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Einhorn-Stoll, U., Kastner, H., Hecht, T., Zimathies, A., & Drusch, S. (2015). Modification and physico-
chemical properties of citrus pectin – Influence of enzymatic and acidic demethoxylation. Food
Hydrocolloids, 51, 338–345. https://doi.org/10.1016/j.foodhyd.2015.05.031
Ulrike Einhorn-Stoll, Hanna Kastner, Theresia Hecht, Annett Zimathies,
Stephan Drusch
Modification and physico-chemical
properties of citrus pectin – Influence of
enzymatic and acidic demethoxylation
Accepted manuscript (Postprint)Journal article |
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Modification and physico-chemical properties of citrus pectinInfluence of enzymatic and
acidic demethoxylation
U. Einhorn-Stolla, H. Kastnera, T. Hechta, A. Zimathiesb, S. Druscha
aTechnische Universität Berlin, Food Technology and Food Material Science,
Königin-Luise-Strasse 22, D-14195 Berlin, Germany
bFederal Institute for Material Research and Testing, 1.3 Structure Analysis,
Richard-Willstätter-Str. 11, D-12489 Berlin, Germany
Abstract
Pectins are distributed as powders, they have to be suspended and dissolved before application.
Beside the molecular parameters, such as degree of methoxylation (DM), also powder properties
such as thermal degradation stability or water uptake ability determine their behaviour and
application conditions.
Two groups of model pectins, one with DM 57% and one with DM 42%, have been prepared from
one mother pectin (DM 68%) under exactly defined conditions. They were modified by an acidic and
two enzymatic methods. The enzymes were fungi (f) and plant (p) pectinmethylesterases (PME). All
pectins were treated similarly after demethoxylation. Thermal stability was tested by thermal
analysis and water uptake by a sorption and a capillary sucking method.
The enzyme-treated pectins were less thermal stable than the acidic-treated and their water uptake
was superior to the acidic-treated in the sorption method and inferior in the capillary sucking tests.
The differing pH during demethoxylation (1.5 for acidic, 4.4 for fPME and 7.4 for pPME) caused
varying intermolecular interactions of the pectin macromolecules in solution, resulting in different
material properties after drying. Additionally, the distribution of free carboxyl groups (statistical or
block-wise) had an influence on these properties. There was a significant correlation between
thermal stability and water uptake by sorption.
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1. Introduction
Pectins are food hydrocolloids of high consumer acceptance and, therefore, ingredients in a wide
range of food products. They can be tailored for specific applications by different modifications,
demethoxylation from high-methoxylatd pectins (HMP) to low-methoxylated pectins (LMP) is the
dominating process. The methoxyl group at C6 of the galacturonic acid (GalA) units of the pectin
molecule backbone is cleaved and a carboxyl group is formed. This was traditionally performed as a
chemical reaction under acidic or alkaline conditions. Nowadays it is mainly an enzymatic process
using fungi or plant pectinmethylesterases fPME or pPME (Rolin, 2002; Rolin, Chrestensen,
Hansen, Staunstrup & Sorensen, 2010) with only limited side reactions, such as depolymerisation,
and because it allows a better process control. The application of plant PME for the modification of
pectins for the milk industry in acidic dairy drinks (Laurent & Boulenguer, 2003) was an additional
example for the application of the enzymes. Whereas chemical demethoxylation and most fPME,
which are used for demethoxylation, cause a statistical distribution of the resulting free carboxyl
groups along the GalA backbone, treatment with pPME results in a block-wise distribution (Ralet,
Dronnet, Buchholt, & Thibault, 2001; Ralet & Thibault, 2002). Chemical modification is often
accompanied by a cleaving of the GalA backbone and resulting pectins have a reduced molecular
weight and different techno-functional properties (Ralet et al., 2002). In contrast, application of
purified plant or fungi PME with no or only small side activities causes nearly no depolymerisation.
Interactions with water are essential for the physical stability of pectin and its application (Elizalde,
Pilosof, & Bartholomai, 1996). On the one hand, contact with moisture during transport and storage
of pectin considerably influences the powder properties (Einhorn-Stoll, Benthin, Zimathies, Görke, &
Drusch, 2015). On the other hand, pectin powders have to be dispersed and dissolved prior to any
application. Despite the good final solubility of pectins, several technological operations such as
mixing with sugar, stirring or heating are necessary in order to prevent lump formation and to
achieve quick pectin dissolution (Rolin, 2002). Different aspects of pectin-water interactions can be
tested by different methods. Nowadays, water sorption performed through the determination of
sorption isotherms is most commonly applied (Panchev, Slavov, Nikolova, & Kovacheva, 2010;
Galus, Turska, & Lenart, 2012; Kurita, Miyake, & Yamasaki, 2012; Basu, Shivhare, & Muley, 2013).
In addition, the capillary sucking method (Baumann method) in a modified form (Wallingford &
Labuza, 1983) is still in use. Both methods have recently been applied and compared for different
commercial citrus pectins (Einhorn-Stoll et al., 2015). Water sorption is the uptake of small amounts
of water from the surroundings and adsorption at the surface or in micro-pores of pectin powder
particles. It is based on moisture transfer by gas diffusion and gives relevant information for pectin
storage and transport. The capillary sucking method offers a surplus of water, comparable to pectin
suspension and dissolution processes. The water can creep also into macro-capillaries and inter-
particle voids, the pectin particles can swell and start to dissolve (Elizalde et. al., 1996). The more
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porous pectin particles are, the more water they can take up and, normally, the earlier their
dissolution starts. Thus, the capillary sucking method allows conclusions on the pectin dissolution
behaviour. The water uptake of pectin is generally assumed to depend on three main factors:
(I) The number of hydrophilic groups determines the amount of water that can be bound via
hydrogen bridges.
(II) Close contact of the dissolved pectin macromolecules during modification promotes the
formation of inter- and intramolecular bonds and a more compact structure of the
particles after drying.
(III) Small particles and a rough surface after drying, milling and sieving increase the water
uptake by sorption.
These assumptions are supported also by previous differential scanning calorimetry (DSC)
investigations of pectin-water interactions with different pectin types (Einhorn-Stoll, Hatakeyama, &
Hatakeyama, 2012).
Type and intensity of pectin macromolecule interactions during modification are helpful, too, for
explaining the stability against thermal degradation in thermal analysis (Einhorn-Stoll & Kunzek,
2009). The thermal stability generally decreased with demethoxylation (Einhorn-Stoll, Kunzek, &
Dongowski, 2007) but, in a direct comparison, LMP demethoxylated under alkaline conditions were
thermally less stable than acidic-treated LMP. The difference was ascribed mainly to the reaction
conditions: Under acidic conditions (treatment with HCl at pH around 1) the newly formed free
carboxyl groups were mostly undissociated and able to form hydrogen bonds between neighboured
macromolecules. That caused a more compact structure in dry state. Under alkaline conditions
(modification with potassium carbonate at pH around 10) monovalent cations were bound to the
newly formed dissociated carboxyl groups and kept the dissolved pectin macromolecules in a
certain distance. That caused a less compact structure in dry state. A comparable effect was
described before for pectin containing apple fibre (Schalow & Kunzek, 2004).
In recent publications was reported that commercial modified pectins with similar molecular
parameters, such as degree of methoxylation and intrinsic viscosity (IV), differed in their physico-
chemical and techno-functional properties in thermal degradation, water uptake or the gelation
process (Einhorn-Stoll, Kastner, & Senge, 2012; Kastner, Einhorn-Stoll, & Senge, 2012; Einhorn-
Stoll et al., 2015). It was assumed that these differences were caused by the specific
demethoxylation methods and technological conditions of different suppliers, but the detailed
processing parameters where unknown.
Therefore, the aim of the present work is the examination of the influence of different well-controlled
pectin demethoxylation procedures on the physico-chemical and techno-functional properties.
Model pectins were prepared from one commercially available high-metholxylated pectin, using
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plant or microbial pectinmethylesterases and hydrochloric acid, respectively. These model pectins
were examined with respect to their thermal stability and their water uptake behaviour. It was
hypothesized that different molecular interactions in the liquid state during demethoxylation affect
the physical structure of the dried pectin, which leads to differences in thermal stability and water
uptake.
2. Materials and methods
A commercially available non-standardised high-methoxylated (HM) citrus pectin (CP Kelco, Lille
Skensved, Denmark), named as original pectin OP68 C, was demethoxylated in order to prepare
different model pectins of high and low DM and a varying (block-wise or statistical) distribution of the
free carboxyl groups. According to the demethoxylation method they are coded with P for treatment
with plant-derived PME, F for fungal PME and A for acidic demethoxylation. A total number of six
different pectins with either high DM (P57, F56, A57) or low DM (P40, F42 and A42) were
investigated. Additionally, the commercial pectin OP68 C was dissolved, precipitated and dried in
the same way like the demethoxylated samples in order to achieve comparable material properties
resulting from drying and milling. This sample was very similar to the commercial pectin with respect
to the molecular parameters and only small alterations of the material properties. It will be used as
reference pectin in the presented work and is named as OP68. All chemicals used were of
analytical grade.
2.1. Preparation of model pectins
For enzymatic demethoxylation, two types of pectinmethylesterase (PME) were used, fungal PME
(fPME) Fructozym Flot from Aspergillus niger (Erbslöh, Geisenheim, Germany) and orange plant
PME (pPME), prepared from orange peel in the laboratory according to Arbaisah, Asbi, Junainah, &
Jamilah (1997) and Kim, Teng, & Wicker (2005). A pH-stat method, based on Williams, Foster, &
Schols (2003) and Limberg, Körner, Buchholt, Christensen, Roepstorff, & Mikkelsen (2000) was
applied, using a 902 Titrando with a 800 Dosino and a 50 mL dosing unit (Deutsche METROHM
GmbH & Co. KG, Filderstadt, Germany). The pH of the pectin solution (1%) was adjusted with
NaOH to the optimum of 7.4 for the pPME and to 4.4 for the fPME, respectively. After
demethoxylation, the pH of the solution was decreased to 3.0-3.5 and the solution was heated at
90°C for 10 min in order to stop the process and to inactivate the enzyme.
Acidic demethoxylation was performed in 0.5 M or 1M hydrochloric acid for HMP and LMP,
respectively, as described in Einhorn-Stoll, Glasenapp, & Kunzek (1996). The pectin was dissolved
in distilled water (1%) and kept for a certain time at room temperature.
The model pectins from both procedures were precipitated from the solution with 95 vol% ethanol
(ethanol:water = 4:1) and the precipitate was washed at least five times with 95 vol% ethanol for
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