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Journal of Environmental Management 354 (2024) 120385 Available online 20 February 2024 0301-4797/© 2024 The Authors. Published by Elsevier Ltd. This is an open access article under the CC BY license (http://creativecommons.org/licenses/by/4.0/). Research article What does it take to renature cities? An expert-based analysis obarriers and strategies or the implementation onature-based solutions Joana A.C. Castellar a , b , c , 1 , Lucia Alexandra Popartan d , 1 , Bernhard Pucher e , * , Rocío PinedaMartos , Katharina Hecht g , Evina Katsou h , Chrysanthi Elisabeth Nika h , Ranka Junge i , Günter Langergraber e , Nataˇ sa Atanasova j , Joaquim Comas b , d , H` ector Monclús d , Josep PueyoRos a , b a University oGirona, Girona, Catalonia, Spain b Catalan Institute or Water Research (ICRA-CERCA), Emili Grahit 101, 17003, Girona, Catalonia, Spain c CETAQUA, Water Technology Centre, Crta. Esplugues, 75 08940, Cornell` a de Llobregat, Barcelona, Spain d LEQUIA, Institute othe Environment, Universitat de Girona, c/ Maria Aur` elia Capmany 69, 17003, Girona, Catalonia, Spain e University oNatural Resources and Lie Sciences, Vienna (BOKU), Department oWater, Atmosphere and Environment, Institute oSanitary Engineering and Water Pollution Control, Muthgasse 18, 1190, Vienna, Austria University oSeville, School oAgricultural Engineering (ETSIA), Department oAerospace Engineering and Fluid Mechanics, Urban Greening and Biosystems Engineering Research Group (NatUrIB), Ctra. de Utrera, km.1, 41013, Seville, Spain g Department oBiology/Department oReal Estate &Campus, Utrecht University, Padualaan 8, 3584 CH, Utrecht, Netherlands h Department oCivil &Environmental Engineering, Institute oEnvironment, Health and Societies, Brunel University London, Uxbridge Campus, Middlesex, UB8 3PH, Uxbridge, UK i Institute oNatural Resource Sciences, ZHAW Zurich University oApplied Sciences, Grüntal, 8820, W¨ adenswil, Switzerland j University oLjubljana, Faculty oCivil and Geodetic Engineering, Jamova 2, 1000, Ljubljana, Slovenia A R T I C L E I N F O Handling Editor: Jason Michael Evans A B S T R A C T This paper uses an expert-based methodology to survey the barriers and strategies related to the implementation onature-based solutions (NBS). The ambition othe paper is to oer a bird’s eye overview othe diculties encountered by NBS deployment and ways to overcome them. With a wide participation o80 experts rom COST Action Circular City, we identiy barriers specic to 35 pre-dened NBS othe ollowing our categories: Vertical Greening Systems and Green Roos; Food and Biomass Production; Rainwater Management; and Remediation, Treatment, and Recovery. The research sheds light on how a major interdisciplinary –yet predominantly technically-oriented - community oscientists and practitioners views this important topic. Overall, the most relevant barriers are related to technological complexity, lack oskilled sta and training programs and the lack oawareness that NBS is an option. Our results highlight concerns related to post implementation issues, especially operation and maintenance, which subsequently aect social acceptance. The paper identies a “chain” eect across barriers, meaning that one barrier can aect the existence or the relevance oother barriers. In terms ostrategies, most othem target governance, inormation, and education aspects, despite the predominantly technical expertise othe participants. The study innovates with respect to state-o-the-art research by showing a ne-grained connection between barriers, strategies and individual NBS and categories, a level o detail which is not encountered in any other study to date. 1. Introduction Nature-based solutions (NBS) are stand-alone green technologies, green urban spaces or techniques to support natural processes. In 2021, the European Commission reported that its Horizon 2020 Research and Innovation Program had invested over 400 million euros in NBS projects (European Commission, 2022), while the United Nations called or doubling the investment in NBS by 2025 (United Nations Environment * Corresponding author. E-mail address: bernhard.puch[email protected] (B. Pucher). 1 Equally contributing authors. Contents lists available at ScienceDirect Journal oEnvironmental Management journal homepage: www.elsevier.com/locate/jenvman https://doi.org/10.1016/j.jenvman.2024.120385 Received 30 October 2023; Received in revised orm 26 January 2024; Accepted 9 February 2024
Journal of Environmental Management 354 (2024) 120385 2 Programme, 2023). Despite this avourable policy context, the implementation oNBS on a large scale is lacking (Elmqvist et al., 2013; Kuban et al., 2019;The Nature Conservancy and Gobierno de Espa˜ na, 2019). While there is an emerging literature researching the barriers to NBS implementation, only ew articles oer a wide overview othe topic (e.g. Kabisch et al., 2016;Sarabi et al., 2020), while others ocus on specic categories oNBS, such as food management (Raˇ ska et al., 2022) or on specic purposes and concepts such as circular economy (CE) (Wirth et al., 2022). Others have identied barriers and strategies related to specic ecological domains (green buildings and roos, urban green space, community gardens and urban agriculture, green-blue inrastructure) but mainly rom a specic angle such as nancing (see or instance Toxopeus and Polzin, 2021). Systematic studies on strategies to overcome barriers or implementing NBS at urban scale are even more scarce. The goal othis paper aims to oer a broad overview othe di- culties encountered by NBS deployment and ways to overcome them, while bringing the level oanalysis down to individual NBS. For this, we used a mixed method oexpert workshops and qualitative interpretative analysis, with the participation o80 members othe COST Action CA17133 “Circular City”. We analysed barriers and strategies across a set o35 NBS identied by Castellar et al. (2021) and Langergraber et al. (2021a) and our NBS categories: Vertical Greening Systems and Green Roos; Remediation, Treatment, and Recovery; Rainwater Management; and Food and Biomass Production, which represent the working groups othe COST Action (Langergraber et al., 2020). The paper is guided by the ollowing research questions: 1) What are the most relevant barriers and strategies or the implementation oNBS in cities? 2) Which barriers are specic to some categories oNBS and which, by contrast, are more transversal? 3) What are the most generalizable strategies across dierent barriers to NBS implementation? The results othis article are expected to have a practical application or the guidance ourban planners and practitioners on the process oplanning and implementing NBS or circular cities. To our knowledge, this is the rst study obarriers and strategies or NBS implementation which combines a ne-grained approach to individual NBS with a more general assessment oNBS categories. Finally, he paper provides a data illustration tool, which allows the visualisation othe relationship between the individual NBS, their categories and then linking barriers and strategies. 2. Materials and methods The study was carried out in the ollowing our blocks: (i) Identi- cation obarriers and strategies or NBS implementation, developed through two elicitation expert workshops within the COST Action CA17133 Circular City (Section 2.1); (ii) Data curation using a Microsot Excel-based database, and text analysis via coding (Section 2.2); (iii) Data analysis and statistics (Section 2.3); (iv) Literature review (Section 2.4); and (v) Development oa data illustration tool (Section 2.5). 2.1. Expert-based systematic approach or identication obarriers and strategies or NBS implementation Two virtual elicitation workshops – adapted rom the IDEA protocol (“Investigate”,“Discuss”,“Estimate”,“Aggregate” (Hemming et al., 2018)– were organised. The rst workshop was ocused on the identi- cation obarriers or the implementation oNBS at city scale; while the second workshop aimed to identiy strategies to overcome the identied barriers. In addition, 3 barriers identied by Sarabi et al. (2019,2020), were also included in the discussions. The workshops were conducted online on February 17th, 2021, and March 18th, 2021, with a total o80 and 78 experts, mainly comprising researchers and urban planners ocused on NBS rom across Europe. The majority othe experts had a background on civil, sanitary, environmental, and agricultural engineering (59%), ollowed by chemistry, biotechnology, biology, geosciences, and geology experts (22%), while architecture, urban, landscape, and rural planners accounted or 15%, and social sciences represented 4% othe attendees The participation in both workshops was highly consistent, with almost all experts present in the rst workshop also attending the second one. Only three experts participated in just one workshop. By presenting the results othe rst workshop in the second workshop, participants had the opportunity to build upon the collective knowledge and engage in productive discussions. This sequential approach allowed or a more comprehensive exploration othe topic and encouraged in-depth discussions among the participants. Both workshops were organised in our topic-specic parallel sessions.: (1) Vertical Greening Systems and Green Roos; (2) Remediation, Treatment, and Recovery; (3) Rainwater Management; and (4) Food and Biomass Production. Those categories represent the our working groups othe COST Action “Circular City” (Langergraber et al., 2020). Barriers and related strategies were identied or a total o35 NBS (Langergraber et al., 2021a). In the rst workshop, experts identied barriers or specic NBS and assessed their “relevance levels”, representing the signi- icance othe barriers. In the second workshop, they tailored strategies to overcome these barriers and expanded the scope to address additional challenges. For this the metric “level odiculty” is used, representing how dicult the implementation oa strategy is perceived. Notably, experts also discovered new links between barriers and NBS, supplement the results rom the rst workshop. 2.2. Data curation The results obtained rom both workshops were organised in a Microsot®Excel-based database. Each unit oanalysis (expert statement/post-it rom the workshops) was coded, using an inductive method by assigning meaning (codes) to each statement (Chandra and Shang, 2019). The collected data was analysed in our consecutive coding sessions. A set ocodes was developed by an interdisciplinary team or both barriers and strategies. Another team revised the proposed list ocodes. During this second session, some codes were merged to avoid content overlapping. Both teams kept notes during the interpretation process and disagreements were discussed in a third session. The experts’ team agreed on the interpretation odata, and the nal list ocodes or both barriers and strategies. Each data entry (one Excel line) contained the ollowing inormation: NBS category, NBS, expert statement (post-it), barrier and respective level orelevance, strategy and respective level odiculty and related examples (also codied rom the experts’ statements). Likert-scale (low =1, medium =2, high =3) was used, or both relevance, and diculty scoring. Finally, barriers and strategies were described based on the experts’ statements during the workshops and authors’ expertise. 2.3. Data analysis and statistics The data analysis included the development o2 indicators or both, barriers (eqs. (1) and (2)) and strategies (eqs. (3) and (4)), to, provide a detailed understanding or the implementation oNBS in cities. Barrier Weighted Relevance (BWR): refects the signicance o each barrier, as assessed by experts. It is derived by averaging the relevance scores oequal combinations (NBS - Barriers) while considering the number olinked NBS categories as weights. In cases where NBS - Barrier combinations were not scored, we utilised the average score othe corresponding NBS category. BWR = 1 Nj∑ n j=1 Rij (1) where, R ij is the relevance obarrier ior category j; and Nis the total number oNBS categories. Barrier Transversality Index (BTI): reers to the requency oa J.A.C. Castellar et al.
Journal of Environmental Management 354 (2024) 120385 3 certain barrier across dierent NBS categories. The index otransversality is calculated as the number oNBS categories obarrier i, divided by the total number oNBS categories. BTI = 1 Nj∑ n i=1 ji(2) where jdenotes category; and idenotes barrier; and N j is the total number ocategories. Strategy Transversality Index (STI): reveals the requency o strategies across dierent NBS categories and barriers. Thus, a higher STI value indicates a greater number odierent barriers and NBS categories that can be addressed simultaneously. The index otransversality is calculated as the number oNBS categories ostrategy i, multiplied by the number obarriers ostrategy i, divided by the total number oNBS categories multiplied by the total number obarriers: STI = 1 NjNk∑ n i=1 jiki(3) where jdenotes NBS category; kdenotes barrier; and idenotes strategy. Strategy level odifculty (SLD): stands or the level odiculty associated with implementing a certain strategy, as assessed by the experts. The workshops’ participants reported the diculty oimplementing a given strategy with a Likert-scale rom 1 to 3. Thereore, the diculty oimplementing a strategy is calculated as the mean diculty reported by the participants. We scaled the values rom 0 to 1 to allow comparisons with the STI: SLD = 1 5N∑ n i=1 di(4) where d i is the diculty stated by strategy i; and Nis the number o times that the diculty or that strategy was reported in the second workshop. 2.4. Literature review In order to systematically compare our results with the current scientic literature, a comprehensive systematic review in the Scopus database as o20th July 2023 was carried out. Two parallel searches, one ocusing on articles discussing barriers or NBS implementation in cities and one related to strategies was conducted. The search was limited to title, abstract, and keywords. For both searches, we used the keywords “nature-based solution*" OR “nature-based solution*" AND “implementation” AND “urban” OR “city” OR “cities.” For barriers and strategies, we employed the ollowing keywords, respectively: barrier* OR constraint* OR limitation* OR challenge*; opportunit* OR enabler* OR strategy*. The was narrowed to articles and reviews in English published between 2016 and 2023. To establish the baseline or 2016, we reerred to the article with the highest citation count, which was 587 (Kabisch et al., 2016). Next, we calculated the average citation count o articles and reviews, using this average as a benchmark, we excluded articles with ewer citations than the calculated average. As the next step, the authors reviewed the abstracts and ull text (ineeded) o preselected articles. A control procedure was implemented, whereby 10% othe articles were randomly read and annotated by two othe authors to ensure consistent choices by the team. To assess the relevance oan article, we considered whether its results identiy and/or discuss barriers/strategies or the implementation oNBS – within our our categories – in cities. Ithe article addresses the barriers/strategies related to NBS in any othese categories, we selected it or urther consideration. This rigorous process ensured that we include only the most relevant and impactul articles in our systematic review. To analyze the literature data, we systematically extracted and organised the barriers and strategies identied by other authors and compared them to our results. Our aim was to detect and discuss both shared and distinctive aspects. 2.5. Development odata illustration tool The gathered results were imported to Kumu. io (https://kumu.io/p rivacy) as a csv-le ater being organised in a tabular ormat in Microsot Excel. The baseline table consists o280 lines and our columns representing (1) individual labels containing the collected statements rom the workshops each categorised into types oinormation (2) ‘Annotation’, ‘Barrier’, ‘Category’, ‘Example’, ‘Nature-based solution’, ‘Strategy’, (3) tags with a urther theme-based categorization othe barriers and nature-based solutions, and (4) a description obarriers, categories, nature-based solutions, and strategies. Each label is presented as an element in the data illustration tool coloured by its respective type allowing or easy identication. The size othe elements containing barriers and strategies is adjusted according to their BTI and STI scores. When hovering over an element’surther inormation, including the tags, descriptions, BTI, BWR, SLD, STI, and reerences, can be retrieved rom a sidebar. For the ull description readers are directed to the supplementary material. 2.6. Potential limitations This paper uses an expert-based approach, which has been used in the past to perorm analysis obarriers and enablers oNBS (Raˇ ska et al., 2022). The value othis approach does not reside in its ability to produce ‘objective’ results – which may be seen as a limitation - but in oering a consistent account oexpert knowledge, which can be used as a valuable guidance or policy-making and urther research. While the results do emerge rom subjective opinion othe participants, this opinion is nonetheless based on expertise. To compensate or the potential bias o the method, several measures were undertaken: (i) a careul selection o Circular City experts as participants and moderators; (ii) the manuscript has at least one expert author per NBS category, possessing a vast knowledge in the specicities oeach category, while including social scientists or a holistic perspective across. Hence, it is assumed that the analysis supported by this constellation oexpertise allowed or a su- cient capacity to critically interpret, and account or potential biases when discussing the results othe workshops; (iii) With the incorporation othe literature review potential limitations due to the biases o experts are addressed. 3. Results and discussion 3.1. The data illustration tool The data illustration tool contains a dataset with over 4000 entries. Through a 5-level relationship diagram, our tool systematically showcases the interconnectedness between NBS, their NBS categories, barriers, strategies, and examples. The 5-level relationships diagram consists o275 elements, creating a total o815 connections across the ve levels ointeraction. The 35 nature–based solutions had a total o 430 connections to the 24 barriers, while the barriers were linked via a total o152 connections to potential strategies to overcome the barriers. 196 links were identied between 192 examples and a total o19 strategies. This result indicates that several barriers can be encountered or a NBS and more than one strategy can be applied to overcome a barrier. Our tool oers valuable insights on the topic to non-academic end-users, including urban planners and decision-makers, by providing a visual and structured representation opotential barriers and strategies to oster NBS implementation. A ull description is provided in the supplementary material. 3.2. Description and analysis obarriers Based on the results, 24 barriers or the implementation oNBS at the J.A.C. Castellar et al.
Journal of Environmental Management 354 (2024) 120385 4 urban scale were identied (B1) High land ootprint: The high land ootprint oa certain NBS is perceived as an important limitation or their implementation in cities, especially in highly densied ones and oten leads to avouring ogrey inrastructure with lower ootprint. (B2) Competition or space: The implementation oNBS, regardless o their land ootprint, can be perceived as competing or space with other grey inrastructures and other land uses in general. This barrier applies or instance in existing areas/buildings (public or private) and during the planning onew areas othe city. (B3) Potential high costs: The costs related to implementation and maintenance oNBS are perceived as generally high. Depending on the type oNBS, these costs reer to rent, land prices, production, supplies/equipment, saety requirements, maintenance, and specialized proessional sta. (B4) Environmental conditions &local context: The local context (i.e., decision makers, political parties, citizens, organized social groups, historical/political situation) and environmental conditions (i.e., local climate, water, materials, and light availability) may exclude the implementation ospecic NBS. (B5) Adaptation oexisting inrastructure: Concerns related to the potential modications that might be required in the implementation site oa NBS, as or example, adjustment oslopes and adaptation ohydraulic/electric inrastructure. (B6) Lack oawareness that NBS is an option: Oten, ‘grey’ solutions are implemented simply because olack opublic awareness about the existence onature-based alternatives. This, along with the lack osense ourgency regarding environmental issues among policymakers, might limit the uptake oNBS. (B7) Functional &perormance uncertainties: Detailed and accessible inormation on the perormance oNBS in real ull-scale environments are still perceived as missing. Moreover, data regarding the environmental benets is ound to be more accessible than data regarding the social and economic benets and disservices o NBS. (B8) Lack oclear guidelines: The lack ostandards, guidelines or recommendations or adequate design, implementation, operation, maintenance, and monitoring oNBS, especially those which have been less studied, represents a undamental gap or the successul expansion othese technologies. (B9) Bureaucratic burden: A complicated administrative process prior to the implementation might work as a deterrent to NBS implementation. This is mainly related to obtaining permits on saety requirements, sanitary concerns or human health, and to changes concerning the implementation site (e.g., historical acades, protected areas, etc.). (B10) Lack osupportive policies &conficting legal rameworks: The lack oa clear regulatory ramework, coherent policies, as well as overlapping among existing legal rameworks are perceived as a limitation or the implementation oNBS in cities. (B11) Heritage value obuildings: There is a general concern about potential negative impacts oNBS on the built heritage. Some examples include biodeterioration oheritage materials and complicating the works or conservation and maintenance. Moreover, the NBS implementation might be disincentivised by the expectation olegal barriers. (B12) Water quality standards: The eectiveness otreating urban wastewaters with NBS can vary depending on the design, operational mode, and seasonal conditions. Existing knowledge gaps on the perormance oNBS under dierent conditions might inhibit their employment or specic water reuse applications that need to comply with legal standards. (B13) Lack otime or maintenance: The lack otime or maintaining NBS can restrict their long-term operation. Isolutions or this problem are not envisaged rom the outset, this may deter planners to decide or an NBS. (B14) Lack oskilled sta and training programmes: There is a perceived lack ocompetent personnel able to carry on tasks related to implementation, operations, and maintenance oNBS. This can be due to the lack otraining programmes. (B15) Potential negative environmental impacts: Concerns related to potential environmental harming impacts (e.g., leaching osoluble pollutants, greenhouse gas emissions, etc.). These impacts have been mainly related to design, planning and maintenance issues. (B16) Saety threats: Concerns related to public health/physical integrity, such as ingestion opollutants (rom water or ood), risk o overheating, explosions and re. (B17) Potential odours: Certain NBS, especially the ones related to water treatment, are perceived as a potential source ounpleasant odour. Ithis impacts the local population, it can lead to resistance to accept NBS. (B18) Propagation oinsects and pests: NBS are perceived as a natural environment, thus having the potential to oment the propagation oinsects (e.g., mosquitoes); and in extreme cases, also pests (e.g., rodents). (B19) Combination with other solutions: Concerns related to the practical implications ocombining NBS with other solutions (naturebased or not). This might increase the complexity odesign, operation, and maintenance, thus inhibiting the widespread uptake oNBS systems that cannot be implemented on their own. (B20) Technological complexity: The perceived complexity oNBS as environmental technologies is mostly derived rom the intricacy onatural processes involved therein. This means dealing simultaneously with multiple challenges (multiunctionality), which has direct impact on the need ospecialized sta to operate NBS. (B21) Potentially resources intensive: Concerns related to the potentially excessive requirement oresources such as energy, water, and nutrients, which can lead to an increment ocosts and decrease o sustainably (depending on type and origin oresource). Additionally, as mentioned in the methodology, we considered three added barriers identied by Sarabi et al. (2020), not identied in our rst workshop, to urther discuss during the second workshop (strategies identication). We present a short description adapted rom Sarabi et al. (2020): (B22) Property ownership complexities: NBS implementation may inter- ere with ownership arrangements oboth land and real estate in cities. This barrier covers the legal complexities and as well the perception, acceptance and in general, the behaviour oindividual owners with regards to these solutions. (B23) Lack o nancial resources/lack o nancial incentives: From public, citizen and private perspective, there are limited options to invest in NBS as public unds may prioritize other key urban sectors (health, transportation, etc). Meanwhile, citizens and entrepreneurs are less willing to invest since they perceive this as a responsibility olocal government. Moreover, participants maniested a concern about the very ew incentives to encourage citizens and entrepreneurs to implement NBS. (B24) Lack opolitical will and long-term commitment: Politicians oten prioritize short-term projects directly aecting the quality olie ocitizens (job creation, housing, etc.) with more immediate and tangible outcomes than the ones provided by NBS which are more long-term related. We observed that 18 barriers (85% othe total barriers identied) displayed a dierence between their BTI and BWR scores oless than 0.25 (Fig. 1), meaning that the most relevant barriers are those that display more transversality. Thereore, identiying and addressing J.A.C. Castellar et al.
Journal of Environmental Management 354 (2024) 120385 5 transversal barriers together with tailored and context-sensitive approaches becomes indispensable or eectively tackling these challenges (Connop et al., 2016). Technological complexity (B20), the lack o skilled sta and training programs (B14), unctional perormance uncertainties (B7), as well as the lack oawareness that NBS is an option (B6), emerged as the most transversal and relevant barriers in our workshops. This can be attributed to the novelty othe NBS topic, leading to a lack oclear career paths or those interested in specialising in this eld. Additionally, it indicates a deciency in communication mechanisms to raise awareness among citizens, urban planners, and decision-makers about the benets and potential oNBS (or an overview, see Utkarsh, 2023). The barriers identied in our workshops show considerable Fig. 1. Weighted relevance and transversality or identied barriers in Circular City rst workshop. In dark green: Barriers Weighted Relevance (BWR); In light green: Barrier Transversability Index (BTI). (For interpretation othe reerences to colour in this gure legend, the reader is reerred to the Web version o this article.) J.A.C. Castellar et al.
Journal of Environmental Management 354 (2024) 120385 6 similarities to those ound in the literature. 2 Our results highlight concerns related to post-implementation issues, especially in NBS or water pollution control included in the categories oVertical Greening Systems and Green Roos,Rainwater Management and Remediation, Treatment and Recovery also indicated by other authors (e.g.,O’Donnell et al., 2017; Ortega et al., 2023). Concerns include (B11) potential disturbance o heritage value obuildings, (B17) propagation obad odours and (B18) insects/pests, (B15) generation onegative environmental impacts, and (B21) excessive use oresources (Cross et al., 2021). These ndings provide valuable insights into the actors that may infuence the social acceptance oNBS or water pollution control. Additionally, we identi- ed that (B8) excessive bureaucratic burden in obtaining permits or water reuse or interventions in existing buildings, along with absence o(B12) water quality standards (Kisser et al., 2020;Nika et al., 2020), urther hinder the uptake and mainstreaming oNBS. As also others describe (Tompkins et al., 2019), the acceptance oNBS is a key barrier and explained with variety. There are concerns about ensuring a proper design and unctioning oNBS and their long-term eectiveness in terms osaety, perormance, cost-benet in comparison with other solutions. The lack oinormation and technical uncertainties oNBS (B14, B7), identied with a high BWR (Fig. 1), contribute to a lack ouptake by decision-makers. Additionally, the absence olong-term monitoring reinorces this reluctance (Wamsler et al., 2020). Moreover, the lack o clear processes or regulating NBS multiunctionality (B10) in many jurisdictions restricts their uptake (Zuniga-Teran et al., 2020). Also, although NBS may be more cost-eective, existing regulations can oset this economic advantage, especially when the design parameters have not been institutionalised (Zuniga-Teran et al., 2020). Furthermore, the multiunctionality oNBS poses a challenge to current ragmented urban governance models, necessitating a shit towards a more collaborative and integrated approach (Dorst et al., 2019). Ultimately, these actors culminate in a lack opolitical will and long-term commitment (B24), resulting in NBS not being seen as a priority in urban planning (Duaut et al., 2022;Faivre et al., 2017;Sarabi et al., 2020). The barrier (B7) unctional and perormance uncertainty coincides with the literature signalling “limited evidence on long-term perormance oNBS” (Blackwood and Renaud, 2022;Duaut et al., 2022). The accent placed on uncertainty both in our results and in the reviewed literature is surprising. Even though NBS concept is relatively “new” (in use ater 2015), they build on existing concepts such as ecological engineering, green inrastructure, and ecosystem-based adaptation (Almenar et al., 2021;Sarabi et al., 2019). Moreover, in the last eight years, the European Union has invested millions in producing knowledge on NBS through I +D projects, including living labs and pilots all over Europe. Moreover, despite valuable attempts to develop impact assessment guidelines or NBS (European Commission, 2021;Raymond, 2017;Raymond et al., 2017), their wider adoption remains lacking. According to Dushkova and Haase (2020) and Bayulken et al. (2021), there is still a lack oa common impact assessment ramework to accurately describe the positive impacts oNBS. This allows us to assert that the main issue lies not in the lack oevidence, but rather in the absence oreplicable evidence-based assessments and comparable benchmarks (Bayulken et al., 2021). Furthermore, the way in which evidence is communicated may not bridge the gap between academic production and practice, and thus limit political and societal changes. As a result, there is a general lack oknowledge, appreciation, and interest rom urban residents on NBS (Blackwood and Renaud, 2022;Boateng et al., 2023). The review oliterature revealed a consistent set obarriers which were not considered by our experts. For instance, the intricate relationship between NBS and the paradigm oeconomic growth (Kabisch et al., 2016) and the vital role oequity implications in avoiding gentrication processes (Zuniga-Teran et al., 2020) were not explicitly discussed. Furthermore, in terms opolitical and institutional barriers, participants did not identiy certain challenges, such as the disconnection between short-term actions and long-term goals (Kabisch et al., 2016;Sarabi et al., 2020), sectoral silos or ragmented governance (Dorst et al., 2019;Kabisch et al., 2016;Sarabi et al., 2019,2020), and the translation oevidence-based knowledge into policy and planning (Frantzeskaki, 2019;Young et al., 2019). Additionally, there was no mention oa lack osense ourgency among policymakers (Sarabi et al., 2020) or the need or top-down guidance (Wamsler et al., 2020). In terms oshared perceptions, concerns, and behaviours, the participants did not identiy certain barriers, such as ear othe unknown (Kabisch et al., 2016), path dependency (Sarabi et al., 2019), silo mentality, and risk aversion and resistance to change (Sarabi et al., 2020), along with conusion due to the multiplicity oterms, as well as the cultural importance obiodiversity (Duaut et al., 2022), and potential negative perceptions (Connop et al., 2016;Zuniga-Teran et al., 2020). Furthermore, while our study aligns with the ndings oexisting literature, we have also identied intriguing nuances that warrant urther exploration. For example, we did identiy potential high costs or NBS implementation and maintenance as a major constraint (Boateng et al., 2023;Sarabi et al., 2020;Toxopeus and Polzin, 2021), however we did not explicitly identiynancial constraints such as a insucient unding/incentives or implementation (Dushkova and Haase, 2020; Faivre et al., 2017;Ferreira et al., 2020;Ortega et al., 2023;Sarabi et al., 2020) or maintenance (Dushkova and Haase, 2020;Ortega et al., 2023). Comparable cost-benet analyses (Blackwood and Renaud, 2022;Young et al., 2019), valuation methods, and accounting or the multiple benets ourban NBS (Toxopeus and Polzin, 2021;Zuniga-Teran et al., 2020) or cost/benet quantication (Connop et al., 2016) were not explicitly addressed in our workshops. Additionally, nancial mechanisms such as the monetization oecosystem services provided by NBS were not identied either or the establishment oa market ready to support the economic valuation othese services (Zuniga-Teran et al., 2020). Finally, while in our study NBS high land ootprint is perceived only as a spatial constraint, Duaut et al. (2022) and Sarabi et al. (2019) highlight the importance oconsidering as well potential high land prices in cities. In terms oNBS adaptation to the local context, Duaut et al. (2022) restricts it to local climate-related barriers or long-term uptake oNBS, while our study widens the denition owhat ‘local context’ (B4) means: Who are the stakeholders aected by the NBS implementation? Who are the stakeholders that need to be involved or ensuring a long-term unctioning othe NBS? What is the political/- historical moment in the city? Additionally, our results suggest that the primary barrier related to the maintenance oNBS is the time needed to perorm the required tasks. However, it is important to acknowledge that Connop et al. (2016) highlight additional aspects such as costs, knowledge, and data requirements as equally important maintenance barriers. By considering these broader actors, a more holistic understanding othe challenges associated with NBS maintenance can be achieved. 2 These similar barriers are mainly ocusing on technical concerns about design, implementation, operation, and maintenance – (B1), (B2), (B4), (B8), (B13), (B19) (Artmann et al., 2020;Blackwood and Renaud, 2022;Boateng et al., 2023;Duaut et al., 2022;Ortega et al., 2023;Sarabi et al., 2019,2020; Zuniga-Teran et al., 2020), capacity building – (B14) (Artmann et al., 2020; Boateng et al., 2023;Duaut et al., 2022;Ferreira et al., 2020;Sarabi et al., 2020;Wamsler et al., 2020), shared perceptions, concerns, and behaviours – (B3), (B6), (B7), (B16), (B20) (Artmann et al., 2020;Blackwood and Renaud, 2022;Boateng et al., 2023;Connop et al., 2016;Dushkova and Haase, 2020; Ferreira et al., 2020;Sarabi et al., 2019;Sarabi et al., 2020;Wamsler et al., 2020) and organisational and political/legal issues – (B10) and (B9) (Artmann et al., 2020;Connop et al., 2016;Duaut et al., 2022;Dushkova and Haase, 2020;Ferreira et al., 2021;Sarabi et al., 2019,2020;Wamsler et al., 2020; Zuniga-Teran et al., 2020). J.A.C. Castellar et al.
Journal of Environmental Management 354 (2024) 120385 7 3.3. Description and analysis ostrategies During the second workshop, 19 strategies were identied or overcoming the listed barriers (Section 3.1). As highlighted previously, some examples are mentioned or each identied strategy. (S1) Adaptive design &operation techniques: To consider environmental/social/economic conditions during the design and planning process along with proper techniques or urther operation and maintenance. Examples: Climate adaptive design; Inclusive co-design &planning; Proper selection oplants, materials and components; Develop adaptation strategies according to building types; Include skilled sta or maintenance. (S2) Selection olocation: This strategy is mostly related to the planning phase when there is some fexibility regarding the selection othe implementation site. In this case, it is recommended to consider potential trade-os related to targeted sites, to ensure a successul implementation and long-term operation othe NBS ointerest. Examples: Implementation in green areas to avoid competition with existing grey inrastructures; Implementation in less densely built-up areas. (S3) Selection oNBS: This strategy applies when there is some fexibility regarding the decision regarding which NBS to use or a given purpose – e.g., water treatment. In this case, NBS must be selected in accordance with the local context, in terms otechnical requirements, space availability, potential issues regarding social acceptance or permits. Examples: Prioritize NBS with less potential to produce unpleasant odours; Promote vertical NBS in highly dense areas; Use omobile NBS to reduce potential heritage damages. (S4) Automation and sensors: To use automation and sensors to enhance the eciency ooperation and to reduce the need or maintenance. Example: Sensors to regulate the resources applied (water, energy) and or to monitor inputs and outputs rom the NBS systems. (S5) Standards and guidelines: To develop easily understandable and open access guidelines and standards or a proper design, operation, and maintenance oNBS. Such guidelines should consider specic characteristics opotential implementation sites, as well as a wide variety oclimate conditions. This strategy does not apply to those NBS that already have clear standards and guidelines – i.e., treatment wetlands. Examples: Categorize NBS systems according to building types/uses, orientation/structural conditions; Standard operating procedures (SOP). (S6) Coupled/hybrid solutions: To consider more holistic approaches by combining NBS with other solutions (non-NBS or NBS). This can enhance perormance, reduce potential negative impacts and to promote a more circular management oresources. Examples: Solar panels; Supporting unit or removal omicropollutants; Combine NBS with natural habitats; Combine NBS with disin- ection process (UV) to ensure removal opathogens. (S7) Stakeholder collaboration and communication: To acilitate stakeholder communication and collaboration in all phases or the establishment oNBS, rom design and planning to implementation and maintenance oNBS. Examples: Early involvement; Develop riendly relations with local decision makers; Lobbying; Set-up stable working groups; Enhance involvement via innovation and scientic networks and projects; Public and private partnerships; Facilitate cross-sectoral work. (S8) Community involvement: To put in place mechanisms to enhance the involvement othe community aected by the implementation oNBS. Such mechanisms should be based on the overall understanding othe needs and demands othe people involved. Examples: Bottom-up pressure; Grassroots movements; Include people in decision-making with citizen councils and similar structures (e.g., citizen science); Interaction between communities; Favour the participation olocal schools, vocational training institutions, and universities. (S9) Models and methods or ownership management: To set up mechanisms which can lower the resistance to NBS given property arrangements. Examples: Agreements through purchase or exchange; Develop new operating models (renting out) or the NBS; shitrom land ownership to land stewardship; Stakeholders’ mapping; Specialized oces in the municipality or dealing with property ownership issues. (S10) Capacity building: To develop capacity building programs targeting, among others, maintenance sta, decision makers, public servants, and practitioners. Examples: Training activities; Targeting decision makers; Certied training; Unemployment training programmes. (S11) Education: To avour a better inclusion oNBS in education programmes at all levels (elementary, vocational, bachelor, master, technical, doctoral), including practical and theoretical activities. Examples: Training and demonstration actions; Field trips; Seminars; Apprenticeship; Hand-on courses; International diploma; Internships; Incentive new (NBS-related) proessional paths; Vocational trainings; Online tutorials. (S12) Interdisciplinarity: To promote interdisciplinarity across working teams and in terms oindividual skills, ensuring multiple stakeholders’ participation to acilitate the implementation and operation omultiunctional eatures oNBS in a diverse range o sites. (S13) Market and Business: To carry out activities capable oincreasing market and business opportunities or NBS in cities. Examples: Business models; Advertising; Business orums and hubs; Economies oscale; Create new markets. (S14) Financial instruments and incentives: To acilitate the access/ awareness regarding existing nancial incentives/instruments along with the development onew incentives. Indeed, ensuring a proper allocation o unding or NBS implementation by restructuring priorities at national/continental levels. Examples: Crowdunding; Donation; Payments or Ecosystem Services; Subsidies; Increase taxation on conventional solutions; Tax exemption; Diverse nancing options or smaller communities; Employment incentives or workorce depending on certied trainings; Donation. (S15) Legal and policy instruments: To develop/adapt legal and policy instruments or acilitating the NBS implementation in cities. Such instruments should help reducing legislative obstacles and bureaucratic burden, avour the implementation oNBS instead oother non NBS solutions and put in place NBS regulations and certications. Examples: Establish a minimum percentage o space or NBS in buildings and city; Develop cross-cutting policies (Energy/Water/Climate/Food/Ecosystems nexuses); Develop an EU legal ramework or NBS or harmonize existing. (S16) Governance, planning and political agendas: To include NBS in planning and political agendas to augment NBS deployment in urban planning. Examples: Shared responsibility and risks. (S17) Inormation and dissemination: To promote inormative campaigns and dissemination activities to raise awareness on NBS purposes, benets and multiunctionality. Moreover, such campaigns should help to demystiy concerns related to potential negative eects oNBS such as odours, insects, dubious quality ogoods produced – e.g., water and ood. Examples: Audio-visual and written press; Workshops, ocus groups, open days; Marketing campaigns; Itinerant exhibitions; Showcase best practices; Case studies; Catalogues; Database; Demonstration actions/sites; Promote the use oexisting ree tools/platorms to illustrate benets; Increase use olayman (non-technical) language; Public Helpdesk service. (S18) Research and demonstration: To encourage research and demonstration activities (i.e., case ostudies, pilots, catalogues) on J.A.C. Castellar et al.
Journal of Environmental Management 354 (2024) 120385 8 topics that avour the mainstreaming, uptake and social acceptance oNBS in cities. This can overcome existing mindsets dominated by path dependency and silo thinking. To develop unding schemes along with a better diusion osuch opportunities among researchers. Examples: Studies on additives or materials to reduce odours; comparative studies (NBS vs. NBS; NBS vs. non-NBS); Models to simulate combinations between technologies; Methodologies or assessment oimpacts and perormance; Models or scenario/benets simulation; Assessment o non-monetary benets; Research to improve guidelines; Assessment opotential trade-os (e.g., disservices). (S19) Compensation mechanisms and positive narratives: To create compensation mechanisms (nancial or conceptual) and encourage positive narratives to acilitate the implementation o NBS instead oother solutions; – or instance using ewer pharmaceutical products to reduce contamination owater bodies. Examples: Promote awareness on NBS multiunctionality, purposes, benets, and cost-eectiveness; Placing the NBS on degraded areas to help revitalising it; Monetization oco-benets; Tax exemption according to benets provided; Communicate that NBS are held to higher standards (risk, health) than conventional, because they are new. In spite othe predominantly technical expertise othe COST experts, only 5 out o18 strategies ocus on technological solutions (S1, S2, S3, S4, S6). Instead, the vast majority othe strategies target governance, inormation and education aspects. As the literature conrms (e.g. Cohen-Shacham et al., 2019;Dumitru et al., 2020;European Commission, 2020a,b) it is the multiunctional character oNBS and their aspiration to achieve impact on both social and ecological terrains, that orients strategies beyond the mere technical xes. We ranked these strategies according to two indicators: diculty oimplementation and transversality across barriers (Fig. 2). Thus, (S17) Inormation and dissemination; (S18) Research and innovation and (S7) Stakeholders collaboration and communication that are deemed as most transversal. It is also possible to assert that participants put the weight othis trans- ormation on inormal rather than ormal mechanisms: (S7) Stakeholders collaboration, (S19) narrative change, (S17) inormation and to a certain extent (S18) research are deemed as better equipped to enhance acceptability oNBS, than proound political transormations (Sekulova Fig. 2. Transversality index and mean diculty or identied strategies in Circular City second workshop. In dark green: Strategy Level oDiculty (SLD); In light green: Strategy Transversality Index (STI). (For interpretation othe reerences to colour in this gure legend, the reader is reerred to the Web version othis article.) J.A.C. Castellar et al.
Journal of Environmental Management 354 (2024) 120385 9 and Anguelovski, 2017). In terms odiculty, the experts tend to be cautious: most strategies are considered between moderately and very dicult to implement. In this sense, it appears that this community oexperts settled or targeted strategies which require specialisation and thereore are more complex. This result can also be attributed to the act that the participants were asked to ocus on individual NBS, not NBS in general. In general, the strategies are consistent within the state-o-the art literature. 3 Another block ostrategies identied in the literature coincide with our results but there are nuances and additional ndings. Since it is impossible to discuss all these aspects, we ocus here on two othe most widely mentioned categories, namely related research and stakeholder involvement strategies. As expected, (S18) Research and demonstration, considered both dicult to implement and transversal (Fig. 2), is widely mentioned in the literature. Some othe topics which were not present in our study would include: investigation in NBS benets demonstration and quantication (Blackwood and Renaud, 2022;Du- aut et al., 2022;Kabisch et al., 2016;Sarabi et al., 2019), open innovation and experimentation (Bayulken et al., 2021;Kabisch et al., 2016; Sarabi et al., 2019), pilots and open-air laboratories (Blackwood and Renaud, 2022;Boateng et al., 2023); coupled-hybrid solutions - yet, unlike our study, limited to combining NBS only with grey in- rastructures - (Kabisch et al., 2016;Sarabi et al., 2019); evidence-based evaluations, assessments and monitoring, and the denition oeasily measurable indicators (Bayulken et al., 2021); incrementing case-based knowledge on the adaptation to local conditions, including urthering ‘ecomimicry’ strategy, plant diversity and habitat structure (Connop et al., 2016). In the same category, a widely discussed strategy which is also key in our ndings is (S7) Stakeholders’ communication and collaboration, also displaying a high transversality. This is not surprising since NBS are designed to deal with a wide variety ochallenges which in turn are aected by or aect multiple stakeholders, making partnerships crucial or these arrangements to work (Frantzeskaki et al., 2020;Giordano et al., 2020). However, the literature mentions specically the utility o integrating dierent value systems and stakeholders’ viewpoints to support environmental decision-making and allow or the integration o dierent policies relevant into territorial planning (Liquete et al., 2016; Zwierzchowska et al., 2019). Another important nuance in the literature, not present in our workshops, is that local residents and community groups might either welcome or contest NBS interventions in their neighbourhoods, depending on how they perceive the distribution o socio-ecological benets but also decision-making power across dierent - cultural, gendered, or ethnical groups - is ound to be key to implementation (Dushkova and Haase, 2020;Kotsila et al., 2020;Melanidis and Hagerman, 2022). In this sense, there is a call or meaningul participation ocommunities, where the citizens can have an actual say in the design and overall implementation strategy (Raymond et al., 2017). Democratising NBS, oering incentives and “nudging” stakeholders (Poch et al., 2023) into adopting sustainable practices remain key strategies which decision-makers employ to promote NBS (Bayulken et al., 2021). Finally, there are strategies which did not come out in our workshop’s discussions. While the discussion on strategies bears more interest when coupled with specic barriers (see section 3.4), we provide here a nonexhaustive list ogenerally applicable strategies not encountered in our empirical results. They include: targeted recommendations such the importance oaesthetically appealing solutions (Bayulken et al., 2021; Hoyle et al., 2017); alteration ointernal working conditions by the municipalities implementing NBS and the systematic science–policy integration to help progressively mainstream NBS into inormal/ormal planning regulations and mechanisms/tools (Wamsler et al., 2020); developing long-term, shared visions or the city, specically relying on public-private partnerships (Dushkova and Haase, 2020); taking into consideration a distributive justice perspective (Anguelovski and Corbera, 2023;Bayulken et al., 2021); including the trade-os and cost implications oimplementation oNBS and/or the lack osuch improvements (Alves et al., 2020); acknowledging inherent conficts between uses and political/economic interests odierent groups, while overcoming neoliberal, technocratic perspectives and allowing or a politicisation oNBS (Kotsila et al., 2020); putting the communities at the centre ochange, avouring new green urban commons, building trust between the city and its citizens, creating dierent co-creation ora, collaborative governance approaches, and an inclusive narrative (Frantzeskaki et al., 2020). Chausson et al. (2023) highlight interesting nancial mechanisms, such as positive economic incentives rewarding sustainable land management, increased scal collection and spending or delivering public goods, taxing environmentally harmul activities or unding, and exploring decolonial nance mechanisms like unconditional cash transers or debt relieschemes. Given that the strategy (S14) concerning nancial instruments and incentives was considered one othe most challenging to implement, the latter-mentioned nancial aspects carry signicant importance. 3.4. Analysis ostrategies and barriers The connection between barriers and strategies is illustrated by the transversality indicator, namely how many and which barriers are addressed by which strategy (Fig. 3). The most transversal strategy is (S17) Inormation and dissemination which addresses 17 barriers, while (S8) Community involvement is considered the least transversal, addressing only 3 barriers. (S7) Stakeholders collaboration and communication can address a great variety obarriers, rom technical (i.e., (B7) Functional and perormance uncertainties), to political (i.e., (B10) Lack o supportive policies &conficting legal ramework) administrative (i.e., (B9) Bureaucratic burden) and nancial barriers (i.e., (B23) Lack o nancial resources and incentives - B23). Hence, the strategy (S7) can acilitate exchange otechnical knowledge and play an important role in producing changes in dierent spheres othe society. In contrast, (S8) Community involvement is limited to addressing political (B24) and educational issues (B14) and the Lack oawareness that NBS is an option (B6). According to our participants, the involvement ocitizens and stakeholders can change the short-term mindsets opolicymakers, oten determined by election cycles. Interestingly, the level odiculty to implement both strategies is similar (Fig. 2. Score 0.4–0.6) and mostly related to challenges regarding lack oapproaches to ensure long-term engagement. Surprisingly, experts did not identiy a direct correlation between (S18) Research and demonstration and (B20) Technological complexity. In our ramework, this barrier is related to the lack o experience, guidance and standards. Consequently, the strategies linked to this barrier ocus on education, capacity building, interdisciplinary approaches, and collaboration. 3.5. Barriers and strategies per NBS category The identied barriers are more specic to certain categories oNBS than the strategies (Fig. 4). Out o24 barriers identied only six (B6, B7, B14, B22, B23, B24 were reerred to all our categories (Fig. 3). 3 The technical strategies S1, S2, S3, S4, S6 are also mentioned in Alves et al., (2020);Boateng et al. (2023);Connop et al. (2016);Hoyle et al. (2017); and Liquete et al. (2016). Governance, political and legislation-related strategies - S5, S8, S9, S15, S16 are also proposed by Bayulken et al. (2021);Boateng et al. (2023);Dushkova and Haase (2020);Hoyle et al. (2017);Kabisch et al. (2016); Sarabi et al. (2019);Sarabi et al. (2020);Toxopeus and Polzin (2021);Wamsler et al. (2020) and Zwierzchowska et al. (2019). The nancial and market-related strategies - S13 and S14 - are studied in Kabisch et al. (2016);Sarabi et al. (2019,2020) and Toxopeus and Polzin (2021). As or knowledge production and dissemination, including education and capacity.building strategies, S12, S17, S18 S10, S11, they are discussed by Bayulken et al. (2021);Boateng et al. (2023);Dushkova and Haase (2020);Kabisch et al. (2016);Sarabi et al. (2019); and Sarabi et al. (2020). J.A.C. Castellar et al.
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