Full text
Depósito de investigación de la Universidad de Sevilla https://idus.us.es/ “This is an Accepted Manuscript of an article published by Elsevier in: JOURNAL OF GEOCHEMICAL EXPLORATION on 2019, available at: https://doi.org/10.1016/j.gexplo.2019.04.005”
1 1A METHODOLOGICAL APPROACH FOR THE EVALUATION OF 2SOIL POLLUTION BY POTENTIALLY TOXIC TRACE ELEMENTS 3Emilio Galán, Antonio Romero-Baena, Patricia Aparicio, Isabel González 4Departamento de Cristalografía, Mineralogía y Química Agrícola. Universidad de 5Sevilla, Prof. García González nº 1, 41012 Sevilla (Spain) 6 7ABSTRACT 8Risk assessment of soils polluted by potentially toxic trace elements 9generally is a complex procedure that includes many variables and 10 parameters, many of them difficult to assess. The proposed methodological 11 approach is an easier procedure to obtain reasonable security for the 12 potential risk of a soil contaminated by trace elements. This approach can 13 be successfully applied in most of the study cases, avoiding a sometimes 14 flawed risk analysis procedure, which many times leads to an unnecessary 15 declaration of soil pollution, resulting in mandatory and expensive 16 reclamation actions. 17 The protocol supposes that: a) high concentrations of potentially toxic trace 18 elements exceeding generic reference levels are not always a risk to human 19 health, and b) the mobile fractions of potentially toxic trace elements and 20 their bioavailability are the key factors to consider in any sort of risk 21 assessment, when such assessments are needed. 22 The proposal consists of successive steps that ranges from a simple 23 documentation and investigation of available information of the history, 24 present state of the potential polluted site (PPS), mapping and field works 25 to a detailed study that involves determination of local reference values, 26 geoaccumulation factors, soil parameters, mobility, bioavailability, 27 operational speciation, etc. For As, Hg, Cd, and Pb, particular procedures 28 are also proposed. 29 As can be deduced from the proposal, anomalously high concentrations of 30 potentially toxic trace elements in a soil, although they may exceed the 31 generic reference levels, do not always pose a health risk. Thus, risk 32 assessment is only necessary in a very few cases.
2 33 34 KEY-WORDS: Soil pollution assessment; potentially toxic trace elements; 35 generic reference level; bioavailability; risk analysis. 36 37 38 INTRODUCTION 39 Soil is a dynamic system that is capable of trapping potentially toxic trace 40 elements (PTTEs) (including heavy metals and metalloids) avoiding their 41 passing to more sensitive media such as the hydrosphere and the biosphere. 42 Thus, soil acts a protective barrier by immobilizing and accumulating 43 PTTEs. The capacity for trapping them is dependent on the soil properties 44 and the physical and chemical environmental conditions. When a soil 45 reaches critical loading levels, it can be considered as polluted (for 46 example, Rieuwerts et al. 1998; Cheng et al. 2001; Salvagio et al 2002, 47 Nickolson et al 2003, de Vries et al. 2013). The assessment of soil pollution 48 is of paramount importance for the protection of soil ecological functions 49 and for agriculture (Wuana and Okieimen, 2011). 50 Trace elements can accumulate in soils by either geogenic or anthropogenic 51 processes. In fact, PTTEs loadings in soils usually reflect both geogenic 52 and anthropogenic contributions. The presence of geogenic trace elements 53 in soils is largely determined by their geoavailability, which is that portion 54 of the total content of a chemical element or a compound in an earth 55 material that can be liberated to the surficial or near-surface environment 56 through mechanical, chemical, or biological processes (Plumlee, 1994). 57 Geoavailable trace elements typically reach the soil when they are released 58 from their parent rock because of weathering. Together with metals derived 59 from volcanic emissions or from the leaching of ore minerals, they 60 constitute the so-called “geogenic metals”. Generally, the amount of 61 geoavailable trace elements released from the parent rocks into soil is 62 negligible compared to the amount having an anthropogenic origin. The 63 highest levels of trace elements in soils that are inherited from the parent 64 rock are typically those of Cr, Mn and Ni, followed by Co, Cu, Zn and Pb; 65 moreover, As, Cd and Hg are usually present at very low concentrations. 66 Nevertheless, in some cases the geogenic contributions in soils can be as 67 high as 20% of the total (Ludden et al. 2015).
3 68 69 Anthropogenic trace elements enter the soil via several pathways and 70 activities, including aerial deposition, acid mine drainage, smelting 71 operations, fertilizer and pesticide applications, sewage sludge amendment, 72 dredged sediment disposal, irrigation water and some urban activities 73 (González et al. 2011; Wuana and Okieimen, 2011). One of the principal 74 source of soil contamination is mining activity, which is considered as a 75 problem of global dimensions around the world (for example, Davies and 76 Ballinger, 1990; Lin et al., 2005; Aleksander-Kwaterczak and Hellios- 77 Rybicka, 2009; González et al., 2011; Madejón et al., 2011; Carvalho et al., 78 2012; Kossoff et al. 2012; Abreu et al., 2014b; Perez Sirvent et al 2014, 79 Romero et al., 2018). 80 The distinction among geogenic and anthropogenic trace elements in a soil 81 is of paramount importance for determining whether a soil is polluted 82 (Galán et al., 2014a; Petrik et al., 2018). Firstly, only the anthropogenic 83 contributions are of primary concern in soil pollution, because they are the 84 only ones that are legally considered as true contaminants. On the other 85 hand, geogenic elements usually are below threshold values (González et 86 al. 2011) and, even if these levels are exceeded, they usually show a low 87 availability, which reduce the risk for toxicity (Romero et al., 2012; Galán 88 et al., 2014a; Romero et al., 2018). 89 Distinguishing the contribution of geogenic and anthropogenic sources is 90 not always easy to achieve, particularly in mining areas. A good and 91 practical methodological approach for estimating the geogenic contribution 92 in a soil potentially polluted by PTTEs was recently proposed by Galán et 93 al. (2014a). That paper also discusses the limitations of other “classical” 94 approaches proposed for the estimation of the anthropogenic input versus 95 the background, namely the contamination factor (CF), the enrichment 96 factor (EF) and the geoaccumulation index (Igeo). 97 PTTEs can be mobilized by physical, chemical and biological vectors, and 98 they can leave soils by volatilization, dissolution, leaching or erosion. 99 When PTTEs are in a bioavailable (i.e., relatively soluble) form, they can 100 enter organisms (Adriano, 2001; Kabata-Pendias, 2004, 2011). Thus, the 101 contamination by trace elements represents one of the most prominent 102 environmental potential hazards to health, and the assessment of soil
4 103 pollution is one of the most important environmental issues. 104 Presently, most procedures for assessing soil pollution due to trace 105 elements are based on chemical analysis. When the total content of a PTTE 106 in a soil exceeds the Generic Reference Level (GRL) (usually referred as 107 screening level), i.e. the element concentration in soil below which no 108 hazard may be expected, the soil is considered as potentially polluted and a 109 risk analysis is mandatory (US-EPA, 2001; Carlon 2007). 110 However, the total content is not a significant value from a toxicological 111 point of view (Singh, 1997; de Groot et al., 1998), because trace elements 112 in soils interact with other components and thereby change their activity, 113 mobility and their derivative effects (Baker et al., 2003; Adriano et al., 114 2004). Even the “total” or pseudototal contents of trace elements in soils, 115 (those measured on aqua regia solutions) (Tarvainen and Kallio, 2002; 116 Albanese et al. 2007), which are used by the EU as indicators for 117 environmental policies, do not represent accurate information about the 118 available fractions of those elements. Instead, they often represent the 119 worst possible situation and overestimate the real risk. 120 In addition, each state or region calculates its own GRL using different 121 approaches, which result in very different values. Thus, this reference 122 should be just one aspect that should be considered in a more general 123 assessment. 124 On the other hand, classic “risk analyses” do not perform well in assessing 125 pollution by trace elements, due to the geogenic contribution (Galán et al., 126 2014a), and the most frequently applied programs may enter unwarranted 127 results (Galán et al., 2014b; Rivera et al., 2016). 128 Actually, the official regulations based on the criteria listed above are not 129 very accurate for soil polluted by trace elements, because the criteria are 130 not very scientifically sound. Therefore, a new approach for the 131 management of soil polluted by PTTEs is proposed. A good methodology 132 should take into account the mobility of the trace elements in the soil and 133 the bioavailable fraction, which is the most potentially toxic fraction 134 (Lanno et al., 1999), as well as information on the elements’ operational 135 and mineralogical speciation. Those data are also of utmost importance to 136 predict the remaining health risk after remediation actions.
5 137 The proposal described in this paper summarizes a protocol which has as 138 its objective the creation of a decision tool for use by environmental 139 administration, enterprises and private owners to determine whether a soil 140 represents an unacceptable health risk because of its content of PTTEs 141 (particularly As, Cd, Cr, Co, Cu, Hg, Ni, Pb and Zn). The results of the 142 application of this protocol to a potentially polluted site may be used to 143 declare whether the site is polluted and whether it needs reclamation 144 actions, if so. 145 The proposal is based on the following criteria: the mobility, availability, 146 bioavailability and speciation of the trace elements; the soil parameters 147 controlling the trace element mobility; the assessed origin of the elements 148 in the soil (geogenic vs. anthropogenic origin); the regional and local 149 geochemical baselines of the site where the soil occurs; and the generic 150 reference levels. 151 The proposed protocol supposes that a) high concentrations of toxic trace 152 elements exceeding GRL are not always a risk to human health, and b) the 153 mobile fractions of toxic trace elements contained in a soil and their 154 bioavailability are the key factors to consider in any sort of risk assessment, 155 when such assessments are needed. 156 To permit better understanding of the protocol and its application, the 157 concepts discussed above will be developed briefly. 158 159 BASIC ISSUES AND TERMINOLOGY USED IN THE PROTOCOL 160 Trace elements are present at low concentrations (mg.kg−1) in the earth’s 161 crust, soils and plants. Many of them are essential for plant, animal and 162 human growth but can be toxic above certain concentration levels, which 163 differ from one element to another (Siegel, 2002). Occasionally, soil is 164 polluted with high concentrations of major elements such as Na, Fe or Al. 165 From all of the trace elements found in soil, the latest US Environmental 166 Protection Agency (EPA) list of priority pollutants includes the following 167 13 trace elements: Ag, As, Be, Cd, Cr, Cu, Hg, Ni, Pb, Sb, Se, Tl and Zn. 168 Among these elements, the most common in polluted soils are As, Cd, Cr, 169 Cu, Hg, Pb, and Zn. However, Co and Ni are also very abundant in some
6 170 types of soils; in spite of their lower toxicity, the protocol proposed will be 171 focused on those nine elements. The Agency for Toxic Substances and 172 Disease Registry (ATSDR) has determined the minimal risk level of these 173 elements; their more significant health toxic effects are summarized in 174 Table 1. 175 By definition, a pollutant is a contaminant, but not all contaminants are 176 pollutants (Chapman, 2007). A pollutant in a soil must always be found in 177 anomalous (higher than usual) concentrations and must have a harmful 178 impact on some organisms. Thus, an element (whether it is a contaminant 179 or not) must pass from the soil into the solution. That is, the element should 180 be available and the danger it poses will depend on its “availability”. The 181 more specific term bioavailability is the degree to which a contaminant in a 182 potential source is available for uptake (that is, movement into or onto an 183 organism) (Newman and Jagoe, 1994). 184 An easy method to define the soil concentration of trace elements available 185 for uptake by biota was applied to soils in Finland by Tarvainen and Kallio 186 (2002). This method consisted of the determination of “total” (hot aqua 187 regia extraction) and “bioavailable” (acetic acid, ammonium acetate and 188 EDTA extraction) trace element concentrations. In such cases, the 189 “bioavailable” concentrations were only 1-5% of the “total” concentrations. 190 There are a lot of methods for assessing the mobility and availability of 191 PTTEs, such as calcium chloride, calcium nitrate, ammonium nitrate or 192 ammonium acetate (Kabata-Pendias, 2004; Anjos et al., 2012; Abreu et al., 193 2012, 2014a, Pinto et al., 2015). Other simple methods commonly used are 194 extraction with neutral or slightly acidic water and extractions with DTPA 195 or 0.05 M EDTA at pH 7, which are particularly effective for assessing the 196 transferability of divalent cations to plants (Quevauvilier et al., 1998; 197 Kabata-Pendias, 2004; Abreu 2014b; Anjos et al., 2012; Monterroso et al., 198 2014; Pinto et al., 2015). These methods can only be used to discriminate 199 between residual metals and metals extracted by water or a mild organic 200 solvent. 201 The distribution coefficient between soil and water governs the 202 bioavailability of trace elements to organisms contacting the soil. Weakly 203 bound elements are highly bioavailable, and strongly bound elements are 204 less bioavailable. Therefore, the application of these methods may yield
7 205 information on the short-term risk posed by some elements. However, the 206 value of this coefficient depends upon both the properties of the element 207 species and the components of the soil. 208 Soil parameters influence the mobility of trace elements and the sensitivity 209 to contaminant influx. Factors that contribute to the mobility and 210 availability of trace elements and their ability to pass to other ecosystems 211 include pH (Evans et al., 1995), texture, cation exchange capacity, redox 212 potential (Chuang et al., 1996), and salinity (Du Laing et al., 2009), as well 213 as the abundances of carbonates (Martínez and Motto, 2000), clay minerals 214 (Bradl, 2004), organic matter (Guo et al., 2006), and Fe and Mn oxides and 215 hydroxides (Covelo et al., 2007). In general, the strongest adsorption of 216 PTTEs occurs, excluding oxy-anions, in those soils with higher pH, cation 217 exchange capacity, and abundances of organic matter and clay minerals 218 (Sposito, 1989; Galán, 2000; González et al. 2011). 219 To provide a rough estimation of the distribution of trace elements in the 220 different soil phases and their relative mobility, a more complex extraction 221 method can be used, specifically sequential chemical extractions. Such 222 methods use different specific extractants that are based on complex 223 reactions. The result is an operational speciation that leads to the 224 partitioning of the elements into the main soil phases and their relative 225 mobility (Tessier et al.,1979; Ure et al. 1993). 226 For mining soils, specific sequential extraction procedures combined with 227 differential X-ray diffraction (DXRD) have been proposed to detect which 228 minerals are dissolving in each leach (Dold, 2003). This procedure is more 229 robust because it combines information about chemical speciation with 230 information about mineralogical speciation. However, in some polluted 231 soils, trace elements are usually associated with minor phases that are 232 difficult to detect by X-ray diffraction (XRD). Other techniques, such as 233 scanning electron microscopy combined with energy dispersive X-ray 234 spectroscopy (SEM-EDS), can be coupled to sequential extractions and can 235 be used to determine mineralogical speciation (González et al., 2011). 236 However, the plant-available fraction of an element in soil also depends on 237 its chemical speciation, i.e., its oxidation state, and its functional 238 speciation, which distinguishes between different molecular forms. As 239 shown in Table 1, for some PTTEs, such as As, Cr, and Hg, it is also
8 240 convenient to determine the chemical and/or functional speciation. The 241 analytical techniques for determining the chemical speciation of these 242 elements are summarized in Table 2 (Galán et al., 2012). 243 Although claiming that a soil is polluted is purely an administrative action, 244 to demonstrate pollution is not an easy task. Contamination could also be 245 defined as the presence of an anomalously high level of a given element in 246 the soil. However, since no soil in the world is pristine and completely 247 uncontaminated, it is quite difficult to determine if soils have been directly 248 contaminated or not. 249 The term contamination threshold usually defines the concentration 250 (mg/kg) of trace elements in soil above which certain actions are 251 recommended or enforced (Carlon, 2007). They represent the highest levels 252 allowed in unpolluted soils. In any case, thresholds must always be checked 253 against toxicological tests before they are deemed accurate. Additionally, 254 any soil with element levels exceeding their respective thresholds is not 255 necessarily polluted, even if it contains trace elements at concentrations 256 over their regional means. Only a properly conducted toxicological study 257 can determine the exact allowable bioavailable amount of a trace element 258 and its toxicity. 259 A first step in evaluating the pollution content of a soil is to compare its 260 concentrations of PTTEs with background values. The geochemical 261 background of a chemical element represents its concentration in 262 uncontaminated soil. However, because it is virtually impossible to 263 determine, it is usually replaced by the geochemical baseline, which is the 264 average of superficial geochemical variations of the concentration at the 265 time of sampling (Salminen and Tarvainen, 2001; Baize and Sterckeman, 266 2001; Tarvainen and Kallio, 2002). It is influenced by subsoil lithology and 267 the presence of diffuse anthropic contamination. Thus, it is the sum of the 268 background value and the effect of diffuse anthropogenic contamination. 269 A more accurate baseline is the regional geochemical baseline, or the 270 geochemical background level for each region and element, as determined 271 for the specific geological context of the region (de Vivo et al., 1998; Galán 272 et al., 2008). These values allow us to discriminate between natural and 273 anthropogenic contamination. Additionally, they allow the potential 274 allowable load of an element in a specific soil to be determined from
15 480 A similar reasoning as that used for Pb may be done if there is a significant 481 mobile fraction of Cr and data on chemical speciation is advisable. The site 482 should be considered to be potentially polluted if the total Cr is less than 483 (or equal) to the GRL for Cr(VI) or less than the mobile Cr in the local 484 area. Otherwise, there is a real hazard. 485 Arsenic is a very toxic element, and it is very common (and sometimes 486 abundant) in soils. Its mobility is mainly controlled by “amorphous” and 487 crystalline Fe and Mn oxy-hydroxides (absorbents), and pH and Eh 488 variations are also very important. As(III) is ten times more toxic than 489 As(V), and in a soil with As anomalies, both must be assessed (using 490 chemical speciation) because their activities (mobility and toxicity) are 491 very different ( Bissen and Frimmel, 2003; Kabata-Pendias, 2011)). As 492 shown in Figure 4, the measurement of pH, Eh, and Fe and Mn oxy- 493 hydroxides in the soil; mobility in water at pH 5, 7 and 9; and 494 bioavailability using EDTA, as well as sequential extraction and 495 mineralogical speciation data, are necessary. Then, a similar assessment of 496 the results, as in the case of Cr, may be done to conclude if a real hazard 497 exists in the soil, and a risk analysis can be performed based on the use of 498 the soil (Figure 4). 499 The oxidation states of mercury are Hg0, Hg2+and Hg2 2+. The first is volatile 500 at room temperature. This metal in soils can be free, adsorbed, chelated, or 501 in mineral forms (i.e., as carbonate, hydroxide, or sulfide phases). 502 However, in the presence of dissolved organic matter (DOM) or salts, Hg 503 can form complexes. Its mobility and bioavailability depend on oxidation 504 state, which is controlled by pH, Eh, DOM and salinity (Schuster, 1991; 505 Finzgar et al., 2007; Kushwaha et al., 2018), and these are significant 506 parameters to be examined in the soil. Hg bioavailability is low in general 507 and decreases in soils containing DOM and sulphur (Figure 5) 508 Consequently, in detailed investigations of soils with high Hg anomalies, 509 the cited soil parameters must be determined. It is advisable to assess 510 bioavailability with EDTA and CaCl2. For the sequential extraction, it is 511 advisable to use the method indicated in Table 2, as well as to determine 512 the total Hg0 concentration. 513 For this metal, a real hazard exists when the mobile Hg fraction is greater
16 514 than the GRL, greater than local area’s mobile Hg, or when Hg0 is greater 515 than the Hg GRL. Surprisingly little attention is paid to this dangerous 516 metal (Fig. 5). 517 CONCLUSIONS 518 The proposed method is a) easy to apply, b) gives reasonable assessments 519 of the potential risk posed by soil contaminated by potentially toxic trace 520 elements, c) can be successfully applied to almost any kind of case study, 521 c) avoids a risk analysis procedure that may lead to a declaration that a soil 522 is polluted and to expensive remediation actions that are not really needed, 523 and d) saves time and money for administrators, enterprises and private 524 owners relative to “classical” assessments based on risk analysis. 525 As can be deduced from the proposal, anomalously high concentrations of 526 potentially toxic elements in a soil, although they may exceed the generic 527 reference levels, do not always pose a health risk. The mobile fraction of 528 the trace elements in a potentially polluted soil and their bioavailability are 529 the key factors to consider in a polluted soil. Thus, risk assessment is only 530 necessary in a very few cases. 531 ACKNOWLEDGMENTS 532 This work has been partially supported by the Andalusia Government that 533 granted the project “Desarrollo de nuevos procedimientos para la 534 tramitación de estudios de la calidad del suelo de emplazamientos 535 potencialmente contaminados por metales pesados” (2012). 536 REFERENCES 537 Abreu MM, Lopes J, Santos ES, Magalhães MCF (2014a) Ecotoxicity 538 evaluation of an amended soil contaminated with uranium and 539 radium using sensitive plants. J Geochem Explor 142:112-121. 540 Abreu MM, Godinho B, Magalhães MCF (2014b) Risk assessment of 541 Arbutus unedo L. fruits from plants growing on contaminated soils in 542 the Panasqueira mine area, Portugal. J Soil Sediment 14:744–757 543 Abreu MM, Santos ES, Ferreira M, Magalhães MCF (2012) Cistus 544 salviifolius a promising species for mine wastes remediation. J 545 Geochem Explor, 113, 86–93.
17 546 Adriano DC (2001) Trace elements in terrestrial environments. 547 Biogeochemistry, bioavailability and risks of metals. Springer, New 548 York. 549 Adriano DC, Wenzel WW, Vangronsveld J, Bolan NS (2004) Role of 550 assisted natural remediation in environmental cleanup. Geoderma 551 122:121-142. 552 Albanese S, De Vivo B, Lima A, Cicchella D (2007) Geochemical 553 background and baseline values of toxic elements in stream 554 sediments of Campania region (Italy). J Geochem Explor 93:21–34. 555 Aleksander-Kwaterczak U & Helios-Rybicka E (2009) Contaminated 556 sediments as a potential source of Zn, Pb, and Cd for a river system 557 in the historical metalliferous ore mining and smelting industry area 558 of South Poland. J Soil Sediment 9:13-22. 559 Alloway BJ (1995) Soil processes and the behaviour of metals. In: Alloway 560 BJ (ed) Heavy Metals in Soils, 2nd edn. Blackie Academic and 561 Professional, London, pp 11-37. 562 Anjos C, Magalhães MCF, Abreu MM (2012) Metal (Al, Mn, Pb and Zn) 563 soils extractable reagents for available fraction assessment: 564 Comparison using plants, and dry and moist soils from the Braçal 565 abandoned lead mine area, Portugal. J Geochem Explor 113:45–55. 566 ATSDR (2016) U.S. Agency for Toxic Substances and Disease Registry. 567 http://www.atsdr.cdc.gov/ toxprofiles/ US Public Health Service, US 568 Department of Health and Human Services. Atlanta GA 569 Avagliano S, Vecchio A, Belgiorno V (2005) Sensitive parameters in 570 predicting exposure contaminants concentration in a risk assessment 571 process. Environ Monit Assess 111:133–148. 572 Baciocchi R, Berardi S, Verginelli I (2010) Human health risk assessment: 573 models for predicting the effective exposure duration of on-site 574 receptors exposed to contaminated groundwater. J Hazard Mater 1- 575 3:226-233. 576 Baize D & Sterckeman T (2001) Of the necessity of knowledge of the 577 natural pedo-geochemical background content in the evaluation of 578 the contamination of soils by trace elements. Sci Total Environ, 579 264:127-139. 580 Baker S, Herrchen M, Hund-Rinke K W Kordel W, Peijnenburg W, 581 Rensing C (2003) Underlying issues including approaches and 582 information needs in risk assessment. Ecotox Environ Safe 56:6-19. 583 Banwart SA & Malmstrom ME (2001) Hydrochemical modelling for 584 preliminary assessment of minewater pollution. J Geochem Explor 585 74:73–97. 586 Barsby A, McKinley JM, Ofterdinger U, Young M, Cave MR & Wragg J 587 (2012) Bioaccessibility of trace elements in soils in Northern Ireland. 588 Science of the Total Environment 433: 398-417.
18 589 Bissen M & Frimmel FH (2003) Arsenic—a review. Part I: occurrence, 590 toxicity, speciation, mobility. Acta Hydrochimica et Hydrobiologica, 591 31:9–18. 592 Bradl HB (2004) Adsorption of heavy metal ions on soils and soils 593 constituents. J Colloid Interf Sci 277:1–18. 594 Carlon C (Ed.) (2007) Derivation methods of soil screening values in 595 Europe. A review and evaluation of national procedures towards 596 harmonization. European Commission, Joint Research Centre. Ispra 597 EUR 22805-EN 598 Carvalho PCS, Neiva AMR, Silva MMVG (2012) Assessment to the 599 potential mobility and toxicity of metals and metalloids in soils 600 contaminated by old Sb–Au and As–Au mines (NW Portugal). 601 Environ Earth Sci 65:1215–1230. 602 Connor JA, Bowers RL, McHugh TH, Spexet AH (2007) RBCA Tool Kit 603 for Chemical Releases. Software Guidance Manual. GSI 604 Environmental Inc 605 Connor J & McHugh T (2002) Impact of Risk-Based Corrective Action 606 (RBCA) on State LUST Corrective Action Programs. Hum Ecol Risk 607 Assess 8:573-589. 608 Covelo EF, Vega, FA, Andrade ML (2007) Competitive sorption and 609 desorption of heavy metals by individual soil components. J Hazard 610 Mater 140:308-315. 611 Chapman PM (2007) Determining when contamination is pollution. Weight 612 of evidence determinations for sediments and effluents. Environment 613 International 33:492-501. 614 Cheng HM, Zheng CR, Tu C, Zhou DM (2001) Studies on loading capacity 615 of agricultural soils for heavy metals and its applications in China. 616 Appl Geochem 16:1397-1403. 617 Chuang MC, Shu GY, Liu JC (1996) Solubility of heavy metals in a 618 contaminated soil: Effects of redox potential and pH. Water Air Soil 619 Poll 90:543-556. 620 Davies E & Ballinger R (1990) Heavy metals in soils in north Somerset, 621 England, with special reference to contamination from base metal 622 mining in the Mendips. Environ Geochem Health 12:291-300. 623 De Groot AC, Peijnenburg WJGM, Van den Hoop MAGT, Ritsema R, van 624 Veen RPM (1998) Heavy Metals in Dutch field soils: an 625 experimental and theoretical study on equilibrium partitioning. 626 National Institute of Public Health and the Envrionment. Report 627 607220001. Bithoven, The Netherlands 628 De Vivo B, Boni M, Marcello A, Di Bonito M, Russo A (1998) Baseline 629 geochemical mapping of Sardinia (Italy). J Geochem Explor 60:77– 630 90.
19 631 De Vries W, Groenenberg JE, Lofts S, Tipping E, Posch M (2013) Critical 632 loads of heavy metals for soils. In: Alloway BJ (ed) Heavy Metals in 633 Soils: Trace Metals and Metaloids in Soils and their Bioavailablity. 634 Environmental Pollution 22, Springer, pp 211-237. 635 Decreto 18/2015, de 25 de enero, por el que se aprueba el reglamento que 636 regula el régimen aplicable a los suelos contaminados. Consejería de 637 Medio Ambiente y Ordenación del Territorio. Junta de Andalucía. 638 BOJA num 38, pag 28- 64 (25 de febrero de 2015). 639 Decreto Ministeriale 25 ottobre 1999, n.471. Regolamento recante criteri, 640 procedure e modalita' per la messa in sicurezza, la bonifica e il 641 ripristino ambientale dei siti inquinati, ai sensi dell'articolo 17 del 642 decreto legislativo 5 febbraio 1997, n. 22, e successive modificazioni 643 e integrazioni. 644 Denneman C (1999) The Netherlands. In: Ferguson C & Kasamas H (ed) 645 Risk Assessment for Contaminated Sites in Europe. Vol 2. Policy 646 Frameworks. H. LQM Press. Nottingham, pp 107-121. 647 Dold B (2003) Speciation of the most soluble phases in a sequential 648 extraction procedure adapted for geochemical studies of copper 649 sulphide mine waste. J Geochem Explor 80:55-68. 650 Du Laing G, Rinklebe J, Vandecasteele B, Meersa E, Tack FMG (2009) 651 Trace metal behaviour in estuarine and riverine floodplain soils and 652 sediments: A review. Sci Total Environ 407;3972-3985. 653 Evans LJ, Spiers GA, Zhao G (1995) Chemical aspects of heavy-metal 654 solubility with reference to sewage-sludge amended soils. Int J 655 Environ Al Ch 59:291-302. 656 Fendorf SE (1995) Surface reactions of chromium in soils and waters. 657 Geoderma 67:55-71. 658 Fernández-Caliani, JC (2012) Risk-based assessment of multimetallic soil 659 pollution in the industrialized peri-urban area of Huelva, Spain. 660 Environmental Geochemistry and Health 34:123–139. 661 Finžgar N, Tlustoš P & Leštan D (2007) Relationship of soil properties to 662 fractionation, bioavailability and mobility of lead and zinc in soil. 663 Plant Soil and Environment, 53: 225–238. 664 Gabari V & Fernández-Caliani JC (2017) Assessment of trace element 665 pollution and human health risks associated with cultivation of mine 666 soil: A case study in the Iberian Pyrite Belt. Hum Ecol Risk Assess 667 23:2069-2086 668 Galán E (2000) The role of clay minerals in removing and immobilising 669 heavy metals from contaminated soils. In: Gomes C (ed) Proceedings 670 of the 1st Latin American Clay Conference vol 1. Funchal, pp 351- 671 361. 672 Galán E, Fernández Caliani JC, González I, Aparicio P, Romero A (2008) 673 Influence of geological setting on geochemical baselines of trace
20 674 elements in soils. Application to soils of South-West Spain. J 675 Geochem Explor 1:1-18. 676 Galán E, González I, Aparicio P, Romero A, Gómez-Ariza JL, García- 677 Barrera T (2012) Desarrollo de nuevos procedimientos para la 678 tramitación de estudios de la calidad del suelo de emplazamientos 679 potencialmente contaminados por metales pesados. Consejería de 680 Agricultura, Pesca y Medio Ambiente de la Junta de Andalucía 681 (Dirección General de Prevención y Calidad Ambiental), Sevilla. 682 Galán E, González I, Romero A, Aparicio P (2014a) A methodological 683 approach to estimate the geogenic contribution in soils potentially 684 polluted by trace elements. J Soil Sediment 14:810-818. 685 Galán E, Aparicio-Fernández P, Romero-Baena A (2014b) El programa 686 RBCA aplicado a suelos contaminados por elementos traza. Ventajas 687 e inconvenientes. Macla 19:2 p. 688 García-Lorenzo ML, Pérez-Sirvent C, Molina-Ruiz J, Martínez-Sánchez 689 MJ (2014) Mobility indices for the assessment of metal 690 contamination in soils affected by old mining activities. J Geochem 691 Explor 147:117–129. 692 González I, Galán E, Romero A (2011) Assessing soil quality in areas 693 affected by sulfide mining. Applications to soils in the Iberian Pyrite 694 Belt (SW Spain). Minerals 1:73-108. 695 Guo XY, Zhang SZ, Shan XQ, Luo L, Pei ZG, Zhu YG, Liu T, Xie YN, 696 Gault A (2006) Characterization of Pb, Cu and Cd adsorption on 697 particulate organic matter in soil. Environ Toxicol Chem 25:2366– 698 2373. 699 IARC (1997) Monographs on the Evaluation of Carcinogenic Risks to 700 Humans. Volume 58: Beryllium, Cadmium, Mercury and Exposurres 701 in the Glass Manufacturing Industry. Summary of Data Reported and 702 Evaluation. International Agency for Research on Cancer. 703 http://monographs.iarc.fr/ 704 Kabata-Pendias A (2004). Soil–plant transfer of trace elements—an 705 environmental issue. Geoderma 122:143–149. 706 Kabata-Pendias A (2011) Trace elements in soils and plants. CRC Press, 707 Boca Raton, 505 pp. 708 Kossoff D, Hudson-Edwards KA, Dubbin WE, Alfredsson M (2012) Major 709 and trace metal mobility during weathering of mine tailings: 710 Implications for floodplain soils. Appl Geochem 27:562-576. 711 Kushwaha A, Hans N, Kumar S, Rani R (2018) A critical review on 712 speciation, mobilization and toxicity of lead in soilmicrobe-plant 713 system and bioremediation strategies. Ecotoxicology and 714 Environmental Safety 147:1035–1045. 715 Lanno J, Wells J, Conder K, Bradham N, Basta (1999), The bioavailability 716 of chemicalsin soil for earthworms. Ecotox. Environ Safe 57:39-47.
21 717 Lin C, Tong X, Lu W, Yan L, Wu Y, Nie C, Chu C, Long J (2005) 718 Environmental impacts of surface mining on mined lands, affected 719 streams and agricultural lands in the Dabaoshan mine region, 720 southern China. Land Degrad Dev 16:463-474. 721 Ludden J, Peach D, Flight D (2015) Geochemically Based Solutions for 722 Urban Society: London, A Case Study. Elements 11:253-258. 723 Macías F & Calvo de Anta R (2009) Niveles genéricos de referencia de 724 metales pesados y otros elementos traza en suelos de Galicia. Xunta 725 de Galicia. 726 Madeira AC, Varennes A, Abreu MM, Esteves C, Magalhães MCF (2012) 727 Tomato and parsley growth, arsenic uptake and translocation in a 728 contaminated amended soil. J Geochem Explor 123:114–121. 729 Madejón P, Barba-Brioso C, Lepp NW, Fernández-Caliani JC (2011) 730 Traditional agricultural practices enable sustainable remediation of 731 highly polluted soils in southern Spain for cultivation of food crops. J 732 Environ Manag 92:1828–1836. 733 Martinez CE & Motto HL (2000) Solubility of lead, zinc and copper added 734 to mineral soils. Environ Pollut 107:153-158. 735 Monterroso C, Rodríguez F, Chaves R, Diez J, Becerra-Castro C, Kidd PS, 736 Macías F (2014) Heavy metal distribution in mine-soils and plants 737 growing in a Pb/Zn-mining area in NW Spain. Appl Geochem 44:3– 738 11. 739 Newman MC & Jagoe CH (1994) Inorganic toxicants-ligands and the 740 bioavailability of metals in aquatic environments. In: Hameling JL, 741 Landrum PF, Bergman HL & Benson WH (eds) Bioavailability- 742 Physical, Chemical, and Biological Interactions. SETAC Spec Pub 743 Series, CRC Press, Inc, Boca Raton, Fla, pp 39-61. 744 Nickolson FA, Smith SR, Alloway BJ, Carlton-Smith C, Chambers BJ 745 (2003) An inventory of heavy metals inputs to agricultural soils in 746 England and Wales. Sci Total Environ 311:205-219. 747 Perez-Sirvent C, Martínez-Sánchez MJ, García-Lorenzo ML, Hernández- 748 Córdoba M, Molina J, Martinez S, González E, Pérez-Espinosa V 749 (2014) A Preliminary Zonation to Support the Remediation and the 750 Risk Assessment of an Area Contaminated by Potentially Toxic 751 Elements in Murcia Region (SE, Spain). Procedia Earth Planet. Sci. 752 10:18-23. 753 Petrick A, Thiombane M, Lima A, Albanese S, Buscher JT, De Vivo B 754 (2018) Soil contamination compositional index: A new approach ot 755 quantify contamination demonstrated by assessing compositional 756 source patterns of potentially toxic elements in the Campania Region 757 (Italy). Applied Geochemistry 96:264-276 758 Pinto E, Almeida AA, Ferreira IMPLVO (2015) Assessment of 759 metal(loid)s phytoavailability in intensive agricultural soils by the
22 760 application of single extractions to rhizosphere soil. Ecotox Environ 761 Safe 113:418–424. 762 Plumlee G (1994) Environmental geology models of mineral deposits. SEG 763 Newsletter, January 1994, 16:5-6. 764 Quevauvillier P, Lachica M, Barahona M, Gómez A, Rauret G & Muntuau 765 H (1998) Certified reference material for the quality control of 766 EDTA and DTPA extractable trace metal contents in calcareous soils 767 (CRM 6000). Fresen Environ Bull 360:505-511. 768 Richard FC, Bourg ACM (1991) Aqueous Geochemistry of Chromium. A 769 Review. Water Res 25:807-816. 770 Rieuwerts JS, Thornton I, Farago ME, Ashmore MR (1998) Factors 771 influencing metal bioavailability in soils: preliminary investigations 772 for the development of a critical loads approach for metals. Chem 773 Spec Bioavailab 10:61-75. 774 Rivera MB, Giráldez MI, Fernández-Caliani JC (2016) Assessing the 775 environmental availability of heavy metals in geogenically 776 contaminated soils of the Sierra de Aracena Natural Park (SW 777 Spain). Is there a health risk? Sci Total Environ 560-561:254-265. 778 Romero A, González I, Galán E (2012) Trace elements absorption by citrus 779 in a heavily polluted mining site. J Geochem Explor 113:76-85. 780 Romero A, González I, Galán E (2018) Soil pollution by mining activities 781 in Andalusia (South Spain). The role of Mineralogy and 782 Geochemistry in three case studies. J Soil Sed 18:2231-2247. 783 Salminen R & Tarvainen T (1997) The problem of defining geochemical 784 baselines. A case study of selected elements and geological materials 785 in Finland. J Geochem Explor 60:91-98. 786 Salvagio S, Angelone M, Bellanca A, Sprovieri M (2002) Heavy metals in 787 urban soils: a case study from the city of Palermo (Sicily), Italy. Sci 788 Total Environ 300:229-243. 789 Siegel F R (2002) Environmental geochemistry of potentially toxic metals. 790 Springer, Berlin. 791 Singh BR (1997). Soil pollution and contamination. In: Lal R (ed) Methods 792 for assessment of soil degradation. CRC Press, Boca Raton, FL., pp 793 279–299. 794 Sposito G (1989) The chemistry of soils. Oxford Univ. Press, New York 795 Schuster M (1991) The behavior of mercury in the soil with special 796 emphasis on complexation and adsorption processes. A review of the 797 literature. Water Air Soil Pollut 56:667-680. 798 Tarvainen T & Kallio E (2002) Baselines of certain bioavailable and total 799 heavy metal concentrations in Finland. Appl Geochem 17:975-980. 800 Tessier A, Campbell PGC, Bisson M (1979) Sequential extraction 801 procedure for the speciation of particulate trace metals. Anal Chem 802 57, 844-851.
23 803 Ure AM, Quevauviller PH, Muntau H, Griepink B (1993) Speciation of 804 heavy metals in soils and sediment. An account of the improvement 805 and harmonisation of extraction techniques undertaken under the 806 auspecies of the BCR of the Commission of the European 807 Communities. Int J Environ An Ch 51:135-151. 808 US-EPA (2001). Supplemental Guidance for Developing Soil Screening 809 Levels for Superfund Sites OSWER 9355.4-24 810 WHO, 2005. Air Quality Guidelines Global Update. World Health 811 Organization. 812 Wuana RA & Okieimen FE (2011) Heavy Metals in Contaminated Soils: A 813 Review of Sources, Chemistry, Risks and Best Available Strategies 814 for Remediation. Ecology. doi:10.5402/2011/402647. 815 816 TABLES AND FIGURES CAPTIONS 817 Table 1 Toxicological parameters and carcinogenic classification of the 818 most common elements found in polluted soils. (In terms of duration, acute 819 = 1 to 14 days, intermediate = 15 to 364 days, and chronic = 1 year or 820 longer). IARC (1997); ATSDR (2016) 821 822 Table 2 Analytical techniques recommended for determining the chemical 823 speciation of As, Cr, Hg and Pb (Modified from Galán et al., 2012) 824 825 Table 3 Generic reference levels for different elements and countries 826 827 Fig. 1 Flow-sheet diagram for the management of potentially polluted soils, 828 including the study stages 829 830 Fig. 2 Flow-sheet diagram for the management of sites potentially polluted 831 by lead 832 833 Fig. 3 Flow-sheet diagram for the management of sites potentially polluted 834 by chromium 835 836 Fig. 4 Flow-sheet diagram for the management of sites potentially polluted 837 by arsenic 838 839 Fig. 5 Flow-sheet diagram for the management of sites potentially polluted 840 by mercury
ASSESSMENT OF NEW DATA AND AVAILABLE INFORMATION Source of Pollution Magnitude of the Problem Affected Area DETAILED SAMPLING OF THE SITE 2 Chemical Analyses of Potentially Toxic Elements (PTEs) Soil Parameters ASSESSMENT OF RESULTS REMEDIATION ACTIONS MONITORING, SUPERVISION AND CONTROL (PPS) 3 POLLUTED SOIL DECLARATION Chemical Analysis of PTEs Enrichment and Geoaccumulation Factors Comparison with Target and Threshold Values, Local Baseline, Generic Reference Levels Soil Parameters Mobility/Bioavailability Operational Speciation Geostatistical Study and Mapping of Anomalies POTENTIAL POLLUTION (Immobile Pollutants) REAL HAZARD (Mobile Pollutants) RISK ANALYSIS + POTENTIALLY UNPOLLUTED SOIL SAMPLING FOR POLLUTION CHECKING SITE SAMPLING - DETAILED INVESTIGATION Depending on the use MANAGEMENT OF POTENTIALLY POLLUTED SOIL PRELIMINARY INVESTIGATION 1 DOCUMENTATION: previous information about the Potentially Polluted Site (PPS). Location, mapping, infrastructure, land uses, previous data, soil properties, etc. FIELD WORK Site survey, mapping checking/correction, pollutant distribution mapping, etc. HYPOTHESIS FORMULATION Possible Pollutants Spatial Distribution Heterogeneity SAMPLING FOR LOCAL BASELINE UNPOLLUTED SOIL POTENTIALLY POLLUTED SOIL
Table 2 Analytical techniques recommended for determining the chemical speciation of As, Cr, Hg and Pb (Modified from Galán et al., 2012) Element Species Analytical method As As (III) As (V) Extraction solid-liquid with hydroxylamine hydrochloride and measurement by high pressure liquid chromatography (HPLC) coupled to inductively coupled plasma mass spectrometry (ICP-MS) Cr Cr (III) Cr (VI) Pre-formation of the Cr (III)-AEDT complex and subsequent separation of Cr (VI) by ICP-MS coupled ion chromatography. Hg Hg0 Hg (II) Monomethylmercury MMHg+ Dimethylmercury-DMHg Diethylmercury- DEHg For the analysis of elemental mercury (Hg0) (volatile) thermosorption in a quartz furnace under a nitrogen stream and analysis of the mercury vapor by atomic fluorescence are recommended. Organic mercury species and inorganic mercury (Hg2+) can be determined by HPLC-ICP-MS or a coupled gas chromatography system with AFS detector. Pb R4Pb, R3Pb+, R2Pb2+ Gas chromatography - mass spectrometry (GC-MS) analysis with subsequent detection by atomic absorbance spectroscopy (GC-AAS). In a previous step, derivatization of the polar species of lead is carried out by alkylation using the Grignard reaction or ethylation in an aqueous medium with sodium tetraethyl borate. In addition to this technique, it is also recommended to use GC-MS and GCICP-MS systems, which provide good results with high sensitivity.
Table 3 Generic reference levels for different elements and countries. Andalusian (Spain)1 The Netherlands2 USA3 Italy4 Element Industria l Non industrial Other uses Intervention Industria l Residentia l Industria l Residentia l As 40 36 36 55 2 0,4 50 20 Cd 750 75 25 12 900 70 15 2 Co 250 25 24 240 250 20 Cu 10000 3130 595 190 Total Cr 10000 10000 10000 380 3400 230 800 150 Cr(VI) 100 20 20 15 2 Hg 15 6 6 10 14 10 5 1 Ni 10000 1530 1530 210 23000 1600 500 120 Pb 2750 275 275 530 750 400 1000 100 Zinc 10000 10000 10000 720 340000 23000 1500 150 1Decreto 18/2005; 2Denneman, C. (1999); 3US EPA (2001); 4Decreto Ministeriale 25 ottobre 1999