A Field-Theoretical Approach to the P vs. NP Problem via the Phase Sign of Quantum Monte Carlo
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Article A Field-Theoretical Approach to the Pvs. NP Problem via the Phase Sign of Quantum Monte Carlo Andrei T. Patrascu 1,2 1Department of Physics and Astronomy, University College London, WC1E 6BT London, UK; [email protected] 2Extreme Light Infrastructure—Nuclear Physics (ELI-NP), Horia Hulubei National Institute for R&D in Physics and Nuclear Engineering, 30 Reactorului St, 077125 Bucharest-Magurele, Romania Received: 18 August 2017; Accepted: 18 October 2017; Published: 19 October 2017 Abstract: I present here a new method that allows the introduction of a discrete auxiliary symmetry in a theory in such a way that the eigenvalue spectrum of the fermion functional determinant is made up of complex conjugated pairs. The method implies a particular way of introducing and integrating over auxiliary fields related to a set of artificial shift symmetries. Gauge fixing the artificial continuous shift symmetries in the direct and dual sectors leads to the appearance of direct and dual Becchi–Rouet–Stora–Tyutin (BRST)-type global symmetries and of a symplectic structure over the field space. Such a method may allow the extension of the applicability of quantum Monte Carlo methods to some problems plagued by the fermionic sign problem. Keywords: quantum monte carlo; sign problem; P/NP quantum field computing 1. Introduction The P vs. NP problem is known to have significant implications in many areas of science, including physics, mathematics, and information theory [ 1 ]. The main question is as to whether some specific classes of problems can be efficiently treated via algorithmic methods. In this paper I present a constructive approach to this problem based essentially on some topological and geometrical arguments. While researchers speculate about this question [ 2 ] and give several interpretations of possible results, there have been very few attempts to analyze the problem from perspectives other than purely algorithmic. As shown in [ 3 ] the quantum Monte Carlo phase sign problem can be mapped into a general NP -complete problem. I will follow this paper for a short introduction into the statistical aspects of the subject. The idea behind Monte Carlo simulations is to replace the direct calculation of sums of the form <A>=1 Z∑c∈ΩA(c)p(c);Z=∑c∈Ωp(c)(1) over a high-dimensional space Ω of configurations {c} with the sum over a set of M configurations {ci}from Ωaccording to the distribution p(ci). The average is then calculated as <A>≈¯ A=1 M M ∑ i=1 A(ci)(2) The statistical error of the above calculation is given by ∆A=qVarA(2τA+1)/M(3) VarAbeing the variance of Aand τAmeasuring the autocorrelations of the sequence {A(ci)}. Condens. Matter 2017,2, 33; doi:10.3390/condmat2040033 www.mdpi.com/journal/condensedmatter
Condens. Matter 2017,2, 33 2 of 26 The Monte Carlo approach permits the evaluation of the same average in polynomial time, as long as τA does not increase faster than polynomial in the number of particles. For physical systems the sum one needs to calculate changes as follows <A>=1 ZTr[Aexp(−βH)];Z=Tr(exp(−βH)) (4) where β is the inverse temperature and Z is the partition function. A Monte Carlo technique can still be applied to reduce the exponential scaling of the problem, but, as specified in [ 3 ], only after the mapping of the quantum model on a classical one. The nature of this mapping was considered by [ 3 ], and then [4], to be a Taylor expansion. Z=Tr(exp(−βH)) = ∞ ∑ n=0 −βn n!Tr(Hn)(5) = ∞ ∑ n=0 ∑ i1,...in −βn n!<i1|H|i2>... <in|H|i1>(6) = ∞ ∑ n=0 ∑ i1,...in p(i1, ...in) = ∑ c p(c)(7) For each order n in the expansion, n sums were inserted over a complete basis set of states {|i>} . The configurations are sequences of n basis states, and the weight p(c) is associated to the summand above. The average now becomes <A>=1 ZTr[Aexp(−βH)] = 1 Z∑ c A(c)p(c)(8) As long as the weight p is positive, a standard Monte Carlo technique can be applied. In fermionic systems this is not true as negative weights are possible. It is argued in [ 3 ] that although a change of the basis {|i>} that makes the weights always positive is possible, the complexity of the method needed to find the required transformation must be exponential. Also, the authors of [ 3 ] map the sign problem into a problem that is NP -complete. This is of course correct if one follows the above steps. The main scope of this paper is to suggest that some assumptions in [ 3 ] can be avoided when considering a different quantization prescription and that a system can be mapped into an NP -complete problem but still have a polynomial solution if analyzed from the perspective of the quantization of gauge theories. Similar arguments in favor of the P = NP conjecture in the context of quantum field theories have been discussed by [ 5 ] and [ 6 ]. The issue remains unsolved, and this paper makes no claim towards one side or the other. However, it is interesting to analyze the problem not only via quantum field theories as done in [ 5 , 6 ] but also in terms of gauge field theories. This attempt is made here. A gauge symmetry can be seen as a redundancy of the mathematical formulation. As shown by Batalin and Vilkovisky in [7] , if one is willing to lose the explicit visibility of some properties, one can reduce the gauge symmetry and transform a gauge theory into a non-gauge one. In this paper, I will follow the opposite path. I construct a theory that has artificial gauge symmetries introduced in such a way that a discrete symmetry to be associated with an artificial “time reversal” invariance appears. Following [ 8 ] the presence of such a symmetry in a theory permits the avoidance of the sign problem. This construction is done by using the field–antifield [9,10] quantization of gauge theories with general algebras. I partially follow the description by Alfaro and Damgaard [ 11 , 12 ] in order to show the effect of the quantization of a field theory with fermions, how the change in sign appears, and how one can relate classical and quantum descriptions in a different way. I also make the connection between geometry (symmetry) and topology (cohomology) by introducing the Becchi–Rouet–Stora–Tyutin (BRST), anti-BRST, and dual-(anti)BRST [ 13 ] operators associated to the de-Rham cohomology. I define and use the Hodge star operation [ 14 , 15 ] in this context in order to generate a discrete symmetry. I make use of the intrinsic symplectic structure of the general field-anti-field functional space in order to
Condens. Matter 2017,2, 33 3 of 26 generate a Kahler structure ([ 16 , 17 ]). I also use the fact that the extension of the field space towards an evendimensional space is always possible. The end result is a general quantum field theory free of the Monte Carlo sign problem and with no apparent exponential growth in complexity. 2. Mathematical Background 2.1. Hodge Star and Hodge Duality Let (M , g) be a N= 2 d -dimensional manifold, for which we can define the ∗ operator in the following way [18]: α∧ ∗β=gp(α,β)dvg;α,β∈ ∧N(9) We have also that (∗∗) = 1 on ∧N, which means that ∧Nsplits into eigenspaces as ∧N=∧++∧−(10) where the two eigenspaces correspond to eigenvalues + 1 and − 1, respectively. A d -form which belongs to ∧+ is called self-dual whereas if it belongs to the other eigenspace it is called anti-self-dual. An important remark to be done here is that given a p-vector λ∈ ∧pV then ∀θ∈ ∧d−pV there exists a wedge product such that λ∧θ∈ ∧d . The (anti)BRST and dual-(anti)BRST operators are then equivalent to the operators: δa,δb:∧k→ ∧k+1(11) δ,¯ δ=∗δa,b∗:∧k→ ∧k−1(12) ∆=δa,b(∗δa,b∗) + (∗δa,b∗)δa,b:∧k→ ∧k(13) In the context of algebraic geometry these are ordered as follows: the exterior differential, the coexterior (dual) differential, and the Laplace operator. The exact and co-exact forms are orthogonal. The Hodge theorem allows the identification of a unique representative for each cohomology class as belonging to the kernel of the Laplacian defined for the specific complex manifold. If this is put together with the definition of the Kahler manifold, we obtain extra (discrete) symmetries in the Hodge structure of the manifold. In the main paper, the dual operators acting on the field space have been introduced in a general context. For a practical description in the context of field-spaces, see [ 19 ]. There, the author starts from a field theory with physical terms and identifies the discrete symmetry as the one induced by the Hodge- ∗ operator in the physical context. In the current approach, the BV (Batalin–Vilkovisky) formalism generates the usual even-dimensional symplectic space. Dualization of the BRST–anti-BRST operators in this work is done using the extended symplectic field structure. One is not supposed to assume physicality of the terms involved. 2.2. Internal Spaces and Duality The use of internal spaces in order to naturally define duality operations is not new. In fact I here follow [ 20 ] to show that the construction of an internal space is useful in this context and that a discrete Z2 symmetry can appear. I start by following [ 20 ] with an example of even-dimensional ( 2 n) electrodynamics. Let Abe a general (n−1)form and Fk1...knits associated field strength: Fk1...kn=∂[knAk1...kn−1](14) ∗Fk1...kn=1 n!ek1...k2nFkn+1...k2n(15) Given the action, the equation of motion, and the Bianchi identity as S=−cnZd2nxFk1...knFk1...kn(16)
Condens. Matter 2017,2, 33 4 of 26 ∂k1Fk1...kn=0 (17) ∂k1∗Fk1...kn=0 (18) respectively, ( cn is a constant, kj is the tensorial index) we can see that at the level of the Bianchi identity and the equation of motion the dual operation is a symmetry. Nevertheless, in general the second power of the dual operation has a different structure depending on the dimension of the space: ∗ ∗F=(F i f D =4k−2 −F i f D =4k(19) As one can see, the dual ∗ is not well defined for the two-dimensional ( 2 D) scalar or for the 4 k− 2 dimensional extensions. Its definition has been enlarged [ 20 ] by making an internal structure of the potentials in the theory manifest. One should note that this has been achieved by using a canonical transformation and that the same can be achieved via BRST. I will enlarge the set of fields (alternatively the Hilbert space) by giving them an internal structure of the form (α , β) . The dual operation is now defined as ˜ Fα=eαβ ∗Fβ,D=4k(20) ˜ Fα=σαβ 1∗Fβ,D=4k−2(21) ˜ ˜ F=F(22) with σαβ 1 being the first Pauli matrix. In this case self and anti-self dualities are well defined in any D=2kdimensional space. One can start with the first order form of the theory: S=ZdDx[Π·˙ A−1 2Π·Π−1 2B·B+A0(∂·Π)] (23) Maxwell’s Gauss constraint can be generalized to precisely be the extended curl (e∂) = ek1k2...kD−1∂kD−1. Then Π= (e∂)·φ(24) B= (e∂)·A(25) where φ is a (d 2− 1 ) -form potential, A is a generalization of the vector potential, A0 is the general multiplier that enforces the Gauss constraint, the antisymmetrization of ∂is defined as (e∂) = ek1k2...kD−1∂kD−1(26) and in general the notation Φ·Ψ=Φ[k1...kD−1]Ψ[k1...kD−1](27) is used to imply antisymmetrization via the brackets. Now, I construct an internal space of potentials where duality symmetry is manifest ( Φ+ and Φ− represent the new field structure). The dual projection can be defined now as a canonical transformation of the fields in the following way: A= (Φ++Φ−)(28) Π=η(e∂)(Φ(+) −Φ(−))(29) η=±1 (30) The action can be rewritten in terms of these fields as S=ZdDx{η[˙ Φ(α)σαβ 3B(β)+˙ Φ(α)eαβB(β)]−B(β)·B(β)
Condens. Matter 2017,2, 33 5 of 26 where B(β)= (e∂ ·Φ(β)) and σ(αβ) 3 and σ(αβ) 2=ie(αβ) are the Pauli marices. We see that the symplectic part factorizes in two parts: one involving the third Pauli matrix and the other one the second Pauli matrix. For a dimension D= 4 k the first term is the generalization of the 2 D chiral bosons. The Z2 symmetry manifests itself in the transformation Φ(±)←→ Φ(∓) . The second term becomes a total derivative. For D= 2 k the first term becomes a total derivative and the second term explicitly shows the symmetry of SO(2).Although the complete diagonalization of the action in 3D cannot be done in coordinate space, a dual projection is possible in the momentum space [ 20 ]. Let me introduce a two-basis {ˆ ea(k , x) , a= 1, 2 } with (k , x) being conjugate variables and the orthonormalization condition given as Zdxˆ ea(k,x)ˆ eb(k0,x) = δabδ(k,k0)(31) The vectors in the basis can be chosen to be eigenvectors of the Laplacian, ∇2=∂∂, and ∇2ˆ ea(k,x) = −ω2(k)ˆ ea(k,x)(32) The action of ∂over the ˆ ea(k,x)basis is ∂ˆ ea(k,x) = ω(k)Mab ˆ eb(k,x)(33) The two previous equations give ˜ MM =−I(34) where ˜ Mab =Mba. The canonical scalar and its conjugate momentum have the following expansion Φ(x) = Zdkqa(k)ˆ ea(k,x)(35) Π(x) = Zdkpa(k)ˆ ea(k,x)(36) where qa and pa are the expansion coefficients. The action appears in this representation as a two-dimensional oscillator. The phase space is now four-dimensional, representing two degrees of freedom per mode, S=Zdk{pa˙ qa−1 2papa−ω2 2qaqa}. (37) Now we can introduce the following canonical transformation pa(k) = ω(k)eab(ϕ(+) b−ϕ(−) b)(38) qa(k) = (ϕ(+) a+ϕ(−) a). (39) The action becomes S=S++S−where S±=Zdkω(k)(±˙ qaeabqb−ω(k)qaqa). (40) As expected, this action presents the Z2symmetry under the transformation ϕα a→σαβ 1ϕβ a. This is a particular example. However, the field-anti-field prescription used in the main paper practically has a similar role and is defined in general. It generates a symplectic even-dimensional field space suitable for quantization. It also defines an analogues for the Hodge-∗operators. 2.3. Kahler Manifolds Kahler manifolds are particularly interesting for the current problem. In general having a differential manifold M and a tensor of type ( 1, 1 )J such that ∀p∈ M , J2 p=− 1, the tensor J
Condens. Matter 2017,2, 33 6 of 26 will give a structure to M with the property that the eigenvalues of it will be of the form ±i . This means that Jp is an even-dimensional matrix and M is an even manifold. From the same definition it follows that Jpcan divide the complexified tangent space at pin two disjoint vector subspaces TpMC=TpM+⊕TpM−(41) TpM±={Z∈TpMC|JpZ=±iZ}(42) One can introduce two projection operators of the form P±:TpMC→TpM±(43) P±=1 2(1±iJp)(44) which will decompose Z as Z=Z++Z− . This construction will generate a holomorphic and an antiholomorphic sector: Z±=P±Z∈TpM± , TpM+ being the holomorphic sector. A complex manifold appears when demanding that given two intersecting charts (Ui , γi) and (Uj , γj) , the map ψij =γjφ−1 i from γi(Ui∩Uj) to γj(Ui∩Uj) is holomorphic. Here γi and γj are chart homeomorphisms and ψij is the transition map. In this case the complex structure is given independently from the chart by Jp= 0 1 −1 0 !∀p∈ M (45) In the complex case there is a unique chart-independent decomposition in holomorphic and antiholomorphic parts. This means we can now choose as a local basis for those subspaces the vector (δ δzµ,δ δ¯ zµ)where (zµ,¯ zµ) are the complex coordinates, such that the complex structure becomes Jp= i1 0 0−i1!∀p∈ M (46) If we add a Riemannian metric g to the complex manifold and demand that the metric satisfies gp(JpX , JpY) = gp(X , Y) , ∀p∈ M , and X , Y∈TpM , then the metric is called Hermitian and M is called a Hermitian manifold. A complex manifold always admits a Hermitian metric. Using the base vectors of the complexified TpMCwe can always write the metric locally as g=gµ¯ νdzµ⊗d¯ zν+g¯ µνd¯ zµ⊗dzν(47) If we have a Hermitian manifold (M , g) with g Hermitian metric and a fundamental 2-tensor Ω whose action on vectors Xand Y∈TpMis Ωp(X,Y) = gp(JpX,Y)(48) then we call Ωp(X , Y) a Kahler form. With this definition, the Kahler form has some very useful properties. Firstly, it is antisymmetric Ω(X,Y) = g(J2X,JY) = −g(X,JY) = −Ω(Y,X)(49) Then it is invariant under the action of the complex structure Ω(JX,JY) = Ω(X,Y)(50) and under complexification Ωµν =igµν =0 (51)
Condens. Matter 2017,2, 33 7 of 26 Ω¯ µ¯ ν=ig ¯ µ¯ ν=0 (52) Ωµ¯ ν=−Ω¯ νµ =igµ¯ ν(53) thus leading to Ω=igµ¯ νdzµ∧d¯ zν(54) A Kahler manifold is a Hermitian manifold (M , g) , whose Kahler form Ω is closed ( dΩ = 0). g is called a Kahler metric. The closing condition defines a differential equation for the metric. dΩ= (δ+¯ δ)igµ¯ νdzµ∧d¯ zν=(55) i 2(δλgµ¯ νdzλ∧dzµ∧d¯ zν) + i 2(δ¯ λgµ¯ ν−δ¯ νgµ¯ λ)d¯ zλ∧dzµ∧d¯ zν=0 (56) This leads to the relations δgµ¯ ν δzλ=δgλ¯ ν δzµ(57) δgµ¯ ν δ¯ zλ=δgµ¯ λ δ¯ zν(58) The solution of the above equation takes the form gµ¯ ν=δµδ¯ νKi(59) on a chart Uiincluded in the manifold M.Kiis called Kahler potential. Ki:Ui→R(60) Ki=K∗ i(61) The Kahler form can be locally expressed in terms of the Kahler potential as Ω=iδ¯ δKi(62) The definition given above is the most general one. In the main paper this method will be used for the specific case of the quantum Monte Carlo phase sign problem. 3. Quantization Prescriptions The idea of quantization has a vast history. Originally, physical variables have been promoted to operators with specific commutation rules. These encoded the first quantizations ever performed. They were followed by the second quantization prescriptions and the anti-commutators needed for the description of fermionic particles. Finally, path integral quantization brought a completely new perspective on the procedure of quantization. While a classical theory is described by an action functional and a minimization prescription, a path-integral quantization is constructed as a functional integral of the complex exponentiated action functional exp(iS[.]) :C→A(63) where C is the configuration space and A is the resulting space. This definition is very formal. In practical situations, the measure of the path integral is not always defined in the standard way. The configuration spaces are in general not even manifolds. Sometimes, in order to obtain pertinent results, a so-called “cohomological integration” is necessary. When the theory we want to quantize has redundancies (gauge symmetries) one relies on two possible approaches. When the gauge algebra is closed, a BRST quantization procedure can be implemented. In general however, the gauge algebra does not close. In this case an alternative method developed initially by Batalin and Vilkovisky is used.
Condens. Matter 2017,2, 33 8 of 26 The algebra of the operators of the gauge symmetry can in general be defined as δlRi α δφjRj β−(−1)eαeβδlRi β δφjRj α=2Ri γTγ αβ(−1)eα−4yjEji αβ(−1)ei(−1)eα(64) where yj= 0 represents the equation of motion, E and T represent coefficients, R represents the (gauge) symmetry transformation operators, and e encodes the Grassmann parity of the associated field. One can also define the BRST transformations of the original fields as δφi=Ri α[φ]cα i.e., one can define the BRST symmetry transformations via R[φ] and the associated ghost field cα unambiguously. This is why, when no confusion is possible, the terms Ri α , R[φi , c , ... ] or the BRST transformation rule δφA=RA[φB] will be used alternatively as formal definitions. If E= 0 the algebra is closed and the nilpotency of the BRST operator is naively verified. Imposing nilpotency on the fields φiwe get 0=δ2φi=Ri αδcα+δlRi αcα δφjRj βcβ(65) If we choose now δcγ=Tγ αβ[φ]cβcα(66) the nilpotency condition on the “physical” sector is satisfied and we obtain (considering E=0) δlRi αcα δφjRj βcβ+Ri γTγ αβcβcα=0 (67) Also, using Jacobi identity one can easily show that δ2cγ= 0. It will be seen later how this can be generalized for the case of BRST-anti-BRST transformations. If the algebra depends on the last term, i.e., E is not zero, we have an open algebra and an non-nilpotent BRST transformation acting on the initial fields. The gauge fixed action constructed in the naive way would not be BRST-invariant off-shell. In order to solve this problem, one has to introduce an artificial shift symmetry and to move the non-nilpotency from the transformation rules of the original fields to the transformation rules of the collective fields. One certainly trivial way of enlarging the field space is by introducing two fields Aland Blsuch that δAl=Bl δBl=0(68) Obviously as the initial action does not depend on Al , one can shift it with no practical effect. This shift would be a local symmetry and the fields Bl would be the associated ghost-fields. It is precisely this idea that allows the redefinition of the field structure as will be seen further on. While it is certainly possible to move undesirable aspects of the theory to the collective sector, it is also possible to transfer desirable properties to the field structure while keeping the well-behaved properties inside. Moreover, if there are more symmetries, then the interplay between them at the level of the BRST (–anti-BRST–dual-(anti)-BRST) introduces the additional freedoms that I am using in order to avoid the sign problem practically permanently. As one can see by now, the quantization prescription is not always trivial. One must specify what quantization means in the framework of path integrals. Essentially, the special way in which the functional integration is performed assures the correct quantization of a classical theory. Moreover, the theory, defined by an action functional, is by no means unique. It is well known that different representations can be chosen but in general in physics this amounts to the construction of effective low-energy theories. This does not always have to happen in this way. The chosen field structure can be designed such that it maps a complexity class into another. I start with a general field theory, as described by the action S[φA] . The Batalin-Vilkovisky quantization prescription enlarges the field-space of the theory by introducing anti-fields ( φ∗ A ) and
Condens. Matter 2017,2, 33 9 of 26 gives a new canonical structure known as the anti-bracket [ 21 ]. This is defined considering two Grassmann functionals Fand Gas (F,G) = δrF δφA(x) δlG δφ∗ A(x)−δrF δφ∗ A(x) δlG δφA(x)(69) involving alternate functional differentiation with respect to the fields and antifields. r and l superscripts stand for the right and left derivatives, respectively. I am following here the rules of [11] for the left and right derivatives. Accordingly, δl(FG) δA=δlF δAG+ (−1)eFeAFδlG δA(70) δr(FG) δA=FδrG δA+ (−1)eGeAδrF δAG(71) which amount to the following relation between left and right derivatives in general δlF δA= (−1)eA(eF+1)δrF δA(72) The antibracket has some important properties: it changes the statistics as e[(F,G)] = e(F) + e(G) + 1 (73) and satisfies the following relation (F,G) = −(−1)(e(F)+1)(e(G)+1)(G,F)(74) where e is the Grassmann parity operator. Using this structure, the Batalin–Vilkovisky prescription can be written as 1 2(W,W) = i¯h∆W(75) where ∆= (−1)eA+1δr δφA δr δφ∗ A (76) Here, W is called the “quantum action” and is a solution of the above equation. If it can be expanded in powers of ¯h, one obtains: W=S+ ∞ ∑ n=0 ¯hnMn(77) The boundary conditions should make this coincide with the classical action when all antifields are removed (φ∗ A=0). To the lowest order, one recovers the classical master equation (S,S) = 0. If one starts with the classical action (containing the usual number of fields) S[φA] the associated path integral is Z=Z[dφA]exp[i ¯hS[φA]] (78) By performing the transformations φA(x)→φA(x)−ϕA(x) one constructs an action S[φA−ϕA] invariant to a local shift symmetry δφA(x) = Θ(x) δϕA(x) = Θ(x)(79) where Θ(x) is arbitrary. In this way, I constructed another field representation that contains a collective field ϕA . One can in principle integrate over the collective field if one fixes the introduced gauge symmetry in the standard BRST manner: adding an BRST-exact term in such a way that the local
Condens. Matter 2017,2, 33 16 of 26 and rewrite the fields as ϕ±Ω Aa =1 2(ϕΩ Aa ±i˜ ϕΩ Aa)(117) In the same way, introduce another matrix Nthat can be factorized as: NΩΓ =1 2(hΩΓ −i f ΩΓ) NΩΓ =1 2(hΩΓ +i f ΩΓ)(118) The matrices f and h are completely arbitrary as long as the matrix N can be decomposed in the above way. Replacing this into the action together with a corresponding change in the fields we obtain a Kahler structure imposed over the manifold of the field–antifield formalism. This procedure may be related to the idea of Kahler polarization in the geometric quantization. The additional terms obtained in the matrix are now of the form: Scol =−1 4eabδaδbδ¯ δ(ϕ−Ω A1NΩΓ ϕ−Γ B1−ϕ+Ω A2NΩΓ ϕ+Γ B2)(119) where now, the δ and ¯ δ operators correspond to the dual BRST transformations. Their form depends on the practical calculation. The most general expression that can be written here is δDaφA=φ∗ Aa δDa ϕAb =δab[φ∗ Aa −eaccc A−RAa]+(1−δab)eaccc A δDacAb =−δb a[(−1)aλA+1 2(BA+δlRA1 δφBRB2)] δDaBA=0 δDaφ∗b A=eabBa A δDaλA=0 (120) where the same convention remains valid as for the BRST and anti-BRST transformations. However, several expressions may be altered according to the particularities of each theory. The expressions for the case of two dimensional quantum electrodynamics (2 D QED) are given in the Appendix A. Scol is the equivalent of the collective term in the action for the new degrees of freedom constructed to introduce the Kahler structure. The matrices NΩΓ and NΩΓ allow me to write the gauge fixing term in such a way that a Kahler structure becomes visible. They may be compared to the choice of a polarization set over the field space although here the scope is another. MAB is considered implictly. The same method that allows the M matrix to vanish eliminates the N matrix as well if this is our intention. This would lead to losing the “polarization” that makes the Kahler structure visible (please note that I use the term “polarization” in a non-rigorous sense, referring only to the way in which the fields can be partitioned, see Appendix B). We now have a Kahler structure imposed on our original action. The dual-BRST symmetry is the BRST symmetry, created by the new collective fields together with their trivial system. It is the analogue of the co-derivative from algebraic geometry. In this way we obtained the so-called de-Rham cohomology operators, that are now identified with the (anti)-BRST and dual-(anti)-BRST operators. The connection between them is given by the Hodge star operator which can be constructed independent of the dimension of the original field space if one follows the prescription of constructing the internal spaces as described above. In this case the Hodge duality plays the role of a discrete symmetry transformation. As noted in [ 17 , 26 ], the field–antifield setup is amenable to the construction of a Kahlerian structure imposed on the system of fields. Here, the Hodge star induces a symmetry that can be identified with time reversal in the case of Kahlerian structures (see Appendix C). If one thinks of the
Condens. Matter 2017,2, 33 17 of 26 Hopf algebra, one can see that there exist certain similarities between the Hodge star operator and the Hodge algebra antipode. All one has to do is to suitably introduce fields and antifields via appropriate trivial symmetries such that the antipodal structure (associated to the Hodge dual) becomes visible. In the context of the field-antifield approach the structure of the emerging fermionic determinant will be det(D) = iT10 0−iT1!(121) where T1 results from the construction of the Kahler structure. This assures that for the extended field space, the sign of the fermionic determinant is always positive and allows us to avoid the sign problem. The fact that the imposed structure is reflected on the form of the determinant is explained in [27]. In order to asses the complexity of the final problem, considering the fact that the fermionic determinant does not change sign (this can be interpreted in the formalism of the first chapter as the weights p(c) being positive) the increase in complexity is due to the addition of more fields. In the above constructions the number of fields has been doubled twice, so I went from a theory containing N fields to a theory containing 4 N fields. Also, additional fields have been added each time in order to ensure the desired gauge fixing. The additional fields on the BRST and anti-BRST branches are related so the construction of the BRST–anti-BRST structure required 4 N fields and the dual counterpart required another 4 N fields. This amounts to a theory containing 8 N fields globally. Considering that half of the fields live in the internal space and have a controlled behavior and also that the increase in the field number is polynomial, the method should not add exponential complexity. The analysis of the resulting Jacobian is analysed in Appendix D. 5. Practical Calculation I present here preliminary results obtained by applying a path integral Monte Carlo method to a simple oscillator-quartic anharmonic potential. While this is not a numerical proof of validity it may be considered as a test for a known case. The results presented in the left figure have been obtained using the corrective series expansion in the form of an effective potential [ 28 , 29 ]. The dual gauge fixing method used to produce the right figure had no need for such corrective expansions and converged to the values obtained via the corrective series expansion. The number of iterations appears larger in the gauge fixing method but one has to consider that in the left figure the cost of constructing the effective corrective potential is not considered. That effective potential calculation introduced several other terms and became intractable for higher orders. The classical method is based on the path integral Monte Carlo technique designed in [ 29 ], based on the addition of terms in the action functional that would vanish in the continuous limit. Adopting the same functional formalism, we write the quantum mechanical amplitude A(a,b;T) = ( 1 2πeN )N 2Zdq1...dqN−1e−SN(122) The path integral method is applied on the Euclidean time interval [ 0, T] , subdivided into N equal steps of length eN=T/N , with the boundaries given by q0=a and qN=b . The discretised action of the theory is SN. The initial action has the form S=ZT 0dt(1 2˙ q2+V(q)) (123) After discretisation we obtain SN= N−1 ∑ n=0 (δ2 n 2e+eNV(¯ qn)) (124)
Condens. Matter 2017,2, 33 18 of 26 with δn=qn+1−qn and ¯ qn=1 2(qn+1+qn) . The freedom of choosing one among various discretization procedures led the authors of [ 28 , 30 , 31 ] to new insights which brought a faster convergence to the path integral Monte Carlo procedure. The main result of a path-integral Monte Carlo computation is the continuum amplitude. This result will not be modified by the choice of the point in the interval [qn , qn+1] to compute the potential V . Different points correspond to different ordering prescriptions of the operator formalism [ 29 ]. Another choice that will not affect the end result is related to the discretization of the action. Indeed, one may add terms to the action functional that explicitly vanish in the continuum limit. The addition of such terms may accelerate the convergence of the path-integral computation, as has been shown in [ 29 ] and this precise computation is being used in the baseline simulation performed here and presented in Figure 1a. For example, the addition of a term defined by N−1 ∑ n=0 eNδ2 ng(¯ qn)(125) where g is regular when eN→ 0, will not change the continuum physics since it will vanish as e2 N when it is employed in e2 NRT 0dt ˙ q2g(q) . However, as shown by [ 29 ], such terms will affect the speed of convergence towards the continuum limit. The authors of [ 29 ] compare the relation between 2 N and N-fold discretisation. The relation found by [29] was e−˜ SN= ( 2 πeN )N/2 Zdx1...dxNe−S2N(126) where S2N is the 2 N fold discretisation of the original action. Integrating this action we obtain a new type of terms in ˜ SN . The class of actions that is closed with respect to the transformation presented in the above equation is of the form SN= N−1 ∑ n=0 (δ2 n 2eN +eNV(¯ qn) + eNδ2 ng1(¯ qn) + eNδ4 ng2(¯ qn) + eNδ6 ng3(¯ qn) + ...)(127) Figure 1. ( a ) Series-corrected solution; ( b ) Hodge symmetric solution; each color identifies a specific eigenvalue . All of the functions above also depend on the time step eN and are regular in the limit eN→ 0, making these effective actions equivalent to the starting action. For a general action, the time step is playing the role of a small parameter, ideal for an asymptotic expansion analysis. The calculations of [29] provided us with the modifications of the potential required for implementing this acceleration tool and the results of [ 28 , 30 , 31 ] have also been used as a baseline calculation. A similar idea is the foundation of this research work: Is it possible to still improve the action functional and the formulation
Condens. Matter 2017,2, 33 19 of 26 of the theory, without altering the results, such that the sign problem could be avoided in a broader sense than what has been done until now? My approach was not to look at even finer discretizations, but instead, being guided by the fact that the sign problem appeared to be of a global nature, to employ gauge invariance and the (dual) BRST–anti-BRST symmetry to generate an artificial discrete symmetry (symmetry out of cohomology, see [ 32 ]) that would extend the classes of problems that can be analyzed by means of path integral Monte Carlo tools. The technique employed in this paper simply consists of adding a zero to the action functional, because finally all additional fields can be integrated out and the topological construction will be rendered invisible. The point of this paper is that such a topological construction, resulting in an additional (and fictitious) symmetry, is required for the theory to be numerically solvable and not plagued by the sign problem. Of course, an important point is to understand the limitations of such a method. After all, we start with a fundamentally ill-defined theory. The sign problem, from this point of view, can be seen as a global anomaly of the form presented in [ 32 ]. The computational non-determinism is associated with precisely this global structure covered by the infinite set of paths which is intrinsic to a path integral formulation. It must be clearly said that in general, by adding more fields one does not solve the non-deterministic issues associated to the theory. The solution I propose here tries an approach that adds a physically irrelevant, yet topologically non-trivial field structure to the theory. This structure is capable of globally avoiding the sign problem and of reducing the complexity not by simply adding new fields, but by adding new fields such that a topologically non-trivial structure emerges that has the role of a topological anti-anomaly, namely an additional region of the manifold over which the paths will cancel precisely the terms that generate the sign problem on the original, unextended field manifold. The non-detectability of auxiliary topological structures has been discussed in [33,34]. With all terms added, the action functional employed for the calculation of the right side of Figure 1 is given by Equation (114) with the term of Equation (113) ) properly taken into account and with the collective term as defined by Equation (119) . The results presented in the figure represent convergences after several iterations towards the energy eigenvalues of the quartic anharmonic oscillator with the original potential V(x) = 1 2x2+λx4 for a small value of λ . This problem is certainly trivial. It has therefore been used as a benchmark calculation in [ 30 ] where it was possible to see the speedup obtained by adding the terms that vanish in the continuous limit. Here, I used the same problem in order to show that it is possible to modify the theory according to the BRST–dual-BRST prescription i.e., to add an auxiliary symmetry originating in the BRST–dual-BRST gauge fixing condition and to obtain equivalent results. As the numerical verification above cannot make this point explicit by itself, it is worth mentioning that the sign problem only becomes important if the bosonic problem is numerically simple, while the equivalent fermionic problem is difficult precisely because of the sign problem. In the case when the bosonic problem is already hard, the sign problem will not increase the complexity of the already unsolvable problem. I am aware that this example is not specifically related to the fermionic sign problem. The figures presented here only aim to show that my method is valid and consistent with known results. Further investigation of the effects of this method in more relevant physical situations (especially fermionic problems) is obviously desirable. It is important to understand the limitations of such an approach. The non-determinism associated to each field is not eliminated; only the effects of the sign problem are avoided by re-defining the theory in a way that is more amenable to path-integral Monte Carlo computations. 6. Conclusions In conclusion, I showed that it is possible to introduce an auxiliary discrete symmetry that mimics time reversal and that this symmetry can be used in order to avoid the sign problem. It remains to be seen how general the applicability of such a method is. As said in the introduction, this article makes
Condens. Matter 2017,2, 33 20 of 26 no claim about solving the P vs. NP puzzle. It is however possible that gauge field theories may offer a new approach in solving apparently hard problems. Acknowledgments: This work is supported by ERC Advanced Investigator Project 267219. Conflicts of Interest: The author declares no conflict of interest. Appendix A. Hodge Star as Discrete Symmetry For an example of how the Hodge star induces a discrete symmetry I follow [ 19 , 24 , 25 ]. The main idea there was to represent the Hodge decomposition operators (d , δ , ∆) as some symmetries of a given BRST-invariant Lagrangean of a gauge theory. In general, the Hodge decomposition theorem states that on a compact manifold any n -form fn(n= 0, 1, 2, ... ) can be uniquely represented as the sum of a harmonic form hn(∆hn=0, dhn=0, δhn=0), an exact form den−1, and a co-exact form δcn+1as fn=hn+den+1+δcn+1(A1) where here d is the exterior derivative, δ is its dual, and ∆ is the Laplacian operator ∆=dδ+δd . In order to identify the dual BRST transformation, one has to observe that while the direct BRST transformations leave the twoform F=dA in the construction of a gauge theory invariant and transform the Dirac fields like a local gauge transformation, the dual-BRST transformations leave the previous gauge fixing term invariant and transform the Dirac fields like a chiral transformation. So, as a practical example, I can begin like the authors of [ 24 ] from a BRST-invariant Lagrangean for QED, noting that generalizations for non-abelian gauge theories with interactions exist in the literature as well. LB=−1 4FµνFµν +¯ ψ(iγµ∂µ−m)ψ−e¯ ψγµAµψ+B(∂A) + 1 2B2−i∂µ¯ C∂µC(A2) where Fµν is the field strength tensor, B is the Nakanishi–Lautrup auxiliary field, and C , ¯ C represent the anticommuting ghosts. The BRST transformations that leave this Lagrangian invariant are δBAµ=η∂µCδBψ=−iηeCψ δBC=0δB¯ C=iηB δB¯ ψ=iηeC ¯ ψ δBFµν =0 δB(∂A) = ηCδBB=0 (A3) where η is an anticommuting space-time independent transformation parameter. Particularizing for the two-dimensional case, the Lagrangian becomes LB=−1 2E2+¯ ψ(iγµ∂µ−m)ψ−e¯ ψγµAµψ+B(∂A) + 1 2B2−i∂µ¯ C∂µC(A4) and this can be rewritten after introducing another auxiliary field Bas LB=BE−1 2B2+¯ ψ(iγµ∂µ−m)ψ−e¯ ψγµAµψ+B(∂A) + 1 2B2−i∂µ¯ C∂µC(A5)
Condens. Matter 2017,2, 33 21 of 26 The dual BRST symmetry operators to be associated to the theory above in the two-dimensional case are [24] δDAµ=−ηeµν∂ν¯ CδDψ=−iηe¯ Cγ5ψ δDC=−iηBδD¯ C=0 δD¯ ψ=iηe¯ Cγ5¯ ψ δDFµν =η¯ C δD(∂A) = 0δDB=0 δDB=0 (A6) Moreover, as noted in [ 24 ], the interacting Lagrangian in two dimensions is invariant under the following transformations C→ ±iγ5¯ C¯ C→ ±iγ5C B → ∓iγ5B A0→ ±iγ5A1 A1→ ±iγ5A0B→ ∓iγ5B E→ ±iγ5(∂A) (∂A)→ ±iγ5E e→ ∓ie ψ→ψ ¯ ψ→¯ ψ (A7) The author of [ 24 ] shows that these are the analogues of the Hodge duality (∗) for this particular example and that they induce a discrete symmetry. One can also verify that ∗(∗Φ) = ±Φ(A8) where for (+) the generic field Φ is ψ , ¯ ψ and for (−) , Φ represents the rest of the fields. One can also observe that for the direct and dual BRST symmetries δDΦ=± ∗ δB∗Φ(A9) is valid. It was previously known that the above statements are valid for any even-dimensional theory [19] , and applications for D= 4, ( 3, 1 ) and D= 6 dimensional theories have been given. However, combining the ideas presented in the main paper with the observations in [ 20 ] and some theorems of algebraic topology and geometry, one can generalize the applicability of this method to any dimension. While it is true that in some cases non-local transformations emerge [ 35 – 37 ] the method described in this paper is simply a mathematical trick that allows the construction of dual theories with no sign problems, so the physical meaning of the artificial transformations is irrelevant. Appendix B. BRST–Anti-BRST, Kahler Partitioning, and Dual Gauge Fixing One important aspect discussed in the main paper is the simultaneous direct and dual-gauge fixing of artificial shift symmetries on a complexified space. This is done using some special properties of the matrices M and N . Following [ 9 , 10 ] the matrix M ensures the simultaneous gauge fixing of the collective fields in a BRST–anti-BRST invariant way. This matrix must be invertible and may have complex numbers as entries. While acting on the field space it must have the symmetry property MAB = (− 1 )eAeBMBA . It must also ensure that φAMABφB has global ghostnumber zero, where here, φA and φB are arbitrary fields from the theory. In the discussion of [ 9 , 10 ] no other requirements on the M matrix are needed. Geometric quantization follows several important steps. The first would be the construction of a symplectic manifold M of an even dimension (dim(M) = 2 n) using the BV, BRST, or field–antifield prescriptions. The next step is called “polarization” and involves the selection of n directions over this manifold on which the resulting quantum states should depend. The probably best-known polarizations produce the Schrodinger or momentum representations in basic quantum
Condens. Matter 2017,2, 33 22 of 26 mechanics. These are however not the only ones. While the Batalin–Vilkovisky procedure generates the 2 n dimensional manifold, the procedure of generating the n dimensional quantum space has additional freedom. This leads to a different form in which the variables (fields) can be partitioned, called the Kahler polarization. A procedure very similar to the construction of a polarization is used here in order to introduce a complex structure over the symplectic manifold. This generates a split of the field structure into two distinct components. T(1,0)={v∈TxMC|Jx(v) = iv};T(0,1)={v∈TxMC|Jx(v) = −iv}(A10) One may observe that MAB has the potential to induce a specific metric over the field space constructed from the original fields and the additional ghosts, antighosts, ghost-for-ghosts, etc. In order to use this potential for the current problem I introduce two other matrices NΩΓ =1 2(hΩΓ −i f ΩΓ) NΩΓ =1 2(hΩΓ +i f ΩΓ)(A11) Their role is to induce special gauge fixing that generates a Kahler structure over the field space. That gauge fixing can be done by choosing a metric over the symplectic BV (or BRST) field space has been shown in [ 22 ]. Apart from the standard BRST–anti-BRST operators, algebraic geometry defines also the dual-BRST–anti-BRST operators. These are related to the direct operators via a Hodge star transformation. Moreover, the Hodge star operation induces an extra discrete symmetry. The Kahler structure imposed by the NΩΓ matrices assures that this symmetry is of the form of an anti-unitary time reversal operation, as required to solve the sign problem ( see [8] ). Polarization has two main parts. First, it induces a form of partitioning of the field space in “momentum” and “position” types of variables. Second, it imposes a condition that eliminates half of these variables from the definition of the wavefunction. In this case the last part is not of interest. For the first part however one can consider the manifold T∗M and define a complex basis {zj , ¯ zj} . The symplectic form becomes ω=1 2d¯ zj∧zj and the complex structure is defined by the action on the basis as Jzi=izi and J¯ zj=−i¯ zj . One can choose to partition the field space according to the complex structure J inducing spaces (blocks) P spanned by {δ δ¯ zj}n j=1 and anti-spaces ¯ P spanned by {δ δzj}n j=1 . This polarization exactly induces a Kahler structure. A similar idea is used here for partitioning the field space such that the functional determinant becomes partitioned in complex conjugated blocks. This construction still allows some freedom used in the main article in order to give to the discrete symmetry shown here the form of a time reversal-type symmetry. This becomes manifest when one uses the ( NΩΓ , ¯ NΩΓ) matrices in order to induce the Kahler structure over the fields. The next step is simply to introduce the fields and the Kahler “partitioning” of the fields in the theory as shown in the main article. Appendix C. Kahler Duality Transformation and Symmetry I show here that via a suitable shift in the field space, a theory can be constructed that has the precise form as the one given in the main article for the Kahler-extended formulation. Let the Lagrangean be L=L0+fΩΓ ϕΩϕΓ(A12) The Lagrangean can be extended by shifting terms and fields ϕ±Ω=1 2(ϕΩ±i˜ ϕΩ),NΩΓ =1 2(hΩΓ −i f ΩΓ),NΩΓ =1 2(hΩΓ +i f ΩΓ)(A13)
Condens. Matter 2017,2, 33 23 of 26 This will extend the ϕΩ potential, while the matrices N and ¯ N will mix the extension with the original terms. In this way at a first instance one obtains L=L0+fΩΓ ϕΩϕΓ+hΩΓ ϕΩ˜ ϕΓ(A14) and in the end L=L0[Φ] + Lcol (A15) where Φ is the general notation for any field occuring in the theory. Now one has to gauge fix this by the equation in the main paper Lcol =−1 4eabδaδbδ¯ δ(ϕ+ΩNΩΓ ϕ+Γ−ϕ−ΩNΩΓ ϕ−Γ)(A16) However, again here one can make use of the freedom in the definition of the matrices Nand ¯ N. Using a combination with the metric induced by the matrix M , the dualization, and the Hodge star operator inducing a discrete symmetry, one can generate a splitting of the field space in blocks such that the final field structure is of a form similar to the Kahler structure. One observes that it is of no importance what kind of fields one considers (Grassmann or bosonic) because the whole set of original fields is in the end split into two blocks after the introduction of the Kahler “partitioning”. As a consequence this method works for theories combining bosons and fermions with no additional problems. In fact, due to the specific way in which the symplectic and Kahler structures are constructed one can also identify an artificially induced symmetry between fermions and bosons. Appendix D. The Jacobian The two main ideas of this paper (symmetry out of cohomology and dual gauge fixing) define a new way in which symmetry can be regarded. Instead of considering it as given by nature, here, some discrete symmetries are used as artificial tools that can be added or removed from the theory. In order to make this clear I use the field–antifield formalism. What one usually considers when studying theoretical problems are actions that have some of the fields already integrated out. My choice , adapted for the quantum Monte Carlo sign problem, is to use the field–antifield approach in an innovative way such that a Kahler structure become manifest in the symplectic even-dimensional field space. Following this choice a discrete symmetry generated by the Hodge dual (∗) emerges. This symmetry assures that the fermionic determinant is positive definite. The specific way in which the new structure is induced is by introducing a set of auxiliary fields that can be seen as shifts in the field space. After performing two shifts one obtains a BRST–anti-BRST structure constructed in a way that enforces the Schwinger–Dyson equations as Ward identities. In general, the Schwinger–Dyson equations are the quantum equations of motion. They are derived as a consequence of the generalization to path integrals of the invariance of an integral under a redefinition of the integration variable from x to x+a . The BRST–anti-BRST symmetry is used in order to enforce precisely this at the level of Ward identities. The dual symmetry is obtained analogously by using an internal space. This method ensures that no divergencies in any of the kernel momenta appear. One can also ask if it is possible to perform other initial transformations. The answer is of course yes, but the final symmetry must be obtained for the entire structure, i.e., the action and the integration measure. Performing the transformation as specified and compensating every time for the transformations of the measure will produce the same Kahler structure and the same time reversal-type symmetry that will be mapped into the resulting functional determinant [38,39]. Let [dq] be my initial measure, Ga a transformation of the fields, and S[q] be my action. [dq] is assumed not to be invariant under Ga . By construction S[q] is considered invariant and so will also be
Condens. Matter 2017,2, 33 24 of 26 S0[q0 , a] where a is the parameter of the transformation. One assumes the integration over a as being trivial. Performing the change in variables q→q0 will affect [dq] . The resulting transformation will be Z[dq]→Z[dq0]det|∂qi ∂q0 j |=Z[dq0]det(Mij)(A17) Here, the measure [dq0] is not invariant under the gauge transformations. The determinant of the transformation is also not invariant but the invariance is recovered when one combines the two transformations. Then, the gauge fixing procedure can be performed and one obtains the emerging global (anti)BRST symmetry. Please note that at this level the Jacobian has no special discrete symmetry. On the dual “branch” one can do the same thing obtaining the dual-(anti)BRST symmetry. After generating the internal space over which one defines the dual BRST symmetry, I introduce the hodge star operation which induces a discrete time reversal-type symmetry over the entire field space and implicitly over the resulting block-determinant. In order to improve on clarity let us think in the terms of the field–antifield formalism. For the sake of simplicity the field space can be regarded as a D dimensional manifold parametrized by real coordinates yi= (y1 , y2 , ..., yD) . After performing the field extension in the sense of Batalin–Vilkovisky the space is extended to a 2 D dimensional manifold of the form yi= (x1 , x2 , ..., xD , ξ1 , ξ2 , ..., ξD) where x are the bosonic and ξ are the fermionic coordinates. This space has a symplectic structure given by a closed non-degenerate 2-form ω=dyj∧dyiωij (A18) dω=0 (A19) Finally, an antibracket structure emerges {A,B}=A∂l iωij∂jB(A20) By introducing the internal space in the way explained in Section 3of the main article ( Equations (62)–(64) ) one extends the space again. Now D= 2 d and I define the hodge star operation and its associated duality. Having the Kahler structure defined by J= 0 1 0 0 −1 0 0 0 0 0 0 1 0 0 −1 0 (A21) and going to a complex coordinate basis za= (zα,ζα)¯ za= (¯ zα,¯ ζα),α=1, 2, ..., d(A22) zα=xα+ixd+α,ζα=ξα+iξd+α(A23) we obtain a supermanifold with a Kahlerian geometry and an equivalent change in the representation of the antibracket. Following [ 27 ] (for the sake of brevity I will not perform the calculations here again) the change in the metric which amounts to the redefinition of the Poisson bracket (generalized to the antibracket in our situation) {f,g}=∑ αβ Ωα,β∂f ∂ηα ∂g ∂ηβ(A24) modifies the expression of the integration measure taking the change of the metric in the definition of the antibracket and mapping it onto the structure of the resulting global block-determinant. ( see Equations (11)–(15), (17) and (18) of [ 27 ]). This ensures that the discrete symmetry affects the resulting determinant in the desired way.
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