Solar Photovoltaic and Thermal Energy Systems: Current Technology and Future Trends
Abstract
Solar systems have become very competitive solutions for residential, commercial, and industrial applications for both standalone and grid connected operations. This paper presents an overview of the current status and future perspectives of solar energy (mainly photovoltaic) technology and the required conversion systems. The focus in the paper is put on the current technology, installations challenges, and future expectations. Various aspects related to the global solar market, the photovoltaic (PV) modules cost and technology, and the power electronics converter systems are addressed. Research trends and recommendations for each of the PV system sectors are also discussed.
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PROCEEDINGS OF THE IEEE Solar Photovoltaic and Thermal Energy Systems: Current Technology and Future Trends Mariusz Malinowski, Fellow Member,IEEE, Jose I. Leon, Fellow Member,IEEE, and Haitham Abu-Rub, Senior Member,IEEE Abstract—Solar systems have become very competitive solutions for residential, commercial and industrial applications for both stand-alone and grid connected operations. This paper presents an overview of the current status and future perspectives of solar energy (mainly photovoltaic) technology and the required conversion systems. The focus in the paper is put on the current technology, installations challenges, and future expectations. Various aspects related to the global solar market, the PV modules cost and technology, and the power electronics converter systems are addressed. Research trends and recommendations for each of the PV system sectors are also discussed. Index Terms—Photovoltaic systems, Renewable energy sources, Solar power generation. I. INTRODUCTION CURRENTLY, the reliable and resilient energy systems are based on fossil fuels burning which are still dominating worldwide. However, fossil fuels are non-renewable and directly emit greenhouse gases to the environment. This has been leading to serious environmental and health impacts. Furthermore, the fluctuating price of the fossil fuels has serious impact on the energy security. There are several alternative resources that can provide clean, continuous, and renewable energies such as hydropower, solar, wind, biomass, and geothermal. Nuclear energy is potential, however its use brings huge safety risks, therefore as this, it can not be deemed as clean or safe source. Renewable energy sources (RES) are receiving significant attention worldwide as a sustainable alternative type of energy supply being an important sector of the global energy generation [1]. Renewable energies are expected to overtake coal around 2030 to become the largest power source and achieving 34% of total energy generation on 2040 as shown in Fig. 1 [2]. The renewable energy growth rate in different Manuscript received January 30th, 2017; revised March 26th, 2017; accepted March 27th, 2017. This paper was made possible by the NPRP-EP grant #[X-033-2-007] from the Qatar National Research Fund (a member of Qatar Foundation), the TEAM-TECH/2016-1/5 project carried out within the TEAM-TECH programme of the Foundation for Polish Science cofinanced by the European Union under the European Regional Development Fund, the Andalusian Science and Innovation project P11-TIC-7070, and the Spanish Science and Innovation Ministry under project TEC2016-78430-R. The statements made herein are solely the responsibility of the authors. Mariusz Malinowski is with the Institute of Control and Industrial Electronics, Warsaw University of Technology, Poland (e-mail: [email protected].edu.pl). Jose I. Leon is with the Electronic Engineering Department, Universidad de Sevilla, Spain (e-mail: [email protected]). Haitham Abu-Rub is with the Electrical & Computer Engineering Program, Texas A&M University at Qatar, Qatar (e-mail: [email protected]). Fig. 1: Global electricity generation areas is increasing sharply with promising target as shown in Fig. 2. RES are clean and environmental friendly resources, hence play an important role in reducing greenhouse gas emissions. Investing in RES would help in reaching little to no global warming effects and gas emissions, which helps in improving public health and in protecting our environment [3]. This improves human life quality by providing enormous and inexhaustible energy supply, with more jobs, and other economic benefits such as stable energy prices. Wide spread of RES has more benefits than aforementioned economic, health and environmental aspects [4]. There are many political, social and technical advantages of adopting renewable energies. Among those are: energy security and self-sufficiency, industry development, local ownership and public decision making, community building and empowerment. Energy security is priceless; it justifies all efforts and expenditures being put for adopting the renewables and in particular the distributed form of them [5]. RES have gone a rapid growth in the last ten years and are forecasted to lead world power market growth to 2020 [4]. Solar energy has gained the highest attention (highest growth rate) worldwide in the last years. This is because of potential availability, good visibility, and safe use for small and large scales by residential, commercial, and utility-scale users. From 2009 to 2015, the solar power capacity has been multiplied by a factor around 100 [6]. The highest addition rate among the renewables is the solar PV as seen from Fig. 2 [7]. PV power installations and the related research are increasing rapidly. Some market analysts expect the PV installation could reach 25% of generated energy by 2050 [8]. The price of PV systems has decreased above 50% in five years [9]. Figure 3 shows trends of installation
PROCEEDINGS OF THE IEEE Concentrated Solar Power Biodiesel Production Ethanol Production Solar Heating Wind Solar PV Hydro-Power Geothermal Power Growth Rate End 2010 through 2015 Growth Rate in 2015 % Fig. 2: Average annual growth rates of solar energy production - 2010 to 2015 Fig. 3: Installation prices of residential, commercial and utility scale PV systems 2025 2014 PTC (Parabolic Trough Collector) Fig. 4: Worldwide capital costs expectations of various energy resources in 2025 compared to 2014 prices of residential and commercial PV systems [10]. For the installation of large-scale PV power systems, prices are commonly below 1.79 USD/Wnow. In particular places and times, the cost of PV power may be competitive with the generated from coal or gas. For instance, the capital costs per watt of building various power plants is shown in Table I for TABLE I: US Capital Costs of Different Energy Resources in 2016 Energy Sources Capacity Capital cost (MW) (USD/kW) COAL Ultra Supercritical Coal (USC) 650 3636 USC with CCS (USC/CCS) 650 5084 Pulverized Coal (PC) Conversion to Natural Gas 300 226 PC Greenfield with 10-15% biomass (GCBC) 300 4620 PC Conversion to 10% biomass - 30 MW (CTCB) 300 537 NATURAL GAS (NG) NG Combined Cycle (NGCC) 702 978 Advanced NG Combined Cycle (ANGCC) 429 1104 Combustion Turbine (CT) 100 1101 Advanced Combustion Turbine (ACT) 237 678 Reciprocating Internal Combustion Engine (RICE) 85 1342 URANIUM Advanced Nuclear (AN) 2234 5945 BIOMASS Biomass (BBFB) 50 4985 WIND ENERGY Onshore Wind 100 1877 SOLAR ENERGY Photovoltaic - Fixed 20 2671 Photovoltaic - Tracking 20 2644 Photovoltaic - Tracking 150 2534 data from 2016 based on the US market [11]. The worldwide cost reduction of PV systems since that made the PV system an economically competitive investment for longer run. Figure 4 shows the worldwide capital costs expectations of various energy resources in 2025 compared to those in 2014 [12]. The grid-connected solar PV system has promising reduction to be competitive with most of energy sources. The main application of solar energy systems is to act as clean power source connected to the electrical grid [13]. However, there are many additional applications of solar energy such as, solar water pumps in stand-alone and grid interfaced systems [14], solar feeding of the telecommunication base towers which is cost effective particularly for remote areas [15], [16], solar energy in building managements systems [17]–[19], solar energy in micro-grids, smart grid and distributed generation [20], [21], charging infrastructures of electric vehicles [22], solar energy for marine, satellite, and many other applications. II. TYPES OF SOLAR ENERGY SYSTEMS Today’s market of the solar power systems can be categorized into two types: the thermal and PV solar power. Direct use of thermal energy for water heating is very mature and relatively old technology with global capacity over 400 GW-thermal. For electricity generation, the concentrated solar power (CSP) is a promising technology indirectly generating
PROCEEDINGS OF THE IEEE Solar Heat Collector Heated Material Steam Condenser Thermal/ Electric Energy Storage Solar Tracker C r Steam Turbine Solar Field Thermal Conversion Power Generaon Steam Liquid T u r b i n e Electric Power E Generator Cooling Storage Fig. 5: Block diagram of a concentrated solar power system Power (GW) Fig. 6: Evolution of worldwide CSP electrical generated energy electricity, which is adopted particularly in high power generation plants. A. Concentrated Solar Power Concentrated solar power (CSP) could be categorized as indirect. The first type of CSP converts the solar energy first to heat and then to electricity, which is the thermal CSP. This technology uses lenses or mirrors and tracking systems to concentrate solar irradiance to heat a solid, liquid, or gas. It directs the large area of sunlight into a small area (focal point) to produce heat and/or electricity. The block diagram of a CSP system is presented in Fig. 5. Examples of concentrating technologies include parabolic trough and power tower, dish stirling, concentrating linear fresnel reflector, and solar chimney [23]. Over 60% of the applications use long parabolic trough systems. Such plants may achieve at least 25% efficiency. Power Tower based plants may have a capacity factor around 40% [24]. The second type of CSP systems is the photovoltaic. Concentrating photovoltaic (CPV) systems concentrate the sunlight into PV surfaces for producing electricity. It is categorized as indirect method because the sunlight is first concentrated, then converted into electricity. A hybrid method is a combination (photovoltaics and thermal) that is used to produce electricity in addition to thermal heat. Thermal heat can be used for water heating, solar cooling (heat-powered air conditioning), and water desalination. Solar thermal processes have various temperature and pressure requirements with different heat conducting and storing materials, such as steam, hot water, and thermal oil. CSP technology is now acquiring an increasing interest, especially if built with thermal energy storage. Thermal systems allow storing energy for several hours longer than other technologies. Figure 6 shows the worldwide CSP electrical generated energy [7], [25]. It can be observed that the global generated capacity is relatively low. Regardless the relatively higher efficiency of the CSP systems, they have been and being deemphasized by the PV systems for many reasons, such as significantly higher installation and running costs, continuous decrease of the PV panels cost, and higher sensitivity of CSP system than of the PV to the environmental conditions such as dust and humidity. Some particles of the dust may affect not only the efficiency but also directions of solar beams to the focal point of the plant. Furthermore, the CSP systems are mainly applicable for higher power generation which requires special attention, location, cleaning, and investment [26]. B. Solar PV Technology The direct solar power or solar PV power refers to a system that converts solar radiation directly to electrical form of energy using PV cells [27]–[29]. This type of renewables presents the highest global attention because of its numerous advantages. The advantages of this technology are: quiet energy conversion, easy design and installation, nice architectural visibility, long lifetime with less maintenance requirement, easy transportation and light weight, and acceptable price with significant dropping rate. The cost of the PV systems has dropped dramatically in the last years and expected to continue dropping (see Fig. 7) [30]. From 2009 to 2015, there was 56% reduction in the total cost, 77% in the PV modules, 45% in inverter cost, and 44% in installation-related costs. All this helped in promoting this technology worldwide as a possible alternative to all other energy sources, renewables and traditional. Figure 8 and Fig. 9 show the world trend in adopting this area of clean and renewable energy [6], [31], [32]. The globally installed PV power capacity has had a remarkable increase since 2009. The PV penetration of total electricity generating capacity is gradually rising in several countries with expectations through 2018, except a sharp increase in Japan since 2012, as shown in Fig. 9 [32]. The grid-connected solar PV is the most promising technology for solving future energy demands. The research related to PV is currently concentrated on the improvement and solutions for higher efficiency and lower price of the PV panels and systems, capturing the maximum possible amount of energy from the PV panels using efficient maximum power point tracking (MPPT) methods [33], power electronics converters for stand-alone and grid connections, developing efficient PV power converter topologies, solving the power quality challenges with grid-tie systems, reliable and cost effective storage, and integrating with smart grid systems [34]–[36]. III. THE SOLAR CELL The solar cell is made from solid state material that converts the energy of light (photons) into electric form using the photovoltaic effect. Solar cells are also called PV cells and
PROCEEDINGS OF THE IEEE TABLE II: Top Ten Largest Solar PV Plants in the World [37] Ranking Power (MW) Project Location On Grid 1579 Solar Star Projects Rosamond, California, USA 2015 2550 Desert Sunlight Solar Farm Riverside County, California, USA 2015 3550 Topaz Solar Farm San Luis Obispo County, California, USA 2015 4530 Longyangxia Dam Solar Park facility Qinghai, China 2013 5500 Golmud Solar park Qinghai, China 2011 6458 Copper Mountain Solar Facility Boulder City, Nevada, USA 2015 7345 Charanka Solar Park Gujurat, India 2012 8300 Cestas Solar Farm Bordeaux, France 2015 9290 Agua Caliente Solar Yuma County, Arizona, USA 2014 10 250 California Valley Solar Ranch San Luis Obispo, California, USA 2013 photoelectric cells. As an example, the characteristic curves of a commercial PV module is represented in Fig. 10 where the behavior with the solar irradiance of one PV module is highlighted. The short-circuit current (Isc) and the open-circuit voltage (Voc) are the main basic parameters of the PV module. In any case, taking into account the actual solar irradiation (W/m2) and the temperature, the optimum operation point of the PV module is the point with maximum extracted power (Pmp). Capturing the maximum power in any condition (temperature and irradiation) is essential and is achieved by efficient maximum power point tracking (MPPT) algorithms. There are different types of materials used for the design of PV cells. The crystalline materials used for cells design are single crystalline (sc-Si) with a Czochralski (CZ) float zone (FZ) technology, multicrystalline (mc-Si) with a cast, sheet, ribbon growth technology, polycrystalline (pc-Si) with a chemical-vapour deposition technology, and microcrystalline (mc-Si) with a plasma deposition. One main difference between those materials is the regularity level and structure, which affects the size of the crystals making such material. There are other types of solar cells such as thin film, including amorphous silicon (a-Si), cadmium telluride (CdTe), and copper indium gallium selenide (CI(G)S) [38]. Additional types may be also found such as desensitized solar cell (DSSC), gallium arsenide germanium solar cell (GaAs), luminescent solar concentrator cell (LSC), multi-junction solar cell (MJ), organic solar cell (OPV), perovskite solar cells, photoelectron chemical cells (PEC), plasmonic solar cells, plastic solar cells, polymer solar cells, quantum dot solar cells, etc. Efficiencies of solar PV cells converting the energy of light’s photons to electric energy are different [24]. However, the output power of PV panels is sensitive to the environmental conditions such as solar irradiation intensity, ambient temperature, and dust. The efficiency of commercial PV panels is still relatively low but in the last decade the efficiency of average commercial wafer-based silicon modules have increased for about 5% (from about 12% to 17%) [39]. Commercial thin film solar cells have increased significantly. As an example, CdTe modules efficiency have raised from 9% to 18.6% (commercialized by First Solar in 2015). Nevertheless, there are promising data on the available and foreseen technologies. Figure 11 shows the progress in PV cells efficiency development using laboratory solar cells as example [24]. In the laboratory, the best performing monocrystalline silicon models are with about 25.6% efficiency. Also in the laboratory, the high concentration multi-junction solar cells achieved up to 46.0% efficiency. Figure 11 indicated some improvement trend but this is not enough. There is still much research and development needed in this direction. Recorded efficiencies demonstrate the need for further efficiency improvement at the production level. This is a major Installation Price ( USD/Wdc) 2 2.5 1.5 0.5 1 0 Module Converter BOS Labor Other Residential (3-10 kW) Commercial (10 kW-2 MW) Module Converter BOS Labor Other Module Converter BOS Labor Other Utility-scale (>2MW) BOS - Balance of System Wdc – inverter not included 2010 2011 2012 2013 2015 Fig. 7: The evolution of the cost distribution of residential, commercial and utility-scale PV systems
PROCEEDINGS OF THE IEEE 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 250 200 150 100 50 0 Cumulative Capacity (GW) Fig. 8: Globally installed PV power capacity (until 2015) Australia China France Germany Italy Japan UK USA PV Penetration installed capacity (%) 35 30 20 10 0 25 15 5 2010 2011 2012 2013 2014 2015 2016 2017 2018 Fig. 9: PV penetration of total electricity generating capacity (expected since 2015) 0 10 20 30 40 50 60 0 1 2 3 4 5 =6 7 Current (A) Voltage (V) Module type: SunPower SPR−305−WHT 1 kW/m2 0.5 kW/m2 0.5 kW/m2 70 0 50 100 150 200 250 300 350 Power (W) =P mp Vmp 1 kW/m2 Isc Imp Voc Fig. 10: Characteristic curves of a commercial PV panel including the solar irradiance variation Solar cell efficiency (%) 50 40 0 30 20 10 2000 2002 2004 2006 2008 2010 2012 2014 2016 Thin Film CdTe Mono-Crystalline Silicon Thin Film CIGS Silicon Concentrator Cells Multi-Crystalline Silicon Multi-junction Concentrator Solar Cells Fig. 11: Development of laboratory solar cell efficiencies challenge for future research that to potentially increase the efficiency of PV panels at production scale with a reasonable price. 4% 1%2% Cadmium Telluride (CdTe) Amorphous Silicon (a-Si) Copper-Indium-Gallium- Selenide (CIGS) Mono-Crystalline Silicon (mono-Si) Multi-Crystalline Silicon (multi-Si) Fig. 12: Global PV market by technology in 2015 USD/ Watt Fig. 13: Price history of silicon solar cells For the global PV market, thin-film technologies took up around 7% of worldwide disposition, including 4% in CdTe and 2% in CIGS and 1% in a-Si; while 93% was held by crystalline silicon (mono-Si and multi-Si) in 2015, as shown in Fig. 12 [39]. In addition, mono-Si is still dominant in 69%. With the improving technology in semiconductors, there has been a significant drop for the price per watt of solar cells over the last two decades. Figure 13 shows the price history of silicon solar cells. The price for crystalline silicon cells was about 76 USD/Win 1977 prices, while average prices in 2015 was as low as 0.30 USD/W, which is 200 times less than forty years ago. Prices for thin-film solar cells were around 0.55 USD/Win 2016 [40]. IV. GENERAL SCHEME OF A SOLAR PV SYSTEM The PV cells arranged into panels could be used in largescale PV projects. A rooftop PV system may be comprised of tens or hundreds of panels, while a large-scale project may consist of thousands or even millions of panels. Utility-scale PV plants are commonly installed in remote areas, as Table II lists for the top ten large-scale PV farms [37]. Large-scale PV systems have been a major part of PV’s growth in recent years. They contributed above 50% of all solar capacity assembled from 2010 to 2014, with overall capacity quadrupling from 2012 to 2014 [41]. Rooftop systems as distributed generation sources are excellent tools for creating future smart grid systems. Such kind of systems have the chance to grow most over the world at residential and commercial scales. The typical power configuration of a PV system (for stand-alone or grid-connected applications) is represented in Fig. 14 [42]. The solar photovoltaic cells, arranged forming
PROCEEDINGS OF THE IEEE Series/parallel connection PV modules or single PV module For grid-connected application Fig. 14: General scheme of a PV system for grid-connected or stand-alone applications Series/Parallel connection of PV arrays Series/Parallel connection of PV arrays Series/Parallel connection of PV arrays Series/Parallel connection of PV arrays a) b) c) a Sa b Sb c Sc SaSbSc __ _ Fig. 15: General schemes of high-power PV system based on central inverters a) single-channel central inverter b) multichannel central inverter c) dual central inverter PV arrays generate a dc voltage/current that is usually transferred by one step-up dc/dc converter to boost low PV voltage as well as track maximum power point. A dc/ac inverter connects the system to the grid or end-user (stand-alone systems) fulfilling existing grid codes (required national and international standards and regulations). V. GRID-CONNECTED PV SYSTEMS In general, the structure of a PV system can be derived from the nominal power of the system looking at highest efficiency with lowest costs [43]. Following this rule, actual PV systems can be divided into three different groups: highpower PV plants, residential and industrial PV installations, and low-power PV systems. A. PV power plants High-power PV plants are now being installed extensively worldwide representing a 61% of the PV market during 2015. In the last decade, the maximum power of a single PV plant has increased from 50 MW up to more than 500 MW in 2015 (Table II). For high-power PV plants, the mainstream solution is to use a central three-phase inverter to connect the PV panels to the grid using a low frequency transformer. The solar panels are connected in series and in parallel in order to reach convenient values of dc voltage and nominal power respectively. The maximum dc voltage is forced by the maximum isolation allowed by the solar panel taking into account current technology and regulation (recently upgraded up to 1500 V). The maximum nominal power is limited by the maximum dc voltage and the maximum current supported by the power switches. With the current PV and power switches technology and grid codes, the maximum power of a PV central inverter is around 1 MW using a conventional two-level 1700 V IGBT-based threephase inverter with a low frequency transformer (see Fig. 15a). However, some newer central inverters are based on multilevel topologies such as the TMEIC Solar Ware Samurai which is based on a T-Type three-level three phase topology in order to achieve high quality output waveforms with reduced power losses. If the PV plant provides more power, the plant is divided to several areas, each one is managed by a central inverter independently. This solution is the most convenient from the economical point of view but the system efficiency is poor because only one MPPT controller is used for a big area of solar panels leading to a power efficiency reduction with potential partial shading and mismatch phenomena. In order to minimize this problem, a global MPPT algorithm can be specifically developed to look for the maximum power generation in the presence of other local maxima produced by partial shading phenomenon. In order to reduce the cost of the overall installation, it is usual to arrange several central inverters in the same cabinet connecting their outputs to the same LV side of the lowfrequency transformer as represented in Fig. 15b. If a single dc voltage from the PV arrays of a large area is used as single input to the group of PV central inverters (arranged in the same cabinet), all inverters in the cabinet are not always working
PROCEEDINGS OF THE IEEE INVERTER 1 INVERTER 2 INVERTER 3CENTRAL CONTROL CABINET 1 CABINET 2 DUAL-WINDING LOW-FREQUENCY LV TRANSFORMER CABINET Fig. 16: 3.3 MW Multi-channel 1500 V central inverter PV3000WD3HV550 by GPTech based on two cabinets connected to the dual-input LV low-frequency transformer. Each cabinet is formed by three independent central inverters which can have independent dc inputs Input Filter Series connection of PV arrays DC/DC Converter with interleaved operation a Sa b Sb SaSb _ Sx ViVo Vi S5 Optional (depending on grid codes) 1-Φ or 3-Φ grid connection depending on the nominal power and grid codes requirements (usually 3-Φ if P>5kW) Fig. 17: General scheme of a two-stage medium-power PV system based on a string structure formed by a boost dc/dc converter and an H5 inverter simultaneously. Usually the inverters one after one starting to operate whilst the PV power is increasing. So, if the power from the PV arrays is low (less than the nominal power of a single inverter), only one inverter will be operating. This minimizes the power losses of the power converter structure. Other possible configuration is to use different dc inputs for each central inverter inside the cabinet. If this option is chosen, each PV central inverter inside the cabinet applies an independent MPPT controller leading to higher energy yield. In order to achieve even higher nominal power, the trend is to connect several groups of central inverters to a sole multiwinding low frequency transformer even avoiding the use of a cabinet to reduce the price as much as possible (see Fig. 15c). For instance, this is the case of the PV3000WD3HV550 modular inverter by GPTech depicted in Fig. 16 [44]. B. Residential and Industrial PV applications When the power of the PV system is lower than 50 kW approximately, the cost of the power converter is still the key but other issues such as efficiency, energy yield and distributed operation gain importance. These applications represented a 37% of the PV market in 2015. In this case, a typical structure of the PV system is the string configuration where no PV strings are connected in parallel. The converter is usually a b) Input Filter Series connection of PV arrays DC/DC Converter with interleaved operation a Sa b Sb c Sc SaSbSc ___ Sx ViVoVi a) Input Filter High-Frequency isolated DC/DC Converter with interleaved operation Series connection of PV arrays SaSb SaSb _ ViVo a Sa b Sb c Sc SaSbSc ___ Vi Fig. 18: General schemes of a medium-power PV system based on a multi-string structure a) with high-frequency isolated dc/dc stage b) with non-isolated dc/dc stage with low frequency grid-connected transformer two-stage structure formed by one step-up converter connected to each PV string and one grid-tied inverter. In the string configuration, the MPPT controller is related to a reduced PV area extracting power with higher efficiency compared with the central inverter structure. This is achieved at the expense of the increase of cost of the overall PV installation. This fact conventionally limits the string configuration to small scale PV systems (typically residential applications with power less than 25 kW). Typical structure of a string PV converter is represented in Fig. 17 where for instance the H5 converter is a suitable solution. H5 (by SMA), H6 (by Ingeteam), or HERIC inverters are based on the H-bridge structure but usually
PROCEEDINGS OF THE IEEE adding extra switches in order to avoid undesirable leakage currents in the transformerless system. The H5 converter could be replaced with an h-bridge if galvanic isolation is required by the national grid code or with a conventional three-phase inverter if the nominal power is above the maximum singlephase grid connection limits imposed by the grid codes. When the power is higher than 25 kW, the mainstream solution is to use of multi-string solution usually built adhoc taking into account the actual operational conditions of the PV system. The multi-string configuration merges the advantages of the central inverter and the string configurations. A typical structure of a PV multi-string solution is represented in Fig. 18. Multi-string structure presents multiple PV strings and a dedicated dc/dc converter connected to each one. A single central inverter (typically three-phase) connects all dc/dc converters to the grid. Using this configuration, each dc/dc converter can obtain maximum power from the PV string with dedicated MPPT controllers with reduced overall system cost. The reason is that usually the cost of dc/dc converters is lower than the cost of three-phase grid-tied inverters. In addition, the isolation of the power system can be achieved with a grid-tied low frequency transformer or with high-frequency transformers in the dc/dc stage which helps reducing the cost, weight and volume of the power system. This modular solution is popular for low- and medium-power applications (usually from 10 to 50 kW) such as industrial, residential or roof-top PV systems. Recently, the multi-string configuration has been also applied to PV systems in the range of hundreds of kilowatts [45]. In the multi-string PV system design there is a tradeoff between maximum power tracking, isolation issues and economical cost of the PV installation. The reduction of the cost of the power devices has led to make profitable this solution compared with the conventional one that is based on a central inverter but only for small PV plants. Besides, the high cost of the bulky low frequency transformer can be reduced using high-frequency transformers in the dc/dc converter. In this case, a PV plant with multi-string converters becomes a very decentralized power system leading to advantages and disadvantages. Examples of advantages are higher yield due to multiple MPP trackers, high plant availability due to high modularity (leading to a natural faulttolerant capability), maximum flexibility in the plant design, easy transportation and fast installation. As disadvantages can be cited the initial high-cost investment for the power system, more complex communication and monitoring issues and higher power losses. In both cases (multi-string or string configurations), if required a step-up converter, for transformerless systems the boost converter is the easiest solution (interleaved if a multistring PV system is considered) for the dc/dc stage. For the inverter stage, several solutions have found industrial impact depending on the grid code of each country. Usually, grid codes do not allow single-phase connection to the grid if the nominal power of the PV system is above several kilowatts (5 kW in the Spanish regulation for instance). So, for PV systems with nominal power above this limitation, the mainstream solution for the inverter is the conventional two-level 1200 V IGBT-based three-phase converter. However, other solutions based on multilevel converters (neutral-point clamped or ttype) could be also found (PVS300 by ABB, not yet in the market). The advantages of using a multilevel converter topology are the higher quality of the output waveforms leading to a smaller output filter and therefore to a compact size. For PV systems with nominal power below the threephase connection grid code requirement, PV inverters are based on the extended versions of the H-bridge structure such as the H5, H6 or HERIC inverters [46]–[49]. C. Low-power PV systems Roof-top PV applications are usually in the hundreds of watts (or even in the kW) range and the PV converter design has to be in this case mainly focused to achieve very high efficiency with galvanic isolation and connection to a singlephase grid. Usually, the power converter is directly connected to a single PV module or a small PV array achieving 100 V maximum (usually the converters are installed close to the PV module working in potential harsh weather conditions). As this PV nominal voltage is low, it is required a two-stage power system formed by a step-up dc/dc converter and a single-phase inverter. Both converters can have different topologies and several solutions can be found in the market [50], [51]. For the dc/dc converter, high-frequency interleaved (or not) flyback or full-bridge resonant converters can be found as industrial products. For the inverter, the mainstream solution is to use a conventional 600 V MOSFET-based H-bridge but other power converter topologies can be also found. In Fig. 19, the typical configurations of a module-based PV system are shown. These converters can be found achieving nominal power around 250 W with efficiency higher than 99%. As the converter is very small-size, it is usually located just back of the PV array or the PV module reducing the cabling and making easier the installation becoming a ”plug&play” system. This solution is the most efficient in terms of perfect tracking the maximum existing power from the PV module at the expense of high cost because of the high number of used power converters. Although the impact of low-power PV systems in the PV market is very limited (2% of the PV market in 2015), the growth of module-based PV systems (microinverters) is large in the last years with high future impact. VI. CONTROL OF GRID-CONNECTED PV SYSTEMS The control structure of a grid-connected PV system depends on the converter topology used to integrate the PV arrays/modules to the grid [52], [53]. The PV converter structure, as mentioned in Fig. 14, can be single-stage based if a central inverter is used (typical for large PV power plants) or two-stage based if a first dc/dc stage is required (typical for industrial or domestic PV systems). A summary of the control scheme for a single-stage or two-stage PV converter structures is presented in Fig. 20. In both cases (single- or two-stage), the grid-tied inverter control scheme is in most cases based on the well-known voltage-oriented control (VOC) technique normally using the
PROCEEDINGS OF THE IEEE Input Filter Step-up Converter PV module a) b) S1S2 Vi Vo a Vi Sa Sa b Sb Sb Single-phase Grid Vi Sa Sa Sb Sb Vo Fig. 19: General schemes of a low-power PV system based high-frequency isolated dc/dc converter and a single-phase inverter a) interleaved dc/dc high-frequency flyback converter b) resonant H-bridge and diode bridge rectifier synchronous d-qframe (note that this is not the case in singlephase inverters) [13]. The MPPT method is executed by the inverter in the single-stage case. In the two-stage case, the MPPT is achieved by the dc-dc converter whilst the inverter accurately controls the dc-link voltage which is fixed value. VII. STAND-ALONE PV SYSTEMS Stand-alone (off-grid) PV power systems lose their share in total cumulative PV capacity of global market due to dynamic development of grid-connected systems. Market share of stand-alone PV systems over the last 15 years has been reduced from 15% in 2000 to below 0.5% in 2015 [6]. However, this part of PV application has important social aspects because still there are 1.2 billion of people all over the world living without access to the electric grid and PV is most important power source for them [54]. For these people, particularly stand-alone PV installations have become a viable solution for creating hybrid systems with energy storage and gas/diesel generators as part of bigger islanded microgrids [55], [56]. This issue is becoming more attractive for research and deployment toward transforming to smart grid and solving the problems of rural areas. Generally, stand-alone PV applications can be divided into: •Pico PV systems (P≤10Wp) •Domestic PV systems (10Wp<P≤10kWp) •Commercial/Institutional PV systems (P>10kWp) Pico PV systems are the only fast developing part of stand-alone applications taking into account the number of produced devices, which gave impressive multiple market growth during the past five years [54]. The other off-grid domestic and commercial PV installations are not similarly impressive. Their share was 70 MW in 2015 while the cumulative capacity was 1 GW. This share is very low in comparison TABLE III: 2015 Cumulative Capacity of Stand-Alone Solar PV Systems Worldwide [6] Ranking Power Country 1350 MW China 2173 MW Australia 3127 MW Japan 4124 MW Spain 561 MW Canada 650 MW Germany −135 MW All other countries −1020 MW TOTAL to 195 GW of total cumulative capacity of grid-connected installations. Leading countries in stand-alone systems are presented in Table III. Power electronics converters used in stand-alone domestic and commercial PV systems are available in the portfolio of most producers and can be used in dc (only domestic) or ac (domestic and commercial) systems what is shown in Fig. 21 [57]–[60]. AC system shown in Fig. 21a is more popular because it is easily scalable, has a similar structure to public grid, its installation is simple, and extendable (gives the possibility to add other elements of smart grid like wind turbines or gas/diesel generators). It is worth mentioning that the dominant majority of installations include energy storage as a mandatory part of stand-alone system. Not least because it stores energy when there is low demand and provides more energy at peak time, but also it brings better voltage and frequency stabilization of the ac system. One of most important parts of stand-alone PV systems is the control method of the dc/ac converter (shown in Fig. 21b). Usually, droop control is applied similarly to other well-known methods for islanded grids [61]. It assumes that converter output is inductive and the active (P) and reactive power (Q) to be calculated as [62]: P=EV Xsinφ Q=EV cosφ −V2 X,(1) where Eis the converter voltage amplitude, Vis the filtered output voltage amplitude, Xis the coupling impedance and φ is the angle between Eand V. From equation (1), it is possible to assume that the active power depends mainly on the angle φ, which changes indirectly by the converter voltage pulsation error ∆ω. On the other hand, the reactive power depends on the converter voltage amplitude Eas seen from Fig. 22. VIII. ENERGY STORAGE SYSTEMS FOR PV APPLICATIONS Since solar energy is not always available, it should be partially stored in an efficient manner. Energy Storage Systems (ESS) can be classified as small local (up to 50 kWh) and distributed (with capacity above 50 kWh). Usage of ESS supporting power system in year 2012 (besides pumped hydro)