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European Journal of Sustainable Development (2016), 5, 4, 77-90 ISSN: 2239-5938 Doi: 10.14207/ejsd.2016.v5n4p77 | 1City Hall of Guimarães 2ALGORITMI Centre of University of Minho 3CT2M of University of Minho 4CVRCentro para Valorização de Resíduos *Corresponding author: Municipal Waste Map: a Case Study of Guimarães, Portugal Dalila Sepúlveda1, Isabel Loureiro2, Cândida Vilarinho3, Joana Carvalho3,4* Abstract Guimarães is located in the north of Portugal, is a middle size town, which historic centre is UNESCO World Heritage. The city was also European Cultural Capital by 2012 and in 2013 was European City of Sports. Currently, is running for European Green Capital 2020, being the Waste Production and Management (WPM) one of the strategic guideline. Taking into account the WPM policy and the city goals, a Municipality Strategic Waste Plan (2016-2025) (SWP), will be done. Guimarães is considered to be a “diffuse territory”, as it encompasses land use and economic activity development, leading to different scenarios. It is also important to notice that 1/3 of the Guimarães population is located on the urban area. Under this context, the WPM across the Municipality will be directly affected by specific features of the urban population, and the correlation between several other variables shall be considered in a holistic approach comprising waste production characterization, land use, citizens socio demographic aspects and human resources. This project aims at presenting a first approach to the definition of the SWP, in the form of an integrated Roadmap of waste production, in a multi-disciplinary approach between the land use and the sociodemographic characteristics. Keywords: Waste Management Plan, holistic approach, Municipal waste. 1. Introduction Guimarães, is a city and municipality located in northern Portugal, in the district of Braga. It is also a part of the Ave Subregion (one of the most industrialised subregions in the Portugal), as well as the historical Minho Province. is a middle size town with 158000 inhabitants, which historic centre belongs to UNESCO World Heritage (figure 1). According to 2011 Census, Guimarães has 158 124 inhabitants distributed by 240.955 Km2. In terms of administrative organization, the territory has 48 parishes, with a group of 17 medium size agglomerations, and 31 that can be considered to be small size. The city was also European Cultural Capital by 2012 and European City of Sports in 2013. Guimarães was elected by the New York Times one of the 41 places to go in 2011 and NYT called it one of the Iberian peninsula's emerging cultural spots. Currently, is running for European Green Capital 2020 award and therefore aiming at defining a sustainable strategic plan foreseeing city development. According to Zotos et. al (2008), local authorities play an important role in supporting changes towards sustainable development, being responsible for the infrastructure development, public involvement,
78 European Journal of Sustainable Development (2016), 5, 4, 77-90 Published by ECSDEV, Via dei Fiori, 34, 00172, Rome, Italy http://ecsdev.org education and social welfare promotion. The European Commission defined 12 important areas for sustainable development [2] being Waste Production and Management one of them. Figure 1: Localization of Guimarães In the new legislation framework enacted by the European Union (EU), the characterization of municipal solid waste (MSW) represents an important instrument for local governments and sanitation operators in setting and achieving targets for waste recycling and recovery. Taking into account the EU policy on waste management (EU Waste Framework Directive, 2008/98/EC) and the city goals towards a “greener” and sustainable territory, several measures are planned for Municipal Waste Management (MWM) improvement, including waste reduction, collection and transfer, composting, incineration, landfills, special wastes, waste characterization, management and planning, training, public education and financing. These actions will be enclosed on the Strategic Waste Plan (SWP) for Guimarães (2016-2025), in close relation to city context and scenarios (Sahimaa et. al (2008)). According to Di Maria and Micale (2014), the identification of local factors such as social, technical, economic and environmental aspects, should be integrated, for a coherent and sustainable waste management program. Guimarães is considered to be a “diffuse territory”, as it encompasses land use and economic activity development, leading to different scenarios. Three types of land use can be identified as follows, agriculture; forest area and infrastructures implementation for industrial activities (textile, footwear and cutleries). An intense agricultural practice, strongly related to soil characteristics and water lines location, can be found. It is also important to notice that 1/3 of the Guimarães population is located on the urban area, where most of the services and equipment are implemented, while the remaining 2/3 is placed outside the central agglomeration, an area registered for both, industrial activity and agricultural practices. According to Suthar and Singh (2014), a holistic approach is required, comprising waste
D. Sepúlveda, I. Loureiro, C. Vilarinho, J. Carvalho 79 © 2016 The Author. Journal Compilation © 2016 European Center of Sustainable Development. production characterization, land use, citizens’ socio demographic aspects and human resources. Taking Guimarães as reference, it is considered that waste production across the Municipality will be directly affected by certain characteristics, such as the buying capacity, the rural vs. industrial waste provenience, and the citizens’ socio-demographic, their attitudes and behaviors, among others. The main objective of this paper is to determine the first step of the SWP, consisting in identifying the household waste (HW), resulting from the principal circuits of the regular waste routes. As result, a first draft of the Municipal Waste Map will be presented, in the form of an integrated Roadmap of waste production, in a multi-disciplinary approach between the land use and the socio-demographic characteristics. 2. Principal activities for the definition of a Municipal Waste Plan – waste composition Planning a SWP is a complex process, as it must include many factors. Municipal solid waste management is a multidisciplinary activity, that includes waste generation, source separation, storage, collection, transfer and transportation, processing and recovery, and final disposal (Das and Bhattacharyya, 2015; Bovea et al., 2010; Gallardo et al., 2015). Among the different activities involved in the management of MWM, collection is one of the most relevant, due to both the operation costs and the potential impact on the life quality under the urban context. According to Gallardo et al. (2015), collection can account for up to 70% of the whole waste management costs. In Guimarães this cost is lower, as the pre-collection and the collections routes share 50% of the budget of the Municipality Waste Management system. Collection is the activity that comprises the transport of the urban waste from the houses (primary disposal) to a treatment plant. This process includes human resources, the trash car collection, the time and distance of the collection route, so this activity has to be as much optimized as possible. Additionally, the role of the citizens in this stage will also be as important as the optimization system, so the social factors must be included when the waste management map is being designed. The collection system in Guimarães is made by predefined circuits with a predetermined frequency; the most representative system is the door-to-door lost bag; the estimated annual production is about 56000 ton of urban waste and 7000 ton of recycling materials and the per capita production is about 1.0 kg/person/day. The quantification and characterization of HW should be the first thing to do in order to design a SWP. HW has a heterogeneous composition, comprising a variety of wastes of different chemical and biological nature (Suthar and Singh, 2014). The prediction of municipal solid waste (MSW) generation plays an important role in solid waste management (SWM) (Dyson and Chang, 2005). The aim of this article is to provide a proper basis for developing clear and realistic forecasts in current municipal waste management, based on the MSW composition. This will lead to practical solutions for successfully meeting the main objectives concerning the pre-collection /collection/treatment/recovery/disposal of the waste material group, types of settlements and the number of inhabitants, all to meet the target for the definition of the Municipal Waste Plan.
80 European Journal of Sustainable Development (2016), 5, 4, 77-90 Published by ECSDEV, Via dei Fiori, 34, 00172, Rome, Italy http://ecsdev.org The amount and composition of waste provides the basic information needed for the planning, operationalization and optimization of waste management systems (Beiglet et al., 2008). Information on the composition of mixed MSW is needed in the planning and environmental assessment of waste management (Edjabou et al., 2015). Characterization of MSW composition usually consists in separated waste from the cars of collective routes, followed by sorting the waste into a number of material fractions, ending with the interpretation of the obtained data. There are several factors, such as physical, geographical, socio-cultural, economic and political ones which influence the composition and generation of MSW (Gallardo et al., 2015). One of the factors to be taken into account in the waste characterization is the season. This is due to alterations in MSW generation and composition depending on the climate and the time of the year. Gómez et al. (2009) pointed out that the smallest amount of MSW appears when temperatures are lower. The type of city must also be taken into account as there are differences in waste generation depending on the main activity of the zone. According Zaman and Lehmann (2011), this activity can be classified as residential, commercial, institutional or industrial. According to Suthar and Singh (2014), the quantification and characterization of HW should be done in order to design an effective waste collection and waste management plan for the residential block of the city. The knowledge of MSW physical composition and evolution is crucial to planning the methods and technologies to be applied as treatment. An understanding of the physical characterization of the wastes is also crucial to determine a typical MSW, in order to evaluate indicators such as the potential and the rates of recovery and recycling of materials such as packaging waste (Magrinho et al., 2006). According to Lisa and Anders (2008), the general procedure in most of the standard methods for HW composition studies follows the four steps: 1. Planning and design of the analyses. 2. Sampling and sample splitting. 3. Manual sorting and classification of components. 4. Evaluation and processing of the data. 3. Methodology The characterization of MSW was performed according to Sahimaa et al. (2008) methodology considering the Portuguese law requirements Portaria n.º 851/2009, 7th August [7]. The sampling techniques were established based on statistical research; a guide for determining the composition of MSW and the generation index was developed together with the necessary regulations for inclusion/exclusion of tests; this guide detailed the procedure for collecting and sorting waste; research in the field for sampling from the population, taking into consideration: location type (urban, rural); number of inhabitants; coverage of sanitation services in communities; laboratory analysis of samples from all working points were performed according to an established methodology. The waste composition was determined taking into consideration all of the above, and the MSW composition per individual material group was presented, based on weight, volume, type of substance, weighing tolerance, container volume, statistical errors in calculation (<0,5%).
D. Sepúlveda, I. Loureiro, C. Vilarinho, J. Carvalho 81 © 2016 The Author. Journal Compilation © 2016 European Center of Sustainable Development. According to the methodology, twenty-nine circuits, from regular collection routes will be analyzed, and the obtained data was interpreted, to develop more accurate local waste management systems, including the end-of-life valorization routes. In order to characterize the population, results from Pina (2015) study were used. Several maps were produced for a wide view of territory characteristics according to land use, frequency of collection routes and bin equipment. The methodology comprises an initial MSW characterization for a period between 12 to 20th April 2016. The sampling campaign covered residual waste collected from all over the town. Guimarães has 35 different waste routes, 31 from door-to-door system, for which the municipality is responsible and 4 from underground waste containers, which responsibility belongs to VITRUS, a public company. The door-in-door routes are divided in morning and night schedule, considering the type of land uses, such as: residential, commercial, industrial and agriculture use, the density of population, and the type of roads (figure 2). The methodology involved collecting solid waste directly from the collective routes according to law requirements [7] and only includes the door-in-door routes, and the underground waste containers, being excluded from this study the selective routes. The characterization was undertaken by Centre for Waste Valorisation (CVR), a nonprofit institution that offers research, scientific analysis and actual application services in the waste valorization area. The main fractions obtained were: Organic food, gardening waste, paper, board, plastic, metal, glass, miscellaneous combustibles, textiles, special waste, inert and wood. Figure 2. Delimitation of Urban area in Guimarães Each waste sample had 350 kg. Three types of urban areas were considered, according to INE (2014) databases: urban (residential, commercial and institutional), mix (residential, industry and rural) and rural (residential and rural), helping to establish the frequency and the capacity for the vehicle used on waste collection. The Municipality has a total of 35circuits comprising all the 48 parishes. A total of 29 routes were used for the Municipality waste characterization. These routes were sorted and numbered according to Table 1. Period and frequency regarding waste collection, and the type of Urban Area
82 European Journal of Sustainable Development (2016), 5, 4, 77-90 Published by ECSDEV, Via dei Fiori, 34, 00172, Rome, Italy http://ecsdev.org were also considered. Similar routes were not used as criteria for routes selection. Table 1. Waste circuits routes Numb er Period Frequency type of Urban Area Characterizati on 1A Morning 3 times a week Mix yes 1B Morning 3 times a week Rural yes 2A Morning 3 times a week Mix yes 2B Morning 3 times a week Mix yes 3A Morning 3 times a week Rural yes 3B Morning 3 times a week Rural yes 4ª Morning 3 times a week Rural yes 4B Morning 3 times a week Mix yes 5ª Morning 3 times a week Urban yes 5B Morning 3 times a week Mix yes 6ª Morning 3 times a week Mix yes 6B Morning 3 times a week Urban yes 7ª Morning 3 times a week Rural no 7B Morning 3 times a week Urban yes 8ª Morning 3 times a week Mix yes 8B Morning 3 times a week Mix yes 10ª Night 3 times a week Mix yes 10B Night 3 times a week Mix no 11ª Night 3 times a week Urban yes 11B Night 3 times a week Mix yes 12ª Night 3 times a week Urban yes 12B Night 3 times a week Urban no 13ª Night 3 times a week Mix yes 13B Night 3 times a week Mix yes 14ª Night 3 times a week Rural yes 14B Night 3 times a week Mix yes 15B Night 3 times a week Mix yes 16B Night 3 times a week Urban yes 17 Night diary Urban yes In addition to the referred routes, three underground waste containers routes were also considered for analysis. These containers called “moloks” have a higher capacity, between 3000 and 5000l as they are placed in urban areas with high population density. The performed characterization was very extensive in order to analyze the whole quantity of waste in the survey area (parent population). Regarding the sampling area, samples have to be representative and should describe the characteristics of the whole parent population. The composition of household/commercial waste is heterogeneous consisting of many different components or categories. Furthermore, the size of waste particles ranges from mm (fine elements) up to 1 m (e.g. parts of furniture). In order to obtain statistically acceptable results for such heterogeneous conditions it is necessary to analyze a suitable sample size [18]. Results from a study conducted by Pina about the characterization of the population (Pina, 2015), were used. The results were based on a questionnaire applied on a stratified random sampling comprising ten of the 48 parishes:
D. Sepúlveda, I. Loureiro, C. Vilarinho, J. Carvalho 83 © 2016 The Author. Journal Compilation © 2016 European Center of Sustainable Development. Ronfe, Brito, Serzedelo, Caldelas, Ponte, Selho S. Jorge, Moreira, S. Torcato e Lordelo and União de Freguesias de Oliveira do Castelo, S. Paio and S. Sebastião. No missing values were obtained, indicating that the questionnaire was a feasible observation tool (sensitivity equal to 100%). This study surveyed 804 people representing a sampling error of 5% (Pina, 2015). 4. Results The average waste composition is depicted on figure 3, showing a very high percentage from recyclable materials that are included in HW, which it is not separated. Almost half of waste composition corresponds to Food waste, and fines (44%). Plastic represents 12% paper and cardboard (11%) and human hygiene waste about 6%. It is also important to remark that textiles represents 5.32% of the total waste composition, mainly due to the existence of small industries that does not have implemented waste separation for this kind of materials, mixing it with the common waste. The proportion of recyclable material fractions mixed in urban collect represents more than 30%. Concerning the moister content, all the door in door routes has humidity higher than 55.0%, with almost being between the range 75.0-85.0%, only the containers circuits have lower humidity. Figure 3. Composition (based upon average value) of household waste in all collection routes. There were statistically significant variations (p<0.05) among different locations in the city for HW composition, the reason why it is important to study each route, analyzing the composition in each town. According to Pina (2015) a significant percentage of the respondents do, in fact, waste recycling (72.6%) whereas only 10% are dissatisfied with the municipal waste services. Furthermore, the recycling point is located less than 200m from the residence (64.3%) Bio-degradable waste; 36,42 Paper and Cardboard; 11,08 Plastics; 12,33 Glass; 5,19 Complex products; 4,50 Textiles; 5,32 Composites, human hygiene waste; 6,04 Metals; 2,00 Wood; 0,41 Special waste; 0,23 Inert; 0,25 Fines: <20mm sieved fraction; 8,92
84 European Journal of Sustainable Development (2016), 5, 4, 77-90 Published by ECSDEV, Via dei Fiori, 34, 00172, Rome, Italy http://ecsdev.org which seems to contribute to increase the waste recycling, but these results should be higher considering the results of the characterization made by CVR. Results showed by Pina (2015) evidence that population of Ponte (route 7B) is not so aware of the waste recycling as Brito (route 6B), Caldelas (route 14B), Moreira de Cónegos (route 2B), Oliveira do Castelo (route 17) and Ronfe (route 4B), however most of the respondents were aware for waste recycling, comparing to the results of waste composition we noticed that is not coincident, because in that routes we have results between 19% to 40% of recycle waste mixed in HW. Results from the characterization also suggested that approximately three quarters of MSW is composed of recyclable materials. According to the Wastes Work and AEA (2010) several factors can have influence these results, namely • Socio-economic profile of the households - the potential impact of household socio-economic. • Urban or rural location - difference between waste arising in urban and rural areas. • Seasonal variation - A comparison of the average summer and winter results for household residual waste. In order to optimize routes, to develop new recycling routes, and to install news ecopoints, a careful analysis was also conducted regarding composition per route/circuit (table 4, table 5 and table 6). Table 2. Composition per circuit between 1A-5B (%) Type 1 A 1 B 2 A 2 B 3 A 3 B 4 A 4 B 5 A 5 B % % % % % % % % % % Bio-degradable waste 34.3 54.3 31.1 45.9 29.4 15.1 18.8 36.0 41.3 50.9 Food waste 16.1 18.3 6.4 15.1 10.9 4.9 2.2 12.4 10.9 7.2 Gardening waste 3.3 7.5 2.8 4.4 0.4 0.0 8.1 14.0 12.6 5.5 Other biodegradable waste 14.9 28.5 21.8 26.5 18.2 10.2 8.4 9.6 17.8 38.2 Paper and Cardboard 11.3 7.2 14.9 8.4 9.6 5.8 14.9 10.0 6.8 7.2 Paper/card – packaging 1.2 4.7 8.9 3.3 3.9 1.4 3.0 2.7 2.0 0.9 Newspapers and magazines 4.8 0.9 1.1 1.2 1.1 0.0 5.4 3.4 1.6 2.3 Other Paper/card– non packaging 5.4 1.6 4.9 3.9 4.5 4.4 6.5 3.8 3.2 4.0 Plastics 9.9 11.5 11.5 11.6 11.6 10.7 13.4 11.8 10.3 9.5 Plastic film PE 6.6 7.9 8.0 7.6 8.0 4.1 9.2 7.3 7.1 5.8 Packaging plastic PET 1.3 1.7 0.9 0.8 1.0 0.3 1.0 1.7 1.1 1.6 Packaging plastic PEAD 0.6 1.1 1.6 2.4 2.2 1.1 2.2 1.3 1.5 1.3 Packaging plastic EPS 0.0 0.1 0.0 0.0 0.0 0.1 0.2 0.0 0.1 0.2 Non-packaging plastic 0.7 0.6 0.7 0.4 0.3 0.7 0.8 0.9 0.5 0.7 Other plastic resins 0.7 0.2 0.4 0.3 0.1 4.5 0.0 0.6 0.0 0.0 Glass 7.4 8.4 4.7 0.9 7.6 24.2 2.5 4.3 3.7 4.5 Packaging container glass 6.9 8.4 4.0 1.8 6.4 0.0 2.5 4.3 3.7 4.5 Other/special glass 0.5 0.0 0.7 0.0 1.2 24.2 0.0 0.0 0.0 0.0 Complex products 3.0 2.8 7.5 3.1 3.7 1.3 6.4 3.9 3.6 2.8 Composite/Complex Packaging 0.3 1.4 0.4 1.0 1.8 0.3 2.7 1.1 0.9 1.4 Composite/other Complex Packaging 1.4 0.8 3.2 1.6 1.6 0.9 1.8 2.2 1.7 1.5
D. Sepúlveda, I. Loureiro, C. Vilarinho, J. Carvalho 85 © 2016 The Author. Journal Compilation © 2016 European Center of Sustainable Development. Type 1 A 1 B 2 A 2 B 3 A 3 B 4 A 4 B 5 A 5 B % % % % % % % % % % WEEE 0.3 0.0 0.0 0.0 0.0 0.0 0.0 0.3 0.0 0.0 Mixed WEEE 1.0 0.6 3.9 1.4 0.3 0.0 1.9 0.3 1.0 0.0 Textiles 2.0 0.3 5.3 0.9 7.8 27.5 3.2 3.3 8.7 2.7 Non-clothing textiles 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 Others textiles 2.0 0.3 5.3 0.9 7.8 27.5 3.2 3.3 8.7 2.7 Composites, human hygiene waste 3.8 0.0 5.4 7.5 12.3 3.2 9.4 16.4 4.0 10.6 Metals 1.5 1.2 0.9 2.7 4.2 0.7 1.1 2.2 0.8 1.0 Ferrous Packaging 1.1 0.7 0.6 1.2 3.7 0.5 0.9 0.6 0.8 0.8 Non-ferrous Packaging 0.4 0.5 0.1 1.0 0.5 0.2 0.2 0.6 0.0 0.2 Miscellaneous Ferrous 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 Other metallic waste 0.0 0.0 0.2 0.5 0.0 0.0 0.0 1.1 0.0 0.0 Wood 0.6 0.0 0.2 2.0 0.0 0.0 0.0 0.8 0.0 0.0 Untreated Wood 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.8 0.0 0.0 Other 0.6 0.0 0.2 2.0 0.0 0.0 0.0 0.0 0.0 0.0 Special waste 0.2 0.0 0.3 0.0 0.0 0.0 0.0 0.2 0.0 0.0 Quimical products 0.2 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 Mixed WEEE 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.1 0.0 0.0 Single Batteries/nondevice specific Batteries 0.0 0.0 0.1 0.0 0.0 0.0 0.0 0.1 0.0 0.0 Other household hazardous waste 0.0 0.0 0.1 0.0 0.0 0.0 0.0 0.0 0.0 0.0 Gardening waste (collect separately) 15.5 0.0 7.6 9.3 8.0 0.0 16.7 2.9 12.0 5.4 Inert 0.0 0.0 0.0 0.0 0.0 7.2 0.0 0.0 0.0 0.0 Fines: <20mm sieved fraction 10.6 14.3 10.6 7.7 5.9 4.4 13.7 8.3 8.8 5.3 Table 3. Composition per circuit between 6A-13A Type 6 A 6 B 7 B 8 A 8 B 10 A 11 A 11 B 12 A 13 A % % % % % % % % % % Bio-degradable waste 33.1 43.4 27.3 34.8 14.0 50.5 25.1 22.7 34.6 47.0 Food waste 13.6 15.7 21.3 12.6 4.0 15.4 3.7 14.1 8.6 16.0 Gardening waste 5.3 6.0 6.0 13.2 10.1 2.8 10.0 4.7 2.3 0.0 Other biodegradable waste 14.2 21.8 0.0 9.1 0.0 32.3 11.5 3.9 23.7 30.9 Paper and Cardboard 12.0 11.8 12.8 10.0 23.0 10.2 13.1 12.0 7.5 8.4 Paper/card – packaging 3.1 3.8 3.4 2.4 3.9 3.7 6.8 0.9 4.7 1.7 Newspapers and magazines 3.5 4.4 6.8 4.7 4.3 3.8 3.6 1.4 1.5 3.9 Other Paper/card– non packaging 5.4 3.6 2.6 2.8 14.8 2.7 2.6 9.7 1.2 2.7 Plastics 9.9 13.5 17.2 13.3 11.6 10.9 13.7 13.7 12.6 12.3 Plastic film PE 5.8 8.9 8.4 8.4 8.8 5.8 6.9 7.2 6.3 8.0 Packaging plastic PET 0.8 1.1 5.3 1.1 0.9 1.7 2.2 1.7 3.4 1.1 Packaging plastic PEAD 1.1 2.3 2.6 2.1 1.2 1.6 2.5 1.5 1.2 1.9