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[en] (orig)
Consistency Decision I
Self-Inconsistency
Michael Pfender
July 14, 2016
Abstract
The consistency formula for odelian Arithmetics Tcan
be stated as free-variable predicate in terms of the categorical
theory PR of primitive recursive functions/maps/predicates.
Free-variable p. r. predicates are decidable by odelian the-
ory T,key result, built on recursive evaluation of p. r. map
codes and soundness of that evaluation into theories T: inter-
nal, arithmetised p. r. map code equality is evaluated into map
equality of T.In particular the free-variable p. r. consistency
predicate of Tis decided by T.Therefore, by odel’s second in-
completeness theorem, odelian quantified Arithmetics Tturn
out to be self-inconsistent.
michael.pfende[email protected]erlin.de
1
Contents
1 Cartesian language CA 4
1.1 Fundamental object language symbols . . . . . 4
1.2 Cartesian category axioms . . . . . . . . . . . . 5
2 Primitive Recursion PR 14
2.1 Iteration axioms added . . . . . . . . . . . . . . 14
2.2 Full schema of primitive recursion . . . . . . . 16
2.3 Predicate abstraction PRa ........... 18
3 Numerals and universal set 20
4 Evaluation 24
4.1 Evaluation of PR into set theory T..... 25
4.2 Evaluation Theorem . . . . . . . . . . . . . . . 28
5 PR Stimmigkeit with T 30
5.1 Internal notion of equality . . . . . . . . . . . . 30
5.2 PR evaluation Stimmigkeits Theorem . . . . . 31
6 Decision of PR predicates 37
7 odel’s incompleteness theorems 39
8 Inconsistency provability 40
8.1 Proof R´esum´e: . . . . . . . . . . . . . . . . . . 41
8.2 Discussion..................... 42
Appendix: Iterative evaluation 44
2
Introduction
The formula which expresses in a odelian (quantified) arith-
metical theory Tthe consistency of Tcan be stated as free-
variable primitive recursive predicate in terms of the categorical
theory PR of primitive recursive (“p. r.”) maps/predicates.
Free-variable p. r. predicates are decided by a quantified
arithmetical theory Tsatisfying an axiom of finite descent
of chains in linearily ordered semiring [ω] of polynomials in
one indeterminate ω(thought “big”), coecients in .1
This Decision Theorem is our key result. It builds on re-
cursive, Complexity Controlled Iterative evaluation of primi-
tive recursive map codes and Stimmigkeit/soundness of that
evaluation into T: Internal, arithmetised primitive map code
equality is evaluated into map equality of theory T.
In particular the free-variable primitive recursive consis-
tency predicate ConTof theory Tis decided by T.This de-
cision gives, by odel’s second incompleteness theorem, self-
inconsistency of theory Tas final result.
The Appendix is to give a detailed construction and proof
for resolution of double recursive PR map code evaluation into
a CCI: Complexity Controlled Iteration with complexity val-
ues in [ω] which has only finite descending chains: is an or-
dinal in terms of first order set theory, subsystem of Principia
Mathematica PM “und verwandte Systeme” as in particular
Zermelo-Fraenkel set theory ZF.
Theory basis both for present negative approach to classical
foundations as well as for self-consistency of (recursive) itera-
1set theories satisfy finite descent since ωωthere is an ordinal
3
tive descent theory πRstrengthening PR (within the monog-
raphy Arithmetical Foundations2) is exposition of fully for-
malised free-variables cartesian categorical theory PR of prim-
itive recursion.3
It comes in two levels: First Categorical cartesian lan-
guage CA generated over a (proto) natural numbers object
0
−→ s
−→ zero and successor functions and second, built
on this, axioms and fundamental theorems making into an
NNO (Natural Numbers Object) in the sense of availability of
endo map iteration and the schemata of primitive recursion
proper: Theory PR of primitive recursion.
These explicit axioms, lemmata and theorem are stated for
reference in later sections of present paper as well as for the
corresponding sections of positive second paper.
1 Cartesian language CA
1.1 Fundamental object language symbols
{, , ×,0,s,id,,Π,,r}
2Pfender 2016c
3Manin 2010 “treats, among other things, a categorical approach to the theory
of computation, quantum computation, and the P/NP problem.” In Foundations
let us use here categorical language with its absence of formal variables for in-
dividuals: categories have only objects and maps as fundamental notions. This
circumstance makes coding odelisation of categorical theories comparably
simple. In cartesian categories, free variables (re)enter as names for identic maps
and projections out of (cartesian) products. So Free-Variables primitive recursive
Arithmetic comes back in a conveniently codable way.
4
is the one-element object, the natural numbers object
of theories CA and PR to come, ×the cartesian product of
objects and of maps.
0isthezero constant 0: ,s is the “fundamental”
successor function s:
Identity id is the family of identity maps to all objects
obained out of and by cartesian product ×,is map com-
position occasionally replaced by concatenation, Πsymbolises
the family of terminal maps into object ,and r are left resp.
right projections out of cartesian product(s) A×B
Theory PR of primitive recursion below will come with an
additional symbol §for endomap iteration.
1.2 Cartesian category axioms
Ax [ ]
{Obj ,}
one-element object and natural numbers object
map 0: zero constant
map s: successor function
Obj A
Ax [id]
map idA=id:AAidentity map
5
map f
Ax [ reflexivity ]
f=f
map f,g;
f=g
Ax [ symmetry ]
g=f
map f,g,h;
f=g;g=h
Ax [ transitivity ]
f=h
f:AB;g:BC
Ax [ ]
map (gf)=(gf)=g(f):AC
(gf):ABCcomposition
outmost brackets may be omitted
f, ˜
f:AB;g:BC;f=˜
f
Ax [ sub ]
gf=g˜
fLeibniz’ substitutivity
f:AB;g, ˜g:BC;gg
Ax [sub]
gfgfsecond Leibniz substitutivity
6
f:AB
Ax [ id ]
fid = fidA=f
id f=id
Bf=f
neutrality of identities to composition
f:AB;
var aA, a := idA
Lem [ var ]
f(a)=f(idA)=fidA=f
free variable as identity
f(a)B“dependent variable”
f:AB;g:BC;h:CD
var aA
Ax [ ass ]
(hg)f=h(gf):AD
=hgf=hgf =h(g(f(a))))
associativity of composition
Numerals:
0: numeral.
n:numeral
n+1=sn=(sn): numeral
7
Cartesian structure:
Obj A
Ax [Π]
map Π=Π
A:Aterminal map
f:A
Ax [!Π]
f=Π
A
uniqueness, naturality of family Π
diagram: Af
Π
=
B
Π
id
Remark: This naturality axiom for family Πwill not hold
in half-terminal monoidal categories introduced in Budach &
Hoehncke 1975, and to be considered “marginally”: Theory
P
Ra of partially defined recursive maps.
Obj A, B
Ax [Obj×]
Obj (A×B)
cartesian product of objects
[ Outmost brackets may be omitted ]
8
Obj A, B
var aA, var bB
Ax [ ,r]
map a==A,B :A×BA
map b=r=r
A,B :A×BB
left resp. right projection,
variables as projections
map f:CA, g :CB
Ax [indu]
map (f,g):CA×B
induced map into product
(f,g)=f, r(f,g)=g
diagram
A
C
f
=
(f,g)
=
g
A×B
r
B
9
f, ˜
f:CA;g, ˜g:CB;
f=˜
f;gg
Ax [ sub( ,)]
(f,g)=(˜
f,˜g)
compatibility of inducing with ‘=’
h:DC, f :CA, g :CB
Ax [ distr ]
(f,g)h=(fh, g h):D(A×B)
distributivity of over forming
induced map into product
var cC, c := idC
[ Lem ]
(f,g)(c)=(f(c),g(c)) = f(c)
r(f,g)(c)=r(f(c),g(c)) = g(c)
q. e. d.
h:C(A×B)
Ax [ retr.pairing ]
(A,B h, rA,B h)=h
pairing is retractive
even isomorphic
10
f:CA;g:CB;h:C(A×B);
A,B h=f;r
A,B h=g
Lem [!( ,)]
h=(f,g)
uniqueness of induced map
Proof:
h=id
A×Bh
=(A,B idA,B,rA,B idA,B)h[retr.pairing]
=(A,B,rA,B)h
=(A,B h, rA,B h) [distr]
=(f,g):CA×B[sub( ,)]
Obj A, B
Lem [(,r) ]
(A,B,rA,B)=id
A×B
Proof: uniqueness of induced into product A×B
f:AA,g:BB
var a:= A,B,b:= rA,B
Def [×maps ]
(f×g)=(f, g r) : (A×B)(A×B)
f×g=(f×g)(a, b)=(f(a),g(b))
cartesian map product
11
f:AA,g:BB
[ unary ×]
(A×g)=
def (idA×g):A×BA×B
(f×B)=
def (f×idB):A×BA×B
map f:AA,g:BB
Thm [ nat,r ]
(f×g)=f;r(f×g)=gr
naturality of projection families and r
Proof: uniqueness of induced map into product A×B
Diagram:
Af
=
A
A×B
f×g����
r
=
A×B
r
BgB
12
f:AA,f
:AA��;
g:BB,g
:BB��
Thm [×◦]
idA×idB=id
A×B:A×BA×B
(ff)×(gg)=(f×g)(f×g):
(A×B)(A�� ×B��)
bifunctoriality of cartesian product
Proof: uniqueness of induced maps into products
commuting diagram:
AfAf
A��
(A×B)
r
(f×g)
((ff)×(gg))
(A×B)
(f×g)(A�� ×B��)
r
BgBg
B��
13
2 Primitive Recursion PR
2.1 Iteration axioms added
f:AA, var aA, var n
Ax [ §]
f§=f§(a, n):A× A
f§(a, 0) := f§(idA,0Π
A)=a=id
A
f§(A×s) = f§(a, sn)
=ff§=f(f§(a, n)) : A× AA
fn(a):=f§(a, n)
apply iteratively ntimes endomap f
to initial argument a
diagram:
A×A×s
f§
=
A×
f§
A
(id,0)
id
=(§)
AfA
14
f:AB;g:BB;h:A× B;
var aA, var n;
h(a, 0) = f(a);
h(a, sn)=gh(a, n)
Ax [FR!]
h=g§(f×id )i.e.
h(a, n)=gn(f(a)) :
Freyd’s uniqueness of iterated endomap g
initialised by a map f
[g§(f×id ) does the job ]
diagram4
A×A×s
h
g§(f×)
A×
h
g§(f×)
A
(idA,0)
f
== = =
BgB
f, ˜
f:AA;f=˜
f
Lem [§]
f§=˜
f§:A× A
uniqueness of “simple” iterated endo f
4Freyd 1972
15
Proof:
˜
f=f
entails ˜
f§(a, 0) = idA
and ˜
f§(a, s n)= ˜
f˜
f§(a, n)=f˜
f§(a, n); [sub ]
entails
˜
f§=f§(idA×)by[FR!]
=f§(idA×)=f§
2.2 Full schema of primitive recursion
g=g(a):AB
h=h((a, n),b):(A×)×BB
Def Thm [pr]
f=f(a, n):A× Bs. t.
(anchor) f(a, 0) = g(a) and
(step) f(a, sn)=h((a, n),f(a, n))
f=: pr[g,h]
+
(pr!) uniqueness of fto satisfy
these (anchor) and (step) equations.
Interpretation:
general primitive recursive map f=f(a, b)initialised by a
map g=g(a)and iteratively extended using a step map h=
16
h((a, n),b)which depends on previous value bbut (possibly)
also from initial argument aas well as from running recursion
parameter n
Schema (pr) without use of free variables:
g:AB,
h:(A×)×BB
(pr)
pr[g,h]:=f:A× B
f(idA,0) = g:AB
f(idA×s) = h(idA×,f):
(A×)(A×)×BB
(pr!) : funique
Schema (pr) is a consequence of iteration schema (§) and
uniqueness of the initialised iterated h, this taken above as
axiom (FR!)
Remark: Full schema (pr) of primitive recursion is an ax-
iom in the classical theory of primitive recursion, subsystem
of any arithmetical theory T.
Free-Variables Arithmetics of the natural numbers ,the
integers ,and the rationals can be based on the axioms of
the cartesian theory PR of primitive recursion as defined by
the axioms introduced in the above. Goodstein’s5uniqueness
axioms U1to U4basic for his Free-Variables Arithmetics are
theorems of PR.
5Goodstein 1971
17
2.3 Predicate abstraction PRa
We discuss a p. r. abstraction scheme as a definitional en-
richment of PR into theory PRa of PR decidable objects and
PR maps in between, decidable subobjects of the objects of
PR.
The extension PRa is given by adding schemes (ExtObj),
(ExtMap),and (Ext=) below. Together they correspond to the
scheme of abstraction in set theory, and they are referred as
schemes of PR abstraction.
Our first predicate-into-object abstraction scheme is
χ:AaPR-predicate:
sign χ=¬¬χ=χ:A
(ExtObj)
{A:χ}object (of emerging theory PRa)
Subobject {A:χ}Amay be written alternatively with
bound variable aas {A:χ}={aA:χ(a)}
Example: The subdiagonal grid
{×:}={(a, b) × :ab}×
The maps of PRa =PR + (abstr) come in by
18
{A:χ},{B:ϕ}PRa-objects
f:ABaPR-map
PR χ(a)=ϕf(a)i.e.
[χ=ϕf]=
PR trueA:AΠ
−→ 1
−→
(ExtMap)
fis a PRa-map f:{A:χ}{B:ϕ}
A posteriori we introduce, following Reiter 1982, the for-
mal truth Algebra as
=def {n:ns0}
with proto Boolean operations on restricting in codomain
and domain to boolean operations on resp.
×={(m, n) × :m, n s0}
Definition of cartesian product of objects within PRa.
PRa-maps with common PRa domain and codomain are
considered equal, if their values are equal on their defining
domain predicate. This is expressed by the scheme
f, g :{A:χ}{B:ϕ}PRa-maps
PR χ(a)=f(a).
=Bg(a)
(Ext=)
f=g:{A:χ}{B:ϕ}
explicitly:
f=PRa g:{A:χ}{B:ϕ},also noted
PRa f=g:{A:χ}{B:ϕ}
19
Structure Theorem for the theory PRa of primitive re-
cursion with predicate abstraction: 6
PRa is a cartesian p. r. theory
Theory PR is cartesian p. r. embedded
Theory PRa has (universal) extensions of all of its pred-
icates and boolean truth object noted as codomain of
these predicates, with truth values false 0,true 1
s0: as well as predicative equalities m.
=n:
× ,a .
a:A×Aand map definition by
case distinction
PRa has all finite (projective) limits, in particular equalis-
ers, pullbacks and kernel pairs
PRa has (binary) sums (coproducts) and coequalisers of
kernel pairs, of equivalence predicates.
3 Numerals and universal set
Objective numerals revisited
num(0) 0:
num(1) = s(0) = s0:
num(n+ 1) n+1=sn=s(n):
nNmeta-variable over “naive” natural numbers
6see Pfender,Kr¨
oplin,Pape 1994
20
Internal numerals
Numeralisation ν=ν(n): is p. r. defined by
ν(0) = 0:
odel number, utf8 code of 0
ν(1) = s0:
string concatenation of symbol codes,
ν(sn)= sν(n),⊙≡
This internal numeralisation distributes the “elements” (num-
bers) of the NNO over ,with suitable gaps to receive in
particular any other symbols of object language PR.
Predicate Lemma: Enumeration ν:defines a
characteristic p. r. image predicate im[ν]: and by this
PRa object
˙=ν={:im[ν]}
=
of (enumerated) internal numerals
Proof of Lemma: Use iterative ‘or’ for definition of im[ν]:
im[ν](c)=nc[c.
=ν(n)]
ν:has codomain restriction ν:˙={:im[ν]}
and is then an iso with p. r. inverse
ν1=ν1(c)=min{nc:ν(n).
=c}:˙
=
−→ q. e. d.
Extend numeralisation to object by
ν=ν(0) = 0˙=ν={0}
=
21
and definition of (nested) numpairs and predicative numpair
sets by
A, B PR objects, νA:A, νB:B
˙
A={A:im[νA]},˙
B={B:im[νB]}given
A˙
×B={:im[νA×B]}constructed by
νA×B(a, b)=ν(a); νB(b):A×B
im[νA×B](c)=nc[c=νA×B(n)] :
Abbreviations:
...=(... )
=
˙
×=×
;=,
Universal set
Define universal set ={:}of all numerals ν(n)
and (possibly nested) numpairs first by p. r. enumeration
0
n=sν(n)
x y=⇒�x;y�∈
This enumeration has characteristic p. r. image predicate
22
= (c): defined as follows:
(c)=
true if ncct (n)=c
false otherwise, i. e. if ncct (n)=c
ct :is the p. r. enumeration/counting process given
by cyclic application of the rules above generating as a “set”,
analogon to Cantor count
ct ×:
=
−→ ×
=
−→ ˙
×�⊂
Variable cworks in fact as an upper bound, since obviously
ct (n)>n, nfree.
Numeral Theorem
ν:has a retraction ν:˙
=
−→
analogously for all objects Aof theory PR :
νA:Ahas a retraction ν:˙
A
=
−→ A
these make up a natural equivalence ν=[νA]A(out of
PRa iso maps), see commutative diagram below, where
˙
f=νBfν1
A:˙
A˙
B, and
˚
f=˚
f(x)=
˙
f(x)˙
B
={}for x˙
A
xfor x˙
A
(undefined argument)
23
diagram:
Af
ν
=
=
B
ν
=
˙
A
˙
f
=
˙
B
˚
f
4 Evaluation
From now on we place ourselves in a odelian quantified
arithmetical frame theory Tstrengthened by the following axiom
schema (fin desc) of finite descent of chains in linear order
of semiring [ω] of polynomials in indeterminate ω(thought
“big”), coecients in :
qn=qn(ω): [ω]
descending chain above 0 in [ω]
(fin desc)
mqm(ω)0
Such frame theory Tis a subsystem of Principia Math-
ematica PM,of Zermelo-Fraenkel set theory ZF,and of von
Neumann-G¨odel-Bernays set theory NGB.First-order subsys-
tems of these theories suce. Cf. the classical arithmetical
theories Tas considered in Smorynski 1977, part D.1 in the
Handbook of Mathematical Logic, here strengthened by schema
(fin desc).
24
These set theories Tare considered as extensions (in lan-
guage and theorems) of cartesian p. r. theory PRa with pred-
icate abstracction. Such classical extension Tis to have in
particular p. r. enumerated subsets of NNO and p. r. count-
able unions of such subsets as subsets of .Schema (fin desc)
is to guarantee termination of evaluation of PR map codes.
4.1 Evaluation of PR into “set” theory T
We define T-recursively an evaluation
eva :PR×−→
of PR map code set
PR = A,B[A, B]PR
on numerals and (nested) numpairs out of
=A˙
Aof forgoing section,
universal set for theories CA as well as PR (and PRa) within
theory T,augmented by symbol =for trash
element into ={}
With objects , , A, B, C, A,Bconsidered as PR objects
as well as Tsets, with coding odelisation fof (CA and)
PR, and with
‘;’ = ,...=(... ),=,˙
×=×,˙
§=§
we define
Basic map/function code evaluation eva :
eva(0,0)= 0˙
25
Obj(A),a˙
A
eva(id,a)=a
n
eva(s,ν(n)) = ν(s n)˙
Obj(A),a˙
A
eva(Π,a)= 0˙
Obj(A),Obj(B),a˙
A, b˙
B
eva(,a;b)=a
eva(r,a;b)=b
Put together:
ba bas = {id,0,s,Π,,r}
={idA,0,s,ΠA,
A,B,rA,B :ObjA, B}PR
A= Dom[ba],B= Codom[ba],a˙
A
eva(ba,a)=νB(ba(ν1
A(a))) ˙
B
eva(ba,x)=for x(˙
A)
Evaluation of composed map codes:
26
f[A, B],g[B,C],a˙
A
(compos)
eva(gf,a)=eva(g,eva(f,a)) ˙
C
formally (and for PR instead of CA in fact)
double recursive
f[C, A]PR ,g[C, B]PR
c˙
C
(indu)
eva(f;g,c)=eva(f,c); eva(g,c)
∈�A˙
×B=ν(A×B)
primitive recursive
f[A, A]PR,g[B,B]PR
a˙
A, b˙
B
(×)
eva(f˙
×g,a;b)=eva(f,a); eva(g,b)
∈�A˙
×B�⊂
(redundant)
f[A, A],a˙
A
(anchor it)
eva(f˙
§,(a,0)) = a
27
f[A, A],a˙
A, n
(step it)
eva(f˙
§,(a,sνn)
=eva(f,eva(f˙
§,(a,νn)) ˙
A
double recursive
inner recursion on n
f[A, B],xA
(trash)
eva(f,x)=
in particular:
f[A, A],xA˙
×
(trash it)
eva(f˙
§,x)=
4.2 Evaluation Theorem
(i) Double recursion above defines a total T-map
eva =eva(f,x):PR×
(ii) eva is characterised within odelian Arithmetics Tby
eva(ba,x) = ba(x)
for ba bas (basic map constants)
eva(gf,a)=eva(g,eva(f,a))
eva(f;g,c)=eva(f,c); eva(g,c)
eva(f˙
×g,a;b)=eva(f,a); eva(g,b)
28
as well as
eva(f˙
§,a;0)=aand
eva(f˙
§,a;ν(s n)=eva(f,eva(f˙
§,a,νn)
a˙
A, b˙
B, c˙
C, n all free
eva(f,x)=for x(Dom[f])
(iii) eva defines within theory Ta (natural) family
ev =evA,B =evA,B(f,a):[A, B]×AB
A, B PR objects by
evA,B(f,a)=ν1
Beva(f,ν
A(a)) :
[A, B]×A
=
−→ [A, B]×˙
Aeva
−−→ ˙
B
=
−→ B
(iv) This family ev =evA,B is (jointly) objective:
f:ABPR map, aAfree
ev(f,a)=evA,B(f,a)=f(a)B
Totality of this map this map family defined by an Ack-
ermann type double recursion is certainly believed in set the-
ory, but bears a problem constructively. In the Appendix we
resolve this map into a CCI,aComplexity Controlled Iteration
which always terminates, at least within quantified arithmeti-
cal theories T with finite descent (fin desc) as frame. The
corresponding Evaluation Resolution Theorem of the Appendix
then infers present Evaluation Theorem.
29
5 PR Stimmigkeit with T
5.1 Internal notion of equality
For cartesian p. r. theory PR we have the objective notion of
map equality
=k:NPR ×PR
(k:)�→ f=kg
externally p. r. enumerated. Numeral
k:0
−→ s
−→ ... s
−→ “in N”isametafree external
counting index.
PR map equality pairs f=kg=f,gkcome in se-
quentially by (external) p. r. enumeration of (binary) deduction
trees.
This enumeration has an internal p. r. equality enumeration
analogon
ˇ= k:PR ×PR ×
k�→ (fˇ= kg),kfree
where we write fˇ= kgfor
ˇ= k.
=(f,g)PR ×PR
given by p. r. count of internal deduction trees, example: For
ksuitable a transitivity-of-equality deduction tree has
form
30
fˇ= kh
dtreek=
fˇ= ig
dtreeii dtreeji
gˇ= jh
dtreeij dtreejj
i, j < k, ii, ji < i, ij, jj < j
5.2 PR evaluation Stimmigkeits Theorem
framed by quantified arithmetical theory Twith finite descent
in [ω]:
For p. r. theory PR with its internal notion of equality ˇ=’
we have for evaluation family
ev =[evA,B :[A, B]×AB]A,B :
(i) PR to Tevaluation Stimmigkeit:
Tfˇ= kg=ev(f,x)=ev(g,x)()
k,f,gPR,xall free
Substituting “concrete” PR codes into fresp. gwe get
by objectivity of evaluation ev :
(ii) T-framed objective soundness of PR to T:
For p. r. maps f,g :AB
Tfˇ= kg=f(a)=g(a)
k,aAboth free
(iii) Specialising to case f:= χ:A={0,1}ap.r.
predicate and to g: = true we get
31
T-framed logical Stimmigkeit of PR :
T�∃kProvPR(k, χ)=⇒∀aχ(a)
If ap.r.predicateis–withinTPR-internally prov-
able by say kth proof, then it holds in Tfor all of its
arguments.
(iv) what we will need for decidability and consistency con-
siderations is equivalent subcase (equivalent via Cantor
count ctA:
=
−→ A)
T�∃kProvPR(k, χ)=⇒∀nχ(n)
χ=χ(n): a numerical PR predicate
Proof of assertion () by primitive recursion on k, dtreek
the kth deduction tree of the theory proving its root equation
fˇ= kgThese (argument-free) deduction trees are counted in
lexicographical order.
Super Case of equational internal axioms, in particular
associativity of (internal) composition:
hg�⊙fˇ= h⊙�gf=
ev(hg�⊙f,a)=ev(hg,ev(f,a))
=ev(h,ev(g,ev(f,a)))
=ev(h,ev(gf,a)) = ev(h⊙�gf,a)
This proves assertion () in present associativity-of-com-
position case.
32
Analogous proof for the other flat equational cases,
namely reflexivity of equality, left and right neutrality of
identities, Godement’s equations for the induced map:
⊙�f;gˇ= f,r⊙�f;gˇ= g
and definition of cartesian product of maps via induced
map, as well as retractive pairing
h;rhˇ= h
and distributivity equation
f;g�⊙hˇ= fh;gh
for composition with an induced.
proof of () for the last equational cases, iteration equa-
tions:
iteration anchoring, equation
f˙
§⊙�id;0Πˇ= id:
Tev(f˙
§⊙�id;0Π,a)
=ev(f˙
§,(ev(id,a),ev(0,ev(Π,a)))
=ev(f˙
§,(a, ev(0,0))
=ev(f˙
§,(a, 0)) = a=ev(id,a)
iteration step, case of genuine iteration equation
f˙
§⊙�id˙
×sˇ= (ff˙
§)
33
where ˙
×is the internal cartesian product of map
codes:
Tev(f˙
§⊙�id˙
×s,(a, n))
=ev(f˙
§,ev(id˙
×s,(a, n)))
=ev(f˙
§,(a, sn))
=ev(f,ev(f˙
§,(a, n)))
=ev(ff˙
§,(a, n))
[ Internal cartesian map product is defined as an internal
induced ]
Proof of PR to Tevaluation Stimmigkeit for the genuine
Horn case axioms, of form
fˇ= ig˜
fˇ= j˜
g=hˇ= k˜
h,i,j<k
Transitivity-of-equality case
fˇ= iggˇ= jh=fˇ= kh
Evaluate here at argument aAand get in fact
Tfˇ= kh
=ev(f,a)=ev(g,a)ev(g,a)=ev(h,a)
by hypothesis fˇ= ig,gˇ= jh
=ev(f,a)=ev(h,a):
transitivity export q. e. d. in this case
34
Compatibility case of composition with equality
gˇ= ig,fˇ= j˜
f=gfˇ= kg˜
f:
ev(gf,a)=ev(g,ev(f,a)) = ev(g,ev(˜
f,a))
=ev(g˜
f,a)
by hypothesis on fˇ= ˜
fand by Leibniz’ substitutivity in T
q. e. d. in this first compatibility case.
Case of compatibility of composition with equality in second
factor:
gˇ= i˜
g=gfˇ= k˜
gf:
ev(gf,a)=ev(g,ev(f,a)) = ev(˜
g,ev(f,a)) ()
=ev(˜
gf,a)
() holds by gˇ= i˜
gand induction hypothesis on i: arbitrary
argument, here ev(f,a)
This proves Stimmigkeits assertion () in this 2nd compat-
ibility case.
Compatibility case of internal formation of the induced
map with internal equality:
fˇ= i˜
f,gˇ= j˜
g=⇒�f;gˇ= k˜
g;˜
f:
ev(f;g,c)=(ev(f,c),ev(g,c)) = (ev(˜
f,c),ev(˜
g,c))
by hypothesis fˇ= i˜
f,gˇ= j˜
g
=ev(˜
f;˜
g,c)
Same for compatibility of internal cartesian map product with
equality (redundant).
35
(Final) case of Freyd’s (internal) uniqueness of the ini-
tialised iterated is case
h⊙�id;0Πˇ= if
h⊙�id˙
×sˇ= jgh
=hˇ= kg˙
§⊙�f˙
×id(∗∗)
internal version of hunique, h=PR g§(f×id) in
A×A×s
h
=
A×
h
A=
(id,0Π)
f
BgB
Comment: his an internal comparison candidate fullfill-
ing the same internal p. r. equations as the initialised iterated
g˙
§⊙�f˙
×idIt should be is:Stimmigkeit evaluated
equal to the latter on A×;hcorresponds to h, fto f, gto
g, and g˙
§⊙�f˙
×idto g§(f×id )
Stimmigkeits proof in this case
h⊙�id,0ˇ= ifh⊙�id˙
×sˇ= jgh
=hˇ= kg˙
§⊙�id˙
×f
36
is the following, by (structural) recursion on k:
ev(h,(a, 0)) = ev(f,a) (hypothesis on i<k)
=ev(g˙
§⊙�f˙
×id,(a, 0))
as well as induction on n
ev(h,(a, sn))
=ev(h⊙�id˙
×s,(a, n))
=ev(gh,(a, n)) (hypothesis on j<k)
=ev(g,ev(h,(a, n)))
=ev(g,ev(g˙
§⊙�f˙
×id,(a, n)))
by induction hypothesis on n
=ev(g⊙�g˙
§⊙�f˙
×id��,(a, n))
=ev(g˙
§⊙�f˙
×id,(a, sn))
q. e. d.
6 Decision of PR predicates
We consider PR predicates χfor decision by quantified arith-
metical theorie(s) T(with finite descent in [ω]), without re-
striction of generality just predicates χ=χ(n):
Basic tool for decision is T-framed evaluation-Stimmigkeit
of PR above, namely
χ=χ(n): PR predicate
T�∃kProvPR(k, χ)=⇒∀nev(χ,n)=true
T�∃kProvPR(k, χ)=⇒∀nχ(n)
37
Within Tdefinefor χ:a predicate out of PR a
partially defined predicate decision
χ=
false if k¬χ(k)
true if kProvPR(k, χ)
otherwise i. e.
if kχ(k)∧∀k¬ProvPR(k, χ)
(derivable but not provable)
: {}={0,1,}
well defined by Stimmigkeit/soundness
−−−−−−−−−−−−−−−−−
T�∃kProvPR(k, χ)=⇒∀nχ(n)
−−−−−−−−−−−−−−−−−
and same as
χ=
false if k¬χ(k)
true if kχ(k)∧∃kProvPR(k, χ)
if kχ(k)∧∀k¬ProvPR(k, χ)
Union of latter two cases gives
Decidability Theorem:
Complete T-alternative for PR predicates χ=χ(n): :
counterexample T�∃n¬χ(n)
or else
theorem T�∀nχ(n)
38
Decision Remark: this does not mean a priori that de-
cision algorithm χterminates for all such predicates χ.The
theorem says only that χis decidable “by”, within theory T,
that it is not independent of T.
7 odel’s incompleteness theorems
We visit §2. odel’s theorems, in Smorynski 1977, Handbook
of Mathematical Logic.
First Incompleteness Theorem. Let Tbe a formal
theory containing arithmetic. Then there is a sentence ϕwhich
asserts its own unprovability and such that:
(i) If Tis consistent, T�� ϕ
(ii) If Tis ω-consistent, T�� ¬ϕ
In §3.2.6 Smorynski discusses possible choices of arithmetic
theory, namely
(a) PRA = classical primitive recursive arithmetic.
(b) PA = Peano Arithmetic.
Conjecture: PA
=PR +
(c) ZF = Zermelo-Fraenkel set theory. “This is both a good
and a bad example. It is bad because the whole encod-
ing problem is more easily solved in a set theory than in
an arithmetical theory. By the same token, it is a good
example.”
We take for formal extension Tof PR one of the categorical
pendants to odelian quantified arithmetical theories with
finite descent (subsystems of ZF,see Osius 1974).
39
A minimal choice for our purposes conjecture is quan-
tified arithmetical theory T=PA +ωω:
PA + the lexicographic order on ωω[ω] a well-order.
Smorynski’s proof gives the First odel’s incompleteness
theorem for T,and from that the following
Second incompleteness theorem: Let Tbe one of the
quantified arithmetical theory extensions above of PR and T
consistent. Then
T�� ConT
where here ConT=¬kProvT(k, false) is the sentence
asserting the consistency of T.
The consistency formula ConTof Tis not derivable in
Metamathematics, even if theory Titself is taken as meta-
mathematical frame, provided that Tis consistent.
8 Inconsistency provability
Predicate ProvT(x, y) corresponds to odel formula
45.xBy, x ist Beweis von y.
odel proves that this formula is rekursiv, primitive recursive
in contemporary terms.
[ Later Ackermann found “Ackermann recursive” functions
growing faster than any “primitive recursive” function, evalu-
ation eva above is of this type ]
Formula 46.xxBy yist beweisbar’ is a priori, formally
not primitive recursive, same as for “undecidable” formula 17 Gen r
40
But ConT=¬kProvT(k, false)=k¬ProvT(k, false)
corresponds to the free-variable PR predicate ¬ProvT(k, false):
,decidable by Decision Theorem above.
From the above odel’s 2nd theorem and PR decision
theorem for quantified arithmetical theories we conclude
Inconsistency provability theorem for quantified arith-
metical theories T(with finite descent): Such theory Tderives
its own inconsistency formula:
T¬ConTi. e. T�∃kProvT(k, false)
8.1 Proof R´esum´e:
The consistency formula for “any” theory, in particular
for an arithmetical theory, can be stated in terms of a free
variable PR predicate: For any number k(kfree),
kis not the enumeration index of a proof code for (code
of) false.
Quantified arithmetics Twith finite descent admit (cor-
rectly terminating) evaluations of their PR map code sets.
Such theory Tis able to decide any PR predicate on
counterexample vs. PR provability: Decision Theorem.
In particular the consistency formula of such theory T
is decided by theory Ttaken as “metamathematical”
frame.
This result leads to self-inconsistency of quantified arith-
metical theory (with finite descent) by the second odel’s
Incompleteness Theorem on non-derivability of theorie’s
Tconsistency formula, theory Tassumed consistent.
41
[If Tis inconsistent, it derives everything, in particular
its own inconsistency formula ]
Note: Observe that odel’s undecidable formula 17 Gen r
is not primitive recursive.
Remark: A way out will be given in part II on Iterative
Self-Consistency. Choose as “metamathematical” frame itera-
tive descent theory πR: p. r. theory PR with extension objects
of predicates among these universal object of all (inter-
nal) numerals and nested numpairs –, and additional axiom
schema of non-infinite descent of all complexity controlled it-
erations.
8.2 Discussion
Background for the discussion are the books of Yu. I. Manin
2010 and K. Sigmund 2015.
“Vorbilder des Wiener Kreises sind der Physiker Albert
Einstein, der Mathematiker David Hilbert und der Philosoph
Bertrand Russell.” 7
Russell had discovered a first contradiction in Frege-Cantor’s
set theory, namely availability of “set” R={x:x�∈ x}with
paradoxical property RR⇐⇒ R�∈ R, and authored with
Whitehead 1900 the (typified) Principia Mathematica PM in
order to exclude this paradoxon from set theory.
The first two of Hilbert’s famous 10 (later 23) problems8
ask for a provably consistent foundation of Mathematics (and
decision of the Continuum Hypothesis CH). Hilbert: “Wir
7Sigmund 2015
8talk at ICM conference Paris 1900, Gesammelte Abhandlungen. Springer 1970
42
wollen wissen, wir werden wissen. ... Niemand wird uns aus
dem Paradies vertreiben, in das Cantor uns gef¨uhrt hat.” Hilbert
devoted himself to a solution of these first (and second) prob-
lems.
In the opinion of the majority of Mathematicians, odel
has “erledigt” Hilbert’s formalistisches Programm with the
publication of his two incompleteness theorems for Principia
Mathematica PM und verwandte Systeme, such as in particu-
lar Zermelo-Fraenkel set theory ZF.
The anti-idealistic anti-metaphysical Wiener Kreis, odel’s
intellectual home, celebrated odel for his [vermeintliche] Rel-
ativierung of the GREEK identity of truth with provability in
axiomatic Mathematics.9
odel himself was said to have doubts on his assump-
tion of ω-consistency, of non-ω-inconsistency. Did he even
have doubts on consistency of PM? As K. Sigmund reports,
odel became deeply depressive, after his death answers to
letters (not given to mail) were found in his desk revealing his
platonic convictions.
A. Grothendieck told us after his “green” talk in the 1980ties
in Berlin, that S. Eilenberg had proposed to N. BOURBAKI a
categorical approach to Foundations “but A. Weyl n’en voulait
pas.”
9cf. Manin 2010, II 11.7. odel’s Incompleteness Theorem for Arith-
metic. ... {true formulas}={deducible formulas}
43
Appendix: Iterative evaluation
We resolve uniform evaluation eva into a CCI (Complexity
Controlled Iteration) and show within framework of quantified
arithmetical theory Twith finite descent of chains of polyno-
mials in [ω] the following
Evaluation Resolution:
Evaluation eva =eva(f,x):PR×can be re-
solved into a Complexity Controlled Iteration (CCI):
while cx f>0do(f,x):=e(f,x)od
where cx =cx f:PR[ω] is a suitable map code complex-
ity within the linearily ordered semiring of polynomials with
coecients in .This complexity descends, eventually down
to 0,with each application of evaluation step e=e(f,x):
PR×PR×and is to give evaluation result as value
in right component upon reaching complexity 0 = cx id
in left component PR.
Iterative evaluation of cartesian theory CA
evaluation step
e=e(f,a)=(emap(f,a),earg(f,a)) :
CA ×−→ CA ×
={},=(trash)
=A˙
A={:−→ }universal set
of internal numerals and (nested) numpairs
44
earg(f,a)is the intermediate argument obtained by one eval-
uation step applied to the pair (f,a),and emap(f,a)is the
remaining map code still to be evaluated on intermediate argu-
ment earg(f,a),same then iteratively applied to pair (emap,earg)
This evaluation step eis defined by recursive case distinc-
tion below, controlled by -valued descending complexity
cx =cx f
in turn p. r. defined by
cx id:= 0
cx ba:= 1,ba bas {id}={0,s,Π,,r}
cx gf:= cx f+cx g+1
cx f;g:= cx f+cx g+1
cx f˙
×g:= cx f+cx g+1
evaluation step e=e(f,a) is p. r. defined (and is itera-
tion complexity-controlled) as follows:
basic map cases:
e(id,a):=(id,a),cx id=0,stationary;
e(ba,a):=(id,eva(ba,a))
with eva(ba,a)=νBba ν1
Aa
A= Dom ba,B= Codom ba
ba bas={0,s,ΠA,
A,B,rA,B :A, B PR objects}
ν=νA:A
=
−→ ˙
A(internal) numeralisation;
cx(id)=0<cx(ba)=1,ba bas
45
composition cases:
identity subcase:
e(gidA,a):=(g,a)
cx g<cx g+0+1=cx gidA
For f[A, B],g[B,C],aA, cx f>0:
e(gf,a)=(emap(gf,a),earg(gf,a))
:= (gemap(f,a),earg(f,a))
Complexity descent:
cx emap(gf,a)
=cx (gemap(f,a),a)
=cx emap(f,a)+cx g+1
<cx f+cx g+1
=cx gf
cases of an induced:
identities case:
e(idC;idC,c):=(idC×C,c;c)
cx idC×C=c(id)=0
<1=cx(idC;idC)
46
case f[C, A],g[C, B],not both equal to idC:
e(f;g,c)
:= (emap(f,c); emap(g,c),earg(f,c); earg(g),c)
cx emap(f;g,c)
=cx emap(f,c)+cx emap(g,c)+1
<cx f+cx g+1=cx f;g
since in this case cx f>0and/or cx g>0,
and therefore cx emap (f,c)<cx f
and/or cx emap(g,c)<cx g
cartesian cases:
e(idA˙
×idB,a;b):=(idA×B,a;b)
cx idA×B=0
<1=cx idA+idB+1=cx idA˙
×idB
For f[A, A],g[B,B] not both identity codes:
e(f˙
×g,a;b)
:= (emap(f,a)˙
×emap(g,a),earg(f,a); earg(g,b))
one-step-evaluate both components fand gin parallel.
Complexity descent:
cx emap(f,a)˙
×emap(g,b)
=cx emap(f,a)+cx emap(g,b)+1
<cx f+cx g+1=cx f˙
×g.
47
Evaluation of theory PR
Let ˙
§=§code the iteration symbol of PR
CA evaluation step eis extended by clause:
For endomap code f[A, A]=[A, A]PR and a˙
A
e(f˙
§,a;0):=(f0,a)
e(f˙
§,a,ν(s n)):=(ffn,a)
where f0:= id
fsn:= ffnrecursively:
code expansion
Complexity extension:
cx f˙
§:= (cx f+ 1) ·ω[ω]
[ω] the well-ordered semiring of polynomials in one indeter-
minate over ,pendant to set theoretic ordinal ωω: Within
set theory T,[ω] has only finite descending chains.
In this “acute” iteration case we have
complexity descent
cx f0=cx id=0<(cx f+ 1) ·ω=cx f˙
§
and further inductively
cx fsn=cx f⊙�f... f...
=cx f·sn+n
<(cx f+ 1) ·(n+ 1)
<(cx f+ 1) ·ω=cx f˙
§
48
Explication: cx now takes values within the linearily or-
dered semiring [ω]of polynomials in one indeterminate
ω,ωthought to represent (arbitrarily) big natural numbers.
So in fact cx(fsn)<cx(f˙
§) since the former polynomial has
lower degree than the latter.
Linear order of polynomials p, q [ω] is defined hierar-
chically by first comparison of the degrees of pand q, second
in case of equal degrees by comparison of the pivot coecients,
and third, if the pivot monomials are equal, recursively by com-
parison of the polynomials pand qwith the two pivot mono-
mials deleted.
Note: A first approach to evaluate arbitrary constants c:
Aof PR into numerals/nested numpairs has been given
in Lassmann 1981.
Evaluation Resolution Theorem:
Evaluation eva of PR map code variable f[A, B]=
[A, B]PR PR on (fitting) arguments a˙
Ais to-
tally defined by the complexity controlled iteration
(CCI)
eva =eva(f,a):=
init (h,x):=(f,a)
while [cx h>0]
do (h,x):=e(h,x)od
result := x
49
which always terminates, (at least) within quantified
arithmetical theories Twith finite descent since there
complexity (co)domain [ω] has only finite descending
chains whence
f[A, A] (endo)map code variable
(term)
(m)em(f,a)=(id,eva (f,a))
[m=m(f,a)=µ{˜m:cx e˜m(f,a)=0}]
so eva (f,a)=rem(f,a)
eva is characterised by the double recursion
(“Ackermann”)
eva(ba,a)=νB(ba(ν1
A(a)))
for ba bas,A= Dom[ba],B= Codom[ba]
eva(gf,a)=eva(g,ev(f,a))
evaf;g,c)=eva(f,c); eva(g,c)
eva(f˙
×g,a;b)=eva(f,a); eva(g,b)
as well as
eva(f˙
§,a;0)=aand
eva(f˙
§,a;ν(s n))=eva(f,ev(f˙
§,a;νn)
define (natural) evaluation family
ev =evA,B =evA,B(f,a):[A, B]×ABby
evA,B(f,a)=ν1
B(eva(f,ν
A(a))
50
This family ev is objective:
f:ABPR map
ev (f,a)=f(a):AB
“evaluation is application.”
Proof of evaluation resolution theorem
by (external) Peano induction on iteration-index-until-termi-
nation m=m(h,x),via case distinction on PR map
hand (fitting) xappearing in the dierent cases of the
asserted conjunction.
anchor m=0,1:h=ba,ba bas = {id,0,s,Π,,r}
see evaluation definition above.
cases µ=µ{˜m:e˜m(h,x)=(id,ev (h,x))}=m+1:
case (h,x)=(gf,a) of an (internally) composed,
subcase f=id: obvious.
non-trivial subcase (h,x)=(gf,a),f=id:
eva(gf,a)=rem(gemap(f,a),earg(f,a))
by iterative definition of eva in this case,
mfold iteration
=eva(g,eva(emap(f,a),earg(f,a)))
=eva(g,rem(f,a))
=eva(g,eva(f,a))
51
The latter three equations hold (backwards) by induction
hypothesis on m
Objectivity in this case, substitute f:ABinto
f[A, B],g:BCinto g[B,C]:
ev(gf,a)=ev(gf,a)
=ev(g,ev(f,a)) see eva just above
=ev(g,f(a)) = g(f(a))
both by hypothesis on m
=(gf)(a) q. e. d. in this case
case (h,x)=(f;g,c) of an (internal) induced: Obvious
by definition of eva and then of ev on an induced into a
product.
case (h,x)=(f˙
×g,a;b) of an (internal) cartesian prod-
uct: Obvious by definition of eva and then of ev on a
cartesian product of maps.
anchor case (h,x)=(f˙
§,a;0) of an iterated:
eva(f˙
§,(a,0)) = a=eva(id,a)
step case (h,x)=(f˙
§,a;ν(s n)) of a genuine (inter-
52
nally) iterated:
eva(f˙
§,a;ν(s n))
=eva(e(f˙
§,a;ν(s n))
=eva(fsn,a)(definition of evaluation step e)
=eva(ffn,a)(recursive definition of fsn)
=eva(f,eva(fn,a)) by induction hypothesis on m
case of a composed map
=eva(f,eva(f˙
§,a;νn)
Proof of objectivity in this last case: substitute f
into f[A, A] and get from the above
ev(f§,(a, sn))
ev(f˙
§,(a, sn))
=ν1
A(eva(f˙
§,νA(a); ν(s n)))
=ν1
A(eva(ff˙
§,νA(a); νn))) by the above
=ν1
A(eva(ff§,νA(a); νn)))
=(ff§)(a, n)=f§(a, sn)bynaturality of ν
This shows the theorem in the remaining iteration case q. e. d.
Thanks to S. MING and J. Sablatnig for valuable com-
ments and suggestions.
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