On SU(2) Anomaly and Majorana Fermions
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Article On SU(2)Anomaly and Majorana Fermions Andrei Patrascu Department of Physics and Astronomy, University College London, London WC1E 6BT, UK; [email protected] Academic Editor: Antonio Bianconi Received: 27 January 2017; Accepted: 5 April 2017; Published: 7 April 2017 Abstract: In this paper, a loophole in the SU(2)gauge anomaly is presented. It is shown that using several topological tools, a theory can be designed that implements the quantization of a single Weyl doublet anomaly free while keeping the non-abelian character of the particle in the theory. This opens the perspective for non-Abelian statistics of deconfined particle like objects in 3 + 1 dimensions and for applications in quantum computing. Moreover, if this loophole cannot be closed, old arguments related to anomaly cancellations must be reviewed. Keywords: Witten anomaly; Weyl fermion; Majorana zeromodes; topological phases PACS: 04.20.Cv; 11.15.-q; 04.20.Fy; 03.70.+k 1. Introduction It is a fundamental feature of quantum mechanics that ordinary many particle systems in three dimensions obey one of the two statistics: Bose–Einstein or Fermi–Dirac. Although in most of the textbook applications, this fact is implemented in the form of a postulate, it can also be derived from topological arguments. The main advantage of the topological approach appears in the design of topological quantum computers [ 1 ]. Following the ideas of [ 2 ], the indiscernibility of particles can be implemented by means of restrictions imposed on the phase space. In fact, the symmetrization (or antisymmetrization) of the standard wavefunction can be traced back to the procedure of identifying the points in the phase space that differ by only a permutation p∈Sn of the constituent particles. Here, Sn is the permutation group. Let XN be the N -dimensional phase space in the classical case. After identifying the points that are equivalent with respect to Sn , we obtain the quotient space XN/Sn . This space is locally isomorphic to XN , but has a different topological structure. It also has several singular points where two or more particles occupy the same position. Its topological structure depends on the dimensionality of the original space. In one or two dimensions, trajectories are infinitely connected and can be reduced to circles around singular points. In three or more dimensions, if one encircles a singular point once, the trajectory is homotopically equivalent to a circle. If one encircles the singularity twice, the resulting trajectory can be reduced to a single point without crossing the singularity. This particularity of the threeor higher dimensional spaces induces the possibility of two distinct statistics: either Fermi–Dirac or Bose–Einstein. Moreover, it eliminates the possibility for a point-like particle to obey a non-abelian statistics precisely because of these topological particularities [ 3 ]. However, if one can add extra structure to the point-like particle, this restriction may not apply. This would imply the possibility of consistently defining non-abelian fractional statistics in 3 + 1 dimensions between some special extended objects. Such objects (called hedgehogs) can trap Majorana zero-modes, a phenomenon of importance in the theory of high temperature superconductors (see for example the 2D p-wave superconductors as in [1,4,5]) The first proposal in this direction was formulated by Teo and Kane [ 6 ], who introduced hedgehogs of a three-component order parameter coupled to gapped fermionic excitations. These objects present a “projective ribbon statistics” [ 7 ] as Condens. Matter 2017,2, 13; doi:10.3390/condmat2020013 www.mdpi.com/journal/condensedmatter
Condens. Matter 2017,2, 13 2 of 33 far as multiple hedgehogs are associated with a non-local Hilbert space. Motions of the hedgehogs implement unitary transformations in the non-local Hilbert space. In this case, exchanging identical particles leads to non-trivial unitary transformations of the quantum state (not simply a phase) [ 8 ]. This results in the hedgehogs obeying a non-abelian statistics. Moreover, hedgehog defects support real Majorana zero modes. It was a withstanding puzzle what happens to the Majorana zero modes when the relevant order parameter field begins to fluctuate. Furthermore, some researchers are still puzzled whether it is possible in principle to deconfine non-abelian particles in 3 + 1 dimensions: if the order parameter field has nonzero stiffness, a single hedgehog is not a finite energy configuration. Although there will be finite energy hedgehog configurations (essentially with zero net hedgehog number), the confining force [ 9 ] between the hedgehogs will scale at least linearly with the distance between them. A way of avoiding this would be to gauge the rotation symmetry in the order parameter space [ 8 ]. Nevertheless, a major obstacle in solving these puzzles is what is known as the SU( 2 ) gauge anomaly [ 10 , 11 ]. In essence, this anomaly states that in 3 + 1 dimensions, an SU( 2 ) gauge theory with the required fermion content, i.e., a single Weyl doublet (or eight Majorana fields), cannot be defined consistently. This no-go theorem originates in Witten’s observation that the sign of the fermionic determinant for such a theory cannot be defined to satisfy both gauge invariance and smooth gauge field dependence. Only for an even number of doublets is the theory well defined because in that case, the sign can be compensated between the two doublets, making it irrelevant. To better understand this effect, note that the set of SU( 2 ) gauge transformations is not continuously connected, but rather falls into two disjoint homotopy classes, i.e., π(SU( 2 )) = Z2 . Therefore, there must exist topologically non-trivial gauge transformations that cannot smoothly be deformed to the identity. Consider g to be a non-trivial gauge transformation, then we can define the linear interpolation: Aµ(x,t) = (1−t)Aµ(x) + tAg µ(x)(1) connecting an arbitrary gauge field Aµ and its gauge transformation Ag µ=g(Aµ+∂µ)g−1 . This gauge field depending on the parameter t defines a smooth path in configuration space. Consider this path as the background gauge field for the massless Dirac operator: D=γµ(∂µ+Aµ)(2) D is anti-hermitian and anti-commutes with γ5 , so the eigenvalues of D are purely imaginary and come in complex conjugate pairs. Furthermore, the spectra at t= 0 and t= 1 are identical because the gauge fields for these values of t are gauge equivalent. By employing the Atiyah–Singer index theorem, it is possible to prove that along the path defined by the gauge field, an odd number of eigenvalue pairs {λ(t),λ∗(t)}cross zero and change places: λik|t=0=λ∗ ik|t=1,k=1, ..., n,n=odd (3) With this result of the spectral flow, the integration over the fermionic fields in the functional integrals for a theory with a single doublet of Weyl fermions yields, up to a sign, the square root of the determinant of the Dirac operator D . The sign of the square root is ambiguous and needs to be defined separately. As a result of the change of places of the eigenvalues, however, any smooth local sign definition leads to: qdet(D(Aµ(t=0))) = (−1)nqdet(D(Aµ(t=1))) (4) Whenever n is odd, gauge invariance is broken, and the theory is ill defined. Various anomalies can be eliminated by adding a supplemental structure to a given space (e.g., spin structure and the fermion anomaly). The situation for the problem of the SU(2)anomaly was somehow different. The previous attempts to solve this problem, by means of gauge anomaly cancellations, are well known [ 12 ]. The main idea was to eliminate anomalies by postulating new physical objects that may or may not have correspondence in reality. The impossibility of doing this and preserving the non-abelian
Condens. Matter 2017,2, 13 3 of 33 structure at the same time, by using traditional methods, has led to the belief that any theory presenting such an anomaly is unphysical. This paper does not make any general statements about what should be trusted more: currently available experiments or currently available mathematics. It just points out that in one case, an alternative solution may be possible. The SU( 2 ) problem originates in the existence of a global anomaly (a gauge anomaly related to large gauge transformations, i.e., transformations not simply connected to Id ). The problem of non-abelian hedgehogs appeared mainly because of the assumption that, in order to maintain the non-abelian structure of one hedgehog, a full rotation of the hedgehog around a partner object must imply a change in the sign of the fermion parity. The general assumption was that this partner object must be a physical object. This would suggest the necessity of an even number of Weyl doublets. I hereby challenge precisely this assumption. The partner object should be merely a “theoretical measuring device” and can be constructed simply out of non-physical fields. In this context, a theoretical measuring device is defined as a theoretical tool capable of obtaining a certain type of information regarding the global properties of a space. One such tool could be the coefficient structure in (co)homology. This tool adds additional structure to every point of the space we wish to analyse leading to global structures that may reveal some properties of the original space while hiding others. A well-known example in this sense is the twisted acyclicity of a circle when analysed through (co)homology with twisted coefficients possessing non-trivial monodromy over circles [ 13 ]. Such acyclicity under this cohomology implies that the complement of a tubular neighbourhood of a link looks like a closed manifold because the boundary, being fibred to circles, is invisible for the twisted (co)homology [ 13 ]. This is a clear example for a situation in which a “theoretical measuring device” (the twisted coefficient structure with non-trivial monodromy) hides a certain type of information (the presence of circular subspaces) while revealing another (the links between spaces are seen as solid connections, allowing us to analyse the whole space without dealing with the complexity of links or with singularities due to intersections of subspaces). In order to gain an intuitive idea of what I call a “theoretical measuring device”, it is worth recalling a basic quantum mechanical experiment: two entangled spin 1 / 2 particles generated at some point move in opposite directions towards two detectors. The global state of the system is such that when the projection of one particle’s spin on an axis is + 1 / 2, the projection of the other is − 1 / 2, provided the two axes one projects upon are parallel. However, one cannot assign a particular orientation to the spin of each individual particle before it reaches the axis of the detector. The measuring device (the detector itself in this case) adds the information regarding the orientation of its axis on which the measurement is performed, and therefore, we cannot speak about a particular spin projection before the particles reach the detectors, as there is at this point no well-defined measuring axis. This intuition led me to think of coefficient structures in cohomology in a similar way: certain quantum field theories may not be well defined unless the “measuring device” adds the required information that would give them a well-defined meaning. To understand how (co)homology with coefficients can do this, it may be useful to recall the Eilenberg–Steenrod axioms of (co)homology: • Homotopy axiom: homotopic maps between topological spaces induce the same map in homology; • Excision axiom: one can extract subregions of topological spaces and analyse them separately by means of homology before recombining them and obtaining the homology of the complete space in a consistent manner; • Dimension axiom: let P be the one-point space, then Hn(P) = 0 for all n6= 0; in this case, H0(P) is called the coefficient group, and is associated with the group of integers; • Additivity axiom: if our topological space is a disjoint union of topological spaces, the homology of our space will be the direct sum of the homology of the disjoint spaces; • Exactness axiom: finally, each pair (X , A) induces a long exact sequence in homology via the inclusions i:A→Xand j:X→(X,A).
Condens. Matter 2017,2, 13 4 of 33 In order to talk about (co)homology with non-trivial coefficients, we must give up on the dimension axiom. Cohomology theories that do not obey the dimension axiom are called “generalised cohomology theories” and will associate with each point of our original space an algebraic structure encoded in the structure of the coefficients. Exploring the effects of changing the coefficient structure is a subject of great interest in mathematics, dealt with by the study of so-called universal coefficient theorems. In this paper, I will present a situation in which a map seen to be homotopic to the constant map by one coefficient structure belongs in fact to a non-trivial homotopy class when seen through another coefficient structure. A more detailed discussion can be found in [14,15]. I propose a theory where the non-abelian character is protected by a particular behaviour of one hedgehog under rotations around a fictitious unphysical object introduced in the theory such that the theory itself is not otherwise altered. In fact, this “object” appears due to a special global configuration of the functional space (in the sense of path integral quantization). This object is constructed by means of BRST-dual-BRST (Becchi–Rouet–Stora–Tyutin and its dual) extensions and can be seen as a modification in the coefficient structure of the cohomology used to analyse the field space. I argue here that the SU( 2 ) anomaly can be eliminated by using some specific topological tools and some new ideas. Particularly, a global anomaly can be lifted if a suitable “measuring device” presenting a similar (compatible) global “anti-anomaly” is employed in the process of gauge fixing. This “measuring device” must be non-local in nature and is described either in terms of fields associated with the BRST-dual-BRST quantization prescription or in terms of (co)homology with torsion coefficient groups (e.g., Zp , p -prime). The idea of lifting the SU( 2 ) anomaly has also been explored in [ 16 ], where it was argued that incorporating additional discrete symmetries and flavour degrees of freedom amounts to eliminating the topological obstruction for a single Weyl doublet in the context of K-theoretical classification of topological phases. In the original article by Kitaev [ 17 ], the connection between topological phases and K-theory is made explicit. There, a set of admissible Hamiltonians and some equivalence relations between them were needed. The classes in which those Hamiltonians fall were called the “phases”. The homotopy transformations connecting elements of such classes were part of the definition of the equivalence relation. These equivalence relations, however, are known to be insufficient for a final classification of topological phases. K-theory, however, in comparing two objects, augments them by some trivial system. The possibility is mentioned in this article, that two systems that cannot be continuously deformed one into the other become homotopic after such an augmentation. A similar situation occurs when cohomology with non-trivial coefficients is being employed. In this article, the addition of the non-trivial coefficient structure to the cohomology allows me to avoid the SU( 2 ) anomaly. This is also translated in the introduction of a trivial system, but this time in the context of the auxiliary fields of the BRST-dual-BRST formalism. It is important to remember that both the auxiliary fields and the coefficient groups in cohomology are arbitrary constructions that do not change the physical content of the theory. In the case of the BRST-dual-BRST quantization, the integration over the artificial fields reconstructs the original theory. In the case of the interpretation using (co)homology with torsional coefficient groups, the universal coefficient theorem [ 18 ] (see page 153 for homology with coefficients, page 155 for an example and pages 190/261 for the universal coefficient theorems in cohomology resp. homology) tells us that the choice of coefficients is to a large extent arbitrary. One example of a situation where the coefficient groups in (co)homology are modified in order to obtain a “diluted” cohomology isomorphic with the Chech cohomology group with integer coefficients is [ 19 ]. These two ways of thinking (BRST-dual-BRST extension of a theory and the use of “exotic” coefficient groups in (co)homology) are to a large extent isomorphic. I start with a BRST-dual-BRST description, with the remark that, when introducing the effects of the here presented method on the Atiyah–Singer index theorem, I will largely employ the (co)homological interpretation, making extensive use of torsion coefficient groups. The idea behind the Batalin Vilkoviski modified BRST quantization approach (BV-BRST) is to generate a symplectic space suitable for geometric quantization.
Condens. Matter 2017,2, 13 5 of 33 In general, we start with a classical action S[·] depending on a set of fields. The classical theory provides the equations of motion via a minimization prescription. In a quantum theory, however, we need extra information stored over the entire manifold associated with the fields. In order to access this information, we complexify and exponentiate the classical action functional: exp(iS[·]) :C→A(5) Here, C is the configuration space, and A is a resulting space. We then perform a functional integration over this construction. This definition is very formal. In practical cases, the measure of the path integral is not always well defined. The configuration spaces are in general not even manifolds. Sometimes, in order to obtain pertinent results, a so-called “cohomological integration” is necessary. When the theory we want to quantize has redundancies (also called gauge symmetries), there exist two possible approaches: when the gauge algebra is closed, a BRST quantization procedure can be implemented. In general however, the gauge algebra is not closed. In this case, an alternative method developed initially by Batalin and Vilkovisky is used. The algebra of the operators of the gauge symmetry can in general be defined as: δlRi α δφjRj β−(−1)eαeβδlRi β δφjRj α=2Ri γTγ αβ(−1)eα−4yjEji αβ(−1)ei(−1)eα(6) where yj= 0 represents the equation of motion, E and T represent coefficients, R represent the (gauge) symmetry transformation operators and e encodes the Grassmann parity of the associated field. One can also define the BRST transformations of the original fields as δφi=Ri α[φ]cα , i.e., one can define the BRST symmetry transformations via R[φ] and the associated ghost field cα unambiguously. This is why, when no confusion is possible, the terms Ri α , R[φi , c , ... ] or the BRST transformation rule δφA=RA[φB]will be used alternatively as formal definitions. If E= 0, the algebra is closed, and the nilpotency of the BRST operator is naively verified. Imposing nilpotency on the fields φi, we get: 0=δ2φi=Ri αδcα+δlRi αcα δφjRj βcβ(7) If we choose now: δcγ=Tγ αβ[φ]cβcα(8) the nilpotency condition on the “physical” sector is satisfied, and we obtain (considering E=0): δlRi αcα δφjRj βcβ+Ri γTγ αβcβcα=0 (9) Furthermore, using the Jacobi identity, one can easily show that δ2cγ= 0. It will be seen later how this can be generalized for the case of BRST-anti-BRST transformations (see also Appendix C). If the algebra depends on the last term, i.e., E is not zero, we have an open algebra and an non-nilpotent BRST transformation as acting on the initial fields. This is a fundamental topological issue as the nilpotency of the δ operator (which is to be considered an exterior derivative in the BRST-cohomology) implies that δ2= 0 and, hence, is the translation of the fact that all exact forms are closed. In other words, if δ is a boundary operator, this non-nilpotency translates into the sentence “the boundary of a region has itself a boundary”, which is impossible. The gauge fixed action constructed in the naive way would not be BRST invariant off-shell. In order to solve this problem (i.e., to close the boundary of the region, if we insist on using the topological terminology), one has to introduce an artificial shift symmetry and to move the non-nilpotency from the transformation rules of the original fields to the
Condens. Matter 2017,2, 13 6 of 33 transformation rules of the collective (and in a sense unphysical) fields [ 20 , 21 ]. One certainly trivial way of enlarging the field space is by introducing two fields Aland Blsuch that: δAl=Bl δBl=0(10) Obviously, as the initial action does not depend on Al , one can shift it with no practical effect. This shift would be a local symmetry, and the fields Bl would be the associated ghost-fields. It is precisely this idea that allows the redefinition of the field structure, as will be seen further on. Having more fields of this type is of no physical consequence. What is important is the new perspective they can open upon the useful mathematical properties that can be added through them in the theory. For example, it becomes possible to move undesirable aspects of the theory to the collective sector. It is also possible to transfer desirable properties to the physical field structure while using the unphysical sector in order to compensate the unphysical changes and to keep the same physical properties in the effective theory. By effective, it is usually understood a low energy, large-scale equivalent of a theory obtained after the integration of microscopic details. However, it can also be considered to be a theory obtained after the integration of non-physical structures introduced only for the convenience of the calculation. In many situations, those non-physical structures may reveal different ways of integrating in order to obtain an equivalent theory that is mathematically better defined. In particular, if there are more symmetries available due to the extra fields, the interplay between them at the level of the BRST (-anti-BRST-dual-(anti-)BRST) transformations introduces additional freedoms that I am using in order to avoid the SU( 2 ) anomaly. As one can see by now, the quantization prescription is not always trivial. One must specify what quantization means in the framework of path integrals. Essentially, the special way in which the functional integration is performed assures the correct quantization of a classical theory. Moreover, the theory, defined by an action functional, is by no means unique. It is well known that different representations can be chosen, but in general, in physics, this amounts to the construction of effective low energy theories. However, this conclusion is not always necessary. By making different choices, one can instead reveal useful properties in the theory that were not visible before. The main source of the anomaly discussed here is related to a particularity of the SU( 2 ) group. In fact, its fourth homotopy group is non-trivial, i.e., π4(SU( 2 )) = Z2 . This means that in order to reach identity with a gauge transformation, one has to “wrap” two times around the whole SU( 2 ) group. If only one turn is performed, no deformation to the identity is possible. After the second turn, the identity is recovered, but the two situations (with identity and without) are related in a continuous way by a gauge transformation. This means that the two regions are equally accessible via a gauge transformation and cannot be correctly distinguished. This problem of indiscernibility is considered to be fundamental mainly because the fermion integration for a theory with N massless Weyl fermion doublets may change sign under such a transformation [ 22 ]. It is clear at this moment that the two situations are related by a gauge transformation, but the anomaly has its origin in the non-trivial global properties of the gauge group. In what follows, I will alter the field-space such that the global non-triviality is being taken into account in a simple way. It is probably desirable to make a clarification at this point: it is not the special property of the SU( 2 ) group that is the problem here. The topological properties of the SU( 2 ) group are highly desirable and natural. The way we account for them however must change if we want to construct theories of this kind that also make sense. This can be accomplished either by changing the field structure and hence introducing artificial fields or, equivalently, by changing the coefficient groups in (co)homology [ 19 ], i.e., going to a torsion coefficient group. In order to be more specific, let me return to the theory describing a single Weyl doublet: Z(dψd¯ ψ)Weylexp(¯ ψi/ Dψ) = ±(det(i/ D))1 2(11)
Condens. Matter 2017,2, 13 7 of 33 As seen before, in this case, the ambiguity of choosing the sign is essential. While picking an arbitrary sign for (det(i/ D))1/2 , in order to simultaneously satisfy the Schwinger–Dyson equation, one has to allow a certain degree of freedom in the problem that will eventually change the sign of the square root without any control from our part. This aspect is not trivial as the path integral will gain an alternating sign, which will amount in an ambiguity of the form “0 / 0”. This problem can be related to the fact that the eigenvalues of the Dirac operator can be rearranged when a continuous gauge transformation is performed, but only in such a way that an odd number of eigenvalues change sign from positive to negative. This of course generates a sign ambiguity. Nevertheless, one can introduce additional symmetry into the problem so that the Schwinger–Dyson equation is satisfied in the form of a Ward identity, and the actual eigenvalues of the extended operator do not change the sign of the overall determinant. This can be done by keeping the same relevant information inside the theory [ 20 , 21 ]. I underline that I eliminate the overall change in sign and not the relative change in sign between the hedgehog and the auxiliary structure to be introduced in the theory. However, the auxiliary structure is simply a “theoretical measuring device”, which can be interpreted as a particular choice of a coefficient structure in cohomology. I call this idea “symmetry out of cohomology”. 2. Preliminaries, Artificial Symmetries in Gauge Theories In this section, I introduce, following mainly [ 20 , 21 ], a method of adding several independent gauge symmetries apart from the original gauge symmetry of the theory. At this moment, only continuous gauge symmetries are considered. However, in the next sections and following [ 23 ], I will describe how a discrete symmetry can be added to the gauge structure. I also show here that it is possible to preserve the Schwinger–Dyson equations by means of the modified BRST algebra obtained in the process of adding auxiliary gauge symmetries. The fact that the Schwinger–Dyson equations are automatically fulfilled liberates us from the requirement of avoiding a benchmark that would notify us when we move from the branch of the SU( 2 ) group simply connected to Id to the other branch. This possibility makes this preliminary section of major importance for the rest of this article. It also serves as a model calculation for the fact that integration of an extended theory can be done in several physically equivalent, but mathematically different ways. Some integration prescriptions lead to significant simplifications. For now, we can start with a pure Yang–Mills action S[Aµ] . We call A the connection that can be used to define a covariant derivative as: D(A) µ=∂µ−[Aµ,·](12) In order to enforce the Schwinger–Dyson equations as a result of the BRST algebra, we may introduce a collective field: Aµ(x)→Aµ(x)−aµ(x)(13) The transformed action S[Aµ−aµ] has two independent gauge symmetries. Due to the redundancies introduced by the collective field, we can write the two symmetries in different ways. One way of doing this is: δAµ(x) = Θµ(x) δaµ(x) = Θ(x)−D(A−a) µe(x)(14) We may choose the original symmetry of the original field structure to be carried entirely by the collective field. The transformation of the original gauge field is always just a shift. Θ(x) includes arbitrary deformations. However, it only leaves the transformed field invariant. The action is also invariant under Yang–Mills gauge transformations of the transformed field itself. This is why two independent gauge transformations are being included. These two gauge symmetries have to be gauge fixed in the standard BRST fashion. We therefore introduce a suitable multiplet of ghosts and auxiliary fields. The shift symmetry of Aµ requires a vector ghost field ψµ(x) . One Yang–Mills ghost field c(x)
Condens. Matter 2017,2, 13 8 of 33 will also be necessary. Gauge fixing the shift symmetry of Aµ by removing the collective field aµ leads to the introduction of a corresponding anti-ghost A∗ µ(x)and of an auxiliary field bµ(x). The nilpotent BRST algebra now becomes: δAµ(x) = ψµ(x) δaµ(x) = ψµ(x)−D(A−a) µc(x) δc(x) = −1 2[c(x),c(x)] δψµ(x) = 0 δA∗ µ(x) = bµ(x) δbµ(x) = 0 (15) By adding: −δ[A∗ µ(x)aµ(x)] = −bµ(x)aµ(x)−A∗ µ(x){ψµ−Dµ (A−a)c(x)}(16) to the Lagrangian, we fix aµ(x) to zero. At this point, we can make the choice of integrating over pairs of ghosts and anti-ghosts. Hence, we can integrate over ψµ(x) and A∗ µ(x) while keeping c(x) unintegrated at this point. The extended, but not yet fully gauge fixed action is: Sext =S[Aµ−aµ]−Zdx{bµ(x)aµ(x) + A∗ µ(x)[ψµ(x)−Dµ (A−a)c(x)]}(17) with the partition function: Z=ZdAµdaµdψµdA∗ µdbµexp[i ¯hSext](18) In order to continue, we first integrate out aµ and bµ , and then, integration over A∗ µ leaves a trivial ψµ integral. In this way, we obtain back the starting point, namely the Yang–Mills action S[Aµ] integrated over the original measure. We must insist that the Schwinger–Dyson equations involving the field c(x) , i.e., equations of the form: 0=Zdc δl δc(x)[Fe i ¯h[S]](19) are satisfied automatically when employing the full, unbroken BRST algebra. In order to achieve this, we have to introduce yet another collective field, say ˜ c(x). We now shift the Yang–Mills ghost: c(x)→c(x)−˜ c(x)(20) From this shift results a new fermionic gauge symmetry, which we have to fix via the introduction of a new BRST ghost-anti-ghost pair and an auxiliary field. We let the transformation of the new collective field ˜ c(x)carry the BRST transformation of the original ghost. δc(x) = C(x) δ˜ c(x) = C(x) + 1 2[c(x)−˜ c(x),c(x)−˜ c(x)] δC(x) = 0 δc∗(x) = B(x) δB(x) = 0 (21) Now, in order to gauge fix ˜ c(x)to zero, we add the term: −δ[c∗(x)˜ c(x)] = B(x)˜ c(x)−c∗(x){C(x) + 1 2[c(x)−˜ c(x),c(x)−˜ c(x)]}(22)
Condens. Matter 2017,2, 13 9 of 33 to the Lagrangian. This leads to the fully-extended action: Sext =S[Aµ−aµ]−Rdx{bµ(x)aµ(x) + A∗ µ(x)[ψµ(x)−Dµ (A−a){c(x)−˜ c(x)}] −B(x)˜ c(x) + c∗(x)(C(x) + 1 2[c(x)−˜ c(x),c(x)−˜ c(x)])}(23) In the partition function, all fields appearing above are being integrated except the field c(x) for which another anti-ghost ¯ c must still be introduced when the original Yang–Mills symmetry will be fixed eventually. The extended action and the functional measure are invariant under the following transformations: δAµ(x) = ψµ(x),δψµ(x) = 0 δaµ(x) = ψµ(x)−D(A−a) µ[c(x)−˜ c(x)],δc(x) = C(x) δA∗ µ(x) = bµ(x),δbµ(x) = 0 δ˜ c(x) = C(x) + 1 2[c(x)−˜ c(x),c(x)−˜ c(x)],δC(x) = 0 δc∗(x) = B(x),δB(x) = 0 (24) The fields A∗ µ(x) and c∗(x) are the anti-ghosts of the collective fields, which enforce the Schwinger–Dyson equations through shift symmetries. I used this preliminary section to show how additional shift symmetries can be used in order to encode the Schwinger–Dyson equations directly via the BRST algebra. The example given in this section is not new, but serves as a model for the following chapters. It can be seen that by judiciously using artificial symmetries and gauge fixing, additional properties can be added to the original field structure. This is being done such that, by carefully integrating over the supplemental fields, we obtain the same theory again. It will be clear in what follows that, by choosing to perform an extension of the field structure and a special field-integration, we can map an anomalous theory into another one carrying the same information in an effective way. This theory will not be plagued by the original anomaly. 3. Theoretical Approach Let me start with a partition function plagued by the SU(2)anomaly: Z=Zdψd¯ ψZdAµexp[−Zd4x[(1/2g2)tr(F2 µν) + ¯ ψi/ Dψ]] (25) where Aµ is the gauge field, ( 1 / 2 g2)tr(F2 µν) is the associated kinetic term and Fµν is the field strength tensor (in other words, we have the connection A and the curvature two-form F=dA ±A∧A ). We also have ¯ ψi/ Dψ , the associated fermionic term. I consider now the integration over the fermionic fields. This will present the problem related to the fermionic sign and the proposed solution of the SU( 2 ) anomaly. For the sake of brevity, I will consider only the fermionic part. The kinetic term for the gauge fields is considered implicitly. The dynamics-less auxiliary fields to be used in this paper do not affect the kinetic term in a relevant way for this paper. However, they do affect the structure of the fermionic determinant in a way described in what follows. Let me start with showing how to introduce the Schwinger–Dyson equations as Ward identities [24,25]. Consider the actual form of the fermion field as: ψ=χα(26) where αrepresents the spin index. The covariant derivative is: (Dµχ) = ∂µχ−igAµξ Tξχ(27)
Condens. Matter 2017,2, 13 16 of 33 become relevant in a global, topological sense. They are constructed such that they compensate for the global anomaly only. One may say that they belong to the same cohomology class as the physical sector, but this statement is too weak. The best way of explaining this situation is to remark that the internal, circular spaces introduced in the theory can be described from an algebraic standpoint as periodic coefficient groups in cohomology. These generate a torsion visible globally that alters the classes in the cohomology group by merging some of them and separating others. This effect is of no direct physical relevance due to what is known as the universal coefficient theorem [ 14 , 18 ]. However, in order to make sure that we can use any coefficient group we want, we must take the now modified Ext and/or Tor groups correctly into account in the universal coefficient theorem [ 31 ]. This will be the subject of the last section in the context of the Atiyah–Singer index theorem. It is also explained in more detail in Section 7, Subsection C of [ 14 ]. In the most general sense, an anomaly results from the fact that a certain mathematical description, suitable for a specific context, becomes unsuitable for a different context. What one has to do is to lift the original mathematical description to the other context making all of the changes that are necessary. For example, a functional a=a(A , ω) where A is the gauge potential and ω is a ghost field is called a “true” anomaly if it satisfies the Wess–Zumino consistency condition, δa= 0, but there is no local functional Λloc(A) , such that a redefinition of the effective action Γ as Γ→Γ+Λloc would cancel the anomaly itself. However, there exist other changes, not visible at the level of perturbative calculations, that can eliminate the anomalous situation. These changes are given by homological algebra, for example by a specific choice of coefficient groups in cohomology, their effects being undetectable locally. Of course, a change in the original theory must occur, as the original theory was not well defined in the new context. However, these changes preserve the topological properties, in this case of the SU( 2 ) group. Universal coefficient theorems will tell us where precisely the missing information is stored. The advantage of the new constructions is that they are more suitable for the new case. 4. Internal Spaces and Duality In the construction of the extended field space, I used an internal space in order to naturally define duality. To be more explicit, I will follow here [ 32 ] to show that the construction of an internal space is useful in this context and that a discrete Z2 symmetry can appear. I start by following [ 32 ] with an example of even dimensional ( 2 n) electrodynamics. Let A be a general (n− 1 ) form and Fk1,...,kn its associated field strength: Fk1,...,kn=∂[knAk1,...,kn−1](60) ∗Fk1,...,kn=1 n!ek1,...,k2nFkn+1,...,k2n(61) Given the action, the equation of motion and the Bianchi identity as: S=−cnZd2nxFk1,...,knFk1,...,kn(62) ∂k1Fk1,...,kn=0 (63) ∂k1∗Fk1,...,kn=0 (64) ( cn is a constant, kj is the tensorial index), we can see that at the level of the Bianchi identity and the equation of motion, the dual operation is a symmetry. Nevertheless, in general, the second power of the dual operation has a different structure depending on the dimension of the space: ∗ ∗F=(F i f D =4k−2 −F i f D =4k(65) As one can see, the dual ∗ is not well defined for the two-dimensional (2D) scalar or for the 4k-2-dimensional extensions. Its definition has been enlarged [ 32 ] by making an internal structure of
Condens. Matter 2017,2, 13 17 of 33 the potentials in the theory manifest. One should note that this has been achieved by using a canonical transformation and that the same can be achieved via BRST. I will enlarge the set of fields (alternatively the Hilbert space) by giving them an internal structure of the form (α , β) . The dual operation is now defined as: ˜ Fα=eαβ ∗Fβ,D=4k(66) ˜ Fα=σαβ 1∗Fβ,D=4k−2(67) ˜ ˜ F=F(68) σαβ 1 being the first Pauli matrix. In this case, selfand anti-self-dualities are well defined in any D=2k-dimensional space. One can start with the first order form of the theory: S=ZdDx[Π·˙ A−1 2Π·Π−1 2B·B+A0(∂·Π)] (69) Maxwell’s Gauss constraint can be generalized to be precisely the extended curl (e∂) = ek1k2...kD−1∂kD−1 . Then: Π= (e∂)·φ(70) B= (e∂)·A(71) where φ is a (d 2− 1 ) -form potential, A is a generalization of the vector potential and A0 is the general multiplier that enforces the Gauss constraint; the antisymmetrization of ∂is defined as: (e∂) = ek1k2...kD−1∂kD−1(72) and in general, the notation: Φ·Ψ=Φ[k1...kD−1]Ψ[k1...kD−1](73) is used to imply antisymmetrization via the brackets. Now, I construct an internal space of potentials where duality symmetry is manifest ( Φ+ and Φ− represent the new field structure). The dual projection can be defined now as a canonical transformation of the fields in the following way: A= (Φ++Φ−)(74) Π=η(e∂)(Φ(+) −Φ(−))(75) η=±1 (76) The action can be rewritten in terms of these fields as: S=ZdDx{η[˙ Φ(α)σαβ 3B(β)+˙ Φ(α)eαβB(β)]−B(β)·B(β) where B(β)= (e∂ ·Φ(β)) and σ(αβ) 3 and σ(αβ) 2=ie(αβ) are the Pauli matrices. We see that the symplectic part factorizes in two parts: one involving the third Pauli matrix and the other one the second Pauli matrix. For a dimension D= 4 k , the first term is the generalization of the 2D chiral bosons. The Z2 symmetry manifests itself in the transformation Φ(±)←→ Φ(∓) . The second term becomes a total derivative. For D= 2 K , the first term becomes a total derivative, and the second term explicitly shows the symmetry of SO( 2 ) . Although the complete diagonalization of the action in 3D cannot be done in coordinate space, a dual projection is possible in the momentum space [ 32 ]. Let me introduce a two-basis {ˆ ea(k , x) , a= 1, 2 } with (k , x) being conjugate variables and the orthonormalization condition given as: Zdxˆ ea(k,x)ˆ eb(k0,x) = δabδ(k,k0)(77)
Condens. Matter 2017,2, 13 18 of 33 The vectors in the basis can be chosen to be eigenvectors of the Laplacian, ∇2=∂∂ and: ∇2ˆ ea(k,x) = −ω2(k)ˆ ea(k,x)(78) The action of ∂over the ˆ ea(k,x)basis is: ∂ˆ ea(k,x) = ω(k)Mab ˆ eb(k,x)(79) The two previous equations give: ˜ MM =−I(80) where ˜ Mab =Mba. The canonical scalar and its conjugate momentum have the following expansion: Φ(x) = Zdkqa(k)ˆ ea(k,x)(81) Π(x) = Zdkpa(k)ˆ ea(k,x)(82) where qa and pa are the expansion coefficients. The action appears in this representation as a two-dimensional oscillator. The phase space is now four-dimensional, representing two degrees of freedom per mode, S=Zdk{pa˙ qa−1 2papa−ω2 2qaqa}(83) now, we can introduce the following canonical transformation: pa(k) = ω(k)eab(ϕ(+) b−ϕ(−) b)(84) qa(k) = (ϕ(+) a+ϕ(−) a)(85) The action becomes S=S++S−where: S±=Zdkω(k)(±˙ qaeabqb−ω(k)qaqa)(86) As expected, this action presents the Z2symmetry under the transformation ϕα a→σαβ 1ϕβ a. This is a particular example. However, the field-anti-field prescription used in the main paper has practically a similar role and is defined in general. It generates a symplectic even dimensional field space suitable for quantization. It also defines analogues for the Hodge-* operators. 5. Hodge Star as a Discrete Symmetry For an example of how the Hodge star induces a discrete symmetry, I follow [ 33 – 35 ]. The main idea there was to represent the Hodge decomposition operators (d , δ , ∆) as some symmetries of a given BRST invariant Lagrangian of a gauge theory. In general, the Hodge decomposition theorem (see Appendix B) states that on a compact manifold, any n -form fn(n= 0, 1, 2, ... ) can be uniquely represented as the sum of a harmonic form hn(∆hn= 0, dhn= 0, δhn= 0 ) , an exact form den−1 and a co-exact form δcn+1as: fn=hn+den+1+δcn+1(87) where here, d is the exterior derivative, δ is its dual and ∆ is the Laplacian operator ∆=dδ+δd . In order to identify the dual BRST transformation, one has to observe that while the direct BRST transformations leave the two form F=dA in the construction of a gauge theory invariant and transform the Dirac fields like a local gauge transformation, the dual-BRST transformations leave the previous gauge fixing term invariant and transform the Dirac fields like a chiral transformation. Therefore, as a practical example, I can start like the authors of [ 35 ] from a BRST invariant Lagrangian
Condens. Matter 2017,2, 13 19 of 33 for Quantum Electrodynamics (QED) noting that generalizations for non-abelian gauge theories with interactions exist in the literature, as well. LB=−1 4FµνFµν +¯ ψ(iγµ∂µ−m)ψ−e¯ ψγµAµψ+B(∂A) + 1 2B2−i∂µ¯ C∂µC(88) Fµν being the field strength tensor; B is the Nakanishi–Lautrup auxiliary field; and C , ¯ C are the anticommuting ghosts. The BRST transformations that leave this Lagrangian invariant are: δBAµ=η∂µCδBψ=−iηeCψ δBC=0δB¯ C=iηB δB¯ ψ=iηeC ¯ ψ δBFµν =0 δB(∂A) = ηCδBB=0 (89) where η is an anticommuting space-time independent transformation parameter. Particularizing for the two-dimensional case, the Lagrangian becomes: LB=−1 2E2+¯ ψ(iγµ∂µ−m)ψ−e¯ ψγµAµψ+B(∂A) + 1 2B2−i∂µ¯ C∂µC(90) and this can be rewritten after introducing another auxiliary field Bas: LB=BE−1 2B2+¯ ψ(iγµ∂µ−m)ψ−e¯ ψγµAµψ+B(∂A) + 1 2B2−i∂µ¯ C∂µC(91) The dual BRST symmetry operators to be associated with the theory above in the two-dimensional case are [35]: δDAµ=−ηeµν∂ν¯ CδDψ=−iηe¯ Cγ5ψ δDC=−iηBδD¯ C=0 δD¯ ψ=iηe¯ Cγ5¯ ψ δDFµν =η¯ C δD(∂A) = 0δDB=0 δDB=0 (92) Moreover, as noted in [ 35 ], the interacting Lagrangian in two dimensions is invariant under the following transformations: C→ ±iγ5¯ C¯ C→ ±iγ5C B → ∓iγ5B A0→ ±iγ5A1 A1→ ±iγ5A0B→ ∓iγ5B E→ ±iγ5(∂A) (∂A)→ ±iγ5E e→ ∓ie ψ→ψ ¯ ψ→¯ ψ (93) The work in [ 35 ] shows that these are the analogues of the Hodge duality (∗) for this particular example and that they induce a discrete symmetry. One can also verify that: ∗(∗Φ) = ±Φ(94) where for (+) , the generic field Φ is ψ , ¯ ψ , and for, (−)Φ represents the rest of the fields. One can also observe that for the direct and dual BRST symmetries: δDΦ=± ∗ δB∗Φ(95) is valid. It has been known before that the above statements are valid for any even dimensional theory [ 35 ], and applications for D= 4, ( 3, 1 ) and D= 6 dimensional theories have been given. However, combining the ideas presented in Section 2 with the observations in [ 33 ] and some
Condens. Matter 2017,2, 13 20 of 33 theorems of algebraic topology and geometry, one can generalize the applicability of this method to any dimension. While it is true that in some cases, non-local transformations emerge during the intermediate steps ([ 35 – 38 ]), the method described in this paper is simply a mathematical trick that allows the extension of the initial (ill-defined) theories to theories with no sign problems, so the physical meaning of the artificial transformations that are meant to eliminate the unphysical anomalies is irrelevant. Nevertheless, the resulting discrete symmetries of the extended (and well-defined) theory are tied to the discrete symmetries of the fermionic systems such as charge conjugation, parity or time reversal. These play a major role in the classification of the topological insulators or semiconductors, and therefore, the anomaly-free theory of a single Weyl doublet may lead to new insights regarding previously unknown topological phases. This article therefore provides a theoretical background for potentially new experimental discoveries related to condensed matter systems and their topological phases. 6. Atiyah–Singer Index Theorem and Cohomology Up to this point, I employed, as a basic tool for the current construction, auxiliary fields of various types. These were introduced in order to construct a “theoretical measuring device” more suitable for theories presenting global anomalies and specifically for theories subject to an SU( 2 ) anomaly. I showed in the sections above that fictitious internal circular spaces may induce artificial discrete symmetries. These concepts have a direct analogy in the domain of (co)homology with torsion coefficient groups. In categorical terms, the connection between the construction using auxiliary fields and the construction using torsion coefficient groups can be written as the following commuting diagram: Fn S(M)F2n S(M0) Hp(C,Z)Hp(C,G) h ij h∗ (96) Here, Fn S(M) is the space of physical solutions of the theory containing an initial number n of fields while F2n S(M0) is the space of physical solutions for the theory obtained via the introduction of new auxiliary fields such that the required internal “circular” space emerges. This space contains the required topological particularity introduced via the employment of the auxiliary fields. It must be specified that the morphism in the lower arrow requires the use of the universal coefficient theorem. The upper arrow morphism is valid when we talk about the physical domain of the theory. G is a torsion group, e.g., Zp . If Ext and/or Tor are being taken into account in the construction of the respective spaces, the horizontal arrows become isomorphisms. Simply stated, if we have a module M over a ring R , an element m∈M is called a torsion element of the module if there exists a regular element r∈R (not a zero divisor) such that r◦m= 0. In the case of a group G , an element g∈G is called a torsion element of the group if it has finite order, i.e., if there is a positive integer m such that gm=e , e being the Id element of G . A (sub)-group is called torsion (sub)-group (or circular or periodic) if all of its elements are torsion elements. Examples are Zp-groups with p-prime. In this section, I briefly introduce the Atiyah–Singer index theorem in the context of the Hodge–de-Rham theory. This is being done following mainly [ 39 ]. I also construct an analogy between the method presented above and the cohomology with coefficients in groups with torsion. By using the isomorphism between the de-Rham cohomology group and the group of harmonic functions ( ∆φ= 0, ∆=dδ+δd ) over a closed manifold, I introduce the general form for index theorems, i.e., a connection between an index calculated in a topological, respectively an analytical, fashion. The presence of torsion in the coefficient structure of the cohomology, while preserving the isomorphism between cohomology and the group of harmonic functions (a result of the second Hodge theorem), also reflects the effect of an “internal circular space” as presented in the previous section
Condens. Matter 2017,2, 13 21 of 33 from the perspective of index theorems. As I will show in what follows, different choices of coefficient groups may merge or dissociate classes in the cohomology groups. Due to the isomorphism with the group of harmonic forms, the same effect will be found on the analytic side of the index theorems. The universal coefficient theorems assure us that the choice of a rather unusual coefficient group has no physical effects if the Ext and/or Tor groups are correctly considered in the chain complex. For this, I follow my previous result regarding the relativity of anomalies [ 14 ]. For the sake of completeness, I state here the following: Theorem 1 (The universal coefficient theorem [ 14 , 18 ]) . If C is a chain complex of free abelian groups, then there are natural short exact sequences: 0→Hn(C)⊗G→Hn(C;G)→Tor(Hn−1(C),G)→0 (97) ∀n , G , and these sequences split. Here, Tor(Hn−1(C) , G) is the torsion group associated with the homology. In this way, homology with arbitrary coefficients can be described in terms of homology with the “universal” coefficient group Z. For cohomology, the exact sequence changes into: 0→Ext(Hn−1(C∗),G)→Hn(C∗;G)→Hom(Hn(C∗),G)→0 (98) Here, Ext is the group extension. Relevant for the situation at hand is the following. Example 1 (Homotopy and coefficient group [ 14 , 18 ]) . Take a Moore space M(Zm , n) obtained from Sn by attaching a cell en+1 by a map of degree m . The quotient map f:X→X/Sn=Sn+1 induces trivial homomorphisms on the reduced homology with Z coefficients since the nonzero reduced homology groups of X and Sn+1 occur in different dimensions. However, with Zm coefficients, the situation changes, as we can see considering the long exact sequence of the pair (X,Sn), which contains the segment: 0=˜ Hn+1(Sn;Zm)→˜ Hn+1(X;Zm)f∗ −→ ˜ Hn+1(X/Sn;Zm)(99) Exactness requires that f∗is injective, hence non-zero, since ˜ Hn+1(X;Zm)is Zm, the cellular boundary map: Hn+1(Xn+1,Xn;Zm)→Hn(Xn,Xn−1;Zm)(100) being exactly: Zmm −→ Zm(101) One can see that a map f:X→Y can have induced maps f∗ that are trivial for homology with Z coefficients, but not so for homology with Zm coefficients for suitably chosen m . This means that homology with Zm coefficients can tell us that f is not homotopic to a constant map, information that would remain invisible if one used only Z coefficients. This relatively simple example shows that torsion coefficient groups are in some sense “measuring devices” that allow us to consistently take into account global properties without inconsistencies. Following [ 14 ], it is precisely the Tor/Ext correction that has an important effect on the presence of a sign ambiguity (an SU( 2 ) anomaly). It is relevant at this point to remember that because on a compact Riemannian orientable manifold M , the cohomology group Hp DR(M) is isomorphic to the group of harmonic forms on M,Harmp(M), the two groups have the same dimension, hence: dim(Hp DR(M)) = dim(Harmp(M)) = bp(M)(102) where bp(M)is the Betti number of M.
Condens. Matter 2017,2, 13 22 of 33 We can define the exterior derivative d and the co-differential δ as adjoint to each other. On the ring of differential forms, Λ(M)on Mthe action of dinduces a sequence: 0→Λ0(M)d0 −→ Λ1(M)d1 −→ ... dn−1 −−→ Λn(M)dn −→ 0 (103) The co-differential generates another sequence of arrows oriented this time in the opposite direction: ... ←Λi−1(M)δi−1 ←−− Λi(M)δi ←− Λi+1(M)δi+1 ←−− ... (104) We now have: (diα,β) = (α,δiβ),α∈Λi(M),β∈Λi+1(M)(105) Neither of these sequences is exact, i.e., Ker(di)6=Im(di−1) and similarly for δ . However, Im(di−1)⊂ Ker(di) or equivalently d2= 0. This means that the first sequence is a de-Rham complex. To this complex, we can associate the de-Rham cohomology groups, which measure the lack of exactness of the sequence: Hi DR(M,R) = Ker(di)/Im(di−1)(106) We define α∈Λi(M) to be co-closed (resp. co-exact) if α∈Ker(δi−1) (resp. α∈Im(δi)) . We also can define the homogeneous Hodge–de-Rham operator ∆= (d+δ)2. We then obtain on α∈Λi(M): ∆i=δidi+di−1δi−1(107) Lets now assume that the (i+ 1 ) -form β can be expressed as δi+1β0 , β0∈Λi+2(M) . If this is so, the product (diα , δi+1β0) is zero. Proceeding as in the previous section where the Hodge decomposition has been introduced, we conclude that: Im(di−1)⊥Im(δi)⊥Ker(∆i)(108) or, in other words, that Λi(M)has a unique splitting of the form: Λi(M) = Im(di−1)⊕Im(δi)⊕Ker(∆i)(109) and consequently, since Ker(∆i) = Harmi(M), we have: αi=di−1αi−1+δiαi+1+hi,α∈Λi(M)(110) where hi is a harmonic i -form ∆ih= 0. Every i -th de-Rham cohomology class is represented by one and only one harmonic form: Hi DR(M,R) = Ker(∆i) = Ker(di)/Im(di−1)(111) If the analytic index of the de-Rham complex is now the integer defined by the alternating sum: index(Λ(M),d) = ∑ i (−)idim(Ker(∆i)) (112) we find: index(Λ(M),d) = N ∑ i=0 (−)ibi(M) = χ(M) = ZMe(TM)(113) Here, e(TM) is the Euler class of the tangent bundle to M . The right-hand side of this expression is of a topological nature: it is a topological index. If M is odd-dimensional, index(Λ(Modd) , d) = 0 since
Condens. Matter 2017,2, 13 23 of 33 χ(Modd) = 0. This remains true for index theorems of other differential operators. We may note that ∆ and d+δhave the same kernel (a harmonic form is closed and co-closed). Let us split: Λ(M) = Λeven(M)⊕Λodd(M)(114) into even and odd forms: Λeven(M) = LiΛ2i(M) Λodd(M) = LiΛ2i+1(M)(115) Let D+and D−be the operators defined by: D+=D=∑i(d2i+δ2i−1) D−=D†=∑i(d2i−1+δ2i)(116) Then, Dis a mapping: D:Λeven(M)→Λodd(M)(117) defined as: D(α(0),α(2),α(4), ...) = (d0α(0)+d1α(2),d2α(2)+d3α(4), ...)(118) Its adjoint D†is a mapping: D†:Λodd(M)→Λeven(M)(119) The associated Laplacians are given by: ∆+=D†D=∑i∆2i ∆−=DD†=∑i∆2i−1 (120) Thus, we can replace the definition of the analytical index of the de-Rham complex by: index(Λ(M),D) = dim(Ker(∆+)) −dim(Ker(∆−)) (121) or equivalently by: index(Λ(M),D) = dim(Ker(D)) −dim(Ker(D†)) (122) since: Ker(∆+) = Ker(D†D) = Ker(D) Ker(∆−) = Ker(DD†) = Ker(D†)(123) In fact, Im(D) (resp. Ker(D) ) is the orthogonal complement of Ker(D†) (resp. Im(D†) ). We also have that: CoKer(D) = Λodd/Im(D) = Ker(D†)(124) and hence, the analytic index may be given as: index(Λ(M),D) = dim(Ker(D)) −dim(CoKer(D)) (125) The form of the analytic index for the de-Rham complex is not specific to this case. To see what it has in common with the index theorem for other complexes, let us look at its general structure. First, we notice that the de-Rham sequence should have been written: 0→Γ(M,E0)→Γ(M,E1)→... →Γ(M,Ei)Di −→ Γ(M,Ei+1)→... →Γ(M,En)Dn −→ 0 (126) where Γ(M , Ei) is the module of cross-sections of the vector bundle Ei=ΛiT∗M since the differential i -forms of Λi(M) may be regarded as sections of the vector bundle ΛiT∗M . The writing of the above
Condens. Matter 2017,2, 13 24 of 33 sequence requires the existence of a differential operator of degree one acting on a sequence of sections of vector bundles Eisuch that Di+1◦Di=0. With this, the sequence qualifies as a complex. Secondly, the fact that the expression: index(Λ(M),d) = ∑(−)idim(Ker(∆i)) (127) was a well-defined one was guaranteed by the nature of the Laplacian operator ∆= (d+δ)2 , the kernel of which is finite dimensional. This is a consequence of the fact that ∆is an elliptic operator. An elliptic operator defined on a compact manifold has a finite-dimensional kernel and co-kernel, and expressions of the type: index(Λ(M),D) = dim(Ker(D)) −dim(CoKer(D)) (128) are well defined for them. Looking at the de-Rham complex on the compact boundaryless manifold M , we conclude that it is an elliptic complex since its associated Laplacians are elliptic. Let E be a vector bundle. An elliptic complex (E , D) is a finite sequence of differential operators Di:Γ(M , Ei)→Γ(M , Ei+1) acting on smooth sections, such that Di+1◦Di= 0, and the Laplacians of the complex ∆i=D† iDi+Di−1D† i−1 , where D† i is the adjoint operator with respect to the scalar product on the fibres with a smooth density on M, are elliptic on Γ(M,Ei). Since (Di+1◦Di)†=D† i◦D† i+1 , it follows that if the complex (Γ(M , Ei) , Di) is elliptic, so is the complex (Γ(M , Ei+1) , D+ i) where the arrows point in the opposite direction. To relate this picture to the form of the index for a de-Rham complex, we have to reduce the elliptic complex to a two-term elliptic complex (to roll up the complex) and see that the new complex has the same index as the original one (Γ(M , E) , D) . This is where the comparison with the previous equations for the index comes in. Defining the even and odd bundles Eeven =LiE2i,Eodd =LiE2i+1: Γ(M,Eeven) = LiΓ(M,E2i),Γ(M,Eodd) = LiΓ(M,E2i+1) D=Li(D2i+D† 2i−1),D†=Li(D2i−1+D† 2i)(129) and the associated Laplacian: ∆i=D† iDi+Di−1D† i−1 ∆+=∑i∆2i=D†D ∆−=∑i∆2i−1=DD† (130) The analytical index of an elliptic complex (Γ(M,E),D)is defined to be the integer: index(Γ(M,E),D) = ∑ i (−)idim(Ker(∆i)) = dim(Ker(∆+)) −dim(Ker(∆−)) (131) We note that the differential operator defining a complex, the Riemannian scalar product defining its adjoint and the ellipticity property, which guarantees that the rhs of the equation above is well defined (an integer), are the ingredients for the definition of an index of a compact manifold. In order to have a non-trivial index, the operator D cannot be self-adjoint. The Atiyah–Singer index theorem states that the analytic index is equal to the topological index of the complex, which is given by the rhs in the formula of the Atiyah–Singer index theorem. The statement of this theorem is as follows: Let (Γ(M , E) , D) be an elliptic complex over a compact boundaryless manifold M of even dimension n. Then, the index of the complex is given by: index(Γ(M,E),D) = (−)n(n+1)/2 ZMch( n M i=0 (−)iEi)Td(TMC) e(TM)(132)
Condens. Matter 2017,2, 13 25 of 33 Td(TMC) is the Todd class of the complexified tangent bundle TMC and e(TM) is the Euler class. In the above integrand, only n -forms are retained. If the manifold is odd-dimensional, the index of the differential operator D is zero. Due to this trivial situation, it makes sense to go to an even-dimensional field-space as explained in the BRST-dual-BRST construction of the previous sections. At this moment, we can see how the main construction of this article affects the Atiyah–Singer theorem. The next splitting due to the Kahler structure introduced over the field space gives: T(1,0)={v∈TxMC|Jx(v) = iv};T(0,1)={v∈TxMC|Jx(v) = −iv}(133) The isomorphism between the cohomology group and the group of harmonic forms is preserved. The introduction of a Kahler structure over the field space has two effects. First, it allows the construction of an explicit internal circular space and second; it allows a different splitting, one that dissociates the two different signs that can arise when a large gauge transformation is performed. We can repeat the same discussion as above, only this time with a non-trivial coefficient structure in cohomology. In fact, one can choose the torsion of the coefficient groups in cohomology such that they compensate precisely the topological properties of the SU( 2 ) group. If, for example, the coefficient group in cohomology is Z2 , the two regions of positive and negative eigenvalues that make the path integral associated with the SU( 2 ) problem inconsistent become properly separated. The coefficient group in cohomology now contains different classes. The isomorphism between the cohomology group and the group of harmonic forms on Mwas until now understood as: Hp DR(M;Z)∼ =Harmp(M;Z)(134) The universal coefficient theorem assures us that we can use a different coefficient group. One choice then is: Hp DR(M;Z2)∼ =Harmp(M;Z2)(135) This choice can be used such that the distinction between the two regions of different signs is made explicit. Let us now take the dimension of the above construction. As the isomorphism is preserved, the dimensions of the two groups will be the same, albeit different from the case above. Indeed: dim(Hp DR(M;Z2)) = dim(Harmp(M;Z2)) = bp(M)Z2(136) The introduction of inner space circular integration paths is translated in coefficient groups in cohomology. This leads to a reorganization of the integration such that, simply stated, {i1,i2, ..., in} | {z } ±1 → {(i1, ..., iq) | {z } −1 ,(iq+1, ..., in) | {z } +1 }(137) where ip represent points on the non-trivial manifold where the integration is performed in the two cases (with trivial coefficient group and with Z2 coefficient group). If the first subset on the right is characterized by a positive sign and the second by a negative sign, then the specific choice of a torsional (periodic) coefficient group in cohomology makes the two domains clearly separated and well indexed. I explained in the Introduction of this article the origin of the Bose–Einstein and Fermi–Dirac statistics as a result of how the topology of the quotient space X/Snwhere Snis the symmetry group changes with respect to the original space X . While the two spaces remain isomorphic, the global properties differ according to the number of dimensions considered. It is interesting to see how it is possible to relate the case with dim(X) = 1, 2 to the case dim(X)≥ 3. Indeed, in dimensions larger than two, performing two rotations around a singularity brings us to a curve that can be homotopically deformed into a point. However, the integration is sensible to homology and cohomology. In principle, the homology groups Hk(C) of a chain complex C relate to the shape of the manifold. The cohomology
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