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Depósito de investigación de la Universidad de Sevilla https://idus.us.es/ “This is an Accepted Manuscript of an article published by Elsevier in European Polymer Journal on April 2017, available at: https://doi.org/10.1016/j.eurpolymj.2017.02.032.”
1 Core Cross-Linked Nanoparticles from Self-assembling PolyFMA-Based Micelles. Encapsulation of Lipophilic Molecules Elsa Galbis a, M.-Violante de-Paz a,* , Nieves Iglesias a, Bertrand Lacroix b, Ana Alcudia a, Juan A. Galbisa [a]. Dpto. Química Orgánica y Farmacéutica, Facultad de Farmacia, Universidad de Sevilla, 41012-Seville, Spain. [b]. Instituto de Ciencia de Materiales de Sevilla, CSIC - Universidad de Sevilla, Av. Américo Vespucio 49, 41092 Seville, Spain. * E-mail: [email protected] Abstract The present work describes the preparation of stable organic nanoparticles with potential use as "smart" drug delivery systems capable of encapsulating lipophilic molecules to exert their therapeutic action under the appropriate stimulus. A well-defined self-assembly hydrophilichydrophobic di-block copolymer has been synthesized via atom transfer radical polymerization (ATRP). The hydrophilic block is based on a random copolymer with DMA and HEMA units, while the hydrophobic component is a linear random copolymer of DEA and FMA. Stabilization of the nanoparticles by means of core cross-linking is addressed by Diels-Alder reactions between the furan rings of the hydrophobic blocks and the synthesized bisdienophiles; the influence of both the cross-linking agent and the degree of cross-linking in the process is discussed. The incorporation of a therapeutic agent (pilocarpine) and a lipophilic fluorescent molecule (pyrene) is evaluated. When pyrene was immersed into the micelles, there was a significant boost of the fluorescence emission (from 10- to 40-fold), due to the hydrophobic environment of the inner part of the nanoparticles. Pilocarpine is also able to be encapsulated by the prepared systems. Drug release is triggered by a reduction in the pH of the media and is strongly dependent on the degree of cross-linking achieved. Keywords: stimulus-response nanoparticles, core cross-linking, drug loading, Diels-Alder reaction, pilocarpine
2 1. Introduction A number of diseases are currently a threat to the health of the population and, in parallel, a bunch of different therapeutic strategies have come into play to combat them. As on numerous occasions, nature has inspired the design of therapeutic alternatives, such as the ability to respond to a stimulus, which is a basic process of living systems. In line with this, materials that respond to external stimuli—i.e., changes in temperature, pH, light, or electric field, the presence or absence of certain chemical products, and ionic strength—have been synthesized. The fascinating "stimulus-response" behavior of these "smart" polymers has sparked off the development of new applications in diverse fields such as biomedicine, paints, tissue engineering, sensors, and more [1–4]. Since the mid-90s, techniques of living polymerizations have been extensively developed, including oxyanionic polymerizations [5], atom transfer radical polymerizations (ATRP) [6,7], and radical addition-fragmentation chain-transfer polymerizations (RAFT) [8]. All those techniques lead to the production of polymers with low polydispersities and well-controlled compositions and molecular weights from a wide variety of monomers, in contrast to classical radical polymerization. The so-called amphiphilic block-copolymers constitute a specific type of copolymers of special interest because of their potential ability to self-assemble into nanoparticles (NPs). Thus, when these copolymers are dissolved in a solvent that is thermodynamically good for one block but poor for the other, the latter is embedded in a separate phase, leading to structures with possible applications in paints, cosmetics, drug delivery, electrical and electrooptical materials, metallic nanoclusters, biosensors, gene therapy, and more [9]. The administration of lipophilic drugs is associated with a number of drawbacks depending on the route of administration [10], besides some inherent disadvantages, such as the need for
3 reiterative dose administration at certain intervals; and monitoring drug concentrations so that they are within the therapeutic range (ratio between the dose of a drug that produces a targeted therapeutic effect and that capable of causing a toxic effect); a further challenge is the administration of drugs with a marked variability in their kinetic behavior. Hence, new methods for the administration of lipophilic drugs are needed. In the last few years, the use of smart functionalized systems has attracted much attention [9,11,12]. They are able to protect the drug from the degradative environment and to cross biological barriers, reaching intracellular compartments. Moreover, if a smart system is involved, release of the drug can be triggered by means of a change in a particular property of the medium—for instance, temperature, ionic strength, or pH. Once a drug is administered and released from the dosage form, its kinetic behavior largely depends on its chemical structure. However, if the drug is immersed in an NP, for example in a micelle, the physicochemical properties that will actually affect the distribution of the drug in the body are those of the latter. As a result, not only does this approach control release of the drug boosting therapeutic rates, but also any adverse effects are diminished [9,10]. Hence, it is possible to design NPs sensitive to, for example, the extracellular microenvironment and the acidic intracellular organelles of solid tumors. In this context, once they get in contact with the harmed tissue and respond to the low pH, they will deliver the drug, enhancing both tissue specificity and therapeutic outcomes [13]. However, the dynamic and reversible nature of micelle formation from dissolved polymers is a source of instability. To prevent their disruption by dilution, they can be modified by means of physical or chemical cross-linking, either in the shell or in the core, leading to stable unimolecular NPs able to keep their contents intact until a triggered stimulus occurs [14,15]. Of interest are the systems crosslinked by Diels Alder reaction in which furan-maleimide units or anthracene moieties are involved [16–20]. Thus, simple, fast, and reliable reactions
4 are required. Such reactions are the basis of click chemistry (CC) [21–24], the Diels-Alder reaction being one of them [7,17]. The overall aim of the present work is the preparation of aqueous dispersions of stable organic NPs, formed by self-assembly of tailor-made block copolymers, which may be used as smart, vectorizable, controlled drug delivery systems capable of responding under the right stimulus. 2. Experimental Section 2.1. General Methods All chemicals used were purchased from Aldrich Chemical Co apart from Jeffamine D-230 polyetheramine, which was purchased from Hutsman. 2-Hydroxyethyl methacrylate (HEMA), N,N-diethylaminoethyl methacrylate (DEA), N,N-dimethylaminoethyl methacrylate (DMA), and furfuryl methacrylate (FMA) were passed through a basic alumina column and distilled before use. IR spectra were recorded on a Jasco FT/IR 4200 spectrometer equipped with ATR. Nuclear magnetic resonance (NMR) spectra were recorded at the CITIUS Service (University of Seville) at 300 K on either a Bruker Advance AV-500 or a Bruker AMX-500. Chemical shifts (δ) are reported as parts per million downfield from Me4Si. Mass spectra were obtained using a Kratos MS80RFA instrument. Gel permeation chromatography (GPC) analyses were performed using a Waters apparatus equipped with a Waters 2414 refractive index detector and two Styragel® HR columns (7.8 x 300 mm2) linked in series, thermostatted at 40 ºC, and using N,N-dimethylformamide (DMF) as the mobile phase at a flow rate of 0.5 mL/min. Molecular weights were estimated against methyl methacrylate standards. Fluorescence intensity was measured on a Varian Cary-Eclipse Fluorescence Spectrometer (Varian Iberica, Madrid, Spain) equipped with a xenon discharge lamp, two Czerny-Turner monochromators, and an R-298 photomultiplier tube detector. All the measurements took place in a standard 10 mm path-length quartz cell, and excitation and emission slits were both set at 5 nm. Fluorescence emission was measured at 380 nm with excitation wavelength of 360 nm or, for
5 CMC calculations, at 383 nm and 372 nm with excitation wavelength of 319 nm. The average diameter, size distribution (polydispersity index, PdI), and Z-potential of the samples were determined with a Malvern Zetasizer Nano ZS (Malvern Instruments, Malvern, UK) at 25 °C, with a particle size analysis range of 0.6 nm to 6 µm. The intensity of the scattered light (expressed in kilo counts per second) was measured by dynamic light scattering (DLS). The instrument is provided with 4 mW He–Ne laser (λ = 633 nm), digital correlator ZEN3600, and non-invasive backscatter (NIBS®) technology. Measurements were carried out at a scattering angle of 173º to the incident beam, and data analyzed using CONTIN algorithms (Malvern Instruments). Data for each dispersion were collected from at least three runs. Zeta-potential measurements were carried out with the same Zetasizer Nano ZS (Malvern Instrument), which measured the electrophoretic mobility of the sample from the velocity of the particles using a laser Doppler velocimeter (LDV). All the measurements were made at a fixed Cpolymer = 0.25 mg/mL. The solution pH was adjusted by the addition of 0.01 M HCl or 0.01 M KOH using an autotitrator. The morphology and distribution of the NPs were characterized by scanning electron microscopy (SEM) using a field emission HITACHI S5200 microscope operating at 5 kV, also used at the CITIUS Service (University of Seville). Before SEM observations, the dispersions were deposited and allowed to dry on a monocrystalline silicon support treated with oxygen plasma for 80 s to make it more hydrophilic. Fluorescent images were obtained with a ZEISS ApoTome epifluorescence equipment with motorized XY stage (maximum scanning area 130x85 cm), epifluorescence illumination Excite 120HXP with mercury-vapor lamp of 120 W and high-sensitivity monochrome camera Axiocam-506 to capture fluorescent images [of 1936x1460px sensor (3 Megapixel)]. DLS, SEM, and fluorescence measurements were all performed at the CITIUS Service (University of Seville). Measurement of absorbance of UV and visible light were conducted with an Agilent 8453 UV–visible spectrophotometer (Palo Alto, USA), equipped with diode array detection (DAD), and the data were the result of at least three measurements.
6 2.2. Synthetic procedures and micelle formation Synthesis of pH-sensitive amphiphilic block-copolymer In a typical experiment for the preparation of poly[(DMA25%-HEMA25%)-block-(DEA45%- FMA5%)] (Scheme 1), the initiator ethyl-2-bromo-2-methylpropionate (EBiB, 37 mg, 28 µL, 0.19 mmol), HEMA (0.92 mL; 7.59 mmol), and DMA monomer (1.53 mL, 7.59 mmol) were dissolved in 2.45 mL of pure methanol. To this degassed solution the 2,2’-bipyridyl ligand (bipy, 74 mg; 0.48 mmol) and the CuBr catalyst (27 mg; 0.19 mmol) were added, while stirring, at 25 °C, to produce a 50% (w/v) dark brown solution. The reaction proceeded for 2 h and then an aliquot was taken out immediately before the addition of the other monomers. Scheme 1. General structure of synthesized methacrylate-based block-copolymers and crosslinkers. This aliquot was analyzed by 1H NMR and GPC in order to obtain both the molecular weight (Mn) and the molar percentage composition of the first block. Next, a degassed solution of DEA (2.3 mL; 13.67 mmol) and FMA monomer (0.234 µL; 1.52 mmol) in methanol (2.55 mL) was added and the reaction was allowed to proceed for a further 24 h. Purification was achieved by stirring the reaction dispersion with silica in methanol and later passing it through a diatomaceous earth column to remove the Cu(II) catalyst joined to the silica gel. The resulting colorless solution was evaporated under vacuum to produce the white copolymer in high yield (4.3 g, 85%). GPC data: Mn = 34,700; Mw = 45,100; Mw/Mn = 1.3. Experimental
7 copolymer composition (determined by 1H NMR): (DMA31%-HEMA19%)-block-(DEA45%- FMA5%). IR, ν, (cm-1): 3420 (O-H), 2964 (=C-H st, furan), 2932 (-C-H st), 1722 (C=O st), 1453, 1383 (γ ring skeleton furan), 1264, 1240 (C-O st ester), 1141 (C-N st amine). 1H NMR (DMSO-d6,500 MHz), δ (ppm): 7.67-6.47 (m, 3 H, furan); 4.98 (s, 2H, COOCH2-furan, FMA); 4.82 (s, 1 H, OH, HEMA); 4.51-4.32 (m, 4H, COOCH2, DMA and DEA), 3.91-3.82 (m, 6H, COOCH2CH2, DMA, DEA, HEMA); 3.59 (bs, 2H, COOCH2, HEMA); 2.26-2.11 (m, 10 H, N(CH3)2, DMA and N(CH2CH3)2, DEA); 2.03-1.62 (m, 8 H, -CH2-C(CH3)-, DMA, HEMA, FMA, DEA); 1.06-0.58 (m, 18 H, -CH2-C(CH3)-, DMA, HEMA, FMA, DEA, N(CH2CH3)2, DEA). 13C NMR (DMSO-d6, 125 MHz), δ (ppm): 177.1 (C=O), 137.3 (1C, furan); 111.3 (2C, furan); 66.5-62.7 (3C, COOCH2CH2, DMA, DEA, HEMA); 59.2 (COOCH2, HEMA); 58.3 (COOCH2-furan, FMA); 55.8 (COOCH2, DMA and DEA); 54.9 (-CH2-C(CH3)-, DMA, HEMA, FMA, DEA); 45.4 (N(CH3)2, DMA and N(CH2CH3)2, DEA); 18.0 (-CH2-C(CH3)-, DMA, HEMA, FMA, DEA); 11.7-11.9 (N(CH2CH3)2, DEA). Preparation of cross-linkers The synthesis of the bisdienophile 1,8-dimaleimide-3,6-dioxaoctane (DMDOO) has been described elsewhere [7]. The same procedure was followed for the preparation of the bismaleimide derived from Jeffamine D230 (DMJF) and is described next. In brief, a solution of Jeffamine D-230 polyetheramine (6.9 g, 30 mmol) in 15 mL of DMF and maleic anhydride (7.9 mL, 120 mmol) in 30 mL of DMF were mixed carefully in order not to exceed 80 ºC, and the reaction mixture was stirred for 20 min at 75 ºC. Then acetic anhydride (22.7 mL, 240 mmol), nickel (II) acetate tetrahydrate (0.119 g, 0.48 mmol), and triethylamine (3.3 mL, 24 mmol) were added at once and stirred for 1 additional hour at 75 ºC. To quench the reaction, 70 mL of water were added and the mixture was stirred for 5 min.
8 The aqueous phase was extracted with dichloromethane (5 x 100 mL), and the obtained residue was evaporated to 300 mL. To the combined organic phases, 70 g of silica were added, and the mixture was filtered through a short pad of celite in order to get rid of the salts. The pad was washed with dichloromethane, and the solution was evaporated to yield a final residue that was purified via column chromatography (tert-butylmethyl ether-hexane from 9:1 to 1:0) to give the title compound as a pale yellow oil (4.1 g, 35%). IR, , (cm-1):3099 (=C-H st), 1703 (C=O st), 1106 (O-CH2 st), 692 (C=C alkene cys).1H NMR (CDCl3, 500 MHz) (ppm): 6.65 (s, 4 H, CH=CH), 4.50-4.22 (m, 2 H, -CH), 3.93-3.20 (m, 10H, -CH, -CH2), 1.33-1.27 (m, 6H, -CH3), 1.10-0.90 (m, 6H, -CH3). 13C NMR (CDCl3, 125 MHz) (ppm) 171.0, 170.9, (C=O), 134.0, 133.9 (C=C), 74.9, 74.8, 46.7, 46.2, (-CH), 74.6, 71.3, 69.3, 69.2, (-CH2-), 17.0, 16.9, 16.7, 14.9 (-CH3). HRFABMS: Calculated molecular weight for C20H28O7Na [(M + Na)+] : 431.1794; experimental molecular weight: 431.1719. Formation of micellar nanoparticles through self-assembly process For illustrative purpose, the recipe to prepare a micellar dispersion at polymer concentration 0.25 mg/mL is described next. The poly[(DMA31%-HEMA19%)-block-(DEA45%-FMA5%)] copolymer (0.063g) was dissolved in THF (10 mL, final polymer concentration: 6.3 mg/mL) at 25 °C and the solution was added dropwise over 200 mL of double-distilled water. The chains underwent self-assembly to form a dispersion of well-defined micelles with the DEAFMA blocks forming the dehydrated micelle cores. Next, the nanoparticle dispersion was diluted by the addition of the required amount of water to get the targeted volume (250 mL, final polymer concentration = 0.25 mg/mL) and gently stirred for 72 h.
15 The peaks from the 1H NMR spectra selected to reveal the copolymer composition were those corresponding to the methylene group adjacent to the ester group (-COOCH2-): for the first block, the integrals of the peaks at 4.44 ppm and 3.59 ppm, corresponding to DMA and HEMA respectively, were compared. For the second block and, hence, for the final copolymer composition, the combined information extracted from the analyses of the first block, and from the integrals of the peaks at 4.51-4.32 ppm and 4.98 ppm, corresponding to DMA+DEA and FMA respectively, rendered the final copolymer mole composition. It was found that the only polymer able to spontaneously self-assemble into micellar NP in aqueous media was the polymer with the experimental composition [(DMA31%-HEMA19%)]-block-(DEA45%-FMA5%)] (GPC data: Mn = 34,700; Mw = 45,100; Mw/Mn = 1.3). The cross-linking agents prepared were two bismaleimides capable of performing Diels-Alder reactions with the furan rings present in the hydrophobic block copolymer. For that purpose, two starting diamines were used: 1,8-diamino-3,6-dioxaoctane and Jeffamine D-230, leading to their respective bisdienophiles, DMDOO and DMJF (Scheme 2) by a gram-scale reaction in good to modest yields (72% and 35%, respectively). Commercial Jeffamine D-230 is a mixture of several diamines differing from each other in the number of propylene oxide units present in the spacer. DMDOO has been described in a previous work [7], and DMJF was synthesized following the same procedure (a detailed characterization of the new cross-linker is included in the experimental part). Although in the case of DMJF a mixture of bisdienophiles is present as a logical consequence of the nature of the starting material, DMDOO and DMJF are quite similar in size and structure; however, DMJF is less polar than DMDOO due to the more hydrophobic nature of the spacer (oligopropylene oxide) present in the former than that (oligoethylene oxide) in DMDOO.
16 Scheme 2. Core cross-linking reaction between DMDOO or DMJF and FMA residues from the micelle core. The formation of Diels-Alder adducts from such bisdienophiles with furan rings has previously been confirmed by NMR studies and mass spectrometry, either by fast atom bombardment (FAB) or chemical ionization (CI). The latter technique, along with calorimetric studies, confirmed the reversibility of adduct formation at temperatures close to 85 °C [7]. Nanoparticle formation in aqueous media The self-assembly of FMA-based copolymers in aqueous media was then studied, as well as the critical micelle concentration (CMC). The properties of the generated nanoparticles, such as size, polydispersity, and shape [32,33] were explored by means of various techniques, including scanning electron microscopy (SEM) and dynamic light scattering (DLS). At neutral pH, well-defined micelles were formed in aqueous solution with the DEA-FMA blocks forming the dehydrated micelle cores, leaving the hydrophilic blocks in the outer part of the nanoparticles in contact with the aqueous medium. The soft bluish appearance usually
17 found when light is scattered from nanosized particle dispersions was observed, suggesting the NP formation. By means of DLS experiments it was found that a nearly monodisperse NP dispersion was achieved when the polymer concentration was 0.25 mg/mL (PDI = 0.12; Dh = 205 nm), whereas at higher polymer concentrations (>0.45 mg/mL), the NPs were clustered, resulting in polydisperse, micron-sized systems. A detailed study of the NPs is described below. Critical micelle concentration (CMC) The sensitivity of the pyrene fluorescence intensity to the solvent polarity is widely used for the determination of the CMC of micellar systems. The CMC was determined from the pyrene fluorescence intensity, especially from the intensity ratio at two vibronic bands in the monomer emission: band at peak I (372 nm) and peak III (383nm) as function of the polymer concentration [34] (Figure S1, Supplementary material). The CMC was estimated to be 0.085 mg/mL. Above that concentration, the polymer chains self-assemble, leading to NP dispersions. The CMC was also calculated by visible spectroscopy. The absorbance of aqueous polymer solutions at 600 nm was plotted against polymer concentration (mg/mL). The plot (Supplementary material, Figure S1) showed that the polymer solutions with concentrations ≤ 0.05 mg/mL did not experience a marked absorbance, similarly to dissolved polymers. However, when the concentration of the polymer solution studied stood at 0.11 mg/mL or higher, a change in trend occurred and the absorbance of the dispersions rose substantially in line with the concentration. Furthermore, in the latter more-concentrated dispersions the typical bluish appearance of this type of dispersion was observed. The CMC was obtained from the cutoff point or intersection of the two straight lines obtained by the trend analyses of polymer solutions at lower and higher concentrations (CMC = 0.078 mg/mL). Consistent
18 values of the CMC were obtained by both methods and they were closely comparable to each other (0.085 mg/mL and0.078 mg/mL). Stabilization of nanoparticles via core cross-linking reactions Building on the experience in both formation of micelles stabilized by steric agents [32] and studies of the Diels-Alder reactions on polymers functionalized with furfuryl groups [7], the stabilization of the NPs by cross-linking their core via Diels-Alder reactions was proposed. Both the degree of cross-linking in the micellar core and the nature of the cross-linker were the parameters to fit in these assays in order to track the impact of these two variables on the stability and drug loading capacity of the NPs. As cross-linkers, DMDOO and DMJF were chosen, and the degree of cross-linking studied ranged from 10% to 50%. Thus, furan rings present in FMA units would react in pairs with the two maleimide groups from the selected bisdienophile—either DMJF or DMDOO (Scheme 2)—generating a cross-linked core which is able to impart stability to the NP. To carry out the cross-linking, the addition of a solution of the selected bisdienophile in DMSO (bisdienophile concentration = 1 mg/mL) into the micellar dispersions (polymer concentration 0.45 mg/mL) was initially attempted. The target cross-linking degrees stood at 25% and 50%. The five different samples—designated M1-X—are distinguished from each other depending on the cross-linker used—if any—as well as the amount of bisdienophile added, in order to achieve the targeted degree of cross-linking (Table S1, Supplementary material). In these assays, the presence of a precipitate was observed in every case, probably due to the insolubility of the bisdienophile and/or of the adduct formed. To overcome this drawback, for the next assays reductions were made in both the polymer concentration (to 0.25 mg/mL) and degree of cross-linking (to 20% and 10%, samples M2-X, Table 1). At the same time, the polymer and the bisdienophile came into contact before the
19 micelle formation. Bluish dispersions were achieved with the absence of any precipitate in the reaction flasks. The samples M2-X were studied by DLS and SEM (detailed information recorded below) and some stability studies in acidic media (samples M3-X, Table 1) and in DMF (samples M4-X, Table 1) were carried out next. Table 1. Values of PdI and average size (Dh, nm) of the NPs prepared at polymer concentrations 0.25 mg/mL, in aqueous media at neutral pH (M2-X) and acid pH (M3-X) and in DMF (M4-X). Sample Bisdienophile Z-average (nm) PdI Peak No. Population 1 Population 2 Size (± SD) (Dh.nm) % Size (± SD) (Dh.nm) % pH 7.0 M2-1 … 177 0.12 1 205 (± 81) 100 -- -- M2-2 DMDOO 20% 108 0.33 2 129 (± 74) 95 4645 (± 814) 5 M2-3 DMDOO 10% 83 0.28 2 114 (± 75) 95 4685 (± 790) 2 M2-4 DMJF 20% 87 0.38 2 149 (± 139) 95 4528 (± 867) 2 M2-5 DMJF 10% 237 0.45 3 96 (± 26) 23 400 (± 186) 73 pH 3.0 M3-1 … 218 0.16 1 260 (± 104) 100 -- -- M3-2 DMDOO 20% 245 0.33 2 28 (± 6) 6 199 (± 55) 94 M3-3 DMDOO 10% 196 0.24 1 262 (± 126) 100 -- -- M3-4 DMJF 20% 177 0.36 2 45 (± 12) 9 224 (± 80) 91 M3-5 DMJF 10% 206 0.22 1 242 (± 101) 100 -- -- DMF M4-1 … -- -- M4-2 DMDOO 20% 220 0,27 2 256 (± 133) 96 4875 (± 691) 4 M4-3 DMDOO 10% 178 0.36 2 209 (± 115) 93 7397 (± 927) 7 M4-4 DMJF 20% 164 0.45 2 212 (± 150) 93 4669 (± 806) 7 M4-5 DMJF 10% 414 0.45 3 150 (± 40) 20 659 (± 319) 74 The success of the core cross-linking assays, with both bisdienophiles (DMDOO and DMJF) at 10% and 20% degree of cross-linking, was confirmed by two methods. First, the polymer dispersions were acidified to pH 3.0 and studied by DLS, SEM, and zeta-potential. To simplify the discussion, the nomenclature of the samples changed to M3-X when these resistance tests were conducted. Thus, when some drops of a 0.03 M solution of hydrochloric
20 acid were added, the basic units of the polymer were expected to be protonated [35]. In the event that the micelles were not cross-linked, the polymer chains would fly apart by charge repulsion and a molecular polymer solution would be obtained. Conversely, if cross-linking was successfully achieved, the protonation in the core would not be able to break the threedimensional structure of core cross-linked NPs. Moreover, in acidic media, micellar structures with hydrated cores might be obtained, with the consequent boost in hydrophilicity. The experimental DLS data first confirmed the presence of NPs in the acidic solutions, in all cases, even in the non-cross-linked systems, which remained stable under those experimental conditions. In addition, aqueous electrophoresis studies were conducted on each of the NPs at pH 3.0 as well as on the non-cross-linked sample, in order to assess their relative colloidal stabilities. At low pH these dispersions each possess positive zeta-potentials ranging from +49 mV to +55 mV (Supplementary material, Figure S2), confirming protonation of the weakly basic amine residues [8]. Another set of assays were conducted in which DMF, a good solvent for the two blocks of (PDMA-random-PHEMA)-block-(PDEA-random-PFMA), was used as a solvent to disperse the core cross-linked micelles previously isolated from the aqueous dispersion. Interestingly, DLS studies (M4-X, Table 1) showed that the micelles in DMF can still maintained their nanostructures, indicating that the covalent cross-linking of a hydrophobic block can boost the stability of the micelles considerably. In addition, an increase of the hydrodynamic volume of the NP was observed, suggesting the incorporation of DMF in the core of the NPs. 3.2. Characterization of the self-assembly nanoparticles Studies of size, size distribution, and geometry of NP
21 For the present study, data obtained by DLS of average particle size (hydrodynamic diameter, Dh, in nm) of each population of NP in the sample—if more than one population is present— and polydispersity index (PdI) are collected in Table 1. The data of the first NP-stabilization trials (M1-X) are recorded in Table S1 (Supplementary material). In general terms, when the polymer concentration stood at 0.45 mg/mL or higher, a high degree of cross-linking was targeted (50% or 25%), the presence of polydisperse systems with 2 or 3 NP populations was observed (one of average size lower than 100 nm (60 nm to 83 nm) and another around 340 nm (317 nm to 438 nm)), heralding a certain tendency to aggregate formation. Furthermore, the presence of a population of micron-sized particles in every cross-linked sample is responsible for the large polydispersities. This trend is considerable in samples M1-3 and M1-5, where the cross-linking degree stood at 25%. The NPs formed at lower polymer concentration (from M2-1 to M2-5, aimed degree of crosslinking 20% or 10%), stabilized or not, showed a higher particle size than those from the more concentrated dispersions M1-X. Thus, the average particle size found for the non-cross-linked sample was about 200 nm (M2-1) whereas this size decreased when the core was cross-linked (from 95 nm to 150 nm), suggesting that the cross-linking process involved an increase in density of the NP core. Conversely, sample M2-5 displayed a different trend than the others, with an average main population of 400 nm, corresponding to some clusters, as can be observed in the SEM images. Furthermore, the NPs remained without change for a lengthy period of time (> 5 months) and at a broad range of temperatures (from 5 ºC to 40 ºC), which verifies their stability in a number of conditions. The experimental data of NPs in the acidic solutions displayed average Dh ranging from 199 nm to 262 nm—values higher than those from the same samples at neutral pH (Table 1). This is in agreement with the hypothesis on the change from amphiphilic NPs, at acid pH, into
22 fully water-soluble structures with hydrated cores. At pH 3.0, the loss of the aggregates observed at neutral pH in sample M2-5 (see data for sample M3-5, Table 1) was also achieved, together with a slight reduction in PdI, probably due to the repulsion between charged micelles. These data were corroborated with the SEM images from selected samples (Figure 1, 2 and 3). Figure 1 shows two SEM micrographs representative of the non-cross-linked micellar structures of the M2-1 and M3-1 samples. In both cases, these images clearly evidence that the micelles are almost spherical with a smooth surface, and—hence—stable spherical nanosized non-cross-linked micellar structures were displayed in both neutral and acid media. According to the size distributions obtained from statistical analysis of a set of SEM images, the mean size of the NPs in the M3-1 sample is higher (𝑑𝑚 = 127 nm) than in the M2-1 sample (𝑑𝑚 = 95 nm). This trend is in good agreement with DLS results. Figure 1. SEM micrographs and size distributions extracted from statistical analysis performed on various SEM images for (a) sample M2-1 at pH 7.0 and (b) sample M3-1 at pH 3.0. The curves correspond to the fit of the distributions using a log-normal function.
23 The SEM images representative of the cross-linked structures under neutral pH conditions are shown in Figure 2 (a). The morphology of the NPs observed in the images confirms that nanosized cross-linked structures remain stable. According to the size distribution analysis, samples M2-3, M2-4, and— especially—M2-2, contain smaller NPs than for the non-cross- linked micellar structure M2-1. A similar trend is observed by DLS. In the case of sample M2-5, the SEM images indicate a strong agglomeration of particles, which makes the extraction of a reliable NP size distribution impossible. An estimation of the NP size range as between about 80 nm and 100 nm can however be obtained by measuring the diameter of some NPs in the image. Figure 2. SEM micrographs of the core cross-linked samples at neutral pH (a) and at acid pH. (b). Size distributions extracted from statistical analysis performed on various SEM images are also plot. The curves correspond to the fit of the distributions using a log-normal function. In the case of sample M2-5, analysis of the size distributions has not been performed because the NPs are strongly agglomerated. Figure 2 (b) presents SEM images representative of the core cross-linked structure in acid pH. The NP sizes in samples M3-4 and M3-5 (𝑑𝑚 = 123 nm and 𝑑𝑚 = 122 nm, respectively) are very similar to that of the non-cross-linked micellar structure M3-1, while the NPs observed
24 in sample M3-3 are smaller (𝑑𝑚 = 67 nm). It is important to mention that sample M3-2 contains structures substantially larger than ( 𝑑𝑚 = 484 nm), and has a morphology significantly different from, the rest of the samples. The evolution of the mean NP size determined by DLS (Z-average, main population) and SEM are compared in Figure 3. As a general trend, the size evolution is similar using the different measurement methods, especially for samples M2. However, the values obtained by SEM are generally lower than those obtained by DLS. This difference can be attributed to the fact that DLS tends to overestimate the mean size in the presence of particle agglomerates (even by a small amount), while diameters determined by SEM have to be considered the lower limits of particle size [36]. Figure 3. Comparison of the mean NP size determined by DLS and SEM for sample M2 (pH 7.0) and M3 (pH 3.0). 3.3. Loading of lipophilic molecule / drug into nanoparticles The loading of lipophilic molecules by these systems was evaluated next; the encapsulation studies of a fluorescent molecule, pyrene [37], and a drug, pilocarpine, were conducted by means of UV-vis and fluorescence spectroscopies, and fluorescence microscopy.
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37 List of Captions Scheme 1. General structure of synthesized methacrylate-based block-copolymers and crosslinkers. Scheme 2. Core cross-linking reaction between DMDOO or DMJF and FMA residues from the micelle core. Figure 1. SEM micrographs and size distributions extracted from statistical analysis performed on various SEM images for (a) sample M2-1 at pH 7.0 and (b) sample M3-1 at pH 3.0. The curves correspond to the fit of the distributions using a log-normal function. Figure 2. SEM micrographs of the core cross-linked samples at neutral pH (a) and at acid pH. (b). Size distributions extracted from statistical analysis performed on various SEM images are also plot. The curves correspond to the fit of the distributions using a log-normal function. In the case of sample M2-5, analysis of the size distributions has not been performed because the NPs are strongly agglomerated. Figure 3. Comparison of the mean NP size determined by DLS and SEM for sample M2 (pH 7.0) and M3 (pH 3.0). Figure 4. Fluorescence-emission data at 380 nm (arbitrary units) of pyrene loading tests at selected periods of time. Figure 5. Fluorescence microscopy image of non-cross-linked pyrene-loaded NPs (LMa-1) and the corresponding size distribution obtained from statistical analysis. The curve corresponds to the fit with the log-normal function. Figure 6. Stimulus-response release of pilocarpine vs time (a) at pH 7.4 and (b) at pH 3.0.
38 Table 1. Values of PdI and average size (Dh, nm) of the NPs prepared at polymer concentrations 0.25 mg/mL, in aqueous media at neutral pH (M2-X) and acid pH (M3-X) and in DMF (M4-X).