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THE USE OF MODELS IN FERMENTATION CONTROL

Yoshida, T.,Taguchi, H.

Abstract

Recently there has been a strong interest in the direct digital control of fermentation processes. More effort on identification or modeling of the processes is indispensable to accomplish this highly sophisticated control. This paper was written to present a fundamental view on model construction, process identification, parameter estimation, analysis of model and examples of uses of model. Models in the papers surveyed in the last five years are presented classifying them into three categories: subculture, subcellular and submolecular models. Assessment of model by means of sensitivity analysis and several approaches to modify models for process control are discussed.

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THE USE OF MODELS IN FERMENTATION CONTROL T. Yoshida and H. Taguchi Depa men o Fe men a ion Technology Facul y o Enginee ing, Osaka Uni e si y Yamada-kami, Sui a-shi, Osaka 565, Japan Abs ac Recen ly he e has been a s ong in e es in he di ec digi al con ol o e men a ion p ocesses. Mo e e o on iden i ica ion o modeling o he p ocesses is indispensable o accomplish his highly sophis ica ed con ol. This pape was w i en o p esen a undamen al iew on model cons uc ion, p ocess iden i ica ion, pa ame e es ima ion, analysis o model and examples o uses o model. Models in he pape s su eyed in he las i e yea s a e p esen ed classi ying hem in o h ee ca ego ies: subcul u e, subcellula and submolecula models. Assessmen o model by means o sensi i i y analysis and se e al app oaches o modi y models o p ocess con ol a e discussed. 94 T. Yoshida, H. Taguchi 1. In oduc ion Con inuous de elopmen s in e men a ion echnology suppo ed by emendous ad ances in molecula biology and o he ela ed ields ha e esul ed in mo e p ecise unde - s anding o mic obial sys ems. Mo e quan i a i e exp essions o e men a ion p ocesses ha e accumula ed as a esul o p og ess in s udies o e men a ion kine ics by a ious kinds o app oaches, some o which ha e been de eloped in ela ed ields, mainly chemical enginee ing. The scale o e men a ion p oduc ion is g owing and mo e so- phis ica ed echnology o con ol enginee ing migh be applied o ou ield in conse- quence. A compu e aided con ol sys em is he mos c a ed aid o e men a ion sys ems, because he e men a ion sys em has a mul iplici y o a iables. P ocess con ol means no only he p ac ice o an op imal policy bu also sol ing he op imum p oblems. The iden i ica ion o he model is essen ial o p ocess con ol. Takama su [1] epo ed he esul s o an inquisi ion abou he way o aise he e iciency o a compu e coupled sys em. 27 o 83 answe s om he chemical enginee s wo king, o p ac ical use o a compu e , eques ed imp o emen o de elop- men o he ma hema ical model, and ano he 17 wan ed a mul iple a iable con ol sys em. The in es iga ion done wi h chemical enginee s may no ag ee wi h one wi h biochemical enginee s. The esul is, howe e , e y in e es ing and he au ho s expec ed a s onge eques o modeling o e men a ion p ocesses. Up o now many models ha e been p esen ed, analysed and applied. Fi s , a gene al concep o modeling o e men a ion p ocesses, is desc ibed and examples o models a e shown acco ding o a classi ica ion in o h ee ca ego ies. Some echnical me hods o p ocess iden i ica ion and pa ame e es ima ion a e lis ed. A e applica ions o sensi i i y analysis is in oduced, modi ica ion o simple models and e inemen o complex models a e discussed. Finally, a couple o examples o he uses o models in ac ual e men a ion con ol and in de eloping con ol algo i hms a e shown. 2. A Gene al Concep o Fe men a ion Models The pe o mance o e men a ion p ocesses is based on he biological ac i i y, which is an exhibi ion o in e ac i e enzyme ac ion. Main o ganisms employed o indus ial pu poses a e mic oo ganisms such as bac e ia, ungi and s ep omyces. Many echniques o modeling and simula ion de eloped in chemical enginee ing can be applied. Howe e mo e e o s a e s ill necessa y o he quan i a i e unde s anding o he esponse o mic oo ganisms o en i onmen al ac o s. Recen ly he e has been a e- mendous de elopmen o he ins umen a ion o de ec and con ol en i onmen al ac o s and his ad ance has allowed mo e de elopmen o modeling. A g ea a ie y o models ha e been de eloped, he amous Monod exp ession [2] o T. Yoshida, H. Taguchi 95 mic obial cell g ow h is he i s example. Acco ding o he li e a u es (e.g. Tsuchiya [3]) models we e classi ied in o wo ypes, namely uns uc u ed models in which a uni o mly dis ibu ed cell mass is conside ed along wi h he ela ionship be ween he biomass and p oduc ion and s uc u ed models in which he cell s uc u e is conside ed, he o al ni ogen con en is di e en ia ed (DNA, RNA, p o ein), and u he mo e enzyme ac i i ies in me abolic pa hways a e possibly aken in o accoun . Fe men a ion sys ems show complex nonlinea cha ac e is ics caused by se e al hun- d ed in e ac i e enzyma ic eac ions. I migh be impossible o desc ibe he sys em in ol ing all enzyme eac ions. The e o e one needs o ex ac a mas e ule om he many obse a ions on he esponses o he sys em o en i onmen al ac o s o o pick up a a e-limi ing one ou o he many eac ions in he sys em. Wi h his backg ound in mind we like o di ide he models o e men a ion p ocesses in o h ee ca ego ies in he same way as Koga e al. [4] sugges ed, namely: subcul u e, subcellula and submolecula models. | (1) Subcul u e model In subcul u e models he mic obiological sys em is deal wi h a an a e aged mac oscopic le el and many o hem a e accep ed as he p ocess model o p ac ical use in design and con ol o e men a ion p ocesses. I is assumed ha he a e o g ow h and me abolic ac i i y a e explici unc ions only o he s a e o he sys em, and no o ime as ollows, = CC) (1) whe e € is a a iable ec o . When he s a e in he model e e s o popula ion densi y, he g ow h a e is exp essed as a unc ion o popula ion densi y: us (x) (2) whe e , is he g ow h a e, namely he a e o p oduc ion o cell mass pe uni olume o cul u e and X is he popula ion densi y, o he cell mass pe uni olume o cul u e. Nyi i [5] has so ed ou many uns uc u ed models o he g ow h a e and he p oduc ion a e. The i s ype o he g ow h model shows exponen ial g ow h, = ux (3) x | whe e LU is a kine ic coe icien e med he speci ic g ow h a e, which is a unc ion : o en i onmen al ac o s as discussed la e . Khan and Ghose [6] p esen ed he same | kind o model ha Kono and Asai [7, 8] de eloped. Thei model is based on he ac ha he alue o coe icien U changes acco ding o he phase in a ba ch cul u e, namely, induc ion, ansien , exponen ial g ow h and declining g ow h. The nex is he logis ic law model: 96 T. Yoshida, H. Taguchi Bam HX(1 - BX) (4) This simple model seems o be use ul o he simula ion o a ba ch cul u e a cons an en i onmen al condi ions. Cons an inides ied o p edic he op imal empe a u e p o iles o ba ch e men a ion o penicillin using he logis ic model. Monod assumed he ollowing s oichiome ic ela ion be ween g ow h and consump ion o he subs a e which limi s g ow h: E --+Y (5) whe e s is he consump ion a e o he limi ing subs a e and Y is e med he yield cons an . Nex Monod ecognized ha he g ow h a e could ha e a maximum alue, and he pos ula ed ha he subs a e dependence o g ow h a e ollowed he Michaelis- Men en o m; su e 2 (6) whe e S is he concen a ion o he limi ing subs a e and un is he maximum speci ic g ow h a e ob ained when S is much g ea e han he cons an Ky: which is e med he hal - eloci y cons an . Eqs. (5) and (6) oge he a e a comple e s a emen o Monod's model, and hey may be applied o a ious cases, o op imiza ion, p ocess analysis and p ocess con ol. In he con inuous e men o , u_Ss dx m qe h gaa e ” s us as _ Lam (8) de an S R _ whe e Sn is he concen a ion o limi ing subs a e in he eed. Usabili y o Monod's model o e men a ion p ocesses has been in es iga ed by many au ho s. They ecognize he accep abili y o he model o he analysis o s eady s a e, hough wi h some modi ica ions, e.g. conside a ion o endogenous e m in equa ions. Ex ensi e appli- ca ion o he model o he p edic ion o ansien beha iou has been ied. Many au ho s [9-12] claimed, as desc ibed in a la e i em, ha modi ica ions should be made o he model o analysis o ansien s a e. Recen ly, mul i-subs a e limi ing sys ems we e subjec ed o s udy. Sinclai and Ryde [13] de eloped models o con inuous cul u e unde bo h ca bon and oxygen limi - ing condi ions. I was ound ha Monod kine ics we e applicable o he g ow h a e dependence on oxygen concen a ion bu Con oi's kine ics we e supe io o he co - esponding dependence on ca bon subs a e concen a ion. Fujio e al. [14] also p esen ed a model o ed-ba ch cul u e unde ca bon and oxygen limi ing condi ions. Spi ze [15] analysed he sys em unde con ol o subs a e and pH by means o he model which includes he equa ion o change in concen a ion o hyd ogen ions. T. Yoshida, H. Taguchi 97 Some p oduc s cause a educ ion in g ow h a e. Se e al ela ionships ha e been de eloped o cha ac e ize his educ ion, one is an exponen ial educ ion in g ow h a e [16]: = UL exp (-kP,) (9) Eganbe die e al. [17] conside ha a ec angla hype bola i s he da a mo e co ec ly bed me (10) Hinshelwood [18] has shown linea inhibi ion o he o m I w= u, G.0-4 P,) (11) Zines [19] in es iga ed he s eady s a e and he dynamic p ope ies o he e men a i e bac e ium, K. ae ogenes, using he Hinshelwood model. F equency esponse analysis, using sinusoidal a ia ions in he dilu ion a e showed ha e hanol inc eased he ime cons an o he me abolic pa ame e . (2) Subcellula model Mic obial p oduc s ha e been b oadly classi ied in o wo g oups, "g ow h associa ed" and "nong ow h associa ed". This classi ica ion was made acco ding o whe he he p oduc is o med while he o ganism is in he exponen ial o in he s a iona y phase. An ibio ics (e.g., penicillin, no obiocin, s ep omycin), oxin, and an igens, which a e seconda y me aboli es, ha e been included in he g oup o nong ow h associa ed p oduc s. Models o seconda y me aboli e p oduc ion mus desc ibe he a ia ions o p ope ies, in o he wo ds, chemical composi ion and me abolic ac i i ies o indi- idual cells. Sawada and Kojima [20] u ilized he s uc u ed model de eloped by Tsuchiya e al. [3] o he in es iga ion o he e ec o mic omixing on a con inuous ope a ion. In he model, cells a e di ided in o wo kinds, iable cells and inac i e cells. The la e we e iable cells be o e he p oduc ion o an inhibi o y subs ance by he cells. This model can p edic he g ow h cu e including lag, exponen ial and declining g ow h and s a iona y phase and he e ec o age o innoculum on he g ow h o cul u e. Ano he example o a subcellula model is based on he age app oach associa ing he p oduc biosyn hesis a e wi h he age o he cul u e. Shu [21] exp essed he a e o p oduc ion as a unc ion o he age o he cell (6). eg z A, exp (-k, 9) (12) Blanch and Roge s [22] de eloped a model o g amicidin S acco ding o he concep ha each cell in a cul u e ollows a p ede e mined gene ic o de in ca ying ou i s 98 T. Yoshida, H. Taguchi me abolic unc ions. The o ma ion o p oduc s by an o ganism can he e o e be con- side ed as a unc ion o cell age. The cell age is a bi a ily di ided in o wo g oups, iz., "imma u e" and "ma u e", whe e ma u e cells o m he p oduc . B own and Vass [23] also p oposed a me hod o de e mine he ma u ing ime and applied i o se e al an ibio ic p oduc ions. Ma sumu a e al. [24] analysed cell beha iou in he ansien s a e o a con inuous cul u e wi h a sophis ica ed "appa en age" model conside ing he esidence ime dis ibu ion in a e men e . (3) Submolecula model P og ess in s udies on cell physiology and me abolism allows he cons uc ion o mo e p ecise models which desc ibe changes o chemicals in cells. Pe inge e al. [26] p esen ed a ma hema ical model using he concep o an equilib ium be ween he ATP equi emen s and he ATP p oduced by ca abolic p ocesses. An analy ical exp ession o he ime cou se o g ow h could be de i ed which p o ides a quan i a i e exp ession o he Pas eu e ec , p edic s he alue o Y ins an aneous alues o P/O a ios, ATP? he quan i y o subs a e and oxygen consumed and o biomass p oduced. K eme [27] de i ed a kine ic model exhibi ed by ace yl Co-A me abolism and ATP egene a ion o in es iga e possible con ol mechanisms in e acycline p oduc ion. Monod [25] has de eloped he mos a o ed hypo hesis on induc ion and ep ession o enzyme p oduc ion in cells. His ope on hypo hesis is a splendid example o ecen ad ances in molecula biology and e y help ul o in es iga e mic obial beha iou e en om a mac oscopic poin o iew. The hypo hesis is cons uc ed wi h he heo ies o gene ical egula ion o enzyme p oduc ion wi h chemical e ec o s, namely, ep esso and induce . Models based on he ope on hypo hesis ha e been de eloped o quan i a i e exp ession o indus ial e men a ion p ocesses. P e e en ial syn hesis o a enzyme, a-galac osidase, was desc ibed in submolecula model by Imanaka e al. [28]. Enzyme p oduc ion a e is p opo ional o he concen a ion o mRNA in cells (M): dE eae keM - LE (13) whe e E deno es enzyme con en in cells and he second e m on he igh hand side o he equa ion ep esen s dilu ion by g ow h. m-RNA is syn hesised wi h nega i e co - ela ion o he con en o ep esso (R) and is subjec o i s o de decomposi ion: dM de ke (R, - R) - k7M - uM (14) R. is he c i ical concen a ion o ep esso o s op he syn hesis o m-RNA. The change o ep esso con en , R, and a complex o ep esso and induce , Rön; > we e exp essed as ollows: dR _ —— ae denen ue eas kuRS,, + ksRS, - uR (15) T. Yoshida, H. Taguchi 99 BL a e O Da HE = kuRS, KsBS,. URS, (16) whe e Sai is he in acellula concen a ion o induce , galac ose. This model ga e a good p edic ion o he ba ch and con inuous cul u e o a-galac osidase p oduc ion [29] and was u ilized o he op imiza ion o he enzyme p oduc ion p ocess [30]. Van Dedem [31] p oposed he same kind o model desc ibing he deg ee o ep ession o induc ion o ex acellula enzyme syn hesis as a unc ion o nu ien concen a ion. 3. P ocess Iden i ica ion and Pa ame e Es ima ion Iden i ica ion o dominan biological o chemical a e p ocesses is essen ial o he op imal ope a ion and he bes pe o mances o he e men a ion p ocess, al hough in o ma ion abou mass and hea ans e and mixing cha ac e is ics is some imes necessa y. The esponses o he p ocesses o he change o ci cums ances could be in es iga ed in wo ways: expe imen s wi h he ac ual p ocesses o simula ions o he p ocesses by means o models. (1) Simula ion o e men a ion p ocesses Simula ion is de ined in he p esen a icle as he desc ip ion o eal sys ems o e men a ion p ocesses by use o ma hema ical equa ions; compu e me hods a e gene ally equi ed o hei solu ion. Blanch and Dunn [32] p esen ed a ull commen a y on modeling and simula ion in biochemical enginee ing. Se e al impo an s eps can be ecognized in any simula ion de elopmen as shown in he igu e. Fi s , he pu pose o Theo e ical Backg ound ee eee — | Chemical Kine ics N | Enzymology | Ma hema ical] „| Pa ame e Cell Physiology Model Es ima ion Popula ion Dynamics T anspo Phenomena A De e mina ion o Expe imen al Condi ions S eps o simula ion o e men a ion p ocesses simula ion mus be clea ly de ined and a good insigh in o eal e men a ion phenomena is qui e help ul o modeling. The second s ep is o w i e he equa ions. The e a e wo s a ing poin s o his s ep: one is heo e ical analysis and he o he is analy- sis o expe imen al esul s. Fundamen al knowledge abou e men a ion and ela ed 100 T. Yoshida, H. Taguchi ields is a need o bo h cases. The hi d is he pa ame e es ima ion by expe imen s wi h he aid o ma hema ical o nume ical echniques. The expe imen al condi ions depend on he me hod o pa ame e es ima ion. Finally, he alidi y o he model should be jus i ied wi h expe imen s, and econs uc ion o model should be done i necessa y. Chi and Howell [10] p esen ed a ypical example o a e p ocess iden i- ica ion compa ing wo compe ing models. They compa ed a modi ied Powell-Ie usalenskii bo le neck model o a Monod-Haldane model o he p edic ion o he ansien beha iou o a con inuous cul u e. They used Pseudomonas which has a cha ac e is ic o subs a e inhibi ion. Applying Monod-Haldane model, us le ONE an Ss 4; Following Powell [33], hey in oduced Q subs a e which is a quan i a i e exp ession o he physiological s a e o he mic oo ganisms and go e ns he g ow h as ollows: lL = Q YG (S) (18) and he change o Q was exp essed in he ollowing equa ion: aQ _ s Y s d Um K #8487 7K, a CR_+5+057/R, (19) whe e C is he a io o he lowe limi o Q, Q, o he uppe limi A The obse ed ansien beha iou was p edic ed by he new model, bu could no be p edic ed by a Monod-Haldane model. (2) Techniques o pa ame e es ima ion Pa ame e es ima ion is one o he mos impo an p oblems in he iden i ica ion o p ocesses. Values o pa ame e s mus be es ima ed by analysis o expe imen al esul s o he mos a ional explana ion o he beha iou o he p ocess. Obse a ions o Measu emen s ob ained by expe imen s a e a he andom a he han de e mis ic, since unde ac ual condi ions, p ocess noise, cycling, signal noise and o he phenomena in e e e wi h all measu emen s. Linea leas squa es es ima ion me hod has been employed o pa ame e es ima ion o a e p ocess in e men a ion. Many pa ame e es ima ion me hods ha e been de eloped o he nonlinea pa ame e sys em. The leas squa es pa ame e es ima ion does no equi e p io knowledge o he dis ibu ion o unobse ed e o s, and i yields unbiased es ima es, and esul s in he minimum a iance among all he linea unbiased es ima ion me hods, he leas squa es echnique is used ex ensi ely. Values o pa ame e s a e es ima ed o minimize n o=,2, [¥-G@lwiy-6] (20) whe e Y is he ma ix o obse a ion and G is he ma ix o p edic ion. I Wis a diagonal ma ix, becomes a "weigh ed leas squa es" c i e ion, i W is a uni ma ix is he "o dina y leas squa es" c i e ion. Box and D ape 's c i e ion [34] was applied by Johnson and Be ho ex [35] o es ima e wo pa ame e s in a Monod model o con inuous T. Yoshida, H. Taguchi 101 cul u e. They showed ha he con idence egion o es ima ed pa ame e s wi h bo h he da a o cell concen a ion and subs a e concen a ion is much smalle han wi h he da a o any o he wo alone. Sunds om e al. [36] s udied esponse o biological eac o s o he sinusoidal a ia ions o subs a e concen a ion and employed he ollowing c i e ion. Ss - oN 2 xX - X, 2 o=2 ica ee e l, (21) e ie whe e subsc ip s p and e deno e p edic ion and expe imen , espec i ely. Bode diag am has been u ilized o es ima e pa ame e s o analyse he esponse o sinusoidal a i- a ion o inpu signal in a e men a ion sys em [19, 37, 38]. 4. Reassessmen o Con en ional Models o P ocess Con ol A la ge numbe o models ha e been p esen ed as su eyed in p e ious i ems, bu i is a big p oblem o choose which model should be employed o "p ocess con ol". C i e ia o choice o model may be lis ed as ollows: 1. Objec o con ol: wha kind o con ol is desi ed; holding con ol o s a e a iable cons an , p og am con ol o op imal adap i e con ol? Mo e sophis ica ed models mus be p epa ed o mo e ine con ol. 2. A ailabili y o equipmen o acili ies o con ol: a ailable model may be limi ed wi h ex en o ins umen a ion, al hough e e y e o should be made o sea ch o a de ec o o con olle . 3. A ailabili y o an algo i hm o con ol: a con ol algo i hm is ob iously essen ial o ac ual compu e con ol, he e o e a complex model can no be employed. Howe e , i is no so di icul o de elop a con ol algo i hm i he e is adequa e echnical alen . Any models de eloped p e i- ously o o he pu poses, (e.g., kine ic s udy, undamen al analysis o mic obial beha iou o design o plan ) migh be analysed and modi ied wi h a iew o applica ion o p ocess con ol. (1) Applica ion o sensi i i y analysis o assess models The echnique o sensi i i y analysis has been applied o s udy he e ec o pa ame e pe u ba ion on s a e a iables and objec i e unc ions o op imal con ol. Yoshida and Wada [39] analysed he beha iou o a con inuous cul u e o implemen a ion o p ocess con ol by means o a sensi i i y analysis. In he con inuous e men a ion sys em whe e he pe o mance equa ion is exp essed as Eqs. (7) and (8), he ollowing equa ions can be ob ained o he small pe u ba ions, x1 and xz o he wo s a e a iables X and S: dxı _ 42 = Yabxz (22) L —