Demonstration of negative refraction of microwaves
Abstract
An experimental setup to demonstrate negative refraction is described. A simple method for designing and fabricating a metamaterial with negative refractive index at microwave frequencies is discussed. The metamaterial is made of a multilayer planar arrangement of flat unit cells. A prism was fabricated and used to demonstrate negative refraction at the prism-air interface. The prism is designed for demonstrations and works at the frequency of commercial microwave transmitters and receivers
Full text
Demons a ion o nega i e e ac ion o mic owa es
Ma ia C. Velazquez-Ahumada, Manuel J. F ei e,a兲Jose M. Alga in, and Rica do Ma ques
Depa men o Elec onics and Elec omagne ism, Uni e si y o Se ille, 41012 Se ille, Spain
共Recei ed 30 June 2010; accep ed 7 Decembe 2010兲
An expe imen al se up o demons a e nega i e e ac ion is desc ibed. A simple me hod o
designing and ab ica ing a me ama e ial wi h nega i e e ac i e index a mic owa e equencies is
discussed. The me ama e ial is made o a mul ilaye plana a angemen o la uni cells. A p ism
was ab ica ed and used o demons a e nega i e e ac ion a he p ism-ai in e ace. The p ism is
designed o demons a ions and wo ks a he equency o comme cial mic owa e ansmi e s and
ecei e s. © 2011 Ame ican Associa ion o Physics Teache s.
关DOI: 10.1119/1.3537122兴
I. INTRODUCTION
In he well-known law o e ac ion in op ics, he angles o
incidence and e ac ion a e measu ed on di e en sides om
he no mal o he bounda y be ween wo o dina y iso opic
media 关see Fig. 1共a兲兴. In ecen yea s, a new class o ma e-
ials, called me ama e ials,1ha e appea ed which do no
obey he law o e ac ion. Ins ead, a he bounda y be ween
an o dina y medium and a me ama e ial, he angles o inci-
dence and e ac ion can be on he same side om he no -
mal 关see Fig. 1共b兲兴. This phenomenon is known as nega i e
e ac ion and is a p ope y o ma e ials o which bo h he
ela i e pe mi i i y and he ela i e pe meabili y
a e
bo h nega i e.2Me ama e ials a e composi e ma e ials wi h
e ec i e alues o and
de e mined by hei s uc u e
a he han by he in insic p ope ies o he ma e ial compo-
nen s 共which a e con en ional conduc o s and dielec ics兲.
In his pape , an expe imen al se up o demons a ing
nega i e e ac ion is discussed. The demons a ion uses
elec omagne ic wa es wi h a equency in he mic owa e
band. A p ism o me ama e ial is designed and ab ica ed o
ope a e in combina ion wi h comme cial mic owa e ans-
mi e s and ecei e s commonly used in physics labo a o ies.
II. THEORY
Me ama e ials wi h ⬍0 and
⬍0 a e also known as
le -handed ma e ials o nega i e e ac i e index ma e ials,
in con as o o dina y ma e ials which a e igh handed. The
eason o labeling ⬍0 and
⬍0 media as le -handed
media can be b ie ly explained as ollows.2Conside he
Maxwell equa ions,
ⵜ⫻E=−i
H,共1兲
ⵜ⫻H=i
E,共2兲
whe e = 0,
=
0, and 0and
0a e he dielec ic
pe mi i i y and magne ic pe meabili y in acuum. Fo he
plane wa es E=E0exp共−ik· +i
兲and H=H0exp共−ik·
+i
兲, Eqs. 共1兲and 共2兲 educe o
k⫻E=
H,共3兲
k⫻H=−
E.共4兲
We see ha o posi i e and
,E,H, and k o m a igh -
handed o hogonal sys em o ec o s 关see Fig. 2共a兲兴. How-
e e , i ⬍0 and
⬍0, hen Eqs. 共3兲and 共4兲can be e-
w i en as
k⫻E=−
兩
兩H,共5兲
k⫻H=
兩兩E,共6兲
showing ha E,H, and k o m a le -handed iple , as illus-
a ed in Fig. 2共b兲.
The main implica ion o his analysis is backwa d-wa e
p opaga ion. The di ec ion o he ime-a e aged lux o en-
e gy is de e mined by he eal pa o he Poyn ing ec o ,
S=1
2E⫻Hⴱ,共7兲
which is una ec ed by a simul aneous change o sign o
and
. Thus, E,H, and Ss ill o m a igh -handed iple in
a le -handed medium. In such media, he ene gy and wa e
on s a el in opposi e di ec ions.
Now conside e ac ion a he in e ace be ween an o di-
na y and a le -handed medium. The bounda y condi ions
equi e he con inui y o he angen ial componen s o he
wa e ec o along he in e ace. F om he backwa d p opa-
ga ion in he le -handed egion i ollows ha , unlike in
o dina y e ac ion, he angles o incidence and e ac ion
mus ha e opposi e signs. This e ec is illus a ed in Fig. 3.
F om he con inui y o he angen ial componen s o he
wa e ec o s o he inciden and e ac ed ays, i ollows
ha 共see Fig. 3兲
sin
1
sin
2
=−兩k2兩
兩k1兩⬅n2
n1
⬍0, 共8兲
which is he well-known law o e ac ion. In Eq. 共8兲n1and
n2a e he e ac i e indices o he o dina y and he le -
handed medium, espec i ely. I n1⬎0, i ollows ha n2
⬍0 om Eq. 共8兲. Tha is, he sign o he squa e oo in he
e ac i e index de ini ion mus be nega i e,2
n⬅−冑
⬍0. 共9兲
Fo his eason, le -handed media a e also e e ed o as
“nega i e e ac i e index” o “nega i e e ac i e” media.1
III. METHODOLOGY AND RESULTS
A common way o demons a e e ac ion is o o m a
p ism, shine a beam h ough i , and obse e he de lec ion o
he beam on he o he side. Wa es en e he p ism h ough
one o he in e aces a no mal incidence and s ike he op-
posi e in e ace a an oblique angle. Fo a p ism made o
o dina y o igh -handed ma e ial his angle is posi i e 关see
Fig. 4共a兲兴and is nega i e o a p ism o le -handed ma e ial
关see Fig. 4共b兲兴. Nega i e e ac ion o wa es in he mic o-
349 349Am. J. Phys. 79 共4兲, Ap il 2011 h p://aap .o g/ajp © 2011 Ame ican Associa ion o Physics Teache s
wa e ange is demons a ed in an expe imen whe e a mic o-
wa e beam is e ac ed h ough a le -handed p ism o a
ab ica ed me ama e ial.
Nega i e e ac ion o mic owa es was i s shown expe i-
men ally by Shelby e al.3 o a p ism consis ing o a h ee-
dimensional a ay o me allic wi es and me allic spli - ing
esona o s. Spli - ing esona o s p o ide a s ong magne ic
esponse and ha e been well s udied 共see, o example, Re .
1and e e ences he ein兲. A ays o wi es ha e also been
analyzed o designing me ama e ials wi h speci ic elec ic
beha io .1In he me ama e ial p ism conside ed in Re . 3 he
a ay o wi es had ⬍0, in con as o he magne ic e-
sponse o he spli - ing esona o s which was
⬍0.
We will ab ica e a me ama e ial wi h a simple s uc u e.
Because he p ism is illumina ed by linea ly pola ized plane
wa es coming om a mic owa e sou ce, i is no necessa y
o ha e an iso opic ma e ial wi h scala ⬍0 and
⬍0. I
is su icien o ab ica e an aniso opic ma e ial wi h ⬍0in
he di ec ion o he elec ic ield Eand
⬍0 in he di ec ion
o he magne ic ield H. A simple way o ob ain ⬍0 in he
di ec ion o Eis o pile me allic pla es which a e pa allel o
he di ec ion o E, so ha each pai o closed pla es cons i-
u es a pa allel pla e wa eguide.4The p opaga ion cons an

o he undamen al ans e se elec ic 共TE1兲o he magne ic
共TM1兲mode in a pa allel pla e wa eguide is gi en by4

=冑k0
2−
冉
d
冊
2
,共10兲
whe e k0is he ee-space wa e numbe , dis he dis ance
be ween he pla es, and
/dis he cu o wa e numbe . The
e ec i e ela i e pe mi i i y o his wa eguide is4
=
冉

k0
冊
2
=1−
冉
dk0
冊
2
=1−
冉
c
2d
冊
2
,共11兲
whe e is he ope a ing equency, cis he speed o ligh in
acuum, and c/2d ep esen s he cu o equency. By choos-
ing o be less han he cu o equency, i is possible o
ob ain ⬍0. To ob ain
⬍0 in he di ec ion o he H ield,
a wo-dimensional plana a ay o spli - ing esona o s pe -
pendicula o he H ield is in oduced be ween he pla es.
The ab ica ed p ism consis s o a mul ilaye ed plana a -
angemen o la uni cells as shown in Fig. 5共a兲. Inside each
cell ⬍0 in he di ec ion o Eand
⬍0 in he di ec ion o
H. Figu e 5共b兲shows a ske ch o one la uni cell consis ing
o an a ay o spli - ing esona o s placed be ween wo oam
laye s 共Rohacell 51 HF兲, 6 mm o hickness, and pe mi i i y
close o uni y. The wo oam laye s a e shielded by hin
me allic pla es a he op and he bo om 共 he me al pla es
we e made using he coppe me alliza ion o hin FR4 ci cui
boa ds兲. The hickness o each la uni cell is 12 mm. The
ope a ing equency o 10.5 GHz is ixed by he mic owa e
ansmi e and ecei e used in he demons a ion. Fo his
equency, Eq. 共11兲gi es =−0.4 o d=12 mm.
The geome y and dimensions o he a ay o spli - ing
esona o s a e shown in Fig. 5共c兲. We ha e de eloped models
o making uni o m me ama e ials.5Wi h he help o his
model, which akes in o accoun he esonance equency o
he spli - ing esona o s, dimensions, mu ual couplings, and
pe iodici y o he a ay, a desi ed magne ic esponse can be
ob ained. As a simple ule o humb, o ob ain
⬍0a a
desi ed equency, he spli - ing esona o has o be designed
o esona e a a equency sligh ly below he ope a ing e-
quency. In he de ice used in his pape , he esonance e-
quency o he ab ica ed spli - ing esona o s has an a e age
alue 共due o ole ances in he pho oe ching p ocess兲o
10.35 GHz. Taking in o accoun his esonance equency
Fig. 1. Re ac ion a he bounda y be ween 共a兲 wo o dina y media o igh -
handed media and be ween 共b兲an o dina y medium and a le -handed
medium.
E
H
k
S
E
H
k
S
R
igh -handed iple Le -handed iple
(
a
)(
b
)
Fig. 2. Illus a ion o he sys em o ec o s E,H,k, and S o a plane wa e
in 共a兲an o dina y medium and 共b兲a le -handed medium.
S
1
k
2
q
2
q
1
k
1
S
2
Fig. 3. Demons a ion o he nega i e e ac ion be ween o dina y
共1—whi e兲and le -handed 共2—g ay兲media. The Poyn ing and wa e ec-
o s a each media a e labeled as S1,S2,k1, and k2, espec i ely. Nega i e
e ac ion a ises om he con inui y o he componen s o he wa e ec o s,
k1and k2, pa allel o he in e ace and om he ac ha ays p opaga e
along he di ec ion o ene gy low. Tha is, ays mus be pa allel o he
Poyn ing ec o s S1and S2.
Righ -handed p ism
qiq
qiq
Le -handed p ism
qiq
(a) (b)
Fig. 4. Re ac ion h ough a p ism. The angle o e ac ion is posi i e o a
p ism made o 共a兲an o dina y o igh -handed ma e ial and 共b兲is nega i e
o a p ism made o le -handed ma e ial o me ama e ial.
350 350Am. J. Phys., Vol. 79, No. 4, Ap il 2011 Velazquez-Ahumada e al.
and he dimensions indica ed in Fig. 5共c兲, ou model gi es
=−0.75 a he wo king equency o 10.5 GHz.5
The alues o =−0.4 and
=−0.75 gi e a nega i e in-
dex o e ac ion equal o ⫺0.55. The dimensions o he
spli - ing esona o s we e chosen wi h he help o eely
a ailable so wa e.6The geome y shown in Fig. 5共c兲was
chosen o i s symme y,7which ensu es a pu ely magne ic
esponse, so ha he e ec i e p o ided by he me al pla es
is no a ec ed by he p esence o he spli - ing esona o s.
The spli - ing esona o s we e pho oe ched in an ARLON
dielec ic subs a e LX02003311 wi h dielec ic cons an o
2.33 and dielec ic hickness o 0.508 mm.
A me ama e ial consis ing o a mul ilaye ed s uc u e o
h ee uni cells was ab ica ed, and a 20° p ism was cu om
i . The p ism was placed in a slo made in a poly inyl chlo-
ide 共PVC兲moun ing base, and he base was placed be ween
a mic owa e ansmi e and a ecei e . Figu e 6shows a
pho og aph o he se up. In he se up he ansmi e is ixed
and is no mal o he ou pu in e ace o he p ism; he e-
cei e can be o a ed a ound he p ism by means o a goni-
ome e . The mic owa e ansmi e and ecei e we e 10.5
GHz mic owa e ho ns 共PASCO兲. The me ama e ial was de-
signed o wo k a his equency, bu i can be easily designed
o wo k a o he equencies by changing he esonance e-
quency o he spli - ing esona o s and he dis ance be ween
he me al pla es. The ecei ing ho n was placed on he goni-
ome e a m a a dis ance om he moun ing base la ge han
en wa eleng hs 共⬇30 cm兲 o ensu e ha he wa e a he
ecei ing ho n was app oxima ely plana .
The PVC moun ing base was co e ed wi h adhesi e cop-
pe oil, and py amidal oam abso be was placed a bo h
sides. This oam abso be p e en s he o ma ion o s anding
wa e pa e ns be ween he ho ns and he moun ing base. I
s anding wa e pa e ns a e p esen , he signal in he ecei e
would oscilla e wi h he posi ion o he ecei e along he
goniome e a m. A second 20° PVC p ism was also ab i-
ca ed o compa ison pu poses.
Figu e 7shows he measu ed adia ion pa e n o bo h
p isms. The measu emen s we e ob ained by o a ing he e-
cei e be ween 50° and ⫺50° in s eps o 5° and eco ding
he ol age ha was measu ed by a ol me e connec ed o
his ecei e 8共see he pho og aph in Fig. 6兲. The ol age is
Me al
pla es
Foam
slabs
P in ed-ci cui boa d
LH P ism 2d=12 mm
(d=6 mm
)
=1.63 mm
ex
g=0.2 mm
w=0.18 mm
a=5 mm
E
H
(a) (b)
(c)
Fig. 5. 共a兲Mul ilaye s uc u e o he ab ica ed p ism o le -handed ma e-
ial. 共b兲De ails o he s uc u e o a laye consis ing o a p in ed ci cui
boa d wi h esonan ings be ween a pai o oam slabs; he laye is co e ed
by me al pla es. 共c兲Geome ical de ails o he esonan ings.
Moun ing Base
wi h Py amidal
Foam Abso be
P ism
o PVC
P ism o Nega i e- e ac i e Index
10.5 GHz Mic owa e Ho n
Fig. 6. Pho og aph o he expe imen al se up. A p ism o le -handed ma e-
ial is placed in a moun ing base co e ed wi h py amidal abso bing oam.
The moun ing base is placed in he cen e o a goniome e , which allows a
mic owa e ho n ecei e o o a e. A mic owa e ho n emi e is shown on
he o he side. Bo h he emi e and he ecei e a e comme cial ho ns used
o physics demons a ions. The pho og aph also shows an o dina y p ism
made o PVC.
Fig. 7. Radia ion pa e n ob ained wi h he se up shown in Fig. 6 o he o dina y o igh -handed p ism o PVC and he le -handed p ism. Main lobes o
adia ion a e ob ained a 38° o he igh -handed p ism and a ⫺15° o he le -handed p ism.
351 351Am. J. Phys., Vol. 79, No. 4, Ap il 2011 Velazquez-Ahumada e al.
g ea ly educed by he p esence o he oam abso be , bu he
numbe o laye s in he me ama e ial was su icien o ob ain
a measu able signal 共 he wid h o he slo in he moun ing
base co esponds o he hickness o he mul ilaye ed s uc-
u e o h ee la uni cells, ha is, 36 mm, which is also
app oxima ely one wa eleng h a 10.5 GHz兲. The esul s in
Fig. 7 o he adia ion pa e n o he PVC p ism show a
main lobe o ansmission o a posi i e angle o ⬇40°. Fo
an incidence angle o 20°, Eq. 共8兲leads o an index o e-
ac ion o n1=1.8. This esul is e y close o he expec ed
alue based on he ela i e pe mi i i y o PVC,9which is
close o n⬇冑3⬇1.7.
When he me ama e ial p ism is measu ed in ou se up, a
main lobe is ob ained o a nega i e angle o ⫺15° 共see Fig.
7兲. This nega i e angle is close o he alue p edic ed by he
calcula ed nega i e index o e ac ion o ⫺0.55. A mino
lobe is also ob ained when he ansmi e and he ecei e
a e aligned, co esponding o a posi i e angle o 20°. This
mino lobe appea s jus in on o he emi e and can be
explained by he ac ha he Ewald-Oseen ex inc ion
heo em10 is no ully sa is ied in ou medium due o he
medium’s disc e e and ini e na u e.
The main sou ces o e o s in he expe imen s include mis-
alignmen o he moun ing base wi h espec o he goniom-
e e a m and ole ances in he ab ica ion p ocess o he spli -
ing esona o media and in he dis ance be ween he me allic
pla es. We obse ed a maximum misalignmen o 2° in he
loca ion o he maxima, which s ill le s us dis inguish be-
ween posi i e and nega i e e ac ions. These e o s will
a y depending on he abili y o he s uden s and he quali y
o he componen s. We used a pho oe ching echnique wi h a
minimum esolu ion o 20⫻10−6 m, which is su icien o
ou pu poses. We also ound ha he alignmen o he me al-
lic pla es so ha hey a e easonably pa allel is c ucial o he
success o he expe imen . We epea ed ou expe imen s in-
side a small anechoic chambe wi hou signi ican changes in
he esul s, which shows ha he pa ial shielding we used is
su icien o he expe imen .
ACKNOWLEDGMENTS
This wo k was suppo ed by he Spanish Minis e io de
Ciencia e Inno ación unde P ojec Consolide -EMET
CSD2008-00066.
a兲Elec onic mail: [email p o ec ed]
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