Full text
Vol.:(0123456789)
Su eys in Geophysics (2023) 44:1489–1517
h ps://doi.o g/10.1007/s10712-022-09754-9
1 3
Using Sa elli e‑Based Te es ial Wa e S o age Da a:
ARe iew
Vincen Humph ey1,2 · Ma hewRodell3 · Anne eEicke 4
Recei ed: 11 Augus 2022 / Accep ed: 23 No embe 2022 / Published online: 13 Janua y 2023
© The Au ho (s) 2023
Abs ac
Land wa e s o age plays a key ole o he Ea h’s clima e, na u al ecosys ems, and
human ac i i ies. Since he launch o he i s G a i y Reco e y and Clima e Expe imen
(GRACE) mission in 2002, spacebo ne obse a ions o changes in e es ial wa e s o age
(TWS) ha e p o ided a unique, global pe spec i e on na u al and human-induced changes
in eshwa e esou ces. E en hough hey ha e become much used wi hin he b oade
Ea h sys em science communi y, space-based TWS da ase s s ill inco po a e impo an
and case-speci ic limi a ions which may no always be clea o use s no amilia wi h he
unde lying p ocessing algo i hms. He e, we p o ide an accessible and illus a ed o e iew
o he measu emen concep , o he main a ailable da a p oduc s, and o some equen ly
encoun e ed echnical e ms and concep s. We summa ize conc e e ecommenda ions on
how o use TWS da a in combina ion wi h o he hyd ological o clima ological da ase s,
and guidance on how o a oid possible pi alls. Finally, we p o ide an o e iew o some o
he main applica ions o GRACE TWS da a in he ields o hyd ology and clima e science.
This e iew is w i en wi h he in en ion o suppo ing u u e esea ch and acili a ing he
use o sa elli e-based e es ial wa e s o age da ase s in in e disciplina y con ex s.
Keywo ds Te es ial wa e s o age· GRACE· Clima ology· Hyd ology· Remo e
sensing· Geodesy
A icle Highligh s
• A summa y o he GRACE sa elli e mission, he de i ed e es ial wa e s o age da a-
se s, and he main echnical e ms and concep s
* Vincen Humph ey
incen .humph ey@en .e hz.ch
1 Depa men o Geog aphy, Uni e si y o Zü ich, Win e hu e s asse 190, 8057Zü ich,
Swi ze land
2 Ins i u e o A mosphe ic andClima e Science, ETH Zü ich, Uni e si ä s asse 16, 8092Zü ich,
Swi ze land
3 Ea h Sciences Di ision, NASA Godda d Space Fligh Cen e , G eenbel , MD20771, USA
4 Ha enCi y Uni e si y Hambu g, Übe seeallee 16, 20457Hambu g, Ge many
1490
Su eys in Geophysics (2023) 44:1489–1517
1 3
• A su ey o he main challenges encoun e ed in hyd o-clima e esea ch when wo king
wi h GRACE da a and how o add ess hem
• An o e iew o ecen applica ions o GRACE TWS in wa e budge analyses, ex emes
moni o ing, and Ea h sys em modelling
1 In oduc ion
Te es ial wa e s o age (TWS) is de ined as he o al amoun o wa e s o ed on land. This
includes any ype o na u al o a i icial wa e ese oi , such as g ound wa e , soil mois-
u e, i e s, lakes, snowpack, glacie s, land ice, and wa e s o ed in biomass. TWS changes
ep esen changes in e ms o a ailable eshwa e esou ces which can ha e impo an
impac s on bo h na u al ecosys ems and human ac i i ies. In esponse o he combined
in luences o na u al clima e a iabili y and human in e en ions, TWS changes un old
o e a wide ange o empo al scales, anging om sho -li ed ex eme e en s caused by
d ough s and loods, o seasonal a iabili y, in e -annual a iabili y, and decadal ends
ela ed o, o ins ance, glacie mass loss o g oundwa e abs ac ions. As an in eg a o o
changes in all wa e luxes, TWS ep esen s a key long- e m memo y a iable o he wa e
cycle and he Ea h sys em in gene al, bo h esponding o and eeding back o a mosphe ic
and oceanic a iabili y.
TWS will change in esponse o any imbalance be ween he main wa e luxes ha a e
p ecipi a ion (P), e apo anspi a ion (ET), and uno (R). Fo his eason, i ep esen s one
o he key a iables o he wa e budge (Eq.1).
TWS can also be exp essed as he sum o all he po en ial wa e ese oi s.
He e, GW is he g oundwa e , SM is he soil mois u e, SWE is he snow wa e equi alen ,
SW is he su ace wa e , LI is he land ice, and BW is he biomass wa e .
Space-based obse a ion o TWS changes debu ed wi h he launch o he G a i y
Reco e y and Clima e Expe imen (GRACE) sa elli e mission in 2002. Be o e 2002, he e
we e mainly wo ways ha TWS changes could be es ima ed. Fi s , hey can be es ima ed
as he esidual o he o he obse ed wa e luxes wi hin he wa e budge equa ion (Eq.1).
O cou se, his app oach equi es su icien ly accu a e es ima es o p ecipi a ion, e apo-
anspi a ion and uno luxes (Oki e al. 1995; Hi schi and Sene i a ne 2017). The second
app oach is o es ima e TWS as he sum o indi idually obse ed o modelled ese oi s
(Eq.2). In his case, one can ei he ely on es ima es om a hyd ological model o use
ex ensi e g ound obse a ions, p o ided hese a e a ailable (Rodell and Famiglie i 2001).
Depending on he clima e ype, ce ain o hese TWS componen s may domina e TWS
a iabili y (e.g., snow and ice in pola and alpine egions) while o he s, like biomass wa e ,
can be sa ely igno ed (Rodell e al. 2005; Ge i ana e al. 2017). Bo h o hese app oaches
ha e se ious limi a ions. In pa icula , hese indi ec es ima es accumula e he measu emen
o es ima ion e o s p esen in all he o he e ms, leading o po en ially la ge unce ain ies.
The GRACE mission p o ided he i s di ec obse a ions o TWS changes a he con i-
nen al scale (Wah e al. 1998, 2004; Tapley e al. 2004). The mission’s goal was o measu e
e y small a ia ions o he Ea h’s g a i y ield which a e caused by he edis ibu ion o
(1)
dTWS
d
=P−ET −
R
(2)
TWS =GW +SM +SWE +SW +LI +BW
1491
Su eys in Geophysics (2023) 44:1489–1517
1 3
masses o e land, a mosphe e, and oceans. In he nex sec ion, we will discuss he mission
concep and da a p oduc s in mo e de ail. Du ing he i s yea s o he GRACE mission,
ob aining p ecise es ima es o TWS changes om he aw GRACE obse a ions equi ed
de eloping and es ing new e ie al algo i hms and pos p ocessing s a egies. Those ech-
niques ha e since hen made eno mous p og ess, and GRACE-based TWS obse a ions
ha e eached a le el o ma u i y enabling hem o be used in a wide a ie y o applica ions,
such as moni o ing o eshwa e esou ces and assimila ion in o nume ical hyd ological
models (Tapley e al. 2019; Rodell e al. 2018). Following he success o he pionee ing
GRACE mission, g a ime ic TWS emo e sensing has en e ed a new phase whe e se e al
successo missions a e being p oposed and implemen ed (Wiese e al. 2011; Elsaka e al.
2013; Pail e al. 2015; Haagmans e al. 2020; Flech ne e al. 2021). The objec i e is o
bo h ex end he exis ing da a eco d and imp o e he spa io empo al esolu ion o he inal
da a p oduc s. In 2018, jus one yea a e he ini ial GRACE mission ended, he succes-
so GRACE Follow-On mission was success ully launched (Lande e e al. 2020). Some
e o s ha e also been in es ed in p oducing publicly a ailable long- e m TWS eco ds ha
co e he p e-GRACE e a as well, mainly by means o da a assimila ion, machine lea ning,
and s a is ical econs uc ions (Kuma e al. 2016; Humph ey and Gudmundsson 2019; Li
e al. 2021). Using only geode ic obse a ions om sa elli e lase anging (SLR), Löche
and Kusche (2020) ha e ecen ly been able o ex end he GRACE eco d back o 1992.
We p o ide in his a icle an o e iew o g a ime ic TWS obse a ions, o hei usage,
and o some o hei applica ions. Sec ion2 p o ides a summa y o he GRACE mission,
o he main a ailable hyd ological da a p oduc s, and o some equen ly encoun e ed con-
cep s and issues ha a e pa o he p ocessing algo i hms. Sec ion3 e iews some o he
equen challenges associa ed o using GRACE da a p oduc s and o e s guidance as o
how o add ess hem. Sec ion4 e iews a selec ion o applica ions ha illus a e he use o
space-based TWS obse a ions in hyd ology and Ea h sys em sciences.
2 GRACE Mission, Common Te ms, andDa a P oduc s
2.1 Mission Concep
The o e all p inciple o he GRACE mission is o measu e ime- a ying anomalies in he
Ea h’s g a i y ield, om which e es ial wa e s o age changes can be in e ed (Tap-
ley e al. 2004; Wah e al. 2004). Because he wa e cycle and he global a mosphe ic
ci cula ion con inuously edis ibu e eno mous amoun s o wa e mass a ound he globe,
his causes local and ex emely small changes in he Ea h’s g a i a ional a ac ion. Such
changes a e on he o de o 10–8m s−2, which is a billion imes smalle han he a e -
age alue o g = 9.81m s−2 (Wou e s e al. 2014). S ill, his is subs an ial enough o in lu-
ence he o bi s o sa elli es, especially when hey ha e a ela i ely low al i ude (i.e. ini ially
500km o he GRACE sa elli es).
A empo a y excess in wa e mass, o ins ance we soils caused by hea y ains, p o-
duces a empo a ily s onge g a i a ional accele a ion a ha loca ion. This in u n leads
o mino a ia ions in he beha iou o a spacec a along i s usual o bi ( ela i e o wha
happens when he TWS is close i s long- e m mean). The spacec a expe iences a s onge
g a i a ional pull when app oaching a posi i e mass anomaly, leading o an along- ack
accele a ion, ollowed by a decele a ion immedia ely a e passing he anomaly (Fig.1).
Insi ua ions whe e wa e mass is lacking (i.e. du ing a d ough ), he opposi e beha iou
1492
Su eys in Geophysics (2023) 44:1489–1517
1 3
is seen and along- ack decele a ion is ollowed by accele a ion. He e, i becomes ob i-
ous ha one key cha ac e is ic o GRACE is ha i es ima es mass anomalies ela i e o
he long- e m a e age g a i y ield. In o he wo ds, GRACE p o ides es ima es o e es-
ial wa e s o age anomalies (
TWSA =TWS −TWS
). Nei he he o al amoun o TWS
no i s long- e m a e age (
TWS
) can be measu ed wi h GRACE. To measu e g a i y ield
a ia ions (and in e wa e mass changes om hem), he i s GRACE mission used a pai
o win sa elli es, wi h he i s spacec a lying abou 220km ahead o he o he . The
sa elli es we e equipped wi h h ee-dimensional accele ome e s o measu e a mosphe ic
d ag and o he non-g a i a ional accele a ions, and he change in dis ance be ween he wo
spacec a (on a e age 220km apa ) was con inuously measu ed wi h a K-band mic owa e
in e e ome e o a p ecision o abou 1μm pe second. GRACE Follow-On can achie e
nanome e p ecision wi h i s lase anging ins umen . These measu emen s a e needed o
p ecisely moni o changes in he o bi al ajec o y o each sa elli e. The o bi s a e u he
cons ained wi h obse a ions om he on-boa d GPS ecei e s and s a came as.
O cou se, only subs an ial mass changes ( ypically occu ing o e a la ge spa ial ex en )
can be eco e ed wi h his me hod. A he global scale (summing all land a eas), he al e n-
ance be ween we and d y seasons causes seasonal changes in global TWS (clea ly isible
in GRACE da a) o abou 6000 giga ons (equi alen o 6000 km3 o wa e ) (Reage e al.
2016). This seasonal change in land wa e s o age causes global sea le el o all and ise by
abou 17mm e e y yea as wa e is exchanged be ween land and oceans. GRACE sa elli es
can also moni o TWS anomalies a smalle spa ial scales, o e a eas as small as 150,000
Fig. 1 Measu emen p inciple o he GRACE mission. The wo GRACE sa elli es ollow each o he a an
al i ude o abou 500km, sepa a ed by a dis ance o abou 220km. When a egion expe iences an excess in
mass, he g a i a ional a ac ion is locally s onge , causing he leading sa elli e o accele a e owa ds he
posi i e mass anomaly. As a esul he dis ance be ween he wo spacec a inc eases un il he ailing sa el-
li e ca ches up. These a ia ions in o bi al beha iou a e hen used o in e ime-dependen mass changes a
he Ea h’s su ace. Backg ound c edi : eepik.com
1493
Su eys in Geophysics (2023) 44:1489–1517
1 3
km2 a mid-la i udes, and down o 50,000 km2 nea he poles, whe e he sa elli e g ound
acks a e close oge he (Fig.2; Rowlands e al. 2005; Swenson e al. 2006; Vishwaka ma
e al. 2018). As will be seen in he nex sec ions, he e a e many ac o s which con ol he
accu acy and esolu ion o GRACE da a o a speci ic use case. Ve y o en, choices in
e ie al echniques and pos p ocessing algo i hms may ha e di e en impac s on he in e -
p e abili y o he da a. He e, we p o ide an o e iew o he main concep s and e ms ha
a e commonly encoun e ed when wo king wi h use -le el GRACE da a.
2.2 Sphe ical ha monics
Since he ini ial yea s o he GRACE mission, he s anda d app oach o p ocessing GRACE
g a i y da a o in e mass change has been o ep esen he Ea h’s g a i y ield using
sphe ical ha monics. Sphe ical ha monics a e unc ions ha a e pa icula ly con enien o
app oxima ing he non-sphe ical shape o he Ea h o i s g a i y ield (Wah e al. 1998).
The so-called low-deg ee and low-o de (S okes) coe icien s o hese sphe ical ha monics
ep esen la ge-scale ea u es (like he Ea h’s obla eness), while highe -deg ee and highe -
o de coe icien s ep esen ea u es a inc easingly ine spa ial scales. The e is an uppe
limi o he numbe o coe icien s which can be obus ly es ima ed wi h a gi en se o
GRACE measu emen s. I insu icien obse a ions a e a ailable, high-deg ee coe icien s
will be e y unce ain. Wi h a mon h’s wo h o GRACE measu emen s, i is gene ally
accep ed ha one can eliably es ima e sphe ical ha monic coe icien s up o a deg ee and
o de o a leas 60. This numbe pu s a ha d limi on he esul ing spa ial esolu ion o he
mass change es ima es, a abou 330 × 330km. Including a highe numbe o (less obus )
coe icien s wi h he aim o including mo e de ailed spa ial ea u es is o cou se possible
(e..g., a deg ee/o de 120, esolu ion would be abou 160km); howe e , his will inc ease
Fig. 2 Sa elli e g ound acks o he GRACE mission ( igu e by To s en Maye -Gü , Technische Uni e -
si ä G az)
1494
Su eys in Geophysics (2023) 44:1489–1517
1 3
he unce ain y o he solu ion and lead o a much highe le el o noise. As a esul , mo e
in ense spa ial il e ing (smoo hing) will be needed o educe his noise, which o en has
he e ec o damping he eco e ed TWS dynamics. In some o he GRACE li e a u e, a
esolu ion o abou 3° × 3° (330 × 330km) has been p oposed as a possible comp omise
be ween ha ing he highes possible esolu ion while s ill limi ing he le el o noise glob-
ally (Wa kins e al. 2015). Thus, many o he a ailable mon hly GRACE hyd ological
p oduc s based on sphe ical ha monics a e using solu ions ha a e e e ed o as up o (o
unca ed o) deg ee and o de 60 (Fig.3a). No e ha he ade-o be ween he numbe o
obse a ions used o cons ain he solu ion and he achie able spa ial esolu ion also makes
i possible o gene a e weekly o e en daily GRACE p oduc s albei a lowe spa ial esolu-
ion o wi h educed accu acy (Ku enbach e al. 2012). Finally, we no e ha some o he
low-deg ee coe icien s (like C20, a coe icien ela ed o he Ea h’s obla eness) a e no
pa icula ly well measu ed by GRACE and a e o en eplaced wi h da a om o he sou ces
like sa elli e lase anging (SLR) (Loomis e al. 2020).
2.3 Mass Concen a ion Blocks (Mascons)
The p ima y al e na i e o sphe ical ha monics o p ocessing GRACE da a and de i ing
mass anomalies is o use he so-called mass concen a ion blocks (abb e ia ed as mascons)
(Rowlands e al. 2005, 2010). A mascon co esponds o a small, p ede ined egion on he
Ea h’s su ace, o ins ance a 3° ec angula g id cell (Fig.3b). The app oach applies ime-
dependen mascon pa ame e s o adjus a s a ic ( o wa d modelled) g a i y ield so ha i
ma ches he ime-dependen mass su pluses o de ici s. This p ocedu e is di e en om
sphe ical ha monics in he sense ha a mascon is no a ep esen a ion o he global g a i y
ield, bu ins ead se es o quan i y a local mass anomaly. The s a ic g a i y ield is ypi-
cally a sphe ical ha monic solu ion based on se e al yea s o GRACE da a ha ac s as a
high- esolu ion and low-noise e e ence. An ad an age o ha ing loca ion-dependen mas-
con pa ame e s is ha hey can be mo e easily cons ained based on a p io i in o ma ion,
hus p o iding some imp o emen in e ms o he achie able spa ial esolu ion, especially
Fig. 3 TWS anomalies o he mon h o Decembe 2015, as eco e ed in wo di e en GRACE p oduc s. a
Sphe ical ha monic solu ion om he GeoFo schungsZen um (GFZ) and b mass concen a ion (mascon)
solu ion om he Je P opulsion Labo a o y (JPL). No e ha he mass anomalies a e mo e concen a ed bu
also blockie in he mascon solu ion. Bo h da ase s we e ob ained om NASA’s GRACE Tellus websi e
which p o ides a collec ion o da a p oduc s sui ed o hyd ological applica ions. In Decembe 2015, he e
was a la ge d ough o e mos o he Amazon basin which caused a signi ican nega i e TWS anomaly
as illus a ed he e. Sou ce da a: a GRC Tellus Land RL06 (GFZ), b JPL RL06M Ve sion 2.0 (as lis ed in
Table1)
1495
Su eys in Geophysics (2023) 44:1489–1517
1 3
o e pola egions which a e mo e densely sampled by GRACE’s g ound acks (Lu hcke
e al. 2006). The es ima ion o mascon pa ame e s can be imp o ed by using as an addi-
ional cons ain an expec ed a e age pa e n o co a iances o a iances be ween neigh-
bou ing mascons ( aken o ins ance om a hyd ologicalmodel o a p e ious GRACE
solu ion) (Wa kins e al. 2015; Sa e e al. 2016). An addi ional po en ial cons ain is o
implemen empo al co ela ion in he mascon pa ame e s, aking ad an age o he ac ha
many la ge-scale mass changes un old ela i ely slowly and a e hus au oco ela ed in ime.
In con as , sphe ical ha monic solu ions a e global in na u e and each mon hly solu ion is
usually independen om he nex . No e ha spa ial and/o empo al cons ain s can also be
in oduced in sphe ical ha monics, as in Ku enbach e al. (2012) o in Sa e e al. (2012).
Fo hyd ological applica ions, key ad an ages o cons ained mascon p oduc s com-
pa ed o uncons ained sphe ical ha monics a e ha he o iginal magni udes o he TWS
signals a e be e eco e ed and he TWS changes (especially along coas lines) a e be e
esol ed spa ially (Scanlon e al. 2016) (also see Fig.3). Mascon p oduc s a e also easie o
use in gene al as hey do no need o be spa ially il e ed (smoo hed) du ing pos p ocessing.
This is because some (geophysically mo i a ed) spa ial in o ma ion is explici ly guiding
he e ie al o he mascon solu ion, hus g ea ly educing he spa ial noise pa e ns. While
such cons ain s a e e ec i e in educing he noise, he numbe o obse a ions necessa y
o compu e a solu ion s ill places an uppe limi on he achie able maximum spa ial esolu-
ion (see he Sec ion2.2 on ‘Sphe ical ha monics’). Thus, while some cen es p o ide mas-
cons ha ha e a ela i ely ine spa ial esolu ion, o ins ance a 1° (110 × 110km) g id, he
e ec i e spa ial esolu ion emains close o 300 × 300km (Sa e e al. 2016).
2.4 De‑aliasing
Tempo al changes in he Ea h’s g a i y ield a e no only happening because o e es ial
wa e s o age a ia ions, bu also due o many o he p ocesses. Fo ins ance, he a mos-
phe ic and oceanic ci cula ions cause g a i y ield changes a empo al scales o a ew
hou s o a ew days (Dobslaw e al. 2013). Because GRACE obse a ions a e sensi i e
o hese p ocesses as well, he a iabili y caused by a mosphe ic and oceanic p ocesses
is said o be aliased on o he GRACE measu emen s (Fig.4a). In o he wo ds, he g a -
i y signal associa ed wi h land hyd ological p ocesses is con ol ed wi h g a i y signals
esul ing om highe - equency p ocesses. In o de o isola e he hyd ological e ec s, he
high- equency signals need o be es ima ed wi h obse a ion-d i en a mosphe ic eanaly-
sis (i.e. wea he models) and hen sub ac ed om he GRACE measu emen s. This p ocess
is called de-aliasing. Se e al de-aliasing p oduc s a e a ailable, such as he AOD1B p od-
uc om he Ge man GeoFo schungsZen um (GFZ) (Dobslaw e al. 2017). Fo end-use s
o GRACE hyd ology da a p oduc s, he choice o he de-aliasing me hod is a ely an issue
because his s ep is pe o med du ing he gene a ion o TWS anomaly ields. Howe e , i
is wo h knowing ha e o s in he a mosphe ic and oceanic ci cula ion models, oge he
wi h spa ial and empo al unde sampling o he g a i y ield changes associa ed wi h hose
ci cula ions (which complica es hei emo al) do con ibu e a la ge ac ion o he e o s
in e ie ed TWS anomalies (Han e al. 2004; Seo e al. 2008). In addi ion o educing
aliasing e o s, de-aliasing also implici ly emo es he con ibu ion o he a mosphe e o
mon hly mass changes.
1496
Su eys in Geophysics (2023) 44:1489–1517
1 3
2.5 De‑s iping andFil e ing
A long-s anding issue wi h GRACE da a p ocessing has been he p esence o unphysical
no h–sou h-o ien ed s ipes in maps o mass anomalies (e.g., Wou e s e al. 2014). The
o igin o hese s ipes lies mainly in he pola con igu a ion o he GRACE o bi s and he
along- ack o ien a ion o he wo sa elli es hemsel es, which causes no h–sou h g adi-
en s o be much be e obse ed han eas –wes ones. Simula ion s udies ha e shown ha
his o bi con igu a ion ends o magni y inaccu acies in he de-aliasing p oduc s, causing
s iping in he g a i y solu ions (Seo e al. 2008). Recen wo k by Peidou and Pagia akis
(2020) has also shown ha s iping may esul om sub-Nyquis a e ac s caused by la i-
udinal o e sampling o he low- equency g a i a ional signal o he geoid. In addi ion o
s ipes, measu emen s e o s and noise om many o he sou ces also cause esidual e o s
which con amina e he maps o TWS anomalies ob ained om aw GRACE solu ions.
a
b
c
Fig. 4 Illus a ion o some o he equen ly encoun e ed concep s in GRACE p ocessing. a Aliasing e e s
o he con amina ion o a low- equency signal, he e he hyd ological a iabili y, by an unde sampled high-
equency signal, he e idal and non- idal e ec s on he geopo en ial. De-aliasing e e s o he (impe ec )
emo al o aliasing using model es ima es o he high- equency signals. b Simpli ied ep esen a ion o he
co ela ed e o s a ec ing he mass anomalies eco e ed by GRACE and he use o il e ing echniques o
emo e hem. An unwan ed e ec o il e ing is ha i also a enua es and mixes up he ue geophysical sig-
nals, leading o a bias in he e ie ed TWS ampli ude and a leakage o TWS signals be ween neighbou ing
egions. c Gene a ion p ocess and usage o he model-based scale ac o s designed o co ec o biases in
GRACE TWS when compu ing egional a e ages a a la ge scale
1497
Su eys in Geophysics (2023) 44:1489–1517
1 3
Many app oaches ha e been p oposed o educe s iping pa e ns as well as o he e o s
in he mos e icien way. O iginally, la ge-scale (i.e. up o 1000km) Gaussian il e ing was
applied o he da a, e ec i ely emo ing he noise, bu wi h he nega i e consequence ha
many eal smalle -scale ea u es would be en i ely smoo hed ou (Wou e s e al. 2014).
This posed a signi ican challenge because e alua ing he i s GRACE TWS anomalies
agains hyd ological models equi ed ha he model da a unde go a compa able il e ing
(Schmid e al. 2006). Mo e ad anced echniques ake ad an age o he aniso opy o he
s iping pa e ns o op imally emo e he noise while s ill e aining mos o he eal spa ial
pa e ns (Swenson and Wah 2006b; Kusche 2007). The objec i e o hese de-s iping and
il e ing algo i hms has gene ally been o imp o e g idded GRACE hyd ology p oduc s
o egion-speci ic ime se ies ha a e based on sphe ical ha monics and make hem mo e
easily compa able o o he model-based o obse a ional da ase s. Fo mascon solu ions,
his p oblem is much less p ominen because he a p io i cons ain s used in he solu ions
explici ly mi iga e he noise. Thus, i is no necessa y o apply de-s iping o il e ing du -
ing mascon pos p ocessing.
2.6 Leakage
Due o he unca ion o sphe ical ha monics, he de-s iping, il e ing, and/o cons aining
p ocesses, g idded maps o TWS anomalies ha e a e y high deg ee o spa ial au oco ela-
ion which is, o a la ge pa , no ep esen a i e o he eal TWS anomaly pa e ns. The
spa ial smoo hing and il e ing inhe en o GRACE p ocessing algo i hms means ha he
TWS anomaly es ima ed a any gi en g id cell also inco po a es TWS signals occu ing
in he neighbou ing egion, ou side he a ea o in e es . The consequence is ha eal TWS
anomaly pa e ns may be dis o ed and signal ampli udes will be gene ally damped. In he
GRACE communi y, his e ec is usually e e ed o as signal leakage. Figu e4b illus a es
i o he gene al case o sphe ical ha monics pos p ocessing. Some au ho s p e e o use
he e m leakage o desc ibe he con amina ion by ex e nal signals and use he e m bias o
desc ibe signal damping (Klees e al. 2007). O he au ho s use he e m leakage o desc ibe
bo h e ec s (Swenson and Wah 2002).
Signal bias and leakage a e p oblema ic o hyd ological applica ions which a emp o
isola e he TWS anomalies occu ing wi hin a speci ic egion like a wa e shed o a la ge
aqui e . I is e en wo se when damped TWS changes a e combined o compa ed wi h
luxes in a wa e budge analysis. Va ious app oaches ha e been p oposed o add ess his
issue, which a ec s sphe ical ha monic solu ions mo e han mascon solu ions. I he egion
o in e es is p ecisely de ined, a speci ically op imized a e aging ke nel (o unc ion) can
be used o minimize he con amina ion by TWS signals ha a e loca ed ou side o he
egion o in e es (Swenson and Wah 2002). These a e aging ke nels a e also used o cal-
cula e he expec ed signal a enua ion and es ima e a mul iplica i e co ec ion ac o which
is used o es o e (o escale) he signal ampli ude (Velicogna and Wah 2006; Rodell e al.
2009), hus mi iga ing signal bias ( hough no leakage). In some cases, hyd ological model
da a may also be used o es ima e and emo e he leakage con ibu ion o TWS signals
ou side o he a ea o in e es (Swenson and Wah 2007). Fo he case o signal leakage
ac oss coas lines (i.e. be ween land and ocean mass changes), speci ic app oaches ha e
been de eloped o u he educe leakage and be e sepa a e he land and ocean mass con-
ibu ions (Chen e al. 2015; Wiese e al. 2016; T egoning e al. 2022). Howe e , leakage
and bias co ec ion echniques a e in gene al oo cumbe some o implemen o hyd olo-
gis s, glaciogis s, o o he end-use s who a e no amilia wi h GRACE da a p ocessing
1504
Su eys in Geophysics (2023) 44:1489–1517
1 3
no ed in Eq.1 co esponds o he di e ence be ween he s a and he end o he conside ed
ime pe iod. Howe e , GRACE ne e p o ides such ins an aneous es ima es o TWS, only
empo al a e ages aken o e he whole ime pe iod (Fig.6a). As a esul , di e en ia ing
mon hly GRACE da a only p o ides an app oxima e es ima e o
dTWS∕d
(Rodell e al.
2004; Swenson and Wah 2006a). This can be easily demons a ed o a ious di e ence
ope a o s and syn he ic ‘ oy’ model da a (Fig.6b).
Swenson and Wah (2006a) o iginally e alua ed he accu acy o he backwa ds di e -
ence app oxima ion using hyd ological model da a:
As demons a ed in Swenson and Wah (2006a) and as illus a ed in Fig.6b, app oxi-
ma ion e o s o a gi en mon h can be e y la ge, ex eme alues a e gene ally unde es i-
ma ed and may also be empo ally shi ed. Use s should e y ca e ully ake hese app oxi-
ma ion e o s in o accoun when de i ing any conclusions abou wa e balance closu e o
phase shi s be ween wa e s o age and wa e luxes on a mon hly basis. Because GRACE
obse a ions also con ain noise, compu ing cen ed di e ences has been epo ed o p o-
ide a mo e obus and less noisy app oxima ion o
dTWS∕d
as compa ed o o wa ds o
backwa ds di e ences (Lande e e al. 2010; Long e al. 2014; Pascolini-Campbell e al.
2020). This means compu ing he di e ence be ween he nex and he p eceding mon hs
and di iding ha by he ime di e ence. No e ha his in oduces some smoo hing in he
es ima e o
dTWS∕d
(see Fig.6b).
(3)
dTWS
d
≈
TWSA
−TWSA
−
1
Δ
Fig. 6 a Illus a i e TWS anomaly ime se ies gene a ed wi h a simpli ied hyd ological model. b Wa e
budge closu e a mon hly scale be ween he mon hly sum o wa e luxes (g een), and mon hly TWS
changes es ima ed wi h di e en app oaches: backwa ds di e ences o mon hly TWS a e ages (blue), cen-
ed di e ences o mon hly TWS a e ages (o ange), and he ac ual mon hly s o age change calcula ed om
he daily TWS ime se ies (black)
1505
Su eys in Geophysics (2023) 44:1489–1517
1 3
The mos impo an akeaway he e is ha compu ing a de i a i e o mon hly TWS o
ob ain mon hly TWS changes (
Δ
TWS, o
ΔTWSAm
) does no p o ide a necessa ily accu-
a e es ima e o
dTWS∕d
o use in Eq.1 (Rodell e al. 2004; Swenson and Wah 2006a).
I daily es ima es o wa e luxes (i.e. o P-ET-R) a e a ailable, i becomes possible o
mo e accu a ely compa e GRACE mon hly TWS da a agains wa e luxes (Rodell e al.
2004). In he ollowing, we p o ide equa ions ha can suppo such a o mal compa ison
be ween wa e luxes and mon hly GRACE da a. Fi s , TWS is de ined as he a e age TWS
calcula ed o e a whole mon h m which includes se e al days d = [1,…, n]:
Because GRACE can only p o ide anomalies wi h espec o some unknown long- e m
TWS a e age, wha is ac ually measu ed is a TWS anomaly (TWSA):
TWSd
is he absolu e wa e s o age on a gi en day o he mon h. (This absolu equan i y
canno be de i ed om GRACE obse a ions, as he sa elli es a e a ec ed by all mass, no
jus wa e mass.) Neglec ing la e al wa e edis ibu ion,
TWSd
can be de ined as he accu-
mula ion o he wa e luxes since he s a o he mon h, plus he TWS amoun which was
al eady he e jus be o e he mon h s a ed (Rodell e al. 2004; Swenson and Wah 2006a).
Fo ins ance, wi h Pi, ETi, and Ri exp essing daily sums,
Replacing TWSd in Eq.6 wi h he abo e exp ession yields he ollowing
This equa ion shows ha he GRACE TWS anomaly o a gi en mon h is ela ed o
he mean o he cumula i e sums o he wa e luxes o each day o he mon h, plus wo
unknown o se s. These o se s con enien ly cancel ou wi h di e en ia ion. Fo ins ance,
using Eq.8 and compu ing he backwa ds di e ence be ween wo consecu i e GRACE
mon hs m12 and m34, which s a a days n1 and n3, and end a days n2 and n4, espec i ely,
we ob ain (neglec ing measu emen e o s):
whe e
Δ
is he ime di e ence be ween he middle poin s o he wo mon hs. This o mu-
la ion co esponds o he di e ence in he unning means o he lux accumula ions (Rodell
(4)
dTWS
d
≈
TWSA
+1
−TWSA
−1
2Δ
(5)
TWS
m=
1
n
n
∑
d=1
TWS
d
(6)
TWSA
m=TWSm−TWS =
1
n
n
∑
d=1
TWSd−TWS
(7)
TWS
d=
[d
∑
i=
1
Pi−ETi−Ri
]
+TWSd=
0
(8)
TWSA
m=
1
n
n
∑
d=
1
[d
∑
i=
1
Pi−ETi−Ri
]
+TWSd=0−
TWS
(9)
dTWS
A
d =
TWSA
m34
−TWSA
m12
Δ
=
1
(n4−n3+1)∑n4
d=n3[∑d
i=n1
Pi−ETi−Ri]−1
(n2−n1+1)∑n2
d=n1[∑d
i=n1
Pi−ETi−Ri
]
Δ
1506
Su eys in Geophysics (2023) 44:1489–1517
1 3
e al. 2011). P o ided daily es ima es o P, ET, and R, a e a ailable, TWSA di e ences can
be o mally compa ed o wa e lux a iables using Eq.9.
3.6 Agg ega ing e o s
When in e p e ing use -le el g idded GRACE da a, i is bes o assume ha neighbou ing
pixels a e no independen o each o he . This needs o be aken in o accoun when compu -
ing e o es ima es o he TWS a e age a he basin scale o egion scale (Be ing on and
Robinson 2003). When compu ing an a e age o e an a ea con aining
i=[1, …,n]
pixels,
he agg ega ed e o a iance
𝜎2
is ob ained as he sum o he a iance–co a iance ma ix
o all he (g id poin le el) e o s.
whe e
w
is he weigh assigned o each g id poin ( o an a i hme ic a e age,
w=1∕n
)
and
𝜌i
,
j
is he co ela ion be ween he e o s (no be ween he TWS ime se ies) a he g id
le el. Tha co ela ion is assumed o decay exponen ially as a unc ion o he (sphe ical)
dis ance be ween g id poin s
Di
,
j
, wi h a a e ha is condi ioned by he so-called de-co -
ela ion leng h (
l
) o he e o . (No e ha his iso opic app oach neglec s he no h–sou h
e o s uc u e induced by s ipes.) The GRC Tellus Land webpage1 ecommends o use
l=300
km o he measu emen e o and
l=100
km o he leakage e o . I also p o ides
a pseudo-code o implemen ing his equa ion.
The o al e o is usually es ima ed in quad a u e (i.e. assuming he measu emen and
leakage e o s a e independen ):
𝜎2
o al
=𝜎
2
measu emen
+𝜎
2
leakage
Fo he 3° JPL mascons, assuming ha he measu emen e o s be ween mascons a e
independen , he abo e o mula ion can be adap ed o
𝜌i,j=1
i g id poin s i and j belong
o he same mascon and
𝜌i
,
j=0
o he wise ( o he measu emen e o s only). O he
app oaches o de e mine egional unce ain ies om mascon p oduc s a e discussed in
Loomis e al. (2019).
4 Applica ions o GRACE inHyd ology andClima e Science
This sec ion p o ides only a b ie o e iew o some o he mos common applica ions o
space-based e es ial wa e s o age obse a ions o eshwa e esou ces. Fo a mo e
comple e pe spec i e, we also sugges he e iews by F appa and Ramillien (2018) and
Chen e al. (2016) o g oundwa e moni o ing, Rodell e al. (2018) o long- e m ends in
eshwa e esou ces, Gi o o and Rodell (2019) o ex emes in e es ial wa e s o age,
Humph ey e al. (2016) o a clima ological summa y, Li e al. (2019) o da a assimila-
ion in o nume ical hyd ological models, Tapley e al. (2019) o clima e change impac s
(10)
𝜎
2=
n
∑
i=1
n
∑
j=1
wi𝜎i⋅wj𝜎j⋅𝜌i,
j
(11)
𝜌i
,
j
=e
−(Di,j)
2
2l2
1 h ps:// g ace. jpl. nasa. go / da a/ ge - da a/ mon h ly- mass- g ids- land/.
1507
Su eys in Geophysics (2023) 44:1489–1517
1 3
de ec ion wi h GRACE, and Chen e al. (2022) o a b oade e iew including GRACE
Follow-On.
4.1 Budge Residual App oaches
Because TWS is linked o o he componen s o he wa e cycle (Eq.1 and 2), i can be
used in combina ion wi h o he well-obse ed componen s in o de o es ima e ano he
(less well-obse ed) e m as he esidual o he budge equa ion. Fo ins ance, using
Eq.2, i is possible o es ima e g oundwa e s o age changes as ΔGW = ΔTWS – ΔSM
– ΔSWE – ΔSW – ΔLI – ΔBW, p o ided eliable es ima es o all he o he componen s
a e a ailable. Fo ins ance, Rodell e al. (2007) applied his app oach o es ima e g ound-
wa e changes in he Mississippi basin using GRACE TWS obse a ions, as well as hyd o-
logical model es ima es o soil mois u e and snow wa e equi alen (o he componen s
we e su icien ly small o be neglec ed). These basin-scale es ima es we e hen compa ed
agains insi u g oundwa e well obse a ions. This ype o app oach has been success-
ully epea ed o moni o seasonal as well as long- e m g oundwa e changes o e many
di e en egions and aqui e s o he wo ld (Yeh e al. 2006; Rodell e al. 2009; Famiglie i
e al. 2011; Shamsudduha e al. 2012; Feng e al. 2013; Richey e al. 2015a), and equi es
a ca e ul conside a ion o he e o p opaga ion. Indeed, because ΔGW is es ima ed as he
esidual o he o he e ms, i also accumula es es ima ion e o s om all hese a iables.
In combina ion wi h o he da a, GRACE-based g oundwa e a ia ions can be used o iden-
i y unsus ainable deple ion o wa e esou ces (Richey e al. 2015b).
Ano he ype o budge app oach is o in e Eq.1 in o de o es ima e wa e luxes in
a way ha gi es p ope conside a ion o he pa icula na u e o GRACE measu emen s
(see Sec . 3.5 In eg a ion wi h he wa e budge ). Because e apo anspi a ion is a gu-
ably one o he mos ill-obse ed wa e cycle a iables, he e is g ea in e es in ob aining
la ge-scale es ima es using a combina ion o GRACE TWS, p ecipi a ion, and uno da a
(Rodell e al. 2004; Swenson and Wah 2006a; Long e al. 2014). Recen ly, his app oach
has been used o e alua e model-based e apo anspi a ion o e he Amazon basin (Swann
and Ko en 2017), and U.S. basins (Pascolini-Campbell e al. 2020). O he au ho s ha e
used he same app oach o es ima e o he componen s o he wa e balance equa ion. Fo
ins ance, Beh angi e al. (2017) o Gi o o e al. (2021) ha e used GRACE da a o con-
s ain o imp o e p ecipi a ion es ima es, wi h he mos success o snow all. F eshwa e
discha ge has also been es ima ed om GRACE using a budge app oach o ins ance in
Syed e al. (2005) o in Famiglie i e al. (2009).
4.2 Moni o ing Ex emes
Unlike p ecipi a ion-based o me eo ological d ough indices, GRACE di ec ly obse es
changes in a ailable eshwa e esou ces, hus p o iding pa icula ly use ul in o ma ion
o hyd ological d ough moni o ing. Many di e en cha ac e is ics o la ge-scale hyd o-
logical d ough s such as du a ion, peak magni ude, se e i y, o spa ial ex en ha e been
in es iga ed wi h GRACE da a. A la ge numbe o d ough indices o me ics ha can
be used quan i y hese cha ac e is ics a a egional o global scale has been p oposed in
p e ious s udies (Thomas e al. 2014; Zhao e al. 2017; Kusche e al. 2016). Regionally,
excep ional d ough s which occu ed du ing he GRACE eco d ha e been well s udied
and epo ed. GRACE has p o ided a space-based pe spec i e o hese d ough s, o en in
he con ex o p e-exis ing eshwa e sca ci y and unsus ainable g oundwa e abs ac ions,
1508
Su eys in Geophysics (2023) 44:1489–1517
1 3
such as in Cali o nia (Famiglie i 2014), he Colo ado basin (Cas le e al. 2014), Texas
(Long e al. 2013), No hwes e n China (Cao e al. 2015), o he Tig is-Euph a es egion
(Voss e al. 2013). Many o hese d ough s ha e also been s udied om he pe spec i e o
decadal clima e a iabili y and oscilla ions like he El Niño Sou he n Oscilla ion (ENSO),
o ins ance o e he Yang ze i e basin (Zhang e al. 2015), in A gen ina (Chen e al.
2010b), he Amazon basin (F appa e al. 2012; Chaudha i e al. 2019), o a he global
scale (Fo oo an e al. 2019). In ac , mos o he in e -annual a iabili y in GRACE TWS
changes can be ela ed o clima e indices such as ENSO (Ni e al. 2017; P e e e al. 2021).
GRACE obse a ions a e also ou inely assimila ed in o hyd ological models in o de o
p oduce con inuous maps o d ough indica o s (Houbo g e al. 2012; Li e al. 2019) and
d ough o ecas s (Ge i ana e al. 2020). Mo e ecen ly, GRACE obse a ions ha e been
inc easingly used as an ancilla y da ase o quan i y d ough impac s on e es ial ecosys-
ems. Fo ins ance, GRACE da a has been used o s udy he esponse o he Amazonian
o es o he excep ional 2015–2016 d ough (Yang e al. 2018; Gloo e al. 2018) o he
ole o g oundwa e in bu e ing he impac o hea wa es on ege a ion (Mu e al. 2021).
Vege a ion also modula es he con ibu ion o he di e en wa e s o es o he o al TWS
a iabili y (T au mann e al. 2022). A he global and egional scales, GRACE-based e -
es ial wa e s o age a ia ions a e associa ed wi h anomalies in ca bon seques a ion by
e es ial ecosys ems ha a e isible in a mosphe ic CO2 concen a ions (Humph ey e al.
2018; Bas os e al. 2020).
Besides moni o ing d ough s, e es ial wa e s o age obse a ions a e also use ul o
moni o lood po en ial. Because he isk o la ge loods is inc eased in he p esence o
sa u a ed soils and illed wa e s o es, GRACE obse a ions can be used o p edic he like-
lihood o loods a se e al mon hs’ lead ime (Reage and Famiglie i 2009; Reage e al.
2014). Al hough hey a e ypically mo e sho -li ed han d ough s, and hus mo e di i-
cul o cap u e in mon hly GRACE solu ions, majo loods can also be diagnosed in he
GRACE eco d. Fo ins ance, Chen e al. (2010a) s udied he TWS anomalies associa ed
wi h he excep ional 2009 Amazon lood. O e he Tonlé Sap basin, in Cambodia, Tangda-
m ongsub e al. (2016) could de i e a ema kably obus ela ionship be ween TWS anom-
alies and inunda ed ex en based on MODIS. S ill, he e a e signi ican ly ewe s udies
using GRACE o moni o loods (compa ed o d ough s), mainly because o hei limi ed
spa ial and empo al ex en , which is poo ly cap u ed by he mon hly and coa se esolu ion
GRACE obse a ions. Thus, o loods, i makes mos sense o assimila e GRACE da a
in o hyd ological models wi h he aim o imp o ing lood wa ning sys ems in combina ion
wi h o he highe - esolu ion da a (Reage e al. 2015).
4.3 Syne gies wi hHyd ological andClima e Models
GRACE obse a ions may be used in combina ion wi h nume ical models in a a ie y
o ways. He e, we will co e wo b oad ca ego ies. Fi s , GRACE obse a ions o TWS
anomalies can be used as an independen benchma k o e alua e o compa e a collec ion
o hyd ological and clima e models. Second, GRACE da a can also be assimila ed in o a
nume ical model. In his case, some in o ma ion de i ed om GRACE is ans e ed o
he model, wi h he goal o imp o ing i . Classically, his can be done ei he by uning he
model pa ame e s so ha he model ou pu bes i s wi h GRACE da a (model calib a ion),
o by o ce ully adap ing he model s a e (and po en ially b eaking he mass o ene gy bal-
ance) so ha he model is b ough close o he obse a ions (da a assimila ion). Se e al
examples o hese di e en applica ions can be ound in he li e a u e.
1509
Su eys in Geophysics (2023) 44:1489–1517
1 3
Va ious in e na ionally used model benchma king ools ely on GRACE da a o pe o m
model in e compa isons. Fo ins ance he In e na ional Land Model Benchma king sys em
(ILAMB) is used o e alua e land su ace and hyd ological models (Collie e al. 2018), and
he Ea h Sys em Model E alua ion Tool (ESMValTool) (Ey ing e al. 2016b) is used o
e alua e global coupled clima e models pa icipa ing in he Coupled Model In e compa i-
son P ojec (CMIP) (Ey ing e al. 2016a). Compa isons be ween GRACE and hyd ological
models has shown ha many models end o p oduce a peak seasonal TWS ha occu s oo
ea ly compa ed o GRACE obse a ions, po en ially ela ed o a gene al unde es ima ion o
he o e all wa e s o age capaci y (Schellekens e al. 2017). Limi a ions in he ep esen a-
ion o TWS be ween he di e en models (inclusion o su ace and g ound wa e s o es,
modelling o g oundwa e abs ac ions), as well as unce ain ies in he me eo ological
o cing, may also explain some o he di e ences wi h GRACE obse a ions. Consis en
wi h hese indings, land su ace and hyd ological models we e ound o lack in e -annual
a iabili y compa ed o GRACE, especially o e semi-a id and opical egions, a si ua-
ion which u he impac s he ep esen a ion o he ca bon cycle in hese models (Hum-
ph ey e al. 2018). Models we e also shown o unde es ima e he magni ude o long- e m
TWS ends compa ed o GRACE da a (Scanlon e al. 2018; Yang e al. 2020). In a ecen
s udy, Jensen e al. (2019) compa ed he long- e m ends in GRACE TWS agains clima e
change induced ends in wa e s o age as simula ed by coupled clima e models o e he
las cen u y. Pa ly due o he di icul y o de i ing obus ends om he sho GRACE
eco d, hey ound limi ed ag eemen , excep in egions wi h s ong p ojec ed d ying ends
such as he Medi e anean basin and he Sou hwes e n Uni ed S a es. This limi ed ag ee-
men also occu sbecause a subs an ial ac ion o he nega i e TWS ends obse ed om
GRACE globally is ela ed o g oundwa e abs ac ions a he han o clima ic changes (An
e al. 2021).
In addi ion o model e alua ions, GRACE is also ou inely used o calib a ion and/o
da a assimila ion in o hyd ological models. Model pa ame e iza ion exe cises in ol ing
GRACE TWS include o example he wo k by Lo e al. (2010) who used GRACE da a o
calib a e g oundwa e pa ame e s o he Communi y Land Model (CLM) o by Swenson
and Law ence (2015) who de i ed an op imal soil hickness map also o CLM. We h
e al. (2009) used basin-scale GRACE obse a ions o calib a e he Wa e GAP Global
Hyd ology Model (WGHM) and ound ha he model pa ame e s which we e he mos
sensi i e o TWS as a model cons ain we e highly dependen on clima e egions and he
ela i e impo ance o he di e en hyd ological p ocesses (snowmel , e apo anspi a ion,
loodplain dynamics). In addi ion o s udies ocusing on he calib a ion o model pa ame-
e s, a la ge numbe o s udies ha e also used da a assimila ion echniques, such as Ensem-
ble Kalman il e s, wi h he goal imp o ing he model’s ep esen a ion o wa e s o es and
luxes o e he pe iod whe e GRACE da a is a ailable, wi hou a emp ing o imp o e
model physics o pa ame e s. In his case, assimila ion o GRACE in o nume ical models
can also be iewed as a (model-dependen ) way o bo h downscaling and disagg ega ing
TWS obse a ions in o cons i u ing indi idual wa e s o es (i.e. soil mois u e, g oundwa-
e , e c.) (S ampoulis e al. 2019). The impac o da a assimila ion on he pe o mance o
hyd ological models has gene ally been epo ed o be posi i e. Fo ins ance, Zai chik e al.
(2008) ound ha assimila ion o GRACE TWS led o highe model skill when compa ed
o insi u g oundwa e , Li e al. (2012) ob ained imp o emen s in uno es ima es in mos
cases, Tangdam ongsub e al. (2015) ound imp o ed pe o mance agains insi u g ound-
wa e bu only sligh imp o emen o s eam low, and Kuma e al. (2016) ob ained a be -
e pe o mance o g oundwa e bu egionally a iable impac s in e ms o i e discha ge
and e apo anspi a ion. In cases whe e an h opogenic p ocesses play an impo an ole,
1510
Su eys in Geophysics (2023) 44:1489–1517
1 3
bu a e no ep esen ed in he model (e.g., g oundwa e use and/o i iga ion), assimila -
ing GRACE da a can ac ually lead o a signi ican dec ease in model pe o mance (Gi o o
e al. 2017). Assimila ing GRACE da a in o nume ical models also poses some c i ical
(and no ully esol ed) echnical challenges because o i s qui e coa se spa ial esolu ion
and mon hly sampling (Eicke e al. 2014). In addi ion, he peculia , spa ially co ela ed,
e o s uc u es o GRACE da a also need o be aken in o accoun by he da a assimila ion
me hods (Schumache e al. 2016; Khaki e al. 2017). Finally, assimila ing only GRACE
TWS da a in o a hyd ological model may also lead o a deg ada ion in pe o mance o
some o he a iables. Thus, he assimila ion o GRACE simul aneously wi h se e al o he
emo ely sensed wa e a iables, such as mic owa e-based soil mois u e o lake al ime y
cons i u es one o he logical nex s eps (e.g., an Dijk e al. 2014; Tian e al. 2017; Khaki
e al. 2019).
Acknowledgemen s V.H. acknowledges inancial suppo om he Swiss Na ional Science Founda ion
(g an no. P4P4P2_194464). Da a sou ces a e accessible as lis ed in Table1 o men ioned in he main ex .
V.H. was esponsible o he concep ualiza ion, li e a u e sea ch, igu es (excep Fig.2), and ini ial d a .
M.R. and A.E. con ibu ed o he main ex and comple ed he li e a u e sea ch. We hank To s en Maye -
Gü a Technische Uni e si ä G az o gi ing us pe mission o use Fig.2. We hank D . Julia P e e a
Magellium o cons uc i e commen s and sugges ions on he manusc ip .
Funding Open access unding p o ided by Swiss Fede al Ins i u e o Technology Zu ich.
Decla a ions
Con lic o in e es The au ho s ha e no compe ing in e es s o decla e ha a e ele an o he con en o his
a icle.
Open Access This a icle is licensed unde a C ea i e Commons A ibu ion 4.0 In e na ional License,
which pe mi s use, sha ing, adap a ion, dis ibu ion and ep oduc ion in any medium o o ma , as long
as you gi e app op ia e c edi o he o iginal au ho (s) and he sou ce, p o ide a link o he C ea i e Com-
mons licence, and indica e i changes we e made. The images o o he hi d pa y ma e ial in his a icle
a e included in he a icle’s C ea i e Commons licence, unless indica ed o he wise in a c edi line o he
ma e ial. I ma e ial is no included in he a icle’s C ea i e Commons licence and you in ended use is no
pe mi ed by s a u o y egula ion o exceeds he pe mi ed use, you will need o ob ain pe mission di ec ly
om he copy igh holde . To iew a copy o his licence, isi h p:// c ea i eco mmons. o g/ licen ses/ by/4. 0/.
Re e ences
Abelen S, Sei z F (2013) Rela ing sa elli e g a ime y da a o global soil mois u e p oduc s ia da a ha -
moniza ion and co ela ion analysis. Remo e Sens En i on 136:89–98. h ps:// doi. o g/ 10. 1016/j. se.
2013. 04. 012
An L, Wang J, Huang J, Pokh el Y, Hugonne R, Wada Y, Cáce es D, Mülle Schmied H, Song C, Be hie
E, Yu H, Zhang G (2021) Di e gen Causes o Te es ial Wa e S o age Decline Be ween D ylands
and Humid Regions Globally. Geophys Res Le 48. h ps:// doi. o g/ 10. 1029/ 2021g l0950 35
Bas os A, O’Sulli an M, Ciais P, Makowski D, Si ch S, F iedlings ein P, Che allie F, Rödenbeck C, Pon-
g a z J, Luijkx IT, Pa a PK, Peylin P, Canadell JG, Laue wald R, Li W, Smi h NE, Pe e s W, Goll
DS, Jain AK, Ka o E, Liene S, Lomba dozzi DL, Ha e d V, Nabel JEMS, Poul e B, Tian H, Walke
AP, Zaehle S (2020) Sou ces o unce ain y in egional and global e es ial CO2 exchange es i-
ma es. Glob Biogeochem Cy 34. h ps:// doi. o g/ 10. 1029/ 2019g b0063 93
Beh angi A, Ga dne AS, Reage JT, Fishe JB (2017) Using GRACE o cons ain p ecipi a ion amoun o e
cold moun ainous basins. Geophys Res Le 44:219–227. h ps:// doi. o g/ 10. 1002/ 2016g l0718 32
Be ing on PR, Robinson DK (2003) Da a educ ion and e o analysis o he physical sciences, Thi d edi-
ion ed. McG aw-Hill, Bos on
1511
Su eys in Geophysics (2023) 44:1489–1517
1 3
Cao Y, Nan Z, Cheng G (2015) GRACE G a i y sa elli e obse a ions o e es ial wa e s o age changes
o d ough cha ac e iza ion in he a id land o No hwes e n China. Remo e Sens 7:1021–1047.
h ps:// doi. o g/ 10. 3390/ s701 01021
Cas le SL, Thomas BF, Reage JT, Rodell M, Swenson SC, Famiglie i JS (2014) G oundwa e deple-
ion du ing d ough h ea ens u u e wa e secu i y o he Colo ado Ri e Basin. Geophys Res Le
41:5904–5911. h ps:// doi. o g/ 10. 1002/ 2014g l0610 55
Chaudha i S, Pokh el Y, Mo an E, Miguez-Macho G (2019) Mul i-decadal hyd ologic change and a iabil-
i y in he Amazon Ri e basin: unde s anding e es ial wa e s o age a ia ions and d ough cha ac-
e is ics. Hyd ol Ea h Sys Sci 23:2841–2862. h ps:// doi. o g/ 10. 5194/ hess- 23- 2841- 2019
Chen J, Famiglie i JS, Scanlon BR, Rodell M (2016) G oundwa e s o age changes: p esen s a us om
GRACE obse a ions. Su Geophys 37:397–417. h ps:// doi. o g/ 10. 1007/ s10712- 015- 9332-4
Chen J, Cazena e A, Dahle C, Llo el W, Pane I, P e e J, Mo ei a L (2022) Applica ions and Challenges
o GRACE and GRACE ollow-on sa elli e g a ime y. Su Geophys. h ps:// doi. o g/ 10. 1007/
s10712- 021- 09685-x
Chen JL, Wilson CR, Tapley BD (2010a) The 2009 excep ional Amazon lood and in e annual e es ial
wa e s o age change obse ed by GRACE. Wa e Resou Res 46:W12526. h ps:// doi. o g/ 10. 1029/
2010W R0093 83
Chen JL, Wilson CR, Tapley BD, Longue e gne L, Yang ZL, Scanlon BR (2010b) Recen La Pla a basin
d ough condi ions obse ed by sa elli e g a ime y. J Geophys Res A mos 115:D22108. h ps:// doi.
o g/ 10. 1029/ 2010J D0146 89
Chen JL, Wilson CR, Li J, Zhang Z (2015) Reducing leakage e o in GRACE-obse ed long- e m ice
mass change: a case s udy in Wes An a c ica. J Geodesy 89:925–940. h ps:// doi. o g/ 10. 1007/
s00190- 015- 0824-2
Collie N, Ho man FM, Law ence DM, Keppel-Aleks G, Ko en CD, Riley WJ, Mu M, Rande son JT
(2018) The in e na ional land model benchma king (ILAMB) sys em: design, heo y, and Implemen-
a ion. J Ad Model Ea h Sys 10:2731–2754. h ps:// doi. o g/ 10. 1029/ 2018m s0013 54
C o eau MJ, Ne em RS, Loomis BD, Sabaka TJ (2020) De elopmen o a daily GRACE Mascon solu ion
o e es ial wa e s o age. J Geophys Res Solid Ea h 125. h ps:// doi. o g/ 10. 1029/ 2019j b0184 68
Dobslaw H, Flech ne F, Be gmann-Wol I, Dahle C, Dill R, Esselbo n S, Sasgen I, Thomas M (2013) Sim-
ula ing high- equency a mosphe e-ocean mass a iabili y o dealiasing o sa elli e g a i y obse a-
ions: AOD1B RL05. J Geophys Res Oceans 118:3704–3711. h ps:// doi. o g/ 10. 1002/ jg c. 20271
Dobslaw H, Be gmann-Wol I, Dill R, Po opa L, Thomas M, Dahle C, Esselbo n S, König R, Flech ne
F (2017) A new high- esolu ion model o non- idal a mosphe e and ocean mass a iabili y o de-
aliasing o sa elli e g a i y obse a ions: AOD1B RL06. Geophys J In 211:263–269. h ps:// doi. o g/
10. 1093/ gji/ ggx302
Döll P, F i sche M, Eicke A, Mülle Schmied H (2014) Seasonal wa e s o age a ia ions as impac ed by
wa e abs ac ions: compa ing he ou pu o a global hyd ological model wi h GRACE and GPS
obse a ions. Su Geophys 35:1311–1331. h ps:// doi. o g/ 10. 1007/ s10712- 014- 9282-2
Eicke A, Schumache M, Kusche J, Doll P, Mulle Schmied H (2014) Calib a ion/da a assimila ion
app oach o in eg a ing GRACE da a in o he Wa e GAP global hyd ology model (WGHM) using
an ensemble kalman il e : i s esul s. Su Geophys 35:1285–1309. h ps:// doi. o g/ 10. 1007/
s10712- 014- 9309-8
Elsaka B, Raimondo J-C, B ieden P, Reubel T, Kusche J, Flech ne F, I an Pou S, Sneeuw N, Mülle J
(2013) Compa ing se en candida e mission con igu a ions o empo al g a i y ield e ie al h ough
ull-scale nume ical simula ion. J Geodesy 88:31–43. h ps:// doi. o g/ 10. 1007/ s00190- 013- 0665-9
Ey ing V, Bony S, Meehl GA, Senio CA, S e ens B, S ou e RJ, Taylo KE (2016a) O e iew o he cou-
pled model in e compa ison p ojec phase 6 (CMIP6) expe imen al design and o ganiza ion. Geosci
Model De 9:1937–1958
Ey ing V, Righi M, Laue A, E aldsson M, Wenzel S, Jones C, Ana A, And ews O, Cionni I, Da in EL,
Dese C, Ehb ech C, F iedlings ein P, Gleckle P, Go schald K-D, Hagemann S, Juckes M, Kin-
de mann S, K as ing J, Kune D, Le ine R, Loew A, Mäkelä J, Ma in G, ason E, Phillips AS, Read
S, Rio C, Roeh ig R, Sen leben D, S e l A, an Ul LH, Wal on J, Wang S, Williams KD (2016b)
ESMValTool ( 1.0)—a communi y diagnos ic and pe o mance me ics ool o ou ine e alua ion o
Ea h sys em models in CMIP. Geosci Model De 9:1747-1802. 10.5194/gmd-9-1747-2016b
Famiglie i JS, Syed TH, Chambe s DP (2009) GRACE-based es ima es o e es ial eshwa e discha ge
om basin o con inen al scales. J Hyd ome eo ol 10:22–40. h ps:// doi. o g/ 10. 1175/ 2008j hm993.1
Famiglie i JS, Lo M, Ho SL, Be hune J, Ande son KJ, Syed TH, Swenson SC, de Linage CR, Rodell M
(2011) Sa elli es measu e ecen a es o g oundwa e deple ion in Cali o nia’s Cen al Valley. Geo-
phys Res Le 38:L03403. h ps:// doi. o g/ 10. 1029/ 2010G L0464 42
1512
Su eys in Geophysics (2023) 44:1489–1517
1 3
Famiglie i JS (2014) The global g oundwa e c isis. Na Clim Chang 4:945–948. h ps:// doi. o g/ 10. 1038/
nclim a e24 25
Feng W, Zhong M, Lemoine J-M, Biancale R, Hsu H-T, Xia J (2013) E alua ion o g oundwa e deple ion
in No h China using he g a i y eco e y and clima e expe imen (GRACE) da a and g ound-based
measu emen s. Wa e Resou Res 49:2110–2118. h ps:// doi. o g/ 10. 1002/ w c . 20192
Flech ne F, Reigbe C, Rummel R, Balmino G (2021) Sa elli e g a ime y: a e iew o i s ealiza ion. Su
Geophys 42:1029–1074. h ps:// doi. o g/ 10. 1007/ s10712- 021- 09658-0
Fo oo an E, Khaki M, Schumache M, Wul meye V, Meh nega N, an Dijk AIJM, B occa L, Fa zaneh
S, Akinluyi F, Ramillien G, Shum CK, Awange J, Mos a aie A (2019) Unde s anding he global
hyd ological d ough s o 2003–2016 and hei ela ionships wi h eleconnec ions. Sci To al En i on
650:2587–2604. h ps:// doi. o g/ 10. 1016/j. sci o en . 2018. 09. 231
F appa F, Papa F, da Sil a JS, Ramillien G, P igen C, Seyle F, Calman S (2012) Su ace eshwa e
s o age and dynamics in he Amazon basin du ing he 2005 excep ional d ough . En i on Res Le
7:L044010
F appa F, Ramillien G (2018) Moni o ing g oundwa e s o age changes using he g a i y eco e y and
clima e expe imen (GRACE) sa elli e mission: a e iew. Remo e Sens. 10, h ps:// doi. o g/ 10. 3390/
s100 60829
Ge i ana A, Kuma S, Gi o o M, Rodell M (2017) Ri e s and loodplains as key componen s o global e -
es ial wa e s o age a iabili y. Geophys Res Le 44:10359–310368. h ps:// doi. o g/ 10. 1002/ 2017g
l0746 84
Ge i ana A, Rodell M, Kuma S, Beaudoing HK, A senaul K, Zai chik B, Sa e H, Be adpu S (2020)
GRACE imp o es seasonal g oundwa e o ecas ini ializa ion o e he Uni ed S a es. J Hyd ome e-
o ol 21:59–71. h ps:// doi. o g/ 10. 1175/ jhm-d- 19- 0096.1
Gi o o M, De Lannoy GJM, Reichle RH, Rodell M, D ape C, Bhanja SN, Mukhe jee A (2017) Bene i s
and pi alls o GRACE da a assimila ion: a case s udy o e es ial wa e s o age deple ion in India.
Geophys Res Le 44:4107–4115. h ps:// doi. o g/ 10. 1002/ 2017g l0729 94
Gi o o, M., and Rodell, M.: Te es ial wa e s o age, in: Ex eme Hyd oclima ic E en s and Mul i a ia e
Haza ds in a Changing En i onmen , 41–64, 2019.
Gi o o M, Reichle R, Rodell M, Maggioni V (2021) Da a assimila ion o e es ial wa e s o age obse -
a ions o es ima e p ecipi a ion luxes: a syn he ic expe imen . Remo e Sens 13. h ps:// doi. o g/ 10.
3390/ s130 61223
Gloo E, Wilson C, Chippe ield MP, Che allie F, Bue mann W, Boesch H, Pa ke R, Somku i P, Ga i LV,
Co eia C, Domingues LG, Pe e s W, Mille J, Dee e MN, Sulli an MJP (2018) T opical land ca bon
cycle esponses o 2015/16 El Niño as eco ded by a mosphe ic g eenhouse gas and emo e sensing
da a. Philos T ans R Soc B Biol Sci 373. h ps:// doi. o g/ 10. 1098/ s b. 2017. 0302
Haagmans R, Siemes C, Masso i L, Ca az O, Sil es in P (2020) ESA’s nex -gene a ion g a i y mis-
sion concep s. Rendicon i Lincei Scienze Fisiche e Na u ali 31:15–25. h ps:// doi. o g/ 10. 1007/
s12210- 020- 00875-0
Han S-C, Jekeli C, Shum CK (2004) Time- a iable aliasing e ec s o ocean ides, a mosphe e, and con i-
nen al wa e mass on mon hly mean GRACE g a i y ield. J Geophys Res Solid Ea h 109. h ps:// doi.
o g/ 10. 1029/ 2003j b0025 01
Hi schi M, Sene i a ne SI (2017) Basin-scale wa e -balance da ase (BSWB): an upda e. Ea h Sys Sci
Da a 9:251–258. h ps:// doi. o g/ 10. 5194/ essd-9- 251- 2017
Houbo g R, Rodell M, Li B, Reichle R, Zai chik BF (2012) D ough indica o s based on model-assimi-
la ed g a i y eco e y and clima e expe imen (GRACE) e es ial wa e s o age obse a ions. Wa e
Resou Res 48:W07525. h ps:// doi. o g/ 10. 1029/ 2011W R0112 91
Humph ey V, Gudmundsson L, Sene i a ne SI (2016) Assessing global wa e s o age a iabili y om
GRACE: ends, seasonal cycle, subseasonal anomalies and ex emes. Su Geophys 37:357–395.
h ps:// doi. o g/ 10. 1007/ s10712- 016- 9367-1
Humph ey V, Zscheischle J, Ciais P, Gudmundsson L, Si ch S, Sene i a ne SI (2018) Sensi i i y o a mos-
phe ic CO2 g ow h a e o obse ed changes in e es ial wa e s o age. Na u e 560:628–631. h ps://
doi. o g/ 10. 1038/ s41586- 018- 0424-4
Humph ey V, Gudmundsson L (2019) GRACE-REC: a econs uc ion o clima e-d i en wa e s o -
age changes o e he las cen u y. Ea h Sys Sci Da a 11:1153–1170. h ps:// doi. o g/ 10. 5194/
essd- 11- 1153- 2019
Jensen L, Eicke A, Dobslaw H, S acke T, Humph ey V (2019) Long- e m we ing and d ying ends in land
wa e s o age de i ed om GRACE and CMIP5 models. J Geophys Res A mos. h ps:// doi. o g/ 10.
1029/ 2018j d0299 89
1513
Su eys in Geophysics (2023) 44:1489–1517
1 3
Khaki M, Schumache M, Fo oo an E, Kuhn M, Awange JL, an Dijk AIJM (2017) Accoun ing o spa ial
co ela ion e o s in he assimila ion o GRACE in o hyd ological models h ough localiza ion. Ad
Wa e Resou 108:99–112. h ps:// doi. o g/ 10. 1016/j. ad wa es. 2017. 07. 024
Khaki M, Ho ei I, Kuhn M, Fo oo an E, Awange J (2019) Assessing da a assimila ion amewo ks o using
mul i-mission sa elli e p oduc s in a hyd ological con ex . Sci To al En i on 647:1031–1043. h ps://
doi. o g/ 10. 1016/j. sci o en . 2018. 08. 032
Klees R, Zap ee a EA, Winsemius HC, Sa enije HHG (2007) The bias in GRACE es ima es o con-
inen al wa e s o age a ia ions. Hyd ol Ea h Sys Sci 11:1227–1241. h ps:// doi. o g/ 10. 5194/
hess- 11- 1227- 2007
Kuma SV, Zai chik BF, Pe e s-Lida d CD, Rodell M, Reichle R, Li B, Jasinski M, Mocko D, Ge i ana A,
De Lannoy G, Cosh MH, Hain CR, Ande son M, A senaul KR, Xia Y, Ek M (2016) Assimila ion
o g idded GRACE e es ial wa e s o age es ima es in he No h Ame ican land da a assimila ion
sys em. J Hyd ome eo ol 17:1951–1972. h ps:// doi. o g/ 10. 1175/ jhm-d- 15- 0157.1
Ku enbach E, Eicke A, Maye -Gü T, Holschneide M, Hayn M, Fuh mann M, Kusche J (2012) Imp o ed
daily GRACE g a i y ield solu ions using a Kalman smoo he . J Geodyn 59–60:39–48. h ps:// doi.
o g/ 10. 1016/j. jog. 2012. 02. 006
Kusche J (2007) App oxima e deco ela ion and non-iso opic smoo hing o ime- a iable GRACE- ype
g a i y ield models. J Geodesy 81:733–749. h ps:// doi. o g/ 10. 1007/ s00190- 007- 0143-3
Kusche J, Eicke A, Fo oo an E, Sp inge A, Longue e gne L (2016) Mapping p obabili ies o ex eme con-
inen al wa e s o age changes om space g a ime y. Geophys Res Le 43:8026–8034. h ps:// doi.
o g/ 10. 1002/ 2016g l0695 38
Lambe A, Huang J, an de Kamp G, Hen on J, Mazzo i S, James TS, Cou ie N, Ba AG (2013) Meas-
u ing wa e accumula ion a es using GRACE da a in a eas expe iencing glacial isos a ic adjus men :
The Nelson Ri e basin. Geophys Res Le 40:6118–6122. h ps:// doi. o g/ 10. 1002/ 2013g l0579 73
Lande e FW, Dickey JO, Gün ne A (2010) Te es ial wa e budge o he Eu asian pan-A c ic om
GRACE sa elli e measu emen s du ing 2003–2009. J Geophys Res 115. h ps:// doi. o g/ 10. 1029/ 2010j
d0145 84
Lande e FW, Swenson SC (2012) Accu acy o scaled GRACE e es ial wa e s o age es ima es. Wa e
Resou Res 48:W04531. h ps:// doi. o g/ 10. 1029/ 2011W R0114 53
Lande e FW, Flech ne FM, Sa e H, Webb FH, Bandiko a T, Be ige WI, Be adpu SV, Byun SH, Dahle
C, Dobslaw H, Fahnes ock E, Ha ey N, Kang Z, K uizinga GLH, Loomis BD, McCullough C, Mu -
böck M, Nagel P, Paik M, Pie N, Poole S, S ekalo D, Tamisiea ME, Wang F, Wa kins MM, Wen
HY, Wiese DN, Yuan DN (2020) Ex ending he global mass change da a eco d: GRACE ollow‐on
ins umen and science da a pe o mance. Geophys Res Le 47. h ps:// doi. o g/ 10. 1029/ 2020g l0883
06
Le ine PA, Rande son JT, Chen Y, P i cha d MS, Xu M, Ho man FM (2019) Soil Mois u e a iabili y
in ensi ies and p olongs Eas e n Amazon empe a u e and ca bon cycle esponse o El Niño-Sou he n
oscilla ion. J Clim 32:1273–1292. h ps:// doi. o g/ 10. 1175/ jcli-d- 18- 0150.1
Li B, Rodell M, Zai chik BF, Reichle RH, Kos e RD, an Dam TM (2012) Assimila ion o GRACE e -
es ial wa e s o age in o a land su ace model: E alua ion and po en ial alue o d ough moni o ing
in wes e n and cen al Eu ope. J Hyd ol 446–447:103–115. h ps:// doi. o g/ 10. 1016/j. jhyd ol. 2012. 04.
035
Li B, Rodell M, Kuma S, Beaudoing HK, Ge i ana A, Zai chik BF, Goncal es LG, Cosse in C, Bhanja S,
Mukhe jee A, Tian S, Tangdam ongsub N, Long D, Nan eza J, Lee J, Policelli F, Goni IB, Dai a D,
Bila M, Lannoy G, Mocko D, S eele-Dunne SC, Sa e H, Be adpu S (2019) Global GRACE da a
assimila ion o g oundwa e and d ough moni o ing: ad ances and challenges. Wa e Resou Res
55:7564–7586. h ps:// doi. o g/ 10. 1029/ 2018w 0246 18
Li F, Kusche J, Chao N, Wang Z, Löche A (2021) Long‐ e m (1979‐p esen ) o al wa e s o age anomalies
o e he global land de i ed by econs uc ing GRACE da a. Geophys Res Le 48. h ps:// doi. o g/ 10.
1029/ 2021g l0934 92
Lo MH, Famiglie i JS, Yeh PJF, Syed TH (2010) Imp o ing pa ame e es ima ion and wa e able dep h
simula ion in a land su ace model using GRACE wa e s o age and es ima ed base low da a. Wa e
Resou ces Res 46
Löche A, Kusche J (2020) A hyb id app oach o eco e ing high- esolu ion empo al g a i y ields om
sa elli e lase anging. J Geodesy 95. h ps:// doi. o g/ 10. 1007/ s00190- 020- 01460-x
Long D, Scanlon BR, Longue e gne L, Sun AY, Fe nando DN, Sa e H (2013) GRACE sa elli e moni o -
ing o la ge deple ion in wa e s o age in esponse o he 2011 d ough in Texas. Geophys Res Le
40:3395–3401. h ps:// doi. o g/ 10. 1002/ g l. 50655