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240 T. N. NGUYEN, ET AL., EH-BASED SPECTRUM ACCESS WITH INCREMENTAL COOPERATION, RELAY SELECTION . . .
Ene gy Ha es ing-based Spec um Access
wi h Inc emen al Coope a ion, Relay Selec ion
and Ha dwa e Noises
Tan N. NGUYEN 1, T an T ung DUY 2, Gia-Thien LUU 2, Phuong T. TRAN 1, Mi osla VOZNAK 1,3
1Wi eless Communica ions Resea ch G oup, Facul y o Elec ical and Elec onics Enginee ing, Ton Duc Thang Uni e si y,
No. 19 Nguyen Huu Tho S ee , Tan Phong Wa d, Dis ic 7, Ho Chi Minh Ci y, Vie nam
2Pos s and Telecommunica ions Ins i u e o Technology, 11 Nguyen Dinh Chieu S ., Dis . 1, Ho Chi Minh Ci y, Vie nam
3VSB Technical Uni e si y o Os a a, 17. lis opadu 15/2172, 708 33 Os a a - Po uba, Czech Republic
{nguyennha an, an hanhphuong}@ d .edu. n, { an ungduy, lg hien}@p i hcm.edu. n, mi osla . oznak@ sb.cz
Submi ed Sep embe 13, 2016 / Accep ed Decembe 7, 2016
Abs ac . In his pape , we p opose an ene gy ha es -
ing (EH)-based spec um access model in cogni i e adio
(CR) ne wo k. In he p oposed scheme, one o a ailable sec-
onda y ansmi e s (STs) helps a p ima y ansmi e (PT)
o wa d p ima y signals o a p ima y ecei e (PR). Via he
coope a ion, he selec ed ST inds oppo uni ies o access li-
censed bands o ansmi seconda y signals o i s in ended
seconda y ecei e (SR). Seconda y use s a e assumed o
be mobile, hence, op imiza ion o ene gy consump ion o
hese use s is in e es ed. The EH STs ha e o ha es ene gy
om he PT’s adio- equency (RF) signals o se e he PT-
PR communica ion as well as o ansmi hei signals. The
p oposed scheme employs inc emen al elaying echnique in
which he PR only equi es he assis ance om he STs when
he ansmission be ween PT and PR is no success ul. Mo e-
o e , we also in es iga e impac o ha dwa e impai men s on
pe o mance o he p ima y and seconda y ne wo ks. Fo
pe o mance e alua ion, we de i e exac and lowe -bound
exp essions o ou age p obabili y (OP) o e Rayleigh ading
channel. Mon e-Ca lo simula ions a e pe o med o e i y
he heo e ical esul s. The esul s p esen ha he ou age
pe o mance o bo h ne wo ks can be enhanced by inc eas-
ing he numbe o he ST-SR pai s. In addi ion, he ou -
age pe o mance o bo h p ima y and seconda y ne wo ks is
se e ely deg aded wi h he inc easing o ha dwa e impai -
men le el. I is also shown ha ac ion o ime used o EH
and posi ions o he seconda y use s signi ican ly impac on
he sys em pe o mance.
Keywo ds
Cogni i e adio, elay selec ion, ene gy ha es ing,
ha dwa e impai men s, ou age p obabili y
1. In oduc ion
Recen ly, ene gy ha es ing (EH) has been gained much
a en ion as a p omising echnique o p olong li e ime o
ene gy-limi ed wi eless ne wo ks wi hou echa ging ba e -
ies [1]. The EH sys ems allow wi eless de ices o collec
ene gy om adio equency (RF) and con e he ha es ed
ene gy in o di ec cu en powe by in e nal in e e ci cui s.
To enhance pe o mances o he EH ne wo ks, in e ms o
ou age p obabili y, e o a e and di e si y gain, coope a-
i e elaying p o ocols [2] we e conside ed as an e icien
solu ion. The au ho s in [3] s udied a dual-hop elaying
p o ocol wi h EH and a g eedy swi ching policy. In [4],
he au ho s p oposed wo EH-based elaying p o ocols: ime
swi ching-based elaying (TSR) and powe spli ing-based
elaying (PSA). In [5], he ampli y-and- o wa d (AF) elay
ha es s he ene gy om he sou ce, which is used o elay
he sou ce da a o he des ina ion. Mo eo e , he au ho s
in [5] p oposed op imiza ion me hods o maximize he end-
o-end ins an aneous channel capaci y in bo h hal -duplex
and ull-duplex elay modes. In [6], closed- o m exp essions
o a e age channel capaci y and h oughpu o EH-based
decode-and- o wa d (DF) ne wo ks we e de i ed. Coope a-
i e elaying schemes wi h mul iple sou ce-des ina ion pai s
communica ing wi h one EH elay we e p oposed in [7].
Fu he mo e, he au ho s in [7] p oposed a ious powe al-
loca ion s a egies and e alua ed he pe o mances ia bo h
simula ions and analyzes.
Wi h he apid inc easing o wi eless de ices and sys-
ems, spec um sca ci y becomes a c i ical issue due o eme -
gence o wi eless se ices. To o e come his p oblem, Mi-
ola [8] in oduced cogni i e adio (CR) concep , in which
licensed use s (p ima y use s (PUs)) can sha e licensed bands
o unlicensed use s (seconda y use s (SUs)). The basic idea
o he CR echnique is ha wo wi eless sys ems coexis
and ope a e a he same spec um esou ces. Howe e , hey
ha e di e en p io i ies: PUs can use he licensed bands
DOI: 10.13164/ e.2017.0240 APPLICATIONS OF WIRELESS COMMUNICATIONS
RADIOENGINEERING, VOL. 26, NO. 1, APRIL 2017 241
any ime, while SUs can use he spec um wi h lowe p io -
i y [9]. In con en ional CR me hod [10], SUs mus de ec
he p esence/absence o PUs. I he e a e acan bands de-
ec ed, SUs can access hem o ansmi he seconda y da a.
Recen ly, esea che s ha e p oposed wo spec um sha ing
me hods in which SUs can use he licensed bands wi hou
de ec ing PUs’ ope a ions. In he i s me hod, named unde -
lay CR [11], [12], PUs and SUs can use he licensed bands a
he same ime, p o ided ha he co-channel in e e ence om
he seconda y ansmission mus be lowe han a maximum
h eshold equi ed by PUs. In he second me hod, named
o e lay CR [13–15], SUs can use licensed bands bu hey
mus help PUs enhance he quali y o se ice (QoS). In pa -
icula , he seconda y ansmi e s (STs) play a ole as elays
o he p ima y ne wo k and ia his assis ance, hey can ind
oppo uni ies o access he licensed bands.
So a , mos o he published pape s ha e assumed ha
anscei e ha dwa e is pe ec . Howe e , in p ac ice, he
anscei e ha dwa e o wi eless de ices is impe ec because
i is a ec ed by impai men s such as ampli ie -ampli ude
non-linea i y, I/Q imbalance and phase noise [16]. Hence,
he ha dwa e impai men s (HI) need o be aken in o accoun
when e alua ing pe o mances o wi eless elay ne wo ks.
In [17], ou age p obabili y (OP) o wo-way elay ne wo ks
wi h he ha dwa e noises a elay was in es iga ed. The au-
ho s in [18] p oposed and e alua ed he ou age pe o mance
o p oac i e elay selec ion p o ocols in co-channel in e e -
ence ne wo ks. In [19], he au ho s in es iga ed he join
impac o he impe ec ha dwa e and he wi eless powe
ans e on he ou age pe o mance o wo-way unde lay CR.
The esul s in [16–18] ha e p esen ed ha he p esence o HI
deg ades he sys em pe o mances o e ading channels.
In p ac ical wi eless ne wo ks, use s a e usually in mo-
ion, which equi es ex a ene gy in addi ion o ene gy used
o signal ansmission. Mo eo e , CR seconda y use s also
consume ene gy o spec um sensing p ocess. The e o e,
i is e y impe a i e ha ene gy e iciency mus be consid-
e ed o seconda y use s in CR ne wo ks. To he bes o ou
knowledge, he e a e se e al epo s ela ed o coope a i e
CR models using he EH echnique. In pa icula , in [20],
he ST is deployed wi h a echa geable ba e y which can
ha es ene gy om he en i onmen . The au ho s in [21]
p oposed an op imal spec um access o EH-based CR ne -
wo ks, whe e he ST a he beginning o each ime slo needs
o de e mine whe he o emain idle so as o conse e ene gy,
o o execu e spec um sensing o acqui e knowledge o he
cu en spec um occupancy s a e. In [22], [23], he au ho s
s udied he pe o mance o he seconda y ne wo ks ope a -
ing on unde lay mode. Published wo ks [24], [25] e alua ed
he pe o mances o bo h p ima y and seconda y ne wo ks in
o e lay CR en i onmen , whe e a single EH-based ST uses
he AF o DF echnique o o wa d he combined signals o
bo h p ima y ecei e (PR) and seconda y ecei e (SR). The
au ho s in [26] p oposed a coope a i e spec um access p o-
ocol in which he SU can ha es he ene gy om he p ima y
signals and hen assis s he p ima y da a ansmission using
Alamou i echnique. Li e al. [27] also p oposed a spec um
sha ing me hod based on compe i i e p ice game model.
In his pape , we p opose a new coope a i e spec um
sha ing elaying p o ocols, whe e he bes EH-based ST is
chosen o assis he da a ansmission be ween he nodes PT
and PR. We also p opose an inc emen al elaying coope a-
ion [2] in which he PR only equi es he help om STs when
he communica ion be ween he PT and PR is no success ul.
Di e en wi h he schemes p oposed in [24–26], he p oposed
scheme includes mul iple ST-SR pai s and only he bes ST is
selec ed o he coope a ion. Mo eo e , he impac o ha d-
wa e impai men s on he ou age pe o mance o he p ima y
and seconda y ne wo ks is also in es iga ed. Fo pe o -
mance e alua ion, we de i e exac and lowe -bound closed-
o m exp essions o ou age p obabili y o bo h ne wo ks o e
Rayleigh ading channel. We hen pe o m Mon e-Ca lo sim-
ula ions o e i y he heo e ical de i a ions.
The es o his pape is o ganized as ollows. The sys-
em model o he p oposed p o ocol is desc ibed in Sec. 2.
In Sec. 3, we e alua e he pe o mance o he p oposed
scheme. The simula ion esul s a e shown in Sec. 4 and
Sec. 5 concludes his pape .
Fig. 1. Sys em model o he p oposed p o ocol.
2. Sys em Model
In Fig. 1, we p esen he sys em model o he p oposed
scheme, whe e he p ima y ne wo k includes one PT-PR pai ,
while he e a e MST-SR pai s in he seconda y ne wo k. The
PT a emp s o ansmi i s da a o he PR wi h he help o
STs, i.e., STm(m=1,2, ..., M). Via coope a ion, he STm
can access he licensed band o ansmi i s da a o he SRm.
Assume ha all o he e minals a e equipped wi h a sin-
gle an enna and ope a e on hal -duplex mode. We also as-
sume ha he STs (SRs) a e close oge he and o m a clus e ,
and hence, he dis ances om he PT o STs (SR) a e as-
sumed o be he same [11]. Le us deno e d0,d1,d2,d3and
d4as he dis ances o he PT −PR,PT −STm,PT −SRm,
242 T. N. NGUYEN, ET AL., EH-BASED SPECTRUM ACCESS WITH INCREMENTAL COOPERATION, RELAY SELECTION . ..
STm−PR and STm−SRmlinks, espec i ely. We also deno e
hPT,PR,hPT,STm,hPT,SRm,hSTm,PR and hSTm,SRmas channel
coe icien s o he PT −PR,PT −STm,PT −SRm,STm−PR
and STm−SRmlinks, espec i ely. We assume ha all o he
links a e modeled o be block and la Rayleigh ading chan-
nels, which emain cons an du ing an in e al T and change
independen ly o e di e en in e als. As men ioned in [11],
channel gains γ0,γ1m,γ2m,γ3mand γ4m(γ0=|hPT,PR|2,
γ1m=|hPT,STm|2,γ2m=|hPT,SRm|2,γ3m=|hSTm,PR|2,
γ4m=|hSTm,SRm|2)a e exponen ial andom a iables (RVs)
wi h pa ame e s λ0,λ1,λ2,λ3and λ4, espec i ely [11].
Mo eo e , o ake pa h-loss in o accoun , he pa ame e s can
be exp essed as a unc ion o he dis ance and he pa h-loss
exponen by [11]: λ0=dχ
0,λ1=dχ
1,λ2=dχ
2,λ3=dχ
3and
λ4=dχ
4, espec i ely, whe e χis pa h-loss coe icien .
We assume ha he STs a e limi ed-ene gy e minals
which mus ha es ene gy om he RF signals gene a ed by
he PT. I is also assumed ha he nodes STs and SRs ha e
enough ene gy o p ocessing he con ol messages in se -up
phases [23] as well as o decoding he ecei ed da a.
The ope a ion o he p oposed p o ocol is spli in o h ee
sub-blocks. Simila o he ime swi ching scheme in [23],
a du a ion o αTis used o he STs o ha es he ene gy
om he PT, a du a ion o (1−α)T/2 o he STs and he PR
o ecei e he da a om he PT, and a du a ion o (1−α)T/2
is employed o o wa d he da a om he selec ed ST o he
PR and he in ended SR. Then, he ene gy ha he STmcan
ha es is gi en as [23, eq. (13)] 1:
Em=ηαTPγ1m(1)
whe e η(0< η ≤1) is he ene gy con e sion e iciency ha
depends on he in e nal in e e ci cui in he STs, and Pis
he ansmi powe o he PT.
Hence, he ansmi powe o he STmo e he ime
(1−α)T/2can be ob ained by [23, eq. (14)]:
Pm=Em
(1−α)T/2=2ηαPγ1m
1−α
=µPγ1m(2)
whe e µ=2ηα/ (1−α).
A he nex sub-block, he PT ansmi s i s da a o he
PR, which is also ecei ed by he STmand SRm. Unde
he impe ec ha dwa e, he ecei ed signal a he node X,
X∈{STm,SRm,PR}, can be gi en as
yX=√PhPT,XxP+η ,PT+η ,X+nX(3)
whe e xPis he p ima y signal ansmi ed by he PT, nXis he
addi i e whi e Gaussian noise (AWGN), η ,PT and η ,Xa e he
noises caused by he ha dwa e impai men s a he ansmi e
PT and he ecei e X, espec i ely. Simila o [18], nX,η ,PT
and η ,Xa e modeled as ze o-mean Gaussian noises wi h
a iance o N0,κ
PT and κ
XP|hPT,X|2, espec i ely, whe e
κ
PT and κ
Xindica e he le el o ha dwa e impai men s a he
nodes PT and X. F om (3), he achie able da a a e be ween
he nodes PT and PR can be calcula ed by
C0=(1−α)T
2log2*.,1+P|hPT,PR|2
κ
PT +κ
PRP|hPT,PR|2+N0+/-,
=(1−α)T
2log2 1+
Ψγ0
κPT,PRΨγ0+1!(4)
whe e Ψ=P/N0is he a e age ansmi signal- o-noise a-
io (SNR), κPT,PR =κ
PT +κ
PR is o al ha dwa e impai men
le el.
Simila ly, we can ob ain he ins an aneous channel ca-
paci y o he PT −STmand PT −SRmlinks, espec i ely
as
C1m=(1−α)T
2log2 1+
Ψγ1m
κPT,STmΨγ1m+1!,
C2m=(1−α)T
2log2 1+
Ψγ2m
κPT,SRmΨγ2m+1!(5)
whe e κPT,STm
=κ
PT +κ
STmand κPT,SRm
=κ
PT +κ
SRm.
A he end o he second sub-block, he PR a emp s
o decode he ecei ed signal. I his node can decode he
sou ce signal success ully, i in o ms he decoding s a us by
gene a ing an ACK message. In his case, he STs and SRs
emo e he p ima y signal om hei bu e s and use he hi d
sub-block o ansmi he seconda y da a 2.
To op imize he pe o mance o he seconda y ne wo k,
we p opose a s a egy o selec he bes ST-SR pai . A i s ,
le us conside he signal ecei ed a he SRmdue o he
ansmission o he STm:
ySRm=pPmhSTm,SRmzm+η ,STm+η ,SRm+nRm(6)
whe e zmis he signal ansmi ed by he STmand η ,STmis
he noise caused by he ha dwa e impai men s a he STm
which can be modeled as ze o-mean Gaussian noise wi h
a iance o κ
STm.
F om (2) and (6), he ins an aneous channel capaci y o
he STm−SRmlink can be gi en as
C4m=(1−α)T
2log2 1+µΨγ1mγ4m
κSTm,SRmµΨγ1mγ4m+1!(7)
whe e κSTm,SRm
=κ
STm
+κ
SRm.
F om (7), he bes ST-SR pai can be selec ed by he
ollowing me hod:
STa−SRa:γ1aγ4a=max
m=1,2,..., M(γ1mγ4m).(8)
1As men ioned in [19], ha dwa e impai men s a e no aken in o he ha es ed ene gy.
2Because he ansmission be ween he PT and he PR is success ul, he p ima y ne wo k allows he seconda y use s o use he hi d sub-block o ansmi
hei signals.
RADIOENGINEERING, VOL. 26, NO. 1, APRIL 2017 243
Equa ion (8) implies ha he ST-SR pai which p o ides he
highes channel gain o he ST-SR links is selec ed o he
communica ion a he hi d sub-block.
Nex , le us conside he e en ha he decoding s a-
us a he PR is unsuccess ul. In his case, i sends back
a NACK message o eques a e ansmission om one o he
STs. We deno e WSR as a se o he SRs ha can decode
he p ima y signal success ully. Wi hou loss o gene ali y,
we can assume ha WSR =SR1,SR2, ., SRNR, whe e NR
(0≤NR≤M)is he ca dinali y o WSR. Simila ly, each SR
will eedback he ACK (o NACK) message o indica e he
success ul (o unsuccess ul) decoding s a us 3.
I he e is a leas one SR decoding he p ima y sig-
nal co ec ly (NR≥1), om he success ul STs, i.e,
ST1,ST2, ., STNR, we p opose a me hod o selec he ST o
he coope a ion a he nex sub-block as ollows:
STb:Pb=max
j=1,2,..., NRPjo γ1b=max
j=1,2,..., NRγ1j(9)
whe e he ST p o iding he maximum ha es ed ene gy (o
he highes channel gain be ween he PT and STs) is selec ed
as he bes candida e.
I he node STbcan decode he p ima y signal xPsuc-
cess ully, i combines linea ly xPand i s own signal zb, ol-
lows he s a egy gi en in [15] as
xc=pβPbxP+p(1−β)Pbzb(10)
whe e βPband (1−β)Pba e he ac ions o he o al ans-
mi powe Pb, which a e alloca ed o he signals xPand zb,
espec i ely.
Then, he STbb oadcas s he combined signal xc, and
he ecei ed signals a he PR and SRbcan be gi en, espec-
i ely by
yPR =pβPbhSTb,PR xP+η ,STb,1
+p(1−β)PbhSTb,PR zb+η ,STb,2+η ,PR +nPR,
ySRb=pβPbhSTb,SRbxP+η ,STb,3
+p(1−β)PbhSTb,SRbzb+η ,STb,4+η ,SRb+nSRb.(11)
I is no ed om (11) ha he a iances o he ha dwa e impai -
men s η ,STb,u,η ,PR and η ,SRba e κ
STb,κ
PRPb|hSTb,PR |2
and κ
SRbPb|hSTb,SRb|2, espec i ely, whe e u=1,2,3,4.
Mo eo e , because he SRbob ained he signal
xPbe o e, i can emo e he in e e ence componen
√βPbhSTb,SRbxP om he ecei ed signal. A e canceling
he in e e ence, he signal ySRbcan be ew i en by
y∗
SRb
=p(1−β)PbhSTb,SRbzb+η ,STb,4
+pβPbhSTb,SRbη ,STb,3+η ,SRb+nSRb.(12)
Combining (2), (11) and (12), we espec i ely ob ain he
achie able capaci y o he STb−PR and STb−SRblinks as
C3b=(1−α)T
2log2*...,
1+βµΨγ1bγ3b
1−β+κSTb,PRµΨγ1bγ3b+1+///-
,
C4b=(1−α)T
2log2*,1+(1−β)µΨγ1bγ4b
κSTb,SRbµΨγ1bγ4b+1+-(13)
whe e κSTb,PR =κ
STb
+κ
PR and κSTb,SRb
=κ
STb
+κ
SRb.
Nex , we conside he case whe e he e is no SR e-
cei ing he p ima y signal success ully, i.e., NR=0. In his
case, one o he STs ha e o use he o al ha es ed ene gy
o se e he PR. Le WST as a se o STs ha can decode
he p ima y signal success ully. Wi hou loss o gene al-
i y, we can assume ha WST =ST1,ST2, ., STNT, whe e
NT(0≤NT≤M)is he ca dinali y o WST. I is ob i-
ous ha i NT=0, he sys em canno selec any STs o he
e ansmission, and hence he p ima y signal is d opped 4.
O he wise, he bes ST is chosen by he ollowing selec ion
s a egy:
STc:γ3c=max
j=1,2,..., NTγ3j(14)
whe e he success ul ST ha ing he highes channel gain be-
ween i sel and he PR is selec ed as he bes elay.
Then, he ecei ed signal a he PR can be gi en by
yPR =pPchSTc,PR xP+η ,STc+η ,PR +nPR.(15)
Finally, he ins an aneous da a a e o he STc-PR link can be
o mula ed by
C3c=(1−α)T
2log2*,1+µΨγ1cγ3c
κSTc,PR µΨγ1cγ3c+1+-(16)
whe e κSTc,PR =κ
STc
+κ
PR.
3. Pe o mance E alua ion
Fo ease o analysis, we assume ha he o al ha d-
wa e impai men le els a e he same, i.e., κY,Z=κ, o all
{Y,Z}∈{PT,PR,STm,SRm}.5
3.1 Ma hema ical P elimina ies
Fi s ly, i is well-known ha cumula i e densi y unc ion
(CDF) and p obabili y densi y unc ion (PDF) o an exponen-
ial RV Y wi h pa ame e λYcan be gi en, espec i ely as
FY(y)=1−e−λYy, Y(y)=λYe−λYy.(17)
3When he SR decodes he p ima y signals co ec ly, i can emo e he p ima y signal componen om he signals ecei ed om he ST [14,15].
4In his case, he PT would s a a new ansmission wi hou sha ing he licensed band o he seconda y ne wo k because he STs canno help he PR
e ansmi he da a.
5When he ha dwa e impai men le els a e di e en , wi h he same manne we also ob ain exac and asymp o ic exp essions o ou age p obabili y o bo h
ne wo ks.
244 T. N. NGUYEN, ET AL., EH-BASED SPECTRUM ACCESS WITH INCREMENTAL COOPERATION, RELAY SELECTION . . .
Nex , le us conside a RV Ymax, i.e., Ymax =max
i=1,2,...,K(Yi),
whe e Kis a posi i e in ege and Yiis an exponen ial RV
whose pa ame e is λY. Hence, he CDF o Ymax can be gi en
as (see in [28, eq. (7)])
FYmax (y)=
K
X
m=0
(−1)mCm
Ke−mλYy(18)
whe e Cm
K=[K!/m!/(K−m)!].
Then, he co esponding PDF can be ob ained by
Ymax (y)=
K−1
X
m=0
(−1)mCm
K−1KλYe−(m+1)λYy.(19)
We now conside a RV Z∗ ha is p oduc o wo expo-
nen ial RVs Z1and Z2(Z∗=Z1Z2), whose pa ame e s a e
Ω1and Ω2, espec i ely. The CDF o Y∗can be o mula ed
by
FZ∗(z)=P [Z1Z2<z]=Z+∞
0
Z1( )FZ2(z/ )d .(20)
Using he CDF and PDF ob ained in (17) o (20), and hen
applying [29, eq. (3.324.1)] o he co esponding in eg al,
we ob ain
FZ∗(z)=1−p4Ω1Ω2zK1p4Ω1Ω2z(21)
whe e K1(.)is modi ied Bessel unc ion o he second
kind [29].
3.2 Ou age P obabili y Analysis
Ou age p obabili y is de ined by he p obabili y ha he
achie able a e a a ecei e is below a a ge a e, i.e., R h.
Mo eo e , he ecei e can be assumed o co ec ly decode
ecei ed signals i he da a a e is highe han R h.
A i s , no a ions used in his sub-sec ion can be lis ed
as ollows:
θ=2
2R h
(1−α)T−1, ρ0=θ
(1−κθ)Ψ,
ρ1=θ
β−(1−β+κ)θΨ, ρ2=θ
(1−β−κθ)Ψ.(22)
Now, he ou age p obabili y o he p ima y ne wo k can
be o mula ed by
Pou
PR =P [C0<R h]P [NR=0]×
*..,P [NT=0]+
M
X
u=1
Cu
MP
NT=u−1
C1c≥R h
C3c<R h
+//-
+
P [C0<R h]
M
X
m=1
Cm
MP [NR=m]P [C1b<R h]+
P [C0<R h]
M
X
m=1
Cm
MP [NR=m]P
C1b≥R h
C3b<R h .
(23)
In (23), P [NT=x]and P NR=ya e p obabili ies
ha he numbe o he success ul SRs and STs equals xand
y, espec i ely.
P oposi ion 1: The ou age p obabili y Pou
PR can be calcu-
la ed by
Pou
PR =
OP1
PR,i θ < β/ (1−β+κ)
OP2
PR,i β/ (1−β+κ)≤θ < 1/κ
1,i θ≥1/κ
(24)
whe e OP1
PR and OP2
PR a e gi en by (31) and (32). P oo : see
Appendix A.
F om (24)-(32), we can obse e ha he exac exp es-
sions o he ou age p obabili y a e s ill in in eg al o m, which
is di icul o use o design and op imize he conside ed sys-
em. Hence, ou nex objec i e is o de i e app oxima e
closed- o m exp essions o he ou age pe o mance a high
ansmi SNR.
P oposi ion 2: A high SNR alues, i.e., Ψ=P/N0→+∞,
he ou age p obabili y Pou
PR can be app oxima ed by closed-
o m exp essions as ollows:
Pou
PR
Ψ→+∞
≈(OP1,∞
PR ,i θ < β/ (1−β+κ)
OP1,∞
PR ,i β/ (1−β+κ)≤θ < 1/κ (25)
whe e, OP1,∞
PR and OP2,∞
PR a e calcula ed as in (33) and (34).
P oo : a high Ψ egimes, we ob ain he ollowing app oxi-
ma ion:
Z+∞
ρ0
e−axe−b
xdx
Ψ→+∞
≈Z+∞
0
e−axe−b
xdxΨ→+∞
≈ 4b
aK1*, 4b
a+-(26)
whe e aand ba e posi i e eal numbe s.
Then, using (26) o he co esponding in eg als in (31)
and (32), we espec i ely ob ain (33) and (34).
Simila ly, he ou age p obabili y o he seconda y ne -
wo k can be o mula ed by he ollowing o mula:
Pou
SR =P [C0≥R h]P [C4a<R h]
+P [C0<R h]P [NR=0]
+P [C0<R h]
M
X
m=1
Cm
MP [NR=m]P [C1b<R h]
+P [C0<R h]
M
X
m=1
Cm
MP [NR=m]
×P [C1b≥R h,C4b<R h].(27)
P oposi ion 3: The exac ou age p obabili y o he seconda y
ne wo k can be compu ed by
Pou
SR =
OP1
SR,i θ < (1−β)/κ
OP2
PR,i (1−β)/κ ≤θ < 1/κ
1,i θ≥1/κ
(28)
RADIOENGINEERING, VOL. 26, NO. 1, APRIL 2017 245
whe e OP1
SR and OP2
SR can be ound om (35) and (36).
P oo : see Appendix B.
Also, he ou age p obabili y OP1
SR is s ill in in eg al
o m. Hence, we a emp o ind an app oxima e closed- o m
o OP1
SR as below.
P oposi ion 4: The ou age p obabili y OP1
SR can be app oxi-
ma ed a high Ψ egion as in (37). P oo : simila o he p oo
o P oposi ion 2.
Fo pe o mance compa ison, we in oduce he di ec
ansmission (DT) p o ocol, in which he PT communica es
wi h he PR wi hou he help o he STs. In his p o ocol, he
da a a e o he PT-PR link is gi en by
CDT
PT−PR =log2 1+
Ψγ0
κΨγ0+1!.(29)
The ou age p obabili y o DT p o ocol can be exp essed by
Pou
DT =P CDT
PT−PR <R hg
=
1,i ϑ≥1/κ
1−e−λ0ϑ
1−κϑ ,i ϑ < 1/κ (30)
whe e ϑ=2R h -1.
OP1
PR =1−e−λ0ρ01−e−λ2ρ0M1−e−λ1ρ0M
+1−e−λ0ρ01−e−λ2ρ0MM
X
u=1
Cu
M1−e−λ1ρ0M−ue−(u−1)λ1ρ0
u
X
=0
(−1) C
uZ+∞
ρ0
λ1e−λ1xe− λ3ρ0
µxdx
+1−e−λ0ρ0
M
X
m=1
Cm
M1−e−λ2ρ0M−me−mλ2ρ01−e−λ1ρ0m
+1−e−λ0ρ0
M
X
m=1
Cm
M1−e−λ2ρ0M−me−mλ2ρ0
m−1
X
=0
(−1) C
m−1mλ1"e−( +1)λ1ρ0
( +1)λ1−Z+∞
ρ0
e−( +1)λ1xe−λ3ρ1
µxdx#,(31)
OP2
PR =1−e−λ0ρ01−e−λ2ρ0M1−e−λ1ρ0M
+1−e−λ0ρ01−e−λ2ρ0MM
X
u=1
Cu
M1−e−λ1ρ0M−ue−(u−1)λ1ρ0
u
X
=0
(−1) C
uZ+∞
ρ0
λ1e−λ1xe− λ3ρ0
µxdx
+1−e−λ0ρ0
M
X
m=1
Cm
M1−e−λ2ρ0M−me−mλ2ρ0.(32)
OP1,∞
PR =1−e−λ0ρ01−e−λ2ρ0M1−e−λ1ρ0M
+1−e−λ0ρ01−e−λ2ρ0M.
M
X
u=1
Cu
M1−e−λ1ρ0M−ue−(u−1)λ1ρ0.*.,e−λ1ρ0+
u
X
=1
(−1) C
us4 λ1λ3ρ0
µK1*.,s4 λ1λ3ρ0
µ+/-+/-
+1−e−λ0ρ0
M
X
m=1
Cm
M1−e−λ2ρ0M−m.e−mλ2ρ01−e−λ1ρ0m
+1−e−λ0ρ0
M
X
m=1
Cm
M1−e−λ2ρ0M−m.e−mλ2ρ0
m−1
X
=0
(−1) C
m−1m*.,
e−( +1)λ1ρ0
+1−s4λ1λ3ρ1
µ(1+ )K1*.,s4(1+ )λ1λ3ρ1
µ+/-+/-,
(33)
OP2,∞
PR =1−e−λ0ρ01−e−λ2ρ0M1−e−λ1ρ0M
+1−e−λ0ρ01−e−λ2ρ0MM
X
u=1
Cu
M1−e−λ1ρ0M−ue−(u−1)λ1ρ0*.,e−λ1ρ0+
u
X
=1
(−1) C
us4 λ1λ3ρ0
µK1*.,s4 λ1λ3ρ0
µ+/-+/-
+1−e−λ0ρ0
M
X
m=1
Cm
M1−e−λ2ρ0M−me−mλ2ρ0.(34)
246 T. N. NGUYEN, ET AL., EH-BASED SPECTRUM ACCESS WITH INCREMENTAL COOPERATION, RELAY SELECTION . . .
OP1
SR =e−λ0ρ0*.,1−s4λ1λ4ρ0
µK1*.,s4λ1λ4ρ0
µ+/-+/-
M
+1−e−λ0ρ01−e−λ2ρ0M
+1−e−λ0ρ0
M
X
m=1
Cm
M1−e−λ2ρ0M−me−mλ2ρ01−e−λ1ρ0m
+1−e−λ0ρ0
M
X
m=1
Cm
M1−e−λ2ρ0M−me−mλ2ρ0
m−1
X
=0
(−1) C
m−1mλ1"e−( +1)λ1ρ0
( +1)λ1−Z+∞
ρ0
e−( +1)λ1xe−λ4ρ2
µxdx#,(35)
OP2
SR =e−λ0ρ0*.,1−s4λ1λ4ρ0
µK1*.,s4λ1λ4ρ0
µ+/-+/-
M
+1−e−λ0ρ0.(36)
OP1
SR
Ψ→+∞
≈e−λ0ρ0*.,1−s4λ1λ4ρ0
µK1*.,s4λ1λ4ρ0
µ+/-+/-
M
+1−e−λ0ρ01−e−λ2ρ0M
+1−e−λ0ρ0
M
X
m=1
Cm
M1−e−λ2ρ0M−me−mλ2ρ01−e−λ1ρ0m
+1−e−λ0ρ0
M
X
m=1
Cm
M1−e−λ2ρ0M−me−mλ2ρ0
m−1
X
=0
(−1) C
m−1mλ1*.,
e−( +1)λ1ρ0
+1−s4λ1λ4ρ2
µ(1+ )K1*.,s4(1+ )λ1λ4ρ2
µ+/-+/-.
(37)
4. Nume ical Resul s and Discussion
In his sec ion, we p esen Mon e Ca lo simula ions o
e i y he de i a ions in Sec. 3. Fo he simula ion en i on-
men , we conside a wo-dimensional X-Y ne wo ks in which
PT, PR, STs, SRs a e espec i ely placed a (0,0),(1,0),
(xST,0)and (xST,0.25), espec i ely, whe e 0<xST <1.
In all o he simula ions, he ime block is no malized by 1
(T=1) and he pa h-loss exponen is ixed by 4 (χ=4).
In Figu es 2 and 3, we espec i ely p esen he ou -
age p obabili y o he p ima y and seconda y ne wo ks as
a unc ion o Ψin dB. The pa ame e s o hese igu es a e
ixed by R h =1,xST =0.5,κ=0.01,α=0.1,β=0.95,
η=0.5and M∈{1,2,3,6}. F om Fig. 2, we can see ha he
ou age pe o mance o he p ima y ne wo k signi ican ly en-
hances, as compa ed wi h he DT p o ocol. Mo eo e , i can
be obse ed ha he ou age p obabili y dec eases wi h he
inc easing he numbe o he ST-SR pai s. As obse ed om
Fig. 3, he ou age pe o mance o he seconda y ne wo k is
also be e wi h high M alues. I is wo hy no ing om
Figu es 2–3 ha he simula ion esul s ma ch e y well wi h
he exac heo e ical esul s and he app oxima e heo e ical
esul s apidly con e ge o he exac ones.
Figu e 4 illus a es he ou age pe o mance o bo h
ne wo ks as a unc ion o he co-o dina e xST when R h ∈
{1.5,2},κ=0,α=0.1,β=0.95,η=0.5,M=2and
Ψ=0dB. We can obse e om Fig. 4 ha he ou age
p obabili y apidly inc eases wi h he inc easing o R h. I
is also seen ha he ou age pe o mance o he seconda y
ne wo k in he p oposed p o ocol dec eases when he alue
o xST inc eases. I is due o he ac ha he link dis ances,
i.e., PT-ST and PT-SR, inc ease when xST inc eases, which
educes he p obabili y ha he nodes ST and SR can decode
he p ima y da a success ully (o dec eases he p obabili y
ha STs can access he licensed bands as well as he p oba-
bili y ha SRs can emo e he in e e ence componen om
he p ima y da a). Mo eo e , he posi ion o he nodes ST
also impac s on he pe o mance o he p ima y ne wo k in
he p oposed scheme. In pa icula , when R h =1.5, he ou -
age p obabili y inc eases when he alue o xST changes om
0.05 o 0.95. Mo e in e es ing, wi h R h =2, he e exis s an
op imal alue o xST a which he ou age p obabili y o he
p ima y ne wo k is lowes . In almos o he alues o xST and
R h, he p ima y ne wo k in ou scheme ou pe o ms ha in
he DT p o ocol. This igu e also p esen s ha by placing he
nodes ST a app op ia e posi ions, he p oposed me hod will
p o ide high pe o mance gain, as compa ed wi h he DT
one. Again, he simula ion and analy ical esul s a e in good
ag eemen , which alida es he co ec ion o ou de i a ions.
In Fig. 5, we in es iga e he impac o he ha dwa e
impai men s on he pe o mance o bo h ne wo ks. In his
simula ion, we assign he alues o he pa ame e s as ol-
lows: R h =1,xST =0.15,α=0.2,β=0.9,η=0.75,
M=3and Ψ=5dB. We can see ha he ou age p obabili y
o he conside ed p o ocols inc eases wi h he inc easing o
he alue κ. Mo eo e , he ou age pe o mance o he DT
RADIOENGINEERING, VOL. 26, NO. 1, APRIL 2017 247
Fig. 2. Ou age p obabili y o he p ima y ne wo k as a unc-
ion o he ansmi SNR (Ψ) in dB when R h =1,
xST =0.5,κ=0.01,α=0.1,β=0.95,η=0.5
and M∈{1,2,3,6}.
Fig. 3. Ou age p obabili y o he seconda y ne wo k as a unc-
ion o he ansmi SNR (Ψ) in dB when R h =1,
xST =0.5,κ=0.01,α=0.1,β=0.95,η=0.5
and M∈{1,2,3,6}.
Fig. 4. Ou age p obabili y o he p ima y and seconda y ne -
wo ks as a unc ion o xST when R h ∈{1.5,2},κ=0,
α=0.1,β=0.95,η=0.5,M=2and Ψ=0dB.
Fig. 5. Ou age p obabili y o he p ima y and seconda y ne -
wo ks as a unc ion o κwhen R h =1,xST =0.15,
α=0.2,β=0.9,η=0.75,M=3and Ψ=5dB.
Fig. 6. Ou age p obabili y o he p ima y and seconda y ne -
wo ks as a unc ion o αwhen R h =1.5,xST =0.1,
κ=0,β=0.95,η=1,M=3and Ψ=0dB.
Fig. 7. Ou age p obabili y o he p ima y and seconda y ne -
wo ks as a unc ion o βwhen R h =1.5,xST =0.25,
κ=0.01,α=0.1,η=0.25,M=2and Ψ=5dB.
248 T. N. NGUYEN, ET AL., EH-BASED SPECTRUM ACCESS WITH INCREMENTAL COOPERATION, RELAY SELECTION . . .
p o ocol only changes sligh ly, while ha o he p oposed
scena io signi ican ly deg ades.
Figu e 6 shows he impac o he ac ion o ime used
o he ene gy ha es ing ime slo (α) on he ou age pe o -
mance wi h R h =1.5,xST =0.1,κ=0,β=0.95,η=1,
M=3and Ψ=0dB. As seen om his igu e, he pe o -
mance o he p ima y and seconda y ne wo ks a ies wi h
he change o he α. Howe e , i can be obse ed ha he e
exis s he op imal alue α∗so ha he pe o mance o he
p ima y and seconda y ne wo ks is bes .
In Fig. 7, we in es iga e he impac o he ac ion o
he ansmi powe alloca ed o he p ima y signal (β) on he
sys em pe o mance. The simula ion pa ame e s o his ig-
u e a e R h =1.5,xST =0.25,κ=0.01,α=0.1,η=0.25,
M=2and Ψ=5dB. We can see ha he pe o mance o
he p ima y (seconda y) ne wo k is be e (wo se) wi h high
(low) β alues. In his igu e, he ou age p obabili y o he
p ima y ne wo k (seconda y) ne wo k almos equals 1 when
βis less (highe ) han 0.93 (0.91).
5. Conclusions
In his pape , we p oposed an o e lay spec um access
p o ocol o enhance he pe o mance o he p ima y and sec-
onda y ne wo ks. The main con ibu ion o his pape is o
de i e exac and lowe -bound closed- o m exp essions o he
ou age p obabili y, which we e e i ied by compu e simula-
ions.
The esul s p esen ed ha by selec ing app op ia e pa-
ame e s, he ou age pe o mance o bo h ne wo ks could
be imp o ed signi ican ly. In pa icula , he p oposed sys-
em can be op imized by app op ia ely designing he ac ion
o ime block used o he ene gy ha es ing p ocess and he
ac ion o he ansmi powe alloca ed o he p ima y signal.
In addi ion, inc easing he numbe o he ST-SR pai s and se-
lec ing he STs wi h he op imal posi ion could also enhance
pe o mance o bo h p ima y and seconda y ne wo ks.
Acknowledgmen s
This esea ch is unded by Vie nam Na ional Founda-
ion o Science and Technology De elopmen (NAFOSTED)
unde g an numbe 102.01-2014.33.
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