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University of Seville
Faculty of Law
Doctoral Program in Int ern ational Law
PR OTECTION OF ECONOMIC, SOCIAL , AND CULTURAL RIGHTS IN EUROPE
IN THE 21 ST CENTURY
by Iliana Valiullina
A thesis submitted for the degree of
DOCTOR IURIS (DOCTORADO DE DERECHO)
Supervisor: Professor Dr. Daniel Garcia San Jose
Dean of Faculty of Law: Prof ess or Dr. Fernando L la no Alonso
2023
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DE DICATION
The Doctoral thesis is dedicated to the bright memory of
my dear grandparents:
Valiullin Akhnaf Khanifovich and Valiullina Anuza Khabibovna
Kadyrova Yanifa Salim ’yanovna and Kadyrov Nyk Ramazanovich
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The Doctoral thesis is also dedicated to the bright memory of
my dear great grandparents:
-Valiullina Khanif Valiullovich;
- Valiullina Khajar Abdullovna;
- Gabidullina Maftukha Bayazitovna and Gabidullin Khabib Gabidullovich;
- Davletbakov Salimyan Suleymanovich and Davletbakova Gainiyamal;
-Kadyrov Ramazan Abdrakhmanovich, and his sons: Kadyrov Brilliant
Ramazanovich, and Kadyrov Magnit Ramazanovich;
- Kadyrova Nakia Sharifullovna.
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Co ntent of Doctoral thes is
Introduction of the Doctoral thes is …………………………………………………………….12
Introducción de la tesis Doctoral ……………………………………………………………...21
Part 1. Philosophical and ideological perspectives in economic, social, and cultural rights
conceptualization, protection and recognition at the universal level and its features at the
Inter-American and African regional levels …..……………………………………………30
Introduction of Chapter 1……………………………………………………………………...30
Introducción del Capítulo 1…………………………………………………………………...33
Chapter 1. The contribution of the universal level to economic, social, and cultural rights’
protection………………………………………………………………………………….….36
1.1. Philosophical prerequisites of economic, social, and cultural rights……………………...36
1.2. Peace treaties and the role of International Labour Organization…………………………42
1.3. The Universal Declaration of Hu man Rights: ideological biases………………………....46
1.4. The International Covenant on Economic, Social and Cultural Rights: reason for
adoption……………………………………………………………………………………….67
1.5. Unified nature of two categories of human rights under seven criteria…………….……...71
i. Positive and negative sta te obligations……………………………………………………...72
ii. Cost free and expe nsive sta te obligations…………………………………………………...74
iii. Progressive and immediate state obligations………………………………………………76
iv. Vague and precise state obligations………………………………………………………..83
v. Justiciab le and non - justiciab le state obligations…………………………….......................86
vi. Derogable and non - derogab le state obligations…………………………………………...89
vii. Thin and thick state obligations…………………………………………….......................91
1.6. Two methods for state obligations’ development. …………………………………..……92
i. Method centring upon obligations of conduc t and result…………………………………….92
ii. Method centring upon obligations to respect, protect and fulfil…………………………….94
1.7. State obligations under the International Covenant on Economic, Social and Cultural
Rights : general outlines……………………………………………………………………...101
i. Minimum core obligations: definition, doctrine, and approaches………………………….103
ii. Obligation to take steps by all appropriate means…………………………………………107
iii. Obligation to achieve progressively full realization……………………………………...108
iv. Obligation to utilize maximum of available resour ces ……………………………………111
v. Obligation to seek international assistance and co-operation……………………………...113
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iv. Extraterritorial scope of Article 2 of the International Covenant on Economic, Social and
Cultural Rights………………………………………………………………………………114
1.8. The Optional Protocol to the International Covenant on Economic, Social and Cultural
Rights…….…………………………………………………….……………………………117
Conclusion of Chapter 1…………………………………………………….……….………129
Conclusión del Capítulo 1……………………………………………………………………131
Chapter 2. The contribution of the Inter-American and African regional level in featuring
economic, social, and cultural rights…………………………………………………………133
Introduction of Chapter 2…………………………………………………………………….133
Introducción del Capítulo 2………………………………………………………………….137
2.1. The uniqueness of the Inter-American human rights system……………………………141
2.2. State’s obligations on economic, social, and cultural right protection in Inter-American
legal documents and reports…………………………………………………………………144
i. Obligation to respect………………………………………………………………….……144
ii. Obligation to protect………………………………………………………………………147
iii. Obligation to fulfil………………………………………………………………………..147
iv. Obligation to promote…………………………………………………………………….148
2.3. Selected case-law of the Inter-American Commission and Court of Human Rights on state
obligations aimed at economic, social, and cultural rights protection………………………..149
i. Positive and negative state obligations………………………………………………….…149
ii. Cost free and expe nsive state obligations……………………………………………….…156
iii. Progressive and immediate state obligations……………………………………….…….160
iv. Vague and precise state obligations………………………………………………………164
v. Justiciab le and non - justiciab le st a te obligations………………………………………….167
vi. Derogable and non- derogab le state obligations……………………………………….…169
vii. Thin and thick state obligations……..…………………………………………………...170
Table ‘Case-law of the Inter-American Commission and Court of Human Rights on obligations
for realization of economic, social, and cultural rights ’……………………………………...173
Cuadro ‘Jurisprudencia de la Comisión y Corte Interamericanas de Derechos Humanos sobre
obligaciones para la realización de los derechos económicos, sociales y culturales’……...…177
2.4. The uniqueness of the African human rights system……………………………………181
2.5. Indivisibility of economic, social, and cultural rights within the African Commission on
Human and Peoples’ Rights’ understanding…………………………………………………183
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2.6. The concept of minimum core obligations in the African Commission on Human and
Peoples’ Rights’ activity……………………………………………………………………..185
2.7. Approaches to the adjudication of economic, social, and cultural rights………………...186
2.8. A difference between the United Nation Committee on economic, social, and cultural rights
understanding of the obligations engendered by the International Covenant on Economic,
Social, and Cultural Rights and the African Commission on Human and Peoples’ Rights view
of the obligations engendered by the African Charter on Human and Peoples’ Rights………187
2.9. Reasonableness test on economic, social, and cultural rights enforcement……………...188
2.10. State obligations to respect, protect, fulfil, and promote economic, social, and cultural
rights…………………………………………………………………………………………190
i. Obligation to respect…………………………………………………………………….…190
ii. Obligation to protect………………………………………………………………………192
iii. Obligation to fulfil………………………………………………………………………..193
iv. Obligation to promote…………………………………………………………………….194
2.11. Selected case-law of the African Commission and Court on Human and People’s Rights
on state obligations aimed at economic, social, and cultural rights protect ion………………194
i. Positive and negative state obligations…………………………………………………….194
ii. Cost free and expensive state obligations…………………………………………………202
iii. Progressive and immediate state obligations……………………………………………..204
iv. Vague and precise state obligations………………………………………………………208
v. Justiciable and non - justiciable state obligations…………………………………………211
vi. Derogable and non - derogable state obligations…………………………………………216
vii. Thin and thick state obligations………………………………………………………….219
Table ‘Case-law of the African Commission and Court on Human and Peoples’ Rights on
obligations for realization of economic, social, and cultural rights’.………………………....220
Cuadro ‘Jurisprudencia de la Comisión y el Tribunal Africanos de Derechos Humanos y de los
Pueblos sobre las obligaciones para la realización de los derechos económicos, sociales y
culturales’................................................................................................................................223
Conclusion of Chapter 2……………………………………………………………………..226
Conclusión del Capítulo 2……………………………………………………………………229
Part II . The features of economic, social, and cultural rights’ protection at the European
level …………………………………………...……………………………………………...232
Introduction of Chapter 3………………………………………………………………...…..232
Introducción del Capítulo 3…………………………………………………………………..234
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Chapter 3.The role of the Council of Europe in protection of economic, social, and cultural
rights…………………………………………………………………………………………236
i. The Council of Europe’ ways of strengthening economic, social, and cultural rights………238
ii.Possibilities for Additional Protocols to the Revised European Charter and their content…243
3.1. The Council of Europe : its creation and origins of the European Social Charter 1961…...247
i. Philosophical reasons..……………………………………………………………………..248
ii. The recurrence of tragedies during the Second World War ………………………………..249
iii. Political reasons…………………………………………………………………………..250
iv. The drafting process of the European Social Charter 1966………………………………..252
3.2. A comparative analysis of the European Social Charter 1961, the Revised European Social
Charter 1996 and the European Convention for the Protection of Human Rights and
Fundamental Freedoms 1950………………………………………………………………...258
i. Understanding the nature, development, and content of economic, social, and cultural
rights…………………………………………………………………………………………258
ii. Minimum core of economic, social, and cultural rights……………………………………269
ii i. State obligations to respect, protect and fulfil economic, social, and cultural rights………274
iv. Positive and negative state obligat ions……………………………………………………281
v.Cost free and expensive state obligations…………………………………………………..290
vi. Progressive and immediate state obligations……………………………………………...293
vii. Vague and precise state obligations………………………………………………………297
viii. Justiciable and non-justiciable state obligations…………………………………………301
ix . Derogable and non- derogable state obligations………………………………………….302
x. Thin and thick state obligations……………………………………………………………303
xi. Table ‘State obligations’..…………………………………………………………………305
3.3. Features of collective complaint procedure…………………………………….………..308
i. Object and subjects, and stages of the collective complaint procedure……………………..311
ii. Selected terminology used by the European Committee of Social Rights …………………313
iii. Advantages and disadvantages of the collective complaint procedure……………………315
iv. Factors which influence the degree of use of the collective complain procedure…………317
3.4. Selected case- law o f the European Commission of Human Rights and the European Court
of Human Rights’ indirect protection of economic, social, and cultural rights ………………321
i. Theoretical views on blurring distinctions between two groups of rights by the European Court
of Human Rights……………………………………………………………………………..321
ii. Approaches to the interpretation used by the European Court of Human Rights…………325
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i ii . Article 2 of European Convention for the Protection of Human Rights and Fundamental
Freedoms 1950…………………………………………………………………………….…327
iv. Article 3 of the European Convention for the Protection of Human Rights and Fundamental
Freedoms 1950……………………………………………………………………….………332
iv.i. The right to basic needs………………………………………………………………….332
iv.ii. The right to an adequate pension………………………………………………………..334
iv.iii. The right to housing……………………………………………………………………335
iv.iv. The right to medical care……………………………………………………………….337
v. Article 5 of the European Convention for the Protection of Human Rights and Fundamental
Freedoms 1950……………………………………………………………………….……....342
v.i. The right to physical care…………………………………………………………………342
v.ii. The right to use own language…………………………………………………………...343
vi. Article 6 of the European Convention for the Protection of Human Rights and Fundamental
Freedoms 1950……………………………………………………………………….……....344
vi.i. The right on pensions and benefits………………………………………………………344
vi.ii. The right to use own language…………………………………………………………..345
vii. Article 8 of the European Convention for the Protection of Human Rights and Fundame ntal
Freedoms 1950……………………………………………………………………….……....347
vii.i. The right to choose medical treatment………………………………………………….347
vii.ii. The right to health…………………………………………………………….………..349
vii.iii. The right to establish and develop relationships with others. ………………………….351
vii.iv. The right to healthy environment……………………………………………………...352
vii.v. The right on maternity benefits to fathers………………………………………………355
vii.vi. The right to protection of reputations…………………………………………………356
vii.vii. The right to receive information. …………………………………………………….357
vii.viii. The right to use own language……………………………………………………….358
viii. Article 10 of the European Convention for the Protection of Human Rights and
Fundamental Freedoms 1950………………………………………………………………...360
viii.i. The right to publish newspapers and printed materials in minority languages………….360
viii.ii. The right to radio and television broadcasting in minority languages…………………361
viii.iii. The right to hold cultural events in minority languages………………………………362
ix. Article 11 of the European Convention for the Protection of Human Rights and Fundamental
Freedoms 1950……………………………………………………………………………….363
ix.i. The right to collective bargaining………………………………………………………..363
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ix.ii. The right to form a trade union……………………….…………………………………364
ix.iii. The right to join and not to join a trade union…………………………………………364
ix. iv. The ri ght to leave a trade union………………………………………………………..366
ix.v. The right to retain a membership of a trade union………………………………………366
ix.vi. The right to strike in solidarity…………………………………………………………367
x. Article 14 of the European Convention for the Protection of Human Rights and Fundamental
Freedoms 1950……………………………………………………………………………….367
xi. Article 1 of the Protocol № 1 to the European Convention for the Protection of Human Rights
and Fundamental Freedoms 1952……………………………………………………………369
xii. Article 2 of the Protocol № 1 to the European Convention for the Protection of Human
Rights and Fundamental Freedoms 1952……………………………………………………..371
xiii.Protocol № 12 of the European Convention for the Protection of Human Rights and
Fundamental Freedoms 2000………………………………………………………………...374
xiv. New perspectives to the protection of rights of the second generation by the European Court
of Human Rights……………………………………………………………………………..375
Table ‘Case-law of the European Court of Human Rights for certain economic, social, and
cultural rights’ …………………………………………………………………………….…380
Cuadro ‘Jurisprudencia del Tribunal Europeo de Derechos Humanos sobre determinados
derechos económicos, sociales y culturales’…………………………………………………391
Conclusion of Chapter 3……………………………………………………………………...402
Conclusión del Capítulo 3……………………………………………………………………406
Chapter 4. The role of the European union in protection of economic, social, and cultural
rights…………………………………………………………………………………….…...410
Introduction of Chapter 4…………………………………………………………………….410
Introducción del Capítulo 4………………………………………………………………….411
4.1. Development of the EU legislation on economic, social, and cultural rights…………..412
4.2. The comparative analysis of the Charter of Fundamental Rights of the European Union
2000………………………………………………………………………………………….424
i. The drafting process of the Charter of Fundamental Rights of the European Union 2000…..424
ii. Content of the Charter of Fundamental Rights of the European Union 2000………………428
iii. Limits of the Charter of Fundamental Rights of the European Union 2000……………….430
iv. The European Convention for the Protection of Human Rights and Fundamental F reedoms
1950, European Social Charter 1961 and Revised European Social Charter 1966: human rights
context’ comparison……………………………………………………………………….…431
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The empirical basis of the Doctoral thesis were the case- law of the African Commission
and Court of Human and Peoples’ Rights, the Court of Justice of the European Union, the
European Committee of Social Rights, the European Commission and Court of Human Rights,
and the Inter-American Commission and Court of Human Rights.
The subject of the Doctoral the sis is the issues of conceptualization, protection, and
recognition of economic, social, and cultural rights in Europe in the 21 century and making
recommendations with an emphasis on the organization and activities on protection of these
rights in the Council of Europe, the European Union, and other regional organizations.
The structure of the Doctoral thesis. It consists of two parts:
- Part 1. Philosophical and ideological perspectives in economic, social, and cultural
rights conceptualization, protection and recogni tion at the universal level and its features at the
Inter-American and African regional levels.
- Part 2. The features of economic, social, and cultural rights’ protection at the European
level.
These parts include the following Chapters:
- Chapter 1. The contribution of the universal level to economic, social, and cultural
rights’ protection.
- Chapter 2. The contribution of the Inter-American and African regional level in
featuring economic, social, and cultural rights.
- Chapter 3. The role of the Council of Europe in protection of economic, social, and
cultural rights.
- Chapter 4. The role of the European union in protection of economic, social, and cultural
rights.
- Cha pter 5. External and internal challenges facing economic, social, and cultural rights.
Economic, social, and cultural rights which are fundamental, and essential for the dignity
and well-being of individuals and communities, are recognized by international law and are
protected at both the universal and regional levels. Previously, in Part I “Philosophical and
ideological perspectives in economic, social and cultural rights conceptualization, protection
and recognition at the universal level and its features at the Inter-American and African regional
levels”, Chapter 1 was devoted to the protection of economic, social, and cultural rights at the
universal level. Among a variety of documents adopted at the universal level, Peace treaties, the
Universal Declaration on Human Rights, and the International Covenant on Economic, Social
and Cultural Rights contributed to the protection of abovementioned human rights. Analysis of
nature of the rights of the second generation is based on types of State obligations (specifically,
the following types: positive and negative ; cost free and expensive obligations ; p rogressive and
immediate obligations ; v ague and precise ; j usticiab le and non-justiciab le; d erogable and non-
derogab le; t hin and thick). As a result, second-generation rights are also characterised by the
obligations which were originally imposed to implement rights of the first generation.
Considering development of state obligations, two methods, namely, a method centring upon
obligations of conduct and result, and a method centring upon obligations to respect, protect and
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fulfil, are important and used by the courts. In examining state obligation on the issue of
economic, social, and cultural rights’ realization, the emphasis is usually placed on the
International Covenant on Economic, Social and Cultural Rights 1966, and the Optional
Protocol to the International Covenant on Economic, Social and Cultural Rights 1966.
In the Chapter 2 of Part I “The contribution of the Inter-American and African regional
level in featuring economic, social, and cultural rights ”, legal regulation of both regions on the
issue of state obligations for second-generation rights protection and case-law of the African
Commission and Court on Human and People’s Rights, and the Inter-American Commission
and Court on Human Rights. Regional protection at analysed levels ensures that economic,
social, and cultural rights are tailored to the specific needs and circumstances of both regions.
Their protection in these regions reduces poverty and helps individuals to have access to
necessities and participation in the economic and social life of own communities; promotes
gender equality and address es gender-based discri mination and ensures that women have equal
access to education, employment, and healthc are ; promot es, and preserves cultural diversity.
The protection of these rights in the Inter-American and African regions can help individuals
and communities to maintain and celebrate their cultural traditions and practices, participate in
and contribute to the economic, social, and cultural progress of their societies. These rights are
recognized and protected at both the universal and regional levels, and their protection is
essential for the well-being and prosperity of individuals and communities.
The Part II is devoted to economic, social, and cultural rights in the Council of Europe
and the European Union. It is well known that rights of the second generation apply to all people,
regardless of their nationality, ethnicity, gender, or any other status. Th eir recognition ensures
that all individuals have access to basic needs such as food, shelter, education, and healthcare.
The Council of Europe and the European Union are two separate international organizations
with different mandates and areas of focus. While both organizations promote human rights,
including economic, social, and cultural rights, there are some differences in how these rights
are protected.
The Chapter 3 , w hich is called ‘The role of the Council of Europe
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in protection of
economic, social, and cultural rights’, consists of 4 paragraphs. The Chapter begins with two
subparagraphs, including the reasons of why the Council of Europe and its role is important in
ESCR protection, lists the ways of strengthening economic, social, and cultural rights, and
describes possibilities for additional protocols to the (Revised) European Social Charter. This
Chapter discusses creation, history, origin of the European Social Charter 1961
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and provides
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The Counci l of Europe is primarily focused on promoting human rights, democracy, and the rule of law across
its 4 6 me mber s tates. It has adopte d several conventions and resolutions that promote e conomic, s o cial, and cultural
rights , including the Europe an Social Charter, which sets out a compre hensive range of ESC R. The Cou ncil of
Europe's monitor ing mechanisms, such as the European Committ ee of Social Rights, are tasked wi th asse ssing
member s tates' complian ce with ESCR and promoting their effecti ve imple mentation .
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European Social Charter (18 October 1961) ETS 35 <https:/ /rm.coe.int/ 168006b642> accesse d 25 May 2023.
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answers for the following questions: 1) What was the purpose of the adoption of the European
Social Charter 1961? 2) Was the adoption of the two instruments, the European Convention for
the Protection of Human Rights and Fundamental Freedoms 1950 and the European Social
Charter 1961, a copy of the actions of Member States at the universal level? 3). What was the
attitude of countries towards second-generation rights at the regional level after the Second
World War? It also compares the European Social Charter 1961 with the Revised European
Social Charter 1996, analyses states’ obligations under these both Charters and its difference
from the obligations set forth in the European Convention for the Protection of Human Rights
and Fundamental Freedoms 1950. The features of collective complaint procedure, its
advantages, disadvantages, and comparison with the procedure provided by the Optional
Protocol of the ICESCR, and selected c ase -law of the European Committee of Social Rights and
the European Court of Human Rights are presented in the Chapter 2.
In the Chapter 4 the role of the European Union in protection of economic, social, and
cultural rights is considered. It is crucial for the further analysis for several reasons: 1. The rights
of the second generation are ess ential for upholding human dignity and ensuring that everyone
can live a life of basic human dece ncy. 2. These rights are necessary for achieving social justice
and reducing inequality. By guaranteeing access to basic services like healthcare, education, and
housing, the European Union helps to level the playing field and reduce disparities between
different social groups . 3. An access to basic resources and opportunities can contribute to
sustainable economic growth. When people can participate fully in the economy, they can
contribute to its growth and development. 4. By ensuring that everyone has equal access to
political and economic opportunities, the EU helps to promote civic engagement and
participation. 5. The EU has committed to protecting these rights through various international
treaties and agreements, including the Universal Declaration of Human Rights and the
International Covenant on Economic, Social, and Cultural Rights 1966. Fulfilling these
obligations is essential for maintaining the EU's credibility on the international stage. The
Chapter 4 consists of 5 paragraphs, which include: Development of the EU legislation on
economic, social, and cultural rights (4.1); the comparative analysis of the Charter of
Fundamental Rights of the European Union 2000 (4.2); selected case-law of the Court of Justice
of the European Union with the reference to the European Convention for the Protection of
Human Rights and Fundamental Freedoms 1950 (4.3); establishing balance between economic
and social rights (4.4); selected case-law of the Court of Justice of the European Union on state
obligations aimed at economic, social, and cultural rights protection (4.5).
In the Chapter 5 External and internal challenges facing economic, social, and cultural
rights are considered. Main attention is paid to COVID-19, climate change and illegal
immigration. How do they affect the rights of the second generation? What actions are being
taken by states and how this differs from the impact on the rights of the first generation?
Methodological basis of the Doctoral thesis. Methodology of the Doctoral the sis is
sociological positivism (analysing of norms in historical and sociological contexts). This
Doctoral thes is is conducted under two methodological tools:
- inductive approach (from practical to general), including case-law, specific norms, and
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- deductive approach (from the general to the particular), including doctrinal references.
In order to achieve the goal of the Doctoral thesis modern methods of cognition of
phenomena and processes of legal reality is used. During conducting th e research for the
Doctoral thesis. both general scientific (historical, dialectical, system) and private (formal-
legal, comparative-legal) and other research methods are used. A comparative analysis of the
domestic experience and experience of foreign countries in the legal support of the
constitutional rights of citizens allows us to develop models for the optimal use of foreign
experience in modern conditions.
The practical significance of the D octoral thes is lies in the fact that the conclusions and
proposals formulated in it can be used to improve international and regional legislation on
economic, social, cultural rights and their constitutional and legal support, as well as in practical
activities for the protection of rights and freedoms. The results of the research will contribute
to the development of academic ideas about the legal nature of economic, social, and cultural
rights, the mechanism of implementation of the European social standards.
The main provisions and conclusions of the Doctoral t hesis were discussed at:
-International Scientific and Practical Conference ‘Traditions and innovations in the
system of modern law’ (May 1, 2023, Ufa);
-Forum on Language and the Law – Legal Interpretation (16th of April 2022, S.J. Quinney
College of Law, Utah, the United States of Americ a) ;
-International Conference "Legal Forum 2021’ (November 11-13, 2021, Moscow);
-XLII International Scientific and Practical Conference ‘Russian Science in the modern
world’ (November 30, 2021, Moscow);
-International Conference ‘Legal Reality in the context of intercultural strategic dialogue’
(December 2, 2021, Pyatigorsk);
-International Scientific and Practical Conference ‘The role of science and education in
the modernization of modern society’ (December 10, 2021, Kaluga);
-I All-Russian Scientific and Practical conference 'Karbyshev readings’ (with
international participation) (December 15-17, 2021, Tyumen);
-II International Student Scientific and Practical Conference "Linguistics in the era of
digitalization: actual problems and prospects of development", April 20-21, 2022, Pyatigorsk;
- IV International Scientific and Practical Conference ‘Information Technologies in the
Digital Economy’ (Yekaterinburg, April 22, 2020);
-International Scientific and Practical Conference ‘Socio-cultural, ethnic and linguistic
processes in the Eurasian space’ (Ufa, December 13-14, 2019);
- Joint Meeting of the round tables ‘Legal Source studies in research and educational
practices: theoretical, methodological, and methodological problems’ and ‘Soviet
Constitutionalism of 1917-1925: doctrine, legislation, and representations’ (Yekaterinburg,
November 30, 2019);
- Sixth Summer School ‘70 years of Universal Declarations of Human Rights: Heritage
and challenges of modernity’ (Yekaterinburg, July 2-6, 2018).
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For fulfilling th e requirement of EURODOC, some of the materials underlying the
Doctoral thesis were collected during several resear ch stays :
-University of Stockholm (Stockholm, Sweden, May 2021 – September 2021),
-University ‘La Sapienza’ of Rome (Rome, Italy, November 2018 – June 2019),
-Ural State Law University (Yekaterinburg, Russia, Oc tober 2017 – March 2021),
-Queens University Belfast (Belfast, Northern Ireland, UK, March – April 2017).
The structure of the Doctoral thesis. It consists of an introduction, five chapters, tables
of the selected case-law, a conclusion, and bibliography.
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Introducción de la tesis Doctoral
Importancia de la tesis Doctoral. La Declaración y Programa de Acción de Viena de
1993 establece que: “Todos los derechos humanos son universales, indivisibles,
interdependientes e interrelacionados
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”. Los derechos económicos, sociales y culturales son
uno de los derechos más importantes de nuestro tiempo y atraen una atención constante. Se
refieren al mantenimiento y la fijación normativa de las condiciones sociales y económicas de
vida del individuo, definen una posición de la persona en la esfera del trabajo y la vida, el
empleo, el bienestar, la seguridad social con el fin de crear condiciones en las que las personas
puedan liberarse del miedo y la necesidad. Su tamaño y grado de seguridad dependen en gran
medida del estado de la economía y los recursos, y por lo tanto sus garantías están menos
desarrolladas que los derechos civiles y políticos.
Existe un claro incumplimiento por parte del Estado de sus obligaciones internacionales
y normas constitucionales para garantiz ar una vida di gna para todos, que es partic ularmente
evidente en el ámbito económico, social y cultural:
ü denunciar la falta de seguridad del derecho al trabajo y sus condiciones favorables,
ü velar por el pago justo y oportuno de los salarios,
ü la violación del derecho a un nivel de vida digno, que incluya alimentación, vestido,
vivienda, atención médica, asistencia social y otros beneficios necesarios. La tendencia de
aumentar el número de violaciones de estos derechos y libertades continúa hoy, lo que conduce
a un aumento de la tensión social y la pérdida de la confianza pública en todas las estructuras
del poder estatal. Además, los nuevos problemas, a saber, el empeoramiento del cambio
climático, la infección por coronavirus (COVID-19), requieren una adecuada de las
organizaciones internacionales a nivel universal y regional y, por supuesto, de los Estados.
La XX Cumbre de Jefes de Estado de la Organización de Cooperación de Shanghai se
celebró en Dus hanbe el 17 de septiembre de 2021, tras lo cual los líderes de los países adoptaron
una declaración conjunta. Los Estados miembros de la OCS afirmaron:
-“la universalidad, indivisibilidad, interdependencia e interconexión de todos los
derechos humanos, así como sus obligaciones de respetar los derechos humanos y las libertade s
fundamentales;
- la no aplicación de dobles raseros en cuestiones de derechos humanos y la injerencia en
los asuntos internos de otros Estados con el pretexto de su protección;
- crear condiciones favorables para el desarrollo de actividades comerciales y de inversión
y aumentar la cooperación en el ámbito comercial y económico;
- tomar medidas para profundizar la cooperación en el campo de la música, el teatro y las
bellas artes, la literatura, la cinematografía, así como los a suntos de archivos, museos y
bibliotecas
8
”.
7
UN (Distr . General) , ‘Vienna Declarati on and Pr ogram of Act ion’ A/CONF. 157/23 (1 2 July 19 93).
8
‘ Shanghai Cooperation Organization countries adopted a joint declaration ’ < https://tass.ru/mezhdunarodnaya -
panorama/12433753 > accessed 5 M a y 2023.
22
La importancia de la tesis Doctoral se puede presentar en tres perspectivas :
1. En términos teóricos y metodológicos, es necesario ana lizar y estudiar los documentos
jurídicos y publicaciones académicas internacionales y regionales existentes sobre este tema
para aclarar la regulación jurídica internacional y regional de los derechos económicos, sociales
y culturales. No menos importante es el problema de la interrelación interdisciplinaria de la
base jurídica para estudiar la protección de los derechos de segunda generación con otros
enfoques del derecho internacional.
2. En términos científicos e instrumentales, es necesario estudiar las características
históricas de la formación y las formas de mayor desarrollo de los derechos económicos,
sociales y culturales. Esto ampliará la comprensión de la formación del instituto para la
protección de estos derechos no solo desde posiciones legales, sino también desde el punto de
vista de otras disciplinas.
3. En términos aplicados, la relevancia del tema de la tesis doctoral está relacionada con
la comprensión de la naturaleza de los derechos de la primera y segunda generación, que debe
basarse en la experiencia internacional y regional. Esto permitirá desarrollar tareas óptimas para
los Estados y eliminar pos ibles efectos negativos de este proceso. Como S. Greer afirmó en el
artículo de revi sta ‘Balancing and the European Court of Human Rights: A Contribution to the
Hebermas-Alexy Debate’ que, por un lado, “el equilibrio entre el interés general de la
comunidad y la protección de los derechos fundamentales del individuo plantea profundos
problemas debatidos por algunos de los principales teóricos jurídicos, políticos y sociales del
mundo
9
” y lo explicó contrastando dos teorías: ‘hostil; y ‘comprensiva’, y, por otro lado,
“reduce todo debate sobre la relación entre los derechos
10
”.
El p ropósito de la te sis Doctoral es crear el concepto del autor de protección legal y
nacional internacional de los derechos económicos, sociales y culturales en Europa en el siglo
XXI.
Los objetivos de la tesis Doctoral están orientados a analizar:
- La contribución del nivel universal a la protección de los derechos económicos, sociales
y culturales (Capítulo 1).
- La contribución del nivel regional interamericano y africano en la presentación de los
derechos económicos, sociales y culturales (Capítulo 2).
- El papel del Consejo de Europa en la protección de los derechos económicos, sociales
y culturales (Capítulo 3).
- El papel de la Unión Europea en la protección de los derechos económicos, sociales y
culturales (Capítulo 4).
- Desafíos externos e internos que enfrentan los derechos económicos, sociales y
culturales (Capítulo 5).
9
G reer S, ‘ Balanci ng and the European Court of Human Rights: A Contribution to the Hebermas - Alexy Debate ’
in The Cambridge Law Journal ( Vol. 63, № 2 (Jul y 2004) ) P .413.
10
G reer S, ‘ Balancing and the European Court of Human Rights: A Contribution to the Hebermas - Alexy Debate ’
in The Cambridge Law Journal ( Vol. 63, № 2 (Jul y 2004) ) P .41 4.
23
El grado de desarrollo académico de la tesis Doctoral. El problema de la investigación
ha determinado la necesidad de apelar a diversas ramas del conocimiento, además del derecho
internacional, el derecho de la Unión Europea y el derecho comparado, incluidos trabajos en el
campo de la filosofía del derecho, la ciencia política, la sociología, la teoría del Estado y el
derecho, la historia del Estado y el derecho y otras ramas de las ciencias jurídicas.
Los fundamentos del concepto moderno de derechos humanos y libertades, así como sus
garantías constitucionales, se establecieron en los trabajos de destacados científicos extranjeros
del pasado: Aristóteles, M. Cicerón, A. I. Dovatur, L. Duhaime, H. Grotius, G. V. F. Hegel, V.
F. Humbolt, I. Kant J. Locke, K. Marx, G. Ellinek, Montesquieu, T. Paine, S. Pufendorf, Zh-J.
Rousseau, A. Schweitzer, Tulius y otros. I. Los desarrollos teóricos y filosóficos de Kant
desempeñaron un papel importante en el desarrollo del concepto de derechos humanos y civiles,
su fundamentación de los conceptos de "libertad" e "igualdad" no solo como condiciones de las
relaciones económicas y políticas burguesas, sino principalmente como los elementos más
im portantes de la dignidad humana.
Esta tesis doctoral se basa en la generalización y el análisis crítico de trabaj os de muchos
autores en los siguientes capítulos:
- El Capítulo I ‘La contribución del nivel universal a la protección de los derechos
económicos, sociales y culturales’ se basa en las obras de: Y. Abdulqawi, A. Allardt,
Aristóteles, R. Balakrishnan, L. Y. Baranova, N. Bernaz, W. T. Blackstone, G. Bovt, P.
Brander, D. Brinkley, G. Brown, E. Butler, A. Byrnes, R. Cassin, J. L. Cernic, A. Chapman, M.
Cicero, R. I. Conot, M. Cranston, M. Craven, J. Donelly, R. S. Downie, A. Eide, F. Engels, J.
E. Falkowski, D. Felix, M. Freeman, S. Friedman, D. J. Galligan, R. Gavison, V. G. Gig, M. A.
Glendon, M. Dennis, M. Dowell – Jones, R. S. Downie, L. Duhaime, G. V. F. Hegel, K. N.
Hevener, V. G. Hoof, T. Hopes, D. Horowitz, V. F. Humbolt, J. P. Humphrey, V. D. Ignatov,
G. Jellinek, A. Jennifer, F. Jhabvala, G. Johnson, H. Kabir, S. S. Kantha, G. Kevin, Y.
Khushalani, E. Kolodner, K. Kont-Kontson, A. I. Levin, S. Liebenberg, J. Locke, S. Lukes, L.
J. Macfarlane, T. R. Machan, C. Mahon, V. L. Malkov, D. Maras, D. Marcus, J. Maritain, K.
Marx, D. McGoldrick, R. P. Mckeon, A. Menger, V. D. Mordachev, J. Morsink, A. Mowbray,
A. Muller, C. Murphy, B. Mussolini, R. Nozick, J. Oloka-Onyang, G. S. Ostapenko, T. Payne,
P. Pereira, R. Plant, A. Potyara, J. E. Powell, S. V. Puntambekar, G. Quinn, J. Rawls, R.
Robertson, A. Rosas, S.A. Rosenbaum, S. Rubin, S. Russel, W. A. Schabas, J. Schultz, C. Scott,
H. Shue, M. C. Sepulveda, K. Shields, B. L. Sohn, D. J. Stampford, H. Steiner, D. Stewart, A.
I. Subetta, A. Tarazarian, B. Toebes, C. Tomuchat, Tullius, R. Unger, E. W. Vierdag, S. Waltz,
C. Wellman, D. Whelan, G. Winter, A. Wolfe y G. Young.
- El capítulo 2 ‘La contribución de los niveles regionales interamericano y africano en la
promoción de los derechos económicos, sociales y culturales’ se basa en los trabajos de: A. K.
Abashidze, V. Abramovich, S. C. Agbakwa, A. J. Ali, M. Aliverti, P. Alston, A. A. An-na'im,
A. Barak, S. T. Bulto, S. K. Birmania, M. Cepeda, M. K. Davtyan, O. Dejo, K . Drzewicki, B.
Ebow, M. Evans, H. P. Faga, L. Fishbayan, R. Gittleman, D. A. Gonza lez-Salzberg, S.
Grossman, M. Hansungule, R. Hanski, A. Ispolinov, M. Langford, S. Liebenberg, M. Linde, L.
Louw, E. A. Lukasheva, M. Makau, A. A. Mazrui, O. Mba, J. M. Mbaku, T. Melish, G. W.
Mugwanya, R. Murray, M. Mutua, A. M . Nikolaev, O. B. Obinna, C. A. Odinkali, O. C. Okafor,
K. O' Regan, F. Ouguergouz, K. C-J. Nkongolo, C. Nwobike, O. Parra, J. M. Pasqualucci, Pierre
24
De Vos, E. Posner, J. Rossi, O. A. Ruchka, M. Scheinin, M. Ssenyonjo, A. M. Solntsev, M.
Souxie, P. Tarre, N. J. Udomnina, F. Viljoen, S. Wiles. S.A. Yeshanev, y J. Yoo.
- El Capítulo 3 ‘El papel del Consejo de Europa en la protección de los derechos
económicos, sociales y culturales’ contiene obras de: A. K. Abashidze, J. Akandji – Kombe,
M. Aeyal, P. Alston, M. Bakunin, R. Beddard, R. Birk, C. Blacke, A. F. Boyd, R. Brillat, E.
Cannizzaro, R. B. Churchill, H. Cullen, J. Darcy, A. U. De Torres, C. Droge, A. Eide, D. B.
Erez, E. Fedotov, A. Fisher, J. R. Gillingm, D. Gomien, T. V. Gracheva, S. Greer, S. B.
Eremenko, I. Koch, D. Harris, K. Hausler, F. H. Heller, M. D. Hill, D. A. Iagofarov, O. A.
Ishakova, N. V. Kalashnikova, U. Khaliq, K. Kont – Kontson, P. Lea, R. Lines, I. Liora, K.
Lochner, E. A. L ukasheva, H. Macmillian, N. T. Matiusheva, P. F. Markham, J. G. Merrils, M.
Mikkola, E . P. Nikolas, M. Novitz, M. Novak, C. O'Cinneide, P. Patrick, E. Palmer, J.
Polakiewicz, G. Raimondi, L. A. Rezvanova, O. Ruchka, O. D. Schutter, K. Shields, V. Shiva,
V. I. Shkatulla, P. M. Stirk, K. Taylor, C. Tomuchat, P. Uroc, M. M. Utyashev, L. M.
Utyasheva, V. P. Viljanen, E. D. Vittor, E. D. Volokhova, C. Walbrick, L. Wildhaber, T. V.
Zhukova y L. Zwaak.
- El Capítulo 4 ‘El papel de la Unión Europea en la protección de los derechos
económicos, sociales y culturales’ incluye obras de: M. M. Biryukov, R. Bereijo, K. Boyle, J.
L. Cernic, L. Charpentier, C. Coppel, S. Garben, Y. Dogan, S. Douglas-Scott, A. S. Ispolinov,
S. Y. Kashkin, G. S. Katrougalos, K. Kont – Kontson, M. Kudryavtsev, N. Lockhart, F.
Mancini, P. Margules, A. Mowbray, A. O'Neill, A. Peters, M. Pitkanen, H. Rasmussen, O. D.
Sc hutter, N. Shishkova, R. Stamer, S. Sunstein, K. M. Tabarintseva-Romanova, M. Taylor, A.
Tryfonidou, M. Uhry, J. H. Weler y S. White.
- El Capítulo 5 ‘Desafíos externos e internos que enfrentan los derechos económicos,
sociales y culturales’ menciona obras de autores como: S . Abdelnaser, S. Ali, A. P. Bandurin,
K. Bennoune, S.A. Buchakov, K. Dzehtsiarov, A. Fedorako, S. I. Glushkova, E. S. Krasinets,
E. Khoroltseva, E. S. Kubishin, J. May, B. Mayer, F. Meehan, N. I. Oreshina, C. Panzera, R.
Perrouchou, E. Pobjie, C. Pring, G. Pring, A. Quinton, L. P. Ryazanova, T. B. Smashnikova,
V. V. Sobolnikov, A. M. Solntsev, A. Spadaro, M. A. Stalnova, O. Startceva, E. V.
Tyutyukanova, M. N. Utyatsky, G. S. Vitkovskaya, y E. D. Wit.
El marco jurídico de la tesis Doctoral se basa en tratados internacionales como la
Declaración Universal de Derechos Humanos de 1948, la Convención Internacional sobre la
Eliminación de todas las Formas de Discriminación Racial de 1965, el Pacto Internacional de
derechos Económicos, Sociales y Culturales de 1966, el Pacto Internacional de Derechos
Civiles y Políticos de 1966, la Convención sobre la Eliminación de todas las Formas de
Discriminación contra la Mujer de 1979, la Convención sobre los Derechos del Niño de 1989,
la Convención sobre la Protección de los Derechos de Todos los Trabajadores Migratorios y de
sus Familiares de 1990, Convención sobre los Derechos de las Personas con Discapacidad de
2006, y otros documentos. Entre los tratados regionales es importante mencionar: Convenio
Europeo para la Protección de los Derechos Humanos y de las Libertades Fundamentales de
1950. Es un tratado, en el que los derechos y libertades son principalmente (99%) civiles y
políticos. Los Estados tienen obligaciones vinculantes solo si las aceptan. Sin embargo, este
documento es un ‘instrumento vinculante’ que debe leerse de acuerdo con las circunstancias
actuales para hacer una ‘protección efectiva de los derechos económicos, sociales y culturales’
25
por parte de esos derechos civiles y políticos. Progresivamente, el Tribunal Europeo de
Derechos Humanos ha considerado la dimensión económica y social de los derechos civiles y
políticos en la Convención. Además, el marco jurídico incluye el Primer Protocolo del
Convenio Europeo para la Protección de los Derechos Humanos y de las Libertades
Fundamentales de 1952, la Carta Social Europea de 1961 y la Carta Social Europea (Revisada)
de 1996, la Convención Americana sobre Derechos Humanos de 1969, el Protocolo Adicional
a la Convención Americana sobre Derechos Humanos de 1988 (Protocolo de San Salvador), la
Carta Africana de Derechos Humanos y de los Pueblos de 1981, la Carta Africana sobre los
Derechos y el Bienestar del Niño de 1990, Protocolo de la Carta Africana de Derechos Humanos
y de los Pueblos relativo a los derechos de la mujer en África de 2003 y otros documentos.
La base empírica de la tesis Doctoral fue la jurisprudencia de la Comisión y Corte
Africana de Derechos Humanos y de los Pueblos, el Tribunal de Justicia de la Unión Europea,
el Comité Europeo de Derechos Sociales, la Comisión y Corte Europea de Derec hos Humanos
y la Comisión y Corte Interamericana de Derechos Humanos.
El tema de la tesis doctoral es la conceptualización, protección y reconocimiento de los
derechos económicos, sociales y culturales en Europa en el siglo XXI y la formulación de
recomendaciones con énfasis en la organización y las actividades de protección de estos
derechos en el Consejo de Europa, la Unión Europea y otras organizaciones regionales.
La estructura de la tesis doctoral. Consta de dos partes:
- Parte 1. Perspectivas filosóficas e ideológicas en la conceptualización, protección y
reconocimiento de los derechos económicos, sociales y culturales a nivel universal y sus
características a nivel regional interamericano y africano.
- Parte 2. Las características de la protección de los derechos económicos, sociales y
culturales a nivel europeo.
Estas partes incluyen los siguientes capítulos:
- Capítulo 1. La contribución del nivel universal a la protección de los derechos
ec onómicos, sociales y culturales.
- Capítulo 2. La contribución del nivel regional interamericano y africano en la
presentación de los derechos económicos, sociales y culturales.
- Capítulo 3. El papel del Consejo de Europa en la protección de los derechos económicos,
sociales y culturales.
- Capítulo 4. El papel de la Unión Europea en la protección de los derechos económicos,
sociales y culturales.
- Capítulo 5. Desafíos externos e internos que enfrentan los derechos económicos,
sociales y culturales.
Los derechos económicos, sociales y culturales, que son fundamentales y esenciales para
la dignidad y el bienestar de las personas y las comunidades, están reconocidos por el derecho
internacional y protegidos tanto a nivel universal como regional. Anteriormente, en la Parte I
“Perspectivas filosóficas e ideológicas en la conceptualización, protección y
reconocimiento de los derechos económicos, sociales y culturales a nivel universal y sus
32
The method of comparing two levels: the universal and regional, is intended to show and
to contrast the efforts and measures taken by countries to protect the rights of the second
generation. In particular, to show the difference in the obligations of states with respect to each
category of rights. Moreover, this part forms the reader’s understanding of the balance between
rights, their unified nature and implementation.
The structure of the Part 1 is the following: there are two chapters, each of them is devoted
to a certain (the universal or the regional) level of economic, social, and cultural rights
protection, which is based of analysis of the main documents, specific case -law, outlining the
seven types of State obligations.
33
Introducción del Capítulo 1
La Parte 1 tiene por objeto describir el proceso de conceptualización, protección y
reconocimiento de los derechos económicos, sociales y culturales a escala universal y regional
(incluida la interamericana y la africana) con el fin de mostrar la lucha política e ideológica
entre Occidente y Oriente en relación con estos derechos. Como es bien sabido, cada bando
defendía la primacía de una sola categoría de derechos (para Estados Unidos, los derechos
civiles y políticos; para la Unión Soviética, los derechos económicos, sociales y culturales).
Antes de la Segunda Guerra Mundial los derechos de la segunda generación se incluyeron en
algunos documentos en el siguiente orden cronológico:
- la Declaración de Independencia, adoptada el 4 de julio de 1776, que afirmaba que
“todos los hombres son creados iguales” y tienen derecho a “la vida, la libertad y la búsqueda
de la felicidad”
25
.
- la D eclaración Universal de los Derechos del Hombre y del Ciudadano de 1789
26
,
adoptada durante la Revolución Francesa, declaraba el derecho al trabajo, a la educación y a la
propiedad.
- los Tratados de Paz de 1919.
- la Constitución de Weimar de Alemania de 1919
27
, que incluía el derecho al trabajo, el
derecho a la seguridad social y el derecho al desarrollo cultural.
- la Constitución de la República de Turquía de 1924
28
.
Los esfuerzos de los países tras la Segunda Guerra Mundial se dirigieron a la e laboración
y adopción de nuevos instrumentos de derechos humanos. En particular, en el ámbito universal
25
Declarati on of In dependence (adopted 4 July 1776 ) < https://history.state.gov/milest ones/1776 - 1783/dec la r atio
n#:~ :text=By%20 issuing%20the %20Declaration %20of,colonists %27%20m otivations%20 for%20seeking %20in
dependence > accessed 25 May 2023.
26
Universa l Declarat ion of th e Rights o f Man and Ci tizen of 1789 < https://www.elysee.fr/en/french - presi
d ency/the - declaration - of - the - rights - of - man - and - of - th e - citizen#:~:text=History - ,The%20De claration%20 of%20th
e%20Rights%20of%20Man%20and%20of% 20the,with%20a%20declaration%20of%20principles > access ed 25
May 20 23.
27
Weimar Constitu tion of German y of 1919 < https://www.history.com/this - day - in - history/weimar - constitut ion -
adopted - in - germany > accessed 24 May 2023.
28
Constitut ion of the Republic of Turkey of 1924 < https://www.worldstatesmen.org/Turkeycons t itu t ion 192 4 .pdf >
accessed 2 5 May 202 3.
34
hubo varios tratados: la Declaración Universal de Derechos Humanos de 1948
29
, los dos Pactos
Internacionales: el Pacto Internacional de Derechos Económicos, Sociales y Culturales de
1966
30
, el Pacto Internacional de Derechos Civiles y Políticos de 1966
31
, y el Protocolo
Facultativo del Pacto Internacional de Derechos Económicos, Sociales y Culturales de 2008
32
.
Asimismo, a nivel regional se adoptaron el Convenio Europeo para la Protección de los
Derechos Humanos y de las Libertades Fundamentales de 1950
33
, la Carta Social Europea de
1961
34
, la Convención Americana sobre Derechos Humanos de 1969
35
, la Carta Africana de
Derechos Humanos y de los Pueblos de 1981
36
y la Carta Árabe de Derechos Humanos de 2004.
El análisis de la mayoría de estos documentos en este capítulo está dirigido a proteger los
derechos económicos, sociales y culturales, reflejando su naturaleza común con los derechos
civiles y políticos.
El método de comparar dos niveles: el universal y el regional, pretende mostrar y
contrastar los esfuerzos y las medidas adoptadas por los países para proteger los derechos de
segunda generación. En particular, mostrar la diferencia en las obligaciones de los Estados con
respecto a cada categoría de derechos. Además, esta parte forma la comprensión del lector sobre
el equilibrio entre los derechos, su naturaleza unificada y su aplicación.
La estructura de la Parte 1 es la siguiente: hay dos capítulos, cada uno de ellos dedicado
a un determinado nivel (el universal o el regional) de protección de los derechos económicos,
29
Universal Declarati on of Human Rights ( adopted 10 December 19 48 UNGA Res 2 17 A(III) (UDHR).
30
International Covenant on Economic, Social and Cultural Rights ( adopted 16 December 1966 ), entered into
force 23 March 1976) 999 UNTC 171 ICESC R < https://www.refworld.org/ docid/3ae6b36c0.html > accessed 16
May 20 23 , Art.12.
31
International Covenant on Civil and Political Rights (adopted 16 December 1966, entered into force 23 March
1976) 999 UNTS 171 (ICCPR) .
32
Optional Pro tocol to the Internat ional Covenant on Economi c, Social and Cultural Rig hts ( 10 December 200 8)
< https://www.ohchr.org/en/instruments - mechanisms/ instrume nts/opti onal - protocol - international - covenant - econo
m ic - social - and > accessed 25 May 20 23.
33
European Co nvention f or the Pr otection of Human Rights and Fundamental Freedoms (European Convention
on Human Rights, as amended) (ECHR) < https:// www.echr.coe.int/documents/convention_eng.pdf > accessed 26
May 20 23.
34
European Soc ial Charter ( 18 Oct ober 1961 ) ETS 35 < https://rm.coe.int/ 168006b642 > accessed 2 5 May 2023 ;
European Soci al Charter (Re vised ) (ad op ted 3 May 1996, entered into force 1 July 1999) ETS 1 63 .
35
A mer ican C onvent ion on H uman R ights (a dopted at the Inte r - American Special ized Conference on Human
Rights, San José, Costa Rica, entered into force 18 July 1978 ) Tre aty Series No 36 ( Organization o f American
States, 1969 ) < htt ps://www.cidh.oas.org/basicos/engli sh/basic3.americ an%20convention.htm > accessed Mar ch
23, 2023.
36
Arab Chart er on Human Rights (a dopted on 15 September 1994 ) < https:// digitallibrary.un.org/r ecord/551368?
ln=en > accessed 23 Ma y 2023.
35
sociales y culturales, que se basa en el análisis de los principales documentos, la jurisprudencia
específica, que esboza los siete tipos de obligaciones de los Estados.
36
Chapter 1. The contribution of the universal level to economic, social, and cultural
rights’ protection
1.1. Philosophical prerequisites of economic, social, and cultural rights
From the earliest centuries, great thinkers and philosophers have tried to understand the
nature of human rights. Ancient people had no idea about the difference between the right to an
action and the right to a thing, it follows that the obligations and property relations did not
differ. Ideas about human rights, the care of every citizen about the welfare of the policy were
originally formed in the mainstream of ideas proclaiming the high value of law and legality
(Plato, Socrates, Aristotle). It is interesting to illustrate Aristotle's reasoning
37
on economic
rights and social rights. Speaking about economic rights, he explain ed that : “Property should
be common only in a relative sense, but in general – private ; a fter all, when the care of it will
be divided between different people, mutual complaints among them will disappear; on the
contrary, it will be a great benefit, because everyone will be diligent to treat what belongs to
him; thanks to virtue
38
”.
In the treatise “Politics” “slavery was natural, since it was also perceived as a form of
ownership”
39
, but “the early established prohibition of slavery, which goes back to the
international anti-slavery move ment
40
”, “ demonstrates close links to the right to (freely chosen
and accepted) work
41
”.While social rights are manifested in Aristotle's organization of land
ownership that: “provides with food and at the same time the opportunity to provide friendly
use of property to other citizens
42
”.Moreover, Aristotle distinguished “social justice on two
types: distributive and balancing
43
”. “All people, wrote Aristotle (Ethics, V, 6) – agree that
distributing justice must be guided by virtue, but a measure of dignity not all see the same, as
37
H egel G .V .F, ‘ Philosophy of history ’ ( Writings V. 8. 1936 ) , P .98 – 99.
38
A ristotle , ‘ Politics ’ ( Works: 4 , Vol. 3, Thought, 1983 ), P .409 - 411.
39
A ristotle , ‘ Policy ’ ( 2002 ) P .46 ; D ovatur A.I , ‘ Politics ’ ( Compositions , № 4) , P . 38 - 52.
40
K evin G , ‘ Die Menschenr echte udn d ie Staa tliche Abschaf fung de r Sklav erei , 1885 - 1965 ’ ( Hofma nn, Ste fan -
Ludwig (ed.): Moralpoliti k. Die Geschich te der Menschenrechte im 20. Ja hrhundert, G ö ttingen : Wallstein Verlag ,
2010 ) P . 199 - 225 .
41
K rennerich M , ‘ Economic, social, and cultural rights - from hesitant recognition to extrat erritorial applicability ’
P .2 < https://menschenrechte. org/wp - content/uploads/2013/11/Article - by - Michael - Krenneric h.pd f> accessed 22
May 2 023.
42
A ristotle , ‘ Policy ’ ( 2002 ) P .46 ; D ovatur A.I , ‘ Politics ’ ( Compositions , № 4) , P . 38 - 52.
43
M ordachev V.D , ‘ Theory of labour exchange: History. Ethics. Psychology ’ ( Ekateri nburg: Openwork, №1,
2006 ) P. 73.
37
citizens of democracy see it in freedom, oligarchs’ wealth, and aristocrats’ virtue
44
”. In De
Legubus, Book II (also known as On the Laws or The Laws), Cicero defer ed that : “S ocial rights
must be in a society where a firm persuasion obtains the immediate intervention of the immortal
gods, both as witnesses and judges of our actions? Such is the preamble of the law
45
”.
In addition to the above, great thinkers the following theories:
1.The natural-legal concept of the common good (Aquinas, Aristotle, Cicero, Democritus,
Grotius, Plato, Seneca), in which the “common good” is an expression of natural-legal justice.
The general sociality and reasonableness of people presupposes the freedom and equality of
people as members of a given social whole. The question is whether this concept claims
anything positive about a decent existence of people antique.
2. The concept of the rule of law (, D. Adams, G. Hegel, I. Kant, T. Jefferson, J. Locke, J.
Madison, L. Montesquieu). These authors relied on the idea of social responsibility of the state
(T.Payne)
46
. Within this approach, two main positions were formed: the desire to ensure the
worthy existence of each and every state of the common good (state eudemonism) and its
philosophical criticism, first of all, by I. Kant and V. V. Humboldt
47
from the standpoint of a
formal legal state. The state of the common good, according to I. Kant, inevitably leads to
despotism, suppression of the individual by the state, while the right to a decent existence is the
maximum of free individual action, an ethical duty of virtue.
3. The concept of social rule of law (A. Menger
48
), which reveals the concept of human
protection by law, the right to work and the right to exist. A. Menger turned the problem into a
legal plane and identified three economic rights of workers: to the full result of labour, to
existence and to work. He wrote that: “In the socialist sense the right to work involves a special
duty of a property nature, not based on charity on the part of the state… by virtue of the right
to work, every able to work a citizen of the state, who does not find work with a private
44
A ristotle , ‘ Compositions ’ (M oscow 1983) P. 151.
45
‘D uhaime L , C icero M , T ullius (106 - 43BC) ’< http://www.duhaime.org/LawMuseum/LawArticle - 289/106 - 43 -
BC -- Cicero - Marc us - Tullius.as px > accessed 21 May 2023 .
46
P ayne T , ‘ Selected works ’ ( Moscow: Publishing house of the USSR, 1959 )
47
H umbolt V. F , ‘ The Experience of establishin g the limit s of state activity ’( SPb . 1908 ).
48
M enger A , ‘ New doctrine of the s tate ’ ( SPb . 1905 ) ; M enger A , ‘ The conquest of his ri ghts by th e workers. The
right to the full product of labor in historical terms ’ ( SPb. 1906 ) P .7 .
38
entrepreneur, may require the state or state unions (district, community), that he was given
ordinary daily work for a fee equal to the usual remuneration for the working day
49
”.
4. The concept of subjective-public rights of G. Jellinek. For example, the nature of the
right to a decent human existence i s public and personal. “A decent human existence is directly
dependent on the rightful and right-bound power of both the individual and the state
50
”.
5. The concept of socio-economic and cultural human rights with M. Cranston, JI.A.
Gordon, I. Elster) is another variation of the state-eudemonistic approach developed in XX
century.
6. The concept of social welfare state, in which the idea of the right to a decent human
existence has acquired the value of ‘quality of life’ (E. Allard
51
, A. I. Subetto
52
, J. Van Gig
53
),
the desire for growth which comes to the fore in the declared objectives of public policy and
social work of developed countries.
It is well known that there is no exact date of the appearance of the first legal norms,
however, after studying the sources of ancient civilizations, we can highlight the words of one
of the ancient Egyptian pharaohs (about 2000 BC), who instructed his subordinates: “When a
petitioner comes from the Upper or Lower Nile, make sure that everything happens in
accordance with the law, that custom was obs erved and human rights were respected
54
”. The
Charter of Cyrus (circa 570 BC) was drawn up by the king of Persia for the people of his
Kingdom and recognized some social and economic rights
55
.
The most direct ancestor of the actual language in the Universal Declaration is the Magna
Carta, a covenant imposed by barons upon the English king i n 1215. It protected a person from
the illegal levies, protects his property: “A free person will be fined for a minor offense only
according to the nature of the offense and for a major offense not only in proportion to the
49
M enger A , ‘ The conquest of hi s rights by the workers. The right to th e full product of labor in histo rical ter ms ’
( SPb. 1906 ) P .7 .
50
Je llinek G , ‘ Syst em der subjetiven offentlichen Rechte ’ ( 2 Fufl , 1905 ).
51
A llardt E , ‘ Having, Loving, Being: An Alternativ e to the Swedish Model of Welfare Research in The Quality of
Life < https://academic.oup.com/book/9949/chapt er/157298031 > accessed 21 May 2023.
52
S ubeta A.I , ‘ Manageme nt of qualit y of l ife a nd surv ival of the pe rson ’ ( St and K , № 1 , 1994 ).
53
G ig V.G , ‘ Applied Gener al theory of syst ems ’ (M oscow, Publishing house ‘ Mir ’ 1981 ).
54
B rander P, G omez R , K im E . ‘ Compas s. Understand ing human rights ’ ( Moscow: T he Council of Europe, 2002 )
P .5.
55
B rander P, G omez R , K im E . ‘ Compas s. Understand ing human rights ’ ( Moscow: T he Council of Europe, 2002 )
P .5.
39
importance of the offense;... when it should remain inviolable his main property
56
” (art. 20).The
document remained relevant provisions to the present day: “No free person shall be ...
dispossessed” (Article 39)
57
.The Magna Carta contained economic institutions and reaffirms
the broader principle of guaranteeing property rights – and protection through common law,
due process and a limited government that is sustainable. Some authors consider “this document
as a Charter of economic rights, not constitutional, and that is why it has always been and
remains a living political force
58
”.Also this document launched an increasingly robust legal
tradition that manifested itself in such texts as the Habeas Corpus Acts and the Bill of Rights
1688
59
, in which J. Locke’s and L. Montesquieu’s ideas were consolidated. In the seventeenth
century, religious and political refugees brought this law with the m to the United States where,
as part of the War of Independence, the norms became entrenched in the Constitution.
Translated into French and exported by Thomas Jefferson and the Marquis de Lafayette, the
language of human rights and the rule of law surfaced in revolutionary P aris. “Over the next
150 years, the proclamations of the A mericans and the French provided models for many others
who associated statehood and independence with an entitlement of individuals to certain
fundamental rights
60
”. It is worth emphasizing that most of the economic, social and cultural
rights cannot be found in the influential civil rights documents of the latter part of the 18th
century, but, for example, although it is considered to be a ‘classical freedom’ from the outset
and is general ly attributed to the civil rights, the right to own property can, from a content point
of view, be classed as an economic right.
Starting from the ancient times till nowadays there are some questions arisen among
philosophers and scholars: “Are human rights distinguishable from other rights, and on what
56
‘ English translation of Magna Carta ’ < https://www.bl.uk/magna - carta/articles/ magna - carta - english - translatio n >
accessed 21 May 2023.
57
‘ English translation of Magna Carta ’ < https://www.bl.uk/magna - carta/articles/magna - carta - english - translation >
accessed 21 May 2023.
58
B utler E , ‘ A Magna Carta ’ < https: //static1.squarespace.com/stat ic/5981ac45914e6b54d9312eab/t/599c35916b8f
5b71dd4813ab/1503409557031/Magna+Carta+ - +A+Primer.pdf > accessed 20 May 2023.
59
For example, J . Locke li sted thr ee right s: to life, property, and freedom in ‘ Two Treatis es of Government ’ (1689).
A person cannot only have these rights from bir th, but also judge for their violation. In turn, L. Montesquieu
determines that human rights are independent of the law of the sovereign, they are natural. Their i deas were
consolidated: in the Bil l of Rights (England, 1689) , the Declaration of Virginia in 1776 and the Declaration of
Independence of the USA in 1776, in which the right to life, liberty, and the pursuit of happiness was included in
the number of inalienable rights in the Bill of Rights (1791) , the Declaration of the Rights of Man and o f the
Citizen (Fra nce, 1789). However, Marx’ s own views on rights is to be found in ‘ On the Jewish Question ’ (1843) ,
in which he denies the claim of the French and American Revolutions to have established the universal, rational,
equal, inalienable rights of man ” M arx K , ‘ On the Jewish Questio n’ ( The Marx - Engels Reader, New York, W.W.
Norton, 2 nd Edition , 1843) P .40 - 46.
60
Schabas W.A , ‘ Univers al Declaration of H uman R ights ’ ( Cambridge Universit y Press; 3rd ed. edition (18 April
2013) < https://documents.law.yale.edu/ sites/default/files/ UDHR2013FullText.pdf > accessed 20 May 2 023.
40
criteria?
61
”. Are economic, social and cultural rights to count as human rights? To resolve this
issue, the same criteria must be used as a common frame-of-reference for distinguishing
between human right s and other sorts of rights. M. Cranston devised three tests for determining
the authenticity of a human right:
- its implementation must be practicable;
- of paramount importance;
- the right should be universal.
M. Cranston explains that these criteria purportedly offer a way of making the desired
distinction, such that civil and political rights are considered to be human rights, whereas the
other ‘rights’ are not included, at least not in the same sense. He concludes that : “Social and
economic rights do not pass these tests
62
”. Alan S. Rosenbaum writes that Cranston’s tests and
his application of them to human rights have been much discussed and criticized, and it is
doubtful “if they can be regarded as convincing in the form, he proposed
63
”. W.T. Blackstone
and D. Watson
64
do not agree with Cranston’s position. In D. Watson’s view, one cannot use
the tests to deny status to only one set of rights without a proscribing the other set. “Both sets
of rights should be included as human rights
65
”.
Analogical view was expressed by M. Rader. He writes that human beings must have the
‘instruments’ with which to make free choices and these instruments as the basic socioeconomic
rights satisfy the needs for food, clothing, shelter, health, education, among others. “Civil rights
cannot be guaranteed if socioeconomic rights are lacking
66
’. G. Winter holds that : “the meaning
of cultural and socioeconomic rights
67
” are constrained by current c onditions but, nevertheless,
61
Schabas W.A , ‘ Univers al Declaration of Human Rights ’ ( Cambridge University Press , 3rd ed. E dition , 18 April
2013) P. 7 < https://documents.law.yal e.edu/sites/default/fil es/UDHR2013FullText.pdf > accessed 20 May 2 023.
62
Rosenbaum S.A , ‘ The phil osophy of human rights ’ in International perspectives ( West port: Gr eenwood Pr ess,
1980 ) P. 30.
63
Downie R.S , ‘ Social equality ’ in ‘T he Phi losophy of Human Rights ’ , in International Perspectives ( edited by
Alan S. Rosenbaum ) ( West port: Gree nwood Press , 198 0 ) P .133 .
64
Blackstone W.T , ‘ The Equality and Human Rights ’ in The Monist 52 ( № 4, Oc tober 1968 ) P. 636 - 38; Wa tson
D , ‘ Welfare Rights and Human Rights ’ in Journal of Social Policy ( 6, pt. 1 , 1977) P. 31 - 46.
65
R osenbaum A.S , ‘ The philo sophy of human rights ’ In International perspectives ( Praeger Publishers Inc (29
Dec. 198 0) P .30.
66
R osenbaum A.S , ‘ The philo sophy of human rights ’ In International perspectives ( Praeger Publishers Inc (29
Dec. 198 0) P .3 1.
67
Such as those descri bed in Art icle 22 to 27 , Uni versal Declaration of Huma n Rights (adop ted 10 December 1948
UNGA Res 21 7 A(III) (UDHR) .
41
have instrumental priority over political rights. “Firstly, cultural and socioeconomic rights
provide the means by which other rights can be realized, and, secondly, that the absence of
cultural and socioeconomic rights renders the other rights ineffectual
68
”.
J. Donelly offered another way to approach the question of the status of economic, social,
and cultural rights. It is to ask what a life with only civil and political rights would look like.
“Without certain minimum economic and social guarantees, a life of dignity is clearly
impossible, at least in modern market economies
69
”.
The debates about the priority one group of rights has over another is long-lasting . Some
scholars, such as M. Cranston, R.S. Downie, and Machan “will include socio-economic rights
in the list of human right along with civil and political rights
70
”. The famous dictum of the
Singaporean leader Lee Kuan Yew that economic and social rights must take precedence over
civil and political rights is still well-remembered. A similar statement was made by the Chinese
Vice -Foreign M inister at Vienna World Conference on Human Rights. Nevertheless, some
agree
71
that only civil and political rights must be counted as human rights. J. Enoch Powell
argues “against including social and economic rights in the list of human rights
72
”, and h e
asserts “the next seven points:
(1) Rights presuppose the existence of society;
(2) Rights entail the exercise of compulsion against those other than the right -holders;
(3) Compulsion can be either arbitrary or lawful;
(4) No compulsion can be lawful unless it can be uniformly applied, and uniform
applicability requires unambiguous statements;
(5) Article 5 (1) of the Universal Declaration of Human Rights cannot be so stated;
(6) To claim rights to benefits mentioned in Article 25(1) is therefore to endorse arbitrary
compulsion;
68
W inter G , ‘ Being Free: Reflection s on America’ s Cultural Revolution ’ (New York: Macmillan and Co., 1970 ) .
69
D onelly J, ‘ Theories of Human Right s ’ in Internationa l Human Rights ( 1993 ) P .28.
70
C ranston M , ‘ Human Rights , Real and Supposed ’ in Political theory and t he Rights of Man (Bloomingston ,
Indiana University Press 1967) P .47; D ownie R. S , ‘ Roles and Val ues ’ (London: Methuen 1971 ) P .49 ; M achan
T.R , ‘ Human Righ ts and Human L iberties: A Radic al Reconsi deration of the Amer ican Pol itical T radition ’
( Nelson - Hall, Inc; Fir st Editi on , 1 Jan. 1940) P .40 - 41.
71
M. C ranston , R.S. D ownie , and M achan , th ink that civil and p olitical rights are h uman rights.
72
P owell J. E , ‘ Human Rights ’ i n Journal of Medical Ethics ( № 4 1977) P .160 - 162.
48
philosopher Chung-Shu Lo stated that: “The Chinese never claimed human rights or enjoyed
the basic rights of man
98
”, and he explained: “[T]he problem of human rights was seldom
discussed by Chinese thinkers of the past, at least in the same way as it was in the West. There
was no open declaration of human rights in China, either by individual thinkers or by political
constitutions, until this concept was introduced from the West… [However], the idea of human
rights developed very early in China, and the right of the people to revolt against oppressive
rulers was very early established… A great Confucianist, Mencius (372-289 B.C.), strongly
maintained that a government should work for the will of the people. He said: “People are of
primary import ance. The State is of less importance. The sovereign is of least importance
99
”. It
is impossible not to agree with the words of the last Chinese philosopher. Today and always the
state should serve the people and create favourable conditions for its existence.
The same point of view was expressed by Indian political scientist S. V. Puntambekar.
He w rote that great Hindi thinkers had “ propounded a code, as it were, of ten essential human
freedoms and controls or virtues necessary for good life”: five s ocial freedoms (“freedom from
violence, freedom from want, freedom from exploitation, freedom from violation and dishonour
and freedom from early death and disease”) and five individual virtues (“absence of intolerance,
compassion or fellow-feeling, knowledge, freedom of thought and conscience, and freedom
from fear, frustration or despair)
100
”.
The boundaries of the created document were announced by H. Kabir
101
. He said that:
“[t]he first and most significant consideration in framing any chapter of human rights … is tha t
it must be on a global scale… Days of closed systems of divergent civilizations and, therefore,
of divergent conceptions of human rights are gone for good
102
”. Indeed, the applicability of the
document to countries and its geographical “boundaries” cannot be narrowed by just a couple
of countries. Since 1945, countries had come to the conclusion of a single, universal human
rights instrument at the international level.
The work of the Philosophers’ Committee then moved to the UN Commission on Human
Rights. At its first session in January 1947, the Commission authorized its members to
formulate what it termed “a preliminary draft international bill of human rights”. Later the work
was taken over by a formal drafting committee, consisting of members of the Commission from
eight states. The Commission on Human Rights comprised 18 members from various political,
cultural, and religious backgrounds. Eleanor Roosevelt, the widow of President Franklin D.
98
M aritain J, ‘ Human Rights: Commen ts and I nterpretat ions ’ (London: Winga te,1949) P. 186.
99
M aritain J, ‘ Human Rights: Commen ts and I nterpretat ions ’ (London: Winga te,1949) P. 186.
100
P untambekar S.V , ‘ The Hindi Concept of Human Rights ’, in Human Ri ghts (1973) P .193,19 5.
101
The Bengali Mus lim poet and philosopher.
102
K abir H , ‘ Human Rights: The Islamic tradition and the problems of the World Today ’ in Human Rights ( 1990 )
P. 191.
49
Roosevelt, chaired the Commission. It also included René Cassin of France, who composed the
first draft of the declaration; Commission Rapporteur Charles Malik of Lebanon; Vice-
Chairman Peng Chung Chang of China
103
and John Humphrey of Canada, Director of the UN’s
Human Rights Division
104
.
In the process of drafting the Universal Declaration of Human Rights 1948, the
Commission encountered at least with three main matrices of the human rights concept: each
corresponding to one of three major political camps:
ü Western liberalism or the ‘Western’ (First World) approach;
ü Socialism
105
, or ‘Socialist’ (Second World);
ü Third World ‘ self - determination’
106
, or the ‘Third World approach’.
Firstly, socialism
107
. Karl Marx (1818-1883)
108
was the main ideologist and exponent of
the ideas of socialism. He
109
and F. Engels made a significant contribution to the development
103
A. An - Na’i m has po inted ou t that : “O nly representatives of non - West ern count ries in tha t Commi ttee wer e
Chang - Peng - Chung of China and Ch arles Ha bib Malik of Lebanon. Both have been e ducated i n American
Universi ties, and both reflected their “westernizati on” in the position s they took during their debates ” C lapman A,
‘ Human Rights , a ver y short Introduct ion ’ ( Oxford Un iversity Press 28 Jun. 2007) ).
104
B rown G , ‘ The Universal Declar ation of Human Rights in the 21st Centu ry . A living document in a changing
world ’ P .29 < https://www.equalrightstrust .org/ertdocumentbank/Brown - Universal - Declaration - Human - Rights -
2 1C.pdf > accessed 18 May 2023.
105
The mai n theo retical provisions of Marxist socialism are set out b y Marx and En gels in their joint works ‘ The
Holy fami ly ’ (1845), ‘ German ideology ’ (1845 - 1846), in the works of Engels ‘ The Positi on of the worki ng class
in England ’ (1845), ‘ The Development of sociali sm f rom ut opia to science ’ (1880). The first policy document of
the Communist movement was the ‘ Mani festo of the Communi st par ty ’ (Marx, Engels), published in 1848.
106
R osenbaum S.A , ‘ The philosophy of human rights ’ in I nternational perspectives ( Westp ort: Gree nwood Pres s,
1980 ) P .5.
107
J . Donell y wr ote that: “ Mar xism explai ns mo ral belie fs a nd doc trines in terms of class structure and struggle,
which ar e d etermined b y the means a nd mode of production. Ra dical behav iorists see human per sonality as the
result of conditioning. In both cases, ‘ human nature ’ is the result of historical processes that shape human beings
into socially prescribed molds, rather than the reflection of an inherent essence or potential. For adherents of either
theory, it is pointless to speak of equal and inalienab le rights he ld by all people simply because they are human ” (
Donelly J, ‘Theor ies of Hu man Rights’ in Inte rnational Human Rights (1993) P.28 ).
108
“His father’s father and brother were successively chief rabbi in the form er bishopric of Trier in the Rhineland,
the Marx birth place. Indeed, the family had prov ided Trier with ra bbis since the sev enteenth century . His mother,
too, descended from a line of r abbis. Marx’s personal leadership was very much in the style of a Hasidic rabbi,
adjusting private lives as much as interpreting the dogma” F elix D, ‘ Meaning ful Marx an d Mar xology. Cri tical
Review ’ in A Journa l of Books and Ideas ( Vol. 2, № 4, Fall 1988) P. 83.
109
“His father’s father and brother were successively chief rabbi in the form er bishopric of Trier in the Rhineland,
the Marx birth place. Indeed, the family had prov ided Trier with ra bbis since the sev enteenth century . His mother,
too, descended from a line of r abbis. Marx’s personal leadership was very much in the style of a Hasidic rabbi,
50
and recognition rights of the second generation such as the right to work, to favorable conditions
of work, in particular, the right to fair wages and equal remuneration of equal value, working
conditions that meet safety and hygiene rules, the right to rest, the right to form trade unions.
These rights were recognized by Soviet Union Constitutions
110111
. S. Lukes published an article
‘Can a Marxist believe in human rights?’, in which “he notes Marx advocated for certain
specific rights of man during his life
112
”.
Socialism is a doctrine that em erged withi n the framework of European civilization as its
continuation and development and includes scientific, socio-economic and historical
justification of human rights. According to this doctrine, the Soviet Union represented the futur e
of mankind, where the path lay through the dictatorship of the proletariat and the destruction of
world imperialism. It was the society where there was no private property, exploitative classes,
national contradictions, where public interests and collectivism were put above personal
aspirations, the state completely controlled all spheres of public life. The socialists singled out
brotherhood and equality (economic and social). Equality should apply to all, regardless of
income and ability. The only way to embody such notions of equality is to allow the state to
regulate economic relations in society. The state s hould provide citizens according to their
needs, but not what they can get for themselves. Only through a fair state distribution of public
goods will citizens be able to realize their potential. The peculiarities of the system dictated the
adjusting private lives as much as interpreting the dogma” F elix D, ‘ Meaning ful Marx an d Mar xology. Cri tical
Review ’ in A Journal of Books and I deas ( Vol. 2, № 4, Fall 1988) P. 83.
110
Constitut ion of USSR 1936 (adopted 5 December 1936) <htt p://www.hist .msu.ru/ER/Ete xt/cnst1936.ht m>
accessed 9 May 2023.
111
The Constitution of the USSR in 1977 differed by diversity and completeness of soci o - economic rights, which
it to be classified as follows: 1. Economic rights and obligations, ensuring the material welfare of the Soviet people
and their participation in production management: the right to work ( A rticle 40) and the obligation to work in good
faith, strictly abide by the labour discipline ( A rticle 60); the right to individua l labour activity based on the personal
labour of citizens and their families ( A rticle 17); the right t o participate in t he management of production and
affairs of labour coll ectives ( A rticle 8 and 48); the obl igation to prot ect and strengthen sociali st propert y (A rticle
61), not to use it for personal gain and other selfish purposes (part IV A rticle 10); the right of personal property in
the public interest (part III of A rticle 13); the right to housing(part II of A rticle 44); the right to material secur ity
in old age, in case o f illness, full or partial disability, as well as the loss of the breadwinner ( A rticle 43); the right
to state assistance to the family ( A rticle 53). 2. Social and cul tural rights, freedoms and duties that contribute to
the spiritual satisfaction of Soviet citizen s: the right to education ( A rticle 45), the obligation for young people to
receive secondary education ( A rticle 45); the right to use achievements of culture ( A rticle 46); the duty to take
care of the preservation of historical monuments and other cultural values ( Article 68); freedom of scienti fic,
technical and artistic creativity ( A rticle 47); 3. Social rights and obligat ions contributing to the phys ical
development of Soviet citizens: the right to rest ( A rticle 41); the right to health protection ( A rticle 42); the right to
a heal thy environment ( A rticle 18); the duty to protect nat ure, protect i ts wealth ( A rticle 67). Constitution of USSR
1977 < https://www.marxists. org/history/ussr/government/consti tution/1977/ cons titution - ussr - 1977.pdf > acces sed
18 May 2023.
112
L ukes S , ‘ Can a Marxi st believe i n human right s? ’ ( Praxis International, № 1(4), 1982 ) P. 344 ; L ukes S ,
‘ Marxism and Mor ality ’ (Oxford: Clarendon Press 1985) P. 70.
51
invariable Soviet priori ties in the field of i nternational protection of human rights: the rights of
“masses”, people, classes, nations, groups, social and economic rights
113
. For K. Marx's “ state
is always an instrument of class domination to the extent that the struggle within and over the
state contributes to the destruction of the state itself
114
”.
For clarity, this theory in two aspects: philosophical and historical is considered below.
The philosophically Marxist concept of rights is based on collectivism and warns against
what it considers alienating and divisive individualism, which is a fruit of Western liberalism.
Access to the economy and well-being is seen as a necessary condition for the effective exercise
of civil and political rights, which is the reverse priority of Western liberalism. In addition,
Marxists believe that human rights can be considered only within the needs and rights of
society. For them, human rights could exist only if the rights of the state were guaranteed, since
it was the States that ensured human rights themselves. Marxists also believe that the state, as
a representative of s ociety as a whole, has a special responsibility to ensure human rights and
economic well-being, which is contrary to the classical liberal i dea that it is an interference that
harms freedom. “People will be able to incorporate the cultural and moral values that are
available to everyone and to realize their full potential and potential only in a society of
economic and social well-being, free from concern for survival
115
”.The people, once
emancipated as “species beings” - and not just as a politically emancipated subjects, as indicated
by Marx in “the Jewish question” (1969)
116
, or even as ordinary citizens, identified with the
formal freedom that is compatible with the inequality, cultivated liberal ideology, would be free
from wage labor carried out under duress; therefore, they could enjoy the free exercise of their
labor (discussed in its specific modality) of his own humanity. Moreover, “only then will people
be able to create their own history and make their transition from the kingdom of need to the
Kingdom of freedom
117118
”.
113
O stapenko G.S , ‘ Borba SSSR v . OON za sotsi alno - ekonomicheskie prava cheloveka. 1945 – 1977 ’ (Moscow ,
1981 ).
114
L. J. M acfarlane state d that: “ Marx ist teach ing a bout the natu re of the cla ss s truggl e is not only theo retica lly
alien to the concept of universal human rights, but it s i mplementation by Marxist revolutionaries in the
circumstances expected t o prevail is likely to require the deni al of such rights to ever - widening sectio ns of the
society ” . M acfarlane L.J, ‘ Mar xist theor y and Human Right s ’ in Go vernment a nd Opposit io n ( Vol. 17, № 4 ,
Autumn 198 2) P .414.
115
M arx K , E ngels F , ‘ Man ifesto do partido comunis ta. Tradu ção de Marco A urélio Nogue ira e Leandro Konder ’ .
( Petropólis Vozes, 2000 ).
116
M arx K , ‘ On the Jewish Questi o n’ ( The Marx - Engels Read er, New York, W.W. Norton, 2 nd Edition , 1843)
P .40 - 46.
117
E ngels F , ‘ Del soci alismo ut opico al social ismo cien tífico ’ in M arx K , E ngels F ‘ Obras escoj idas ’ ( Versión de
Editorial Progreso , Cubiert a de César Bobis , Tomo II. Mad rid: E ditori al Ayus o 1975 ).
118
P otyara A , P ereira P, ‘ The Concept of Equality and Well - being in Marx ’ http://www.scielo.br/scielo.php?pid=
52
Historically, “Marxist countries have claimed that they have achieved a level of equality
in access to economic resources that does not exist in Western capitalist societies, and this is a
source of pride for them. However, the representatives of Western Europe, the United States of
America and Latin America indicated that the denial of civil and political rights in those
countries was contrary to their proposals for the universal Declaration of human rights
(1948)
119
”.
In my point of view advantages of socialism
120
were following features:
- The rights so called the “rights of the second generation’s rights were recognized by
Soviet Union Constitutions
121122
”. For example, the Constitution of USSR 1936 placed “the
right to work”, enshrined in Article 118, in the first place among the fundamental rights of
citizens
123
. The Constitution of the USSR (Stalinist) of 1936 anticipated and predetermined the
vector of development of international law and cooperation in this field. The dignity of this
S1414 - 49802013000100005&script=sci_arttext&tlng=en > accessed 18 May 2023.
119
J ohnson G , ‘ Develo pment of the Universa l Decla ration of Human Right s ’ (1946 - 1948 ) < http://rl - online .ru/articl
es/4 - 03/224.html > accessed 17 May 2 023.
120
In addition, for being informe d about socialism I have interview ed my great grandm other. She is a p erson who
had worked as a kitchener i n a collective farm.
121
Consti tution of US SR 1977 <https://www.marxis ts.org/history/ussr/ government/constitution/1977/ constitu tion
- ussr - 1977.pdf> accessed 18 May 2023.
122
The Constitution of the USSR in 1977 differed by diversity and completeness of soci o - economic rights, which
it to be classified as follows: 1. Economic rights and obligations, ensuring the material welfare of the Soviet people
and their participation in production management: the right to work ( A rticle 40) and the obligation to work in good
faith, strictly abide by the labour discipline ( A rticle 60); the right to individua l labour activity based on the personal
labour of citizens and their families ( A rticle 17); the right t o participate in t he management of production and
affairs of labour coll ectives ( A rticle 8 and 48); the obl igation to prot ect and strengthen sociali st propert y (A rticle
61), not to use it for personal gain and other selfish purposes (part IV A rticle 10); the right of personal property in
the public interest (part III of A rticle 13); the right to housing(part II of A rticle 44); the right to material secur ity
in old age, in case o f illness, full or partial disability, as well as the loss of the breadwinner ( A rticle 43); the right
to state assistance to the family ( A rticle 53). 2. Social and cul tural rights, freedoms and duties that contribute to
the spiritual satisfaction of Soviet citizen s: the right to education ( A rticle 45), the obligation for young people to
receive secondary education ( A rticle 45); the right to use achievements of culture ( A rticle 46); the duty to take
care of the preservation of histori cal monuments and ot her cultural values (art .68); freedom of sc ientific, technic al
and artistic creativity ( A rticle 47); 3. Social rights and obligations contributing to the physical development of
Soviet citizens: the right to rest ( A rticle 41); the right to health protection ( A rticle 42); the right to a heal thy
environment ( A rticle 18); the duty to prot ect natur e, protect its wealt h ( A rticle 67). Consti tution of USSR 1977
< https://www.marxists.org/hist ory/ussr/government/constitution/ 1977/ cons titution - ussr - 1977.pdf > accesse d 18
May 2 023.
123
Constitut ion of USSR 1936 (adopt ed 5 Decembe r 1936) <htt p://www.hist .msu.ru/ER/Ete xt/cnst1936.ht m>
accessed 9 May 2023.
53
Constitution was Chapter 8, which widely, fully proclaimed the fundamental rights and
freedoms of man
124
.
The Constitution of the USSR in 1977 differed by diversity and completeness of socio-
economic rights, which it to be classified as follows: 1. Economic rights and obligations,
ensuring the material welfare of the Soviet people and their participation in production
management: the right to work (Article 40) and the obligation to work in good faith, strictly
abide by the labour discipline (Art icle 60); the right to individual labour activity based on the
personal labour of citizens and their families (Art icle 17); the right to participate in the
management of production and affairs of labour collectives (Articles 8 and 48); the obligation
to protect and strengthen socialist property (Article 61), not to use it for personal gain and other
selfish purposes (Part IV Article 10); the right of personal property in the public interest (Part
III of Article 13); the right to housing (Part II of Article 44); the right to material security in old
age, in case of illness, full or partial disability, as well as the loss of the breadwinner ( Article
43); the right to state assistance to the family (Article 53). 2. Social and cultural rights, freedoms
and duties that contribute to the spiritual satisfaction of Soviet citizens: the right to education
(Article 45), the obligation for young people to receive secondary education (Article 45); the
right to use achievements of culture (Article 46); the duty to take care of the preservation of
historical monuments and other cultural values (Article 68); freedom of scientific, technical and
artistic creativity (Article 47); 3. Social rights and obligations contributing to the physical
development of Soviet citizens: the right to rest (Article 41); the right to health protection
(Article 42); the right to a healthy environment (Article 18); the duty to protect nature, protect
its wealth (Article 67)
125
.
This fact allowed to speak about the progressive democratic nature of this document,
which influenced the constitutional development of the socialist countries and spread the idea
of a positivist concept in a significant geopolitical space. The Constitution laid down the legal
and ideological foundations for the formation of a universal system of human rights, prepared
the world community of States to recognize and recogniz e the value of human rights and, most
importantly, the need to create a system of conditions, guarantees, mechanisms for their
implementation and protection by the state:
- everyone should be taken care of the equal distribution of goods,
- it focused on the well-being and benefits of society,
- education at school, universities, health and social services were free. It is worth to note
that education given within the Soviet Union was considered as the best in the whole world,
124
The Con stitution of USSR 1936 placed ‘ the right to work ’ , enshrined in A rticle 118 (link is external), in the
first place among the ‘ fundame ntal rights of citizens ’. Constitution of USSR 1936 (adopted 5 December 19 36)
<http://www.his t.msu.ru/ER/Etext/cn st1936.htm> accesse d 9 May 2023.
125
Constitut ion of USSR 1977 < https://www.marxists.org/hist ory/ussr/government/constituti on/1977/ constitution -
ussr - 1977.pdf > accessed 18 May 2 023.
54
- reconstructed material and technical base of the national economy,
- the USSR became a powerful industrial power (according to various estimates, it
occupied the 2nd or 3rd place in the world in terms of industrial production): achieved economic
independence of the country; new industries have been created; achieved economic
independence of the country,
- eliminated unemployment.
Unlike the advantages, disadvantages of socialism were followings:
ü The government became corrupted. Fo r example, economist Milton Friedman argued
that “we all justly complain about the waste, fraud, and inefficiency of the military. Why?
Because it is a socialist activity – one that there seems no feasible way to privatize. By extending
socialism far beyond the area where it is unavoidable, we have ended up performing essential
government functions far less well than is not only possible than was attained earlier. In a poorer
and less socialist era, we produced a nationwide network of roads and bridges and subway
systems that were the envy of the world. Today we are unable even to maintain them
126
”;
ü the government controlled all spheres of life and all government bodies, including
police, courts, schools;
ü the government decided what an individual needed and forced she/he to accept it;
ü the government responded by overwhelming power;
ü the government did not leave to the individual the determination of what constitutes
the pursuit of happiness;
ü equality eroded away at individual diversities; For example, Peter Self criticizes the
traditional socialist planned economy and argues against pursuing “extreme equality because
he believes it requires “strong coercion” and does not allow for “reasonable recognition [for]
different individual needs, tastes (for work or leisure) and talents
127
’;
ü all people became slaves of the government leadership, while the latter lived in luxury,
the people lived in poverty;
ü there was not incentive for the people to be productive as they expected the
government to supply everything for their survival;
ü political leaders abused authority to their own advantage;
ü the government did not allow people to go abroad, except the political top;
126
K antha S.S , ’ On Milto n Friedman, MGR & Anna ism ’ < https ://www.sangam.org /taraki/articles/2006/1 1 -
25_Friedman_MGR.php?uid=2075 > a ccessed 17 May 202 3.
127
“ Extreme equality overlooks the diversit y of individu al talents, tastes and needs, and save in a utopian society
of uns elfish indi viduals would entail strong coercion; but even short of this goal, there is the problem of giving
reasonable recognition to different individual need s, tastes (for work or leisure ) and talents. It is true therefore that
beyond some point the pur suit of equality runs into controversial or contradictory criteria of need or meri t ” G oodin
R.E, P ettit P, ‘ A Companion t o Contempora ry Politi cal Philo sophy ’ ( Blackwell Publ ishing 1995 ) P. 339 .
55
ü the government equalized the property and income of people by “dispossession of
kulaks”
128
(for example, my great grandfather from father’s side was dispossessed due to having
certain number of animals in his farm);
ü collective farm workers were deprived their ID (passport). It was aimed to establish
limitations of travel (for example, my grandparents could not go out their countryside, in
addition, they could not change the job or a place of living);
ü the concept of “intensified class struggle as socialism is completed” was introduced
129
.
The ruling party-state elite began to intensively cultivate and plant the institution of
denunciation. A powerful propaganda apparatus drugged people with the poison of mutual
suspicion, a flood of articles in newspapers, books, plays, movies a bout pest contro l, saboteurs,
spies. Began mass recruitment of informants by the GPU. An Act of “instruction on the staging
of information and information work of district departments” was developed, it details the
organization of mass awareness. The objects of the agent of service was: “the workers, the
socialist sector division of farmers in the stratum, private sector (excluding kulaks), the kulaks
and kulak existing towns, national minorities, the intelligentsia of the city and the village,
employees (across all devices), the unemployed, the collective apparatus of the Soviet
apparatus, administrative and judicial investigation unit, cooperation, military objects”. Mass
denunciation was directly encouraged by the authorities. The 58th Article of the Criminal Code
SSSR on state crimes, adopted in 1926, had several paragraphs that provided for criminal
punishment “for failure to report
130
”. Cassin R. charged that it had led to crimes against human
rights. Fear has become an excellent breeding ground for political denunciation. Denunciations
were written both voluntarily and involuntarily, under the pressure of the investigation.
Flourished Mercantile-domestic whistleblowing, when a person wrote a denunciation of a
neighbor in the communal apartment, hoping in the event of h is arrest to occupy the vacated
dwelling. Some managed, to put it in modern language, “to do business”: Artemov family,
consisting of spouses and 5 children, reported a family contract
131
”.
Despite the above shortcomings, including economic, social, and cultural rights into the
soviet Constitutions allows to speak about the progressive democratic nature of these
documents, which influenced the constitutional development of the socialist countries and
128
Forcibly depriving wealthy peasants using wage labour of all means of production, land and evi cting th em
within the regio n (provinc e, Republi c) or be yond, depe nding on the categ ory.
129
It included The Great Purg e or the Great Terror and the system of m assive deflation .
130
UNGA, ‘ 183rd Plenary Meeting ’ (10 December 1 948 ) < https:// www.unmultimedia.org/avlibrary/asset/2057 /
2057239/ > accessed 16 May 2023.
131
I gnatov V .D , ‘ Scamm ers in the history of Russia and the Soviet Union ’ < http://www.e - reading.by/ b ookreader.
php/1031408/Ignatov_ - _Donoschiki_v_istorii _Rossii_i_SSSR.html > accessed 12 May 2023 ; G olovanov Y ,
‘ For ger father ‘ Katyusha ’ < http://epi zodsspace.airbase.ru/bibl/ogonek/1988/l jeotets.html > accessed 13 May 2023 ;
‘ The fate of child informers ’ < http://back - in - ussr.com/2014/11/sudby - detey - donoschikov.html > accessed 14 May
2 023 ;D ruzhnik ov Y, ‘ Informer 00 1 ’< http://l ib.ru/P ROZA/DRUZHNIKOV/morozow. txt > accessed 15 May 2023;
K erber L, ‘ Tupolev sharaga ’ < http://lib.ru/ MEMUA RY/KERBER/tupolewskaya_sharaga.txt > accessed 16 May
2023.
56
spread the idea of a positivist concept in a significant geopolitical space. The Constitution of
USSR 1936
132
laid down the legal and ideological foundations for the formation of a universal
system of human rights, prepared the world community of States to recognize and recognize
the value of human rights and, most importantly, the need to create a system of conditions,
guarantees, mechanisms for their implementation and protection by the state. Moreover, the
confidence in the future, the absence of unemployment and the provision of universal
employment in social production, is one of the main social advantages of socialism
133
. The
Soviet Union made a significant contribution to the development and promotion of economic,
social and cultural rights.
However, Western liberalism supporters foresaw in the socialism a strong threat.
According to Frank E. Holman: “we are dealing chiefly with a missionary spirit on the part of
economic and social reforms to establish throughout the world their social and economic ideas
and in the process, we are risking - definitely risking
134
”. E. Roosevelt stated: “The doctrine
that shall dominate the weak is the doctrine of our enemies -and we reject it
135
”. B. Hepple
states that: “The collectivist, social welfare ideology of the immediate post-war period in which
the UDHR was drafted, has increasingly been replaced by a revival of 19th century liberal
ideology
136
”. The last statement is controversial because, at the time of drafting the Universal
Declaration on Human rights 1948, there was a confrontation between the East and West
doctrines, but not the predominance of one of them, Western liberal ism.
It is well known that the life standards of workers in Western countries is very high. This
fact can be explained by followings: it is also very important that socio-economic rights which
in X IX-XX centuries were defended by Marxists, found their real implementation and a high
level of security in countries that we have always called capitalist. There is a paradox situation:
the country which swore fidelity to Leninism, appeared in deep economic crisis while other
countries rejecting this concept, in practice realized the right to work, to social security, fixed
in the international documents at the insistence of USSR. In addition, it should be borne in mind
that the requirements for workers’ right protection are still programmatic for many developing
countries. In Western countries, the problems of unemployment, fair wages for women and
other social problems have not seen fully resolved.
132
Constitut ion of USSR 1936 (ado p ted 5 December 1936) < http://www.hist.msu.ru/ER/Etext/ cnst1936.htm >
accessed 9 M ay 2023.
133
B aranova L.Y , L evin A.I , ‘ Polnaya zanyatost ’in Ekonomicheskiy slovar - spravochnik (M oscow 1987 ) P.75 .
134
B aranova L.Y , L evin A.I , ‘ Polnaya zanyatost ’in Ekonomicheskiy slovar - spravochnik (M oscow 1987 ) P.75 .
135
H oopes T, B rinkley D , ‘ FDR an d the Creation of the U.N. ’( New Haven: Yal e Univers ity Press 1997 ) P .108.
136
Hepple B, ‘ Achieving S ocial Right s Through the Prin ciple of Equality ’ ( 10 December 2014 ) P .13 < https://w
w w.equalrig htstrust. org/ertd ocumentbank/h epple.pdf > acce ssed 12 May 2023.
57
The opposite of socialism is liberalism, the leading ideological influence in Western
thought. It “places the individual and his or her interests at the cent er of social, political and
legal theory
137
”. Americans, leaders of the North Atlantic community, defended the “free
world”, “democracy, liberal bourgeois values, private property, and individualism in the
messianic-imperial spirit
138
”.“Liberalism presupposes certain ideas about the origin of social
life, in literature these ideas are contractual: every man is sovereign in his natural state;
everyone agrees in advance with the terms of the social contract; in the formation of a political
society, natural rights to freedom, life and property are exchanged for civil rights; the purpose
of government is to secure and advance these civil rights
139
”.
Critics of liberalism were socialists who accused liberalism of inhumanity to the workers.
They argued that promises of human rights and universal equality for workers had not been
kept. Liberal values w ill be an empty illusion if workers are deprived of t he essentials. Marx
believed that if the development of society is determined by the rights of the individual, rather
than common goals, it inevitably leads to the power of the strongest. He considered bourgeois
“natural rights” to be an expression of the interests of the privileged class – the capitalists. It
was important for Marx to show the limited value of so-called universal human rights. Even if
the struggle for natural rights had once served to take away privileges from the aristocracy,
those rights were now being used to protect capital and property. As K. Marx wrote, “the theory
of natural law is an integral part of bourgeois ideology
140
”.
Though “human rights were central to a communist plan to destroy the American way of
life
141
”, however, in the U.S. government’s proposal in 1948 to the Commission on Human
Rights, regarding what should be included in the Universal Declaration, was written: “Among
the categories of right which, the United States suggests should be considered are the following:
137
Two wor ks of Professor R. U nger provi de a general summary and cri tique of the principles of Liberalism.
U nger R , ‘ Knowledge and Politi cs ’ (N ew Yor k, the Free Press 1975) ; U nger R , ‘ Law in modern society ’ ( Simon
and Schuster 1977 ). Although they take di vergent positio ns on f undamental issues , the works of J. R awls and R.
N ozick are in liberal, individualist traditions. N ozick R , ‘ Anarchy, sta te a nd ut opia ’ ( Blackwell 1974); R awls J ,
‘ A theory of Justice ’ ( Harvard Universi ty Press, Belknap Press 1971) ; M urphy C , ‘ Modern Legal Philosophy: The
Tension Betwee n Experiential and Abstract Thou ght ’ (1978) Chapter 4 , 241p .
138
M alkov V. L, ‘ Put k imperstvu. Ameri ka v pervo y polovine XX veka ’ (Mosc ow, 2004; S ogrin V.V, ‘ SShA v
XX – XXI vekah. Lib eralizm. Demokr atiya. I mperiya ’ (Moscow, 2015 ).
139
L ocke J , ‘ Second Treasure on G overnment ’ (19 60; Hackett Publish ing Company, Indiana polis and Cambridge ,
1980 ) ; B arker E , ‘ Social Contract: Essay by Lo cke, Hume and Rousseau ’ ( Oxford Universi ty Press , 1 Jun. 1997 ).
140
Y oung G, ‘ Marx on Bourg eois law ’ (V ol.2, 1979) < https://legal form.files.wordpress.com/2019/05/young -
1979.pdf > accessed 11 May 2023.
141
H evener K.N , ‘ Human Rights Tr eaties, and the Senate: A History of Opposition ’ ( Chapel Hill, Uni versity of
North Car olina Pre ss 1990 ) P .16.
64
It is also worth paying attention to the doctrine of fascism and Nazism. What is it? Benito
Mussolini said that: “fascism was a «spiritual force» that takes over all the forms of the moral
and intellectual life of man, … saturates the will as well the intelligence, … pierces into the
depths and makes its home in the heart of the man of action as well as of the thinker, of the
artist as well of scientist
182
”. “The fascist conception [of the] state … [was] for the individual
[only] in so far as he coincided with the State, which is the conscience and universal will of
man in his historical existence… [Whereas] Liberalism denied the State in the interests of the
particular individual; [F]ascism is for liberty…[a]nd for the only liberty which can be the real
thing, the liberty of the State and of the individual within the S tate … and [consequently]
nothing human or spiritual exists, much less has value, outside the State
183
”. Philosopher
Giovanni Gentile “interpreted this as the state was «one with the personality of the citizen
184
”.
“As the French prosecutor of leading Nazis at the Nuremberg trial put it, the monstrous doctrine
[of National Socialism] is that of racism… The individual has no value in himself and is
important only as an element of the race… Anyone whose opinions differ from the official
doctrine is asocial or unhealthy… National Socialism ends in the absorption of the personality
of the citizen into that of the state, and in the denial of any intrinsic value of the human
person
185
”.
In drafting the Universal Declaration of Human rights 1948, Mr. Malik, the representative
from Lebanon, said that this document “was inspired by opposition to the barbarous doctrines
of Nazism and fascism
186
”. As J . Morsink underlines «the war and the ideology of N ational
Socialism as practiced by Adolf Hitler were in themselves enough to convince them of the truth
of the rights of the Declaration. They did not need a philosophical argument in addition to the
experience of the Holocaust. That experience itself gave them “the confidence and certainly to
believe in the truths they enshrined
187
” in the Declaration, namely that “all human beings are
born free and equal in dignity and rights
188
”.
182
M ussolini B , ‘ The Doctrine of Fascism ’ in Political Ideolog ies (New York: MacMillan Publishing Co., 1973)
P. 105.
183
M ussolini B , ‘ The Doctrine of Fascism ’ in Political Ideolog ies (New York: MacMillan Publishing Co., 1973)
P. 105.
184
M ussolini B , ‘ The Doctrine of Fascism ’ in Political Ideolog ies (New York: MacMillan Publishing Co., 1973)
P. 104.
185
C onot R.E , ‘ Justice at Nuremberg ’ (New York: Ha rper and Row Publishers 1983 ) P . 284 - 85 .
186
UNGA, ‘S ummary Report UN Docs. A/C.3/SR. 181 - 183 (1948) at 857.
187
M orsink J , ‘ World War Two and the Universa l Declarat ion ’ in Huma n Rights Quarterl y ( Vol. 15, № 2 , May of
1993 ) P . 358.
188
Article 1, Universal Declaration of Human Right s (adopte d 10 December 1948 UNGA Res 217 A(II I) (UDHR) .
65
Meanwhile, in June 1948, “during the Commission’s final drafting of the relevant
Univer sal Declaration of Human Rights articles, progress was stalled for several days while
states debated these issues, which the French negotiator Rene Cassin later recalled as among
“the most emotionally charged in the [ the Commission’s] work
189
”. “States ultimately settled
on Cassin’s proposal to establish a framework “chapeau” or umbrella provision (ultimately
adopted as Article 22) to introduce the provisions on economic and social rights.
Representatives of Western liberal democracies were concerned not to dampen private initiative
or to give too much power to the state, while the Soviet-bloc representatives maintained that
these rights were meaningless without a strong state in charge of health, education, and
welfare
190
”. Cass in urged that : “The Com mission “should follow the example to be found in all
constitutions adopted in recent years and should treat those rights separately from the rights of
the individual
191
”. As adopted, the article provided that “[e]veryone … is entitled to realization
of the economic, social, and cultural rights enumerated below, in accordance with the
organization and resources of each state, through national effort and international
cooperation
192
”. “The General Assembly later adopted the provision w ithout major change
193
”.
In considering Article 22, both the Commission on Human Rights and the General
Assembly rejected proposals by the Soviet Union to emphasize the state’s duty to “take all
necessary steps, including legislation, to ensure” the implementation of all rights set forth in
the Universa l Declaration of Human Rights
194
”. The Soviet representative maintained that its
amendment “contained not only the idea that the State and society must ensure to the individual
the realizat ion of social, economic and cultural rights, but also the idea that t hey must give him
189
C assin R , ‘ La Pensee et l’acti on ’ in Hu man Rights ( 1972 ) P .111.
190
Cassin R, ‘La Pensee e t l’action ’ in Human Rig hts (1972) P . 187.
191
ECOSOS, ‘S ummary R eport on the seve nty - second meeting ’ ‘S tatement of Cassin R, Re presentative of France )
UN Doc. E /CN.4/SR.72 (1948) P. 4.
192
The proposal, as amended, was adopted by a vote of 12 - 0, with 5 abstentions ( ECOSOS, ‘S ummary R eport on
the seve nty - second meeting ’ UN Doc. E/CN.4/ SR.72 (1948) P. 10 ) . Cassi n’s in itial proposal stated that: “Everyone
as a member of society has the economic, s ocial and cultural rights enumerated below, whose fulfilment should
be made possible in every State separately or by international col laboration” ( ECOSOS, ‘S umm ary Report on the
sixty - seventh mee tings’ Doc . E /CN.4 /SR.67 (1948) P.2 ) Egy pt ( Loutfli O. ) suggested adding the phrase “in
accordance with the economic and social possibilities” of each state , while Mrs. Roosevelt proposed “in
accordance with the social and economic system and political organization” ( ECOSOS, ‘ Summary Repor t on the
seventy - first meeting ’ UN Doc. E /CN.4/SR.71 (1948) P.3).
193
UNGA, ‘ International Children's Emerge ncy Fund ’ UN Doc. A/C./SR. 138 (1948) P.5 12 - 514.
194
The USSR amendment is conta ined in (ECOSOS , ‘ Report o n the th ird session ’ UN Doc . E/800 (1948) P. 43).
It was reje cted by v otes of 1 1 - 4 and 10 - 4 (with 1 abstention) in the Commission (ECOS OS, ‘S ummary R eport on
the seve nty - second meeting ’ UN Doc. E/CN.4/SR. 72 (1948) P. 9- 10 ) and by 27 - 8, wit h 8 abstentions, in the Third
Committee ( UNGA, ‘ International Children's Emergency Fund ’ , ‘ Stateme nt of R oosevelt E , R epresentative of the
United St ates ) UN Doc. A/ C./SR.138 (1948) P.5 12).
66
a real opportunity to enjoy all of the other rights set forth in the declaration
195
”. Eleanor
Roosevelt, in opposing the amendment, stressed that the formulation contained in Article 22
was a “compromise between the views of certain Governments, which were anxious that the
State should give special recognition to the economic, s ocial and cultural rights of the individual
and the views of Governments, such as the United States Government, which considered that
the obligation of each State should not be specified
196
”. She emphasized that for the United
States, “the essential elements of Article [22] were the two phrases ‘through national effort and
international co-operation’ and “in accordance with the organization and resources of each
State
197
”. Thus, the Universal Declaration of Human Rights of 1948 includes economic, social,
and cultural rights in Articles 22 to 27 that refer to what ought to be done for people.
To sum up, the process of preparing the Universal Declaration on Human Rights has not
been easy. The philosophical doctrines underlying this document have been advocated by the
countries concerned. Preparation of the Universal Declaration of Human Rights 1948 is the
struggle of East and West, the struggle of Western liberalism and Marxism, the struggle for
world domination. The question arises why countries have established a sign of universality,
indivisibility of rights only formally? Can we assert confidently that the drafters of the
Universal Declaration on Human Rights were not “blinded by their own ambitions ? As C.
Tomuschat says that “They did not realize that the existing cultural differences between the
many nations and other ethnic as well as linguistic communities of this globe
198
”. Y. Khushalani
thinks that “evidently, there cannot be universal understanding of human rights”
199
. Mrs Eleanor
Roosevelt, the United States representative to the General Assembly and Chairman of the
United Nations Commission on Human Rights during the drafting of the Universal Declara tion
on Human Rights, noted that this document “is not, and does not purport to be a statement of
law or of legal obligation” but “a common standard of achievement for all peoples of all
nations
200
”. However, this document serves as a normative basis for constitutions because many
provisions of the Universal Declaration on Human Rights are included in modern constitutions.
Some scholars
201
note that it is a basis for assess the legal systems, policies and practices of all
195
UNGA, ‘ Draft int ernational declaratio n of human rights (E/800) cont inued ’ ‘S tate ment of P avlov A ,
representative of the United State s’ UN Doc. A./C. 3/SR.137 ( 1948 ) , P . 498 - 99.
196
UNGA, ‘ International Children's Emergency Fund ’, ‘ Stateme nt of R oosevelt E , R epresentative of the United
States ) UN Doc. A/C./SR.1 38 (1948) P. 501.
197
UNGA, ‘ International Children's Emergency Fund ’, ‘ Stateme nt of R oosevelt E , R epresentative of the United
States ) UN Doc. A/C./SR.1 38 (1948) P.501.
198
T omuchat C , ‘ Human ri ghts in a World - Wide Framewo rk So me Cur rent Issue s ’< https://www.zaoerv.de/45_
1985/45_1985_3_k_547_584.pdf P. 548 > accessed 4 May 2023.
199
K hushalani Y , ‘ Human Rights in Asia and Africa ’ in 4 HRLJ (1 983 ) P .405.
200
19 US Department of State Bull etin 751 ( 1948).
201
OHCHR , ‘ Human Right s and Constitution maki ng ’ HR/PUB/17/5 (New York and Geneva , 2018)
< https://w w w. .ohchr.org/D ocuments/ Publications/Constituti on Mak ing_RU. pdf > accessed 1 April 2023.
67
States under the universal periodic reviews. Three doctrines as western liberalism, socialism,
third world approach contributed the inclusion of economic, social and cultural rights in the
Universal Declaration on Human Rights 1948. The combination of ide as of three doctrines has
made it possible to consolidate in the Universal Declaration on Human rights 1948 the
maximum possible list of human rights and freedoms, becoming a universal standard for States
with different political systems, adhering to different ideological, religious, cultural directions
in their development. The work of the Soviet Union and Latin American countries in
implementing second-generation rights was significant. The debate between the West and the
East about the supremacy of a particular category of rights is still being discussed in the
scientific literature. The question arises why, after the establishment of equality of rights and
their unified nature, the debate does not subside? Does this mean that is it still valid this
distinction? Why are civil and political rights better protected? Can we still maintain that states’
obligations are different as regards both sets of rights? In order to answer some of these
questions let us move to an epigraph devoted to the International Covenant on Economic, Social
and Cultural Rights and describe reasons of its adoption, obligations.
1.4. T he International Covenant on Economic, Social, and Cultural Rights: reasons for
adoption
This paragraph analyses the reasons for the adoption of the two acts, as well as the reasons
that make it clear to us that the nature of the two categories of rights is the same, and again it is
time to return to the issue of the unreasonableness of the adoption of the two Covenants of 1966.
Unreasonableness is to maintain the distinction, but it has a reason (political and ideological)
by the time of its redaction. The work of the Commission and its methods are examined. It is
important to consider the general characteristics of Article 2 of the International Covenant on
Economic, Social and Cultural Rights of 1966, namely the obligations of States and its
comparison with a similar article of the International Covenant on Civil and Political Rights of
1966. The difference in obligations arising from the two covenants leads to unequal protection
of the two categories of rights. Today the rights of the first generation are better protected than
the rights of the second generation.
To transform the provisions of the U niversal Declaration on Human Rights into legally
binding obligations, the United Nations adopted two separate covenants. In 1950, by Resolution
of 421 E(V) of December 4, 1950, the United Nations General Assembly “decided (35 voted to
9, with 7 abstentions) to include economic, social, and cultural rights into the single
68
international covenant
202203
”. At the Fifth session the Assembly specially directed the
Commission to “include in the draft Covenant a clear expression of economic, social and
cultural rights
204
”. Under the pressure from the Western - dominated Commission, the United
Nations General Assembly decided that there should be two separate covenants (by 27 votes to
20, with 3 abstentions)
205
dealing with the two categories of rights, but they should contain “as
many similar provisions as possible and be approved and ope ned for signature simult aneously,
in order to emphasise the unity of purpose
206
” .This limited view of the nature of human righ ts
and duties “might be justified by political, ideological and economic circumstances in our
present circumstances
207
”. However, M. Sepulveda Carmona writes that : “in retrospect we may
argue that the majority of the Covenants’ drafters were mistaken in their belief that the two
clusters of rights and the obligations that they impose were different in nature
208
”. The argument
of M. Sepulveda seems to be true because if we turn to the preamble of the Universal
Declaration of Human Rights of 1948, we will see that countries have declared the indivisibility,
universality, equality, and inalienability of human rights.
202
UNGA, ‘ Draft Internat ional Cove nant on Human Rig hts and measures of implementat ion : future w ork of
Commission on Hum an Rights ’ 421(V) ( 4 December 1950 ) ; R obertson R , ‘Measu ring State Compliance w ith the
obligation to Devote t he Maximum Availa ble Re sources to Realizing Economic, Social and Cultural Rights ’ in
Human Righ ts Quarte rly ( 1994 ) P .1 6.
203
UNGA, ‘ Draft International Covenants on Human Rights and measures of implementation : future work for the
Commission on Human Rights ’ UN Do c. A/PV.317( 1950) P .564, para.1 62.
204
UNGA, ‘Draft Internatio nal Covenants on Human Rights and measures of implementa tion : future work for the
Commission on Human Rights ’ A/ Res . 421 E(V), 1950 U.N.Y.B. 529 - 31 (4 Decem ber 1950).
205
UNGA, ‘ Prep aration of two D raft International Covenants on Hum an Rights ’ A/RES .543(VI) (5 Fe bruary
1952) P .36.
206
U NGA, ‘ Draft In ternationa l Covenants on Human Righ ts: annotation ’ UN D oc. A/2929 ( 1 July 1955) para.7.
207
Sepulveda M.C. explains that: “ T he Post - War period, the Cold War and the existence of a social block
influenced th e drafting of the Covenants. While today the economic and political context is totally different, there
are new obstacles to the enjoyment of these r ights, such as those arising from globalization, st ructural adjustment
programs, the forei gn debt of developing countries and the enormous inequalities in t he dist ribution of wealth ’
S epulveda M.C , ‘ The Nature of obl igations under t he International Covenant on Economic, Social and Cultural
Rights ’ in Intersentia ( 2003 ) P. 115 - 116 ; OHCHR, ‘ The reali zation o f economic , soci al and cultural rights : final
report / submitted by Türk D , Special Rapporteur ’ E/CN.4/Sub.2/1992/16 ( 3 July 1992 ) para .38 - 138 ; E COSO S,
‘T he realization of economic, s ocial and cultural ri ghts ; The relation ship between t he enjoyment o f human right s,
in particular economic, social , and cultural rights, and income distribution ’ in ‘ Final report pr epared by Mr Bengoa
J , Special Ra pporteur ) 1/ E/CN.4/Sub.2/1997/9 ( 30 June 1997 ).
208
S epulveda M.C , ‘ The Nature of obligations under the Internationa l Coven ant on Economic, Social and Cultural
Rights ’ in Intersentia ( 2003 ) P.1 15.
69
It seems interesting to present the reasons formulated by C. Scott, for which two
international covenants were adopted, and analyze them:
1) Implementation – based reasons. For example, Western delegations maintained that
judicial or juridical implementation of economic, social, and cultural rights was both
inappropriate and impracticable. Judging from the discussions that have taken place in the
United Nations, several Western Governments were not willing to sign the United Nations
Covenant because it included rights the implementation of which could not be expected on a
world-wide basis. In fact, this argument is the continued disregard by the West of the value of
economic, social, and cultural rights. Since the development of the Universal Declaration of
Human Rights of 1948, the West has denied these rights and the possibility of their protection.
2) Ideological or political reasons. According to the Committee, “the Cold War […]
situated much of the general human rights debate in a context of ideological controversy ; t his
affected economic, s ocial, and cultural rights since these were often portrayed falseyas being
solely the concern of either the Communist countries or a handful of developing countries
209
”.
Soviet-bloc states continued to insist that the state was bound to “guarantee” economic, social,
and cultural rights to its citizens “unequivocally”
210
. They charged those Western proposals
“consisted of empty declarations of principle which would have no binding force on signatory
governments
211
”. However, M. Sorensen, the Danish representative, asserted that “[n]ot all
governments were partisans of the socialist solution, and it was essential to recognize that each
must be free to select the policy appropriate to its own national requirements and conditions
212
”.
D.J. Whelan and J. Donelly wrote that: “In fact, the understanding of economic and social rights
as directive rather than justiciable was shared by all states [at the time of drafting the
International Covenant on Economic, Social, and Cultural Rights]. “No state, Western or non-
western, seriously proposed – in the sense of being willing to adopt as a matter of enforceable
209
CESCR , ‘ General Comment № 5’ in ‘ Per sons with Disabiliti es ’ E/1995/22E./1995/2 2 , Annex V ( 9 December
1994 ) para.7.
210
D enni s M , S tewar t D, ‘ Justiciability of Economic, Social, and Cu ltural Rights: Should There Be a International
Complaints Mecha nism to Adjudicate the Rig hts to Food, Water, Housing , and Health? ’ in 98 Ameri can Journal
of International Law , (2004) P .2 18.
211
E COSOS, ‘ Summary Record of the tw o hund red and sixth meeting ’ ( State ment of M orozov P , R epresentative
of USSR ) UN Doc. E./CN.4/ SR.206 ( 30 April 1951) at 5.
212
ECOSOS, ‘ Summary Reco rd of the two hundred and seventh meeting ’ ( Statement of S orensen M ,
R epresentative of Denmark ) UN Doc. E/CN.4/SR.207 ( 2 May 1951 ) at 10 - 11 ; ECOSOS, ‘S ummary R ecord of the
236th meeting (R oos evelt E , Statement ) UN Doc. E/CN.4/SR.23 6 ( 10 Ma y 1951 ) at 5 ; E COSOS, ‘Sum mary
Record of the tw o hund red and sixth meeting ’( State ment of W hitlam H.F , R epresentative of Australia, Statement )
UN Doc. E ./CN.4/ SR.206 ( 30 April 1951) at 22.
70
national law – treating economic, social, and cultural rights as matters of immediate rather than
progressive realization
213
”.
It seems that the approach of D. J Whelan and J. Donelly is wrong because, since
economic, social, and cultural rights were not only upheld by the Soviet Union, but also by
Latin American countries. The Latin American and communist states “pressed the right to food,
clothing, medical care, and shelter, were strongly supported by the Asian and Arab
delegations
214
”. Recognition of the right to clothing was granted on the direct initiative of the
Philippines and China. Kayaly proposed the inclusion of “social justice” as embodied in the
Islamic welfare system of Zakat, in the draft text. The measure failed, but “it indicated his
support for redistributive social security- and his attempt to find a meaningful cross-cultural
eq uivalent for European and American mechanisms
215
”. The Iranian delegate, G. Ghani, openly
advocated any prioritization of social development ahead of civil and political rights.
3) Pragmatic reasons
216
, “including:
(i) The concern that the world community was expecting quick results and that devoting
the requisite attention to economic rights would produce too great a delay,
(ii) the related concern that the articles on economic rights drafted to that point needed
considerable reworking, whereas political were, for the most part, already expressed
satisfactorily,
(iii) the reminder that any covenant had to be generally accepted to most of the United
Nations members, so it could be ratified and enter into force,
(iv) the concern that the work of specialised agencies, notably the International Labour
Organization, might be overlapped and duplicated if economic rights were included, and
213
W helan D.J , D onelly J , ‘ The West, Economic and Soc ial Right s, and the Global Human Rights Regime: Sett ing
the Record Straig ht ’ in Human Right s Qua rterly ( Vol.29, 2007 ) P.90 8.
214
W altz S, ‘ Reclaiming and Rebuildi ng the Hist ory of the Univer sal De claration of Human Rights ’ in Third World
Quarterl y ( № 3, 2002 ) P. 444.
215
M orsink J , ‘ Universal Declarat ion of Human Rights: Origins, Drafting , and In te nt ’ (University of Pennsylvania
Press 1999 ) P. 204 - 20 7 ; G len don M.A , ‘ A World Made New: Ele anor Roosevelt and the Universal Declaration of
Human Right s ’ (New Yo rk: Random House 2001) P. 157.
216
S cott C , ‘ The int erdependence and permeabilit y of human r ights norms: towards a partial f usion of the
International Covenants on H uman Rights ’ in Osgoode Hal l Law Jour nal ( Ottawa, Cana da , Vol.27, 1989 ) P .79 4-
79 5.
71
(v) the view that two instruments were desirable because virtually all states would be
willing to sign at least one
217
”.
In this case, I do agree with M. C. Sepulveda who notes that : “many of underlined reasons
were incorrect assessments or merely based on short-term political consideration
218
”.
As C. Scott notes that: “Although the three categories of reasons are not water light and
were often invoked at the same time, after the Cold War, the so-called “political and
ideological” reasons are no longer valid and “pragmatic reasons” can also be factored out
because, for the most part, those reasons were subordinated to the “implementation” arguments
and were coloured by politics
219
”. M.C. Sepulveda states that: “The drafters generally saw
economic, social, and cultural rights as requiring merely positive State actions they assumed
that they are dependent on socio-economic conditions and therefore that their implementation
was necessarily gradual
220
”. As Jhabvala mentions, “for while the implementation of civil and
political rights was considered as having been accomplished once they had been established on
paper, a very different standard – real enjoyment- was set up for evaluation of the
implementation of economic, social and cultural rights”
221
. It seems that the drafters of the two
international covenan ts did not consider the universal, uniform nature of these rights, but
supported the Western countries.
1.5. Unified nature of two categories of human rights under seven criteria
This paragraph aims to expose the myth that two generations of rights are different by
introducing the following criteria. There are several questions for this paragraph to answer: Do
negative obligations arise from the rights of the second generation? Are second generation
rights accurate? Do all second-generation rights require a lot of resources? Why can not second-
generation rights be implemented immediately? Why do many authors believe that due to the
lack of characteristics inherent in the rights of the first generation, the rights of the second
217
S cott C , ‘ The int erdependence and permeabilit y of human r ights norms: towards a partial f usion of the
International Covenants on H uman Rights ’ in Osgoode Hal l Law Jour nal ( Ottawa, Cana da , Vol.27, 1989 ) P .795 -
796.
218
S epulveda M.C , ‘ The Nature of obligations under the Internationa l Coven ant on Economic, Social and Cultural
Rights ’ in Intersentia ( 2003 ) P. 118; CHR, ‘ Report of the thirty - fourth Session ’ E./1978/38 (1978)
219
S epulveda M.C , ‘ The Nature of obligations under the Internationa l Coven ant on Economic, Social and Cultural
Rights ’ in Intersentia ( 2003 ) P.1 17.
220
S epulveda M.C , ‘ The Nature of obligations under the Internationa l Coven ant on Economic, Social and Cultural
Rights ’ in Intersentia ( 2003 ) P . 1 20.
221
J habvala F, ‘ On human rig hts and the socio - economic context ’, in Human Rig hts Quarterly ( Vol. 7, № 4 , 1985)
P .163.
72
generation cannot be protected in court? Do civil and political rights have the characteristics of
second-generation rights?
The debate over the nature of two groups of human rights (civil and political rights;
economic, social, and cultural rights) has been going on for a long time. This thesis holds the
view of a group of authors who believe that both groups of human right s have a unified nature.
As evidence, there are a focus on the following seven criteria of state obligations:
i. Positive and negative state obligations
I t was firstly considered that civil, political rights and economic, social, and cultural rights
require negative and positive obligations respectively. M.C. Sepulveda used to show the variety
of duties in the following Figure
222
:
Continuum of rights and duties
As S. Rubin puts it, “when one discusses civil and political rights, one is generally talking
about restrai nts on governmental action, not prescriptions for such action … [it] is e asier to tell
governments that they shall not throw persons in jail without a fair trial than they shall guarantee
even a minimal but sufficient standard of living
223
”. The implementation of rights contained in
the International Covenant on Civil and Political Rights of 1966, for instance, Article 14, 25,
23(2) require the gradual removal of obstacles to their full implementation. However, some
civil and political rights directly require positive actions on the part of the duty-holder (for
instance, Article 9(2), 14(3) of the International Covenant on Civil and Political Rights) and
some economic, social, and cultural rights directly impose a negative obligation (duty of non-
interference). For example, “the right to food includes the right for everyone to procure their
own food supply without interference
224
”,“the right to housing implies the right for an
222
S epulveda M.C , ‘ The Nature of obligations under the Internationa l Coven ant on Economic, Social and Cultural
Rights ’ in Intersentia ( 2003 ) P.1 56.
223
R ubin S , ‘ Economic and Soci al Rights and the New Inter national Economic Order , Add ress Before the
American Soc iety of Inter national Law ’ in S chwarz H, ‘ Do Eco nomic and Social Rights Belong i n a Constituti on? ’
in American Univer sity Journal of Internati onal Law and Po licy (1995) P . 10, 1233, 1233 .
224
E ide A , ‘ The right to an adequate standard of living including the right to food’ in Economic, social, and
Cultural rights: a t extbook ( Mart inus Ni jhoff Publi shers, 1st e dition , Dordr echt , 1995 ).
Passive state
role, negative
obligations
Active State
role, positive
obligations
73
individual not to be a victim of forced eviction (Article 10 of the International Covenant on
Economic, Social and Cultural rights); the right on trade union freedoms (Article 8 of the
International Covenant on Economic, Social and Cultural rights); the right to work covers the
individual’s right to choose his/her own work and also requires the State to abstain from
measures that would increase unemployment and the right to adequate health implies the
obligation to avoid interference with the provision of health care
225
”.
As several commentators note, “the right to education implies the freedom to establish
educational, academic institutions
226
”. The academic literature shows that : “Positive and
negative duties are a part of normative requirement of both sorts of rights
227
”. As H. Shue notes,
attempting to clarify every right as either fatly negative or positive, is an “artificial, simplistic
and arid exercise
228
”.
The Human Rights Committee affirmed that: “When interpreting Article 2 of the
International Covenant on Civil and Political Rights the legal obligation under this Covenant
is both positive and negative in nature
229
”.Equally, the Committee on Economic, Social and
Cultural Rights explicitly stated in its Concluding Observations and General Comments that:
“Economic, Social, and Cultural rights carry negative obligations
230
”.A positive/negative
distinction between two sorts of rights cannot be made and the difference in nature between
them needs to be reappraised. Moreover, “courts have generally found the state action/inaction
dichotomy extremely problematic, in part because most examples of ‘inaction’ can be recast as
examples of action
231
”.
Agreeing that economic, social, and cultural rights also require negative obligations, there
is the following problem to face. Developing negative obligations arising from socio-economic
rights can create a barrier for the most affected people from losing their existing ability to meet
225
T oebes B, ‘ The right to hea lth as a human right i n in ternational law ‘in Intersentia ( Antwerp 1998) P . 312 - 319.
226
OHCHR, ‘ Report of Mr . Mehedi ) EGN.4. Sub.2/199O10 ( 8 July 1999 ) par a. 61 - 73.
227
S epulveda M.C , ‘ The Nature of obligations under the Internationa l Coven ant on Economic, Social and Cultural
Rights ’ in Intersentia ( 2003 ) P . 1 24.
228
Shue H, ‘Basic Rights: Substance, aff luence a nd US Foreign Poli cy’ (Pr inceton University Press, New Jerse y
1996) P.84.
229
HRC, ‘ General Comment № 31’ in ‘ The nature of the general legal obligation imposed on States Parties to the
Covenant ’ CCPR/C/21/ Rev.1/Add.13 ( 26 May 2004) para 6.
230
CESCR , Gener al comment № 7 ’ in ‘ The right to adeq uate housi ng (art. 11 ( 1) of the Covenant ): Forced
evictions ’ E/199 8/22 (20 May 1997 ) < https://tbi nternet.ohchr.org/_layouts /15/TreatyBodyExtern al/Download.as p
x?symbolno=INT%2fCESCR%2fGEC% 2f6430&Lang=en > accessed 30 March 2023.
231
Vriend v. Al berta [1998] 1 S.C.R. 493 (Su preme Court of Canada ) para. 53.
80
education which had formerly been free of charge would constitute a deliberate retrogressive
measure ; t o justify such retrogressive measures, a state party would have to demonstrate that
they have only been adopted after “the most careful consideration of all the alternatives” and
can be “justified by reference to the totality of the rights provided for in the Covenant and in
the context of the full use of the maximum available resources
262
”. The Committee on
Economic, Social, and Cultur al Rights has noted that, “to assess whether a retrogressive
measure follows the obligations the International Covenant on Economic, Soc ial , and Cultural
Rights imposes, it would look at whether:
- there was reasonable justification for the action;
- there was genuine participation of affected groups in examining the proposed measures
and alternatives;
- the measures were directly or indirectly discriminatory;
- the measures would have a sustained impact on the realization of rights, an unreasonable
impact on acquired rights, or whether an individual or group would be deprived of access to the
minimum essential level of economic, social, and cultural rights;
- whether there was a national-level independent review of the measures
263
”.
According to the Committee, “if a state uses ‘resource constraints’ to justify a
retrogressive measure, it will assess the situation considering, inter alia, the country’s
development level; the alleged breach’s severity, in particular whether it impinges upon ‘the
minimum core content of the Covenant’; the country’s current economic situation and whether
it was experiencing a recession; the existence of other serious claims on the State Party’s limited
resources; whether the State Party had sought to identify low-cost options; and whether the
State Party had sought international cooperation and assistance or rejected offers of resources
without sufficient reason
264
”.
Sess ion of the Com mittee on Eco nomic, Social and Cu ltural Rights ) E/C.12/1999/10 ( 8 December 1999 ) para. 45 ;
CESCR , ‘ General Comment № 14 ’ in ‘ The Right to the Highest At tainable Stan dard of Health (Art. 12) (a dopted
at the t wenty - second Sessio n of the Committee on Economic, Social and Cultural Right s E/C.12/2000/4 ( 11
August 2 000 ) para. 3 2.
262
CESCR , ‘ General Comment № 3 ’ in ‘The nature of States parties’ obligations’ (Fifth session ) UN Do c.
E/1991/23 (1991) p ara.9.
263
CESCR , ‘ General Comment № 19 ’ , in ‘ The right t o so cial security (Article 9)’ (Th irty - ninth sessi on) UN Doc
E/C.12/GC/19 (2008) para 42.
264
CESCR , ‘ An evaluation of th e obligation to take steps to the ‘ ma ximum of avail able resou rces ’ under an
Optional Prot ocol to the Covenant [on Economi c, S ocial and Cultural Righ ts] ’ E/C.12/2007/ 1 (21 Septe mb er 2007)
para . 10; HRC, ‘ Report of the I ndependent Expert on pov erty, Magdalena Sepúlveda Carmona ’ UN Doc
A/HRC/17/34 (2011) ; HRC, ‘Report of the Special Rapporteur on poverty, Magdalena Sepúlveda Carmona’ UN
Doc A/ HRC/26/28 (2014) ; UNGA, ‘ Report of the Special Rapporteur on wa ter and sani tation, Catarin a de
Albuquerq ue’ UN Doc A/66/25 5 (2011) para 13; UNGA, ‘ Report of the Special Rapport eur on healt h, Anand
Grover ’ UN Doc A/69/2 99 (2014) ; HRC, ‘Report of the Ind ependent Expe rt on fore ign debt, Juan Pablo
Bohoslavsky’ (2016) UN Doc A/H RC/31/60 (201 6) para 66.
81
Moreover, it is worth stressing that the dichotomy between both categories of rights in
terms of immediate and progressive obligations stems from confusion between ‘rights’ and
‘goals’. The equation of economic, social, and cultural rights with their related goals is more
than just harmless confusion. The equation makes the achievement of respect for the rights
seem unrealistic, a pious hope rather than something that can be accomplished. “Equation of
rights with goals ends up undermining efforts to respect the rights
265
”.
According to the Committee on Economic, Social, and Cultur al Rights, “the concept of
progressive realization constitutes a rec ognition of the fact that full realization of all economic,
social and cultural rights will generally not be able to be achieved in a short period of time
266
”.
Sepulveda M.C. states that: “This would be true of the realization of both categories of rights,
because [the latter] demand as immediate and progressive obligations which seems not to be
completely dependent on the level of resources for the realization of such rights
267
”.
Thus, state obligations are concluded in the following Table
268
:
Obligation
Immediate
Progressive
Respect
- Prohibition to adopt laws or policies
incompatible with the social security
standards set forth.
- Th e d uty to avoid de priving
individuals of the possibility to pay
social insurance contributions based on
their work and family situation .
- The duty to ab stain from depriving
individuals of the means of su bsistence.
- The du ty to abs tain fr om interfe ring
with the private social securi ty systems
when they follow the rules set forth by
the state and international no rms.
- Universal coverage of all
nine social security branches.
- Obligation to review
periodically adopted
legislation, make necessary
amendments.
- Periodic r eview of social
security benefits.
- Periodic review of state
budget and increased revision
265
M aras D , ‘ Economic , s ocial and cultural ri ghts and the role of lawyers : North Ameri can Perspect ives ’ in I. C.
J. Review ( № 5 5, 1985) P. 125 - 126.
266
CESCR , ‘ General Comment № 3 ’ in ‘The nature of States parties’ obligations’ (F ifth session ) U.N. Doc.
E/1991/23 (1991) para.9.
267
S epulveda M.C , ‘ The Nature of obligations under the International Covenant on Economic, Social and Cultural
Rights ’ in Intersentia ( 2003 ) P . 129 , 13 1- 184.
268
K ont -K ontson K , ‘ International State Obligation s in protecting social rights: right to social security ’ ( Univ ersity
of Ta rty 2005 ) P .94 - 95.
82
- Obli gation to adopt legisla tion f or t he
creation of social security s ystem:
1.selection of social securit y branches.
2.selection of coverage.
3.selection of financing system.
4.regulation of the administration and
control.
- Adoption of non - discrimination
legislation as well as abstaining from
discriminatory practices as a state policy
in relation to social security.
- Adoption of immediate measures
towards full enjoyment of righ ts.
of allocation for social
security.
Protect
- Ensure, that private parties do not
interfere into persons savings and
payment of social security contribut ion.
- regarding private or combined
schemes, control and review the
activities of the actors, provide
participation of protected persons in
controlling private social security
associations.
- creation of appeals system for
claimants of the benefits.
- obligation to uphold the principle of
non - discrimination in legis lation or to
take other measures ensuring equal
access to the enjoyment of rights –
prevent any direct or indirect
discrimination in relat ion to enjoyment
of rights.
- to protect vulnerable and
marginalized grou ps in t he
society.
- adopt specific programs for
the support of the mo st
vulnerable groups.
83
Fulfil
Facilitate
- keep adequate statistics for calculation
of social security benefits.
- keep adequate populat ion regist ration
database, statistic on labour force as well
as on receivers of benefits.
- create labour policies
enabling people to re - enter the
labour market.
- guarantee stable financing of
the social security system.
- aim for economy with
marginal unoffi cial labour
market.
Provide
- in the cases where social security
system requires, provide social security
benefits also to people who, for reasons
beyond their control, have not fulfilled
qualifying requirements (i.e., pensions,
minimum health care benefits ).
- guarantee provisions of benefits on the
agreed level.
- support social security
measures with social
assistance.
- meet i ndividual’s specific
needs for entering her into the
labour market.
Promote
- disseminate information on
social security benefits widely
with special attention on
marginalized groups and
disadvantaged regions.
iv. Va gue and precise state obligations
Civil and political rights were described in precise terms, while economic, social, and
cultural rights – in general terms. At the time of drafting two Covenants there were two schools
of thought: first one suggested to write rights in general terms, the second school recommended
to write them with the greatest possible precision. The result was that the International Covenant
on Civil and Political Rights and the International Covenant on Economic, Social and Cultural
Rights included rights written in general terms and some were more specifically.
Nowadays economic, social, and cultural rights suffer an enormous disadvantage. The
vagueness of many of these rights is a consequence of the lack of attention. For example, the
‘right to health’ or the ‘right to housing’ have “no clear meaning, and that they offer no obvious
84
standard by which one can determine whether an act or omission conforms to the right or
diverges from it, i.e., whether an act or omission fulfils the right, or violates it
269
”.
In academic discussions, Langford M. thought that: “The claim of vagueness has
emphasized the brevity of the articulation of the rights and their programmatic nature
270
”.
Another author, S. Liebenberg has pointed that: “The fact that the content of many social and
cultural rights is less well defined than civil and political rights is more a reflection of their
exclusion from the processes of adjudication than of their inherent nature
271
”. Indeed, civil, and
political rights “have received far more attention than economic, social, and cultural rights
272
”.
It is often claimed that econom ic, social, and cultural rights are imprecise with regards to
the timeline given for state compliance. “The progressive realization requirement imposed by
Article 2 of the International Covenant on Economic, Social and Cultural Rights of 1966
contributes to the vagueness of economic, social, and cultural rights since states can never know
for certain what their obligations are at any time
273
”. “For a court to adjudicate on a matter it
must be aware of the necessary obligations that the State is required to meet, without a clear
demarcation of the content and nature of economic, social, and cultural rights a court will be
incapable of rendering a decision
274
”. Succeeding this is the argument that “the absence of an
individual complaint mechanism under of the International Covenant on Economic, Social and
Cultural Rights of 1966 has hindered its clarification process as it is well known that the
individual complaints procedures under the International Covenant on Civil and Political Rights
269
‘ Court and legal enforcement of economic, social , and cultural rights. Com parative analysis of justiciability ’ in
Human Rights an d Ru l e of Law Series № 2 (2008) P. 15 < https://www.refworld.or g/pdfid/4a7840562.pdf >
a ccessed 19 Ma rch 2 023.
270
L angford M , ‘ Closing Gaps? An int roduction to t he Opt ional Protoc ol t o the Int ernational Cov enant on
Econo mic, Social and Cult ural Rig hts ’ ( Noddisk Ti dsskrift for Menne skerettig heter 2009 ) P .10.
271
L iebenberg S , ‘Social and Economic Rights’ in Con stitutional Law of South Africa (Cape Town 1996 ) P . 41 -
11.
272
S epulveda M.C , ‘ The Nature of obligations under the International Covenant on Economic, Social and Cultural
Rights ’ in Intersentia ( 2003 ) P.176.
273
M arcus D, ‘The Norm ative Development of Socioeconomic Rights Through Suprana tional Adjudic ation’ in 42
Stanford Journal of I nternational Law ( 2006 ) P . 53 - 61.
274
I bid .
85
275
and European Convention for the Protection of Human Rights and Fundamental Freedoms
276
contribute significantly to the clarification of the scope of their obligations
277
”.
It is well known that the rights require precision because “they fail to outline the nature
and extent of obligations imposed on the State
278
”. For instance, with the right to health, “ a state
is obliged to improve all aspects of environmental and industrial hygiene, treatment and control
of epidemic, endemic, occupational, and other diseases, yet nowhere in the International
Covenant on Economic, Social, and Cultural Rights of 1966 does it outline the programs or
laws that will oversee such implementation
279
”. Moreover, the Committee on Economic, Social,
and Cultural Rights in the General Comment № 14 named ‘The right to the highest attainable
standard of health (Article 12 of the International Covenant on Economic, Social and Cultural
Rights of 1966)’ stated that: “The right to health in all its forms and at all levels contains the
following interrelated and essential elements, the precise application of which will depend on
the conditions prevailing in a particular State party: (a) Availability. The precise nature of the
facilities, goods and services will vary depending on numerous factors, including the State
party’s developmental level
280
”. Another rights, the right to education, specifically refe rs to the
requirement that primary education be compulsory and free.
Thus, by answering on the question: “Is the lack of accuracy grounds for the recognition
of the rights of the second generation are not subject to judicial protection?” Based on the
experience of civil and political rights, it can be argued that the sign of inaccuracy of the ri ghts
of the second generation cannot serve as a basis for non-consideration in court. Furthermore,
Committee on Economic, Social, and Cultural Rights
281
have taken tangible steps to establish
the precision and exactness of socio-economic rights and begun to issue series of General
275
International Covenan t on Civil and Political Rights (adopted 16 December 1966, entered into force 23 March
1976) 999 UNTS 171 (ICCPR) .
276
Eu rope an Convention for the Protect ion of Human Rights and Fundamental Freedoms (Eur opean Convention
on Human Rights, as amended) (ECHR) 1950.
277
S epulveda M.C , ‘ The Nature of obligations under the Internationa l Coven ant on Economic, Social and Cultural
Rights ’ in Intersentia ( 2003 ) P.132 .
278
J heelan N, ‘ The Enforc eability of Socio - Economic Ri ghts ‘in 2 European Human Rights Law Rev iew ( 2007 )
P. 147.
279
International Covenant on Economic, Social and Cultural Rights ( adopted 16 December 1966 ), entered into
force 23 March 1976) 999 UNTC 171 ICESC R < https://www.refworld.org/ docid/3ae6b36c0.html > accessed 16
May 20 23 , Art.12.
280
CESCR , ‘ General Comment № 14 ’ in ‘ The Right to the Hi ghest Att ainable St andard of Health (Art. 12)
(a dopted at the t wenty - second Sessio n of the Co mmit tee on E cono mic, S ocial a nd Cul tural R ights E/C.12/2000/4
( 11 August 2000 ) at 12 and 12(a) .
281
Committee on Economic, Soci al and Cultur al Rights.
86
Comments which elucidate the scope and content of the rights contained in the International
Covenant on Economic, Social and Cultural Rights of 1966
282
”.
v. Justiciab le and non-justiciab le state obligations
What is justiciability ? The word “justiciability” refers to several meanings:
- “an ability to claim a remedy before an independent and impartial body when a violation
of a right has occurred or is likely to occur,
- an access to mechanisms that guarantee recognized rights,
- a legal course of action to enforce them
283
”.
The debate a bout justiciability of social and economic rights is an old and well-worn one.
Some countries framed their opinion in next terms: “the main question is not whether economic,
social and cultural rights were justiciable, but whether an international human rights committee
was the appropriate body to adjudicate upon these rights or if their interpretati on should be left
to adjudication at the national level
284
”. Back to past, the National Human Rights Concern
Centre did not support the inclusion of economic, social, and cultural rights in the Universal
Declaration of Human Rights of 1948, and recommended that if they were to be included, they
not be made “justiciable”. It important to state that denying judicial protection to economic,
social, and cultural rights does not simply exclude one category of rights. It excludes a critical
dimension of all human rights and has vast implications for the extent to which civil and
political rights, such as the right to equality, will be protected by the courts, particularly for the
most disadvantaged groups in society.
Moreover, concerns about the justiciability of social and economic rights have been based
on general assumptions or propositions:
i) “that social and economic rights are inherently different from civil and political rights.
“Elements of certain economic, social, and cultural rights are less easy to adjudicate
285
”;
ii) that it is not legitimate or appropriate for courts to intrude into the sphere of social and
economic policy;
282
CESCR, ‘ Genera l Comments ’< http: //www2.ohchr.org/english/bodies/cescr/comments.ht m > a ccessed 7 May
2023.
283
‘ Court and legal enforcement of economic, social , and cultural rights. Com parative analysis of justiciability ’ in
Human Rig hts and R u l e of Law Series № 2 (2008) P.6 < https://www.refworld.org/pdfid/4a7840562. pdf > a ccessed
19 Ma rch 2 023.
284
Personal communication from representative of a State active in opposi ng the Protocol at the time, April 2001 .
285
‘ Court and legal enforcement of economic, social , and cultural rights. Com parative analysis of justiciability ’ in
Human Rights an d Ru l e of Law Series № 2 (2008) P. 11 < https://www.refworld.or g/pdfid/4a7840562.pdf >
a ccessed 19 Ma rch 2 023.
87
iii) that courts or other decision-making bodies lack the capacity to properly adjudicate
and enforce social and economic rights;
iv) that the courts lack the information required to deal with social and economic rights;
v) that the judiciary lacks the necessary expertise, qualification, or experience to deal with
social and economic rights issues; “judges may lack the experience and skill to interpret and
process specialised information of a financial or policy nature and are, therefore, incapable of
adjudicating social and economic rights claims competently
286
”’
vi) that the courts are incapable of dealing successfully with ‘polycentric’ tasks, such as
those entailed by adjudication involving social and economic rights;
vii) that the courts lack the necessary tools and remedies to deal effectively with social
and economic rights;
viii) the curial process is poorly designed, and which is pre-eminently a question for the
democratically elected legislature to determine
287
”. “All these assumptions are highly
questionable
288
”.
The most common argument against the justiciability of economic, social, and cultural
rights is an allusion to the text of Article 2 of the International Covenant on Economic, Social,
and Cultural Rights of 1966. The Committee on Economic, Social, and Cultural Rights
regrettably noted that: “In relation to c iv i l a nd politi cal rights, other rights – economic, social,
and cultural rights are generally taken for granted that judicial remedies are necessary; this
discrepancy is needless either by the nature of the rights or by the relevant Covenant
provisions
289
”. However, in its General Comment № 9 the Committee on Economic, Social,
and Cultural Rights overtly affirms that: “The espousal of a rigid classification of economic,
social, and cultural rights which positions them, by definition, beyond the reach of courts, would
thus be arbitrary and incompatible with the principle that the two sets of human rights ar e
indivisible and interdependent
290
”. It would also radically restrain the competence of the courts
to protect the rights of the “most vulnerable and disadvantaged groups in society
291
”.
286
H orowitz D , ‘ The Courts and Social Policy ’ (Washington DC: The B rookings Institute, 1977) P . 25 - 32.
287
B yrnes A , ‘ Second class right s yet again? Economic, socia l and cultura l rights i n the report of the national
human rights consultati on ’ in UNSW Law Journal Volume ( 33(1) 2010 ) P .200.
288
L angford M , N olan A , P orter B, ‘ The Just iciability of Social a nd Economic Rights: An Updat ed Appraisa l ’ in
CHRGJ Working Paper ( № 15 ,2009) < http://ssrn.com/abstract=1434944 > ac cessed 8 May 2 023.
289
CESCR , ‘ General Comment № 9’ in ‘ The Domestic Applicati on of the Cov enant ’ (Nineteenth Session ) U.N.
Doc. E/C. 12/1998/2 4 (1998) p ara.10.
290
CESCR , ‘ Gene ral Comment № 9' in ‘ The Domestic Appli cation of the Cov enant ’ (Nineteenth Session ) U.N.
Doc. E/C. 12/1998/2 4 (1998) para . 10.
291
CESCR , ‘ General Comment № 9' in ‘ The Domes tic Applicati on of the Covenant ’ (Nineteenth Session ) U. N.
Doc. E/C. 12/1998/2 4 (1998) para . 10.
88
The Committee on Economic, Social, and Cultural Rights has argued that: “The provision
of remedies for alleged violations of the International Covenant on Economic, Social, and
Cultural Rights is a corollary of States Parties’ obligation to provide effective prot ection of the
rights – and that judicial remedies may sometimes be a necessary or appropriate measure (in
addition to other forms of remedy)
292
”. “The provision of judicial remedies, of course, depends
on the rights in question being capable of enforcement by a court (directly applicable) and the
Committee on Economic, Social, and Cultural Rights has consistently maintained that aspects
of all the rights in the International Covenant on Economic, Social, and Cultural Rights are in
fact capable of judicial enforcement
293
”. It explain ed that: “Among the measures which might
be considered appropriate in addition to legislation is the provision of judicial remedies with
respect to rights which may in accordance with the national legal system be considered
justiciable
294
”.
Existing trend has been to pronounce that the debate is over and that : “economic, social,
and cultural rights have been proven to be justiciable
295
”. For example, the United Nations
Committee on Economic, Social and Cultural Rights has made it clear that: “Economic, social,
and cultural rights must be subject to effective remedies
296
”. A Working Group established to
consider the Optional Protocol heard from several experts that “social and economic rights must
now be agreed to be justiciable
297
”.It was considered that economic, social and cultural rights
are justiciable for some reasons:
292
Human Rights Act 1998 (HRA 1998 ) c 42; Human Rights Act 2004 ( HRA 2 004 ); Charter of Human Rights
and Responsibilities Act 2006 .
293
CESCR , ‘ General Comment № 3 ’ in ‘The nature of States parties’ obligations’ (F ifth session ) U.N. Doc.
E/1991/23 (1991) where the CESCR had argued that ‘the enjo yment o f th e rig hts r ecognized, with out
discrimination, will often be appropriately promoted, in part, throug h the provision of judicial or other ef fective
remedies’ and that there are other provisions of the ICESCR – including arts 3, 7(a)(i), 8, 10(3), 13(2)(a), (3) and
(4) and 15(3) – ‘which would seem to be capable of immediate application by judicial and oth er organs in many
national legal systems. Any s uggestion that the provi sions indicated are i nherently non - self - executing would seem
to be difficult to susta in’.
294
CESCR , ‘ General Comment № 3 ’ in ‘The nature of States parties’ obligations’ (F ifth session ) U.N. Doc.
E/1991/23 (1991) .
295
L angford M , N olan A , P orter B, ‘ The Just iciability of Social a nd Economic Rights: An Updat ed Appraisa l ’ in
CHRGJ Working Paper ( № 15 ,2009) < http://ssrn.com/abstract=1434944 > ac cessed 8 May 2 023.
296
CESCR , ‘ Gene ral Comment № 9' in ‘ The Domestic Appli cation of the Cov enant ’ (Nineteenth Session ) U.N.
Doc. E/C. 12/1998/2 4 (1998) para . 2.
297
ECOS OS, ‘ Report of the open - ended working group to consider options regarding t he elaboration of an optional
protocol to the International Covenant on Economic, Social and Cultural Rights on i ts first session ’ , U.N. Doc
E/CN.4/2004/4 4 (Geneva, 23 February - 5 March 2004) < https:// documents - dds - ny.un.org/doc/UNDOC/ GEN/G 0
4/120/29/PDF/G0412029.pdf?OpenElement > accessed 5 A pril 2023 ; ECOSOS, ‘ Report from the Second Session
of the Open - Ended Working Group to consider opt ions for an Optional Protocol to the Internationa l C ovenant on
Economic, Soci al and Cultu ral Rights E/CN.4/ 2005/52 (2005).
89
1) it is not genuine rights, but public goals.
2) it involves the adoption of complex political decisions rega rding budgetary and
resource allocations.
3) the judiciary does not have the necessary detailed understanding of government
spending, so it cannot make decisions to protect this category of rights.
Moreover, as Mary Dowell-Jones points out, “much of the academic discussion in the
human rights literature and among activists has been dominated by legal analysis of the
International Covenant on Economic, Social and Cultural Rights of 1966 obligations and
directed to establishing that “e co nomic, social, and cultural rights are real rights and that they
are in certain respects capable of judicial enforcement
298
”.“The result has been a skewed
emphasis on the legal measures necessary or appropriate for their implementation with a
resulting neglect of the many other policies and strategies necessary to ensure the enjoyment of
the rights guaranteed
299
”.
v i. Derogab le and non- derogab le state obligations
It is crucial to note that there are no clauses in the United Nations Conventions
guaranteeing economic and social rights (the International Covenant on Economic, Social, and
Cultural Rights, Convention on the Elimination of all Forms of Discrimination Against Women
and other documents) allowing for derogation in a state of emergency. For example, considering
the Convention on the Elimination of all Forms of Discri mination Against Women. State s with
an adherence to Sharia law that have made significant reservations to this convention have not
always made similar reservations to the International Covenant on Economic, Social, and
Cultural Rights and must be considered bound by the latter, including its requirement of non-
discrimination in the application of Covenant rights. States have made relatively few
reservations to the Convention on the Elimination of all Forms of Discrimination Against
Women articles relating to economic and social rights
300
”.
The question is whether states can derogate from the International Covenant on
Economic, Social and Cultural Rights 1966 in time of armed conflict, war, or natural disasters?
The travaux preparatoires of the International Covenant on Economic, Social and Cultural
Rights of 1966 “do not reveal any specific discussion on the issue of whether a derogation
298
D owell -J ones M, ‘ Contextuali zing the International C ovenant on Eco nomic, Social an d Cultural Rights:
Assessi ng the Eco nomic Defici t ’ (Martinus N ijhoff, 2004) P .4.
299
D owell -J ones M , ‘ Contextualizing the International Covenant on Economic, Social an d Cultura l Right s:
Assessi ng the Eco nomic Defici t ’ (Martinus N ijhoff, 2004) P .4.
300
C hinkin C , The protection o f economic, soci al and cult ural rights post - conflict < https://www2.ohchr.org/engli
sh/issues/women/docs/Paper_Pro tection_ESCR.pdf > accessed 8 May 2023.
96
The Committee on Economic, Social and Economic Rights in its General Comment №
16 (2005), devoted to the equal right of men and women to the enjoyment of all economic,
social, and cultural rights, explain ed the different levels of obligation:
ü The obligation to respect requires State parties to “refrain from intervening with a
citizen’s right, from discriminatory actions that directly or indirectly result in the denial of the
equal right of men and women to their enjoyment of economic, social, and cultural rights
331
”.
“Respecting the right obliges States parties not to adopt, and to repeal laws and rescind, policies,
administrative measures and programs that do not conform with the right protected by article
3
332
”. For example, it is incumbent upon States parties “to take into account the eff ect of
apparently gender-neutral laws, policies and programs and to consider whether they could result
in a negative impact on the ability of men and women to enjoy their human rights on a basis of
equality (para 18)
333
”.
Moreover, the Committee on Economic, Social and Economic Rights in its General
Comment № 14 called “T he right to health” clarified that: “State parties must respect the
enjoyment of the right health in other countries and to prevent third parties from violating the
right in other countries if they are able to influence these third parties by way of legal or political
me ans
334
”.
In the issue of obligations of corporations to respect, in the Guiding Principles on
Business and Human Rights’ in ‘Implementing the United Nations: Protect, Respect and
Remedy’ it is noted in Paragraph 11 that corporations “should respect human rights [,] … mean
[ing] that they should avoid infringing on the human rights of others and should address adverse
human rights impacts with which they are involved
335
”.The Guidelines for Multinational
Enterprises of the Organization for Economic Co-operation and Development includ e
provisions that: “Both states and enterprises that lend to sovereign states “shou ld” respect
human rights “within the framework of internationally recognized human rights, the
international human rights obligations of the countries in which they operate
336
”. In addition,
331
F riedman S , ‘Human Rights transformed: Posit ive rights and Positive duties’ ( Oxf ord, Oxf ord Unive rsity Pr ess,
2008 ) P . 69.
332
F riedman S , ‘Human Rights transformed: Posit ive rights and Positive duties’ ( Oxf ord, Oxf ord Unive rsity Pr ess,
2008 ) P . 69.
333
CESCR , ‘ General Comment № 16 ’ in ‘ The Equal Right o f Men and Women to the Enj oyment of All Economi c,
Social and Cultural Right s (Art . 3 of the Covenant) ’ E/C. 12/2005/4 ( 11 August 2005 )
< https://www.refworld.org /docid/43f3067ae.htm l > accessed 5 May 2023.
334
CESCR , ‘ General Comment № 14 ’ in ‘ The Right to the Hi ghest Att ainable St andard of Health (Art. 12)
(a dopted at the t wenty - second Sessio n of the Co mmit tee on E cono mic, S ocial a nd Cul tural R ights E/C.12/2000/4
( 11 August 2000 ) at 39.
335
HRC , ‘ Guiding Pri nciples on Business a nd Human Rights ’ in ‘ Implementing the United Nations : Protect,
Respect a nd Remedy ’ U.N. Doc. A/HRC/17/ 31 (Mar ch 21, 2011) P .13.
336
C ernic J. L, ‘ The 2011 Update of the OECD Gui delines for Multinationa l Enterprise s ’ < http://www.asil.or g /insi
97
J.L. Cernic considered that corporations must not only “undertake due diligence to ensure not
only what they comply with human rights obligations…, but also they do everything possible
to avoid causing harm
337
”, and they are also obliged “to prevent and investigate violations,
address complaints brought by victims, and potentially provide reparations for harm and
injuries caused
338
”.
ü The obligation to protect requires that : “States take measures to prevent third parties
from interfering with the enjoyment of human rights
339
”, to take steps aimed directly at the
elimination of prejudices, customary and all other practices that perpetuate the notion of
inferiority or superiority of either of the sexes, and stereotyped roles for men and women. States
parties’ obligation to protect under Article 3 of the International Covenant on Economic, Social,
and Cultural Rights includes, inter alia, the respect and adoption of constitutional and legislative
provisions on the equal right of men and women to enjoy all human rights and the prohibition
of discrimination of any kind; the adoption of legislation to eliminate discrimination and to
prevent third parties from interfering directly or indirectly with the enjoyment of thi s right; the
adoption of administrative measures and programs, as well as the establishment of public
institutions, agencies and programs to protect women against discrimination(para.19)
340
”.
According to N. Bernaz’s opinion, “A state’s obligation to protect is a duty of conduct
and requires the states to adopt protective measures that help prevent human rights violations
by its corporations overseas
341
”. In addition, J. L. Černič add ed that: “The obligation to protect
includes employing its expertise and resources ; c orporations have a duty to supervise their
supply chains to ensure that their suppliers, distributers, and other business partners also comply
with socioeconomic rights
342
”.
ghts/volume/16/issue/4/ 2011 - update - oecd - guidelines - multinati onal - enterprise > accessed 7 May 202 3.
337
C ernic J. L, ‘ State Obligati ons Concerning Indigenous Peoples’ Rights t o their Ancestral Lands: Lex
Imperfecta? ’ i n 28 AM. U. INT’L L . REV. (2013) P.11 52.
338
C ernic J. L , ‘ Sovereign Financing and Corporate Responsibility for Economic and Social Rights ’ in Maki ng
Sovereign Financing and Human Rights Work , ( Oxfor d ; Portland, Oreg on: Hart Publishing , 2014 ) P.1 52.
339
C hapm an A , R ussell S, ‘Core Obligations: Building a framework for Economic, Social and Cultural rights’
( Antwerp, Intersen tia, 2002 ) P . 12.
340
CESCR , ‘ Gen eral Comment № 16 ’ in ‘ The Equal Right of Men and Women to the Enjoyment of All Economi c,
Social and Cultural Right s (Art . 3 of the Covenant) ’ E/C. 12/2005/4 ( 11 August 2005 )
< https://www.refworld.org /docid/43f3067ae.htm l > accessed 5 May 2023.
341
B ernaz N , ‘ Enhancing Corporate Accountability for Human Rights Violations: Is Extraterrito riality the Magic
Potion? ’ in 117 J. OF BUS. ETHICS (2012) P. 493, 494 .
342
HRC , ‘ Guiding Pri nciples on Business a nd Human Rights ’ in ‘ Implementing the United Nations : Protect,
Respect a nd Remedy ’ U.N. Doc. A/HRC/17/ 31 (Mar ch 21, 2011) P .13.
98
ü The obligation to fulfil entails states taking positive measures to ensure rights
343
. This
obligation is called as a positive obligation. The obligation to fulfil may be further disintegrated
into obligations to facilitate, promote, and provide. To comply with these obligations’ states
must adopt and implement comprehensive and integrated plans and strategies to ensure
realization of civil and political rights, and economic, social, and cultural rights. Such steps
should “include:
− To make available and accessible appropriate remedies, such as compensation,
reparation, restitution, rehabilitation, guarantees of non-repetition, declarations, public
apologies, educational programs, and prevention programs;
− To establish appropriate venues for redress such as courts and tribunals or
administrative mechanisms that are accessible to all based on equality, including the poorest
and most disadvantaged and marginalized men and women;
− To develop monitoring mechanisms to ensure that the implementation of laws and
policies aimed at promoting the equal enjoyment of economic, social, and cultural rights by
men and women do not have unintended adverse effects on disadvantaged or marginalized
individuals or groups, particularly women and girls;
− To design and implement policies and programmes to give long-term effect to the
economic, social, and cultural rights of both men and women based on equality. These may
include the adoption of temporary special measures to accelerate women’s equal enjoyment of
their rights, gender audits, and gender-specific allocation of resources;
− To conduct human rights education and training programmes for judges and public
officials;
− To conduct awareness-raising and training programmes on equality for workers
involved in the realization of economic, social, and cultural rights at the grassroots level;
− To integrate, in formal and non-formal education, the principle of the equal right of
men and women to the enjoyment of economic, social, and cultural rights, and to promote equal
participation of men and women, boys and girls, in schools and other education programmes;
− To promote equal representation of men and women in public office and decision-
making bodies;
− To promote equal participation of men and women in development planning, decision-
making and in the benefits of development and all programmes related to the realization of
economic, social, and cultural rights
344
”.
In relation of corporations, “they must take [] active measures to ensure the availability,
accessibility [,] and affordability of [human] rights, work towards abolition of obstacles for the
enjoyment of human rights ; a corporation such as Royal Dutch Shell in O goniland, may become
the primary holder of an obligation to fulfil economic rights in the context of a failed state
where there is no governmental control or no efficient authority to protect [human] rights and
343
Ibid, P .12.
344
CESCR , ‘ Gener al Comment № 16 ’ in ‘ The Equal Ri ght of Men and Women t o t he En joyment of All Economi c,
Social and Cultura l Rights (Art. 3 of the Covenant) ’ E/C.12/ 2005/4 ( 11 August 2005 ) < https://www.refworld.org
/docid/43f306 7ae.html > accessed 5 May 2023.
99
where corporations were asked to provide public func tions on behalf of the state
345
”. A
corporation “may assume some of these obligations where the state is not present and can no
longer guarantee human rights, provided that the corporation has stepped in the role of the
state
346
”.
The tripartite system of obligations is concluded in the following Table
347
:
Obligation
to
State Obligation
Respect
- traditional negative duty of non - interference,
- obligation not to take any measures tha t result i n denying or limiting
access to the enjoyment of human rights,
- application of non - discrimination principle and equal ity.
Phrases used: avoid, r espect, refrain from, abstai n, not to t ake
measures .
Protect
- protection against third parties,
- adoption of non - discrimination laws, control application,
- creation of complaint procedures.
Phrased us ed: protect, take mea sures to ensure, a dopt law,
control, prevent.
Fulfil
Facilitate
- to take positive measures that enable and assist indi viduals to enjoy
the rights
Phrases used: ensure, pro - actively engage in, assist, adopt pol icy,
plan of actions, measures, to give sufficient recognition, provide
for, assist access to.
Provide
- Recognition of h uman rights in legal systems,
345
C ernic J. L , ‘ Sovereign Financing and Corporate Responsibility for Economic and Social Rights ’ in Maki ng
Sovereign Financing and Human Rights Work , ( Oxfor d ; Portland, Oreg on: Hart Publishing , 2014 ) P. 155 - 156 .
346
‘C orporate liability in a new setting: Shell & The changing legal landscape for the multinational oil ind ustry in
the N iger D elta ’ (2012) < https://www.business - humanrights.org/en/latest - news/pdf - corporate - liability - in -a- new -
setting - shell - the - changing - leg al - landscape - fo r - the - multinati onal - oil - industry - in - the - niger - delta/ > accessed 6 May
2023.
347
K ont -K ontson K , ‘ International State Obligation s in protecting social rights: right to social security ’ ( Univ ersity
of Ta rty 2005 ) P.30.
100
- provide a specifi c r ight when individuals are unable by reasons
beyond their control to realise rights themselves by means at their
disposal.
Phrased used: provide directly, to take steps to ensure, ensure,
adopt, recognize, provide aid.
Promote
- make researche s,
- provide information on human rights,
- provide training.
Phrases pr ovided: researc h, train, ensure dissemina tion of
information, give due to attention, take steps to ensure.
From the analysis of typology of obligations and from the perspective of justiciability,
obligations of states can be seen as described in following Table
348
:
Table ‘Relationship between justiciability and tripartite obligations system’
Obligation t o
Immediate
Progressive
Respect
Justiciable
Protect
Some elements might
be justiciable
Fulfil
Facilitate
Some elements might
be justiciable
Usually, non -
justiciable
Provide
Some elements might
be justiciable
Usually, non -
justiciable
Promote
Non - justiciable
Non - justiciable
To sum up, the advantage of analysis based on types of State duties imposed by human
rights is that “it serves to illustrate the significance and interdependence of human rights and
all duties, the equal nature of all human rights and the scope of obligations
349
”.
348
K ont -K ontson K , ‘ International State Obligation s in protecting social rights: right to social security ’ ( Univ ersity
of Ta rty 2005 ) P . 30.
349
S epulveda M.C , ‘ The Nature of obligations under the Internationa l Coven ant on Economic, Social and Cultural
Rights ’ in Intersentia ( 2003 ) P .169 - 173.
101
1.7. State obligations under Article 2 of the International Covenant on Economic, Social
and Cultural Rights: general outlines
In 1966, two International Covenants were adopted for two groups of rights which
established obligations in respect of these rights. The International Covenant on Economic,
Social and Cultural Rights of 1966 obliges States to guarantee that economic, social, and
cultural rights will be exercised without discrimination of any kind and to ensure the equal right
of men and women to enjoy these rights. M. Sennyonjo calls the International Covenant on
Economic, Social and Cultural Rights of 1966 as the most comprehensive human rights treaty
for economic, social, and cultural rights. According to Article 2 of the International Covenant
on Economic, Social and Cultural Rights of 1966
350
:
“1. Each State Party to the present Covenant undertakes to take steps, individually and
through international assistance and co-operation, especially economic and technical, to the
maximum of its available resources, with a view to achieving progressively the full realization
of the rights recognized in the present Covenant by all appropriate means, including particularly
the adoption of legislative measures
351
”.
M. Ssenyonio distinguishes four key human rights obligations arise from Article 2(1) of
the International Covenant on Economic, Social and Cultural Rights of 1966
352
namely:
(i) the obligation to “take steps … by all appropriate means”,
(ii) “achieving progressively the full realization” of economic, social, and cultural rights,
(iii) the obligation to utilize “maximum available resources”,
(iv) the obligation to seek (or provide) international assistance and co-operation
353
.
350
International Covenant on Economic, Social and Cultural Rights ( adopted 16 December 1966 ), entered into
force 23 March 1976) 999 UNTC 171 ICESC R < https://www.refworld.org/ docid/3ae6b36c0.html > accessed 16
May 20 23 .
351
International Covenant on Economic, Social and Cultural Rights ( adopted 16 December 1966 ), entered into
force 23 March 1976) 999 UNTC 171 ICESC R < https://www.refworld.org/ docid/3ae6b36c0.html > accessed 16
May 20 23 .
352
International Covenant on Economic, Social and Cultural Rights ( adopted 16 December 1966 ), entered into
force 23 March 1976) 999 UNTC 171 ICESC R < https://www.refworld.org/ docid/3ae6b36c0.html > accessed 16
May 20 23 .
353
S senyonjo M , ‘ Reflections on state obligation s with res pect to e conomic, soci al and c ul tural rights in
international hum an rights law ’ in T he International Journal of Human Rights ( 15(6) , 2011) P. 969 -
1012 < https://www.tandfonline.com/doi/ful l/10.1080/13642981003719158 > accessed 17 March 2 023.
102
In addition, J.L. Černič considers that: “this provision includes the most common
characteristics of economic and social rights, including that their full realization is to be
achieved progressively depending on the state’s available financial resources
354
”.
Next two part of Article 2 of the International Covenant on Economic, Social and Cultural
Rights of 1966
355
ar e the following:
“2. The States Parties to the present Covenant undertake to guarantee that the rights
enunciated in the present Covenant will be exercised w ithout discrimination of any kind as to
race, colour, sex, language, religion, political or other opinion, national or social origin,
property, birth, or other status
356
”.
“3. Developing countries, with due regard to human rights and their national economy,
ma y determine to what extent they would guarantee the economic rights recognized in the
present Covenant to non-nationals
357
”.
M. Ssenyonio arises several questions regarding these rights:
1). What are the real human rights obligations of states parties to the International
Covenant on Economic, Social and Cultural Rights of 1966
358
?
2). Are such obligations territorially limited or is there scope for extra-territorial
obligations?
3). Are states permitted to derogate from (some) economic, social, and cultural rights
during emergencies even though the International Covenant on Economic, Social and Cultural
354
C ernic J.L , ‘ Placing Human Rights at the Centre of Sovereign Financing ’ in Making Sovere ign fi nancing and
human rights work (2014) P. 155 - 56.
355
International Covenant on Economic, Social and Cultural Rights ( adopted 16 December 1966 ), entered into
force 23 March 1976) 999 UNTC 171 ICESC R < https://www.refworld.org/ docid/3ae6b36c0.html > accessed 16
May 20 23 .
356
International Covenant on Economic, Social and Cultural Rights ( adopted 16 December 1966 ), entered into
force 23 March 1976) 999 UNTC 171 ICESC R < https://www.refworld.org/ docid/3ae6b36c0.html > accessed 16
May 20 23 .
357
International Covenant on Economic, Social and Cultural Rights ( adopted 16 December 1966 ), entered into
force 23 March 1976) 999 UNTC 171 ICESC R < https://www.refworld.org/ docid/3ae6b36c0.html > accessed 16
May 20 23 .
358
International Covenant on Economic, Social and Cultural Rights ( adopted 16 December 1966 ), entered into
force 23 March 1976) 999 UNTC 171 ICESC R < https://www.refworld.org/ docid/3ae6b36c0.html > accessed 16
May 20 23 .
103
Rights of 1966
359
does not contain a derogation clause either permitting or prohibiting
derogations?
4). Was it necessary to adopt in 2008 the Optional Protocol to t he International Covenant
on Economic, Social and Cultural Rights to provide for the competence of the committee
monitoring the obligations of states parties under the International Covenant on Economic,
Social and Cultural Rights of 1966
360
, the Committee on Economic, Social and Cultural Rights,
to receive and consider communications alleging violations of any of the rights protected by
the International Covenant on Economic, Social and Cultural Rights of 1966
361
? Sh ould states
parties to the International Covenant on Economic, Social and Cultural Rights of 1966
362
sign
and ratify this Optional Protocol without delay?
363
”.
i. Minimum core obligations: definition, doctrine, and approaches
Minimum core obligations are identified as a sub-set of obligations associated with
economic, social, and cultural rights that must be fulfilled immediately and in full, by all states.
The doctrine of ‘minimum core’ was introduced by the Committee on Economic, Social, and
Cultural Rights with the aim of ensuring “the satisfaction of, at the very least, minimum
essential levels of each of the rights is incumbent upon every State party
364
”. It has used the
doctrine “to identify a sub-set of demands within the total body of requirements imposed by
economic, social, and cultural rights in General Comment issued by the Committee on
Economic, Social, and Cultural Rights
365
”.
359
International Covenant on Economic, Social and Cultural Rights ( adopted 16 December 1966 ), entered into
force 23 March 1976) 999 UNTC 171 ICESC R < https://www.refworld.org/ docid/3ae6b36c0.html > accessed 16
May 20 23 .
360
International Covenant on Economic, Social and Cultural Rights ( adopted 16 December 1966 ), entered into
force 23 March 1976) 999 UNTC 171 ICESC R < https://www.refworld.org/ docid/3ae6b36c0.html > accessed 16
May 20 23 .
361
International Covenant on Economic, Social and Cultural Rights ( adopted 16 December 1966 ), entered into
force 23 March 1976) 999 UNTC 171 ICESC R < https://www.refworld.org/ docid/3ae6b36c0.html > accessed 16
May 20 23 .
362
International Covenant on Economic, Social and Cultural Rights ( adopted 16 December 1966 ), entered into
force 23 March 1976) 999 UNTC 171 ICESC R < https://www.refworld.org/ docid/3ae6b36c0.html > accessed 16
May 20 23 .
363
Ibid.
364
M uller A , ‘ An Analysis of Health - Rel ated Issues in Non - International Armed Conflicts ’ in Michael O’Fla herty
and David Harris (eds) The Relationship between Economic , Social and Cultural Rights and Internat ional
Humanitar ian Law ( Nottingh am Studies on Human Rig hts 2013).
365
CESCR , ‘ Gene ral Comment № 3 ’ in ‘The nature of States parties’ oblig ations’ (Fifth session), U.N . Doc.
E/1991/23 (1991) at annex III, 86 ; CESCR , ‘ Gener al Comment № 14 ’ in ‘ The Right to the Highest Attainable
104
Nowadays the doctrine is under-developed and often misunderstood because its content
might be different:
- Alston and Scott’s approach seeks to identify a framework that make minimum core
obligations workable. They propose it through universal and state specific standards ( ‘two
minimum cores’). “The universal standard e vidences the absolute floor of obligations, and this
terminology is used in relation to social security policy at the international and national
levels
366
”. “The state -specific obligations element was a key to early developments” at the
Committee on Economic, Social, and Cultural Rights
367
.
- Takioullah’s approach focuses on the nature and implications of minimum core
obligations
368
. He consider ed the four key associated features of minimum core obligations to
be: immediacy, special content, non-derogability, and justiciability. The doctrine of ‘minimum
core’ s hould provide direction for de velopment policy makers practitioners to establish priority
needs in resource - constrained contexts and it may help place some limits on the excessive
deployment of ‘progressive realizations’ to excuse poor performance on economic, social, and
cultural rights realization or defend inadequate or inappropriate resource allocation with respect
to economic, social, and cultural rights
369
”. According to some accounts, the “minimum core
doctrine aims to set a quantitative and qualitative floor of economic, social, and cultural rights
that must be immediately realized by the state as a matter of priority
370
”.
- Young’s approach addresses what makes minimum core obligations represent terms of
“normative value”. The author explain ed that different bodies sought to establish that minimu m
Standard of Heal th ( Art. 12) (a dopted at the t wen ty - second Sessio n of t he Committee on Economic, Social and
Cultural Rights E/C.12/2 000/4 ( 11 August 2000 ).
366
CESCR , ‘Social protection floors: an essential element of the right to social security and of the sustainable
development goals’ UN Doc . (E/C.12 /2015/1 (15 April 2015) p ar a . 7 - 8.
367
CESCR , ‘Social protection floors: an essential element of the right to social security and of the sustainable
development goals’ UN Doc . (E/C.12 /2015/1 (15 April 2015) p ar a . 7 - 8.
368
S hields K , ‘ The Minimum Core Obligation s of Economi c, So cial and Cult ural Rights: The Righ ts t o Healt h and
Education ’ ( Univer sity of Edinburgh 2017 ) P.16.
369
S hields K , ‘ The Minimum Core Obligation s of Economi c, So cial and Cult ural Rights: The Righ ts t o Healt h and
Education ’ ( Univer sity of Edinburgh 2017 ) P.1 6.
370
Craven M, ‘ Ass essment of the progres s on adju dication of economi c, so cial and cultural righ ts ’ in J. Squires,
M. L angford, M., B. and Thiel e (ed s.) The road to a remedy: Current issues in the litigation of economic, so cial
and cultural rights ( Aust ralian Hu man Rights Centre and Centre on Housing Ri ghts and Evictions 2005) P. 39.
105
core obligations should be representative of either the essence of the rights or “needs’ at
issue
371
”, “the consensus around the right
372
”, or “the level of obligations around the right
373
”.
Among different ap proaches, it is important to analyse key associated features of
minimum core obligations. They were developed in General Comments (№ 3,13,14 and 22) of
the Committee on Economic, Social, and Cultural Rights. The International Commission of
Juri sts , the creator of the Maastricht Guidelines on Violations of Economic, Social and Cultural
Rights of 1997 would state that : “T he mi nimum core obligations referred in General Comment
№ 3 “apply irrespective of the availability of resources of the country concerned or any other
factors and difficulties (para. 9)
374
”. This however is not an accurate reading of the Committee's
own position. Although it is true that: “Resource scarcity does not relieve States of certain
minimum obligations in respect of the implementation of economic, social and cultural rights
(para.10)
375
”, it does facilitate the burden of the S tate asked to justify why it has failed to satisfy
the minimum obligations prescribed.
In accordance with a view of K. Shields, key associated features of minimum core
obligations are:
a) “Immediacy. It must be fully satisfied with ‘immediate effect’ by all states, as opposed
to belonging to that aspect of a right’s content which may in principle permissibly be fully
complied with in the longer-term in accordance with the doctrine of ‘progressive realization
376
”,
b)“Special value. Its justification or content bears some peculiarly intimate relationship
to an underlying, high-priority value, such as human dignity or basic needs required for
survival
377
”,
371
Inter - American Co mmission on Human Rights, ‘ Annua l Report 197 9 - 1980 ’ OEA /S er.L/V/II.50, doc. 13 rev.
1, at 2 (1980) < http://www.iachr. org/annual rep/79. 80eng/chap.6.htm > accessed 5 April 2 023.
372
For example , this ap proach is employed by Maastri cht Guid elines on Violat ions of Economic , Social and
Cultural Rights 1997.
373
This is t he approach devel oped by Tasioul as in his commissioned rese arch.
374
International Commission of Jurists , ‘ Maastr icht Guideli nes on Viol ations of Ec onomic, Socia l and Cult ural
Rights ’ ( 26 January 1997 ) < http://www.refworld.org/doci d/48abd5730.html > accessed 21 March 2023.
375
International Commission of Jurists , ‘ Maastr icht Guideli nes on Viol ations of Ec onomic, Socia l and Cult ural
Rights ’ ( 26 January 1997 ) < http://www.refworld.org/doci d/48abd5730.html > accessed 21 March 2023.
376
S hields K , ‘ The Minimum Core Obligation s of Economi c, So cial and Cult ural Rights: The Righ ts t o Healt h and
Education ’ ( Univer sity of Edinburgh 2017 ) P .16.
377
S hields K , ‘ The Minimum Core Obligation s of Economi c, So cial and Cult ural Rights: The Righ ts t o Healt h and
Education ’ ( Univer sity of Edinburgh 2017 ) P .16.
112
also suggested that states’ investment in employment, education, training and healthcare should
be increased fore resource mobilization
412
”.
There are two practical difficulties in applying this requirement to measure state
compliance with the full use of maximum available resources. The first is in determining what
resources are “available” to a particular state to give effect to the substantive rights under the
Covenant. The second difficulty is to determine whether a state has used such available
resources to the “maximum”. It has been suggested that the word “available” leaves too much
“wiggle room for the state
413
”. “The availability of resources refers not only to those which are
controlled or filtered through the state and other public bodies, but also to the social resources
which can be mobilized by the widest possible participation in development, as necessary for
the realization by every human being of economic, social and cultural rights
414
”. Several
measures were suggested:
1) “to adopt strong, efficient, and time-framed measures to promote good governance
and combat corruption that negatively impacts on the availability of resources
415
”,
2) “to make appropriate choices in the allocation of the available resources in ways
which ensure that the most vulnerable are given priority
416
”.
To fulfil this type of obligation the Com mitte e on Economic, Social, and Cultural
Rights developed indicators. For example, one indicator is “to consider the percentage of the
national budget allocated to specific rights under the Covenant (such as health, education,
housing, and social security) relative to areas outside the Covenant (such as military expenditure
417
or debt-servicing (para.23))
418
”. Many resource problems revolve around the misallocation
412
CESC R, ‘ Concl uding Observati ons, Democratic Rep ublic of the Congo ’ E/C. 12/COD/ CO/4 ( 16 December
2009 ) para . 16 - 17.
413
R obertson R , ‘ Measuri ng Stat e Compliance with the obligation to devote the “Maximum Available resources”
to Realizing Eco nomic, Social an d Cultural Rights ’ in Human Rights Quaterly 16 (№ 4, 1994 ) P .694.
414
E ide A , ‘ Economic and Social Rights ’ in Human Ri ghts: Concepts . Declara tion on the Right to Development,
(GAR 41/128 , 4 December 1986).
415
CESCR, ‘ Concl uding Obser vations , Nig eria ’ UN Doc. E/1999/ 22 (1999) para . 97 and 119; CESCR,
‘ Concluding Observati ons , Cambodia ’ UN Doc. (22 May 2009) pa r a.14; CESCR, ‘ Concluding Observati ons ,
Democratic Republic of Co ngo ’ UN Doc. E/C.12/COD/ CO/4 (20 November 2009) para.11; CESCR, ‘ Conclu ding
Observat ions , Madaga scar ’ UN Doc. E/C.12/MDG/CO/ 2/ (20 Nov ember 2009) para.11.
416
E ide A, ‘ The use of Indicators in the Practice of the Committee on Economic, Social and Cultural Rights ’ in
Economic, Soci al and Cultu ral Rights: A Textbook ( Dordrech t: Martin us Nijhoff Pu blishers 2001) P .549.
417
The Committee n oted with regret that more i s spent by the state party on the military and on s erving its debt
than on basic social services . CESCR , ‘ Concluding Observations: Senegal ’ UN Doc. E/ C/12/1/Add.62 (24
September 2001) para.23.
418
CESCR, ‘ Concluding Obs e rvations: Philippines ’ UN Doc. E/C.12/1995 /7 (7 Jun e 1995) para.23.
113
of available resources (for example, to purchase expensive weapon systems rather than to invest
in primary education or primary or preventive health services (para.21)
419
.
v. Obligation to seek international assistance and co -operation
Following the interpretation, the Com mitte e on Economic, Social, and Cultural Rights
provides that: “international assistance and cooperation obligations are not the same for all
states
420
”. Moreover, the obligation to provide “international assistance and cooperation,
especially economic and technical” is “different for developing and developed states (“those in
a position to assist”)
421
”. States Parties to the International Covenant on Economic, Social, and
Cultural Rights, the Convention on the Rights of the Child, and the Convention on the Rights
of Persons with Disabilities that lack the necessary resources for economic, social, and cultural
rights realisation are obliged to “actively seek assistance’ to ensure economic, social, and
cultural rights assertion on the part of everyone under their jurisdictions (para.271)
422
”.
It should not be understood as encompassing only financial and technical assistance,
because “it also includes a responsibility to work actively towards equitable multilateral trading,
investment and financial systems that are conducive to the realization of human rights and the
elimination of poverty (para.28)
423
”. Moreover, in the General Comment of the Committee on
Eco nomic, Social, and Cultural Rights № 15 ‘The right to water’, “the international cooperation
requires State parties to refrain from actions that interfere, directly or indirectly, with the
enjoyment of the rights to water in other countries
424
”. M. Craven states that “although there is
clearly an obligation to cooperate internationally, it is not clear whether this means that wealthy
States Parties are obliged to provide aid to assist in the realization of the rights in other
419
CESCR, ‘ Concluding Obs e rvations: Philippines ’ UN Doc. E/C.12/1995 /7 (7 Jun e 1995) para.21.
420
S epu lveda C .M, ‘ The oblig ations of ‘inter national assistance and c ooperation’ under t he Inter national Covenant
on Economic, Social and Cultural Rights. A possible entry point to a hum an rights - based approach to Millennium
Development Goal ’ in International Journal on Human Rights (V ol.9, Issue 1, 2 009) P. 86.
421
CESCR , ‘ General Comment № 14 ’ in ‘ The Right to the Hi ghest Att ainable St andard of Health (Art. 12)
(a dopted at the t wenty - second Sessio n of the Co mmit tee on E cono mic, S ocial a nd Cul tural R ights E/C.12/2000/4
( 11 August 2000 ), para 45; CESCR, ‘ General Comment № 15 ' in ‘Right to water’ U.N. Doc. HRI/GE N/1/Rev.6
at 105 (2003) para 38 ; CESCR, ‘Statement on substantive issues arising in the implementation of the interna tiona l
covenant on economic, social and cultural rights: poverty and the International Covenant on Economic, Social and
Cultural Rights’ E/C. 12/2001/10 (2010) para . 15 – 18.
422
CESCR , ‘ Concluding Observati ons Ukraine ’ E/19 96/22 (1996) ; CESCR, ‘ Concluding observat ions on th e
combined s econd to fourth pe riodic reports of Guyana’ E/C.1 2/ GUY/CO/2 - 4 (28 October 2015); CESCR,
‘ Concluding obs ervations o n the init ial report of Uganda ’ E/ C.12/UGA/CO/1 ( 8 Jul y 2015).
423
UNCHR ( H unt P), ‘Report The right of everyone to the enjoyment of the highest attainable standard of physical
and mental health ’ UN Doc. E/CN.4/200 4/49/Add.1 (2004).
424
CESCR , ‘ General Comment № 15 ’ in ‘ The Right to Water ’ E/C.12/ 2002/11 (20 January 2003 ) P .31.
114
countries
425
”. The criteria for doing so “are not yet clearly drawn and seem to be difficult to
justify
426
”. Donor states have “a responsibility not to withdraw critical aid without first giving
the recipient state reasonable notice and opportunity to make alternative arrangements
(para.113)
427
”. States providing aid “must refrain from attaching conditions to such aid which
are reasonably foreseeable to result in the violation of international human rights law in other
states
428
”.
vi. Extraterritorial scope of state obligations under Article 2 of the International
Covenant on Economic, Social and Cultural Rights
The extraterritorial application of the International Covenant on Economic, Social and
Cultural Rights is reflected in several General Comments of the Committee on Economic,
Social, and Cultural Rights. General Comment № 1 of the Committee on Economic, Social,
and Cultural Rights indicates that: “State parties to the International Covenant on Economic,
Social and Cultural Rights of 1966 have to monitor the actual situation with respect to each of
the rights on a regular basis and thus be aware of the extent to which the various rights are, or
are not, being enjoyed by “all individuals within its territory or under its jurisdiction(para.3)
429
”.
In its Concluding Observations of 1998 on Israel, the Committee on Economic, Social, and
Cultural Rights confirmed that: “The State’s obligation under the Covenant apply to all
territories and populations under its effective control (para.15, 31)
430
”. In addition, the
International Court of Justice has acknowledged some space for the extraterritorial application
of the International Covenant on Economic, Social and Cultural Rights of 1966. In its Advisory
Opinion of 9 July 2004, Legal Consequences of the Construction of a Wall in the Occupied
Palestinian Territory, the International Court of Justice concluded that: “The International
Covenant on Economic, Social and Cultural Rights of 1966 contains no provision on its scope
of application. This may be explicable by the fact that this Covenant guarantees rights which
are essentially territorial. However, it is not to be excluded that it applies both to territories over
425
C raven M , ‘ The Inte rnational Co venant on Economic, Social and Cultural Rights”, in An Introduction to the
International Protection of Hum an Rights: A Textbook ’ ( Abo Akademi Univ ersity, 1999) P . 101 - 23.
426
S senyonjo M , ‘ Reflections on state obligation s with res pect to e conomic, soci al and c ul tural rights in
international hum an rights law ’ in T he International Journal of Human Rights ( 15(6) , 2011) P. 969 -
1012 < https://www.tandfonline.com/doi/ful l/10.1080/13642981003719158 > accessed 17 March 2 023.
427
UNCHR, ‘ Report on the right of e veryone to the e njoyment of the h ighest a ttainable s tandard of p hysical and
m ental h ealth ’ A/HRC/7/11/Ad d.2 2006) (5 March 2008) .
428
UNGA , ‘ Rainbow Warrio r ( New Zealand v. Franc e ) (1990 ) 82 ILR 449.
429
CESCR, ‘ Gener al Comment № 1 ’ in ‘ Reporting by Stat e Partie s ’ (Third Session ) UN Do c. E/1989 /22, an nex
III at 87 (1989) .
430
CESCR, ‘ Concluding Observations . I srael ’ UN Doc. E/C.1 2/1/Add.90 (23 May 1 998) .
115
which a state party has sovereignty and to those over which that state exercise territorial
jurisdiction. Thus, Article 14 makes provision for transitional measure in the case of any state
which “at the time of becoming a Party, has not been able to secure in its metropolitan territory
or other territories under its jurisdiction compulsory primary education, free of charge
(para.112)
431
”.
Moreover, on 28 September 2011 the Maastricht Principles on Extraterritorial
Obligations of States in Economic, Social and Cultural Rights were issued by 40 international
law experts from all regions of the world, including members of international human rights
treaty bodies, regional human rights bodies, as well as Special Rapporteurs of the United
Nations Human Rights Council. In General Principles it stated that states “have obligations to
respect, protect and fulfil human rights, including cultural, economic, rights, within their
territories and extraterritorially as well as civil and political rights
432
”. These obligations are
identical with obligations established at universal level. “[A]ll States must take action,
separately, and jointly through international cooperation, to fulfil economic, social [,] and
cultural rights of persons within their territories and extraterritorially
433
”. “Such obligations
apply under the qualifying condition to fulfil economic, social [,] and cultural rights in its
territory to the maximum of its ability
434
”. This addition confirms the positive nature of
econo mic , social, and cultural rights. In paragraph 23 of the Maastricht P rinciples states that:
“States must desist from acts omissions that create a real risk of nullifying or impairing the
enjoyment of economic, social and cultural rights extraterritorially
435
”. It is an example of
negative obligations of states.
It is important to provide differen t ac ademic views of the extraterritorial scope of state
obligations. For example, M. Ssenyonjo notes that: “A lthough the International Covenant on
Economic, Social and Cultural Rights of 1966 refers to international assistance and co-
operation, but it does not make any explicit reference to territory or jurisdiction, it contrasts to
431
ICJ , ‘Report’ in ‘ Legal Conseq uences of the Constructi on of a Wall in th e Occupi ed Pale stinian Territory ’
( 2004 ) P.4.
432
Maastr icht Pri nciple s on Extra territ orial Obligati ons of Sta tes in th e Area of Econ omic, Social and Cultural
Rights ( adopted 28 September 2011 by Maast richt Uni versit y a nd the Inter national Commission of Jurists, a group
of exper ts ) P.6 < https://www.fidh.org/IMG/pdf/maastricht - eto - principles - uk_web.pdf > a cces sed 1 M ay 2023 .
433
Maastr icht Pri nciple s on Extra territ orial Obligati ons of Sta tes in th e Area of Econ omic, Social and Cultural
Rights ( adopted 28 September 2011 by Maast richt Uni versit y a nd the Inter national Commission of Jurists, a group
of exper ts ) P. 8 < https://www.fidh.org/IMG/pdf/maastricht - eto - principles - uk_web.pdf > a cces sed 1 May 2023 .
434
C ernic J. L , ‘ Sovereign Financing and Corporate Responsibility for Economic and Social Rights ’ in Maki ng
Sovereign Financing and Human Rights Work , ( Oxfor d ; Portland, Oreg on: Hart Publishing , 2014 ) P. 155 - 156 .
435
Maastr icht Pri nciple s on Extra territ orial Obligati ons of Sta tes in th e Area of Econ omic, Social and Cultural
Rights ( adopted 28 September 2011 by Maast richt Uni versit y a nd the Inter national Commission of Jurists, a group
of exper ts ) P. 7< https://www.fidh.org/IMG/pdf/maastricht - eto - principl es - uk_web.pdf > a cces sed 1 May 2023 .
116
Article 2 (1)
436
the International Covenant on Civil and Political Rights 1966
437
”.Another
author, H. Craven, expressed the position as follows: “Article 2(1) itself is somewhat confused
and unsatisfactory provision; the combination of convoluted phraseology and numerous
qualifying sub-clauses seems to defy any real sense of obligation. Indeed, it has been read by
some as “giving states an almost tota l freedom of choice and action as to how the rights should
be implemented
438
”. Compared to this article, Article 2 of the International Covenant on Civil
and Political Rights 1966
439
requires a State Member “to undertake to respect and to ensure
440
”.
Article 2 of the International Covenant on Economic, Social and Cultural Rights “is weak with
respect to implementation
441
”. This difference reflects the different implementation methods.
However, the Committee on Economic, S ocial and Cultural Rights denied any sharp distinction
between Article 2(1) of each Covenant, and noted: “While the great emphasis has sometimes
been placing on the difference between the formulation used in this provision [Article 2 of the
International Covenant on Economic, Social and Cultural Rights] and that contained in the
equivalent Article 2 of the International Covenant on Civil and Political Rights, it is not always
recognized that there are also significant similarities. While the Covenant provides for a
progressive realization and acknowledges that the contrasts due to the limits of available
resources, it also imposes various obligations which are immediate effect (para.1)
442
”.Thus,
extraterritorial protection of economic, social, and cultural rights “offers an important means to
strengthen the protection and enforcement of economic, social, and cultural rights specially
436
“Each s tate party to the present Covenant undertakes to respect and to ensure to all individuals within its territory
and subject to its jurisdiction the right recognized in the present Covenant” , International Covenant on Civil and
Political Right s (adopted 16 December 1966, e ntered into force 23 March 1976) 99 9 UNTS 171 (ICCPR) .
437
Ssenyonjo M, ‘Reflect ions on state obligat ions with respect t o economic, social and cultural rights i n
international human rights law’ in International Journal of Human Rights (15(6), 2011) P. 969 - 1012
<h ttps://www .tandfonline.com /doi/full/10.108 0/136429810 03719158 > accessed 17 March 2023.
438
C raven M , ‘ The Justiciabilit y of Economic, Social and Cultural Rights’, in Economic, Social and Cultural
Rights: Their Impleme ntation in United Kingdom Law ’ (Nottingham: University of Nottingham Human Rights
Law Centre, 1999) P. 5.
439
International Covenant on Civil and Political Rights (adopted 16 Decemb er 196 6, entere d into force 23 March
1976) 999 UNTS 171 (ICCPR) .
440
Ibid.
441
A lston P, S teiner H , ‘ Internatio nal Hu man Rights in Con text: Law , Politics, Morals – Te xt and Materials ’ ( 2nd
ed. , Oxford: OUP, 2000) P. 275.
442
CESC R , ‘ Gene ral Co mment № 3 ’ in ‘ The Nature of States Parti es’ Obli gations (Art. 2, Par a. 1 of the Covenant) ’
UN Doc. E/ 1991/23 (1 4 December 1990 ).
117
where host states lack the ability to effectively regulate non-state actors and monitor their
compliance, yet home states are able to do so
443
”.
1.8. T he Optional Protocol to the International Covenant on Economic, Social and
Cultural Rights 1966
Human rights are a universal category, which represents the opportunities arising from
the very nature of man to enjoy elementary, most important benefits in conditions of a safe, free
existence of the individual in society. Human rights are one of the fundamental values of
modern world civilization a complex and multifaceted concept. It is difficult to give them a
single definition and an unambiguous interpretation, because this category is not only legal, but
also philosophical, political, and moral. Human rights are emerging at the moment of birth, a
person has not only as integral conditions of existence, which human nature requires for his
survival, and essential development opportunities, but also as a means and goal of life,
regardless of whether they are realized or not. Economic, social, and cultural rights are essential
for individuals to lead fulfilling and dignified lives and are recognized as being fundamental
human rights under internationa l human right s law. The y need the same protection as civil and
political rights have in the Internation al Covenant on Civil and Political Rights.
The drafting process of the Optional Protocol to the International Covenant on Economic,
Social and Cultural Rights 1966 shows efforts of counti es economic, social, and cultural rights
development and protection. There are some exhaustive oversight deba tes in the 1950s and
1960s in the United Nations. In 1968, the International Conference on Human Rights urged
Governments of all countries to focus “on developing and perfecting legal procedures for
prevention of violations and defence of economic, social, and cultural rights (para.6)
444
”.The
United Nations Secretary-General in a follow-up study noted the right to an effective remedy
by the competent national tribunals applied “of course, also to economic, social and cultural
rights
445
”. It went on to note that many of rights were capable of being protected at the national
level “by the ordinary courts” and th at “it was already the case in some states”
446
.Some
statements made by some states a t t he first session of the Working Group concluded that : “A
complaint mechanism for economic, social, and cultural rights was specifically rejected, and
443
S senyonjo M , ‘ Reflec tions on state obli gations wit h respect to econ omic, socia l and c ultural rights in
international human rights law ’ in International Journal of Human Rights ( 15(6) , 2011) P. 969 -
1012 < https://www.tandfonline.com/doi/ful l/10.1080/13642981003719158 > accessed 17 March 2 023.
444
UN, ‘ Final Act of t he International Conference on Human R ights ’ Sales № E.68.SIV.2 R esolution XXI (196 8).
445
Ibid , para. 157.
446
Ibid , para. 159.
118
there was markedly little support for parallel oversight and supervisory provisions between the
two prospective covenants ; t hey would have the international community overlook the reasons
for those decisions and, in effect, rewrite the relevant provisions of the Internation al Covenant
on Econom ic , Social, and Cultural Rights
447
”.
The Committee on Economic, Social, and Cultural Righ ts worked on an Optional
Protocol to enable complaint procedures under the Internation al Covenant on Econom ic , Social,
and Cultural Rights. The first formal discussion of an Optional Protocol was initiated by the
Committee on Economic, Social, and Cultural Righ ts in 1990
448
. At the Fifth Session
(26.11.1990 -14.12.1990) of the Committee on Economic, Social, and Cultural Righ ts , the
Committee stated that there was a “need for an Optional Protocol to the International Covenant
on Economic, Social and Cultural Rights 1966 providing a complaint/communication
procedure for individuals and groups seeking redress in instances where they consider their
human rights guaranteed under the Covenant to have been violated (para.2; para.25)
449
.In
December 1992, Committee on Economic, Social, and Cultural Righ ts adopted an “analytical
paper” that examined the various modalities of such [an Optional] protocol, inter alia, the
possibility of the collective and individual complaints (Annex I, para.18 and Annex II)
450
. It
was encouraged in this direction by States at 1993 World Conference on Human Rights
(para.75)
451
and culminated in a report with a draft protocol on the grounds that it would better
highlight “concrete and tangible issues”, “provide a focuses “framework for inquiry and help
realise economic, social, and cultural rights since decisions would carry some weight even
though they would be “non-binding(para.32-38)
452
”.The Commission on Human Rights, in
paragraph 6 of its Resolution 1994/20, took note of the “steps taken by the Committee … for
447
D enni s M , S tewar t D, ‘ Justiciability of Economic, Social, and Cu ltural Rights: Should There Be a International
Complaints Mecha nism to Adjudicate the Rig hts to Food, Water, Housing , and Health? ’ in 98 Ameri can Journal
of International Law , (2004) P . 489.
448
CESCR, ‘Report on the Seventh Session’ UN Doc. E/C.12/1 991/Wp.2 (11 December 1992).
449
CESC R , ‘ Gene ral Co mment № 3 ’ in ‘ The Nature of States Parti es’ Obli gations (Art. 2, Par a. 1 of the Covenant) ’
UN Doc. E/1991/23 (1 4 December 1990 ) ; CESC , ‘ General Comment № 3 ’ in ‘ The Nature of States Parties’
Obligati ons (Art. 2, Para . 1 of the Covenant) ’ UN Doc. E/1991/23 (1 4 December 1990 ) ; E/C N.4/19 97/105 .
450
UNGA, ‘ Co ntribution of t he Committee on Economic, Social and Cultural Rights to t he World Conference on
Human Right s ’ UN Doc. A/ CONF.157/PC/62/ Add.5 ( 26 March 1993 ).
451
U N (Distr. Ge neral) , ‘ Vienna Declarat ion and Program of Acti on ’ A/CONF.157/23 (12 July 1993); M ahon C ,
‘ Progress at the Front: The Draft Optional Protoc ol t o the Int ernational Covenant on Economic, Social and Cultural
Rights ’ 8 Human Rights La w Review (2008) P. 617.
452
UNGA, ‘ Co ntribution of the Committee on Economic, Social and Cultural Rights to the World Conference on
Human Rights ’ UN Doc. A/CONF. 157/PC/62/Add .5 ( 26 March 1993 ) . The Commit tee’ s draft was subject t o some
scholarly debate and one workshop produced a slightly different draft. Arambulo K , ‘ Strengtheni ng the
Supervision of the International Covenant on Economic, Social and Cultural Rights ’ (Antwerpen: Intersentia,
1999).
119
the drafting of an Optional Protocol... granting the rights of individuals or groups to submit
communications concerning non-compliance with the Covenant, and invited the Committee to
report thereon to the Commission…” A draft of an Optional Protocol was adopted in 1996 at
the Committee’s fifteenth session
453
. From 1997-2000 the Commission “did not take any
decision”
454
. M. Dennis and D. Steward c haracterized the actions of those pushing this process
within the United Nations as being “dismissive of other viewpoints, and self-serving” and
having a “build it and they will come attitude
455
”.
However, some states made critical comments. F or example, two US State Department
legal advisers stated that: “the proposal for a new individual - complaints mechanism remains
an ill-considered effort to mimic the structures of the International Covenant on Civil and
Political Rights – and largely for mimicry’s sake ; the rights and obligations contained in the
International Covenant on Economic, Social and Cultural Rights were “never intended to be
susceptible to judicial or quasi - judicial determination
456
”. C. Tomuschat have praised these
jurisprudential developments and question ed how an individual complaints mechanism could
make these obligations justiciable. Considering the right to work, he concludes that:
“It is incumbent on [on States] … to take steps which activate the economy so that job
opportunities may arise for everyone desirous of finding employment. … but the general
obligation is not owed specifically to every individual…. Judicial protection against State action
is generally confined to measures which adversely affect a person individually. General
political measures which have repercussions on all citizens alike, are not subject to judicial
review. This position can be explained by the opposition between East and West and, moreover,
by willing of West not to admit equality and justiciability of economic, social, and cultural
rights
457
”.
453
UN C HR , ‘ Draf t Optional Protocol to t he Interna tional Cove nant on Econ omic, Social and Cultur al Rights ’ (53d
Session), U.N. Doc. E/CN.4/1997/105 (1997) .
454
O HCH R, ‘ Question of the realiza tion in all cou ntries of the eco nomic, soci al and cultural rights contained i n
the Universal Declaration of Human Rights and in the International Covenant on Economic, Social and Cultur al
Right s, and s tudy o f speci al prob lems w hich the dev elopi ng cou ntries f ace in their e fforts t o achi eve the se hum an
rights ’ UN Doc.E/CN.4/ RES/1997/17 (11 April 1997 ).
455
D enni s M , S tewar t D, ‘ Justiciability of Economic, Social, and Cu ltural Rights: Should There Be a International
Complaints Mecha nism to Adjudicate the Rig hts to Food, Water, Housing , and Health? ’ in 98 Ameri can Journal
of International Law , (2004) P . 475 - 476.
456
D enni s M , S tewar t D, ‘ Justiciability of Economic, Social, and Cu ltural Rights: Should There Be a International
Complaints Mecha nism to Adjudicate the Rig hts to Food, Water, Housing , and Health? ’ in 98 Ameri can Journal
of International Law , (2004) P . 524.
457
T omuchat C , ‘ An Optional Prot ocol f or th e Int ernational Covena nt on Economi c, Soc ial a nd Cult ural Rights ’,
in Weltin nenr echt: Liber amicorum Jost Delbr üc (Berlin: Duncker and Hum blot, 2005), P . 81 5, 828.
120
In 2001 the Committee made an important step and appointed an Independent Expert
(Professor Hatem Kotrane) who created two reports and concluded that “there is no longer any
doubt about essentially justiciable nature of all the rights guaranteed by the Covenant
458
”. The
Representative of the United States of America said that : “While his country had joined
consensus on the decision it did not support the draft optional protocol, as it confused econo mic ,
social and cultural rights, which should be realized progressively with legally enforceable
entitlements
459
”.
In 2003 the Commission established an “Open-ended Working Group on an Optional
Protocol to the International Covenant on Economic, Social, and Cultural Rights” that met three
times to “considering options” regarding the elaboration of an Optional Protocol (para.12-
13)
460
. In the first session of the Working Group in 2004, the competing views on this aspect of
justiciability amongst States was evident from “the opening paragraphs of the Chairperson’s
report:
-some delegations believed that the provisions of the Covenant were insufficiently clear
to lend themselves to a complaints procedure or to be justiciable,
-other delegations referred to national and regional legislation and case law, arguing that
experience shows that the vagueness of legal provisions of the Covenant can be clarified by
courts,
- some delegations stated that action by the legislature is sometimes necessary to clarify
the scope of obligations,
-several delegations underlined that States parties have an immediate obligation to take
prompt and effective measures towards the implementation of the rights covered by the
Covenant (para.23)
461
”.
Moreover, M. Dennis and D. Steward suggest ed that the Independent Expert was
pressured to be more supportive of a protocol of his second report and critical of the
458
O HCHR, Independent Expert ( Mr Kotra ne Hatem ) , ‘Report on the Questi on of a Draft Optional Protocol to the
ICESCR’ UN Doc.E/CN.4/20 02/57 (12 February 2002) .
459
ECOSOC , ‘ The situation of human r ights in part s of South - Eastern Eur ope ’ Decision 2 001/219 ( 4 June 2001 ).
460
OHCHR , ‘ Question of the r ealizatio n in all c ountries of the e conomic, s ocial and cultur al rights containe d in
the Universal Declaration of Human Ri ghts a nd in the Int ernational Covenan t on Economi c, So cial and Cultural
Right s, and s tudy o f speci al prob lems which the deve lopin g coun tries fa ce in t heir ef forts to achie ve the se hum an
rights’ Resolution 2003/18 , E/CN.4/2 003/L.11/Add.3 (22 April 2003).
461
ECOS OS, ‘ Report of the open - ended working group to consider options regarding t he elaboration of an optional
protocol to the International Covenant on Economic, Social and Cultural Rights on i ts first session ’ , U.N. Doc
E/CN.4/2004/4 4 (Geneva, 23 February - 5 March 2004) < https://documents - dds - ny.un.org/doc/UNDOC/ GEN/G 0
4/120/29/PDF/G0412029.pdf?OpenElement > access ed 5 A pril 2023.
121
Chairperson’s recommendation to proceed to drafting despite t he 2004 meeting of the Working
Group ending in what they saw as “disarray
462
”.
In July of 2007, “a draft Optional Protocol was presented to the Working Group by
Catarina de Albuquerque
463
”. The Committee on Economic, Social, and Cul tural Righ ts ’
version of a protocol was not used as a basis for drafting but was produced with reference to
other existing United Nations communications procedures. As “some States were “allergic” to
the Committee on Economic, Social, and Cultural Righ ts ’ draft, it allowed for a fresh way
forward and increased the level of support”
464
.
On 4 April 2008 consensus on a final draft of the Option Protocol was achieved. N. Pillay,
the UN High Commissioner for Human Rights, greeted the Optional Protocol to the
International Covenant on Economic, Social, and Cultural Rights by saying that it “is of singular
importance … closing a historic gap in human rights protection under the international
system
465
”. The Finnish delegate stated that: “The protocol was a ‘great step towards full
realization of all human rights’ and that his country would sign it ‘at the earliest possible
occasion
466
”. However, Denmark was of a wholly other view. According to their representative,
“the majority of the rights in the Covenant did not carry immediate legal effect and, considering
the vague nature of the rights and the principle of progressive realisation, Denmark believed
that the majority of rights were insufficiently judiciable and less suited to form the basis of an
individual complaints mechanism
467
”.Curiously though, on adoption of the Protocol, States
were given the opportunity to lodge formal “explanations of the vote ”, but no States did so
468
.
462
D enni s M , S tew ar t D, ‘ Justiciability of Economic, Social, and Cultural Rights: Should There Be a International
Complaints Mecha nism to Adjudicate the Rig hts to Food, Water, Housing , and Health? ’ in 98 Ameri can Journal
of International Law , (2004) P .462.
463
UNHR Council , 'Draf t Optional Protocol to the Intern ational Co venant on Econom ic, Social and Cultu ral
Rights' UN Doc A/HRC/6/WG.4 /2 (23 April 2007) .
464
Communication from Catarin a de Albuquerq ue.
465
UNHR, ‘ Statement of Ms. Nava nethem P illay ’ ( 65th Plenary meeting ) U.N. Doc. A/ 63/PV. 66 ( 10 December
2008 ).
466
UNGA , Th i rd Committee , ‘ Third Co mmitte e Recommends Gene ral Assembl y Adoption of Opt ional Prot ocol
to Interna tional Co nvention on Eco nomic, Social and Cultural Rights, Sixty - third Gen eral Assem bly ’ ( 40 and 41 st
Meetin gs ) GA/SHC/3938 (1 8 Nove mber 2008) P . 11.
467
Ibid, P .9.
468
UNGA , ‘ Res olution No 832 ’ ( 63rd Sess ion ) UN Doc A/RES/63/ 117 (2008 ).
128
organizations, and other stakeholders on issues related to the protection and promotion of
economic, social, and cultural rights.
-to strengthen the monitoring and impl ementation of the International Covenant on
Economic, Social and Cultural Rights. An Optional protocol to International Covenant on
Economic, Social and Cultural Rights could strengthen the ability of the Committee on
Economic, Social and Cultural Rights to monitor and facilitate the implementation of the
International Covenant on Economic, Social and Cultural Rights at the national level.
Despite abovementioned, there are several potential disadvantages to the Optional
Protocol to the International Covenant on Economic, Social and Cultural Rights:
-Limited number of states parties. As of January 2023, only a limited number of states
have ratified the Optional Protocol to the International Covenant on Economic, Social and
Cultural Rights, which means that the number of individuals and groups who have access to the
complaint’s mechanism provided by the Optional Protocol is relatively small.
-Limited scope. The Optional Protocol to the International Covenant on Economic, Social
and Cultural Rights only applies to the economic, social, and cultural rights recognized in the
ICESCR, which means that it does not provide a mechanism for the protection of other human
rights such as civil and political rights.
-Limited remedies. The remedies available under the Optional Protocol to the
International Covenant on Economic, Social and Cultural Rights are limited to the adoption of
views or recommendations by the Committee on Economic, Social and Cultural Rights. While
these views or recommendations may be influential, they do not have the same legal force as a
judicial decision and may not be enforceable.
-Potential for abu se . There is a potential for the Optional Protocol to the International
Covenant on Economic, Social and Cultural Rights to be abused by individuals or groups who
seek to use it for frivolous or vexatious purposes. This could place an undue burden on the
Committee on Economic, Social and Cultural Rights and undermine the effectiveness of the
complaint’s mechanism s.
It is possible that the Optional Protocol to the International Covenant on Economic, Social
and Cultural Rights might need to be amended in the future in order to address emerging issues
or to make improvements to the existing system. Any decision to amend the Optional Protocol
to the International Covenant on Economic, Social and Cultural Rights would need to be taken
by the state’s parties to the Optional Protocol, in consultation with civil society organizations
and other stakeholders. Any proposed amendments would need to be adopted by a two -thirds
majority of states parties and would enter into force for those states that have accepted the
amendments once they have been ratified by enough states.
129
Conclusion of Chapter 1
The origins of the rights of the second generation originate from ancient centuries, and
laid in written sources, doctrines, theories. In the sayings of philosophers, these rights (the rights
of the second generation) were inextricably linked with the rights of the first generation. The
idea that was laid down in the Universal Declaration dates back much earlier. Nowadays these
rights are reflected in many documents, including constitutions and declarations. There are
many different approaches in the literature to determine the value of these human rights that
either recognize these human rights or be little them. However, despite the consolidation of
equality of these rights, in science disputes about the dominance of one of the categories of
rights do not cease.
The process of preparing the Universal Declaration on Human Rights has not been easy.
The philosophical doctrines underlying this document have been advocated by the countries
concerned. Preparation of the Universal Declaration1948 is the struggle of East and West, the
struggle of Western liberalism and Marxism, the struggle for world domination.
The question arises why countries have established a sign of universality, indivisibility of
rights only formally? Can we assert confidently that the drafters of the Universal Declaration
on Human Rights were not ‘blinded by their own ambitions’ ? As C. Tomuschat says that “they
did not realize that the existing cultural differences between the many nations and other ethnic
as well as linguistic communities of this globe
486
”. Y. Khushalani thought that “evidently, there
cannot be universal understanding of human rights
487
”. Mrs Eleanor Roosevelt, the United
States representative to the General Assembly and Chairman of the United Nations Commission
on Human Rights during the drafting of the Universal Declaration on Human Rights, noted that
this document “is not, and does not purport to be a statement of law or of legal obligation” but
“a common standard of achievement for all peoples of all nations
488
”. However, this document
serves as a normative basis for constitutions because many provisions of the Universal
Declaration on Human Rights are included in modern constitutions. Some scholars
489
note that
it is a basis for assess the legal systems, policies and practices of all States under the universal
periodic reviews. Three doctrines as western liberalism, socialism, third world approach
contributed the inclusion of economic, social and cultural rights in the Universal Declaration
on Human Rights 1948. The combination of ideas of three doctrines has made it possible to
consolidate in the Universal Declaration on Human rights 1948 the maximum possible list of
486
T omuchat C , ‘ Human ri ghts in a World - Wid e Framew ork Some Curren t Issu es ’ (1985) , P .548 < https://www.za
oerv.de/45_1985/45_1985_3_k_547_584.pdf > ac ce ssed 2 A pril 2023.
487
K hushalani Y , ‘ Human Rights in Asia and Africa ’, in 4 HRLJ ( 1983 ) P .4 05.
488
19 US Department of State Bullet in 751 (1948).
489
OHCHR , ‘ Human Rights and Constitution making ’ HR/PUB/ 17/5 (New York and Geneva , 2018) < https://w w w.
.ohchr.org/D ocuments/ Publications/Constituti on Mak ing_RU.p df > accessed 1 April 2023.
130
human rights and freedoms, becoming a universal standard for States with different political
systems, adhering to different ideological, religious, cultural directions in their development.
The work of the Soviet Union and Latin American countries in implementing second-generation
rights was significant. The debate between the West and the East about the supremacy of a
particular category of rights is still being discussed in the scientific literature.
Two categories of rights are of the same nature and their differentiation into two
international covenants was unreasonable. The analysis shows that the rights of the second
generation contain similar features belonging to the rights of the first generation. This means
that two groups of rights are subject to judicial protection at the same level. With its elements
such as the right to free s peech and solidarity, political rights emerge as a primary instrument
to claim social and economic rights. On the other hand, without economic and social rights t he
exercise of civil and political rights can be undefined. Especially, the right to education prepares
a proper foundation to understand and practice civil and political rights. Advocating civil and
political rights and blaming social and economic rights for downgrading the importance of
human rights would be unfair and may lead to miss the foundational logic of these rights.
Because of all these basic reasons and the indivisible connection, rights should not be concern
superior to each other. The second-generation rights meet the same criteria as first-generation
rights. These rights should therefore be afforded similar protection.
131
Conclusión del Capítulo 1
Los orígenes de los derechos de la segunda generación se remontan a siglos antiguos y se
encuentran en fuentes escritas, doctrinas y teorías. En los dichos de los filósofos, estos derechos
(los derechos de la segunda generación) estaban ine xtricablemente ligados a los derechos de la
primera generación. La idea que se plasmó en la Declaración Universal data de mucho antes.
Hoy en día estos derechos se reflejan en muchos documentos, incluidas constituciones y
declaraciones. En la literatura existen muchos enfoques diferentes para determinar el valor de
estos derechos humanos que, o bien los reconocen, o bien los menosprecian. Sin embargo, a
pesar de la consolidación de la igualdad de estos derechos, en la ciencia no cesan las disputas
sobre el predominio de una de las categorías de derechos.
El proceso de elaboración de la Declaración Universal de los Derechos Humanos no ha
sido fácil. Las doctrinas filosóficas subyacentes a este documento han sido defendidas por los
países interesados. La preparación de la Declaración Universal 1948 es la lucha de Oriente y
Occidente, la lucha del liberalismo occidental y el marxismo, la lucha por la dominación del
mundo.
Cabe preguntarse por qué los países han establecido un signo de universalidad, de
indivisibilidad de los derechos sólo formalmente. ¿Podemos afirmar con seguridad que los
redactores de la Declaración Universal de los Derechos H umanos no estaban “cegados por sus
propias ambiciones”? Como dice C. Tomuschat que “no se dieron cuenta de las diferencias
culturales existentes entre las numerosas naciones y otras comunidades étnicas y lingüísticas de
este globo
490
”. Y. Khushalani pensaba que “evidentemente, no puede haber una comprensión
universal de los derechos humanos
491
”. La Sra. Eleanor Roosevelt, representante de Estado s
Unidos ante la Asamblea General y Presidenta de la Comisión de Derechos Humanos de las
Naciones Unidas durante la redacción de la Declaración Universal de Derechos Humanos,
señaló que este documento “no es, ni pretende ser, una declaración de derecho o de obligación
jurídica”, sino “un ideal común por el que todos los pueblos de todas las naciones deben
esforzarse
492
”. Sin embargo, este documento sirve de base normativa para las constituciones,
ya que muchas disposiciones de la Declaración Universal de Derechos Humanos están incluidas
en las constituciones modernas. Algunos
493
estudiosos señalan que sirve de base para evaluar
los sistemas jurídicos, las políticas y las prácticas de todos los Estados en el marco de los
exámenes periódicos universales. Tres doctrinas como el liberalismo occidental, el socialismo
490
T omuchat C , ‘ Human ri ghts in a Wor ld - Wide Fra mework Some Curr ent I ssues ’ (1985) , P .548 <
https://www.zaoerv.de/45_1985/45_1985_3_k_547_584.pdf > acce ssed 2 A pril 2023.
491
K hushalani Y , ‘ Human Rights in Asia and Africa ’, in 4 HRLJ ( 1983 ) P .4 05.
492
19 US Department of State Bullet in 751 (1948).
493
OHCHR , ‘ Human Right s and Constitution maki ng ’ HR/PUB/1 7/5 (New York and Gen eva , 2018)
< https://w w w. .ohchr.org/D ocuments/ Publications/Constituti on Mak ing_RU. pdf > accessed 1 April 2023.
132
y el enfoque tercermundista contribuyeron a la inclusión de los derechos económicos, sociales
y culturales en la Declaración Universal de Derechos Humanos de 1948. La combinación de
ideas de las tres doctrinas ha hecho posible consolidar en la Declaración Universal de los
Derechos Humanos de 1948 la máxima lista posible de derechos humanos y libertades,
convirtiéndose en una norma universal para Estados con diferentes sistemas políticos, adheridos
a diferentes direcciones ideológicas, religiosas y culturales en su desarrollo. La labor de la
Unión Soviética y los países latinoamericanos en la aplicación de los derechos de segunda
generación fue significativa. El debate entre Occidente y Oriente sobre la supremacía de una
determinada categoría de derechos sigue debatiéndose en la literatura científica.
Las dos categorías de derechos son de la misma naturaleza y su diferenciación en dos
pactos internacionales no era razonable. El análisis muestra que los derechos de la segunda
generación contienen características similares pertenecientes a los derechos de la primera
generación. Esto significa que dos grupos de derechos son objeto de protección judicial al
mismo nivel. Con sus elementos como el derecho a la libertad de expresión y a la solidaridad,
los derechos políticos surgen como instrumento primordial p ara reclamar derechos sociales y
económicos. Por otra parte, sin derechos económicos y sociales el ejercicio de los derechos
civiles y políticos puede quedar indefinido. Especialmente, el derecho a la educación prepara
una base adecuada para comprender y practicar los derechos civiles y políticos. Defender los
derechos civiles y políticos y culpar a los derechos sociales y económicos de restar importancia
a los derechos humanos sería injusto y podría llevar a perder la lógica fundacional de estos
derechos. Por todas estas razones básicas y por su conexión indivisible, los derechos no deben
considerarse superiores unos a otros. Los derechos de segunda generación cumple n los mismos
criterios que los derechos de primera generación. Por lo tanto, estos derechos deberían gozar de
una protección similar.
133
Chapter 2. T he contribution of the Inter-American and African regional levels in
featuring economic, social and cultural rights
Introduction of Chapter 2
The Chapter I is devoted to the universal level of economic, social, and cultural rights
protection. Some documents such as Peace treaties, the Universal Declaration on Human
Rights, the International Covenant on Economic, Social and Cultural Rights and its Optional
Protocol are analyzed in order to show the unified nature of two categories of human rights
through different types of State obligations: positive and negative, cost free and expensive,
progressive and immediate, vague and precise, justiciable and non-justiciable, derogable and
non- derogable, thin and thick. As a result, it was shown that the system of the protection of
economic, social, and cultural rights at the universal level is weaker than the protection of civil
and political rights at the same level, and it is still an issue why there was a need to adopt two
international covenants instead of one.
Before moving to Chapter 2, it is important to note that the main milestones at the regional
level were the adoption of the European Convention for the Protection of Human Rights and
Fundamental Freedoms on November 4, 1950, the American Convention on Human Rights on
November 22, 1969 (entered into force in 1978), the African Charter on Human and Peoples'
Rights on June 26, 1981, the Islamic Declaration of Human Rights of 1990, and the Arab
Charter of Human Rights adopted on September 15, 1994.The catalogue of rights and freedoms
of these documents repeats the universal set of rights from the Universal Declaration of Human
Rights. The implementation of the se rights turned out to be complicated, “it encounters
resistance from real life relationships that have historically formed and are developing on other
value networks
494
”. For example, main differences are religion, in which the population
professes Judaism, Buddhism, Hinduism, Confucianism.
However, there are some difficulties in these regional human rights systems:
ü The limited legal recognition of economic, social, and cultural rights. While the above-
mentioned documents recognize a range of economic, social, and cultural rights, these rights
are not given the same level of legal recognition as civil and political rights. This can make it
more difficult to enforce economic, social, and cultural rights and to hold states accountable for
violations of these rights.
ü The lack of effective remedies. Economic, social, and cultural rights often require
significant resources to be realized, and it can be difficult for individuals and groups to obtain
effective remedies for violations of these rights through both human rights systems. Two
commissions (the African Commission on Human and Peoples' Rights, and the Inter -American
Commission on Human Rights), and two courts (the African Court on H uman and Peoples'
494
Lu kasheva E.A , ‘ Human right s and the processe s of globaliz ation o f the modern world ’ ( Publishing House
NORM, 2007 ) ; M ingazov L , ‘ Problemy universalizma i regionalizma v sfere mezhduna rodnoj zashchity prav
cheloveka ’ in JS , ( 2021 ) P . 99.
134
Rights and the Inter-American Court of Human Rights) have had a limited power to order states
to take specific actions to remedy violations of these rights.
ü The limited capacity of national human rights institutions. Th ey play an important role
in promoting and protecting human rights in the African and Inter-American regions, however,
some of the m lack the capacity and resources to effectively address economic, social, and
cultural rights issues, which can hinder the protection of these rights.
ü The poverty and inequality. Economic, social, and cultural rights are often most
relevant for marginalized and disadvantaged groups, who may face barriers to accessing justice
and seeking remedies for violations of these rights. Poverty and inequality can also be drivers
of human rights violations, including violations of economic, social, and cultural rights.
Considering the Inter-American human rights system, it is important to note that the
American Convention on Human Rights is the main regional human rights treaty and provides
for the protection of economic, social, and cultural rights. The Inter-American Commission on
Human Rights and the Inter-American Court of Human Rights are responsible for promoting
and protecting human rights in the region and have issued numerous decisions on economic,
social, and cultural rights. The ir work includes two stages: complaints submitted to the Court
are first considered by the Commission. The Commission performs the function of protecting
human rights by considering “petitions” submitted by individuals and non-governmental
organizations and “communications” from States that it receives (Articles 44 -45)
495
. The
competence of the Commission extends to all member States of the American Convention on
Human Rights (Article 61.1)
496
. The competence of the Inter-American Court extends to the
interpretation of the American Convention on Human Rights, any other American document
relating to human rights, as well as to any issues within the competence of OAS bodies, at the
request of OAS member States. This distinguishes it from the European Court of Human Rights
which is designed to ensure strict compliance and enforcement only of the norms of the
European Convention for the Protection of Human Rights and Fundamental Freedoms by its
member States. Decisions taken by the Inter-American Court of Human Rights may include
compensation for victims of violations of these rights. “The Inter-American Court monitors
each case individually, and also conducts joint monitoring of compensation measures issued in
several court decisions against the same State
497
”. The Inter-American Court also differs from
495
A merica n C onvent ion on H uman R ights (a dopted at the Inter - Americ an Spe cialized Confer ence o n Human
Rights, San José, Costa Rica, entered into force 18 July 1978 ) Tre aty Series No 36 ( Organization o f American
States, 1969 ) < htt ps://www.cidh.oas.org/basicos/engli sh/basic3.americ an%20convention.htm > accessed Mar ch
23, 2023.
496
A merica n C onvent ion on H uman R ights (a dopted at the Inter - Americ an Spe cialized Confer ence o n Human
Rights, San José, Costa Rica, entered into force 18 July 1978 ) Tre aty Series No 36 ( Organization o f American
States, 1969 ) < htt ps://www.cidh.oas.org/basicos/engli sh/basic3.americ an%20convention.htm > accessed Mar ch
23, 2023.
497
D avtyan M.K , N ik olaev A .M, ‘ Ispolnenie reshen ij Evropejskogo Suda I Mezham erikanskogo S uda po pravam
cheloveka: sravnitel'nyj analiz ’ in Mez hdunaro dnoe i integr acionnoe pravo . Zh urnal zarubezhnogo
zakonodatel'stva i sravnitel'nogo pravovedeniya ( № 4 , 2018) P .43.
135
the European Court of Human Rights in that individuals cannot apply directly to the Inter-
American Court. Only the Member States and the Commission have the right to refer the case
to the Court (Article 61.1)
498
. One of the conditions for the admissibility of the case is that the
Commission exhausts all the procedures provided for (Article 61.2)
499
.Applications of
individuals are first submitted to the Inter-American Commission on Human Rights, which
decides whether to refer them to the Inter-American Court of Human Rights established by the
Convention, if the respondent State recognizes the jurisdiction of the court.
Next, in the African human rights system, the African Charter on Human and Peoples'
Rights is the main regional human rights treaty, and this document provides the protection of a
range of economic, social, and cultural rights, including different rights such as the right to
education, the right to work, and the right to health. In addition, the Protocol to the African
Charter on Human and Peoples' Rights on the Rights of Women in Africa contains specific
provisions on the rights of women in relation to economic, social, and cultural rights. The
African sys tem also includes the African Court on Human and Peoples' Rights, which has
jurisdiction t o hear cases involving alleged violations of the African Charte r and other regional
human rights instruments. The African Court has the authority to consider cases involving
alleged violations of economic, social, and cultural rights and has issued several decisions on
these issues.
The Chapter II explores special provisions for the protection of economic, social, and
cultural rights at two levels: the African and Inter-American. These regional systems of human
rights protection, their uniqueness, including the case-law on specific state obligations, its
relation to economic, social, and cultural rights, and the contribution of the Inter-American and
African (regional) level in featuring economic, social, and cultural rights are considered. The
Chapter 2 consists of paragraphs such as: 2.1. The uniqueness of the Inter-American human
rights system, 2.2. State’s obligations on economic, social and cultural right protection in Inter-
American legal documents and reports (including i. Obligation to respect, ii. Obligation to
protect, iii. Obligation to fulful, iv. Obligation to promote),2.3. Selected case-law of the Inter-
American Commission and Court of Human Rights on state obligations aimed at economic,
social, and cultural rights protection (including i. Positive and negative obligations, ii. Cost free
and expensive state obligations, iii. Progressive and immediate stat e obligations, iv. Vague and
precise state obligations, v. Justiciable and non-justiciable state obligations, vi. Derogable and
non- derogable state obligations, vii. Thin and thick state obligations, Table ‘Case-law of the
Inter-American Commission and Court of Human Rights on obligations for realization of
498
A merica n C onvent ion on H uman R ights (a dopted at the Inter - American Spec ialized Confer ence on Human
Rights, San José, Costa Rica, entered into force 18 July 1978 ) Tre aty Series No 36 ( Organization o f American
States, 1969 ) < htt ps://www.cidh.oas.org/basicos/engli sh/basic3.americ an%20convention.htm > accessed Mar ch
23, 2023.
499
A merica n C onvent ion on H uman R ights (a dopted at the Inter - Americ an Spe cialized Confer ence o n Human
Rights, San José, Costa Rica, entered into force 18 July 1978 ) Tre aty Series No 36 ( Organization o f American
States, 1969 ) < htt ps://www.cidh.oas.org/basicos/engli sh/basic3.americ an%20convention.htm > accessed Mar ch
23, 2023.
136
economic, soci al, and cultural rights’, 2.4. The uniqueness of the African human rights system,
2.5. Indivisibility of economic, social and cultural rights within the African Commission on
Human and Peoples’ Rights’ understanding, 2.6. The concept of minimum core obligations in
the African Commission on Human and Peoples’ Rights’ activity, 2.7. Approaches to th e
adjudication of economic, social, and cultural rights, 2.8. A difference between the United
Nation Committee on economic, social, and cultural rights understanding of the obligations
engendered by the International Covenant on Economic, Social, and Cultural Rights of 1966
and the African Commission on Human and Peoples’ Rights view of the obligations engendered
by the African Charter on Human and P eoples’ Rights of 1981, 2.9. Reasonableness test on
economic, social and cultural rights enforcement, 2.10. State obligations to respect, protect and
fulfil economic, social and cultural rights (including i. Obligation to respect, ii. Obligation to
protect, iii. Obligation to fulfil, iv. Obligation to promote), 2.11. Selected case-law of the
African Commission and Court on Human and People’s Rights on state obligations aimed at
economic, social, and cultural rights protection (including i. Positive and negative state
obligations, ii. Cost free and expensive state obligations, iii. Progressive and immediate stat e
obligations, iv. Vague and precise state obligations, v. Justiciable and non-justiciable state
obligations, vi. Derogable and non- derogable state obligat ions, vii. Thin and thick state
obligations), Table “Case-law of the African Commission and Court on Human and Peoples’
Rights on obligations for realization of economic, social, and cultural rights”.
137
Introducción del Capítulo 2
El capítulo I está dedicado al nivel universal de protección de los derechos económicos,
sociales y culturales. Se analizan algunos documentos como los tratados de Paz, la Declaración
Universal de Derechos Humanos, el Pacto Internacional de Derechos Económicos, Sociales y
Culturales y su Protocolo Facultativo con el fin de mostrar la naturaleza unificada de dos
categorías de derechos humanos a través de difere ntes tipos de obligaciones estatales: positivas
y negativas, gratuitas y costosas, progresivas e inmediatas, vagas y precisas, justiciables y no
justiciables, derogables e irrenunciables, delgadas y gruesas. Como resultado, se demostró que
el sistema de protección de los derechos económicos, sociales y culturales a nivel universal es
más débil que la protección de los derechos civiles y políticos al mismo nivel, y sigue siendo
un problema por qué era necesario adoptar dos pactos internacionales en lugar de uno.
Antes de pasar al Capítulo 2, es importante señalar que los principales hitos a nivel
regional fueron la adopción del Convenio Europeo para la Protección de los Derechos Humanos
y las Libertades Fundamentales el 4 de noviembre de 1950, la Convención Americana sobre
Derechos Humanos el 22 de noviembre de 1969 (entró en vigor en 1978), la Carta Africana de
Derechos Humanos y de los Pueblos el 26 de junio de 1981, la Declaración Islámica de
Derechos Humanos de 1990 y la Carta Árabe de Derechos Humanos adoptada el 15 de
septiembre, 1994. El catálogo de derechos y libertades de estos documentos repite el conjunto
universal de derechos de la Declaración Universal de Derechos Humanos. La implementación
de estos derechos resultó complicada, “encuentra resistencia de relaciones de la vida real que
históricamente se han formado y se están desarrollando en otras redes de valores
500
”. Po r
ejemplo, las principales diferencias son la religión, en la que la población profesa el judaísmo,
el budismo, el hinduismo y el confucianismo.
Sin embargo, existen algunas dificultades en estos sistemas regionales de derechos
humanos:
ü Abolir el limitado reconocimiento legal de los derechos económicos, sociales y
culturales. Si bien los documentos mencionados reconocen una serie de derechos económicos,
sociales y culturales, estos derechos no reciben el mismo nivel de reconocimiento legal que los
derechos civiles y políticos. Esto puede hacer que sea más difícil hacer cumplir los derechos
económicos, sociales y culturales y responsabilizar a los Estados por las violaciones de estos
derechos.
ü Paliar la falta de remedios efectivos. Los de rechos económicos, sociales y culturales a
menudo requieren recursos significativos para su realización, y puede ser difícil para individuos
y grupos obtener remedios efectivos para las violaciones de estos derechos a través de ambos
sistemas de derechos humanos. Dos comisiones (la Comisión Africana de Derechos Humanos
y de los Pueblos y la Comisión Interamericana de Derechos Humanos) y dos tribunales (la Corte
Africana de Derechos Humanos y de los Pueblos y la Corte Interamericana de Derechos
500
Lu kasheva E.A , ‘ Human rig hts and t he proces ses of g lobalizati on of th e modern wor ld ’ ( Publishing House
NORM, 2007 ) ; M ingazov L , ‘ Problemy universalizma i regi onalizma v sfere mezhdunarodnoj zashchity prav
cheloveka ’ in JS , ( 2021 ) P . 99.
144
ü There is a widespread use of consultative procedures for resolving disputes. The
advisory jurisdiction of the Inter-American Court of Human Rights is the broadest to all other
regional courts, since it makes “a significant contribution to enhancing the uniformity and
consistency of interpretation of the substantive and procedural provisions of the American
Convention and other human rights treaties”, “forms a uniform culture of human rights in the
region”, providing for the “constitutiona li zation of Inter-American human rights law”, allowing
to characterize the Inter-American Court of Human Rights as “the only body in the international
arena that effectively carries out its advisory jurisdiction
512
”.
ü The Inter-American Court of Human Rights is the main importer of the practice of
interpreting international human rights law.
ü There is a low percentage of enforcement of decisions made within the framework of
the Inter-American System of Human Rights Protection. Article 68 of the American Convention
on Human Rights of 1969 states: “The S tates Parties to the Convention undertake to obey the
Court's decision in any case to which they are parties. The part of the deci sion that relates to
compensatory damages may be executed in the relevant country according to the internal
procedure governing the execution of decisions rendered against the State
513
”. According to
some data, “the level of enforcement of decisions of the Inter-American Court of H uman Rights
is only 4%
514
, 83% of decisions of the Inter-American Court of Human Rights are partially
executed, 11% of decisions are not fully executed, and only 6% of decisions are fully executed.
The respondent States fulfil the financial part of the decision (about 50% of such obligations
are fulfilled), but the situation is much worse with the regulations concerning legislative
changes - about 5-10% of such orders of the Inter-American Court of Human Rights are
executed
515
”.
2.2. State’s obligations on economic, social and cultural right protection in Inter-
American legal documents and reports
i. Obligation to respect
512
P asqualucci J.M , ‘ The Practice and Pr ocedure of the I nt er - American Court o f Hu man Rights ’ ( Cambridge,
2003 ) P. 80 ; H ennebel L, ‘ The Int er - American Co urt of Human Rights : The Ambassador of Univers alism ’ in
Quebec Jo urnal of Internati onal Law (Special Edition , 2011 ) P . 71 — 76.
513
Additi onal Protocol to the Ame rican Convention on Human Ri ghts i n the Area of Economic, Social and Cultural
Rights (Prot ocol of San Sal vador) (entered into forc e 16 November 1999) OAS Treat y Ser ies No 69 (1988)
reprinted in Ba sic Doc uments Pertaining to H u man Rights in the Inter - American System OEA/Ser L V/II.82 Doc
6 Rev 1 (1992) .
514
P osner E , Y oo J, ‘ Judicial Independence in International Tribunals’ in Cali fornia L aw Review ( Vol. 93 , № 1 ,
2005), P. 1- 74.
515
I spolinov A, ‘ Evolyuciya i put i razviti ya sovremennogo mezhdunarodnogo pravosudiya ’ in Mezhduna rodnoe
publichnoe pravo ( № 10 , 2017) P . 70.
145
Before moving to the obligation to respect, it is important to note that the Inter- Am erican
Court of Human Rights takes the position that the obligations of States enshrined in the
American Convention on Human Rights
516
, contain the responsibility of a State Party both for
acts performed by officials acting on behalf of the State, and for acts committed by third parties,
if they were the result of the state's failure to fulfil its obligations to exercise control over their
activities.
The obligation to respect economic, social, and cultural rights in the Inter-American
regional system of human rights protection refers to the obligation of states to refrain from
interfering with the enjoyment of these rights by individuals. This means that states must not
take any action that would diminish or restrict the enjoyment of these rights. In “Compendium
on the Obligation of States to adapt their Domestic Legislation to the Inter-American Standards
of Human Rights” which was approved by the Inter-American Commission on Human Rights
on January 25, 2021, it is stated that this type of the obligation is “the norm [] that determine
the linkage and articulation between inter-American law and domestic law
517
”. For example,
states have an obligation to respect the right to education by not enacting laws or policies that
would limit access to education or prevent individuals from obtaining an education. Similarly,
states have an obligation to respect the right to work by not enacting laws or policies that would
restrict the ability of individuals to work or engage in economic activities. In addition to this
general obligation to respect economic, social, and cultural rights, states may also have specific
obligations to respect certain rights in certain circumstances.
The obligation to respect economic, social, and cultural rights is set forth in several Inter-
American legal instruments, including the American Declaration of the Rights and Duties of
Man and the Protocol of San Salvador. It is also interpreted and applied by the Inter-American
Commission on Human Rights and the Inter-American Court of Human Rights. In Valasquez
Rodriguez the Inter-American Court of Human Rights held: “The first obligation assumed by
the States Parties under Article 1 (1) is “to respect the rights and freedoms”
518
recognized by
the Convention. The exercise of public authority has certain limits which derive from the fact
516
A merica n C onvent ion on H uman R ights (a dopted at the Inter - Americ an Spe cialized Confer ence o n Human
Rights, San José, Costa Rica, entered into force 18 July 1978 ) Tre aty Series No 36 ( Organization o f American
States, 1969 ) < htt ps://www.cidh.oas.org/basicos/engli sh/basic3.americ an%20convention.htm > accessed Mar ch
23, 2023.
517
Inter – Amer ican Commission on Human Righ ts, ‘ Compendium on the Obli gation of State s to adapt their
Domestic Legisl ation t o the Inter - Ameri can Stan dards o f Human Rights ’ OEA/Ser.L/ V/II. Do c. 11 ( January 25,
2021 ).
518
Article 1, A meri can C onvent ion on H uman R ights (a dopted at the Inter - American Spe cialized Conferen ce on
Human Rig hts, San José, Costa Rica, entered into force 18 July 1978 ) TS No 36 ( Or ganization of Americ an State s,
1969 )< https://www.cidh.oas.org/basicos/engl ish/basic3.americ an%20convention.htm > accessed March 23,
2023. Velázquez - Rodrí guez v. Honduras ( Article s 1 .1. and 4 of the American Conventio n) Inter - American Cour t
of Human R ights Series C No 4 (Ju ly 29, 1988) .
146
that “human rights are inherent attributes of human dignity and are, therefore, superior to the
power of the state (para.165)”
519
.
In another case of González and Others v. Mexico , the Inter-American Court of Human
Rights found that: “T he State had to tak [e] steps to ensure that children from disadvantaged
groups had access to quality education
520
”. For example, states have an obligation to respect
the rights of indigenous peoples to their traditional lands, cultures, and ways of life. The
American Convention on Human Rights 1969 includes provisions that directly relate to the
rights of indigenous peoples. “States Parties to this Convention undertake to respect the rights
and freedoms and to ensure to all persons within their jurisdiction the free and full exercise of
such rights and freedoms without discrimination on account of race, colour, sex, language,
religion, political or other opinion, national or social origin, economic status, birth, or any other
social condi tion (Article 1)
521
”.“Where t he exercise of any of the right s or freedoms referred to
in Article 1 is not yet secured by law or other provisions, the participating States undertake to
accept, in accordance with their constitutional the procedure and provisions of this Convention,
such legislative or other measures as may be necessary to give effect to such rights and freedoms
(Article 2)
522
”. These articles are very important to ensure the equality of rights of indigenous
peoples and other members of this society.
Analyzing other cases, it is also important to demonstrate a case such as Pacotaype
Chaupin, Martín Cayllahua Galindo, Marcelo Cabana Tucno and Isaías Huamán Vilca v.
Peru
523
. In this case, the Peruvian State included the obligation to respect rights in domestic
laws.
519
Velázquez - Rodrí guez v. Honduras ( Artic les 1 .1. and 4 of the American Conventio n) Inter - American Court of
H uman R ights Series C No 4 (Ju ly 29, 1988).
520
González et al. ( ‘ Cotton Fiel d ’ ) v. Mexico ( Arti cles 4 , 5, 8, 19, and 25 of the American Conventio n) Inter -
American Court of H uman R ights Se ries C No 205 ( November 16, 2009 ) < https: //www.corteidh.or.cr/docs/ c asos/
articulos/seriec_205_ing.pdf > ac cessed 24 March 20 23.
521
A merica n C onvent ion on H uman R ights (a dopted at the Inter - Americ an Spe cialized Confer ence o n Human
Rights, San José, Costa Rica, entered into force 18 July 1978 ) Tre aty Series No 36 ( Organization o f American
States, 1969 ) < htt ps://www.cidh.oas.org/basicos/engli sh/basic3.americ an%20convention.htm > accessed Mar ch
23, 2023.
522
A merica n C onvent ion on H uman R ights (a dopted at the Inter - Americ an Spe cialized Confer ence o n Human
Rights, San José, Costa Rica, entered into force 18 July 1978 ) Treat y Series No 36 ( Organizati on of American
States, 1969 ) < htt ps://www.cidh.oas.org/basicos/engli sh/basic3.americ an%20convention.htm > accessed Mar ch
23, 2023.
523
P aragraph 76 , M anuel P acotaype C haupin, M artín C ayllahua G alindo, M arcelo C abana T ucno and I saías
H uamán V ilca v . P eru ( Artic les 3, 4, 5, 7, 25 of the American Conventio n) Inter - American Co mmis sion on H uman
R ights No 47/00 Case 10 / 908 ( April 13,200 0 ) ; P aragraph 68 , A mérico Z avala M artinez v . P eru ( Art icles 3, 4, 5,
7, and 25 of the American Conventio n) Inter - American Co mmissi on on H uman R ights No 44/00 Case 10 / 820
( April 13, 2000 ).
147
ii. Obligation to protect
The obligation to protect economic, social, and cultural rights refers to the obligation of
states to take steps to prevent harm or abuse to individuals in the enjoyment of these rights. For
example, in 2017 the Inter- Ame rican Convention on the Promotion and Protection of the Rights
of Older Persons
524
came into force and showed that old er people also need the protection.
States must adopt measures to e nsure that individuals are able to enjoy these rights without f ear
of harm or abuse from state or non-state actors. The Inter-American Court of Human Rights
held that states have an obligation to protect the right to education by adopting measures to
ensure that individuals have access to education and that the education system is of good
quality. Similarly, the Inter-American Court of Human Rights stated that states have an
obligation to protect the right to work by adopting measures to ensure that individuals have
access to employment opportunities and that the working conditions are safe and fair.
iii. Obligation to fulfil
The obligation to fulfill economic, social, and cultural rights requires that counties “take
appropriate legislative, administrative, budgetary, judicial and other measures towards the full
realization of such rights (para.6)
525
”. In the case of Velásquez Rodríguez v. Honduras , Inter-
American Court of Human Rights found that: “T he State had an obligation to fulfill the right,
which included taking steps to prevent deaths that resulted from its failure to provide basic
services such as health care and police protection
526
”. In another case of Mayagna (Sumo) Awas
Tingni Community v. Nicaragua, the Inter-American Court of Human Rights considering rights
of indigenous people, stated that: “The State had an obligation to fulfill the right to property
which included providing the indigenous community with access to land and natural resourc es
and had an obligation to consult with indigenous communities and to obtain their consent prior
to taking any action that may affect their rights
527
”. In next case, in Yakye Axa Indigenous
524
Inter - American Convention on the Promotion and Protection of the Rights of Older Person s (entered into force
January 1 1 , 2017 , th e thirtieth day a fter the date of d eposit of the s econd instrum ent of ratification o r accession to
the Convention with the General Secretariat of the Organization of American States ) General Secreta riat OAS
(Washington, 2017) < https://www.oas.org/en/sla/di l/inter_american_treaties_a - 70_human_rights_older _person s.
asp accessed 22 March 2023.
525
International Commission of Jurists , ‘ Maastr icht Guideli nes on Viol ations of Ec onomic, Socia l and Cult ural
Rights ’ ( 26 January 1997 ) < http://www.refworld.org/doci d/48abd5730.html > accessed 21 March 2023.
526
Velázquez - Rodrígu ez v. Honduras ( Articles 1 .1. and 4 of the American Conventio n ) Inter - American Court of
H uman R ights Series C No 4 (Ju ly 29, 1988).
527
Mayagna (Sum o) Awas Tingn i Communit y v. Nicara gua (Article s 1, 2, 21 and 25 of the American Conventio n)
Inter - American Co urt of H uman R ights Series C No 4 ( Augus t 31, 2001 ) < https ://www.corteidh.or.cr/docs/casos/a
rticulos/seriec_79_ing.pdf > accessed 19 March 2023.
148
Community v. Paraguay, the Inter-American Court of Human Rights held that: “In acc ordance
with Articles 24 (Equality before the law) and 1.1 of the American Convention on Human
Rights of 1969, States must ensure the full realization and exercise of the rights of indigenous
peoples who are under their jurisdiction. In order to ensure these rights [including economic,
social, and cultural rights] effectively, when interpreting and applying their domestic
legislation, S tates should consider the peculiarities that distinguish representatives of
indigenous peoples from the general population and the components of their cultural ident ity.
The same justification should be applied …to assess the scope and content of the articles of the
American Convention on Human Rights of 1969, the violation of which the Commission
charges the State”
528
.
Moreover, while serving as president of the Court, Diego García-Sayán cultivated the
idea when he asserted in a concurring opinion that, “. . . national courts are called upon to fulfill
a crucial role as one of the main vehicles for translating the obligations specified in international
human rights treaties into domestic norms—applying them in their case law and other everyday
challenges. National courts must put into practic e the legally binding decisions of the Inter-
American Court that interpret and define international regulations and standards of human
rights protection (para.30)
529
”.
iv. Obligation to promote
In general, state parties to the Inter-American human rights system have an obligation to
respect, protect, fulfill and promote economic, social, and cultural rights. Sates must refrain
from interfering with the enjoyment of these rights, take steps to protect individuals from harm
or abuse, and take positive steps to ensure that individuals are able to enjoy these rights.
Analysing the right to promote, it is important to note that: “ States have an obligation of the to
promote the welfare of its individual citizens
530
”. It was declared in the first two drafts of the
American Declaration of the Rights and Duties of Man prepared by the Inter-American Juridical
Committee. Thus, the four types of obligations to protect, respect, fulfill, and promote
economic, social and cultural rights are important because they provide a framework for
governments to ensure that all individuals within their jurisdiction can fully enjoy rights of the
second generation possible. Overall, the four types of obligations are critical for ensuring that
528
Yakye Axa Indigenous Community v . Paraguay (Articles of 4, 8, 21, 25 of the American Convention) Inter -
American Court of Hu man Rights Se ries C No 125 ( June 17, 2005) .
529
Manuel Cepeda V argas v. Colombi a ( Artic les 23 and 16 of the American Conventio n ) Inter - American Cou rt
of Human R ights S eries C No 213 (May 26, 2010) ; B azán V, ‘ Control de conv encionalidad, aperturas dia lógicas
e influencias jurisdiccionales recíprocas ’ in R evista E uropea de D erechos F undam entales ( № 18/ 2 , 2011) P.75.
530
Inter - American Ju ridical Co mmitte e, ‘ Draft Declaration of the Int ernational Rights and Dut ies of M a n and
Accompanyin g Report ’ E/CN.4/2 ( Was hingt on 1947) P .21 - 22 .
149
all individuals can live free from discrimination, abuse, and oppression, and are able to enjoy
the full range of their economic, social and cultural rights.
2.3. Selected case-law of the Inter-American Commission and Court of Human
Rights on state obligations aimed at economic, social, and cultural rights protection
i. Positive and negative state obligations
In recent decades the massive and systematic violations of civil and political rights were
the subject of litigations. For this reason, V. Ambramovich considers that economic, social, and
cultural rights have not been “a common subject of complaints before the Inter-American
Commission on Human Rights
531
”. Ge nerally, the Inter-American Court of Human Rights found
that a S tate violated a duty to protect rights of the second generation (for example, in cases od
Mapiripán Massacre v. Colombia , Ituango Massacres v. Colombia
532
wh ere the massacres
caused the forced eviction, and the loss of their homes and means of livelihood.
In the case- law of the Inter-American Commission and Court of Human Rights
considered different types of state obligations to protect economic, social, and cultural rights
which correspond state obligations of rights of the first generation. In accordance with an
opinion of Burgorgue-Larsen Laurence, “the dichotomy negative/positive obligation dichotomy
has never been determinative in the jurisprudence of the Inter-American Court of Human
Rights
533
”.
In addition, in the first two drafts of the American Declaration of the Rights and Duties
of Man wh ich were prepared by the Inter-American Juridical Committee, i t was proposed that
“newer economic and social rights of a positive character which [had] come to be recognized…
as a necessary inference from the conception of the democratic state as a cooperative
commonwealth seeking the general welfare of all its members
534
.There are some examples of
positive state’s obligations on economic, social, and cultural right protection. For examp le, in
the case of Acevedo-Buendía et al. v. Peru it is stated that: “the States are under the positive
531
A mbramovich V, ‘ Los dere chos economicos , sociales y culturales en la denuncia ante la Comisión
Interamericana de Derechos Humanos ’ , in Present e y Futur o de los Derecho s Humanos : Ensay os en hono r a F.
V. J imnez ( Instituto Interamerican o de Derechos Humano s, San José, Costa Rica, 1997) P.137 .
532
Mapiri pán Massac re v . Co l ombia ( Article 25 of the American Conventio n) Inter - American Court of H uman
R ights Series C No 140 ( September 15, 2005 ); Ituango Massacres v. Colombia ( Arti cles 6.2, 7 of the American
Conventio n) Inter - American Court of H uman R ights Series S No 148 ( July 1, 2006 ).
533
Aliverti M , ‘P ositive Obligatio ns in the Inter - American System’ in Interrights Bulletin (2006) P . 120.
534
Inter - American Ju ridical Co mmitte e, ‘ Draft Declaration of the Int ernational Rights and Dut ies of M a n and
Accompanyin g Report ’ E/CN.4/2 ( Was hingt on 1947) P .21.
150
obligation of adopting measures in order to guarantee the satisfaction of [economic, social and
cultural rights], but this obligation was considered to be subject to the economic and financial
resources of the States”
535
.
Considering another right - the right to health, in the case of Jorge Odir Miranda Cortéz
and others v. El Salvador , the State (re spondent) did not provide medicines for HIV treatment.
The Inter-American Commission on Human Rights indicated that : “it will interpret the
provisions of Article 10 of the San Salvador Protocol on the Right to Health in the light of the
provisions of Articles 26 and 29 of the American Convention on Human Rights
536
”.
In another decision, Mendoza Beatriz Silva and others v. Argentina , the Inter-American
Court of Human Rights “ordered the defendants to take positive measures to improve the quality
of life of the population of the Matanza/Riachuelo River basin, compensate for environmental
damage and prevent similar consequences in the future without direct reference to the
provisions of international human rights law
537
”. Moreover, the Inter-American Court of
Human Rights “has focused on issues that have far-reaching implications in terms of human
rights and their relationship to the state of the environment, including health, sanitation and a
healthy environment
538
”. This decision contains “an action plan: to ensure more timely and
comprehensive public awareness of the current situation [p. 17.II]; containment and elimination
of the consequences of industrial pollution [p. 17.III]; commissioning of additional water
supply facilities, as well as sewerage and sanitation [p. 17, VI–VIII]; development of
emergency medical response plan [item 17.IX]; as well as the creation of an international
monitoring system to assess the achievement of the goals set out in the plan. The Court clarified
535
Acevedo Buendia et al. ( ‘ Discharged and Retired Employees of the Comptroller ’ ) v. P eru ( Articles 1, 21, 25 of
the American Conventio n) Inter - American Cou rt of H uman R ights Series C No 54 (July 1, 2009 ) ; Sawhoyamaxa
Indigenous Community v . Paraguay ( Articl es of 3, 4 .1, 8, 21, 25 of the American Convention) Inter - Americ an
Court of Human Rights Series C No 146 ( Mar ch 29, 2006) ; Gon zalez - Salzberg D.A, ‘Economic and social rights
within the Int er - American Human Rights System: thinking s trategies for obtaining judicial protection ’ in
18 International Law, Revista Co lombiana de Derec ho Internacional, (2011), P . 117 - 154 < http: //www.scielo.org.
co/scielo.php?script=sci_arttext&pid =S1692 - 81562011000100005#nota_36 > accesse d 19 March 2023 .
536
Jorge O dir Miranda Cortéz and Others v. El Sal vador ( Articles 2, 24, 25, and 26 of the American Con ventio n)
Inter - American Cour t of H uman R ights case № 12.249 ( Mar ch 20, 200 9).
537
Mendoza Beat riz Sil va et al v. State of Ar gentina et al ( Articles 41 and 43 of the Fun damental Law and Article
30 of Law 25. 675, the National State and the Provi nce of Buenos Aires ) Supreme Court of A rgentine File M. 1569.
XL (J uly 8, 2008 ) < https://www.icj.org/escr_lit igation/mendoza - beatriz - silva - et - al -v- state -o f- argentina - et - al - file -
m- 1569 - xl/ > acce ssed 20 March 2023.
538
Mendoza Beat riz Sil va et al v. State of Ar gentina et al ( Articles 41 and 43 of the Fun damental Law and Article
30 of Law 25. 675, the National State and the Provi nce of Buenos Aires ) Supreme Court of A rgentine File M. 1569.
XL (J uly 8, 2008 ) < https://www.icj.org/escr_lit igation/mendoza - beatriz - silva - et - al -v- state -o f- argentina - et - al - file -
m- 1569 - xl/ > acce ssed 20 March 2023.
151
that the main goal should be to improve the quality of life of the local population [paragraph
17.I]
539
”.
More than 10 years later, in the case of Cuscul Pivaral and Others v. Guatemala , the
Inter-American Court of Human Rights explained that this rights “is protected by Article 26 of
the American Convention on Human Rights; the protection of [it] requires the State guarantee
timely and appropriate medical care in accordance with the principles of availability,
accessibility, acceptability and quality; the State should pay special attention to providing
medical care to vulnerable and marginalized groups
540
”.
Next right to analyse – the right to health care. In the case Poblete Vilches and Others v.
Chile , being an autonomous right, the right to health care “requires States to properly regulate
medical services under conditions of maintaining equality and non-discrimination, as well as
providing support to vulnerable groups of the population; the elderly should enjoy increased
protection in the field of healthcare in cases of prevention and urgent care
541
”.
In the case I.V. v. Bolivia , the Inter-American Court examined women's right to freedom
and autonomy in relation to sexual health issues. This right “has historically been restricted,
restrained, or rejected as a result of negative and harmful gender stereotypes. Such stereotypes
could influence and influence access to information about a woman's sexual and reproductive
health, as well as the process and method of obtaining such consent. Sterilization in the absence
of informed consent is a product of historical inequality between men and women and affects
women disproportionately because of their socially assigned reproductive role and
responsibility for contraception
542
”. The Inter-American Court of H uman Rights decided that:
“the State should apply preventive measures to ensure the right to make its own decisions
regarding w omen's reproductive health and to choose contraceptive measures more adapted to
a woman's life plan
543
”.
539
Mendoza Beat riz S ilva et a l v. State of Argent ina e t al ( Arti cles 4 1 and 43 of the Fu ndamental Law and Article
30 of Law 25. 675, the National State and the Provi nce of Buenos Aires ) Supreme Court of A rgentine File M. 1569.
XL (J uly 8, 2008 ) < https://www.icj.org/escr_lit igation/mendoza - beatriz - silva - et - al -v- state -o f- argentina - et - al - file -
m- 1569 - xl/ > acce ssed 20 March 2023.
540
С uscul P ivaral et al. v. G uatemala ( Arti cles 26 of the American Conventio n) Inter - American Cour t of H uman
R ights S eries C No 359 (A ugust 23, 2018 ) < https://www.corteidh.or.cr/docs /casos/articulos/ seriec_359 ing.pdf >
accessed 20 March 2023.
541
Poblete Vilches and Others v. Chile ( Art icles 26, 1(1), 4, 5, 13, 7 and 11 the American Conventio n) Inter -
American Court of H uman R ights S eries C No 349 (March 8, 2018) < https://www.corteidh.or.cr/docs/ c asos/ar tic
ulos/seriec_349_ing.pdf > accessed 21 March.
542
I.V. v. Bolivia ( Article s 5.1, 7 .1, 11.1 ,1 1.2 , 13.1 , 17 .2 of the American Conventio n) Inter - American Court of
H uman R ights Series C No 329 (Nove mber 30, 2016) < https://www.corteidh.or.cr/docs/casos/ articulos/seriec_329
_ing.pdf > a ccessed 20 M arch.
543
I.V. v. Bolivia ( Article s 5.1, 7 .1, 11.1 ,1 1.2 , 13.1 , 17 .2 of the American Conventio n) Inter - American Court of
H uman R ights Series C No 329 (Nove mber 30, 2016) < https://www.corteidh.or.cr/docs/casos/ articulos/seriec_329
152
A rights which also requires the positive obligations from states is the right to cultural
expression. On June 27, 2012, the Inter-American Court of Human Rights unanimously decided
that : “in accordance with the provisions of Article 21, the State of Ecuador is responsible for
violating the rights to cultural identity of indigenous peoples of the American Convention, with
respect to its Articles 1.1 and 2, to the detriment of the indigenous peoples of Kichwa de
Sarayaku due to the permission of private oil companies have been engaged in oil exploration
on their territory since the late 1990s without consulting them earlier
544
”. “The Inter-American
Court of Human Rights reiterated that, since the hereditary rights of indigenous communities
on their territory are not defined, other fundamental rights may be affected, such as the right to
cultural identity and the very survival of indigenous communities and their members. Since the
effective enjoyment and exercise of the right to communal ownership of land ensures t hat
members of indigenous communities preserve their heritage, States must respect these special
relationships in order to guarantee their social, cultural, and economic survival. In addition, the
close connection of the territory was recognized with traditions, customs, languages, art, rituals,
knowledge and other aspects of the identity of indigenous peoples, noting that, depending on
their environment, their integration with nature and its history, members of indigenous
communities transmit from generation to generation this intangible cultural heritage, which is
constantly recreated by members of indigenous communities and groups
545
”.
Considering economic rights, one of the examples is the right on communal land
ownership. In the case of Awas Tingni Community v Nicaragua the Inter-American Court of
Human Rights stated that: “these rights should be recognized in the Nicaraguan Constitution,
as well as regulated in the national law in accordance with the American Convention on Human
Rights. Therefore, under Article 2 of the American Convention on Human Rights, the State
must take the necessary legislative, administrative, and other measures to establish an effective
mechanism for the identification and ownership of such property by members of the Mayagna
Awas Tingni community in accordance with the law, values, traditions, and customs of that
community
546
”.The Government also “must provide replacement lands of equivalent size and
_ing.pdf > a ccessed 20 M arch.
544
Kichwa indigenous people of Sarayaku v. Ecuador ( Article 21 of the American Convention) Inter - American
Court of Human Righ ts Series C No 245 (J une 27, 2012) < http://corteidh.or.cr/ docs/casos/articulos/seriec_245_ Ing
.pdf > accessed 19 Mar ch 2023.
545
Kichwa indigenous people of Sarayaku v. Ecuador ( Article 21 of the American Convention) Inter - American
Court of Human Righ ts Series C No 245 (J une 27, 2012) < http://corteidh.or.cr/ docs/casos/articulos/seriec_245_ Ing
.pdf > accessed 19 Mar ch 2023.
546
Mayagna (Sum o) Awas Tingn i Communit y v. Nicara gua (Article s 1, 2, 21 and 25 of the American Conventio n)
Inter - American Co urt of H uman R ights Series C No 4 ( Augus t 31, 2001 ) < https ://www.corteidh.or.cr/docs/casos/a
rticulos/seriec_79_ing.pdf > accessed 19 March 2023.
153
quality, to be de termined by agreement with community members and in accordance with their
own decision-making and negotiation processes
547
”.
Another example of positive State’s obligations is for the right to work under Article 26
of the Inter-American Convention on Human Rights. The Inter-American Court of Human
Rights stated that:
“[ T]he State's duties with regard to the protection of the right to stable employment in the
private sphere are mainly expressed in the following requirements:
- ta king appropriate measures to properly regulate and monitor compliance with the s aid
right,
-ensuring protection of workers by the competent authorities against unfair dismissal,
-restoration of rights in case of unfair dismissal (through reinstatement or, as the case may
be, compensation or other payments provided for in national legislation, as the case may be),
- the right to work in the private sphere
548549
”.
Very similarly, in an issue of the right to work stability, in the case Lagos del Campo v.
Peru , the Inter-American Court of Human Rights analysed “the scope and content of [this right]
from the Charter of the Organization of American States and the American Declaration of
Human Rights and Duties, [and] the rules of interpretation established in Article 29 of the
American Convention on Human Rights, international and regional corpus juris, and the
legislation of Peru, [and ] established, that the protection of the right to work stability in the
private sphere corresponds to the specific duties of the state, such as adequate regulation and
audit, protection of employees from unjustified dismissals, provision of remedies in case of
unjustified dismissal and the creation of effective legal mechanisms
550
”, which are by nature
positive.
547
Sawhoyamaxa Indigenous Community v . Paraguay ( Arti cles of 3, 4 .1, 8, 21, 25 of the American Convention)
Inter - American Cour t of Human Rights Series C No 146 ( March 29 , 2006) .
548
Parra O, Tarr e P, ‘The Inter - American Cour t of Human Rights: A revi ew of the jurisprudence of 20 17’ in
International Justice (20 1 8 ) P . 3.
549
Lagos del Campo v . Pe ru ( Articl es 13, 8, 26, 16, 1(1) and 2 of the Americ an Conventio n) Inter - American Court
of Human R ights Series C No 340 (31 A ugust 2017).
550
Lagos del Campo v . Pe ru ( Articl es 13, 8, 26, 16, 1(1) and 2 of the Americ an Conventio n) Inter - American Court
of Human R ights Series C No 340 (31 A ugust 2017).
256
ü be the continuous improvement of the standard of living of all members of society to
the greatest extent possible in the light of economic conditions, and the fair distribution of
available resources as well as the equal sharing of burdens;
ü declare their intention of maintaining a high level of production, a growing
liberalization of trade, financial stability and a high level of employment.
Other principles whose inclusion might be considered were various (for example,
security of employment for everyone; wages or other remunerations sufficient to guarantee a
decent living for the workers and their families; equal pay for work of equal value; safe and
healthy working conditions; sufficient rest and leisure ; p eriodic holidays with pay; facilities for
healthy spare time activities; social security covering all ordinary contingencies; general health
protection; general family protection; special protection for certain groups (mothers, children
and young persons, physically and mentally handicapped, aged persons); fair distribution of
economic burdens through a just taxation system with effective control of tax evasion; adequate
food, clothing and housing for everyone)),
What legislative gaps have the countries considered at the regional level regarding social
rights?
1) Employment of older workers. This has recently been given careful consideration both
on the national and international plane. It is studied from the point of view of national economy
– to utilize the economic value in skill and experience of older people as long as possible and
if socially and economically desirable. The possibility should be opened for the older workers
to continue their work if they so desire through an appropriate organization of the working
processes, so that the skill of these workers can be utilized, with due consideration to their
physical abilities and without danger of over strain. They should not be forced to continue their
work by any direct or indirect means, such as, for example, by the raising of the ordinary
pensionable age. Furthermore, the question of retiring age has been placed on the Agenda of
the Regional European Conference.
2) Obtaining full employment
924
;
924
The Asse mbly recall s that it has already adopted three Recommendatio ns on a co mmon policy for full
employment, namely: Recommendation 25(1950), Recommendation 5 (1951) and Recommendation 10 (1951) .
See more n.10 of Consu ltative Assembly of the Council of Europe , ‘ Official Re po rt ’ on ‘ Debat e on the Rep ort
of the Committee on Social Questions expressing an opinion on Chapter III of the Special Message of the
Committee of Ministers dealing wit h the socia l program of the Council of Europe ’ Doc. 252 (2 8 th May 195 4 ).
257
3) Vocational training
925
, particularly from the point of view of the retraining of workers
who have become unemployed, adult workers and young people
926
. M. Haekkerup from
Denmark on debate on the Report of the Committee on Social Q uestions expressing an opinion
on the [European Social] Chapter III of the Special Message of the Committee of Ministers
dealing with the social program of the Council of Europe underlined the importance of the
question of demographic development which brings a great number of young persons
927
. These
issues were designed to cover existing gaps in the legislation.
To sum up, after the Second World War, there was a growing recognition among
countries that economic, social, and cultural rights were essential for ensuring the well-being
and dignity of individuals. It is important to note that the recognition and protection of rights
of the second generation has not been consistent across all countries and regions because some
countries have been more resistant to th is idea.
The adoption of the European Social Charter 1961 was motivated by a desire of European
counties to address the social and economic problem s facing Europe in the aftermath of World
War II. The Charter was considered as a way of promoting social justice and reducing
inequality. Based on opinion of D. Gomien, D. Harris, and l. Zwook, the European Social
Charter was designe d to require that “State Parties uphold the European Social Chapter
Standards, irrespective of their national resources, and that they do so immediately upon
ratification”
928
. The Charter has been ratified by most of the countries in Europe, and it is legally
binding on those countries that have ratified it.
Moreover, the adoption of the European Convention for the Protection of Human Rights
and Fundamental Freedoms and the European Social Charter was not a copy of the actions of
states at the universal level. Both documents were specific to Europe and were guided and
inspired by principles and norms of human rights emerging at the universal level.
925
The whole quest ion of vocational t raining is bei ng studied by var ious other int ernational org anizations. The
Assembly wished to draw part icular attention to International Labour Organization № 8 8, conc erning the
vocational training of adults, includi ng disabled persons. This Recommendation, which was adopted by the
International Conference in 1930, contains a special chapter on international co - operation in the t raining of adults .
It might well serve as a basis for the work of the Council of Europe in this fi eld. See m ore at n.11 of: Consultative
Assembly of t he Council of Eur ope , ‘Official Report’ on ‘ Debate on t he Report of the Committee on S ocial
Question s ex pressing an opi nion on Chapter II I o f t he Sp ecial Message of the Commit tee of Ministe rs dealing
with th e social program of the Counc il of Eur ope ’ Doc.252 (2 8 th May 195 4 ).
926
I bid.
927
Consu ltative Assembly of the Council of Europe , ‘Official Report’ on ‘ Debate o n the Report of the Committ ee
on Social Questions expressing an O pinion on Chapter III of the Special Message of the Committee of Ministers
dealing with the s ocial program of the Council of Europe ’ ( Speech of M. H aekkerup ( Denmark) ) Doc . 252 (2 8 th
May 19 5 4 ).
928
G omien D , H arris D , Z wak L , ‘ Law and pra ctice of the European Convention on Human Rights and the
European Soci al Charter ’ ( Council of Europe Pub lishing , Strasbourg, 1996 ) P. 381.
258
3.2. A comparative analysis of the European Social Charter 1961, the Revised European
Social Charter 1996 and the European Convention for the Protection of Human Rights
and Fundamental Freedoms 1950
i. Understanding the nature, development and content of economic, social, and cultural
rights
Based on the theory of Professor M. Mikkola, human rights may be divided into two
categories:
ü “F undamental human rights. This first c ategory can itself be divided into two types of
rights:
- firstly, those which can suffer no restriction and no derivation, and which are
extremely limited and appear only in the human rights convention, namely Article 2 of the right
to life and Article 3 [of European Convention for the Protection of Human Rights and
Fundamental Freedoms
929
] of prohibition of inhuman or degrading treatment
930
” ;
- “Secondly, all of the rights which can be claimed immediately by every individual as
from the entry into force of the treaty in which they are enshrined but may be subject to
restrictions according to certain conditions provided by the said treaty. These are the rights of
European Convention for the Protection of H uman Rights and Fundamental Freedoms except
the rights which cannot be subject to any restriction. In this category there are many of the rights
of the European Social Charter 1961, for e xample the freedom to organize, non-discrimination
in employment, and right to education
931
”.
- “Welfare /development rights. The second category is composed only of rights
appearing in the European Social Charter 1961 which are of a different nature from the category
of fundamental rights because of their complexity, the cost of their implementation for public
and/or private authorities, and their link with the economy situation of the country
concerned
932
”. R. Brillat, Executive Secretary of the European Committee of Social Rights,
929
European Convent ion for the Prot ection of Human Right s and Fundamental Fr eedoms (European Convent ion
on Human Rights, as amended) (ECHR) <https ://www.echr.coe. int/do cuments/convention_eng.pdf> accessed 26
May 20 23.
930
B rillat R , ‘ Divisio n of soci al human r ights in to fundamen tal right s and wel fare/devel opment rig hts ’ in Reform
of the European Social Chart er ( 2011 ) P .47.
931
B rillat R , ‘ Divisio n of soci al human r ights in to fundamen tal right s and wel fare/devel opment rig hts ’ in Reform
of the European Social Chart er ( 2011 ) P .47.
932
B rillat R , ‘ Divisio n of soci al human r ights in to fundamen tal right s and wel fare/devel opment rig hts ’ in Reform
of the European Social Chart er ( 2011 ) P .47.
259
considered that “several provisions of the European Social Charter 1961
933
proclaim rights
constituted of several elements which may belong to either of the two categories”
934
. Moreover,
J. Hausermann considers that ensuring social welfare rights is part of governmental
responsibility.
Economic, social, and cultural rights are a category of human rights, or rights of the
second generation, which ensure that individuals and communities have access to basic needs,
such as food, housing, education, healthcare, and employment. In other words, L. Senghor, a
former President of Senegal stated that: “Human rights begin with breakfast”, the obvious
necessity for access to adequate food, shelter, healthcare and other essentials confirmed
935
. For
example, M.M. Utyashev and L.M. Utyasheva, Russian scholars, combine the rights enshrined
in Articles 22-28 of the Universal Declaration of Human Rights of 1948 into one group which
is called “economic, social and cultural rights”
936
.
According to an opinion of E.A. Lukasheva
937
, instead of one complex term – economic,
social and cultural rights, it is more accurate and easier to use specific designations of types of
rights:
-Social rights. P. Alston made a conclusion that “some social rights remain the poor step
- sister of civil and political rights and [that] this is every bit as true within the Council of Europe
as elsewhere
938
.
-Economic rights. I.A. Fedotov argues that “economic rights are a subsystem in the
general system of human and civil rights and freedoms and suggests that they be considered as
a set of legal opportunities in the economic sphere enshrined and guaranteed by the Constitution
of the Russian Federation, allowing a person and a citizen to participate in the functioning of
the economic system of the Russian Federation”
939
.
933
European Social Charter (18 October 1961) ETS 35 <https:/ /rm.coe.int/ 168006b642> accesse d 25 May 2023.
934
B rillat R , ‘ Division of social human rights into fundamental rights and welfare/deve lopment rights ’ in Reform
of the European Social Chart er ( 2011 ) P .47.
935
B eddard R , H ill M.D , ‘ Economic, Social and Cultur al Rights: progress and achievement ’ ( Macmi llan,
Basingstoke 2016 ) P. 49 – 50 < https://www.abebooks.com/book - search/title/economic - social - cultural - rights/
author/beddard/ > accesse d 22 M ay 2023.
936
U tyashev M.M , U tyasheva L.M , ‘ Prava cheloveka v Rossii: sost oyanie i perspektivy ’ ( Ufa, 1997 ) P .20.
937
L ukasheva E.A , ‘ Prava cheloveka ’ in Uchebnik (2- e izd , M oscow, 2010 ) P .1 87.
938
A lston P, ‘ Assess ing the streng ths and weaknesse s of t he Europea n Social Charter’ s Superv isory System ’ in
G. Búrca, B. Witte, & L. Ogertsc hnig (Eds. ), Social rights in Europe ( Oxford Uni versity Pr ess , 2005) P .47
< https://doi.org/10.1093/ acprof:oso/9780199287994.003.0004 > accessed 21 May 2023.
939
F edotov I. A, ‘ Ekonomiche skie prava cheloveka i grazh danina v social'nom gosudarstve: sovremenniy opyt
Rossii ’ in Avtoref . dis. .. . kand. yuri d. nauk. (Mo scow , 200 9 ) P .7.
260
-Cultural rights.
M. Mikkola, a Professor of Labour Law at the University of Helsinki, demonstrated the
stages of development of human rights at the European level in:
Table “Three generation of human rights”
940
It is important to note that Professor M. Mikkola connected each stage of human rights’
development with the most significant legal documents adopted at the Council of Europe (the
European Convention for the Protection of Human Rights and Fundamental Freedoms 1950
941
and the European Social Charter 1961
942
) and in the European Union (the Charter of
Fundamental Rights of the European Union
943
).The latter document
944
is also significant
because it has “consolidated all three generations of rights into one legal document, and their
monitoring is done by the same bodies
945
”.However, there were also other legal documents
940
M ikkola M , ‘ Need to strengthen the monitor ing mechanism of social human right s ’ in Reform of the European
Social Charter (2 011 ) P .27 < https://rm.coe.int/168048db08 > accessed 22 May 2023.
941
European Convent ion for the Prot ection of Human Right s and Fundamental Fr eedoms (European Convent ion
on Human Rights, as amended) (ECHR) <https ://www.echr.coe. int/do cuments/convention_eng.pdf> accessed 26
May 20 23.
942
European Social Charter (18 October 1961) ETS 35 <https:/ /rm.coe.int/ 168006b642> accesse d 25 May 2023.
943
Charter of Fundamental Right s of the European Union (adopted 1 8 December 2000 ) < https://eur -
lex.europa.eu/leg al - content/EN/TXT/?ur i=CELEX :12012P/TX T > accessed 26 May 2023.
944
Ibid.
945
M ikkola M , ‘ Need to stren gthen t he monit oring mechanism o f soci al human right s ’ in Reform of the European
Social Charter (2 011 ) P .27 - 28 < https://rm.coe.i nt/168048db08 > accessed 22 May 2023.
261
which have contributed to the development of economic, social, and cultural rights and which
should not be underestimated. It is a wide list, but in the analysis of social rights, there are:
- the European Convention for the Protection of Human Rights and Fundamental
Freedoms 1950
946
which regulates rights of the first generation, civil and political rights (for
example, the right to life, liberty and personal integrity, respect for private and family life,
freedom of thought, conscience and religion, the right to an effective remedy, etc. ) and
indirectly protects economic, social and cultura l rights. The Convention includes provisions
related to economic, social, and cultural rights. For example, Article 2 of the European
Convention for the Protection of Human Rights and Fundamental Freedoms 1950
947
protects
the right to life, which includes a duty on the part of the state to take positive steps to protect
individuals from threats to their health and well-being. It can include ensuring access to
healthcare, clean water, and adequate food. Article 3 of the European Convention for the
Protection of Human Rights and Fundamental Freedoms 1950
948
prohibits torture and inhuman
or degrading treatment, which includes a duty on the part of the state to ensure that individuals
have access to necessities such as s helter, and medical care. Article 8 of the European
Convention for the Protection of Human Rights and Fundamental Freedoms 1950
949
protects
the right to respect for private and family life, which can include economic and social aspects
such as the right to family reunification, social security, and adequate housing. Article 14 of the
European Convention for the Protection of Human Rights and Fundamental Freedoms 1950
950
prohibits discrimination on various grounds, including social and economic status, which can
affect access to education, employment, and other basic rights. Mo reover, the European Court
of Human Rights has also recognized the importance of economic, social, and cultural rights in
its jurisprudence, particularly in cases related to access to healthcare, education, and housing.
- the Protocol № 1 to the European Convention for the Protection of Human Rights
and Fundamental Freedoms 1952
951
which enshrined the right to education.
946
European Convent ion for the Prot ection of Human Right s and Fundamental Fr eedoms (European Convent ion
on Human Rights, as amended) (ECHR) <https ://www.echr.coe. int/do cuments/convention_eng.pdf> accessed 26
May 20 23.
947
Ibid, Article 2.
948
Ibid, Article 3.
949
Ibid, Article 8.
950
Ibid, Article 14.
951
Article 5. Protocol № 1 to Europea n Convention for t he Protection of Human Ri ghts and Fundamental Freedoms
(ad opted 20 March 1952 ) ETS 9 < https://www.refworld.org/docid/3ae6b38317.html > accessed 17 May 2023.
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