Information Entropy--Geometric Unification and Windowed Generation of Cosmological Terms: From Relative Entropy Hessian to Effective Action, Poisson--Euler--Maclaurin Finite-Order Discipline, and Geometric Entropy Decomposition of Friedmann Equations
Abstract
Within a unified ``operator--measure--function'' framework, we establish an organic assembly connecting multi-order responses of relative entropy, master-scale calibrations of scattering spectra, windowed readout Toeplitz/Berezin compressions, and Nyquist--Poisson--Euler--Maclaurin (NPE) finite-order discipline to closed derivations of geometric effective action and cosmological terms. First, under Eguchi regularized divergence and Amari \alpha-geometry, we prove construction of the Fisher--Rao
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Information EntropyGeometric Unication and Windowed Generation of Cosmological Terms: From Relative Entropy Hessian to Eective Action, PoissonEulerMaclaurin Finite-Order Discipline, and Geometric Entropy Decomposition of Friedmann Equations Haobo Ma 1 Wenlin Zhang 2 1 Independent Researcher 2 National University of Singapore Version: 1.5 Abstract Within a unied operatormeasurefunction framework, we establish an organic assembly connecting multi-order responses of relative entropy , master-scale calibrations of scattering spectra , windowed readout Toeplitz/Berezin compressions , and Nyquist PoissonEulerMaclaurin (NPE) nite-order discipline to closed derivations of geometric eective action and cosmological terms . First, under Eguchi regularized divergence and Amari α -geometry, we prove construction of the FisherRao metric and dual connections; second, under trace-class/relative trace-class perturbation and energy-dierentiable scattering theory assumptions, we present a theorem-level statement of the master scale trinity φ′(ω) π=−ξ′(ω) = 1 2πtr Q(ω), Q =−iS†∂ωS pointing out distributional sense corrections at thresholds/long-range potentials. Next, selecting PaleyWiener / de Branges / Hardy environments, employing symmetric smooth allocation ( bg=pb h , h=g∗˜g ), we place Kw,h =P Mw1/2Cg·C˜gMw1/2P into Schatten trace class and provide explicit upper bounds . Subsequently, unifying Fourier conventions and distinguishing Poisson zero-aliasing criterion ( ∆<2π/B ) from Shannon no-aliasing reconstruction ( ∆< π/B ) in their multiplicative constant dierences; under double-layer tail control of near band-limited, we provide EM remainder with ζ(2m) explicit constants. Using ToeplitzFIO diagonal-type wave-front relation, we prove windowingcompression convolution singularity non-increase (holds on T∗X\0 away from zero cut, with bandlimited/near band-limited windowing as global inclusion). In a minimal computable model of linearized gravity, we provide explicit coecients from fourth-order response to curvature quadratic invariants , thereby obtaining the scale integral law for volume terms Λeff (µ)−Λeff (µ0) = Zµ µ0 Ξ(ω)dln ω, [Ξ] = L−2, and provide sucient conditions for positivity/monotonicity of Ξ plus local non-monotonicity boundaries at resonances/thresholds. The action unies as Seff [g] = Zd4x√−ghR−2Λeff (µ) 16πG +αR2+βRµν Rµν +···i, 1
where α, β are dimensionless. Using three-dimensional S3 heat kernelcounting function curvature docking example, we close the spectralgeometric interpretation of FRW curvature term, demonstrating via one-dimensional δ potential and AB scattering the windowing mechanism of single-peak saturation/peak-family quasi-logarithmic accumulation. Appendices provide complete proofs of all theorems, constant estimates and dimensional tables, plus reproducible experimental/numerical script essentials. MSC : 53Bxx; 83C05; 58J35; 46E22; 47B35; 42A38; 94A17; 81U40 Keywords : Information geometry; Eguchi regularized divergence; FisherRao metric; Amari α -connection; Bregman/Hessian; spectral shift function; BirmanKrein; WignerSmith group delay; Toeplitz/Berezin compression; Schatten trace class criteria; Poisson summation; Euler Maclaurin remainder constants; wave-front set and ToeplitzFIO; heat kernel/SeeleyDeWitt; spectral action; running vacuum; FRW geometric entropy decomposition 1 Introduction & Historical Context Information geometry characterizes statistical manifolds via Hessian metrics and α -connections generated by divergences; second-order response of relative entropy yields FisherRao metric, thirdorder response corresponds to AmariChentsov tensor and α -connection. Bregman divergence induces dual at (Hessian) structure and Legendre dual coordinates in exponential families. In spectralscattering theory, the LifshitzKrein trace formula and BirmanKrein identity relate spectral shift function ξ with scattering determinant; FriedelLloyd and WignerSmith unify phase derivative, group delay, and density-of-states dierence under the same calibration. Heat kernel/Seeley DeWitt expansion and spectral action principle provide standard tools for bridging geometric invariantswindowed spectra. This paper closes these elements under theorem-level assumptions into a logical chain from relative entropymaster scalewindowingNPEheat kernelFRW. 2 Model & Assumptions 2.1 Fourier Convention, Variables, and Window Kernel General Declaration Fix b f(ω) = ZR e−iωxf(x)dx, f(x) = 1 2πZR eiωx b f(ω)dω. Throughout, we uniformly use frequency ω to record energy variables (readers may view E≡ ω ). Windows wµ take smoothed logarithmic windows, satisfying wµ∈C∞ 0∩L∞ with supp wµ⊂ [µ0, µ] , µ>µ0>0 ; specically one may take wµ(ω) = ψ(ω) ω, ψ ∈C∞ 0, ψ ≡1 on [µ0, µ]◦, smoothly cut o at ω=µ0, µ (if covering interval around ω≈0 , rst take µ0>0 then take limit). General declaration : Readout kernel h defaults to Bochner positive denite ( b h≥0 , b h∈L1 ), thus admitting bg=pb h∈L2 such that h=g∗˜g . 2
2.2 Information Divergence and Dual Flatness Regularized divergence D(θ∥θ0) with second/third/fourth-order responses gij =∂i∂jD|θ0, Tijk =∂i∂j∂kD|θ0,Kijkl =∂i∂j∂k∂lD|θ0. Denote K:= Kijij as full contraction of fourth-order response tensor (unrelated to Kw,h ). Induce FisherRao and α -connection: Γ(α)ijk = Γ(0)ijk +α 2Tijk . Bregman divergence Dψ makes g=∇2ψ , ∇(±1) at. 2.3 Master Scale, ScatteringSpectral Shift, and Threshold Clauses Self-adjoint pair (H0, H) satises trace-class or relative trace-class perturbation, wave operators complete; S(ω) unitary and weakly dierentiable. Spectral shift ξ(ω) satises det S(ω) = e−2πiξ(ω) . Denition 1 (Total Scattering Phase) . Let φ(ω) := 1 2iLog det S(ω), taking the branch consistent with threshold phase renormalization and continuous as ω→+∞ . Then φ′(ω) = 1 2itr S−1∂ωS=1 2tr Q(ω), Q =−iS†∂ωS, hence φ′(ω) π=−ξ′(ω) = 1 2πtr Q(ω), holding in distributional sense on discrete threshold set Σ . 2.4 Toeplitz/Berezin Compression and Readout Take PaleyWiener / de Branges / Hardy space H , orthogonal projection P ( norm |P|= 1 ). Let w∈C∞ 0∩L∞ , h=g∗˜g as above. Denition 2 (Relative Spectral Projection Dierence) . Denote Π as the distributional kernel of relative spectral projection dierence for self-adjoint pair (H0, H) in energy representation (equivalent to relative spectral measure), such that tr(Kw,hΠ) = Zw(ω) [h∗!ρrel](ω)dω, where ρrel(ω) = φ′(ω) π=1 2πtr Q(ω) , Q=−iS†∂ωS . Dene Kw,h := P Mw1/2Cg·C˜gMw1/2P, Obs(w, h) = tr(Kw,hΠ) = Zw(ω) [h∗!ρrel](ω)dω. 3
2.5 NPE Discipline and Near Band-Limited Strictly band-limited : supp b f⊂[−B, B] . Near band-limited : R|ω|>B |b f|dω ≤ε and R|ω|>B |b f|2dω ≤ε2 . Criterion distinction (detailed in Theorem 3): Poisson zero-aliasing term ∆<2π/B ; Shannon no-aliasing reconstruction ∆< π/B . 2.6 Eective Action and Dimensions Take c=ℏ= 1 . Action written as Seff =Zd4x√−ghR−2Λeff(µ) 16πG +αR2+βRµνRµν +···i, in four dimensions α, β dimensionless; [Λeff] = L−2 . Dimensional table in Appendix J. 3 Main Results (Theorems and Alignments) Theorem 3 (Relative Entropy Hessian and α -Connection) . Second-order response of relative entropy yields FisherRao metric, third-order response via Γ(α)ijk = Γ(0)ijk +α 2Tijk generates α - connection; Bregman divergence induces dual at (Hessian) structure. Theorem 4 (Master Scale Trinity: Sucient Conditions and Threshold Corrections) . Under assumptions of 3, det S(ω) = e−2πiξ(ω) and ξ′(ω) = −1 2πtr Q(ω) holds almost everywhere; at ω∈Σ or long-range potentials holds in distributional sense with renormalized phase. Theorem 5 (Poisson Zero-Aliasing Criterion and Shannon Reconstruction Criterion) . Under the present Fourier convention, if supp b f⊂[−B, B] , then X n∈Z f(n∆) = 1 ∆X k∈Zb f2πk ∆ with k= 0 aliasing terms strictly zero if and only if ∆<2π/B ; Shannon no-aliasing reconstruction requires ∆< π/B . Theorem 6 (NPE: EulerMaclaurin Explicit Constants and Near Band-Limited Tails) . If f∈ C2m[a, b] and is (B, ε) -near band-limited, |Rm| ≤ 2ζ(2m) (2π)2m(b−a) sup [a,b]|f(2m)|+O(ε),sup |f(2m)| ≤ C B2m|f|∞. Theorem 7 (ToeplitzFIO Pseudolocality and Singularity Non-Increase) . Let w∈C∞ , h∈ S , P be ToeplitzFIO with diagonal-type wave-front relation. For any distribution u and any open cone domain U⋐T∗X\0 away from zero cut, WFP MwChP u∩U⊆WF(u)∩U. Remark 8 . When energy-shell windowing (band-limited/near band-limited) excludes low-frequency neighborhood of |ξ| ≈ 0 , we obtain global inclusion WF(PMwChPu)⊆WF(u), and when WF(u)=∅ , the above inclusion is strict. 4
Theorem 9 (Fourth-Order Response → Curvature Quadratic Terms: Minimal Computable Model and Coecients) . Under linearization gµν =ηµν+hµν in harmonic gauge, decompose by scalar/transverse traceless (TT) and dene windowed spectral weights Ns=Zd4k k4W(k)|As(k)σ(k)|2,Nt=Zd4k k4W(k)|At(k)hTT(k)|2, where W is determined by ρrel, w, h . Then Z√−gK=c1Z√−g R2+c2Z√−g RµνRµν + (total derivative) , with c1=Ns 36 , c2=Ns 12 +Nt 4. Normalization declaration : The denition of Ns,t has absorbed all (2π) factors and measure constants in the unied Fourier convention of this section; under dierent conventions, rescaling is required accordingly. Theorem 10 (Volume Term Scale Integral Law and Positivity/Monotonicity of Ξ ) . After information free energy windowing, Λeff(µ)−Λeff(µ0) = Zµ µ0 Ξ(ω)dln ω, Ξ(ω) = ⟨K, ρrel⟩wω,h,[Ξ] = L−2. If ρrel(ω)≥0 and induced two-point kernel with wω, h are non-negative/Bochner positive denite, then Ξ(ω)≥0 and monotonically non-decreasing in ln µ ; if ρrel sign-variable, only window-averaged sense quasi-monotonicity is obtained, or change Ξ to quadratic form to obtain strict non-negativity. Thresholds/resonance clusters can cause local non-monotonicity, but when peak families are nearuniformly dense in ln ω with slowly varying weights, Ξ is nearly constant over wide intervals, exhibiting quasi-logarithmic accumulation. Theorem 11 (FRW Curvature Term SpectralGeometric Docking) . Three-dimensional constantcurvature manifold heat kernel asymptotic Tr e−t∆∼(4πt)−3/2hVol + t 6ZR+O(t2)i, t ↓0, for S3(L) has R= 6/L2 , Vol = 2π2L3 . Windowed counting function sub-leading term ∝RR∝ κVol consistent with FRW's −κ/a2 term; window shape only alters coecients, does not break homogeneity and isotropy. 4 Proofs 4.1 Theorem 1 (Relative Entropy Hessian and α -Connection) Follows from Eguchi's contrast functional and AmariChentsov tensor denition. Realized via Bregman potential in exponential families for dual atness. 5
4.2 Theorem 2 (Master Scale Trinity: Sucient Conditions and Threshold Corrections) Proof in three steps: 1. Spectral shift function denition : Dened by LifshitzKrein trace formula. 2. Scattering determinant relation : BirmanKrein identity yields det S=e−2πiξ . 3. Derivative relation : Dierentiability of stationary scattering derives ξ′=−(2π)−1tr Q . Threshold/long-range potential cases hold in distributional sense with phase renormalization correction. 4.3 Theorem 3 (Poisson Zero-Aliasing Criterion and Shannon Reconstruction Criterion) By Poisson formula and present Fourier convention, b f(2πk/∆) = 0 ( k= 0 ) if and only if ∆<2π/B . Shannon no-aliasing reconstruction requires stricter condition: ∆< π/B . 4.4 Theorem 4 (NPE: EulerMaclaurin Explicit Constants and Near BandLimited Tails) Employ DLMF's EM remainder constants and Bernstein-type derivative bounds. Near band-limited tails enter O(ε) . 4.5 Theorem 5 (ToeplitzFIO Pseudolocality and Singularity Non-Increase) Hörmander pseudolocality yields WF(Mwu)⊆WF(u) , while Ch is smoothing. ToeplitzFIO diagonal-type wave-front relation implies: for any U⋐T∗X\0 , WF(PMwChPu)∩U⊆WF(u)∩U. Under band-limited/near band-limited windowing, can take U covering entire T∗X\0 , thus WF(PMwChPu)⊆WF(u) . 4.6 Theorem 6 (Fourth-Order Response → Curvature Quadratic Terms: Minimal Computable Model and Coecients) From linearized decomposition obtain Kijkl contribution; its full contraction K matches R2, RµνRµν with coecients c1=Ns/36, c2=Ns/12 + Nt/4 . Scalar mode : Linearized curvature R(1) =−6□σ , thus R2= 36 k4σ2 , R(1) µν Rµν(1) = 12 k4σ2 . TT mode : R(1) = 0 , RµνRµν =1 4k4(hTT)2 . Matching windowed fourth-order kernel weights yields coecients c1,2 . 4.7 Theorem 7 (Volume Term Scale Integral Law and Positivity/Monotonicity of Ξ ) Low-frequency cluster (Poisson's k= 0 ) dominates volume term. When ρrel(ω)≥0 and kernel/window non-negative/Bochner positive denite, Ξ≥0 ; if ρrel sign-variable, requires window averaging or change to quadratic form. 6
Tauberian control when peak families near-uniformly dense in ln ω ensures quasi-logarithmic intervals. 4.8 Theorem 8 (FRW Curvature Term SpectralGeometric Docking) Use S3 spectrum λn=n(n+ 2)/L2 , multiplicity (n+ 1)2 and Tauberian theorem to recover heat kernel sub-leading term and dock with FRW curvature term. 5 Model Applications 5.1 One-Dimensional δ Potential: Single-Peak Saturation and Quasi-Logarithmic Accumulation Take V(x) = λδ(x) . Under the present unit convention expressing in energy variable E≡ω , phase shift written as δ(E) = δk(E)=−arctan λ 2k(E), k(E) = √E( may take 2m= 1), hence relative density of states ρrel(E) = 1 π dδ dE =1 π dδ dk dk dE below identify E with ω. Subsequently employ analytic integration of logarithmic window with Lorentzian peak to demonstrate single-peak saturation/peak-family quasi-logarithmic accumulation, compatible with above formula. For smooth logarithmic window I(µ;µ0) = Zµ µ0 Γ (ω−ω0)2+ Γ2 dω ω has closed form I(µ;µ0) = Γ ω2 0+ Γ2ln µ µ0−Γ 2(ω2 0+ Γ2)ln (µ−ω0)2+ Γ2 (µ0−ω0)2+ Γ2 +ω0 ω2 0+ Γ2harctan µ−ω0 Γ−arctan µ0−ω0 Γi, two classes of ln µ exactly cancel, single-peak saturation ; when peak families near-uniformly dense in ln ω with slowly varying weights, quasi-logarithmic accumulation emerges. Reproducible experimental essentials (example parameters) : λ= 1 ; µ0= 10−3 , scan µ to 103 ; window width smoothing parameter σ= 0.05 ; kernel h(ω) = e−ω2/2σ2 h take σh= 0.1 . 5.2 AB Scattering: Windowing TopologySpectral Density Dierence Ideal AB model phase shift energy-independent, tr Q= 0 ; nite-radius/screened models introduce energy dependence, windowed dierence forms eective contribution to curvature/topological terms, non-analytic points correspond to steps/cusps in Ξ . 7
6 Engineering Proposals 1. Group delay measurement chain : Measure multi-port S(ω) and dierentiate phase to obtain Q(ω) , construct Ξ(ω) and Λeff(µ) curves, NPE constants provide error bands. 2. Toeplitz/Berezin numerical spectrology : Implement Kw,h and monitor |Kw,h|1 ; semiclassical regime approximate trace by symbol integration and assess remainder by EM constants. 3. FRW curvature windowing verication : On S3/H3/ three-torus compare heat kernel subleading term with windowed counting function, verify spectralgeometric docking of −κ/a2 . 7 Discussion Master scale trinity holds under trace-class/relative trace-class and dierentiability assumptions; long-range potentials and thresholds corrected in distributional sense. Symmetric smooth allocation of Toeplitz/Berezin provides checkable trace-class upper bounds; NPE discipline forms niteorder error budget by ζ(2m) constants and frequency-domain tail control; windowingcompression convolution non-increases singularity. Fourth-order response to R2, RµνRµν coecients veriable in minimal model; positivitymonotonicity conditions for Ξ explicit, peak-family statistics support quasi-logarithmic intervals. Windowed interpretation of FRW curvature term closed via S3 example. Extensions to open systems or non-unitary S require dissipative scattering framework, where tr Q loses positivity-preservation. 8 Conclusion Completing theorem-level closure from information divergencemaster scalewindowing NPEheat kernelFRW : (i) Master scale trinity holds under theorem-level assumptions; (ii) Toeplitz/Berezin compression enters trace class via symmetric smooth allocation with explicit upper bounds ( |P|= 1 ); (iii) Poisson zero-aliasing and Shannon reconstruction criteria separated with consistent constants; (iv) EM remainder has ζ(2m) constants, near band-limited tails controllable; (v) Windowingcompressionconvolution non-increases singularity (strictly non-increasing under energy-shell windowing); (vi) Fourth-order response to curvature quadratic term coecients explicitly veriable ; (vii) Volume term obeys scale integral law, positivity and quasi-logarithmic mechanism of Ξ clear; (viii) FRW curvature term spectralgeometric docking complete. These results provide veriable technical foundation for unied scheme of information geometry × spectralscattering × cosmology. 8
Acknowledgements, Code Availability No proprietary code used; appendices contain reproducible experimental/numerical script essentials and parameter tables. References Amari, S.-i.; Nagaoka, H. Methods of Information Geometry . AMSOUP, 2000 (Chs. 24: FisherRao and α -connection; Ch. 8: dual atness). Eguchi, S. A dierential geometric approach to statistical inference on the basis of contrast functionals. Hiroshima Math. J. 15 (1985) 341391. Birman, M. S.; Krein, M. G. On the theory of wave and scattering operators. 1962 (see Yafaev, Chs. 68). Yafaev, D. R. Mathematical Scattering Theory . AMS, 1992/2005 (Ch. 8: scattering matrix and spectral shift; Ch. 10: thresholds). Simon, B. Trace Ideals and Their Applications . 2nd ed., AMS, 2005 (Ch. 2: Schatten ideals; HS × HS ⊂ S1). Boutet de Monvel, L.; Guillemin, V. The Spectral Theory of Toeplitz Operators . Princeton, 1981 (Chs. 13: ToeplitzFIO and wave-front relations). Hörmander, L. The Analysis of Linear Partial Dierential Operators I . 2nd ed., Springer, 1990 (8: pseudolocality; wave-front set basics). NIST DLMF, 24 (EulerMaclaurin, especially 24.7 remainder constants). Vassilevich, D. V. Heat kernel expansion: user's manual. Phys. Rep. 388 (2003) 279360 (SeeleyDeWitt coecients). Chamseddine, A.; Connes, A. The spectral action principle. Commun. Math. Phys. 186 (1997) 731750. Chavel, I. Eigenvalues in Riemannian Geometry . Academic Press, 1984 (Ch. III: Weyl law and heat kernel). Texier, C. Wigner time delay and related concepts. Phys. Rep. 2016 (2015 lecture version available). Hagen, C. R. AharonovBohm scattering of particles with spin. Phys. Rev. D 41 (1990). A Fourier Convention and Variable Unication Provide the paper's xed Fourier pair and all (2π) factor absorption rules, declare equivalent use of ω≡E , list dimensional consistency under transformations. 9