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Modeling Probabilistic Safety Margins in Convective Weather Avoidance Within European Airspace

Núñez Portillo, Juan Manuel; Franco Espín, Antonio; Valenzuela Romero, Alfonso

Abstract

This paper presents an ensemble of observed safety margins for aircraft deviations due to convective weather in European airspace. Leveraging historical high-resolution traffic and weather radar data from the FABEC and UK-Ireland FAB regions, meaningful lateral margins are determined based on composite reflectivity and echo top data. These margins enable the estimation of probability distribution for safety distances, supporting both deviation discrimination and lateral separation assessment. Cross-validated results compared against standard binary classifiers and deterministic baseline models indicate that the model effectively distinguishes deviations from non-deviations and accurately estimates lateral margins. This framework enhances understanding of pilot decision-making, contributing to more informed air traffic management and aviation safety strategies.

Full text

Academic Editor: Judith Rosenow Received: 25 February 2025 Revised: 17 March 2025 Accepted: 19 March 2025 Published: 21 March 2025 Citation: Nunez-Portillo, J.; Franco, A.; Valenzuela, A. Modeling Probabilistic Safety Margins in Convective Weather Avoidance Within European Airspace. Aerospace 2025,12, 267. https://doi.org/10.3390/ aerospace12040267 Copyright: © 2025 by the authors. Licensee MDPI, Basel, Switzerland. This article is an open access article distributed under the terms and conditions of the Creative Commons Attribution (CC BY) license (https://creativecommons.org/ licenses/by/4.0/). Article Modeling Probabilistic Safety Margins in Convective Weather Avoidance Within European Airspace Juan Nunez-Portillo , Antonio Franco and Alfonso Valenzuela * Department of Aerospace Engineering, Escuela Técnica Superior de Ingeniería, Universidad de Sevilla, 41092 Seville, Spain; [email protected] (J.N.-P.); [email protected] (A.F.) *Correspondence: [email protected] Abstract: This paper presents an ensemble of observed safety margins for aircraft deviations due to convective weather in European airspace. Leveraging historical high-resolution traffic and weather radar data from the FABEC and UK-Ireland FAB regions, meaningful lateral margins are determined based on composite reflectivity and echo top data. These margins enable the estimation of probability distribution for safety distances, supporting both deviation discrimination and lateral separation assessment. Cross-validated results compared against standard binary classifiers and deterministic baseline models indicate that the model effectively distinguishes deviations from non-deviations and accurately estimates lateral margins. This framework enhances understanding of pilot decision-making, contributing to more informed air traffic management and aviation safety strategies. Keywords: probabilistic storm avoidance; pilot decision-making; aircraft trajectory prediction; ensemble modeling; safety margin; European aviation 1. Introduction In the presence of severe convection, pilots are advised to maintain a safe distance from visible storm clouds [ 1 ]. Although jet aircraft are generally allowed to overfly storm clouds if the vertical separation from cloud tops is at least 5000 ft, the safest course of action is a lateral deviation. In storm clouds that develop above 25,000 ft, often characterized by an anvil-shaped top, strong turbulence and dense concentrations of ice crystals are commonly found at higher altitudes. Additionally, aircraft flying at these high altitudes may operate near their performance limit, making them vulnerable to significant updrafts [2]. Regarding the lateral margin that pilots should maintain, the accepted rule is a minimum of 20 NM. This recommendation is particularly important for severe thunderstorms, when hail and turbulence are common in the adjacent regions, more so downwind of the storm core. In less severe storms the safety margin can be lower because the extent of the hazards decreases to about 10 NM [ 3 ], albeit never below 5 NM from any visible storm cloud with overhanging areas and therefore never underneath the overhang [ 4 ]. Note that this advice is generic, and small differences may exist among companies, who normally follow their own operating procedures [ 5 ]. More detailed guidance considering the flight altitude and factors like shape, intensity, intensity gradients, and rate of change is available in [6]. The previous avoidance criteria lack precision without a well-defined reference for measuring distances. Over the years of the space program in the United States (U.S.), extensive research has focused on defining standoff distances for launch commitments during lightning activity. This effort has led to the evaluation of multiple reference points, Aerospace 2025,12, 267 https://doi.org/10.3390/aerospace12040267 Aerospace 2025,12, 267 2 of 26 including the storm centroid, the center of lightning clusters, the nearest discharge location, and the cloud edge (in its conservative radar-based definition of 0 dBZ). Today, the latter two are central to a set of hazard-based criteria [ 7 ]. In aviation, however, there is no comparable set of hazard-centered criteria, even though some avoidance guidelines refer to “the area of greatest threat” (e.g., refs. [ 2 , 8 ]). Instead, precipitation-based criteria are often used, primarily due to the lack of sufficient onboard weather information. While most aircraft are equipped with airborne weather radars, not all have access to the latest capabilities or supplementary meteorological data such as lightning detection, ground radar, satellite imagery, or aircraft-derived information. Recent initiatives by the European Cockpit Association (ECA) [ 9 ] and the European Union Aviation Safety Agency (EASA) [ 10 ] aim to harmonize pilots’ weather information globally and enhance access to the most accurate data available. Meanwhile, the ongoing research into weather phenomena, supported by aviation authorities [ 11 , 12 ], is expected to yield more accurate hazard assessments, paving the way for the development of more sophisticated avoidance guidelines [ 13 ]. Such improvements are already visible in next-generation airborne weather radar systems, which incorporate intelligent, hazard-centered capabilities [14,15]. As previously mentioned, the current recommendations for aircraft equipped with an airborne weather radar suggest using precipitation-based contours to measure standoff distances. A common guideline is “avoid all echoes by 20 NM” (e.g., ref. [ 6 ]), which may be literally interpreted as maintaining separation from the cloud edge. In relevant literature, isolines (or isosurfaces) at 18 dBZ in two-dimensional (or three-dimensional) radar displays have been used as a proxy for the cloud edge [ 16 ]. This reflectivity value is a legacy from the minimum detectable reflectivity of obsolete surface-based weather radars in the U.S. [ 7 ]. Similarly, airborne weather radar systems, such as Collins’ MultiScan radar and Honeywell’s IntuVue radar, use a threshold around 20 dBZ to differentiate between no precipitation (black) and light precipitation (green) [ 17 ]. However, relying on such thresholds to characterize pilots’ behavior is impractical, as it can result in misleadingly short separations, especially in green-shaded areas and in multi-contoured regions with low-intensity gradients. Moreover, when defining no-fly zones (typically displayed in red), the lower threshold is set at 40 dBZ [ 1 ]. A more effective approach to measuring standoff distances would focus on a reflectivity contour that indicates a real threat (e.g., 40 dBZ). Although using a single variable like reflectivity, without accounting for other critical factors (such as cell size, shape, maximum intensity, horizontal and vertical intensity gradients, and rate of change) may not provide an optimal solution, selecting a threshold that reflects a true hazard offers a more practical and reliable basis for determining standoff distances. While the knowledge of formal recommendations is essential, pilots’ actual behavior when encountering storms is equally critical for tasks like aircraft trajectory planning (e.g., ref. [ 18 ]), trajectory prediction (e.g., ref. [ 19 ]), and capacity impact assessment (e.g., ref. [ 20 ]), enabling safer and more efficient operations for both airlines and air navigation service providers. However, these tasks are often based on generalized guidelines or studies primarily conducted in the U.S., which may limit their effectiveness in other regions. One example is Europe, where air traffic patterns [ 21 ], air traffic management systems [ 22 ], and convective weather activity [ 23 , 24 ] exhibit different characteristics. Additionally, understanding this behavior is particularly valuable in light of potential climate change, which may increase the frequency and intensity of convective storms across different European regions [25], and of anticipated traffic growth [26]. In this paper, we analyze the actual lateral margins maintained during storm avoidance maneuvers in European en route airspace, which supports the development of a probabilistic model for safety margins based on historical data. The paper has the following structure. Section 2provides a brief overview of weather radar principles and the relevant Aerospace 2025,12, 267 3 of 26 literature on characterization of aircraft lateral deviations. Section 3details the methodology for identifying weather-related scenarios, calculating the lateral margins maintained by aircraft in historical cases, and developing an ensemble-based model of safety distances. These methods are then applied to a case study defined in Section 4. Section 5presents the results along with a discussion on model performance. Finally, Section 6summarizes the key contributions of this work and outlines directions for future research. 2. Background 2.1. Basic Weather Radar Principles and General Characteristics Weather radar is a specialized radar technology designed to detect precipitation, measure its intensity, and with the advent of Doppler radar, track its motion. The radar antenna emits electromagnetic pulses that scatter upon encountering precipitation in the atmosphere. A portion of this scattered signal is reflected back toward the radar, where it is processed to determine the precipitation’s direction, distance, and velocity. The power returned to the radar receiver, termed reflectivity and measured in decibels of reflectivity (dBZ), depends on the size, concentration, and composition of droplets. Higher reflectivity values indicate larger or more numerous droplets, as seen in thunderstorms, where both droplet size and water content are elevated. Reflectivity also varies based on the type of precipitation encountered. Since stronger returns are observed with higher water content, returns weaken as pulses interact with ground clutter, wet hail, rain, wet snow, dry hail, dry snow, and drizzle. Consequently, convective cells exhibit a particular vertical reflectivity profile, where reflectivity increases from the surface up to just above the freezing level, followed by a sharp decrease [8] (see diagram in Figure 1). Figure 1. Diagram illustrating ground-based and airborne weather radars, a storm cell, and its vertical reflectivity profile. The echo intensity is therefore influenced by the tilt angle of the radar antenna. Modern radar systems, both ground-based and airborne, are capable of scanning weather targets at various elevations. For airborne weather radar systems, effective tilt management is crucial due to factors such as flight altitude, aircraft attitude, decision-making time constraints, and terrain. Although not all systems are equipped with advanced features, many modern systems often include an auto-tilt function that automatically determines the optimal angle. Fully automatic radar systems go a step further, incorporating an auto-scanning function that continuously scans airspace with multiple beams. As of July 2024, automatic radars are available for all A350s and A380s and for 75% of all A320s [27]. For effective decision-making, the horizontal range of meteorological radars is a critical factor. Ground-based radar networks, such as OPERA in Europe [ 28 ] or NEXRAD in the U.S. [ 29 ], offer extensive coverage that supports monitoring on national or continental Aerospace 2025,12, 267 4 of 26 scales. These systems provide valuable strategic insights, aiding in long-range planning and weather awareness. However, for tactical air navigation, the data can become outdated due to the time required for data acquisition, processing, and transmission to the aircraft [ 30 ]. This latency can result in pilots misjudging the real-time location and severity of weather phenomena, potentially leading to hazardous situations. A striking example occurred in 2023 when a flight departing Milan was caught in a rapidly intensifying hailstorm shortly after takeoff, sustaining severe damage [ 31 ]. This risk emphasizes the importance of airborne weather radar systems, which deliver near real-time information and, if properly managed, can be used for both tactical (typically within a range of 80 NM) and strategic (typically within a range of 160 NM) decision-making. On the downside, onboard weather devices have inherent limitations. For instance, their range is shorter and directionally constrained due to aircraft heading, their information cannot be used by ground systems, and they are susceptible to “shadowing” effects, where signals are blocked by intense precipitation or mountainous terrain, leaving blind spots in the coverage [ 8 ]. Nevertheless, the processing of radar data remains an evolving field, with continuous advancements aimed at improving accuracy and reducing ambiguity. The ongoing research (e.g., ref. [ 32 ]) explores new methods to enhance signal interpretation, which could lead to more reliable meteorological radar data and better support for aviation decision-making. Given the reflectivity assigned to each three-dimensional pixel within a defined airspace, various 2-D radar products can be derived. Among the most commonly used products are base reflectivity and composite reflectivity. Base reflectivity represents radar returns from the lowest scan angle, providing information about precipitation near the surface. Composite reflectivity, on the other hand, indicates the strongest radar return in a vertical column of pixels, capturing the most intense echoes regardless of altitude. Additional radar-derived products include echo tops, which estimate the maximum altitude of water content within a vertical column by some reflectivity threshold (e.g., 18 dBZ), and vertically-integrated liquid (VIL). VIL provides an estimate of the liquid water content in clouds at a specific horizontal location by integrating reflectivity values over the corresponding vertical column of pixels [ 33 ]. This non-linear function correlates with both the intensity of the radar echoes and the vertical extent of the storm. Consequently, VIL offers a more comprehensive depiction of weather conditions (such as strength, maturity, and turbulence) than base reflectivity [ 34 ] and composite reflectivity [ 35 ]. However, VIL values (measured in kg/m 2 ) are not as intuitively interpretable as reflectivity values, which are commonly expressed in distinct levels associated with specific colors [ 36 ]. To make VIL data more accessible to the aviation community, they are often conveyed using the six-level video integrator and processor (VIP) scale [37], as summarized in Table 1. Table 1. VIP levels and their associated radar reflectivity ranges. VIP Level Reflectivity/VIL Conversion [37]Reflectivity (Recommended) [dBZ] [36] Reflectivity (Outdated) [dBZ] VIL [kg/m2] 1 18 ≤- < 30 0.14 ≤- < 0.76 ≤30 2 30 ≤- < 41 0.76 ≤- < 3.5 30 ≤- < 40 3 41 ≤- < 46 3.5 ≤- < 6.9 40 ≤- < 45 4 46 ≤- < 50 6.9 ≤- < 12.0 45 ≤- < 50 5 50 ≤- < 57 12.0 ≤- < 32.0 50 ≤- < 55 6≥57 ≥32.0 ≥55 Aerospace 2025,12, 267 5 of 26 2.2. Related Works on Characterizing Lateral Deviations due to Convective Weather Several studies in the literature have attempted to characterize pilots’ lateral deviations when navigating through convective weather, though the findings are often not detailed. Survey results indicate that commercial pilots maintain a minimum separation from the “outer green edge” (indicating light precipitation) ranging from 10 NM to 50 NM [ 38 ]. However, these margins appear to align more with official guidelines than actual inflight practices. Other studies suggest that pilots typically maintain lateral buffers of approximately 5 [39]to7NM[40] from 40-dBZ reflectivity polygons. Additionally, there are analyses of actual margins between flight trajectories and precipitation cells observed during historical storm days in the U.S. DeLaura and Evans [ 41 ] identify a set of 218 situations of interest dating from 2003, determine one characteristic cross-section per situation, and calculate the margins maintained by deviating aircraft with respect to isolines at different VIL levels, concluding that those margins for VIL level 2 and 3 are the most consistent. More precisely, the 75th percentiles of the resulting margins are 10.8 NM and 13.5 NM for VIL level 2 and 3, respectively. Kuhn [ 42 ] also uses VIL levels as a reference but adopts a storm-centric approach rather than a flight-centric one. After collecting a larger dataset comprising 40 storm days from 2007 and dividing the airspace into cells, the researcher identifies those cells with VIL levels of 4 or higher and echo tops at or exceeding 35,000 ft, labeling them as storms. The occupancy of each grid cell is then evaluated, revealing that aircraft generally avoid flying within 3 NM of the storm cells, with deviations extending up to approximately 10 NM. The previous research has provided valuable insights, including the identification of consistent VIL levels for standoff-distance measurements and documentation of historical lateral margins. However, their approaches have certain limitations. First, relying on VIL levels may not be ideal. While the aforementioned authors have used VIL based on analyses identifying weather features most relevant to pilot decisionmaking [ 41 ], operational users (including researchers [ 19 , 43 ]) often apply lateral margins based on reflectivity levels. Moreover, converting VIL into VIP levels (see Table 1) entails certain assumptions that are sometimes overlooked. Specifically, this conversion relies on a linear regression between VIL and radar reflectivity, adjusted by Troxel and Engholm with historical storm data from the U.S. [ 44 ]. However, convective storms in Europe generally exhibit weaker reflectivity structures [ 23 , 24 ] compared to their U.S. counterparts. This discrepancy suggests that applying the same regression in Europe may lead to less accurate assessments of storm intensity. In addition, the reflectivity thresholds for VIP levels, initially derived from legacy rainfall-based divisions [ 45 ], have become somewhat outdated with advances in radar technology [ 46 , 47 ]. Modern radar standards have been refined (see Table 1) and offer more consistency between ground-based and airborne weather radar systems, particularly in the U.S. [36]. In Europe, weather data are often not tailored specifically for aviation [ 10 ], and the situation is more fragmented [ 48 ]. Groundbased radar systems, and their associated reflectivity coding schemes, vary across different countries, resulting in less uniform radar data presentation [ 49 ]. Therefore, the widespread application of imported VIL levels for standoff-distance measurements within the current European context is deterred even further. A second limitation appears when selecting the cells from which margins are determined. In DeLaura and Evans’s work, each margin in a weather-related deviation is calculated from a single cross-section, drawn by a first analyst and corroborated by a second analyst. However, this method does not consider separation from other storm cells being avoided during the same maneuver, and, as the authors acknowledge, it involves a degree of subjectivity. In contrast, Kuhn’s strategy accounts for multiple separations during the same maneuver and seems more objective and reproducible. The main drawback is the Aerospace 2025,12, 267 6 of 26 consideration of storm area as those pixels with VIL levels of 4 or higher and echo tops at or above 35,000 ft, which may exclude many weather-related deviations from less severe convective cells. The relevant literature offers other methods for defining the three-dimensional weather hazards that can be used when measuring lateral margins for aviation and meteorology applications. Tafferner et al. [ 50 ] suggest creating “thunderstorm objects”, formed by bottom volumes and top volumes. The bottom volumes are defined by using three-dimensional radar data and lightning data. They reach the echo top height and are divided into two severity levels, 33 dBZ and 41 dBZ. For the top volumes, with a vertical thickness of 3 km, satellite data and a lightning-density criterion are used to determine the horizontal boundary. The upper limit is made coincident with the tropopause level. Although this construction accounts for the different hazards existing in the vicinity of the thunderstorm, it appears too complex for the purpose of this paper, with too many data sources involved. A more streamlined approach is proposed by Lewis et al. [ 39 ]. From base reflectivity data, areas with at least 40 dBZ are determined, while from echo top data, areas with a minimum altitude varying from 25,000 ft to 50,000 ft in 5000-ft steps are determined. All these contours are subsequently substituted by their convex hulls. Next, to build the vertical structure, each 40-dBZ convex polygon is intersected with all the convex polygons defined by the lowest echo top threshold. If the intersection is null, the corresponding reflectivity polygon is filtered out, but if any intersection exists, the reflectivity polygon is accepted in its entirety, with the floor at the ground level and the ceiling at the current echo top threshold. To better characterize the ceiling of these volumes, the process continues with the rest of the echo top thresholds in ascending order. While this approach is conservative and simplified, it can be computationally demanding, especially when the radar data are rapidly refreshed. A faster alternative is the Traffic Convective Forecast product in the U.S. [ 51 ], which defines convective zones based on three criteria with a minimum forecaster confidence, namely: a composite reflectivity of at least 40 dBZ, echo tops of at least 25,000 ft, and an overlap of 25% or more between the reflectivity and echo top areas. Additional criteria have been proposed for determining relevant convective cells. For example, minimum cell size thresholds include 8 km 2 to capture developing cells [ 52 ], 20 km 2 to discard minor areas [ 39 ], and 520 km 2 for severe convection at a continental level (reducible to 50 km 2 at the sector level [ 53 ]). Dixon and Wiener[ 54 ] propose a 50 km 3 volume threshold to filter out noise and small ground clutter while limiting storm detections. In other cases, the focus is on excluding stratiform precipitation areas by setting thresholds that target strong convective activity. For instance, Martín [ 55 ] suggests applying a gradient threshold designed to detect strong updrafts and downdrafts (specifically, a threshold of 40 dBZ as a local maximum within a radius of 11 km) and a reflectivity threshold of 45 dBZ inside the 40 dBZ contour. In a flight-centric approach like the one employed by DeLaura and Evans, a paramount step is the identification of the en route weather-related deviations. In [ 41 ], the process is as follows. First, only flights meeting specific conditions are retained; they must spend at least 15 minutes at or above 25,000 ft, and experience a “weather encounter”. A weather encounter is defined as any instance where the planned trajectory (with timestamps adjusted based on actual groundspeeds) intersects an area with VIL level 2 or higher, or echo tops at or above 25,000 ft, for at least two minutes. Next, from the flights identified, those with an average deviation in the weather-affected portion of their planned trajectory that exceeds a predefined threshold are classified as exhibiting a weather-related deviation. According to the authors, this deviation detection algorithm constrains data processing capacity due to the need for human supervision. Consequently, an upgraded version was later proposed to address this limitation. In Matthews and DeLaura’s version [ 56 ], the Aerospace 2025,12, 267 7 of 26 detection of deviations is uncoupled from the detection of weather encounters. To find deviations, a flight separation from its flight plan must exceed a predefined threshold for at least one minute. Whenever a deviation is flagged, the beginning and the end of the deviation are identified. Once all the deviations and weather encounters have been detected for a given flight, they are spatially merged one-by-one looking for weather-related deviations. According to the authors, this algorithm significantly outperforms the previous version, reducing the classification error from approximately one-third to less than one-tenth. An alternative approach is presented by Olive and Basora [ 57 ], who propose a framework for detecting anomalies in air traffic data, including deviations caused by thunderstorms. Using autoencoding artificial neural networks applied to trajectory flows across varied scenarios, the authors observe that the highest reconstruction errors correspond to adverse weather conditions. This finding suggests that deviations caused by thunderstorms can be effectively captured. Similarly, Dalmau and Gawinowski [ 58 , 59 ] introduce a supervised framework for predicting and characterizing weather-related flight diversions. The 2023 study employs machine learning with confident learning to detect weather-related diversions while filtering out non-weather-related cases. The 2024 study builds on this approach by incorporating supervised clustering, which improves the characterization of different types of weather-induced diversions, providing a more refined understanding of their causes. Lastly, neither DeLaura and Evans nor Kuhn provide a comprehensive description of the actual distributions of lateral margins. Given the wide range of factors for hazard evaluation, factors for decision-making, and modulating factors [ 38 ], a probabilistic approach seems appropriate for managing the inherent uncertainty. 3. Methodology In this paper, we adopt a flight-centric approach to compute lateral margins in historical storm scenarios and develop a probabilistic model of safety margins. The process begins with the identification of weather-related deviations, following the general algorithm described in [ 56 ]. Section 3.1 briefly summarizes the main steps of this algorithm, highlighting our specific parameter choices and subroutine modifications. Once the situations of interest are identified, we compute the historical lateral margins between convective cells and both planned and actual trajectories. Section 3.2 outlines the criteria for defining convective cells in our problem, selecting those relevant to each maneuver and calculating the lateral margins with respect to multiple cells using frequently updated weather radar data. Section 3.3 presents our probabilistic model of safety margins, while Section 3.4 details the methodology for evaluating the model’s performance. 3.1. Detection of Weather-Related Deviations The methodology for detecting weather-related deviations, summarized in Figure 2, starts by identifying weather encounters in historical traffic data. In this paper, a weather encounter is defined as any instance where the planned trajectory intersects an area with VIL level 2 or higher, or echo tops at or above 24,500 ft (a representative value in the European airspace structure), for at least two minutes. Planned trajectories are adjusted for actual take-off time or the earliest available timestamp when departure time is unavailable. Hereafter, regions meeting these meteorological criteria are referred to as weather areas. Aerospace 2025,12, 267 8 of 26 Figure 2. Summary of the algorithm for detecting weather-related deviations and non-deviations, inspired by [56]. From a practical perspective, verifying whether these conditions are met requires addressing two main challenges. First, weather radar data are frequently updated, and therefore intersections must be carefully handled. Our strategy is as follows: 1. For each time interval with a meteorological picture, extract the polygons of the weather areas, label them, and trim the flight trajectories for the interval. 2. Compute the intersections between the trimmed trajectories and labeled polygons, determining entry and exit points and times. 3. Repeat the process for every time interval of interest. 4. Organize the results so that the sequence of encounters for each flight can be analyzed. 5. For each flight, merge consecutive periods within a polygon, which correspond to weather updates. 6. Check whether closely spaced encounters for each flight can be merged, using a threshold of one minute. 7. Discard weather encounters lasting less than two minutes. Second, radar data are typically provided in a pixel-based structure, requiring careful extraction of polygons to represent weather conditions accurately. For example, if an isolated pixel meets the specified conditions, the resulting polygon is a quadrilateral rather than a single point. To manipulate all geometric objects in this study, the Python package shapely 2.0.1 [60] has been used. Next, flights with at least one weather encounter are further filtered to retain only those exhibiting a lateral separation of 5 NM or more from their planned trajectory for at least one minute. To prevent misclassifications, all holding patterns are removed beforehand. When a deviation is flagged, the beginning and end of the maneuver are determined based on distance and time thresholds, as detailed in [56]. After identifying all deviations and weather encounters for a given flight, they are spatially paired looking for weather-related deviations and non-deviations. This algorithm serves as a filter to confidently detect situations of interest, referred to as scenarios hereafter. Note that some weather-related deviations may not be captured, for instance, when a flight deviates due to adverse weather without encountering it along its planned path. However, these cases are presumed to be rare due to the lenient conditions applied. 3.2. Calculation of Lateral Margins We need to calculate the lateral margins maintained in the historical scenarios identified in Section 3.1. These margins, defined as the minimum distance between a flight trajectory and the relevant convective cells observed from the decision point to the end of the maneuver, can be computed for both planned and actual trajectories. Their respec- Aerospace 2025,12, 267 9 of 26 tive measurements are denoted by x and y and are referred to as initial and final lateral margins, respectively. To calculate the lateral margins, a reference for the convective cells must first be established. This reference is defined as composite reflectivity contours of 40 dBZ, with echo tops reaching or exceeding 24,500 ft at some point within the cell. This definition balances several considerations: practicality given current radar capabilities and current airborne-radar color coding standards, significance of vertical extent, simplicity, and consistency with the literature reviewed in Section 1through Section 2.2. Despite the generally weaker convective structures in Europe, these thresholds are not overly restrictive. This is supported by [ 61 ], which uses 40 dBZ as a continental standard for identifying convective activity, and [ 24 ], which compares typical echo top values across several European countries. The results obtained using this definition will be supplemented with a sensitivity analysis. This analysis will explore variations in the reflectivity and echo top thresholds, as well as incorporating additional criteria, such as a minimum cell size to exclude minor areas from an operational perspective, and a lower bound for the maximum reflectivity within the cell to filter out stratiform precipitation. In general, the previous definition holds for cells inside and outside the areas causing the weather encounter (i.e., VIL level 2 or higher, or echo tops at or above 24,500 ft, for at least two minutes). Since aircraft may avoid multiple threats when maneuvering, it is important not to limit the scope to just the cell triggering the deviation. However, it remains crucial to restrict the calculation to the relevant cells. By enforcing this approach, the resulting margins will be meaningful and the computational cost will remain manageable. We have developed a method to select relevant cells, consisting of four steps, as shown in Figure 3: 1. Compute the convex hull that encompasses all points in both the actual and planned trajectory from the decision point to the end point. 2. Determine the maximum time interval for the weather data, defined by the period from the earliest decision point (either actual or planned) to the latest end point (either actual or planned). 3. Identify all weather areas during the period determined in Step 2, and intersect with the convex polygon determined in Step 1. 4. Compute a new convex hull that encompasses both the initial convex polygon and all the weather areas identified in Step 3. The resulting convex hull will define the boundary of the relevant reflectivity contours. Note that this convex hull is applicable to both deviation and non-deviation scenarios, as well as to the calculation of lateral margins for both actual trajectories and planned trajectories, and can account for threats on either side of the aircraft. For each scenario (whether a deviation or non-deviation scenario), two margin values are obtained: one for the actual trajectory and another one for the time-adjusted planned trajectory. Our approach for determining the lateral margin accounts for multiple cells and frequently updated weather radar data. For each time period with a fixed meteorological picture, the trajectory is trimmed, retaining only the portion within that period. In any given frame, cells may exist both forward or backward relative to the trimmed trajectory. Since we are focused on lateral margins, a filtering step is applied. This involves intersecting the convective cells with a defined stripe (see Figure 4), constructed through a series of steps described in Appendix A. Only the intersecting cells are considered for calculating distances between the trajectory segment and each valid cell in the current timeframe. Among the calculated distances, the minimum value is retained as long as the flight altitude is above 24,500 ft. This process is repeated for all timeframes from the decision point to the end Aerospace 2025,12, 267 16 of 26 can be significant enough to shift the median initial separation away from zero, occurring with MAXDBZ50_TOP245 for deviations and across all new definitions for non-deviations. On the downside, more stringent criteria also reduce the number of available margins. Specifically, the percentage of unavailable margins is 24.4% for MAXDBZ45_TOP245, 31.9% for MAXDBZ50_TOP245, 25.6% for MAXDBZ40_TOP300, 31.8% for MAXDBZ40_TOP350, 18.2% for MAXDBZ40_TOP245_20km2, and 19.3% for MAXDBZ40_TOP245_45dBZ. We will retain all cell definitions in the assessments to identify which yields the best performance. 5.2. Assessment of Decision-Making Predictions Using the margins calculated in Section 5.1 for MAXDBZ40_TOP245, the cumulative probabilities FS are computed for each iteration of the cross-validation exercise. The resulting curves, shown in Figure 8, reveal that most of the variability is within the 0 to 40 NM range. The corresponding probabilities of deviation for each initial lateral margin are derived and presented in the same figure, decreasing with increasing lateral margins (the probability of non-deviation shows the complementary trend). At zero, FS shows an average value of 0.5069, and consequently, the probability of deviation, calculated as Pr[S>x], is on average 0.4931. Figure 8. (a) Cumulative distribution function and (b) estimated probabilities of deviation for each cross-validation iteration. Using these probabilities of deviation, we assess our model’s performance. Although scenarios without a lateral margin cannot contribute to model development, they are used for testing, as pilots’ decisions are known. If a value is unavailable, we always predict a non-deviation. We evaluate our model’s ability to discriminate between deviations and nondeviations, with the ROC-AUC results summarized at the top of Figure 9. Across crossvalidation iterations, the performance ranges from 0.6319 to 0.7305, with an average of 0.6796. These values indicate a moderate discrimination, outperforming random guessing (0.5). When compared to the ROC-AUC of the GNB, LR, and the decision-rule model specified in Section 3.3, none of these models achieve significantly better performance. While our model outperforms GNB, its ranking relative to LR and DR remains unclear. To statistically check for differences between our model and LR and DR, we conducted two separate Wilcoxon signed-rank tests [ 71 ]. The null hypothesis in each test is that the median difference over the 28 cross-validation iterations is zero. The resulting p -values [ 72 ] in the comparisons against LR and DR are 0.27 and 0.11, respectively. Given these values, we cannot reject the null hypotheses at an alpha level of 0.05, which means our model’s Aerospace 2025,12, 267 17 of 26 performance is statistically comparable to that of the LR and DR. This suggests that the classification task itself is inherently challenging, rather than being a limitation of any specific model. Figure 9. Cross-validated results of ROC-AUC for the model, compared to other binary classifiers and various alternative versions over 28 iterations, evaluated under both rigid and flexible criteria. In order to refine our model, the previous analysis is repeated incorporating the other definitions presented in Section 5.1. The corresponding probabilities of deviation are presented in Figure 10. The challenge of unavailable margin values due to increasingly stringent criteria is addressed with flexible definitions. More precisely, if a scenario lacks a margin value, we progressively relax the criteria by considering the next less stringent definition until a value is found or returning to MAXDBZ40_TOP245. For instance, when evaluating the MAXDBZ40_TOP350, if a margin value is unavailable, we check MAXDBZ40_TOP300, and if it is still unavailable, we proceed with MAXDBZ40_TOP245. This approach enables us to fully leverage the benefits of the different model versions. The results of ROC-AUC are gathered in Figure 9for both rigid and flexible definitions. Figure 10. Comparison of the predicted probabilities of deviation depending on the cell definition for each cross-validation iteration. The preliminary analysis of the metrics suggests several key insights. First, the explored variations enhance overall performance compared to the default model. In particular, stricter reflectivity and echo top thresholds contribute more significantly to this improvement than additional criteria such as cell size and minimum reflectivity within Aerospace 2025,12, 267 18 of 26 the cell. Furthermore, the performance gains from increasing reflectivity from 45 dBZ to 50 dBZ and raising the echo top from 30,000 ft to 35,000 ftm appear to be of secondary importance, likely due to the penalization caused by a higher frequency of unavailable margin values. Second, on average, implementing flexible criteria to address unavailable margin values reduces classification ability, despite decreasing dispersion across iterations. In summary, if sorted by their mean rank across the 28 cross-validation iterations, the best version based on the ROC-AUC is the rigid MAXDBZ50_TOP245, while the rigid models MAXDBZ45_TOP245, MAXDBZ40_TOP300, and MAXDBZ40_TOP350 perform similarly. These findings were corroborated through a series of one-sided Wilcoxon signed-rank tests, conservatively adjusting the raw p -values using Bonferroni’s correction [ 73 ] to control the inflated false-positive rate from multiple comparisons. 5.3. Assessment of Probabilistic Safety Margins Using the CDFs estimated in Section 5.2 for MAXDBZ40_TOP245 and its variations, multiple optimal ensembles of M quantiles are built following Equation (3) , exploring different values of M . These ensembles are then applied via Equation (4) to generate probabilistic predictions of the lateral margins, which are subsequently evaluated using the MCRPS defined in Equation (8). Since an ensemble of quantiles discretizes the CDF, the ensemble MCRPS is only an approximation of the MCRPS obtained with the full CDF. As M increases, the ensemble MCRPS converges to that of the CDF, as evidenced in Figure 11. To quantify the discretization error, we computed the MCRPS for increasing values of M and compared it to the CDF-based MCRPS for all cross-validation iterations and cell criteria. Based on this analysis, we selected an ensemble size of 5 members, which is the first odd number (convenient for median calculations) that yields an error below 5%. Figure 11. Illustration of MCRPS convergence with increasing ensemble size for the 40-dBZ and 24,500-ft thresholds, using June 30th and September 14th as validation dates. Figure 12 presents the resulting ensembles with 5 members. Notably, each ensemble includes at least one member equal to 0. For instance, for the 40 dBZ and 24,500 ft thresholds, the mean estimates of the ensemble members are 0, 0, 0.1, 5.0, and 15.6 NM. As the thresholds become more stringent, the values generally increase, with the second members moving away from zero. For the MAXDBZ40_TOP245_20km2 and MAXDBZ40_TOP245_45dBZ versions, this increase is less pronounced but still evident. Furthermore, higher-order members tend to be more dispersed across iterations; specifically, for the 40 dBZ and 24,500 ft thresholds, the fifth member ranges from 13.5 NM to 16.9 NM. Aerospace 2025,12, 267 19 of 26 Figure 12. Cross-validated ensembles with 5 members for various criteria. The performance of the ensemble model is evaluated compared to the maximum between x and a fixed safety margin s ranging from 0 to 8 NM. The comparison is presented in Figure 13. Note that the deterministic model with s= 0 always results in the separation distance of planned trajectories x , since margins are non-negative and our model is max( x , s ), where max(x,0)=x. Figure 13. Cross-validated MCRPS results for the proposed 5-member ensemble-based model, compared against the a model based on a fixed safety margin across various criteria. The arrow indicates the increasing order of the fixed safety margin, ranging from 0 to 8 NM. The analysis reveals that the proposed model consistently outperforms the separation forecasts of the deterministic model across all its variants. Although a fixed safety margin greater than zero can enhance the performance of the naïve case s= 0 (with stricter thresholds leading to larger optimal margins, refer to Table 3, and more noticeable improvements), this improvement remains inferior to that achieved by the ensemble-based prediction. For instance, for the 40-dBZ and 24,500-ft thresholds, our model achieves an average MCRPS of 4.4 NM, whereas the optimal fixed safety margin of 2 NM results in an MCRPS of 5.4, nearly matching the 5.5-NM MCRPS of the planned baseline. Moreover, the benefit of the ensemble-based model becomes more pronounced as thresholds become more stringent. While the gain over the performance of the naïve prediction for the 40-dBZ and 24,500-ft Aerospace 2025,12, 267 20 of 26 thresholds is 1.1 NM, this increases to 2.9 NM when the reflectivity threshold reaches 50 dBZ or the echo top threshold reaches 35,000 ft. Table 3. Optimal deterministic safety margins corresponding to each cell definition. Cell Definition Safety Margin [NM] MAXDBZ40_TOP245 1.2 MAXDBZ45_TOP245 4.4 MAXDBZ50_TOP245 7.7 MAXDBZ40_TOP300 4.8 MAXDBZ40_TOP350 7.5 MAXDBZ40_TOP245_20km2 1.7 MAXDBZ40_TOP245_45dBZ 2.0 Regarding dispersion, the deterministic baseline generally exhibits greater variability as cell thresholds increase, except for MAXDBZ40_TOP300. In contrast, the proposed probabilistic model effectively mitigates this dispersion. This reduction is especially evident with higher echo top thresholds, notably at 30,000 ft. Once again, the additional criteria of 20 km2and 45 dBZ has little impact. Unlike the assessment of decision-making models, comparing different cell definitions for lateral margin estimations presents inherent challenges. For a start, while decisions were available for all scenarios regardless of the cell definition, lateral margins are not always defined. Some aircraft, particularly non-deviating ones, did not encounter all levels of weather severity, resulting in missing lateral distance values. Second, as thresholds become more stringent, the predicted distances naturally increase since more severe regions are nested within less severe ones. This tendency can lead to larger errors, especially considering that the CRPS generalizes the absolute error. Furthermore, when selecting the most suitable thresholds, priority should be given to the model’s ability to predict pilot decisions accurately. It would be counterproductive to favor a model that, on average, estimates separation more accurately but performs worse in discriminating between deviations and non-deviations. As a result, we propose the rigid version of MAXDBZ40_TOP300, which balances key advantages: the enhanced deviation discrimination of stricter thresholds (closely matching the skill of the 50-dBZ and 24,500-ft threshold pair), the low and consistent MCRPS of the 40-dBZ and 30,000-ft threshold pair, and the simplicity of defining only one severity level. The final 5-member ensembles needed for this version, averaging across the validation iterations, are summarized in Table 4. Table 4. Proposed 5-member ensemble set for modeling aircraft maneuvers in response to convective weather. Standoff-Distance Reference Members [NM] 1st 2nd 3rd 4th 5th 40 dBZ and 30,000 ft 0 0 3.5 9.5 20.5 These values aid in modeling flight lateral deviations due to the loss of separation from existing convective hazards. According to two ensemble members, aircraft will adhere to their flight plans in the case of a weather encounter but may deviate up to a maximum distance of 20.5 NM, which closely aligns with the general rule of 20 NM. Aerospace 2025,12, 267 21 of 26 6. Conclusions In this paper, we developed an ensemble-based model for lateral aircraft deviations due to the loss of separation from convective hazards, addressing the need for a model tailored to the current European aviation landscape. Given the inherent stochasticity of the problem, we adopted a probabilistic approach to better capture the uncertainty in pilot decision-making. Utilizing high-resolution traffic and weather radar data across the combined European regions of FABEC and UK-Ireland FAB, we refined an existing algorithm to confidently identify weather-related deviations and non-deviations. After the identification of a significant number of scenarios, we proceeded with the calculation of lateral margins. A key aspect of our methodology was defining a standoff-distance reference based on composite reflectivity contours of 40 dBZ, with echo tops of at least 24,500 ft at some point within the cell. This definition, later fine-tuned through a sensitivity analysis, was chosen to balance practical radar capabilities and standards, vertical extent significance, simplicity, and alignment with the established literature. To compute meaningful lateral margins, we introduced two simple yet effective geometric algorithms. First, recognizing that pilots often maneuver to avoid multiple convective threats rather than a single triggering cell, we developed a method to select the most relevant weather cells. Second, we devised a strategy to determine lateral margins that accounted for multiple reflectivity contours and frequently update weather radar data. For each scenario (whether a deviation or non-deviation), we returned two margin values: one for the actual trajectory and another for the time-adjusted planned trajectory. By treating both the initial and final lateral margins relative to the nearest relevant convective cell as random variables, we derived cumulative probability distributions of the safety margins maintained by pilots. This enabled us to predict deviation probabilities based on lateral margins of planned trajectories and, especially, the associated separation distances. The model was rigorously evaluated through a two-step leave-pair-out crossvalidation process. First, we assessed its discrimination power against three standard binary classifiers, demonstrating at least comparable performance in distinguishing deviations from non-deviations. Second, we evaluated its ability to probabilistically predict lateral margins in comparison to a deterministic baseline model, consistently demonstrating significantly lower prediction errors. Following this evaluation and sensitivity analysis, we proposed a 5-member ensemble that effectively balances the enhanced deviation discrimination of stricter thresholds, the low and consistent MCRPS of the 40-dBZ and 30,000-ft threshold pair, and the simplicity of defining only one severity level. This ensemble provides a robust and interpretable framework for modeling lateral deviation behavior in convective environments, offering insights for both operational planning and future research in aviation safety. Finally, our findings highlight the need to explore specific methods to address key limitations. The primary challenge arises when handling frequent missing data, particularly as thresholds become more stringent. To enhance robustness, adapting interpolation methods such as nearest-neighbor and probabilistic imputation could be beneficial. On the other hand, our findings also suggest promising directions for future research. One potential extension is to incorporate other reflectivity variables, such as vertical reflectivity gradients, and non-precipitation-based criteria, such as lightning strikes, into the model. Additionally, exploring other key parameters in convective weather avoidance maneuvers, such as time to encounter and vertical separation, could provide deeper insights, particularly in assessing potential correlations between them. Another valuable direction would be a systematic comparison between our model and the European adaptation of the well-established Convective Weather Avoidance Model (CWAM) used in the U.S. More- Aerospace 2025,12, 267 22 of 26 over, the resulting safety margins will be integrated into a probabilistic aircraft trajectory predictor, enabling more reliable and adaptive decision-making under uncertain convective weather conditions. Author Contributions: Conceptualization, A.F. and A.V.; methodology, J.N.-P., A.F., and A.V.; software, J.N.-P.; validation, J.N.-P. and A.F.; writing—original draft preparation, J.N.-P.; writing—review and editing, J.N.-P., A.F., and A.V.; funding acquisition, A.F. and A.V. All authors have read and agreed to the published version of the manuscript. Funding: This paper is part of the R&D&i project PID2021-122323OB-C32, funded by MCIN/AEI/ 10.13039/501100011033/FEDER, UE. Additionally, this research was supported by the VII Plan Propio de Investigación y Transferencia of the University of Seville (VII PPIT-US). Data Availability Statement: Planned traffic data are available from the https://www.eurocontrol. int/dashboard/rnd-data-archive (accessed on 13 November 2024) R&D Data Archive and requires prior authorization from EUROCONTROL. Actual traffic data can be accessed through the https://opensky-network.org/data/historical-flight-data (accessed on 1 October 2023) Opensky Network upon authorization. Weather radar data was provided by Météo-France; for access, please contact them directly. Geopotential data can be obtained from the https://cds.climate.copernicus.eu/ datasets/reanalysis-era5-pressure-levels?tab=download (accessed on 1 October 2023) ERA5 reanalysis dataset with prior authorization. The results of this study are available upon request from the corresponding author. Acknowledgments: We sincerely thank Nicolas Gaussiat and Milka Radojevic from the Centre de Météorologie Radar (Météo-France) for generously sharing radar weather data. Their invaluable support made this research possible, and we deeply appreciate their willingness to provide access to such critical information. Without their contribution, this work would not have been feasible. Conflicts of Interest: The authors declare no conflicts of interest. Abbreviations ATFM Air traffic flow management CDF Cumulative distribution function CRPS, MCRPS Continuous ranked probability score, Mean CRPS DR Decision rule GNB Gaussian naïve Bayes LR Logistic regression ROC-AUC Area under the receiver Operating Characteristic curve VIL Vertically integrated liquid VIP Video integrator and processor Nomenclature F(·)Cumulative distribution function MNumber of ensemble members n,n′Dataset sizes for training and validation, respectively p,Pr[·]Probability S,sStochastic and deterministic safety margin, respectively X,xRandom variable representing the initial lateral margin and its realization, respectively Y,y,˜ yRandom variable representing the final lateral margin, its realization, and its estimation, respectively Subscripts iscenario i ksummation index Superscripts jensemble member j Aerospace 2025,12, 267 23 of 26 Appendix A The process followed to construct the stripe in a given timeframe used in Section 3.2 is illustrated in Figure A1 and described below: 1. Let P1 and P2 denote the first and second waypoints, respectively, of the trajectory segment within the time interval and Q1 and Q2 denote the second-to-last and last waypoints, respectively. Compute the course directions ψP , ψQ , and ψPQ of the segments P1P2,Q1Q2, and P1Q2, respectively. 2. Calculate the rhumb line LP,left . If ψP<ψPQ , LP,left originates at P1 and extends with a constant course of ψP− 90 ◦ until it intersects the boundary of the relevant cells. Conversely, if ψP≥ψPQ , the rhumb line originates at P1 and extends with a constant course of ψPQ−90◦until it intersects the boundary of the relevant cells. 3. Calculate the rhumb line LP,right . If ψP<ψPQ , LP,right originates at P1 and extends with a constant course of ψPQ+ 90 ◦ until it intersects the boundary of the relevant cells. Conversely, if ψP≥ψPQ , the rhumb line originates at P1 and extends with a constant course of ψP+90◦until it intersects the boundary of the relevant cells. 4. Calculate the rhumb line LQ,left . If ψQ<ψPQ , LQ,left originates at Q2 and extends with a constant course of ψPQ− 90 ◦ until it intersects the boundary of the relevant cells. Conversely, if ψQ≥ψPQ , the rhumb line originates at Q2 and extends with a constant course of ψQ−90◦until it intersects the boundary of the relevant cells. 5. Calculate the rhumb line LQ,right . If ψQ<ψPQ , LQ,right originates at Q2 and extends with a constant course of ψQ+ 90 ◦ until it intersects the boundary of the relevant cells. Conversely, if ψQ≥ψPQ , the rhumb line originates at Q2 and extends with a constant course of ψPQ+90◦until it intersects the boundary of the relevant cells. 6. Define the stripe as the area delimited by rhumb lines LP,left , LP,right , LQ,left , LQ,right , and the boundary of relevant cells. Figure A1. Graphical method for determining the lateral margin within a given timeframe: (a–c) illustrate examples of stripe geometries. References 1. FAA.; US Department of Transportation. 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