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International Journal of Environmental Research and Public Health Review Implementation Models of Compassionate Communities and Compassionate Cities at the End of Life: A Systematic Review Silvia Librada-Flores 1, María Nabal-Vicuña 2, Diana Forero-Vega 2, Ingrid Muñoz-Mayorga 1 and María Dolores Guerra-Martín3,* 1New Health Foundation, 41004 Sevilla, Spain; [email protected] (S.L.-F.); [email protected] (I.M.-M.) 2Palliative Care Team, Arnau de Villanova Hospital, 25198 Lleida, Spain; [email protected] (M.N.-V.); dforer[email protected] (D.F.-V.) 3Department of Nursing, University of Sevilla, 41009 Sevilla, Spain *Correspondence: [email protected] Received: 27 July 2020; Accepted: 26 August 2020; Published: 28 August 2020 Abstract: In the last decade, we have seen a growth of Compassionate Communities and Cities (CCC) at the end of life. There has been an evolution of organizations that help construct Community-Based Palliative Care programs. The objective is to analyze the implementation, methodology and effectiveness of the CCC models at the end of life. We conducted a systematic review following PRISMA ScR Guideline. The protocol was registered on PROSPERO (CRD42017068501). Five databases (MEDLINE, EMBASE, Web of Science, CINAHL and Google Scholar) were searched for studies (from 2000 to 2018) using set eligibility criteria. Three reviewers screened full-texts articles and extracted study data. Outcomes were filled in a registration form which included a narrative synthesis of each article. We screened 1975 records. We retrieved 112 articles and included 31 articles for the final analysis: 17 descriptive studies, 4 interventions studies, 4 reviews and 6 qualitative studies. A total of 11 studies regard the development models of CCC at the end of life, 15 studies were about evaluation of compassionate communities’ programs and 5 studies were about protocols for the development of CCC programs. There is poor evidence of the implementation and evaluation models of CCC at the end of life. There is little and low-/very low-quality evidence about CCC development and assessment models. We found no data published on care intervention in advance disease and end of life. A global model for the development and evaluation of CCC at the end of life seems to be necessary. Keywords: community networks; empathy; palliative care; review 1. Introduction In the last decade, there has been a growing interest in the development of Compassionate Communities and Compassionate Cities (CCC) at the end of life. This movement is based on the World Health Organization’s Ottawa Charter [1] and promotes the motivation of communities to take more responsibility in their healthcare improving the care of people at the end of life [ 2 ]. From this public health approach three main models can be distinguished: •Models from the health services to the community (top-down approach). • Models from community participation through the development of actions and events that involve communities in the promotion of their health (bottom-up approach). • Models from organizations and community participation that ensure that population needs and desires are covered by the community’s impulse and offer tools and techniques to assess these needs and propose solutions. Int. J. Environ. Res. Public Health 2020,17, 6271; doi:10.3390/ijerph17176271 www.mdpi.com/journal/ijerph
Int. J. Environ. Res. Public Health 2020,17, 6271 2 of 15 CCC movement at the end of life was consolidated with the definition of Compassionate City Charter promoted by the Public Health and Palliative Care International (PHPCI Organization) that defines “Compassionate Cities as those that publicly recognize people at the end of life and their needs and are aware of the search and involvement of all the main sectors of the city to help through care and accompaniment to reduce the social, psychological and health impact of life’s difficult processes and situations, especially those related to disability, ageing, dependence, end of life, burden of caregivers, pain and loss of a loved one” [3]. A Compassionate City [3]: •Has local health policies that recognize compassion as an ethical imperative. • Meets the special needs of elders, those living with life-threatening illnesses, and those living with loss. •Has a strong commitment to social and cultural differences. •Involves grief and palliative care services in local government policy and planning. • Offers its inhabitants access to a wider variety of supportive experiences, interactions and communication. • Promotes and celebrates reconciliation with indigenous peoples and memory of other important community losses. •Provides easy access to grief and palliative care services. Through the Compassionate Communities approach: • Death, dying and bereavement would cease to be taboo subjects and would become more normalized within society. •People’s expectations of death and dying will change, as well as how death will be managed. • Palliative care will be re-oriented, supporting health and social care staffto work with the community in providing care to those at the end of life and their loved ones. In the last years, several organizations from different countries (United Kingdom [ 4 ], Scotland [ 5 ], Ireland [ 6 ], Austria [ 7 ], India [ 8 ], Canada [ 9 ] Australia [ 10 ], Colombia [ 11 ] and Spain [ 12 , 13 ]) have boosted the development of Compassionate Communities and Cities with different models. These experiences, centered on Community-Based Palliative Care Models, provide an opportunity for palliative care to progress toward a new vision linked to public health and integrated care models. At the end of life, compassion—defined as the ability to identify and understand the suffering of another person and the desire to alleviate it—also plays an important role for patients, families, networks of care and supportive care providers. It is part of the Palliative Care definition. Harnessing the power of compassion to aid those dying and support their loved ones could provide invaluable information on how to promote optimal levels of healthcare throughout the entire lifespan. In a recent review about compassion in palliative care [ 14 ], an improvement in healthcare outcomes has been demonstrated related to the quadruple aim: improvement of patient’s experience, population health, self-care of professionals, healthcare provider’s satisfaction and reduction of healthcare costs. This evidence has motivated the design, development and nurturing of Compassionate Communities and Cities. This can enhance our collective ability to care for each other at the end of life [15]. Despite this incipient movement, we have not found a systematic framework for the development of Compassionate Communities programs. There are no validated tools to measure the effectiveness of these programs and their impact on patients and their families’ well-being or the health systems. We have reviewed the existing evidence related to the implementation models of Compassionate Communities and Cities at the end of life to identify their methodology and effectiveness assessment system. This systematic review was undertaken to answer the following research questions: •How many end of life Compassionate Communities and Cities development models exist? •What are their methods, processes and measures to allow the intervention assessment?
Int. J. Environ. Res. Public Health 2020,17, 6271 3 of 15 • Could we compare different degrees of development of Compassionate Communities and Cities in different countries and organizations? 2. Materials and Methods 2.1. Design We followed PRISMA-ScR Guidelines for review. The review protocol was registered on PROSPERO (CRD42017068501) before screening and data extraction (date of publication July 2017) available on https://www.crd.york.ac.uk/PROSPERO/display_record.php?ID=CRD42017068501&ID= CRD42017068501. 2.2. Search Strategy The electronic databases used were: MEDLINE (PubMed), EMBASE, Web of Science, CINAHL and Google Scholar. The search strategy was based on MEDLINE search Mesh terms and adapted for other databases if it was necessary (Table 1). Other databased as DARE, SUMSEARCH and Cochrane and institutional resources were used. Grey literature as conference abstracts, books and reports were also consulted. The search was limited to studies published from 2000 to 2018. Table 1. Search strategy. Search Strategy (Terminal Care OR Palliative Care OR Hospice Care OR Hospices) AND (Community networks OR Community health planning OR Community participation OR Social supports OR Volunteers OR Social network) AND (Governments OR policymaker OR health and social policy OR public policy) AND (Empathy OR Compassion) AND (Model OR Organizational OR Program development OR Standards OR Impact OR Evaluation OR measure OR outcome) AND (Efficiency OR effectiveness OR efficacy OR impact OR excellence OR referral) 2.3. Study Eligibility Criteria Table 2shows the predefined inclusion criteria used to select eligible studies. The predefined criteria exclusion used to select eligible studies are: 1. Articles or other types of documents incomplete or in the process of being drawn up; 2. Documents that do not include information related to the object of the search. Table 2. Inclusion criteria. Type of Documents •National strategies, Frameworks, Strategic Plans and Reports •Reports and studies evaluating the results of the development of Compassionate Communities and Compassionate Cities. •Books, White papers. •Tools and guides for program evaluation and measurement of indicators. Scientific articles. Information Contained in these Types of Documents •Models of Compassionate Communities and Compassionate Cities at the end of life. •Evaluation models of Compassionate Communities and Compassionate Cities: Indicators, standards, or data that allow to evaluate the organizations and resources. • Tools, protocols or information systems that allow the development of Compassionate Communities and Compassionate Cities.
Int. J. Environ. Res. Public Health 2020,17, 6271 4 of 15 Table 2. Cont. Technical Criteria for the Search •Studies reporting original data. •Qualitative, quantitative and mixed methods studies. •Articles written in English and Spanish. •Date 2000–2018. Types of Studies • Descriptive studies: describes the characteristics of the population or phenomenon that is being studied. • Retrospective and/or prospective studies: results and data analysis have taken place in the past and/or are reported after a period of time has elapsed, respectively. •Comparative Studies: examine, compare and contrast subjects or ideas. • Evaluation studies: Quantitative methods like surveys, questionnaires and polls and qualitative methods improve decision making. • Intervention studies: participants receive some kind of intervention, such as a new medicine, in order to evaluate it. •Systematic reviews: systematic methods to collect secondary data, critically appraise research studies, and synthesize findings qualitatively or quantitatively. •Meta-analysis: combining data from multiple studies. •Case study: is a research strategy and an empirical inquiry that investigates a phenomenon within its real-life context. •Ethnographic study: qualitative method where researchers completely immerse themselves in the lives, culture, or situation they are studying. •Grounded theory study: a systematic methodology in the social sciences involving the construction of theories through methodical gathering and analysis of data. 2.4. Type of Studies We included both qualitative and quantitative studies reporting original data: descriptive, retrospective and/or prospective studies, intervention studies and systematic reviews. 2.5. Quality Assessment All studies were assessed for methodological quality by the Grading of Recommendations, Assessment, Development and Evaluation system (GRADE). One reviewer (S.L.-F.) graded all the studies and this was verified by a second reviewer (M.N.-V.). 2.6. Screening and Data Extraction Searches were conducted by one author (S.L.-F.). The documentation was selected by the appearance of the keywords in the reports and articles’ titles and abstracts. All references were extracted in Microsoft Excel panel regarding the title, author, journal, data, full text available, type of document, type of study, and information contained. To reduce the selection risk of bias, the first identification was made by title and abstract, trying to select those documents that answer the following questions: •Does the article discuss Compassionate Communities and Cities at the end of life? •Do they regard the development model of Compassionate Communities and Cities? •Do they show the phases of development or standards? • Are the development experiences and results of Compassionate Communities and Cities discussed? •Is it a pilot study? •Is the development method described? •Do they describe tools and resources used to develop Compassionate Communities and Cities? •Was it developed from public policies in palliative care?
Int. J. Environ. Res. Public Health 2020,17, 6271 5 of 15 The full-text papers (n =42) were review by three authors (D.F.-V., I.M.-M. and S.L.-F.) in a peer review process in order to finally select the required documentation. A registration form was designed to extract the information from articles and by a checklist and a description of the most relevant results of the papers reviewed (Table 3). Finally, all authors participated in the discussion and synthesis of all the article selected. Selected articles were reviewed by two experts in systematic reviews (M.D.G-M. and M.N.-V.). Table 3. Registration form. Number: Title: First Author Year: Reference: Document (select X) National strategies, Framework Programs, Strategic Plans and Reports, Consensus documents of associations, institutions, groups of professionals, scientific societies, expert panels, etc. related to the theme. Reports and studies evaluating the results of the development of Compassionate Communities and Compassionate Cities. Resolutions and political reports, Books, White papers, Tools and guides for program evaluation and measurement of indicators, Scientific articles, Grey literature: theses, books, book chapters. Type of Study (select X) Descriptive, retrospective and /or prospective studies Comparative Studies Evaluation studies Intervention studies Systematic reviews Meta-analysis Case study, ethnographic study, grounded theory study. Risk of Bias Assessment (Select X) Discuss articles about compassionate communities at the end of life? Do they express Compassionate Communities and cities development models? Do they expose development phases or standards? Are development experiences and results discussed? Are these pilot studies? Is the development method described? Do they describe tools and resources to develop Compassionate Communities and cities? Is it development from public policies in palliative care? Accepted (Select X) Articles or other types of documents incomplete or in the process of being drawn up, Documents that do not include information related to the object of the search, Documents in other languages than English and Spanish. Information Contained (Select X) Models of community development and compassionate cities at the end of life. Evaluation models of Compassionate Communities and Compassionate Cities. Indicators, standards, or data that allow evaluating the organizations and resources. Tools and information systems that allow the evaluation of Compassionate Communities and Compassionate Cities. National regulations and public health models that establish the strategic lines for the development of communities and compassionate cities. Primary Results Dimension (What is the scope? coverage?) Objective (What do you want to achieve at city, organization, country level?) Development model (How do they do it?) Degree of development (what stage are they in?) Standards (Are there goals to be achieved? What are the standards for achieving this?) Tools and resources. Models of evaluation, reporting and analysis of results. Narrative Summary of the Main Results
Int. J. Environ. Res. Public Health 2020,17, 6271 6 of 15 2.7. Data Analysis Each author completed the registration form independently. This included a narrative synthesis of each article describing: aims, study design, participants/scope, country and main findings. The most important outcomes were filled in the registration form according to the following criteria: •Objectives: What do they want to achieve at city, organization, country level? •Scope: What is the scope or coverage? •Development models How do they do it? •Degree of development: pilot, initial or consolidated •Standards: Are there goals to be achieved? What are the standards to achieve them? •Tools, resources, evaluation models and analysis of results. Disagreements among reviewers were resolved through discussion among all authors to obtain the definitive information. 3. Results A total of 1975 articles were identified by databases searching. A total of 1863 were excluded because they were duplicated (n =720) or because they did not match eligibility criteria (n =1143). A total of 112 articles were retrieved but 70 articles were excluded by title and abstract because they were considered not related to CCC models by the three reviewers. This resulted in 42 full-text articles. A total of 11 articles were excluded by reviewers in a discussion session because they did not offer relevant information. We obtained 31 articles for the final analysis. Figure 1represents the selection process. Supplementary Material Table S1 summarizes the main characteristics and the quality assessment of the included studies: 17 descriptive studies, 4 interventions studies, 4 reviews and 6 qualitative studies published from 2000 to 2018. Evidence levels have been matched by 25 low-level and 6 very low-level articles. Data were extracted into a data extraction table with the most relevant information ( Supplementary Material Table S1 ). The results have been classified into three topics according to the objectives of the review (key themes).
Int. J. Environ. Res. Public Health 2020,17, 6271 7 of 15 Int. J. Environ. Res. Public Health 2020, 17, x FOR PEER REVIEW 12 of 16 Figure 1. The flow diagram of literature search and selection of articles. Models of Compassionate Communities described by Chou et al. [19] and Sallnow et al. [20] add valuable elements as the development of coalitions that bring together professionals, community networks, organizations and researchers to improve end of life patients’ quality of life. These coalitions provided a space to share experiences and to create social networks around these people. From this perspective, Blinderman [21] urged that palliative care must be considered as a right and be offered in a dignified and compassionate way even in low-income countries where they are not yet well implemented. Care, compassion and community have been highlighted by Kayser et al. [22] in a descriptive study with 33 end of life patients’ care needs as a triple element to guarantee the adequate attention of people at the end of life. Regarding the creation and management of care networks around people at the end of life, the model published by Abel et al. [23] named Circle of care describes that patients must be surrounded by their family and close friends, from the community and service providers. Figure 1. The flow diagram of literature search and selection of articles. 3.1. Compassionate Community or Cities at the End of Life Development Models (Theme 1) Eleven documents offered information about CCC development models. Ten were descriptive studies and one was a systematic review. Regarding public policies, we found organizations and governments, such as Canada and U.S, that are making important efforts to offer an attention more integrated, compassionate, effective and less expensive at the end of life. The U.S Healthcare System have published seven recommendations that served as a model for the development of compassionate communities [ 16 ]: “Commitment to compassionate healthcare leadership, to teach compassion, to value and reward compassion, to support caregivers, to partner with patients and families, to build compassion into healthcare delivery and to deepening our understanding of compassion.”
Int. J. Environ. Res. Public Health 2020,17, 6271 8 of 15 Abel et al. [ 17 ] described the UK National Health Council approach based on public health and community principles too. This council included key elements for the development of Compassionate Communities, such as education for death in schools and workplaces, decision making of people about the end of their life, availability of community resources including social volunteering, favoring place of care, death at home and greater involvement of the community in end of life care. Paul and Sallnow [ 4 ] and De Zulueta [ 18 ] studies considered community promotion actions a priority with a greater impact on schools, promoting community involvement through social awareness, compassionate leadership and networking. Models of Compassionate Communities described by Chou et al. [ 19 ] and Sallnow et al. [ 20 ] add valuable elements as the development of coalitions that bring together professionals, community networks, organizations and researchers to improve end of life patients’ quality of life. These coalitions provided a space to share experiences and to create social networks around these people. From this perspective, Blinderman [ 21 ] urged that palliative care must be considered as a right and be offered in a dignified and compassionate way even in low-income countries where they are not yet well implemented. Care, compassion and community have been highlighted by Kayser et al. [ 22 ] in a descriptive study with 33 end of life patients’ care needs as a triple element to guarantee the adequate attention of people at the end of life. Regarding the creation and management of care networks around people at the end of life, the model published by Abel et al. [ 23 ] named Circle of care describes that patients must be surrounded by their family and close friends, from the community and service providers. This “circle of care model” is applied as a tool to treat the person and their entire community as parts of the network [23]. Sallnow et al. [ 20 ] describe a neighborhood network in palliative care that involves a trained community to respond to end of life patients’ needs: social, spiritual and emotional needs, as well as, the proper management and control of symptoms in a domiciliary context. Flager and Dong [ 24 ] also provides evidence that home care reduces hospitalizations and visits to emergency departments; thus, encouraging care and accompaniment in this environment can lead to more cost-efficient programs. Kellehear [ 25 ] argues that end of life care is everyone’s responsibility, and that compassionate cities and communities are an example of health responsibility. Both people and organizations have a fundamental role in their development. 3.2. Evaluation Models of Compassionate Communities and Cities: Indicators, Standards or Data That Allow Evaluating the Organizations and Resources (Theme 2) We have identified 15 documents with information about indicators, standards and partial or global evaluation models for CCC: 3 descriptive studies, 3 evaluations carried out through intervention processes, 6 qualitative studies and 3 systematic reviews. The results of this mater have been grouped into three blocks: •Compassionate Communities and Cities evaluation models/systems. •Evaluation of specific Compassionate Communities and Cities programs. •Evaluation of compassion practice. 3.2.1. Compassionate Communities and Cities Evaluation Models/Systems We found two reviews on CCC evaluation models. Sallnow et al. [ 26 ] offer a meta-ethnographic evaluation system to explore experiences of patients, caregivers and professionals. These experiences evaluated: caregiver’s satisfaction, professional and patients’ experiences, and “the community development since the creation of networks of care and educational programs”. The quantitative findings mapped to the meta-ethnography can
Int. J. Environ. Res. Public Health 2020,17, 6271 9 of 15 lead to improved outcomes for carers, such as decreased fatigue or isolation and increase in size of caring networks. These wider social networks can influence place of death and palliative care services involvement. Pfaffand Markaki [ 27 ], in an integrative review of the palliative care and end of life literature, selected several indicators and attributes for the evaluation of Compassionate Communities related to: •Overarching Structures: Patient and Family-Centered Care, •Overarching Values: Empathy, Sharing, Respect, Partnership. •Process indicators: Communication, Shared decision-making, Goal setting; •Results indicators: organizational development and satisfaction. The great contribution of this review was the development of an assessment model that could be use by governments, healthcare administration and providers for improve health, strengthen the provision of care and control health costs [27]. Regarding the evaluation of community interventions, the work of Luzinski et al. [ 28 ] analyzed cost efficiency and service quality. These authors calculated, through the case manager intervention the annual cost savings provided directly to clients as a result of community case management interventions, that the case managers saved an average of $93,000 per year for the CCM group of clients. 3.2.2. Compassionate Communities and Cities Evaluation Models/Systems Canada’s Compassionate Care Benefit (CCB) program used a multimodal evaluation by caregivers and provider’s interviews: • Caregivers were asked about aspects related to the program implementation: eligibility, information, timing and financial opinion by comparing ideal expectation with the reality [ 29 – 31 ]. • Providers underwent semi-structured telephone interviews on aspects related to Compassionate Care Benefit usefulness, its access facilitators and barriers; experiences related to recommending the Compassionate Care Benefit to potential applicants and suggestions for program improvement [ 31 ]. These works have not allowed us to identify quantitative assessment indicators. Nevertheless, these authors point out that they have obtained a qualitative critical analysis that help them to make decisions in four specific sub-themes: temporal, financial, informational and administrative aspects related to the program [ 32 , 33 ]. Findings demonstrated that participants expect the CCB to provide: (1) Temporal: an adequate length of leave time from work, which is reflective of the uncertain nature of caregiving at end of life; (2) Financial: adequate financial support; (3) Informational: information on the programme to be disseminated to front-line palliative care providers so that they may share it with others; and (4) Administrative aspects: a simple, clear, and quick application process. The program published by Pesut et al., N-CARE, developed their evaluation based on the opinion of seven volunteer patients living with advanced chronic illness. They explored satisfaction and areas of improvement after 12 months of accompaniment. This assessment used questionnaires and semi-structured interviews [9]. In an Irish context, Milford Care Centre [34] structured the evaluation by: •The visibility of the program: web, marketing materials, brochures, awareness campaigns, etc. •Citizen participation: community groups, volunteering, conversation groups, workshops, etc. • The social care model: Community mentors, community partners, voluntary community mentors recruited and trained, community mentors advertised in the designated areas and with all appropriate service providers. 3.2.3. Compassionate Communities and Cities Evaluation Models/Systems Crowther et al. [ 35 ] published a study conducted to measure the effect of compassion, humanity and kindness on patients with dementia during their last year of life. This is a qualitative analysis