Procedia CIRP 40 ( 2016 ) 475 – 480
Available online at www.sciencedirect.com
2212-8271 © 2016 The Authors. Published by Elsevier B.V. This is an open access article under the CC BY-NC-ND license
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Peer-review under responsibility of the International Scientific Committee of the 13th Global Conference on Sustainable Manufacturing
doi: 10.1016/j.procir.2016.01.102
ScienceDirect
13th Global Conference on Sustainable Manufacturing - Decoupling Growth from Resource Use
Evaluating sustainable development from a child’s perspective - a proposal
of Sustainable Child Development Index (SCDI)
Ya-Ju Chang* and Matthias Finkbeiner
Chair of Sustainable Engineering, Department of Environmental Technology, Technische Universität Berlin, Straße des 17. Juni 135, 10623 Berlin, Germany
* Corresponding author. Tel.: +49-30-314-79564; fax: +49-30-314-25944. E-mail address: ya-ju.chang@tu-berlin.de
Abstract
In Social Life Cycle Assessment (SLCA), the UNEP guideline proposes the five stakeholder groups to investigate the corresponding social
issues from a whole-population perspective. Despite the relevance of children in inheriting and forming the society in the context of sustainable
development, children are neglected as a relevant stakeholder group. To consider children’s interests and influence in SLCA from a top-down
perspective, a literature review is conducted to identify relevant topics and gaps related to the assessment of child development. The results
categorize the main aspects of child development into six themes: health, education, safety, material condition, relationship, participation, and a
newly proposed theme environmental aspect. Furthermore, to address the existing gaps, the Sustainable Child Development Index (SCDI) is
proposed to consider relevant aspects of children development on an outcome and a context level, with regard to newly-proposed
environmental aspects.
© 2016 The Authors. Published by Elsevier B.V.
Peer-review under responsibility of the International Scientific Committee of the 13th Global Conference on Sustainable Manufacturing.
Keywords: Child development; Social Life Cycle Assessment; Sustainable Child Development Index; Sustainability assessment; Sustainable development
1. Introduction
Sustainable development (SD) was defined as
“development that meets the needs of the present without
compromising the ability of future generations to meet their
own needs” by the Brundtland Commission [1]. This
definition considers intra- and inter-generational equity, and
also highlights the right for every human being, whether adult
or child (defined as aged under 18 [2,3]), to be granted the
opportunity to develop in freedom and in a well-balanced
society by satisfying basic needs and protecting the
environment [4–6]. The International Union for Conservation
of Nature Resource et al. [7] stated that “we have not inherited
the Earth from our parents; we have borrowed it from our
children”. This statement emphasizes the significant
relationship between inter-generational equity, children and
SD.
Among the existing sustainability assessment approaches,
Life cycle sustainability assessment (LCSA) method has
obtained increasing attention. LCSA combines life cycle
assessment (LCA), social LCA (SLCA) and life cycle costing
(LCC) to cover environmental, social and economic aspects
[8,9]. To assess social issues, the United Nations Environment
Programme (UNEP) [10] proposes five stakeholder groups for
SLCA: workers, consumers, local communities, value chain
actors and societies from a whole-population perspective.
Children are the stakeholders inheriting and forming the
society; however, despite the fact that children’s relevance in
the context of SD, they are ignored as a relevant stakeholder
group. Any sustainability assessment approach neglecting
children’s interests and their influence on SD is insufficient.
Thus, the stakeholder group children should be added to
LCSA or, for a simplified assessment, even replaces the
current five stakeholder groups, to acknowledge children’s
relevance for achieving inter-generational equity [11].
As the needs of children development (CD) and their
susceptibility to external factors are different from those of
adults, approaches for evaluating SD from a child perspective,
that is sustainable child development (SCD), need to be
developed independent of whole-population-oriented
assessments. The Child Development Index (CDI) [12,13] was
proposed by applying an integrated index to evaluate the
development of children with regard to health, education and
basic needs (nutrition). It owns very limited themes and does
© 2016 The Authors. Published by Elsevier B.V. This is an open access article under the CC BY-NC-ND license
(http://creativecommons.org/licenses/by-nc-nd/4.0/).
Peer-review under responsibility of the International Scientifi c Committee of the 13th Global Conference on Sustainable Manufacturing
476 Ya-Ju Chang and Matthias Finkbeiner / Procedia CIRP 40 ( 2016 ) 475 – 480
not allow a comprehensive assessment of environmental and
resource-consumption aspects in the context of SD. A widely-
accepted, clearly-stated and comprehensive index system to
evaluate CD in the context of SD is still missing [11].
Hence, the objectives of this study are 1) to provide
overview of the different aspects addressed as well as the
existing gaps in existing CD studies, and 2) to propose the
Sustainable Child Development Index (SCDI) as a holistic
concept covering aspects of CD and addressing existing gaps
by considering regional conditions, interdependencies, and
environmental aspects. The preliminary SCDI framework
provides an innovative perspective to evaluate SD; the
adoption of SCDI to SLCA and other sustainability
assessment approaches are expected.
2. Reviewing themes related to sustainable development of
children
In this section, a literature review related to child rights,
CD and well-being is presented as a basis for identifying
relevant themes, subthemes, criteria and existing gaps. The
results are used as a basis to propose SCDI. As a first step, the
basic rights of children and underlying themes regarding SD
are identified and combined as a foundation for SCD. The
Millennium Development Goals (MDGs) [14] serve as a
reference for ensuring that the rights and themes comply with
SD goals. As a next step, after defining the frame for SCD,
relevant themes, subthemes and criteria are identified based
on existing studies of CD and child well-being.
2.1. Basic rights and Millennium Development Goals
Children are born with basic rights [15]. The protection of
these basic rights needs to be considered as the core principles
of SCD. In 1989, the Convention on the Rights of the Child
(CRC) of the United Nations defined basic rights of children,
including the best interests of children, non-discrimination,
participation, survival and development [2,3]. The NGO Child
Right and You [15] further elaborated these rights by pointing
out relevant themes: the right to survival (to health, nutrition,
unpolluted environment, and access to clean drinking water
and sanitation), the right to development (to education,
parental and alternative care, leisure and recreation), the right
to protection (with birth registration and nationality, free from
exploitation, abuse and neglect), and the right to participation
(to express their concerns on child-related issues, and access
to media). All of these rights need to be considered as the
foundation of SCD [11].
Next, the MDGs are analyzed, to check if the identified
rights and themes reflect general SD goals. The UNDP stated
eight MDGs [16]: Eradicating extreme poverty and hunger;
achieving universal primary education; promoting gender
equality and empowering women; reducing child mortality;
improving maternal health; combating HIV/AIDS, malaria
and other diseases; ensuring environmental sustainability;
developing a global partnership for development. There are
many direct links between MDGs and the identified rights.
For example, eradicating extreme poverty and hunger,
reducing child mortality, and combating HIV/AIDS, malaria
and other diseases can directly link to the physical and mental
health of the rights to survival. Besides, ensuring
environmental sustainability means that children live without
the danger of environmental degradation. Achieving universal
primary education connects to the rights to development in
education. Those aspects clearly indicate that children are the
foundation of SD, and strongly support the rights and
principles claimed in CRC and MDGs: health, safety,
education and participation [11]. Based on the rights and
principles, the themes, subthemes and criteria related to SCD
are identified and classified correspondingly through a
literature review in the following section.
2.2. Identification of relevant themes, subthemes and criteria
for child development
This article focuses on studies that refer to overall aspects
of CD and well-being rather than ones with only specific
emphasis on single areas, like health or education. In total, 23
studies are selected as references from an academic,
organizational and governmental background, to identify
comprehensive set of themes, subthemes and criteria [11].
Based on the discussed rights and principles, a set of relevant
themes can be determined: health, safety, education and
participation. Moreover, by reviewing selected studies on CD
and well-being, two additional themes are identified:
relationships and economic status [11]. Subthemes and
according criteria associated with the themes are categorized
as well.
2.2.1. Health
According to the literature review, health is a theme of
high importance for CD. Without securing their health,
children have difficulties surviving and obtaining skills, and
this negatively affects future human capital. Risk behavior,
nutrition, child mortality, immunization coverage, eating and
physical activity and subjective health are identified as the six
most relevant subthemes [11].
x Behavior of children that puts their health at risk needs to
be evaluated. Tobacco and alcohol use are the two criteria
identified especially for children of school age. In addition,
adolescent fertility is also recognized as relevant, as it
could increase the risk of venereal disease.
x Sufficient nutrition is a basic need for children and their
physical development. Low birth weight, being overweight
and obesity, breastfeeding and being underweight are
identified as relevant criteria for the subtheme nutrition.
x Reducing child mortality was already suggested in the
MDGs and is frequently mentioned in the literature. To
determine child mortality, infant mortality and under-five
mortality are two commonly suggested criteria.
x Sufficient vaccination programs represent the quality of
health services to avoid particular communicable diseases
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Ya-Ju Chang and Matthias Finkbeiner / Procedia CIRP 40 ( 2016 ) 475 – 480
in children. Full immunization, vaccinations for diphtheria
tetanus toxoid and pertussis and vaccinations for measles
are three criteria identified as relevant.
x Both physical activity and healthy diets help children to
strengthen their physiological function. Having breakfast
and eating fruits are two commonly recommended criteria.
x Apart from judging health from an objective perspective,
the subjective perspective is also relevant. Criteria such as
satisfaction and perceived quality of life relate to the
subjective health of children.
x Other subthemes, such as oral health, injury, mental health,
maternal health, health financing, water and sanitation,
child disability, chronic disease and hazardous pollutants,
are mentioned, but not frequently addressed in the
reviewed literature. HIV and malaria are rarely considered
though they are directly linked to the MDGs.
2.2.2. Education
Education is another theme of high relevance for SCD.
Learning values, behavior, knowledge, skills and
competencies, is a key pathway of SD [17], and important for
children to develop their capability to work and to elaborate
life. By means of the literature review, school attainment,
attendance of basic education, early childhood education and
advanced education (high schools and colleges) are the
subthemes with high priority for evaluating the educational
progress of children [11].
x The subtheme school attainment can be evaluated by
means of the criteria mathematical and reading literacy.
Higher literacies indicate that children may have better
performance and knowledge obtainment.
x Enrollment in primary school is identified as the criteria
most often used to assess if children obtain fundamental
knowledge.
x Early childhood education and advanced education are two
essential subthemes. Early childhood education is
important to attain day-to-day knowledge in the initial
phases of life. Advanced education refers to the attainment
of higher levels of knowledge for further development of
skills, which strengthens the position of children in the
employment market.
x Other subthemes mentioned as relevant for assessing the
theme education are transition to employment, parents’
education qualification, extra-curricular subjects and
public expenditure on education.
2.2.3. Safety
Children are fragile in the early life stage and need parents
and adults to care for and support them. Without appropriate
care arrangements, children can easily be exposed to dangers
and engage in delinquent behavior. Violence and crime, child
care arrangements and child abuse and punishment are
identified as the three major subthemes of safety [11].
x Violence in school and juvenile delinquency are identified
as the two main criteria for evaluating safety.
x Child abuse can cause physical and mental damage and,
consequently, has a negative effect on CD.
x Child care arrangement is relevant for ensuring the safety
of children. The identified criteria are formal care and
adult supervision after school.
x Governmental efforts to ensure child safety, like birth
registration, child labor, child marriage, and female genital
mutilation (FGM) are also concerned in literature.
2.2.4. Relationships
Relationships with family, peers and community are
identified as common subthemes in the literature for the
evaluation of CD. Effective relationships are important for
children with regard to their long-term emotional and
psychological development [18]. Communication between
parents and children, as well as family structure are the two
main criteria reflecting the family relationship, however, these
are typically based on subjective evaluations [11].
2.2.5. Economic Status
Economic status is another relevant theme for assessing
CD. The main subthemes are relative household income
poverty, household without job, material deprivation, risk
housing, hunger and food shortage, crowded household and
macroeconomic situation. If the income, material and housing
are not sufficient, CD can be restricted, possibly triggering the
early leave from school and possible crimes [11].
2.2.6. Participation
Participation is not widely discussed in most of the
reviewed literature, however, participation in public affairs
via voting, joining civic activities and engaging in media can
motivate children to defend their rights and become
responsible and active citizens [11].
Nevertheless, there are several potential subthemes that
have not been addressed in the reviewed literature, but that
might be of high importance for SCD. In the next section,
gaps of current SCD studies are discussed. Furthermore, based
on these gaps, additional subthemes are suggested for the
development of the SCDI [11].
2.3. Challenges of assessing child development
Through the literature review, several gaps were identified
with regard to the current analysis of CD. The heterogeneous
classification of subthemes and criteria, interdependency,
regional and societal bias in addressing certain aspects, the
limited subthemes and criteria and the lack of including
environmental aspects currently impede the implementation
of SCD [11].
478 Ya-Ju Chang and Matthias Finkbeiner / Procedia CIRP 40 ( 2016 ) 475 – 480
x Heterogeneous classification of relevant aspects: There is
currently no generally accepted classification scheme [19–
22], and the choice of themes, subthemes and criteria is
subjective and depends also on the availability of related
data [20,23].
x Interdependencies: An assessment of the dependencies
between different subthemes and criteria is missing [24].
Even though the SCDI framework is a first step towards a
standardized and explicit classification scheme, the
interdependencies between the criteria and subthemes
needs to be further investigated [11].
x Regional and societal bias: The identification of subthemes
and criteria is often based on the concerns of industrialized
countries. As a consequence, the criterion “overweight and
obesity” is associated with higher attention in the current
literature than the criterion “underweight”; malaria and
diarrheal disease, which are very critical to young children,
receive little attention in the reviewed literature as they
mainly occur in Sub-Saharan Africa and South Asia. In
addition, some criteria are based on particular societal
preferences in evaluating CD. For example, the proportion
of children living in single-parent families and
stepfamilies, which is often used to negatively judge
family relationship; however, it could be arbitrary [18].
Similarly, child labor also usually leads to negative
impacts, like increasing health risks and deteriorating
school performance; however, some positive effects, like
the development of discipline, responsibility, self-
confidence, and economic supports to families (especially
important in some developing countries), may also occur
[25]. The evaluation framework needs to allow
customization and expansion for different regional
preferences for mitigating the bias [11].
x Limited subthemes and criteria: There are still some issues
may affect CD, but lack proper consideration in the
literature. Examples include vocational education, equality
in education, demographic structure, youth unemployment
or availability of media for children [11].
x Lack of including environmental aspects: Environmental
aspects are not addressed in CD research yet. For assessing
CD regional effects, regional issues related to the
exhaustion and scarcity of resource, like water
vulnerability and the use of renewable energy, should be
considered in SCD [11].
In the next section, the SCDI framework is outlined to
address the identified gaps and to support a more
comprehensive approach for the assessment of SCD.
3. Framework of Sustainable Child Development Index
Based on the results of literature review, a new concept,
the Sustainable Child Development Index (SCDI), is proposed.
It aims to provide a consistent and comprehensive assessment
of CD from a sustainability perspective and to address
existing gaps by identifying subthemes and criteria,
distinguishing between an outcome and context level,
considering regional conditions and including environmental
aspects.
The SCDI is structured as a two-level scheme, including an
outcome and a context level. Both levels rely on the six earlier
identified themes: health, education, safety, economic status,
relationships and participation as a foundation and include the
additional theme environment on the context level to come up
to the requirements of sustainability.
The framework distinguishes the subthemes and criteria in
two parts: outcomes of CD and contexts that have the
potential to influence the outcomes. The contextual subthemes
and criteria can affect CD, but this causal relationship is not
binding. For instance, growing up in a single-parent family
may, but does not necessarily have to increase the likelihood
of having negative effects on CD. This implies the contextual
subthemes and criteria are associated with the outcome of CD,
but should not be considered as direct measures of the
outcome [24]. In this sense, on the outcome level, the
subthemes showing children’s status and capability are
selected. For example, the subthemes nutrition, child
mortality, injury, subjective health, oral health, mental health,
chronic disease and disability are listed on the outcome level
of the theme health [11].
Furthermore, the additional theme environmental aspect is
added on the context level to bridge current CD to SD. Based
on the definitions of environment, resource accessibility is
identified as relevant and needs to be considered in the
development of the SCDI framework. Freshwater
vulnerability is proposed as a subtheme of the theme
environmental aspects due to the close relation to everyday
needs, the regional and local circumstances and the relevance
to maintaining freshwater access for achieving inter-
generational equity. The criterion hazardous pollutants is not
considered under the theme environment aspects, as it is
included under the theme health, in line with current literature.
In addition, new subthemes are proposed to strengthen the
comprehensiveness of the evaluation on the context level.
These subthemes include provision of vocational school,
equality in education, youth unemployment, availability of
media for children, fossil fuel energy consumption and
demographic structure. An overview of the outcome and
context level proposed in this work is provided in Figure 1
[11]. The new subthemes are described as follows.
x Vocational education (may include technical schools,
workshop schools, development agencies, etc. [17]) is
designed to prepare individuals for a vocation or a
specialized occupation and is directly linked with a
nation’s productivity, competitiveness and equality in
education. It affects quality of life of children and personal
development, attitudes and motivation [11].
x Equality in education is essential for all children. Gender
equality in education plays a core role in protecting
children’s basic right to education. If gender equality is
low, this leads to a vicious circle in personal development
of girls, human capital and gender conflicts in society.
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Ya-Ju Chang and Matthias Finkbeiner / Procedia CIRP 40 ( 2016 ) 475 – 480
x The global youth unemployment rate in 2013 was 12.6%,
close to a crisis critical peak [11,26]. The economic and
social costs of unemployment and widespread low quality
jobs for young people continue to rise and undermine the
potential of economies to grow [26].
x Media (newspapers, periodicals, books, broadcasts,
websites, television shows and news, etc.) designed for
children is important for children to attain knowledge and
to participate in public affairs by expressing their opinions.
Furthermore, well-designed media can provide information
without harmful content, such as violence [11].
x Fossil fuel is a non-renewable energy source. High fossil
fuel energy consumption speeds up the depletion of fossil
fuel resources and damages the rights of future generation
to access these resources [11].
x Demographic structure (especially the sex ratio at birth,
estimated as the number of boys born per 100 girls) can
reflect the attitude towards gender equality in society. High
sex ratios at birth may be attributed to sex-selective
abortion, infanticide and underreporting of female births
due to a strong preference for sons [27,28].
Moreover, including additional subthemes into the
assessment based on regional relevance shall be enabled.
Subthemes related to societal value and prerequisites in the
SCDI, which can be adapted according to country-specific
situations. These subthemes can refer to FGM, armed
conflicts or critical diseases, for example HIV or malaria [11].
To further develop the SCDI, relevant criteria need to be
identified that properly represent the identified subthemes,
and the quantification of these criteria for the calculation of
the numerical SCDI needs to be defined. The goal is to
provide quantitative values to compare the performance of
countries and to reflect their potential toward SD. The SCDI
then can be used to support decision making in policy and
societal development and bridge SCD to current sustainability
studies. In addition to its application on the country level, the
SCDI framework intends to complement SLCA
methodologies by introducing children as an additional
stakeholder group in SLCA, respectively LCSA. As SLCA is
struggling with lacking data, children could even replace the
current stakeholder groups for a high-level assessment, and
SCDI could provide the basis for an integrated indicator
framework [11].
Outcome of child development
Health
- Nutrition
- Child mortality
- Injury
- Subjective health
-Oral health
- Mental health
- Chronic disease
- Disability
- HIV/malaria
Education
- School attainment
- Completion of basic
and advanced
education
- Transition to
employment
- Subjective evaluation
- Other participation
Safety
- Violence and crime
- Juvenile
delinquency
- Bully offenders
- Feeling safe in
living community
and school
Relationship
- Family relationship
- Relation with parents
- Satisfaction of family
- Peer relationship
- Community relationship
- Engaging in community
activities
- Satisfaction of
community
Participation
- Participation in civic
activity
- Voting of
presidential elections
Context of child development
Health
- Immunization
coverage
- Risk behavior
- Eating and Physical
behaviour
- Maternal health
- Health financing
- Water and sanitation
- Hazardous pollutant
-Demographic
Structure: Sex ratio
at birth
Education
- Enrolment of basic and
beyond basic education
- Early childhood
education
-Parents‘ educational
qualification
- Government support on
education
-Provision of vocational
school
-Equality in education
Safety
- Violence and crime
- Being bullied
- Criminal victimization
- Family violence
- Child care arrangement
-Child abuse
- Physical punishment
- Birth registration
- Child labour
- Child marriage
- Female genital
mutilation
Economic status
- Household relative
income poverty
- Household without job
- Risk housing
- Crowded household
- Macroeconomic
situation
-Youth unemployment
Environmental
aspect
-Fresh water
vulnerability
-Fossil fuel
energy
consumption
Relationship
- Family structure
-Community
relationship
- Immigration
- Social capital
Participation
- Social connection
-Media for children
Economic status
- Material deprivation
- Food shortage
Fig. 1. The framework of sustainable child development index, adopted from [11]
480 Ya-Ju Chang and Matthias Finkbeiner / Procedia CIRP 40 ( 2016 ) 475 – 480
4. Concluding remark
The article proposes a new approach by taking children as
the key stakeholder group for SD, since they represent the link
between current and future societies. Based on the
comprehensive literature review, six relevant themes were
identified for assessing SCD: health, education, safety,
economic status, relationships and participation. The relevant
subthemes were identified and classified correspondingly. To
address the critical gaps in current studies on CD, the two-
level SCDI framework is proposed, considering relevant
themes and subthemes of SCD in an outcome and a context
level, including environmental aspects, and integrating
additional aspects with regional relevance. Thus, the SCDI
enables the evaluation of the potential towards SD at a
country level, and can support decision making in policy and
societal development. Besides, in SLCA, children could even
replace the current stakeholder groups for a macro-level
assessment, and SCDI could provide the basis for an
integrated indicator framework.
However, some limitations still persist. The proposed
framework will have to be continuously revised when
additional literature and information with regard to CD
become available. Furthermore, the interdependencies
between the different subthemes and criteria need to be
discussed in more detail in future studies, as these correlations
could influence the categorization of the criteria. As CD
aspects are often multi-faceted with complex and indirect
cause-and-effect relations, interpretation is not always
straightforward. These will be addressed in more detail in the
future research, and the applicability of SCDI will be tested in
exemplary case studies.
Acknowledgements
The authors gratefully acknowledge that the study is
funded by the German Research Foundation DFG (SFB
1026/1 2012), Collaborative Research Center CRC1026
(Sonderforschungsbereich SFB1026).
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