mm
q
ccbmii ccbσκω∆σ
++
〈〉=− +−−〈
qq
††
1
12 12
,
mm
ig bb
cc
σ+
−〈
〉〈
q
qq (89)
where the Born factorization has been applied to second
order, neglecting contributions proportional to 12
.ggq
This set of equations of motion corresponds to Section
3.2 for higher-order photon correlations. The set is,
however, not closed in terms of the photon number (m).
Therefore, depending on the coupling strength g, a suf-
ficient high order in m is taken into account to reach
convergence in the calculations. Let us focus on a sit-
uation that starts with an inverted QD and a coherent
678     A. Carmele and S. Reitzenstein: Non-Markovian features in semiconductor quantum optics
photon state with a mean photon number N= 3.5 [168].
The obtained solution is numerically exact and renders,
in the absence of electron–phonon coupling, the well-
known JaynesCummings model solutions [28]. Because
of the small mean photon number, the collapse and
revival phenomenon without acoustical phonons known
from the Jaynes–Cummings model [169] is visible only
for short times t< 10 ps, cf. Figure 16 (orange line in both
upper and lower panel). For longer times t> 15 ps, the
pattern of oscillations becomes irregular and the effect
of rephasing vanishes. Excitingly, with phonons for tem-
peratures up to 50K, the phenomenon is stabilized for
much longer times than without phonons (green lines,
upper panels for a temperature of 4K, lower panel for
50K). The underlying physics is that decoherence mani-
festly keeps the different photon-assisted Rabi frequen-
cies within the cavity from mixing and allows much
longer rephasing dynamics in phase space. This effect
is purely due to the frequency-dependent coupling
from the QD to the phonon bath and not included in
any Markovian simulations, showing hereby the excit-
ing possibilities provided by non-Markovian, quantum
kinetics–induced decoherence. Interestingly, it is even
stable against cavity loss but strongly depends on the
strong coupling limit between cavity and QD, that is,
the cooperativity must be high enough to allow for Rabi
oscillations in the microcavity after initialization of the
coherent photon field [29, 175]. The experimental chal-
lenge lies, however, in the preparation of the initial state,
as a perfect coherent superposition initially is essential,
however, subjected to losses and transient effect during
the preparation stage [168]. These problems have ren-
dered the collapse and revival phenomenon difficult to
observe on any platforms. However, if these difficulties
can be overcome, QDs with acoustical phonon coupling
are ideal candidates to observe long and lasting rephas-
ing, collapse, and revival dynamics, as standard GaAs
parameters have been used.
5 Conclusion
In this review, we discussed non-Markovian features in
QD-based optical experiments. To understand limits and
features of semiconductor nanostructures, it is neces-
sary to unravel the microscopic system–environment
dynamics. Electron–phonon interaction is a prominent
coupling mechanism, and several examples have been
given in which the phonon dynamics cannot be reduced
to a Lindblad type of interaction. Phenomenological mod-
eling overestimates typically the dephasing because of the
finite memory kernel of phonons, and interesting intrinsi-
cal features such as polaron-dressed states and phonon-
mediated coherence become inaccessible. Several
theoretical models, however, have been presented, which
allow to a high-degree of precision to understand quan-
titatively and qualitatively the physics in semiconductor
quantum optics, which in the opinion of the authors have
just been started because of advances in experiments and
theory to flourish and will continue in doing so. Of par-
ticular interest is the investigation of the electron–pho-
non dynamics beyond the harmonic approximation. As
nonequilibrium phonon dynamics is already interesting
and partially coherence preserving in the harmonic limit,
new effects are to be expected beyond lifetime broad-
ening mechanisms if the electron–phonon interaction
is treated beyond second order in its lattice vibrations.
Also, detailed investigation on phononic reservoir engi-
neering is on the verge to be realizable in experiments.
1
0.5
0
015
4 K
Without phonons
With phonons
Excited state density
30
t (ps)
45
1
0.5
0
015
50 K
Excited state density
30
t (ps)
45
Figure 16: The excited state density 〈σ22(t)〉 for a cavity initialized
with mean coherent photon number of N= 3.5.
The Jaynes–Cummings model solution (orange line) without
phonons exhibits only a single collapse with an incomplete revival.
Including acoustical phonons (green line) with a lattice temperature
of 4K and 50K many cycles of collapse and revival are visible.
A. Carmele and S. Reitzenstein: Non-Markovian features in semiconductor quantum optics     679
Forexample, the impact of acoustic cavities on electronic
coherences, phonon lasing, and even on surface-reflected
acoustic quantum feedback enables the investigation of
exotic light–matter interaction. Because of the high degree
of nanotechnological control, collective effects become
reachable and superphononance as an acoustic equiva-
lent to superradiance will, maybe, be observed soon. Of
fundamental interest is the design of new coupling mech-
anism and the impact on nonequilibrium steady states
and the question arises whether electron–phonon inter-
action guarantees ergodicity on a microscopical level or
not. Here, semiconductor quantum optics may shed light
because of nonequilibrium electron–phonon dynamics
on the very principles of quantum thermodynamics, heat
transport, and possible quantum memory platforms. The
fast progress of nanodesign has just begun to address
long-standing questions in many-body physics, and, in
the belief of the authors, QDs will play their role in this
pursuit of understanding fundamental limits of light
matter interaction because of their universal applicability.
Acknowledgments: The research leading to the presented
results has received funding from the European Research
Council under the European Unions Seventh Framework
ERC Grant Agreement No. 615613. We also express grati-
tude to the DFG (German Science Foundation) for contin-
uous funding of our research via the projects RE2974/5-1,
RE2974/9-1, RE2974/12-1, and CRC 787. AC gratefully
acknowledges support from the Deutsche Forschungsge-
meinschaft (DFG) through the project B1 of the SFB 910
and from the European Unions Horizon 2020 research and
innovation program under the SONAR grant Agreement
No. 734690 and Andreas Knorr for fruitful discussions.
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