Depósito de Investigación de la Universidad de Sevilla https://idus.us.es/ This is an Accepted Manuscript of an article published by Elsevier in Journal of Investigative Dermatology (JID) , Vol. 1291 - 1299.e2 , on May 2022, available at: https://doi.org/10.1016/j.jid.2021.09.029 Elsevier Copyright © 2021 The Authors. Published by Elsevier Inc. All rights reserved . En idUS Licencia Creative Commons CC BY-NC-ND
1 Article Type: Original article 1 Article Title: CLASSIFICATION OF BASAL CELL CARCINOMA IN EX VIVO 2 CONFOCAL MICROSCOPY IMAGES FROM FRESHLY EXCISED TISSUES USING 3 A DEEP LEARNING ALGORITHM 4 Short Title: Deep learning for confocal ex vivo images 5 6 Mercedes Sendín-Martín1 (ORCID ID# 0000-0003-0156-381X), Manuel Lara-Caro1 (ORCID 7 ID# 0000-0001-7424-2000), Ucalene Harris2 (ORCID ID# 0000-0002-7845-7460), Matthew 8 Moronta2 (ORCID ID# 0000-0002-7845-7460), Anthony Rossi2 (ORCID ID# 0000-0003-9 2295-1934), Erica Lee2 (ORCID ID# 0000-0001-9670-3242), Chih-Shan Jason Chen2 (ORCID 10 ID# orcid.org/0000-0002-0977-2707), Kishwer Nehal2 (ORCID ID# 0000-0001-5791-7184), 11 Julián Conejo-Mir Sánchez1,3 (ORCID ID# 0000-0001-9108-9538), José-Juan Pereyra-12 Rodríguez*1,4 (ORCID ID# 0000-0001-6843-5877), Manu Jain*2,4 (ORCID ID# 0000-0002-13 6035-0825). 14 1. Hospital Universitario Virgen del Rocío, Dermatology Department, Sevilla (Spain). 15 2. Memorial Sloan Kettering Cancer Center, Dermatology Service, Department of Medicine, 16 New York (USA). 17 3. School of Medicine, University of Seville (Spain). 18 4. Weill Cornell Medicine, Dermatology Service, Department of Medicine, New York (USA). 19 * Both authors contributed equally. 20 21 Corresponding author: Manu Jain 22 Memorial Sloan Kettering Cancer Centre (MSKCC) 23 530 E74th St NY, NY 10021 24 Email:
[email protected] 25
2 Funding sources: This research is funded by a grant from the National Cancer Institute 26 /National Institutes of Health (P30-CA008748) made to the Memorial Sloan Kettering Cancer 27 Center. 28 Manuscript word count: 3500. 29 Figures: 4; Tables: 2; Supplementary figures: 2; Supplementary video: 1; Supplementary 30 tables: 1. 31 Keywords: ex vivo confocal microscopy, digitally stained purple and pink images, basal cell 32 carcinoma, convolutional neural network, deep learning 33 Abbreviations Used: BCC is Basal Cell carcinoma, MMS is Mohs Micrographic Surgery, AI 34 is Artificial Intelligence, EVCM is Ex Vivo Confocal Microscopy, ROC is Receiver Operator 35 Characteristic, AUC is Area Under the Curve, CNN is Convolutional Neural Network. 36
3 ABSTRACT 37 Ex vivo confocal microscopy (EVCM) generates digitally colored purple-pink images similar 38 to H&E, without time-consuming tissue processing. It can be used during Mohs surgery for 39 rapid detection of basal cell carcinoma (BCC); however, reading EVCM images requires 40 specialized training. An automated approach using a Deep Learning algorithm to BCC detection 41 in EVCM images can aid in diagnosis. 40 BCCs and 28 negative (“not-BCC”) samples were 42 collected at Memorial Sloan Kettering Cancer Center to create three training datasets: 1) EVCM 43 image dataset (663 images), 2) H&E image dataset (516 images), and 3) a combination of the 44 two datasets. 7 BCCs and 4 negative samples were collected to create a EVCM test dataset 45 (107 images). The model trained with the EVCM dataset achieved 92% diagnostic accuracy, 46 similar to the H&E model (93%). The area under ROC was 0.94, 0.95, and 0.94 for EVCM, 47 H&E, and combination trained models, respectively. We developed an algorithm for automatic 48 BCC detection in EVCM images (comparable accuracy to dermatologists). This approach could 49 be used to assist with BCC detection during Mohs surgery. Furthermore, we found that a model 50 trained with only H&E images (which are more available than EVCM images) can accurately 51 detect BCC in EVCM images. 52 53 54 55 56 57 58 59 60 61
4 INTRODUCTION 62 Basal cell carcinoma (BCC) is the most common skin cancer accounting for ~2 millions of 63 cases annually in the United States alone [Rogers et al. 2015]. Biopsy, followed by 64 histopathology, is the gold standard for diagnosis and subtyping of BCCs (as aggressive or non-65 aggressive) for appropriate management — surgical treatment for aggressive tumors versus 66 topical treatment (non-surgical) for less aggressive BCCs. For aggressive or recurrent tumors, 67 especially those located in cosmetically sensitive sites such as the face, Mohs micrographic 68 surgery (MMS) is the treatment of choice with high cure rates [Van Loo et al. 2014]. However, 69 MMS is a tedious and time-consuming procedure as it involves careful removal of skin cancer 70 layer-by-layer. Each excised layer undergoes frozen sectioning and microscopic evaluation, 71 requiring up to 20-45 minutes. Often times multiple layers are removed to achieve complete 72 tumor clearance; thus, the entire surgical procedure may last for several hours [Keena and Que 73 2016], increasing patient’s waiting time, complications, and cost of the procedure. Additionally, 74 frozen sectioning can cause tissue destruction and create artefacts that may hinder the final 75 diagnosis. 76 To expedite the surgical procedure, various ex vivo optical imaging devices have been 77 developed [Bennàssar et al. 2013; Dalimier and Salomon 2012; Gareau et al. 2009; Karen et al. 78 2009]. These devices can rapidly image freshly excised tissues at “near-histopathological” 79 resolution, obviating the need for destructive and time-consuming tissue processing. 80 Ex vivo confocal microscopy (EVCM) is an emerging imaging technique that can evaluate 81 freshly (un-processed) excised whole-tissue samples without the need for tissue processing 82 (frozen sectioning). As there is no tissue processing involved, EVCM can image tissues rapidly 83 (less than a minute for a tissue measuring up to 2 cm), reducing the time for the Mohs surgery 84 and enabling real-time imaging in the surgical suite [Keena and Que 2016]. Furthermore, 85 EVCM creates digitally colored purple and pink images (similar to H&E images) by converting 86
5 fluorescence signal originating from the nucleus into purple color and reflectance signal from 87 the cytoplasm into pink color. These digitally colored images can be read by Mohs surgeons 88 trained in pathology [Mu et al. 2016]. Although EVCM has demonstrated an overall high 89 sensitivity and specificity (~ 90%) for detection of BCC [Gareau et al. 2009; Karen et al. 2009] 90 during MMS [Bennàssar et al. 2013], it is only been utilized in very few academic centers. We 91 believe that the integration of an automatic algorithm for the detection of BCC in EVCM images 92 could immensely aid Mohs surgeons, increasing adoption of this technology. Moreover, EVCM 93 technology may be useful for surgical pathologists and dermatologists to obtain faster results 94 from standard excisions [Bennàssar A et al. 2012; Debarbieux et al. 2015] or even for biopsies 95 of inflammatory skin lesions [Bağcı et al. 2019; Bağcı et al. 2021; Bertoni et al. 2018]. This 96 approach can achieve the goal of a real “bedside” pathology, similar to the ongoing integration 97 of this technique for assessment of non-dermatology specimens in surgical pathology 98 [Panarello et al. 2020]. 99 Artificial intelligence (AI) is currently transforming healthcare [Hinton 2018]. A popular AI 100 technique for image classification is Convolutional Neural Networks (CNNs), a deep-learning 101 approach inspired from the human brain. In CNNs, inputs such as images go through several 102 layers of artificial “neurons” before an output is finally rendered such as the diagnoses of those 103 images. CNN algorithms are being used in radiology and pathology [Topol 2019] to classify 104 images as neoplastic or non-neoplastic and have shown a proficiency at par or even exceeding 105 human performance [Campanella et al. 2019]. Likewise, in dermatology, CNNs have reported 106 comparable performance to an expert dermatologist in skin cancer diagnosis using clinical 107 [Esteva et al. 2017; Fujisawa et al. 2019, Han et al. 2018] and dermoscopy images [Brinker et 108 al. 2019; Codella et al. 2016; Haenssle et al. 2018; Haenssle et al. 2020]. Recently, CNN has 109 also been applied successfully to reflectance confocal microscopy (RCM) images to classify 110 skin lesions [Kose et al. 2020, Wodzkinski et al. 2019; Wodzkinski et al. 2020, Campanella et 111
6 al. 2021]. However, to the best of our knowledge, CNNs have not been developed and tested to 112 diagnose skin cancers in digitally colored EVCM images. 113 The goal of this study was to develop and test the performance of CNN algorithms for detecting 114 BCC in digitally colored EVCM images obtained from freshly excised tissues from Mohs 115 surgery. For this study, 40 BCCs and 28 negative (“not-BCC”) skin tissue samples were 116 collected from 42 patients to create three different image datasets to train CNN models: 1) an 117 EVCM image dataset with 663 images, 2) an H&E image dataset with 516 images, and 3) a 118 combination of the two datasets (EVCM and H&E image datasets) with 1179 images. The 119 performance of these 3 trained models were evaluated and compared on a separate test set (not 120 used in training), which comprised of 97 EVCM images created using 7 BCCs and 4 negative 121 (“not-BCC”) skin tissue samples were from 11 patients. 122 123 RESULTS 124 Patient demographics and lesion characteristics: 125 A total of 53 patients were enrolled in the study. Mean age was 61 years ( 13, range 36-95 126 years); 64% (34/53) were males and 36% (19/53) females. Majority of the lesions, 63.3% 127 (50/79) were located on the head and neck. A total of 47 BCCs were imaged including 18 128 nodular BCCs (nBCCs), 11 superficial BCCs (sBCCs), 10 infiltrative BCCs (iBCCs), 8 mix-129 subtype BCCs and 32 skin samples did not present BCC. Patient demographics and lesion 130 characteristics are detailed in the Supplementary Table S1. 131 132 Model performance: 133 The main outcome measures were sensitivity, specificity, positive predictive value (PPV), and 134 negative predictive value (NPV) (Table 1 and Supplementary Figure S1). 135
7 The model trained with the EVCM dataset (EVCM model) achieved 92% diagnostic accuracy, 136 similar to the H&E model (93%). Compared to the H&E model, the EVCM model had a higher 137 sensitivity (96% vs. 93%) but lower specificity (89% vs. 92%). The combined model had the 138 lowest diagnostic accuracy (86%) with a high specificity (92%; similar to H&E model) but the 139 lowest sensitivity (78%). Area under the curve (AUC) of receiver operating characteristics 140 (ROC) for diagnostic dichotomous classification was calculated for each the three training 141 datasets (Figure 1). The AUC was 0.94, 0.95, and 0.94 for EVCM, H&E and combination 142 trained models, respectively. 143 144 Gradient maps: 145 Gradient maps created with Grad-CAM [Selvaraju RR, 2016] highlighted important regions in 146 red color in the images for predicting the presence/absence of tumor after all the three trainings. 147 Figure 2 shows gradient map examples of a true positive (TP), a true negative (TN), a false 148 positive (FP), and a false negative (FN) tissue sample. For the TP example, the algorithm 149 identified even small BCC nodules (asterisks) as important areas for BCC prediction, while not 150 taking the hair follicle (arrow) as an important region. Likewise, for the TN example, sebaceous 151 gland was correctly identified as an important region within the image for the negative 152 prediction for tumor. We had a very few images with false positive and false negative results. 153 For FP example, sebaceous glands (arrowhead) and eccrine ducts (star) were detected as 154 important for BCC detection. On the other hand, a FN example where BCC nodules (asterisks) 155 were not considered important and the algorithm prediction was no-BCC. 156 157 DISCUSSION 158 BCC is the most common skin cancer worldwide [Leiter et al. 2014]. Although, BCC has a low 159 metastatic potential it can be locally invasive causing extensive tissue damage and loss of 160
8 regional function [Nehal and Bichakjian 2018]. MMS is a specialized surgical procedure 161 capable of achieving complete clearance of BCC, while maximizing normal tissue preservation, 162 making it a preferred treatment for recurrent BCCs and BCCs located on cosmetically sensitive 163 and functionally challenging sites, such as the face [Jain et al. 2017]. However, MMS is not 164 only a time-consuming surgery (due to frozen section analysis) but it is also an expensive 165 procedure that requires an extensive laboratory set-up and specialized surgeons and technicians. 166 Ex vivo confocal microscopy (EVCM) is an emerging imaging technique that generates 167 digitally colored purple and pink images similar to H&E, without any time-consuming tissue 168 processing [Mu et al. 2016; Schüürmann et al. 2019]. It can be used during Mohs surgery 169 (MMS) for rapid detection of residual basal cell carcinoma (BCC); however, reading EVCM 170 images requires specialized training. An automated approach to BCC detection in EVCM 171 images can aid in diagnosis. 172 Currently, AI is being implemented extensively in the field of dermatology and pathology for 173 the automated diagnosis of skin cancers and non-neoplastic lesions (psoriasis, atopic dermatitis 174 and onychomycosis) [Han et al. 2018] in clinical and dermoscopy images using CNN, a deep-175 learning algorithm [Esteva et al. 2017, Schüürmann et al. 2019]. In our study we used CNN for 176 detection of BCC in EVCM images. CNN was first used in skin cancer detection by Nasr-177 Esfahani et al. (2016) for the diagnosis of melanoma. They trained the algorithm with a small 178 dataset of 170 clinical images from melanocytic lesions. Similar to our study, the authors used 179 augmentation methods such as random rotation, and resizing of the images to increase the 180 number of images (from 170 original images to 6120 images) in the training dataset, which 181 yielded a sensitivity of 81% and a specificity of 80% in the diagnosis of melanoma. 182 CNNs has been applied to non-invasive in vivo imaging technique such as reflectance confocal 183 microscopy (RCM). Wodzinski et al. (2019) reported an accuracy of 91% in the diagnosis of 184 BCC in RCM images. Recently, Campanella et al. (2021) developed a deep learning model to 185
15 sampling the result to the image size to plot the original image with the heatmap, highlighting 335 the important regions (red color) for the model prediction. A subset of gradient maps is shown 336 in Figure 2. 337 338 Statistical analysis: 339 All statistical analyses was performed in R (v4.03) [R Core Team, 2020]. The ability to 340 discriminate the classes (“BCC” or “not-BCC”) inferred by the model was used to generate 341 ROC curves with 95% intervals, using the package “pROC” (version 1.17.0.1) [Robin et al. 342 2011]. ROC curves and 95% confidence intervals for sensitivity, specificity, positive predictive 343 and negative predictive values, and accuracy measures were generated. 344 345 DATA AVAILABILITY 346 The deep learning model that was trained to generate the presented results and the code is 347 available at https://github.com/boxyware/confocal-ex-vivo. 348 349 CONFLICT OF INTERESTS 350 The authors declare none. 351 352 ACKNOWLEDGMENTS 353 We would like to thank Dr. Kivanc. Kose, PhD at Memorial Sloan Kettering Center for his 354 critical review of the manuscript. 355 356 357 AUTHOR CONTRIBUTIONS STATEMENT 358 Conceptualization: MSM, MJ. Data curation: MSM, MLC, MM, UH, MJ. Resources: AR, EL, 359
16 CJC, NK. Software: MLC. Formal Analysis: MLC. Results analysis: MSM, MJ, MLC, JJPR. 360 Writing – original draft: MSM. Writing – review & editing: MSM, MLC, JCS, JPR, MJ. 361 362 ORCID IDs 363 Mercedes Sendín-Martín1 (ORCID ID# 0000-0003-0156-381X), Manuel Lara-Caro1 (ORCID 364 ID# 0000-0001-7424-2000), Ucalene Harris2 (ORCID ID# 0000-0002-7845-7460), Matthew 365 Moronta2 (ORCID ID# 0000-0002-7845-7460), Anthony Rossi2 (ORCID ID# 0000-0003-366 2295-1934), Erica Lee2 (ORCID ID# 0000-0001-9670-3242), Chih-Shan Jason Chen2 (ORCID 367 ID# orcid.org/0000-0002-0977-2707), Kishwer Nehal2 (ORCID ID# 0000-0001-5791-7184), 368 Julián Conejo-Mir Sánchez1,3 (ORCID ID# 0000-0001-9108-9538), José-Juan Pereyra-369 Rodríguez*1,4 (ORCID ID# 0000-0001-6843-5877), Manu Jain*2,4 (ORCID ID# 0000-0002-370 6035-0825). 371 372 373 374 375 376 377 378 379 380 381 382 REFERENCES 383
17 Bağcı IS, Aoki R, Krammer S, Ruzicka T, Sárdy M, French LE, Hartmann D. Ex vivo confocal 384 laser scanning microscopy for bullous pemphigoid diagnostics: new era in direct 385 immunofluorescence? J Eur Acad Dermatol Venereol. 2019 Nov;33(11):2123-2130. doi: 386 10.1111/jdv.15767. 387 388 Bağcı IS, Aoki R, Vladimirova G, Ergün E, Ruzicka T, Sárdy M, et al. New-generation 389 diagnostics in inflammatory skin diseases: Immunofluorescence and histopathological 390 assessment using ex vivo confocal laser scanning microscopy in cutaneous lupus 391 erythematosus. Exp Dermatol. 2021 May;30(5):684-690. doi: 10.1111/exd.14265. 392 393 Bennàssar A, Vilalta A, Carrera C, Puig S, Malvehy J. Rapid diagnosis of two facial papules 394 using ex vivo fluorescence confocal microscopy: toward a rapid bedside pathology. Dermatol 395 Surg. 2012 Sep;38(9):1548-51. doi: 10.1111/j.1524-4725.2012.02467.x. 396 397 Bennàssar A, Carrera C, Puig S, Vilalta A, Malvehy J. Fast evaluation of 69 basal cell 398 carcinomas with ex vivo fluorescence confocal microscopy: criteria description, 399 histopathological correlation, and interobserver agreement. JAMA Dermatol. 2013 400 Jul;149(7):839-47. doi: 10.1001/jamadermatol.2013.459. 401 402 Bertoni L, Azzoni P, Reggiani C, Pisciotta A, Carnevale G, Chester J, et al. Ex vivo 403 fluorescence confocal microscopy for intraoperative, real-time diagnosis of cutaneous 404 inflammatory diseases: A preliminary study. Exp Dermatol 2018;27:1152–9. 405 https://doi.org/10.1111/exd.13754. 406
18 Brinker TJ, Hekler A, Hauschild A, Berking C, Schilling B, Enk AH, et al. Comparing artificial 407 intelligence algorithms to 157 German dermatologists: the melanoma classification benchmark. 408 Eur J Cancer 2019;111:30–7. https://doi.org/10.1016/j.ejca.2018.12.016. 409 410 Campanella G, Hanna MG, Geneslaw L, Miraflor A, Werneck Krauss Silva V, Busam KJ, et 411 al. Clinical-grade computational pathology using weakly supervised deep learning on whole 412 slide images. Nat Med 2019;25:1301–9. https://doi.org/10.1038/s41591-019-0508-1. 413 414 Campanella G, Navarrete-Dechent C, Liopyris K, Monnier J, Aleissa S, Minas B, et al. Deep 415 Learning for Basal Cell Carcinoma Detection for Reflectance Confocal Microscopy. J Invest 416 Dermatol. 2021 Jul 12:S0022-202X(21)01437-8. doi: 10.1016/j.jid.2021.06.015. Epub ahead 417 of print. PMID: 34265329. 418 419 Codella N, Nguyen Q-B, Pankanti S, Gutman D, Helba B, Halpern A, et al. Deep Learning 420 Ensembles for Melanoma Recognition in Dermoscopy Images. IBM J Res Dev 2016;61. 421 422 Dalimier E, Salomon D. Full-field optical coherence tomography: A new technology for 3D 423 high-resolution skin imaging. Dermatology 2012;224:84–92. 424 https://doi.org/10.1159/000337423. 425 426 Esteva A, Kuprel B, Novoa RA, Ko J, Swetter SM, Blau HM, et al. Dermatologist-level 427 classification of skin cancer with deep neural networks. Nature 2017;542:115–8. 428 https://doi.org/10.1038/nature21056. 429 430
19 Debarbieux S, Gaspar R, Depaepe L, Dalle S, Balme B, Thomas L. Intraoperative diagnosis of 431 nonpigmented nail tumours with ex vivo fluorescence confocal microscopy: 10 cases. Br J 432 Dermatol. 2015 Apr;172(4):1037-44. doi: 10.1111/bjd.13384. 433 434 Fujisawa Y, Otomo Y, Ogata Y, Nakamura Y, Fujita R, Ishitsuka Y, et al. Deep-learning-based, 435 computer-aided classifier developed with a small dataset of clinical images surpasses board-436 certified dermatologists in skin tumour diagnosis. Br J Dermatol 2019;180:373–81. 437 https://doi.org/10.1111/bjd.16924. 438 439 Gareau DS, Karen JK, Dusza SW, Tudisco M, Nehal KS, Rajadhyaksha M. Sensitivity and 440 specificity for detecting basal cell carcinomas in Mohs excisions with confocal fluorescence 441 mosaicing microscopy. J Biomed Opt 2009;14:034012. https://doi.org/10.1117/1.3130331. 442 Haenssle HA, Fink C, Schneiderbauer R, Toberer F, Buhl T, Blum A, et al. Man against 443 Machine: Diagnostic performance of a deep learning convolutional neural network for 444 dermoscopic melanoma recognition in comparison to 58 dermatologists. Ann Oncol 445 2018;29:1836–42. https://doi.org/10.1093/annonc/mdy166. 446 447 Haenssle HA, Fink C, Schneiderbauer R, Toberer F, Buhl T, Blum A, et al. Man against 448 Machine: Diagnostic performance of a deep learning convolutional neural network for 449 dermoscopic melanoma recognition in comparison to 58 dermatologists. Ann Oncol 450 2018;29:1836–42. https://doi.org/10.1093/annonc/mdy166. 451 452 Haenssle HA, Fink C, Toberer F, Winkler J, Stolz W, Deinlein T, et al. Man against machine 453 reloaded: performance of a market-approved convolutional neural network in classifying a 454 broad spectrum of skin lesions in comparison with 96 dermatologists working under less 455
20 artificial conditions. Ann Oncol 2020;31:137–43. 456 https://doi.org/10.1016/j.annonc.2019.10.013. 457 458 Han SS, Kim MS, Lim W, Park GH, Park I, Chang SE. Classification of the Clinical Images 459 for Benign and Malignant Cutaneous Tumors Using a Deep Learning Algorithm. J Invest 460 Dermatol 2018;138:1529–38. https://doi.org/10.1016/j.jid.2018.01.028. 461 462 Han SS, Park GH, Lim W, Kim MS, Na JI, Park I, et al. Deep neural networks show an 463 equivalent and often superior performance to dermatologists in onychomycosis diagnosis: 464 Automatic construction of onychomycosis datasets by region-based convolutional deep neural 465 network. PLoS One 2018;13. https://doi.org/10.1371/journal.pone.0191493. 466 467 He K, Zhang X, Ren S, Sun J. Deep residual learning for image recognition. Proc. IEEE 468 Comput. Soc. Conf. Comput. Vis. Pattern Recognit., vol. 2016- December, IEEE Computer 469 Society; 2016, p. 770–8. https://doi.org/10.1109/CVPR.2016.90. 470 471 Hinton G. Deep learning-a technology with the potential to transform health care. JAMA - J 472 Am Med Assoc 2018;320:1101–2. https://doi.org/10.1001/jama.2018.11100. 473 474 Jain M, Rajadhyaksha M, Nehal K. Implementation of fluorescence confocal mosaicking 475 microscopy by “early adopter” Mohs surgeons and dermatologists: recent progress. J Biomed 476 Opt 2017;22:24002. https://doi.org/10.1117/1.JBO.22.2.024002. 477 478
21 Karen JK, Gareau DS, Dusza SW, Tudisco M, Rajadhyaksha M, Nehal KS. Detection of basal 479 cell carcinomas in Mohs excisions with fluorescence confocal mosaicing microscopy. Br J 480 Dermatol 2009;160:1242–50. https://doi.org/10.1111/j.1365-2133.2009.09141.x. 481 482 Keena S, Que T. Research Techniques Made Simple: Noninvasive Imaging Technologies for 483 the Delineation of Basal Cell Carcinomas. J Invest Dermatol 2016;136:e33–8. 484 https://doi.org/10.1016/j.jid.2016.02.012. 485 486 Kose K, Bozkurt A, Alessi-Fox C, Brooks DH, Dy JG, Rajadhyaksha M, et al. Utilizing 487 Machine Learning for Image Quality Assessment for Reflectance Confocal Microscopy. J 488 Invest Dermatol 2020;140:1214–22. https://doi.org/10.1016/j.jid.2019.10.018. 489 490 Liang X, Wu L, Li J, Wang Y, Meng Q, Qin T, et al. R-Drop: Regularized Dropout for Neural 491 Networks 2021. arXiv:2106.14448 492 493 Mu EW, Lewin JM, Stevenson ML, Meehan SA, Carucci JA, Gareau DS. Use of digitally 494 stained multimodal confocal mosaic images to screen for nonmelanoma skin cancer. JAMA 495 Dermatology 2016;152:1335–41. https://doi.org/10.1001/jamadermatol.2016.2997. 496 497 Nasr-Esfahani E, Samavi S, Karimi N, Soroushmehr SMR, Jafari MH, Ward K, et al. Melanoma 498 detection by analysis of clinical images using convolutional neural network. Proc. Annu. Int. 499 Conf. IEEE Eng. Med. Biol. Soc. EMBS, vol. 2016- October, Institute of Electrical and 500 Electronics Engineers Inc.; 2016, p. 1373–6. https://doi.org/10.1109/EMBC.2016.7590963. 501 502
22 Nehal KS, Bichakjian CK. Update on keratinocyte carcinomas. N Engl J Med 2018;379:363–503 74. https://doi.org/10.1056/NEJMra1708701. 504 505 Leiter U, Eigentler T, Garbe C. Epidemiology of Skin Cancer. Sunlight, Vitam. D Ski. Cancer, 506 vol. 810, New York, NY: Springer New York; 2014, p. 120–40. https://doi.org/10.1007/978-1-507 4939-0437-2_7. 508 509 Pan SJ, Yang Q. A survey on transfer learning. IEEE Trans Knowl Data Eng 2010;22:1345–510 59. https://doi.org/10.1109/TKDE.2009.191. 511 512 Panarello D, Compérat E, Seyde O, Colau A, Terrone C, Guillonneau B. Atlas of Ex Vivo 513 Prostate Tissue and Cancer Images Using Confocal Laser Endomicroscopy: A Project for 514 Intraoperative Positive Surgical Margin Detection During Radical Prostatectomy. Eur Urol 515 Focus. 2020 Sep 15;6(5):941-958. doi: 10.1016/j.euf.2019.01.004 516 517 R Core Team (2020). A language and environment for statistical computing. R Foundation for 518 Statistical Computing, Vienna, Austria. n.d. 519 520 Robin X, Turck N, Hainard A, Tiberti N, Lisacek F, Sanchez JC, et al. pROC: An open-source 521 package for R and S+ to analyze and compare ROC curves. BMC Bioinformatics 2011;12. 522 https://doi.org/10.1186/1471-2105-12-77. 523 524 Rogers HW, Weinstock MA, Feldman SR, Coldiron BM. Incidence estimate of nonmelanoma 525 skin cancer (keratinocyte carcinomas) in the us population, 2012. JAMA Dermatology 526 2015;151:1081–6. https://doi.org/10.1001/jamadermatol.2015.1187. 527
23 Selvaraju RR, Cogswell M, Das A, Vedantam R, Parikh D, Batra D. Grad-CAM: Visual 528 Explanations from Deep Networks via Gradient-based Localization. Int J Comput Vis 529 2016;128:336–59. https://doi.org/10.1007/s11263-019-01228-7. 530 531 Schüürmann* M, Stecher MM, Paasch U, Simon JC, Grunewald S. Evaluation of digital 532 staining for ex vivo confocal laser scanning microscopy. J Eur Acad Dermatology Venereol 533 2019:jdv.16085. https://doi.org/10.1111/jdv.16085. 534 535 Topol EJ. High-performance medicine: the convergence of human and artificial intelligence. 536 Nat Med 2019;25:44–56. https://doi.org/10.1038/s41591-018-0300-7. 537 538 Van Loo E, Mosterd K, Krekels GAM, Roozeboom MH, Ostertag JU, Dirksen CD, et al. 539 Surgical excision versus Mohs’ micrographic surgery for basal cell carcinoma of the face: A 540 randomised clinical trial with 10 year follow-up. Eur J Cancer 2014;50:3011–20. 541 https://doi.org/10.1016/j.ejca.2014.08.018 542 543 Wodzinski M, Skalski A, Witkowski A, Pellacani G, Ludzik J. Convolutional Neural Network 544 Approach to Classify Skin Lesions Using Reflectance Confocal Microscopy. Proc. Annu. Int. 545 Conf. IEEE Eng. Med. Biol. Soc. EMBS, vol. 2019, Institute of Electrical and Electronics 546 Engineers Inc.; 2019, p. 4754–7. https://doi.org/10.1109/EMBC.2019.8856731. 547 548 Wodzinski M, Pajak M, Skalski A, Witkowski A, Pellacani G, Ludzik J. Automatic Quality 549 Assessment of Reflectance Confocal Microscopy Mosaics using Attention-Based Deep Neural 550 Network. Proc. Annu. Int. Conf. IEEE Eng. Med. Biol. Soc. EMBS, vol. 2020- July, Institute 551
24 of Electrical and Electronics Engineers Inc.; 2020, p. 1824–7. 552 https://doi.org/10.1109/EMBC44109.2020.9176557. 553 554 555 556 557 558 559 560 561 562 563 564 565 566 567 568 569 570 571 572 573 574 575 576
Supplementary Table 1. Summary of patient´s demographic data and lesion location Abbreviation: SD, standard deviation Variable Total (53 patients/79 lesions) Age, mean (SD), y* 61 (13) Sex, %(n) Male 64% (34/53) Female 36% (19/53) Diagnosis, n(%) 79 lesions BCC 47 (59.5%) Nodular 18 (22.8%) Superficial 11 (13.9%) Infiltrative 10 (12.6%) Mix-subtype 8 (10.1%) “Not-BCC” 32 (40.5%) Location, n(%) 79 lesions Head and neck 50 (63.3%) Upper extremities 8 (10.1%) Trunk 15 (19%) Lower extremities 6 (7.6%)
1 SUPPLEMENTARY MATERIAL 1 Supplementary Figure 1. Algorithm´s performance in each separate category with three 2 different trainings. 3 4 Supplementary Figure 2. EVCM image acquisition: a) Purple and pink digitally colored 5 EVCM image of a nodular BCC (yellow boxed area and arrows) acquired from a freshly excised 6 whole-tissue obtained from Mohs surgery. EVCM images tissues simultaneously in 7 fluorescence and reflectance mode, where fluorescence signal from nucleus is converted to 8 purple color (b) and reflectance signal from cytoplasm and collagen is converted to pink color 9 (c) to generate a combined purple and pink image (d), resembling conventionally H&E- stained 10 image. Scale bars: a) 400 µm and b, c, d) 200 µm. 11 12 Supplementary Table 1. Summary of patient´s demographic data and lesion location 13 14 Supplementary Video 1. Steps involved in EVCM image acquisition. 15 16