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Manuscript submitted to Website: http://AIMsciences.org AIMS’ Journals Volume X, Number 0X, XX 200X pp. X–XX NONSYMMETRIC MOVING BREATHER COLLISIONS IN THE PEYRARD-BISHOP DNA MODEL A. Alvarez and F. Romero Grupo de Fisica No Lineal. Facultad de Fisica. Universidad de Sevilla. Avda. Reina Mercedes, s/n. 41012-Sevilla (Spain) J.M. Romero and J.F.R. Archilla Grupo de F´ısica No Lineal. ETSII. Universidad de Sevilla. Avda. Reina Mercedes, s/n. 41012-Sevilla (Spain) (Communicated by the associate editor name) Abstract. We study nonsymmetric collisions of moving breathers (MBs) in the Peyrard-Bishop DNA model. In this paper we have considered the following types of nonsymmetric collisions: head-on collisions of two breathers traveling with different velocities; collisions of moving breathers with a stationary trapped breather; and collisions of moving breathers traveling with the same direction. The various main observed phenomena are: one moving breather gets trapped at the collision region, and the other one is reflected; breather fusion without trapping, with the appearance of a new moving breather; and breather generation without trapping, with the appearance of new moving breathers traveling either with the same or different directions. For comparison we have included some results of a previous paper concerning to symmetric collisions, where two identical moving breathers traveling with opposite velocities collide. For symmetric collisions, the main observed phenomena are: breather generation with trapping, with the appearance of two new moving breathers with opposite velocities and a stationary breather trapped at the collision region; and breather generation without trapping, with the appearance of new moving breathers with opposite velocities. A common feature for all types of collisions is that the collision outcome depends on the internal structure of the moving breathers and the exact number of pair-bases that initially separates the stationary breathers when they are perturbed. As some nonsymmetric collisions result in the generation of a new stationary trapped breather of larger energy, the trapping phenomenon could play an important part of the complex mechanisms involved in the initiation of the DNA transcription processes. 1. Introduction. The DNA molecule is a discrete system consisting of many atoms having a quasi-one-dimensional structure. It can be considered as a complex dynamical system, and, in order to investigate some aspects of the dynamics and the thermodynamics of DNA, several mathematical models have been proposed. Among them, it is worth remarking the Peyrard–Bishop model [27,16] introduced for the study of DNA thermal denaturation. In this model the DNA molecule is 2000 Mathematics Subject Classification. Primary: 70Kxx, 82C22; Secondary: 92D20. Key words and phrases. Peyrard-Bishop DNA moedel, DNA, Klein-Gordon chains, Moving breathers. All authors are supported by Spanish MICINN grant FIS2008-04848. 1
2 A. ALVAREZ, F. R. ROMERO, J. M. ROMERO AND J. F. R. ARCHILLA considered as a Klein-Gordon chain of oscillators, and have been used extensively for the study of the dynamical properties. The study of discrete breathers (DBs), in chains of oscillators, is an active research field in nonlinear physics [3,2,1,19]. These vibrational entities are rather generic in models of Klein-Gordon and FPU lattices [23,7,30,28]. Under certain conditions, DBs can be set in motion if they experience appropriate perturbations [10,8], and they are called moving breathers (MBs). There are no exact solutions for MBs, but they can be obtained by means of numerical calculations. The conditions for the existence of MBs in Klein-Gordon chains depend on the exact details of both the on-site and the inter-site potentials. One of the most thoroughly studied Klein-Gordon models where MBs appear is the Hamiltonian Klein-Gordon chain with Morse on-site potential and harmonic coupling potential [11,13,14]. In the Peyrard–Bishop model, the existence of DBs has been demonstrated [16], and DBs are thought to be the precursors of the bubbles that appear prior to the transcription processes in which large fluctuations of energy have been experimentally observed. Some studies about the existence and properties of MBs in the Peyrard–Bishop model including dipole-dipole dispersive interaction are carried out in [11] [4]. In a DNA molecule, MBs should appear at arbitrary positions, then, it is natural to be interested in their collisions. The study of collisions of MBs in FPU chains was initiated in [18]. However, in Klein-Gordon chains, the studies were initially limited to the interaction of moving low-amplitude breathers with stationary highamplitude ones [15,21,20], or to the interaction between quasi-periodic moving breathers in dissipative lattices [25]. More recently, some results have been obtained considering symmetric head-on collisions in a Klein-Gordon chain with the Morse potential and harmonic coupling potential [5,6]. These results can be interpreted in the context of DNA because the on-site potential of the Peyrad Bishop model is a Morse potential. The aim of this paper is to get some insight into the detailed mechanisms and possible outcomes of nonsymmetric collisions in the Peyrard-Bishop model. This article is organized as follows. Sec. 2presents the Peyrard-Bishop model, describes the technics for generating MBs and the different types of collisions. Sec. 3 presents the results corresponding to nonsymmetric collisions in the Peyrard-Bishop model. Sec. 4presents for comparison the results obtained for symmetric collisions as applied to the Peyrard-Bishop model. Finally, the conclusions are presented in Sec. 5. 2. Moving breathers in the Peyrad-Bishop model. The Peyrard-Bishop DNA model corresponds to the Hamiltonian: H= N X n=1 ·1 2m˙u2 n+D(e−bun−1)2+1 2ε0(un+1 −un)2¸,(1) the term 1 2m˙u2 nrepresents the kinetic energy of the nucleotide of mass mat the nth site of the chain, and unis the variable representing the transverse stretching of the hydrogen bond connecting the base at the nth site. The Morse potential, i.e., D(e−bun−1)2, represents the interaction energy due to the hydrogen bonds within the base pairs, Dbeing the well depth, which corresponds to the dissociation energy of a base pair, and b−1is related to the width of the well. The stacking energy is 1 2ε0(un+1 −un)2, where ε0is the stacking coupling constant.
NONSYMMETRIC MOVING BREATHER COLLISIONS 3 In scaled variables this Hamiltonian can be written as: H=X n·1 2˙u2 n+V(un) + 1 2ε(un−un+1)2¸,(2) where unrepresents the displacement of the nth pair-base from the equilibrium position, εis the coupling parameter and V(un) is: V(un) = 1 2(exp(−un)−1)2.(3) Time-reversible, stationary breathers can be obtained using methods based on the anti-continuous limit [24]. Initially, ˙un= 0,∀n, and the displacements of a stationary breather centered at n0are denoted by {uSB,n}. A moving breather {uMB,n} can be obtained with an appropriate perturbation of the stationary breather. One possibility consists in modifying its initial conditions as follows: u0 MB,n =uSB,n cos(α(n−n0)) ˙u0 MB,n =±uSB,n sin(α(n−n0)) .(4) The plus-sign gives rise to breathers traveling towards the positive direction, and the minus-sign towards the opposite one. This procedure, taken from the DNLS context [26,12], works as well as the marginal-mode method [10,8] and gives good mobility for a large range of εvalues. We take Eqs. (4) as the initial conditions for integrating the dynamical equations using a symplectic algorithm [29], and take periodic boundary conditions. The characteristics and internal structure of a MB depend on the potentials V(un), also on the specific form of the perturbation given to the stationary breather. In our case, the parameter αis involved in this perturbation, it represents the difference of phase between two neighboring oscillators (pair-bases) and we will refer to it as the wave number. We have shown that the translational velocity and the translational kinetic energy of the MB increase with α. Moving breathers are not so well characterized as solitons, as they are obtained numerically by a perturbation and slowly decay and change in time. However, we still speak loosely of the internal structure of moving breathers to indicate that they have been obtained with different parameters ωband α. Also this internal structure changes with time which leads to different outcomes of the collisions by simply changing the distance or time traveled until a collision. This lack of characterization will make difficult to understand the mechanisms for the different collisions. We call Ncthe number of pair-bases separating initially the centers of the two DBs, and we distinguish two types of collisions: a) on-site collisions (OS), if Ncis an odd number, that is, the middle of the initial separation coincides with a pair-base; and b) inter-site collisions (IS), if Ncis even. 3. Nonsymmetric collision simulations. The study begins generating two stationary breathers, with the same frequency, separated by a given number of pairbases between their centers. To obtain MBs, each breather should be perturbed using the initial conditions given by Eqs. (4). To obtain nonsymmetric collisions each perturbation must be different. Hereafter, the MBs are called MB1and MB2, and they are perturbed with the αvalues denoted by α1and α2, respectively. In this section we consider three different types of nonsymmetric collisions: a) collisions of
4 A. ALVAREZ, F. R. ROMERO, J. M. ROMERO AND J. F. R. ARCHILLA two moving breathers traveling with different velocities and different directions: α1 and α2have different modulus but the sign applied to the perturbation is different; b) collisions of moving breathers with a stationary breather: α16= 0 and α2= 0; and c) collisions of moving breathers traveling with different velocities and the same direction: α1and α2have different modulus and the sign of the perturbation is the same. The calculations have been tested using different system sizes, to make sure that the results are not modified by boundary effects (most of the simulations have been done with N > 400). In this paper we have taken Nc= 50, but we have observed that the outcomes have a great sensitivity with respect to this number. The breather frequency ωbis below the phonon band because the Morse on-site potential is soft. The lowest frequency of the phonon band corresponds to the phonon where all the oscillators vibrate in phase with small amplitude. Its frequency is equal to the linear frequency of an isolated oscillator given by ω0=V00(0)1/2. For breathers with small amplitude the system is close to the linear limit, and their frequency is close to ω0. Therefore, |ω0−ωb|is a measure of how far the system is from the linear regime. In this paper we consider the frequency ωb= 0.8 which represents an intermediate degree of nonlinearity. For the coupling constant εwe have taken a range of values consistents with real DNA [11]. 3.1. Head-on collisions of moving breathers with different velocities. For these collisions MB1and MB2travel with opposite directions. We have observed three main scenarios that correspond two different perturbations. 1. Breather fusion with the generation of a new moving breather: Fig. 1shows an example of this type of head-on collisions, corresponding to α1= 0.048 and α2= 0.046. 2. Generation of two new breathers traveling in the same direction: An example, corresponding to α1= 0.042 and α2= 0.061, is shown in Fig. 2. 3. One breather gets trapped and the other one is reflected: Fig. 3shows an example corresponding to α1= 0.042 and α2= 0.131. We have observed a great sensitivity with respect to the α1and α2values, that is, the outcome can be different with these values varying by a small amount. Note that the fusion of two breathers is only one of the possible outcomes. This is a different from the results obtained in Ref. [15], where fusion is the generic outcome. The differences may be due to a different on-site potential and to the fact that they always collide small amplitude breathers, close to the linear regime, while ours at ωb= 0.8 are quite far from it. 3.2. Collisions of a moving breather with a static stationary breather. In this case one of the stationary breathers is not perturbed and there is only a MB that collides with the static one. We have observed three basic scenarios: 1. One breather gets trapped and the other one is reflected: Fig. 4(a) shows an example of these type of collisions with α= 0.078, ωb= 0.8 and ε= 0.25. 2. Generation of two new breathers traveling with different directions: The collision produces two new emerging MBs traveling in opposite directions. Fig. 4(b) corresponds to α= 0.084, ωb= 0.8 and ε= 0.25. 3. Generation of two new breathers traveling with the same direction:
NONSYMMETRIC MOVING BREATHER COLLISIONS 5 0 500 1000 1500 2000 2500 3000 50 60 70 80 90 100 110 Time n Figure 1. An example of a head-on collision with ε= 0.14 and ωb= 0.8. Displacement from the n-th equilibrium position versus time corresponding to α1= 0.048 and α2= 0.046. 0 500 1000 1500 2000 2500 3000 40 50 60 70 80 90 100 110 Time n Figure 2. An example of a head-on collision with ε= 0.15 and ωb= 0.8. Displacement from the n-th equilibrium position versus time corresponding to α1= 0.042 and α2= 0.061. An example of this collision with α= 0.174, ωb= 0.8 and ε= 0.25 is shown in Fig. 4(c). For a given value of ε, the outcome changes among the three above mentioned structures as the parameter αtakes different values within the interval [0.03,0.2]. If the coupling constant εis changed, for example ε= 0.13 the scenario (2) is obtained for α= 0.06 and the scenario (3) for both α= 0.084 and α= 0.174.
6 A. ALVAREZ, F. R. ROMERO, J. M. ROMERO AND J. F. R. ARCHILLA 0 200 400 600 800 1000 1200 1400 1600 1800 2000 50 60 70 80 90 100 110 Time n Figure 3. An example of a head-on collision with ε= 0.15 and ωb= 0.8. Displacement from the n-th equilibrium position versus time corresponding to α1= 0.042 and α2= 0.131. 0 1000 2000 3000 70 80 90 100 110 120 130 140 (a) Time n 0 1000 2000 3000 70 80 90 100 110 120 130 140 (b) Time n 0 1000 2000 3000 70 80 90 100 110 120 130 140 (c) Time n Figure 4. An example of the three basic scenarios with ωb= 0.8 and ε= 0.25. Displacement from the n-th equilibrium position versus time for three different values of the translational kinetic energy, corresponding to: (a) α= 0.078; (b) α= 0.084; (c) α= 0.174. 3.3. Collision between two moving breathers traveling with the same direction. These type of collisions appear when two MBs are launched with the same direction and different velocities. We have observed also three different basic scenarios, they are similar to those shown in Fig. 4. The simulations have been done with α1= 0.2 and α2∈[0.03,0.15]. The system changes among them as the parameter α2takes different values. An example of this type of collision is shown in Fig. 5with ε= 0.18, ωb= 0.8, α1= 0.2 and three values of α2. Fig. 5(a) with α2= 0.032; Fig. 5(b) with α2= 0.034 and Fig. 5(c) with α2= 0.042. The outcome corresponding to the generation of a stationary trapped breather disappears for high enough values of ε. As in the other types of collisions, the system is quite sensitive to the αvalues and to Nc.
NONSYMMETRIC MOVING BREATHER COLLISIONS 7 0 500 1000 1500 2000 2500 90 100 110 120 130 140 150 160 (a) Time n 0 500 1000 1500 2000 2500 90 100 110 120 130 140 150 160 (b) Time n 0 500 1000 1500 2000 2500 90 100 110 120 130 140 150 160 (c) Time n Figure 5. An example of the three basic scenarios with ωb= 0.8, ε= 0.18 and α1= 0.2. Displacement from the n-th equilibrium position versus time for three different values of the translational kinetic energy of the MB2corresponding to: (a) α2= 0.032; (b) α2= 0.034; (c) α2= 0.042. 0 500 1000 1500 2000 2500 90 100 110 120 130 140 150 160 Time n Figure 6. Displacement from the n-th equilibrium position versus time for ωb= 0.95, ε= 0.18, α1= 0.2 and α2= 0.054. For breather frequencies around the value ωb= 0.95, which is close to the frequency of an isolated oscillator in the linear regime, we find only a single outcome for each value of ε, varying α2: the collision produces two breathers moving in the same direction and with almost the same velocities of the incident breathers. An example is shown in Fig. 6for ε= 0.18, α1= 0.2 and α2= 0.054. 4. A comparison with the results for symmetric collisions. In a recent paper [6] we presented an extensive study of symmetric collisions in Klein-Gordon chains. In this section we present a summary of those results in order to establish a comparison with the results for nonsymmetric collisions. For obtaining symmetric collisions it is necessary to generate two stationary breathers, with the same frequency, separated by a given number of pair-bases between their centers. Both breathers are in phase, that is, before the perturbation each breather is always like the mirror image of the other one. The perturbation should be given simultaneously to both breathers using the initial conditions given by Eqs. (4), with the plus sign for one breather and the minus sign for the other
8 A. ALVAREZ, F. R. ROMERO, J. M. ROMERO AND J. F. R. ARCHILLA one. In this way the MBs travel with the same modulus of velocity, but opposite directions, and they are in phase. We can consider different symmetric collisions varying the parameter αand maintaining fixed the number Nc, in this way we can find the possible outcomes and test the sensitivity with respect to α. Also, we can analyze different symmetric collisions with a fixed value of αand different values of Nc, in this way we can test the sensitivity with respect to Ncas the colliding MBs are always identical. When Nc changes, the dynamical states of the MBs change when the collision begins. Thus, this approach is complementary to the previous one. We write Nc=No+jj ,(5) where Nois a fixed number to guarantee that the breathers are initially far apart, and jj is a positive even number. Thus, for OS collisions Nois odd, and for IS collisions Nois even. Although the MBs are identical when jj varies, the time passed between the initial perturbation and the initiation of the collision increases with jj . The possible different outcomes should be due to the different internal states of motion of the MBs when they collide. Our results relative to OS symmetric collisions can be summarized as follow: 1. MB generation without trapping: The collision produces only two new symmetric MBs, with almost the same velocity as that of the colliding breathers. This is shown in Fig. 7(a) for α= 0.32 and Nc= 41. 2. MB generation with trapping: The collision produces new breathers, a trapped one located at the collision region, and two new symmetric MBs, as Fig. 7(b) shows for α= 0.32 and Nc= 43. The trapped breather contains most of the initial energy. Varying the parameter jj , it is possible to obtain a noticeable attenuation of the amplitude of the trapped breather as it is shown in Fig. 7(c) which corresponds to Nc= 45. In this case the emerging MBs contain most of the initial energy. The total energy transported by the colliding MBs is distributed after the collision: some part corresponds to the energy of the trapped breather, another part to the emerging MBs, and a small fraction of the energy is transferred to the lattice in the form of phonon radiation. In order to illustrate this phenomenon, we have studied the evolution of the “central energy, defined in our study as the energy of eleven particles around the collision region. This number of particles has been selected because it corresponds to the typical size of a discrete breather with the parameters used. Fig. 8shows the evolution of the central energy for the three cases considered in Fig. 7. Before the collision the central energy is zero; after the initiation of the collision it increases quickly, up to a value very close to the sum of the incident MB energies; the subsequent decrease of the central energy is caused by the appearance of new emerging MBs (some of them of short life) and by the phonon radiation. Fig. 8shows the evolution of the trapped energy corresponding to three collisions of Fig. 7. For the case with jj =0, the trapped energy is close to zero. whereas for the cases with jj =2and jj =4, most of the energy remains trapped after the collision.
NONSYMMETRIC MOVING BREATHER COLLISIONS 9 0 500 1000 70 80 90 100 110 120 130 Time n jj=0 0 500 1000 70 80 90 100 110 120 130 Time n jj=2 0 500 1000 70 80 90 100 110 120 130 Time n jj=4 Figure 7. Displacements versus time for three OS symmetric collisions corresponding to (a) jj =0; (b) jj =2and (c) jj =4 with the fixed value α= 0.138. Coupling parameter ε= 0.32 and breather frequency ωb= 0.8. 0 500 1000 0 0.5 1 1.5 2 2.5 Time trapped energy jj=0 0 500 1000 0 0.5 1 1.5 2 2.5 Time trapped energy jj=2 0 500 1000 0 0.5 1 1.5 2 2.5 Time trapped energy jj=4 Figure 8. Trapped energy versus time corresponding, respectively, to the three collisions of Fig. 7. The qualitative results are similar for other values of (ε, α). For a given value of the coupling parameter ε, MB generation without trapping begins to appear for α over a certain value. This value increases when the coupling parameter εdecreases and with a small value of ε, for example with ε= 0.15, there is always trapping with MB generation. We have observed that there are no significant qualitative differences between the outcomes of OS and IS collisions. We can see now that the scenarios for symmetric and nonsymmetric collisions are quite different. For symmetric collisions, symmetry is always maintained and a trapped breather can appear or not. For nonsymmetric collisions there are a variety of possible outcomes, some of which are very interesting. It is possible a fusion of two MBs given rise to a new MB as in Fig. 1; two new MBs traveling as a bond state as in Fig. 2; a stationary trapped breather can appears accompanied by a new MB as in Fig. 3or Fig. 5(a); maintenance of a static breather as in Fig. 4(a); generation of new MBs traveling with the same direction as in Fig. 4(c) or Fig. 5(b). Generally, the simulations show that the outcome is strongly sensitive to the exact dynamical states of the MBs just before the collision. Fixing the values of the parameters αand varying Nc, the only difference between two collisions is the time passed between the initial perturbation and the initiation of the collision. There exists a great sensitivity with respect to Ncas can be seen, for example, in Fig. 7