Original Paper
Influence of Disease-Related Stigma on Patients’Decisions to
Upload Medical Reports to the German Electronic Health Record:
Randomized Controlled Trial
Niklas von Kalckreuth, MSc; Markus A Feufel, MSc, PhD
Division of Ergonomics, Department of Psychology and Ergonomics, Technische Universität Berlin, Berlin, Germany
Corresponding Author:
Niklas von Kalckreuth, MSc
Division of Ergonomics
Department of Psychology and Ergonomics
Technische Universität Berlin
Straße des 17 Juni 135
Berlin, 10623
Germany
Phone: 49 3031470747
Email: [email protected]
Abstract
Background: The rollout of the electronic health record (EHR) represents a central component of the digital transformation of
the German health care system. Although the EHR promises more effective, safer, and faster treatment of patients from a systems
perspective, the successful implementation of the EHR largely depends on the patient. In a recent survey, 3 out of 4 Germans
stated that they intend to use the EHR, whereas other studies show that the intention to use a technology is not a reliable and
sufficient predictor of actual use.
Objective: Controlling for patients’intention to use the EHR, we investigated whether disease-specific risk perceptions related
to the time course of the disease and disease-related stigma explain the additional variance in patients’decisions to upload medical
reports to the EHR.
Methods: In an online user study, 241 German participants were asked to interact with a randomly assigned medical report that
varied systematically in terms of disease-related stigma (high vs low) and disease time course (acute vs chronic) and to decide
whether to upload it to the EHR.
Results: Disease-related stigma (odds ratio 0.154, P<.001) offset the generally positive relationship between intention to use
and the upload decision (odds ratio 2.628, P<.001), whereas the disease time course showed no effect.
Conclusions: Even if patients generally intend to use the EHR, risk perceptions such as those related to diseases associated
with social stigma may deter people from uploading related medical reports to the EHR. To ensure the reliable use of this key
technology in a digitalized health care system, transparent and easy-to-comprehend information about the safety standards of the
EHR are warranted across the board, even for populations that are generally in favor of using the EHR.
(JMIR Hum Factors 2024;11:e52625) doi: 10.2196/52625
KEYWORDS
electronic health record; EHR; technology acceptance; upload behavior; health-related stigma; intention to use; intention-behavior
gap; medical reports; stigma; Germany; patient decision; digital transformation; implementation; risk; decision; risk perception;
social stigma; safety
Introduction
Background
The digital transformation of health care promises safety and
efficiency gains by connecting all players in a health care system
[1-3]. One key technology to connect health professionals,
insurance providers, and patients is the electronic health record
(EHR), which will be implemented nationwide and mandatory
for all patients in Germany starting on January 1, 2025. In the
EHR, patients’medical data (eg, findings, diagnoses, therapies,
vaccinations, discharge reports, emergency data, and medication
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plans [4,5]) can be digitally documented, exchanged, and viewed
[4,6]. Better coordination of health data can ultimately save
costs in the health care system [7-9].
In Germany, the Patient Data Protection Act [10] mandates that
it is ultimately the patient who controls the type of data that are
stored and can be viewed in the EHR. Although a recent survey
found that 3 out of 4 Germans state that they intend to use the
EHR [11], its success ultimately depends on whether and under
what circumstances it is actually used to store and share health
data. As described below based on the available literature,
intention to use is not a sufficient and reliable predictor of EHR
use. Therefore, in this study, we sought to investigate to what
extent intention to use predicts actual use and what additional
factors may need to be taken into account to more reliably
predict EHR use.
Related Work
The technology acceptance model (TAM) and its extensions
such as the unified theory of acceptance and use of technology
(UTAUT) assume a positive relationship between intention to
use a technology (technology acceptance) and actual use [12-14].
In fact, empirical studies on social networks and online banking
show that the greater the intention to use, the more likely the
technology will actually be used. However, the same studies
also show a statistical discrepancy between intention and
behavior, as evidenced by the different variance (R²) accounted
for by the two constructs [15-17]. Questionnaire studies on this
so-called “intention-behavior gap” suggest that intention is not
a reliable predictor of behavior and consequently that other
influencing factors must exist [18,19]. For instance, in the
context of social media and electronic commerce, users often
have massive privacy concerns to disclose their data and their
intentions to use are generally low. Nonetheless, users tend to
disclose their data if the benefits they expect from using the
applications are sufficiently high [20]; this phenomenon is called
the “privacy paradox” and has been confirmed repeatedly
[15,20,21]. However, questionnaire studies on digital health
technologies show no such paradox and more nuanced patterns.
For health technologies, privacy concerns thus far either had
no influence [22-24] or have been shown to have a systematic
negative impact on intentions and actual technology use [25,26].
In summary, based on the available research, it is unclear to
what extent intention to use predicts the actual use of digital
health technologies such as the EHR. Theories of technology
acceptance infer a direct, positive influence, whereas the results
of various questionnaire studies suggest that other factors must
play a role given the intention-behavior gap. Although the
influence of a few technology-related factors (eg, controllability
of data) on the intention to use an EHR have been investigated,
a thorough investigation of disease-related factors has not yet
been performed.
Methodologically, usage behavior has mostly been investigated
using self-report questions about the frequency of use
[15,16,27-29], which is associated with several limitations. First,
frequency of use is only meaningful if the system is already
established and widely used. In the case of new systems such
as the EHR in Germany, frequency of use cannot be surveyed.
Second, the actual context of use can be difficult to simulate in
questionnaire studies, making it difficult to distinguish between
intention and behavior [30]. Since the models of technology
acceptance described above (ie, TAM and UTAUT) have been
evaluated using questionnaires, they may not provide reliable
insights into usage behavior in the context of the EHR.
Therefore, to investigate usage behavior regarding the EHR in
Germany, we selected a different approach for this study. In
terms of uploading behavior, we first identified two possible
use cases: (1) users who are living with different acute as well
as chronic diseases (“patients with multimorbidity” use case),
enabling a direct comparison between different medical findings
in terms of risks and benefits of uploading to the EHR; and (2)
users who are healthy or have little to no preexisting conditions
before they develop a chronic or acute disease (“patients with
first contact” use case). To investigate these use cases, we
developed and used an interactive prototype of the EHR (ie, a
click dummy) to investigate factors influencing the EHR users’
decision to upload medical reports. Compared to questionnaire
studies, this approach has the advantage that the interaction with
the click dummy is closer to a real interaction with the EHR,
thereby increasing the ecological validity of behavioral measures
[30]. To investigate the first use case, we used a mixed methods
design where the experimental intervention was based on an
interview study with potential EHR users [31]. The interview
study showed that the time course of a disease (chronic vs acute)
and disease-related stigma influence people’s decisions to upload
a medical report to the EHR. The following experiment showed
that respondents were more likely to upload a medical report
of a chronic disease to the EHR than to upload a report of an
acute condition. In contrast, respondents were less likely to
upload a report of a disease with high stigma. When a disease
with high stigma had a chronic time course, reports were still
uploaded. We here report the results of the second use case in
which participants interacted with one medical report only.
Methods
Ethical Considerations
This study was approved by the Ethics Committee of the
Department of Psychology and Ergonomics (Institut für
Psychologie und Arbeitswissenschaft) at Technische Universität
(TU) Berlin (tracking number: AWB_KAL_1_230311).
Participants volunteered to participate in the survey and
informed consent was required. On the first page of the survey,
participants were told about the investigator, the study purpose,
what data were to be collected during the study, and where and
for how long they would be stored. Participants were informed
about the duration of the survey (approximately 8 minutes) as
well as the compensation for participation. Participants were
compensated with €1.60 (US $1.75) for their time and thus
according to minimum wage. The participants also had the
possibility to download a PDF of the participant information
on the first page.
Participants’ personal data and responses were kept entirely
anonymous and password-protected in the department’s data
vault. An anonymized data set from the study was made
available to other researchers for further analysis with open
access. The documentation and availability of the research data
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collected during the study were managed using the TU
repository “DepositOnce,” adhering to the regulations for
ensuring good scientific practice at TU Berlin, the guidelines
of the “DepositOnce” internal research data repository, and data
protection regulations. Compliance with these repository
guidelines ensures the indexing and findability of the research
data by third parties.
Participants
The study was conducted from May 9 to June 10, 2023. Based
on an a priori power analysis for a logistic regression with three
predictors as well as a false-positive rate α of .05 and a power
of 1–β=0.80, we aimed for a sample size of 186 participants.
Individuals 18 years and older residing in Germany were eligible
to participate in the study. Another prerequisite was that
participants had no previous personal experience (own illness)
with the diseases mentioned in the medical reports, as affected
people deal with disease-related stigma differently than people
who are not affected by the disease [32]. Sampling was
conducted through Prolific [33], a click worker platform
characterized by high data quality [34]. A total of 275
individuals participated in the study. The mean participation
time was 9 minutes, 28 seconds (SD 3 minutes, 47 seconds)
and the median was 8 minutes, 36 seconds.
Design
We used a 2×2 between-subject study design with the
independent variables stigma (high vs low) and time course of
illness (chronic vs acute). Stigma was operationalized as the
risk that the medical findings could negatively affect the private,
professional, or social life of the affected person. For this
purpose, the medical reports related to personal lifestyle, as
reflected in tests for sexually transmitted diseases [31,32]. The
time course is a classification of diseases in terms of their
duration. These can be either acute (diseases of short duration
that come on quickly) or chronic (diseases that develop slowly
or last for a longer time). The dependent variable was the
decision to upload the medical report (ie, whether participants
were willing to upload the medical findings to the EHR).
Furthermore, the intention to use the EHR was included as a
covariate.
Materials
The stimuli used in the study were realistic but specially created
for the purpose of the study. The medical reports were provided
by various hospitals and a medical association. To make the
reports appear as realistic as possible, they were edited on the
official document heads of these institutions (see Multimedia
Appendix 1). In selecting the diseases, both the related stigma
and time course were systematically varied. To reflect different
disease-related stigma, which covered different risks for
professional and social life [35-38], diseases were divided
according to their low and high stigmatization potential. To
reflect different time courses, diseases were divided according
to an acute and chronic time course. Furthermore, diseases were
selected to occur regardless of age so that they would be
perceived as realistic diseases by an age-diverse sample. Table
1shows the diseases used as stimuli, categorized by level of
stigma potential and time course.
Table 1. Diseases used in the stimuli, categorized by level of stigma potential and time course.
Chronic diseaseAcute diseaseStigma potential
Type 1 diabetesFractured wristLow
Depression
STDa(gonorrhea)
High
aSTD: sexually transmitted disease.
The interface software FIGMA was used to create the click
dummy, which was modeled after the mobile EHR app of a
German health insurance company (BARMER)—the eCare
app—to support a realistic interaction with an EHR. Specifically,
the click dummy allowed participants to upload findings, grant
or revoke permissions to view medical reports, and create
medication plans. Only the “Upload report” function was used
in this study.
We used LimeSurvey (version 3.28.3+220315) to create and
conduct a 5-page online survey (see Multimedia Appendix 2).
The EHR click dummy and the medical reports were
incorporated into the survey using iFrame. LimeSurvey software
was used to ensure that all questions had to be answered to
complete the study and receive the compensation. As in the
previous study investigating the first use case [31], in this study,
we tested the effect of the independent variables by querying
the perceived privacy risk and perceived benefit of uploading
findings to the EHR as manipulation checks. Based on the results
of this previous study [31], we assumed that high stigma would
result in a high perceived privacy risk and a chronic time course
would result in a high perceived benefit of uploading the medical
report. Perceived privacy risk, perceived benefit, and intention
to use were measured using a 7-point Likert scale ranging from
1 (“strongly disagree”) to 7 (“strongly agree”). The decision to
upload the finding to the EHR was measured using a
dichotomous item (yes/no).
Procedure
The study procedure is shown schematically in Figure 1. Before
the start of the experiment, participants gave their informed
consent. This was followed by screening questions related to
disease experience (step 1). Participants who had experience
with the diseases in the medical reports were excluded from the
study. Subsequently, participants were given 1 minute to interact
with the EHR click dummy and were then required to answer
questions regarding their intention to use the EHR (step 2).
Participants were then asked to interact with the medical report
(step 3). In this process, each person was first randomly assigned
to one of the four diseases shown in Table 1 and asked to read
an easy-to-understand description of the disease of
approximately 2-3 sentences (see Multimedia Appendix 3) (step
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3a). Participants then decided whether they wanted to upload
the report to their EHR (step 3b). Afterward, participants were
asked to rate the perceived privacy risks and benefits of
uploading the report (step 3c). The survey was completed with
the collection of demographic characteristics (age, gender,
education level, and experience with EHRs). In this step (step
4), the participants also had the opportunity to declare their
responses invalid, while still receiving compensation, in case
they did not pay sufficient attention to the instructions provided
(eg, due to choosing random answers, inattentively reading
questions, or rushing through the survey).
Figure 1. Overview of the study procedure. EHR: electronic health record.
Analysis
We cleaned and analyzed the data using RStudio (version
1.3.1093). Due to lack of variance inhomogeneity or a normal
distribution, the analyses regarding perceived privacy risks and
benefits were performed using the nonparametric Mann-Whitney
Utest. As mentioned above, we hypothesized that high stigma
would result in a high perceived privacy risk and a chronic time
course would result in a high perceived benefit of uploading
the medical report. The influence of the independent variables
(disease-specific stigma and time course) and the covariate
“intention to use” on the upload decision were tested using
multiple logistic regression with dummy coding. We
hypothesized that usage behavior is negatively influenced by
disease-specific stigma and positively influenced by time course
and intention. To control for demographic and interindividual
influences, we used multiple logistic regression with
standardized coefficients for better comparability. In doing so,
we followed the recommendations for testing control variables
[39] and tested the variables that have been shown to be causally
related to privacy behavior along with the independent variables.
The control variables were age, education level, and experience
with the technical system, in this case the EHR [40,41].
Results
Sample Characteristics
A total of 275 observations were collected. Of those, 34 records
were excluded, 29 because of participants’ previous medical
histories, 3 because of incomplete questionnaires, and 2 because
they were marked as invalid by participants. Figure 2 shows
the flow of participants in the study based on the CONSORT
(Consolidated Standards of Reporting Trials) statement [42].
Thus, a sample of 241 observations (146 male, 92 female, 1
diverse, 2 no information provided) was used for further
analysis. Table 2 summarizes the demographic characteristics
of the sample.
Figure 2. CONSORT (Consolidated Standards of Reporting Trials) flow chart. SP: stigma potential; TC: time course.
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Table 2. Demographic data of the sample (N=241).
ValueDemographic characteristic
31.31 (9.76)Age (years), mean (SD)
Gender, n (%)
92 (38.2)Female
146 (60.6)Male
3 (1.2)Other
Education, n (%)
9 (3.7)No degree
3 (1.2)School leaving certificate
18 (7.5)Secondary school certificate
66 (27.4)General qualification for university entrance
33 (13.7)Vocational training
112 (46.5)University degree (bachelor’s or master’s degree)
Experience with the German EHRa, n (%)
61 (25.3)EHR is unknown
164 (68)EHR is known but not used
14 (5.8)Occasional use
2 (0.8)Regular use
aEHR: electronic health record.
Risk and Benefit Perception
We first checked whether stigma potential had an effect on
privacy risk perception and whether time course had an effect
on the benefit perception of uploading (see Figure 3).
Mann-Whitney Utests showed a significant effect of stigma
potential on privacy risk perception (W=10,777; P<.001), where
high stigma was associated with high risk. The effect of the
disease time course on benefit perception was not significant
(W=6379; P=.14), with a mean benefit perception of 5.34 (SD
1.39) for acute diseases and of 5.54 (SD 1.43) for chronic
diseases. Consequently, in contrast to our study on the first use
case with several medical reports [31], there was no relationship
found between time course and perceived benefits when there
is only one report to upload.
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Figure 3. (A) Perceived risk in relation to stigma potential (SP) and (B) perceived benefit in relation to the disease time course (TC). The horizontal
line in the box represents the median.
Controls
To investigate the potential association between the decision to
upload the medical report and the independent variables
disease-specific stigma and time course, we first performed a
logistic regression (Hosmer-Lemeshow R2=0.319, Nagelkerke
R2=0.590, Cox-Snell R2=0.537; χ215=86.973; P<.001) to control
for the covariate intention to use and the demographic variables
age, sex, education level, and experience with the EHR. The
covariate intention to use (odds ratio [OR] 2.497, 95% CI
1.831-3.456; z=5.455; P<.001) showed an association with the
decision to upload, whereas none of the control variables had
an effect. These variables were consequently removed from the
model for further analyses.
Uploading Behavior
To examine the association between the decision to upload and
the independent variables stigma potential and time course, we
performed a logistic regression controlling for the covariate
intention to use (Hosmer-Lemeshow R2=0.289, Nagelkerke
R2=0.551, Cox-Snell R2=0.501; χ23=78.748; P<.001). Intention
to use was positively associated with uploading behavior;
specifically, as intention to use increased, it was more than twice
as likely that the report was uploaded to the EHR. In addition,
there was a negative association between stigma and the decision
to upload; specifically, when stigma was high, it was six times
less likely that the report was uploaded than when stigma was
low. Time course of the disease was not associated with the
decision to upload a report. The summary of the results of the
logistic regression are shown in Table 3.
Table 3. Results of the logistic regression.
Odds ratio (95% CI )PvaluezvalueVariable
2.682 (1.971-3.639)<.0016.210Intention to use
0.154 (0.064-0.336)<.0014.463Stigma potential
1.093 (0.537-2.254).810.244Time course
The number of uploads is shown in Figure 4 in relation to the
independent variables stigma potential (Figure 4A) and time
course (Figure 4B). In addition, we show the relationship
between intention to use and the decision to upload a report as
a function of the independent variables in Figure 4C.
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Figure 4. Number of uploads to the electronic health record with respect to (A) stigma potential (SP) and (B) time course (TC), and (C) the influence
of intention to use on the decision to upload as a function of SP and TC.
Discussion
Principal Findings
Our results show that the decision to upload an individual
medical report is influenced by people’s intention to use the
EHR. However, the stigma potential of the diseases mentioned
in the reports also influenced this decision. Specifically,
uploading diseases with high stigma was associated with higher
privacy risk than diseases with low stigma (see Figure 3A).
Consequently, stigma potential had a negative influence on the
decision to upload records (see Figure 4A), despite generally
high intentions to use the EHR.
Thus, intention to use predicts the use of the EHR in part,
whereas disease-specific factors such as related stigma can
override the general intention. This is particularly evident in
Figure 4C where the participants who uploaded reports both
with high and low stigma had mostly high intentions to use the
EHR (scores>4). However, such a clear distribution of intention
to use (scores<4) did not emerge in the case of rejection of
uploading. Rather, it is notable that the rejected findings are
mainly those with high stigmatization potential (majority of red
dots/triangles in Figure 4C). This shows that the effect strength
of the stigmatization potential (OR 0.154) is significantly greater
than that of the intention to use (OR 2.628). The fact that
uploading is rejected due to disease-specific stigma despite high
intention to use supports the assumptions of an
intention-behavior gap in EHR use [18].
The time course of the diseases had no influence on the decision
to upload an individual record. Findings with chronic and acute
diseases were uploaded by the majority of participants and with
approximately equal frequency (see Figure 3B).
For both use cases, case 1 (patients with multimorbidity) and
case 2 (patients after first contact), the results suggest that
disease-specific stigma seems to exert an inhibiting influence
on the decision to upload. In contrast, the time course only
played a role in use case 1, where people interact with multiple
reports at a time [31], but not when they interact with only one
medical report (use case 2). This difference may be explained
by the fact that patients’ “health concerns” have a positive
influence on their intention to share health data with others [22].
When faced with multiple medical reports, patients may be
more aware and concerned about interactions between chronic
diseases, because they more strongly affect the patient’s health
both now and in the future; consequently, the willingness to
upload reports about chronic diseases increases. With a single
report, interactions between diseases are less present, which
means that the time course of a disease may play a reduced role
in the decision to upload a record.
Implications
Both the intention to use and the stigma potential of diseases
seem to influence whether patients upload an individual medical
report to the EHR. Thus, in addition to increasing people’s
general intention to use the EHR via marketing and information,
transparent and easy-to-comprehend information about the safety
standards of the EHR (eg, for encrypting data) and the protection
of medical records (eg, the control of access rights) are
warranted, even for populations that are already in favor of
using the EHR. Such combined interventions may help to reduce
security concerns and enable realistic risk assessments of a data
leak to ultimately ensure reliable use of the EHR as a key
technology in any digitalized health care system.
Limitations and Future Directions
We deliberately excluded participants who already had a medical
history with the diseases addressed in the stimuli to avoid bias
in their responses. Individuals living with a stigmatized disease
are more cautious to disclose the information, especially if the
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disease is not immediately apparent [32,43]. The question arises
to what extent the behavior of stigmatized individuals can be
simulated under experimental conditions, provided that
participants do not exhibit stigmatized characteristics. To further
strengthen the validity and generalizability of our results, a
follow-up study should examine the perspective of already
affected individuals and compare the findings with the results
of this study.
Another limitation is that the chronic and acute disease patterns
used in the stimuli are not readily comparable. We decided to
use the diseases listed in Table 1 as stimuli because they
achieved the expected effects in the preliminary study [31]. We
could only partially replicate these findings in the present study.
For future studies, it would make sense to use diseases that can
be more readily compared in terms of their stigma potential and
time course (eg, gonorrhea and HIV or a wrist fracture and
arthritis) to further strengthen the generalizability of the present
findings.
Another limitation is that the distribution of our sample in terms
of gender, age, and level of education does not correspond to
that of the average German population. In particular, the level
of education of our sample was above average. Although we
were unable to detect any effects of the control variables age,
gender, and level of education in the analysis, the results of this
study should be validated with a more representative sample in
the future.
Conclusions
In our study, we investigated which disease-specific factors
influence whether medical reports are uploaded to the EHR in
a German setting. To answer this question, we varied the stigma
potential and the time course of diseases in medical reports and
controlled for the influence of participants’intention to use the
EHR on uploading behavior. We demonstrated that intention
to use had a positive effect on the decision to upload a report.
In addition, we found that the stigma potential of the disease
listed on the medical reports can inhibit uploading behavior. In
particular, we found that the intention to use the EHR may be
offset by the stigma potential of a specific record.
In summary, despite the fact that 3 out of 4 Germans state that
they intend to use the EHR [11], actual use of this technology
may depend on disease-specific factors. Consequently, to ensure
successful implementation of the EHR, stakeholders in the
health system should not only promote the EHR per se but
further develop formats and evaluate them with the help of user
testing that provide transparent and easy-to-comprehend
information about the standards of data security and control in
the EHR. Only in this way can users realistically assess the risks
associated with individual EHR use and make an informed
decision for (or against) EHR use.
Acknowledgments
We acknowledge support from the German Research Foundation and the Open Access Publication Fund of Technische Universität
Berlin. We also thank the eV Studienwerk Villigst and the German Federal Ministry of Education and Research, who provided
the doctoral scholarship (to NvK) without which this research would not have been possible. We would also like to thank the
institutions that provided us with medical findings as well as all those who participated in the study.
Conflicts of Interest
None declared.
Multimedia Appendix 1
Medical findings used as stimuli.
[PDF File (Adobe PDF File), 377 KB-Multimedia Appendix 1]
Multimedia Appendix 2
Questionnaire.
[DOCX File , 17 KB-Multimedia Appendix 2]
Multimedia Appendix 3
Disease descriptions.
[DOCX File , 13 KB-Multimedia Appendix 3]
Multimedia Appendix 4
CONSORT-EHEALTH checklist (V 1.6.1).
[PDF File (Adobe PDF File), 26097 KB-Multimedia Appendix 4]
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Abbreviations
CONSORT: Consolidated Standards of Reporting Trails
EHR: electronic health record
OR: odds ratio
TAM: technology acceptance model
TU: Technische Universität
UTAUT: unified theory of acceptance and use of technology
Edited by P Santana-Mancilla; submitted 10.09.23; peer-reviewed by JJ Beunza, EM Schomakers; comments to author 07.02.24;
revised version received 12.02.24; accepted 21.02.24; published 10.04.24
Please cite as:
von Kalckreuth N, Feufel MA
Influence of Disease-Related Stigma on Patients’ Decisions to Upload Medical Reports to the German Electronic Health Record:
Randomized Controlled Trial
JMIR Hum Factors 2024;11:e52625
URL: https://humanfactors.jmir.org/2024/1/e52625
doi: 10.2196/52625
PMID: 38598271
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©Niklas von Kalckreuth, Markus A Feufel. Originally published in JMIR Human Factors (https://humanfactors.jmir.org),
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