scieee Open visual document viewer

Analysis of Wind-Shear Effects on Optimal Aircraft Cruise

Valenzuela Romero, Alfonso; Rivas Rivas, Damián

Abstract

An analysis of the effects of wind shear on optimal aircraft cruise trajectories is presented. The procedure considered is cruise at constant Mach number and constant altitude, which is commonly flown by airlines, following air- traffic-control rules. The optimal trajectories correspond to the case of minimum direct-operating-cost cruise with given range, and are obtained using parametric optimization theory. The main objective of the paper is to analyze the influence of the wind shear on the optimum altitude and speed. The results show that, for a given cost index, the effect of the wind shear on the optimum altitude is quite large. The effect of the cost index on the optimum results is also analyzed. Results are presented for a model of a Boeing 767-300ER.

Full text

Analysis o Wind-Shea E ec s on Op imal Ai c a C uise Al onso Valenzuela, and Damián Ri as Depa men o Ae ospace Enginee ing Escuela Técnica Supe io de Ingenie ía, Uni e sidad de Se illa Se ille, Spain a [email protected], d i [email protected] Abs ac —An analysis o he e ec s o wind shea on op imal ai c a c uise ajec o ies is p esen ed. The p ocedu e conside ed is c uise a cons an Mach numbe and cons an al i ude, which is commonly lown by ai lines, ollowing ai - a ic-con ol ules. The op imal ajec o ies co espond o he case o minimum di ec -ope a ing-cos c uise wi h gi en ange, and a e ob ained using pa ame ic op imiza ion heo y. The main objec i e o he pape is o analyze he in luence o he wind shea on he op imum al i ude and speed. The esul s show ha , o a gi en cos index, he e ec o he wind shea on he op imum al i ude is qui e la ge. The e ec o he cos index on he op imum esul s is also analyzed. Resul s a e p esen ed o a model o a Boeing 767-300ER. Keywo ds-ai c a ajec o y op imiza ion; op imal c uise; wind shea I. I NTRODUCTION T ajec o y op imiza ion is an impo an subjec in ai a ic managemen , which aims a de ining op imal ligh p ocedu es ha lead o ene gy-e icien ligh s. In p ac ice, he ai lines conside a cos index (CI) and de ine he di ec ope a ing cos (DOC) as he combined cos o uel consumed and ligh ime, weigh ed by he CI. Thei goal is o minimize he DOC. This p oblem has been ea ed ex ensi ely in he li e a u e. Among many o he s, o example, minimum-DOC ajec o ies ha e been s udied by Ba man and E zbe ge [1], E zbe ge and Lee [2] and Bu ows [3] who analyze he minimum-DOC p oblem o global ajec o ies (climb-c uise-descen ); hey conside s eady c uise, and ake he ai c a mass as cons an . Bu ows [4] also analyzes he minimum-DOC p oblem o global ajec o ies, wi hou he assump ion o cons an mass, bu wi h he assump ion ha he c uise segmen akes place in he s a osphe e. Bilimo ia e al. [5] and Chak a a y [6] analyze he minimum-DOC, s eady c uise as he ou e solu ion o a singula pe u ba ion app oach, whe e he ai c a mass is aken as cons an . Lidén [7] p oposes compu ing algo i hms o be used in ligh managemen sys ems which op imize he c uise p o ile. Howe e , hese wo ks ei he do no conside wind-shea e ec s, as in [2-5], o only conside one pa icula wind p o ile, as in [1,6,7], no analyzing he e ec s o changing he wind p o ile. In his pape we add ess he p oblem o analyzing he e ec s o wind shea on minimum-DOC ai c a c uise ajec o ies. The p ocedu e conside ed is c uise a cons an Mach numbe and cons an al i ude, which is commonly lown by ai lines, ollowing ai - a ic-con ol (ATC) ules; he c uise ange is ixed. The c uise is uns eady, wi h a iable mass, subjec o a ho izon al, al i ude-dependen wind p o ile. The main objec i e o his wo k, wi h espec o he published li e a u e, is o p o ide an unde s anding o he in luence o he wind shea on he op imum c uise al i ude and c uise speed, aking in o accoun he cos index alue ixed by he ope a o . Fo comple eness, he in luence o he a e age wind speed (headwinds and ailwinds) is also analyzed. To op imize he c uise p ocedu e, a pa ame ic op imiza ion app oach is p esen ed. Pa ame ic ajec o y op imiza ion has been also ea ed ex ensi ely. Fo example, Be s and C ame [8] apply he di ec ansc ip ion echnique, which combines nonlinea op imiza ion wi h a disc e iza ion o he ajec o y dynamics, o he op imal design o ajec o ies ( o se e al pe o mance indices) subjec o ealis ic cons ain s ha ep esen he ajec o y phases o a mission p o ile. Sole e al. [9] elax some o he cons ain s imposed in [8] o gi e mo e oom o planning mo e e icien ajec o ies, o mula ing a single op imal con ol p oblem which is sol ed as a nonlinea op imiza ion p oblem. Menon e al. [10] op imize ligh s a egies o con lic esolu ion pa ame e izing he ajec o ies in e ms o ou -dimensional waypoin s, and app oxima ing he ajec o ies by piecewise-linea pa hs. Wu and Zhao [11] op imize he ajec o y om li o o ouchdown and quan i y he de ia ion om ac ual ajec o ies due o modeling e o s and/o ligh condi ions, de ining he ajec o y by a se ies o ligh segmen s speci ied by a se o ligh objec i es, such as speeds, al i udes o h o le se ings. To es e al. [12] o mula e a mul i-objec i e op imiza ion p oblem ha minimizes noise and pollu an s emissions o he depa u e p ocedu es, pa ame e izing he ajec o y h ough wo se s o a iables ha desc ibe he e olu ion o he ai c a speed and h us . Valenzuela e al. [13] op imize disc e e c uise p ocedu es cons ained o ha e Mach numbe s mul iple o 0.01, and al i udes de ined by ligh le els. In his pape he c uise p ocedu e is de ined by a ajec o y pa e n o med by i e segmen s commonly lown by ai lines, which is in ac a ligh in en ha de ines unambiguously how he ai c a is o ly. The segmen s a e as ollows: 1) s a ing a he ini ial al i ude i h , a ansi ion segmen a he ini ial Mach i M (descen /climb wi h idle/maximum c uise engine a ing) ending a he c uise al i ude c h , 2) a ansi ion segmen a cons an al i ude c h (decele a ion/accele a ion wi h idle/maxi- mum c uise engine a ing) ending a he c uise Mach c M , 3) he main c uise segmen a cons an Mach c M and cons an al i ude c h , ending when a dis ance c is lown, 4) a ansi ion segmen a cons an al i ude c h (decele a ion/accele a ion wi h idle/maximum c uise engine a ing) ending a he inal Mach M , and 5) a ansi ion segmen a cons an Mach M (descen /climb wi h idle/maximum c uise engine a ing) ending a he inal al i ude h . In his wo k, he ini ial and inal condi ions ( i h , i M , h , M ) a e gi en, so ha he c uise al i ude c h , he c uise Mach numbe c M and he dis ance c a e ee a iables, on which he op imiza ion is pe o med. Resul s a e p esen ed o a model o a Boeing 767-300ER, wi h comp essible ae odynamics and gene al speci ic uel consump ion and h us models, which is desc ibed in [14]. The esul s o linea wind p o iles show ha he e ec o he wind shea on he op imum al i ude is qui e la ge, depending s ongly on he cos index; on he con a y, he e ec o he a e age wind speed is much smalle . In pa icula , i is ound ha depending on he alue o he wind shea he op imal c uise akes place ei he in he oposphe e o in he s a o- sphe e, wi h opposi e beha io s as a unc ion o he cos index, namely, he op imum al i ude dec eases wi h he cos index in he oposphe e, whe eas i inc eases in he s a osphe e. II. P ROBLEM F ORMULATION A. Equa ions o Mo ion In his wo k, c uise ligh in a e ical plane is conside ed. The model adop ed o desc ibe he ai c a mo ion is ha o a poin mass wi h h ee deg ees o eedom, commonly used o ajec o y p edic ion (see Sla e y and Zhao [15]); he equa ions hen desc ibe he mo ion o he ai c a cen e o mass, conside ed as a mass- a ying body. The case o al i ude- dependen ho izon al winds con ained in he ligh plane is conside ed. The equa ions o mo ion o symme ic ligh wi h h us pa allel o he ai c a ae odynamic eloci y a e he ollowing (see Jackson e al. [16]): d d ( , , ) , d d , d( , ) , d d( ), d d, d V w m T D V h L mg mV h L mg mc V h T V w h hV γ γ γ = − − − = = − = + = (1) whe e he ollowing simpli ying assump ions ha e been made: 1 γ ≪ and / 0 V g γ ≈ ɺ . In he p e ious equa ions, V and γ a e he ae odynamic eloci y modulus and he ae odynamic pa h angle; m he ai c a mass; and h he ho izon al dis ance and he al i ude; w he wind speed; g he g a i y accele a ion; he ime; T , L , and D he h us , he li , and he ae odynamic d ag; and c he speci ic uel consump ion. Each ligh segmen is de ined by wo ligh cons ain s ( o example, o ly a cons an al i ude and cons an speed), which oge he wi h (1) o m a sys em o di e en ial algeb aic equa ions (DAE). The esolu ion o he DAE sys ems o he di e en ligh segmen s is based on he educ ion o he sys em o equa ions o a sys em o o dina y di e en ial equa ions (ODE) h ough he explici u iliza ion o he ligh cons ain s. The ODE sys ems a e hen sol ed using MATLAB's ode45 [17] (based on an explici Runge Ku a o mula). The compu a ion o each ligh segmen s a s wi h he co esponding ini ial condi ions and ends when he app op ia e s opping condi ion is eached ( o ins ance, eaching a gi en al i ude o a gi en Mach numbe ). Addi ionally, o compu e he ligh segmen s, some supplemen a y models a e needed: Ea h, ae odynamic and p opulsion models. In his pape , he Ea h has cons an g a i y, he a mosphe ic model is ISA, and ealis ic ae odynamic and p opulsion models a e conside ed, which a e desc ibed in [14]. The ai c a model p o ides he ollowing unc ions: comp essible d ag pola ( , ) D L C M C , speci ic uel consump ion ( , ) c M h , and a ailable h us ( , ) MCRZ T M h o maximum-c uise engine a ing and ( , ) IDLE T M h o idle engine a ing. The a mosphe e model p o ides he densi y ( ) h ρ and he wind speed p o ile ( ) w h . The li and d ag coe icien s a e de ined by 2 / 2 L L V SC ρ = and 2 / 2 D D V SC ρ =, whe e S is he e e ence wing su ace. B. T ajec o y Pa e n To model he c uise ligh in a e ical plane, he ajec o y pa e n shown in Fig. 1 is conside ed; he a ows in he igu e indica e he s opping c i e ion o each ligh segmen , and ER s ands o ixed engine a ing. The pa e n s a s om he ini ial al i ude i h and ini ial Mach numbe i M , and ends a he inal condi ions h and M .The pa e n is o med by i e ligh segmen s. The i s one is a ansi ion segmen , a descen /climb a cons an Mach i M and wi h idle/maximum c uise engine a ing ending a he c uise al i ude c h . The second one is also a ansi ion segmen , a decele a ion/accele a ion a cons an al i ude c h and wi h idle/maximum c uise engine a ing, ending a he c uise Mach numbe c M . The hi d one is a segmen a cons an Mach c M and cons an al i ude c h ending when a dis ance c is lown. Finally, because he c uise ligh has o end a he inal condi ions h and M , wo mo e ansi ion segmen s, as hose jus desc ibed, comple e he pa e n; ha is, a ansi ion segmen a cons an al i ude c h (decele a ion/accele a ion wi h idle/maximum c uise engine a ing) ending a he inal Mach M , and a ansi ion segmen a cons an Mach M (descen /climb wi h idle/maximum c uise engine a ing) ending a he inal al i ude h . Figu e 1. T ajec o y pa e n. Hence, one can see ha h ee di e en ypes o ligh segmen s a e conside ed, which comply wi h usual ATC ules, namely, segmen s wi h cons an Mach and cons an al i ude, ansi ion segmen s wi h ixed engine a ing and cons an Mach ( o descen /climb segmen s), and ansi ion segmen s wi h ixed engine a ing and cons an al i ude ( o decele a ing/accele a ing segmen s). The p ocedu e is de ined by se en pa ame e s: al i ude c h , Mach numbe c M , dis ance c , ini ial and inal al i udes, i h and h , and ini ial and inal Mach numbe s, i M and M . Depending on he applica ion, some o hese pa ame e s can be ixed, whe eas he es a e ee and used as a iables in he op imiza ion p oblem. In his pape , he ini ial and inal alues o al i ude and Mach numbe a e ixed. C. Pa ame ic Op imiza ion Once he ee pa ame e s o he ajec o y a e de ined, hey a e collec ed in a ec o x . The op imiza ion p oblem is o mula ed as a nonlinea p og amming (NLP) p oblem: minimize ( ) subjec o ( ) , ( ) , , J X = ≤ ∈ x x 0 g x 0 x (2) whe e X is he easible egion o he a iables. In his o mula ion, he op imali y c i e ion de ining he cos unc ion can be he minimiza ion o any p ope y o combina ion o p ope ies o he ajec o y ha can be de i ed om he compu a ion o he ajec o y. The equali y and inequali y cons ain s and he easible egion depend on he applica ion. Di e en echniques can be used o sol e NLP p oblems [18]. In his wo k, MATLAB's mincon is used, a sequen ial quad a ic p og amming (SQP) me hod, which is p oposed by Schi kowsky [19] as he mos e icien o sol e nonlinea p og amming p oblems. I mus be no ed ha SQP me hods, as g adien -based me hods, a e only able o ind one local minimum wi hin he easible egion; in case ha se e al local minima exis , he global minimum can be ob ained by subdi iding he easible egion in o app op ia e sub egions, sol ing he op imiza ion p oblem on each sub egion, and inally aking he bes local minimum ound. D. Minimum-DOC C uise The objec i e is o minimize he di ec ope a ing cos in c uise ligh wi h ixed ange. The DOC is a combina ion o uel and ime cos s, F DOC m CI = + (measu ed in kg), whe e F m is he uel consump ion, he ligh ime, and CI he cos index which measu es he ela i e impo ance o bo h cos s ( he case 0 CI = co esponds o minimum uel). No e ha al hough ai lines de ine he CI in uni s o $/hou di ided by cen s/lb, in his pape in e na ional uni s o measu e a e used, hence, he CI is measu ed in kg/s. Rep esen a i e alues o he CI a e in he ange 0 o 3 kg/s, which is conside ed in he nume ical simula ions. The ini ial and inal al i udes and speeds a e ixed, 30000 i h h= = and 0.79 i M M= = . The same ini ial and inal condi ions a e chosen, o be able o compa e all cases conside ed in he analysis; i M and M co espond o ypical climb and descen Mach alues and i h h = is a ypical c uise al i ude. The ange o be lown is 2000 A = km. The cos unc ion can be w i en as ( ) ( ) ( ), F J m CI = + x x x (3) whe e he uel consump ion and he ligh ime depend on he ee pa ame e s x . Because he o al lown dis ance is a unc ion o he ee pa ame e s, he gi en ange A is imposed by he equali y cons ain ( ) 0. A − = x (4) The inequali y cons ain s educe o equi ing ha he speeds and al i udes be wi hin he ai c a ope a ional en elope. Because he ini ial and inal condi ions a e gi en, he o al numbe o ee pa ame e s is h ee: he Mach numbe c M , he al i ude c h , and he dis ance lown du ing he hi d pa e n segmen c . The easible egion is gi en by [0.60,0.86] c M∈ , [20000,43000] c h∈ , and [0,2000] c ∈ km. Conside ing he di e en beha io o he a mosphe e in he oposphe e and in he s a osphe e, one could expec he objec i e unc ion o be non con ex in he easible egion, possibly ha ing a local minimum in each laye . Fo his eason, i has been decided o subdi ide he easible egion in o wo sub egions: [20000,36089] c h∈ in he oposphe e and [36089,43000] c h∈ in he s a osphe e. Fo he cases analyzed in Sec ion III, i has been obse ed ha he objec i e unc ion is con ex in each sub egion. The op imiza ion p oblem is hen sol ed in bo h sub egions and he bes local minimum ound is aken as he global minimum. E. Wind P o ile Fo he wind model, linea p o iles a e conside ed, wi h he absolu e alue o he wind speed inc easing wi h al i ude −40 −20 0 20 40 3.15 3.2 3.25 3.3 3.35 3.4 3.45 3.5 x 104 ¯w[k ] h∗ c[ ] CI −40 −20 0 20 40 0.75 0.76 0.77 0.78 0.79 0.8 0.81 0.82 0.83 ¯w[k ] M∗ c[-] CI (see [6,20,21]). The p o iles, be ween wo gi en al i udes 1 h and 2 1 h h > , a e de ined as ollows ( ) , h h w h w w h h − = + ∆ − (5) whe e w is he a e age wind, w ∆ he wind-shea pa ame e and 1 2 ( ) / 2 h h h= + he a e age al i ude. Fo gi en alues o 1 h and 2 h , w ∆ de ines he wind shea d / d w h , and, in pa icula , 0 w ∆ = de ines a uni o m wind p o ile. No e ha he a e age wind speed w is gi en by 2 1 2 1 1 ( )d , h h w w h h h h =− ∫ (6) and, also, since he wind p o iles a e linea , w is he wind speed a he a e age al i ude, ha is, ( ) w w h = . In he ollowing, bo h ailwinds (TW) and headwinds (HW) a e conside ed, wi h he linea p o iles de ined as ollows: o TW one has 0 w > and 0 w ∆ ≥ , and o HW 0 w < and 0 w ∆ ≤ . To de ine he wind p o ile, he ollowing al i udes a e conside ed: 1 10000 h= , 2 33000 h= ; he a e age al i ude is 21500 h= . The a e age wind anges om 40 − k o 40 k , and he absolu e alue o he wind-shea pa ame e anges om 0 o 40 k . III. R ESULTS In his sec ion op imiza ion esul s a e p esen ed o 1200 W= kN. No e ha ins ead o ixing he ini ial ai c a weigh , which would depend on he alue o he CI, he inal weigh is ixed, he same o all he simula ions. Hence, he in eg a ion o he equa ions o mo ion is pe o med backwa ds. The e ec s o he a e age wind and o he wind shea on he op imal p ocedu es a e analyzed in Sec ions III.A and III.B, espec i ely. A. E ec o he A e age Wind The e olu ion o he op imum al i ude * c h wi h he a e age wind is shown in Fig. 2 o di e en alues o he CI and o a wind-shea pa ame e 0 w ∆ = . I can be seen ha he al i udes dec ease as he CI inc eases; his same beha io was ound, o example, by Ba man and E zbe ge [1] o sho -haul ai c a wi h cons an mass and no wind. Fo a ixed alue o he CI, he al i ude sligh ly inc eases as he a e age wind inc eases; he smalle he CI, he weake he al i ude inc ease. Fo ins ance, o 0 CI = , one has ha he di e ence in he al i ude ( o he ange o a e age wind conside ed) is 129 , and o 3 CI = kg/s is 727 . The op imum Mach numbe * c M is shown in Fig. 3. As expec ed, i inc eases as he CI inc eases. I can be seen ha he Mach numbe sligh ly dec eases as he a e age wind inc eases; he la ge he CI, he weake he Mach dec ease. Fo ins ance, o 3 CI = kg/s, one has ha he di e ence in he Mach numbe is jus 0.005, and o 0 CI = is 0.011. In summa y, i can be said ha he e ec o he a e age wind on he op imal p ocedu es is small. Figu e 2. Op imum al i ude s a e age wind o CI = 0,0.5,1,1.5,2,2.5, 3 kg/s, and 0 w ∆ = . Figu e 3. Op imum Mach numbe s a e age wind o CI = 0,0.5,1,1.5,2, 2.5,3 kg/s, and 0 w ∆ = . The global p ope ies F m , , and DOC a e shown in Figs. 4, 5, and 6, espec i ely. These h ee global p ope ies signi ican ly dec ease as w inc eases: hey a e, as expec ed, la ge o headwinds han o ailwinds. As an example, o 1.5 CI = kg/s one has he ollowing di e ences ( o he ange o a e age wind conside ed): 1756 kg in F m , 1347 s in , and 3777 kg in DOC . As he CI inc eases, F m inc eases and dec eases as expec ed, and DOC inc eases, because bo h F m and he p oduc CI inc eases. −40 −20 0 20 40 8000 8500 9000 9500 10000 10500 11000 ¯w[k ] mF[kg] CI −40 −20 0 20 40 7500 8000 8500 9000 9500 10000 ¯w[k ] [s] CI −40 −20 0 20 40 0.5 1 1.5 2 2.5 3 3.5 4x 104 ¯w[k ] DOC [kg] CI −40 −20 0 20 40 2.4 2.6 2.8 3 3.2 3.4 3.6 3.8 4 4.2 x 104 ∆w[k ] h∗ c[ ] CI CI CI Figu e 4. Fuel consump ion s a e age wind o CI = 0,0.5,1,1.5,2,2.5, 3 kg/s, and 0 w ∆ = . Figu e 5. Fligh ime s a e age wind o CI = 0,0.5,1,1.5,2,2.5,3 kg/s, and 0 w ∆ = . Figu e 6. DOC s a e age wind o CI = 0,0.5,1,1.5,2,2.5,3 kg/s, and 0 w ∆ = . B. E ec o he Wind Shea Now, he e ec o he wind shea is analyzed. In his analysis one has 30 w = − k and 0 w ∆ < o HW, and 30 w = k and 0 w ∆ > o TW. The e olu ion o he op imum al i ude wi h he wind-shea pa ame e is shown in Fig. 7. I can be seen ha he al i ude inc eases as he wind shea inc eases. This a ia ion is qui e la ge and s ongly depends on he CI. Fo ins ance, o 0 CI = , one has ha he di e ence in he al i ude ( o he ange o wind shea conside ed) is 5791 , and o 3 CI = kg/s is as la ge as 15977 . The jumps a 0 w ∆ = co espond o he di e en a e age winds conside ed. Figu e 7. Op imum al i ude s wind shea o CI = 0,0.5,1,1.5,2,2.5,3 kg/s; 30 w = − k o HW, 30 w = k o TW. Fo he ange o CI conside ed, he op imum al i ude is ound o be in he oposphe e o nega i e and small posi i e alues o w ∆ and in he s a osphe e o la ge alues o w ∆ . The way in which he ansi ion om one egion o he o he is pe o med depends on he alue o he CI. Fo ins ance, o 0 CI = , he op imum al i ude coincides wi h he opopause be ween 25 w ∆ = and 29 k , and o 1 CI = kg/s he al i ude jumps om 35650 o 36530 a app oxima ely 17.5 w ∆ = k . A mo e de ailed iew o his ansi ion is shown in Fig. 8 o CI anging om 0 o 0.5 kg/s. The a ia ion o he al i ude wi h he CI depends on he wind-shea pa ame e (see Fig. 7). Fo nega i e and small posi i e alues o w ∆ , one has ha he op imum al i ude dec eases as he CI inc eases; bu o la ge posi i e alues o w ∆ , when he op imum al i ude is loca ed in he s a osphe e, he beha io is e e sed: he op imum al i ude inc eases as he CI inc eases. The wo di e en beha io s a e be e obse ed in Fig. 9 whe e he e olu ion o he op imum al i ude wi h he CI is ep esen ed o posi i e alues o he wind-shea pa ame e : o small alues o w ∆ , * c h dec eases, and o la ge alues o w ∆ , * c h inc eases. As one can also see, o in e media e alues o w ∆ he op imum al i ude can be in he oposphe e o in he s a osphe e, depending on he alue o he CI. Fo ins ance, o 10 15 20 25 30 35 3.5 3.55 3.6 3.65 3.7 3.75 x 104 ∆w[k ] h∗[ ] CI opopause 0 0.5 1 1.5 2 2.5 3 3.2 3.3 3.4 3.5 3.6 3.7 3.8 3.9 4 4.1 x 104 CI [kg/s] h∗ c[ ] ∆w −40 −20 0 20 40 0.7 0.8 0.9 1 1.1 1.2 1.3 x 104 ∆w[k ] mF[kg] CI CI −40 −20 0 20 40 0.75 0.76 0.77 0.78 0.79 0.8 0.81 0.82 0.83 ∆w[k ] M∗ c[-] CI CI 17.5 w ∆ = k he op imum al i ude is in he s a osphe e o [0.89,1.77] CI ∈ kg/s and in he oposphe e in any o he case. These esul s show ha he wind shea does ha e an impo an e ec on he op imum c uise al i ude. Figu e 8. Op imum al i ude s wind shea o CI = 0,0.1,0.2,0.3,0.4, 0.5 kg/s, and 30 w = k . Figu e 9. Op imum al i ude s cos index o w ∆ = 0,5,10,15,17.5,20,25,30, 35,40 k , and 30 w = k . The e olu ion o he op imum Mach numbe is shown in Fig. 10. One can see ha , in gene al, i sligh ly inc eases o 0 w ∆ < and dec eases o 0 w ∆ > . The li le jumps abou 17.5 w ∆ = k ma ch wi h he al i ude jumps jus men ioned. The a ia ion o he Mach numbe wi h he wind shea is small and compa able o he a ia ion wi h he a e age wind. Fo ins ance, o 0 CI = , one has ha he di e ence be ween he maximum and minimum alue o he Mach numbe is jus 0.011, and o 3 CI = kg/s is 0.016. Figu e 10. Op imum Mach numbe s wind shea o CI = 0,0.5,1,1.5,2,2.5, 3 kg/s; 30 w = − k o HW, 30 w = k o TW. The global p ope ies F m , , and DOC a e shown in Figs. 11, 12, and 13, espec i ely. Fo a gi en CI, hey a e conside ably la ge o 0 w ∆ < , because in ha case one has headwinds, as opposed o he ailwinds one has o 0 w ∆ > . As be o e, F m and DOC inc ease, and dec eases as he CI inc eases. Fo ailwinds, he pe o mance index DOC dec eases as w ∆ inc eases; he la ge he wind shea , he be e . Fo headwinds, howe e , DOC inc eases as w ∆ inc eases; he la ge he wind shea (in modulus), he wo se. As an example, o 1.5 CI = kg/s one has he ollowing esul s: o ailwinds, when w ∆ inc eases om 0 o 40 k , he dec ease in DOC is 1933 kg; and o headwinds, when w ∆ inc eases om 0 o 40 k , he inc ease in DOC is 1773 kg. Figu e 11. Fuel consump ion s wind shea o CI = 0,0.5,1,1.5,2,2.5,3 kg/s; 30 w = − k o HW, 30 w = k o TW. −40 −20 0 20 40 7000 7500 8000 8500 9000 9500 10000 10500 ∆w[k ] [s] CI CI −40 −20 0 20 40 0.5 1 1.5 2 2.5 3 3.5 4 4.5 x 104 ∆w[k ] DOC [kg] CI CI Figu e 12. Fligh ime s wind shea o CI = 0,0.5,1,1.5,2,2.5,3 kg/s; 30 w = − k o HW, 30 w = k o TW. Figu e 13. DOC s wind shea o CI = 0,0.5,1,1.5,2,2.5,3 kg/s; 30 w = − k o HW, 30 w = k o TW. IV. C ONCLUSIONS An analysis o he e ec s o a e age wind and wind shea on op imal ai c a c uise ajec o ies has been p esen ed, which is based on he use o a p ede ined ajec o y pa e n and pa ame ic op imiza ion. The ajec o y pa e n is o med by i e segmen s commonly lown by ai lines ollowing ATC ules. The case o linea wind p o iles has been conside ed. The e ec o he a e age wind on he op imal p ocedu e (al i ude and Mach numbe ) has been shown o be small, and much la ge i s e ec on he global p ope ies ( uel consump ion, ligh ime, and cos ), as expec ed o he di e ence be ween ailwinds and headwinds. The esul s ha e shown ha he wind shea has a s ong e ec on he op imum c uise al i ude. In pa icula , i has been ound ha , depending on he alue o he wind shea , he op imal c uise can ake place ei he in he oposphe e o in he s a osphe e; in gene al, o ailwinds, he la ge he wind shea , he highe he op imal c uise, and, o headwinds, he la ge he wind shea (in modulus), he lowe he op imal c uise. I has also been shown ha he beha io o he op imum al i ude as a unc ion o he cos index is opposi e in he oposphe e and in he s a osphe e, namely, he op imum al i ude dec eases wi h he cos index in he oposphe e, whe eas i inc eases in he s a osphe e. On he con a y, he e ec o he wind shea on he op imum c uise Mach has been shown o be qui e small. Finally, he e ec o he wind shea on he op imal pe o mance has been also shown o be impo an : o ailwinds, he la ge he wind shea , he be e he pe o mance; on he con a y, o headwinds, he la ge he wind shea (in modulus), he wo se he pe o mance. The analysis o c uise ligh wi h la ge ange, wi h se e al c uise s eps (s epped climb c uise), is le o u u e wo k. I is expec ed ha o la ge, posi i e alues o he wind shea ( o ailwinds) he whole op imal c uise ake place in he s a osphe e; o lowe alues, one may ha e he op imal c uise s a ing in he oposphe e and ending in he s a osphe e; and o nega i e alues ( o headwinds) one may expec ha he whole op imal c uise ake place in he oposphe e. The analysis o o he ypes o wind p o iles and o cases ha include wind a ia ion along he ajec o y a e also le o u u e wo k. R EFERENCES [1] J. F. Ba man, and H. E zbe ge , “Fixed- ange op imum ajec o ies o sho -haul ai c a ,” Jou nal o Ai c a , ol. 13, no. 10, 1976, pp. 748- 754. [2] H. E zbe ge , and H. Lee, “Cons ained op imum ajec o ies wi h speci ied ange,” Jou nal o Guidance, Con ol, and Dynamics, ol. 3, no. 1, 1980, pp. 78-85. [3] J. W. Bu ows, “Fuel-op imal ai c a ajec o ies wi h ixed a i al imes,” Jou nal o Guidance, Con ol, and Dynamics, ol. 6, no. 1, 1983, pp. 14-19. [4] J. W. Bu ows, “Fuel op imal ajec o y compu a ion,” Jou nal o Ai c a , ol. 19, no. 4, 1982, pp. 324-329. [5] K. D. Bilimo ia, E. M. Cli , and H. J. Kelley, “Classical and neo- classical c uise-dash op imiza ion,” Jou nal o Ai c a , ol. 22, no. 7, 1985, pp. 555-560. [6] A. Chak a a y, “Fou -dimensional uel-op imal guidance in he p esence o winds,” Jou nal o Guidance, Con ol, and Dynamics, ol. 8, no. 1, 1985, pp. 16-22. [7] S. Lidén, “Op imum c uise p o iles in he p esence o winds,” IEEE-0- 7803-0820-4, IEEE/AIAA 11 h Digi al A ionics Sys ems Con e ence, Sea le, WA (USA), 05-08 Oc obe , 1992, pp. 254-261. [8] J. T. Be s, and E. J. C ame , “Applica ion o di ec ansc ip ion o comme cial ai c a ajec o y op imiza ion,” Jou nal o Guidance, Con ol, and Dynamics, ol. 18, no. 1, 1995, pp. 151-159. [9] M. Sole , A. Oli a es, and E. S a e i, “Hyb id op imal con ol app oach o comme cial ai c a ajec o y planning,” Jou nal o Guidance, Con ol, and Dynamics, ol. 33, no. 3, 2010, pp. 985-991. [10] P. K. Menon, G. D. Swe iduk, and B. S idha , “Op imal s a egies o ee- ligh ai a ic con lic esolu ion,” Jou nal o Guidance, Con ol, and Dynamics, ol. 22, no. 2, 1999, pp. 202-211. [11] D. Wu, and Y. J. Zhao, “Pe o mances and sensi i i ies o op imal ajec o y gene a ion o ai a ic con ol au oma ion,” AIAA-2009- 6167, AIAA GNC Con e ence, Chicago, IL (USA), 10-13 Augus , 2009. [12] R. To es, J. Chap al, C. Bès, and J.-B. Hi ia -U u y, “Op imal, en i onmen ally iendly depa u e p ocedu es o ci il ai c a ,” Jou nal o Ai c a , ol. 48, no. 1, 2011, pp. 11-22. [13] A. Valenzuela, D. Ri as, and A. F anco, “C uise op imiza ion using ajec o y pa e ns,” AIAA-2010-9140, 10 h AIAA ATIO Con e ence, Fo Wo h, TX (USA), 13-15 Sep embe , 2010. [14] A. F anco, D. Ri as, and A. Valenzuela, “Minimum- uel c uise a cons an al i ude wi h ixed a i al ime,” Jou nal o Guidance, Con ol, and Dynamics, ol. 33, no. 1, 2010, pp. 280-285. [15] R. Sla e y, and Y. Zhao, “T ajec o y syn hesis o ai a ic au oma ion,” Jou nal o Guidance, Con ol, and Dynamics, ol. 20, no. 2, 1997, pp. 232-238. [16] M. R. Jackson, Y. Zhao, and R. A. Sla e y, “Sensi i i y o ajec o y p edic ion in ai a ic managemen ,” Jou nal o Guidance, Con ol, and Dynamics, ol. 22, no. 2, 1999, pp. 219-228. [17] L. F. Shampine, M. W. and Reichel , “The MATLAB ODE sui e,” SIAM Jou nal on Scien i ic Compu ing, ol. 18, no. 1, 1997, pp. 1-22. [18] R. Fle che , P ac ical me hods o op imiza ion, John Wiley & Sons, 1987, pp. 331-336. [19] K. Schi kowski, “NLPQL: a Fo an sub ou ine sol ing cons ained nonlinea p og amming p oblems,” Annals o Ope a ions Resea ch, ol. 5, 1985, pp. 485-500. [20] R. M. Osegue a, and D. H. Williams, “Fligh e alua ion o he CTAS descen ad iso ajec o y p edic ion,” P oceedings o he Ame ican Con ol Con e ence, Sea le, Washing on, June 1995, pp. 3435-3439. [21] S. Lidén, “P ac ical conside a ions in op imal ligh managemen compu a ions,” Jou nal o Guidance, Con ol, and Dynamics, ol. 9, no. 4, 1986, pp. 427-432.