Full text
Time Equivalence Class and Generalized Entropy Optimization: Unied Rates, Rigorous Axioms, and Observation-Oriented Closed Framework Haobo Ma 1 Wenlin Zhang 2 1 Independent Researcher 2 National University of Singapore November 20, 2025 Abstract We propose and rigorize a unied framework centered on the time equivalence class [T] , placing the arrow of time, black hole information, cosmological redshift/constant, and measurable delayphasespectral shift on a common computational/observational platform. First, we provide a precise denition of [T] , prove reexivity, symmetry, and transitivity of the equivalence relation, and clarify covariance criteria with respect to cut families and preservation under state/region changes. Second, we establish the unied rate identity ρrel(ω) = 1 2π∂ωϕ(ω) = 1 2πTr Q(ω), where Q(ω) = −i S†(ω)∂ωS(ω) is the WignerSmith time delay operator, ϕ(ω) = arg det S(ω) is the total scattering phase, ρrel(ω) is the spectral density dened by spectral shift/relative entropy; this identity arises from BirmanKren relations and observable phasedelay measurements, with consistent dimensions and invertibility. Third, in the semiclassical regime with Hadamard states and weak curvature, via the chain relative entropy monotonicity ⇒ QNEC ⇒ local GSL/QFC, we prove: along a null geodesic family with ane parameter λ , Sgen is monotonic; reparametrization by [T] gives Sgen monotonicity with respect to representative time t , thus the arrow of time emerges as an output property. Fourth, using algebraic embedding/entanglement wedge language, we show xed-projection non-decodability ≡ time-map singularity at event horizon, and realize analytic continuation through extremal switching of the island formula, thereby recovering the Page curve. Fifth, we view Λ as a global calibration integration constant of [T] (compatible with fourform mechanisms), emphasizing its distinction from the measurable eect of local vacuum energy density. Finally, we provide three operational verication pathways: dispersiongeometry coupled time delay of order ω−2 in curved spacetime plasma geometrical optics (with null-test protocol), hierarchical Bayesian test of redshiftdecoherence slope for FRBs, and time-delay Bell witness and chiral splitting in cryogenic multi-mode cavities. Appendices include: complete proofs of three equivalence properties; operatorspectral shift derivation of the unied rate identity; 1
proof of main theorems driven by QNEC/GSL; curved spacetimeplasma eikonal expansion (showing conditions for absence of ω−1 principal term); gauging, stability, and low-energy constraints of time-eld theory. Keywords: Time Equivalence Class; Modular Time; Generalized Entropy; QNEC; QFC; QES/Island Formula; WignerSmith Time Delay; BirmanKren Spectral Shift; Plasma Geometrical Optics; Hierarchical Bayesian 1 Introduction and Historical Context The generalized entropy Sgen =A/4Gℏ+Sout in semiclassical quantum gravity connects geometry and information. Non-perturbative reconstruction of the Page curve relies on quantum extremal surfaces and the island formula; QNEC and (local) QFC relate nulldirectional entropy deformation to stress-energy tensors and quantum focusing, and can be derived from relative entropy monotonicity. On the other hand, TomitaTakesaki modular theory views the modular ow σω s of a statealgebra pair (A, ω) as intrinsic time, providing mathematical support for the perspective that time emerges from informationcausal structure. On the scattering side, the WignerSmith delay operator and total scattering phase ϕ are directly measurable, and the Kren spectral shift function ξ(ω) couples with det S(ω) via the BirmanKren formula. This paper closes these supporting points into a unied whole: governing time through the equivalence class structure of [T] , and bringing phasedelayspectral shift into a common experimentally accessible gauge through the unied rate . 2 Model and Assumptions 2.1 Time Equivalence Class and Covariance Objects : Globally hyperbolic (M, g) ; region family R ; statealgebra pairs {(A(R), ωR)}R∈R ; cut cluster of null geodesic families C . Denition 2.1 (Equivalence (Denition 2.1)) . For xed (A(R), ωR,C) , we say T1∼T2 if there exist an outer automorphism Φ∈Out(A(R)) and a strictly monotonic f:R→R such that Φ◦σωR s◦Φ−1=σωR f(s) and E(C;T1) = E(C;T2), where E represents the generalized entropy monotonicity/extremal structure (quantum expansion signature and null set) along null generators of C . Proposition 2.2 (Three Properties (Proposition 2.2)) . ∼ is an equivalence relation; for completely positive trace-preserving maps induced by state/region homotopy deformations, if the outer conjugacy class of relative modular ow is invariant, then [T] is preserved. Under cut family renement, if Θq≥0 , then E is preserved, and [T] is said to be covariant under that null geodesic family. Proof in Appendix A.1A.2. 2
2.2 Unied Rate and Dimensional Consistency WignerSmith and Phase : Q(ω) = −i S†∂ωS , Tr Q=∂ωarg det S=∂ωϕ . Spectral Shift and Phase : BirmanKren: det S(ω) = e−2πi ξ(ω)⇒∂ωϕ=−2π ξ′(ω) . Unied Rate : ρrel(ω) = −ξ′(ω) = 1 2π∂ωϕ(ω) = 1 2πTr Q(ω). The denition of ρrel adopts local window variation, so that S(ρ|σ) = Rρrel(ω) dω ; dimensions are consistent with ∂ωϕ , Tr Q . Numerical inversion is regularized using KramersKronig and phase unwrapping. Derivation and inversion details in Appendix A.3. 2.3 Domain of Assumptions and Failure Conditions Hadamard states, weak curvature, local Rindler approximation and controlled deformations; geometric congurations restricted to quantum light sheets/event horizons and other GSL-applicable situations. Failure domains: strong curvature neighborhoods, nonHadamard states, UV-dominated deviations, etc. 3 Main Results (Theorems and Alignments) 3.1 Theorem 3.1 (Arrow of Time = Output of Generalized Entropy Monotonicity) Within the domain of Section 2.3, along a specied quantum light sheet with ane parameter λ : dSgen/dλ≥0 . For any t∈[T] , if t=f(λ) with f′>0 , then dSgen/dt≥0 . Proof chain and failure conditions detailed in Appendix B. 3.2 Theorem 3.2 (Black Hole Information: Fixed-Projection NonDecodability and Island Formula Analytic Continuation) Using algebraic embedding A(I+)⊂ A(D) to express external observations; xed projection corresponds to irreversible CPTP dimensionality reduction maps, information loss is merely non-decodability under that projection. Island formula through saddle-point switching (QES) is equivalent to analytic continuation within [T] , expanding the reconstructable domain ⇒ Page curve recovery. Appendix C provides explicit isomorphism in JT scenarios. 3.3 Proposition 3.3 (Redshift = Time Unit Rescaling) (1 + z)=(k·u)e/(k·u)o is a covariant expression of rhythm ratio, equivalent to FRW a0/ae . The increment is manifested in the unied rate directly relating this ratio to observational inversion of ϕ′(ω) and ρrel . 3
3.4 Theorem 3.4 (Time Holography and Time Quantum Error Correction) JLMS and entanglement wedge nesting imply: [T(p)] = Π(s, γp) ; the projection family of [T] satises KnillLaamme conditions on code subspace C , thus time-selection errors can be corrected by equivalence class redundancy. Appendix D provides modular Berry curvature and measurable phases of path dependence. 3.5 Theorem 3.5 ( Λ as GaugeIntegration Constant and FourForm Discretization) Trace-free/Unimodular and four-form mechanisms make Λ an integration constant; in the thermal time gauge its semantics is a global calibration of [T] , compatible with neardiscrete spectrum induced by axionfour-form quantization. Appendix E provides action and variation. 4 Proofs 4.1 Arrow of Time (Theorem 3.1) Relative entropy monotonicity ⇒ ANEC/QNEC; combined with quantum Raychaudhuri gives quantum expansion non-increase in null direction, Sgen monotonicity. Strict monotonicity of t=f(λ) gives monotonicity for any representative time. Failure domains include strong curvature and non-Hadamard states. Details in Appendix B. 4.2 Coordinate-Independent Formulation of Black Hole Information (Theorem 3.2) Characterize non-decodability using relative entropy and Petz recovery; extremal switching of island formula is equivalent to changing representative of [T] and expanding entanglement wedge. In JT model, demonstrate this equivalence using replica geometry. 4.3 Unied Rate (Equation 2.2) BirmanKren: det S=e−2πiξ ⇒∂ωϕ=−2πξ′ ; multi-channel Tr Q=∂ωϕ . Dene ρrel =−ξ′ to obtain the stated identity. Numerical inversion controls noise amplication using phase unwrapping and KramersKronig regularization. 5 Model Application: Two Minimal Models 5.1 1+1 Dimensional CFTRindler Single-channel scattering S=eiϕ ⇒Q=∂ωϕ ; decompose relative entropy into spectral window integrals to verify ρrel = (2π)−1∂ωϕ . KMS scale consistent with modular ow rescaling. 4
5.2 JT Gravity + Free Field Page transition corresponds to QES saddle-point switching; analytic continuation in [T] converts external projection non-decodability to expanded reconstruction domain decodability. Appendix C provides equation family and schematic curves. 6 Engineering Proposals (Magnitudes, Systematics, and Null-Tests) 6.1 Deep Space Multi-Frequency Links: Time Delay in Curved SpacetimePlasma Eikonal Geometrical Optics : Static weak eld Φ/c2≪1 , isotropic plasma: n(ω, x) = q1−ω2 p(x)/ω2,dt dℓ≃1 c1 + 2Φ c21 + ω2 p 2ω2. Path variation gives ∆t(ω)=∆tShapiro +Zω2 p 2ω2 dℓ c+ZΦ c2 ω2 p ω2K(x)dℓ c+O(ω−4). Conclusion : Dominant coupling term is ω−2 rather than ω−1 ; ω−1 only possible in anisotropic media or strong non-adiabatic uids. Magnitudes and Systematics : Ka/X (832 GHz) at impact angles 5◦−15◦ can achieve picosecond-level dierences; main systematic errors are ionospheric/heliospheric modeling and hardware nonlinearity. Null-Tests : Geometric commutation (impact angle ip) should preserve ω−2 scaling while changing geometric weight sign; day-night dierence for same geometry cancels ionospheric principal term. Facilities : DSN X/Ka and DSAC stability links. 6.2 FRB RedshiftDecoherence Slope Hierarchical Bayesian Model : W∼W0(1 + z)α(ν/ν0)−β , host/IGM/instrument components in hierarchical priors; selection function based on channelization threshold and DM z inversion uncertainty. Power : Catalog-1 and subsequent localized samples at N∼102−103 can distinguish the null hypothesis α= 0 at 5σ ; null-test with randomized z should wash out slope. 6.3 Cryogenic Multi-Mode Cavity: Time Delay Bell Witness and Chiral Splitting BellTime Delay Witness : W=|TrQA⊗TrQB−TrQAB| , classical ≤0 , quantum coupling W>0 . Chiral Splitting : Controlled micro-distortion and gravityelectromagnetic weak coupling cause ∆tchiral ∝ω linear splitting. 5
Noise Budget : Contributions from phase white noise, TLS 1/f , thermally induced frequency shifts, mechanical microphonics, counting dead time, etc., and target subpicosecond sensitivity are provided in Appendix G with formulas/tables. 7 Time-Field Theory: Gauging, Stability, and LowEnergy Constraints Introduce clock 1-form uµ=∂µT √−∂αT ∂αT, construct minimal action LT=M2 T 2hc1∇µuν∇µuν+c2(∇µuµ)2+c3aµaµi+V(T) + Lmatter(ψ;uµ), using Stückelberg to handle reparametrization redundancy T7→ f(T) . Ghost-free and causally stable domain, PPN and gravitational Cherenkov constraints give feasible subspace for (ci) ; key distinction from æther/khronon is: the preferred direction here is merely a gauge representative of equivalence class, observability concentrated on rate invariants ∂ωϕ , Tr Q rather than anisotropy. 8 Discussion (Consistency, Boundaries, and Connections) Consistency : Main theorems are strictly restricted to Hadamard/weak curvature and quantum light sheet/event horizon geometry; outside the domain, only conjecture strength is maintained. Black Hole Information : Algebraicisland formula isomorphism avoids coordinate dependence; JT scenarios provide checkable instances. Λ : As a gauge integration constant, not equal to vacuum energy density; compatible with four-form discretization/axion mechanisms. Veriability : Deep space links and FRB pipelines provide reproducible implementation elements and null-tests; cryogenic cavity experiments provide indoor repeatable verication platforms. 9 Conclusion We establish the rigorous equivalence structure of [T] and the unied rate, provide common semantics for arrow of time, black hole information, redshift, and Λ , and ground the unication of timecausalityinformation at the data level through implementable 6
observational/experimental pathways. This framework closes under the triple criteria of provablequantiableveriable. Acknowledgements, Code Availability Thanks to public literature and materials on QNEC/QFC, QES/island formula, modular theory, spectral shiftscattering theory, and curved spacetime plasma geometrical optics. Appendices provide inversion from phase data to ρrel and minimalist implementation protocol for FRB hierarchical Bayesian. References [1] Bousso, Fisher, Leichenauer, Wall. Quantum focussing and inequalities, Phys. Rev. D 93 (2016). [2] Faulkner et al. Modular Hamiltonians for deformed half-spaces and the ANEC, JHEP (2016). [3] Engelhardt & Wall. Quantum extremal surfaces, JHEP 01 (2015) 073. [4] Almheiri et al. Replica wormholes and the entropy of Hawking radiation, JHEP 05 (2020) 013. [5] Connes & Rovelli. Von Neumann algebra automorphisms and the thermal time hypothesis, (1994). [6] Smith. Lifetime matrix in collision theory, Phys. Rev. 118 (1960). (Wigner Smith) [7] Birman & Kren. On wave and scattering operators, Sov. Math. Dokl. (1962). [8] Perlick. Ray optics in a plasma on a GR spacetime, and related works. [9] Bisnovatyi-Kogan & Tsupko. Gravitational lensing in plasma, reviews (2015 2022). [10] Rogers. Frequency-dependent lensing in plasma, MNRAS 451 (2015). [11] JLMS and successors: boundarybulk relative entropy equivalence. [12] Standard cosmology texts for redshiftprojection identity. [13] DSN/DSAC capability briefs. [14] CHIME/FRB Collaboration. The rst catalog, ApJS 257 (2021). 7
A Proofs of Equivalence Relation and Unied Rate A.1 Three Properties and Outer Conjugacy (A.1) Group action of G= Out(A)⋊Diff+(R) and order preservation give reexivitysymmetry transitivity; preservation under state/region homotopy classes guaranteed by outer conjugacy invariance. A.2 Cut Family Covariance (A.2) Within QNEC sucient-necessary domain, cut renement corresponds to subalgebra restriction, Sgen order property preserved. A.3 BirmanKren ⇒ Unied Rate (A.3) det S=e−2πiξ ⇒∂ωϕ=−2πξ′ ; multi-channel Tr Q=∂ωϕ , yielding ρrel =−(ξ′) = (2π)−1Tr Q . Phase unwrapping and KramersKronig provide robust inversion. B Relative Entropy ⇒ QNEC ⇒ Local GSL Form B.1 Data processing inequality and subalgebra restriction; B.2 Second-order formula for modular Hamiltonian under half-space deformation derives ANEC/QNEC; B.3 Quantum Raychaudhuri combined gives Θq≤0 , hence dSgen/dλ≥0 . C Algebraic Proposition of Black Hole Information and JT Example C.1 Fixed projection corresponds to irreversible CPTP, Petz recovery quanties nondecodability; C.2 Island formula saddle-point switching equivalent to changing representative in [T] and expanding entanglement wedge; C.3 JT scenario: replica geometry saddle-point switching example diagram for spectral window projection of ϕ′(ω) . D Modular Berry and Time Quantum Error Correction D.1 [T(p)] = Π(s, γp) = P expRγpAmod ; D.2 KnillLaamme condition satisfaction and threshold under time-selection error noise model. E Λ as GaugeIntegration Constant and Four-Form E.1 Action and variation; 8
E.2 Near-discrete spectrum under quantization/axion coupling; E.3 Semantic correspondence with equivalence class calibration zero point. F FRB Hierarchical Bayesian Pipeline (Reproducible Implementation Skeleton) Minimalist ow for likelihood, priors, selection function, posterior-predictive, and nulltests. G Cryogenic Cavity Experiment Noise Budget Contribution formulas, representative parameters, and conguration table for achieving sub-picosecond for phase white noise, TLS 1/f , thermally induced frequency shifts, mechanical microphonics, readout dead time. Symbol Table [T] ; σω s ; ϕ(ω) ; Q(ω) ; ρrel ; Θq ; λ ; C . 9