Guidelines for the use and interpretation of assays for monitoring autophagy (3rd edition)
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Guidelines for the U se and I nterpretation of Assays for Monitoring Autophagy (2 nd
edition)
Daniel J Klionsk y , 1,2 ,* Kotb Abdelmohsen, Akihisa Abe , Md. Jo y nal Ab edin, Hagai
Abeliovich, Abraham Acevedo Ar ozena, Hiroaki Adac hi, Christopher M Adams, P eter D
Adams, Khosrow Adeli, Peter J. Adhihetty , Sharon G Adler, Galila A g am, R ajesh
Agarwal, Manish K Aghi, Maria Agnello, Patrizia Agostinis, Julio Aguirre-Ghiso,
Slimane Ait- Si -Ali, Takahiko Akematsu, Emmanue l T Akporiaye , Moh amed Al-Rubeai,
Guillermo M Albaiceta, Diego Albani, Matthew L Albert, Jesus Aldudo, Hana Algül,
Mehrdad Alirezaei, Iraide Alloza, Alexandru Almasan, Emad S Alnemri, Covadonga
Alonso, Dario C Altieri, Ly d ia Alvarez-Erviti, Sandro Alves, Giuseppina Amadoro,
Atsuo Amano, Consuelo Amantini, Santiago Ambrosio, Amal O Amer, Mohamed
Amessou, Angelika Amon, Frank A. Anania, Stig U Andersen, Usha P Andle y , Catherine
K Andreadi, Nathalie Andrieu-Aba die, Alberto Anel, David K Ann, Shailendra
Anoopkumar-Dukie , Hir oshi Aoki, Nadezda Apostolova, Saveria Aquila, Katia
Aquilano, Koichi Araki, Eli Arama, Jun Ara y a, Al exandre Ar caro, Esperanz a Arias,
Hirokazu Arimoto, Aileen R Ariosa, Thierry Arnould, I vica Arsov, Valerie Askanas, Eric
Asselin, Ryuichiro Atarashi, J u lie D Atkin, L aura D Attardi, Patrick Auberger, Georg
Auburger, Laure Aurelian, R icca rdo Autelli, La ur a Avag liano, Maria Laura Avanta gg iati,
La ura Avagliano, Limor Avraha mi, Tiziana Bachetti, J onathan M Bac ker, Dong-Hun
Bae , Ok -Nam Bae, Soo Han Bae , Eric H Baehrecke, Seung-Hoon Baek, Stephen
Baghdiguian, Ag nieszka Bag niewska-Zadworna, Hua Bai, Xue -Yuan Bai, Kithi g anahalli
Naray anaswam y Balaji, Walter Balduini, Andrea Ballabio, Rena Balzan, R ajkumar
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Banerjee , Gábor Bánhegyi, Haijun B ao , Esther Barreiro, Bonnie Bartel, Alberto
Bartolomé, Diane C Bassham, Maria Teresa Bassi, Robert C Bast, Jr, Henri Batoko,
Maurizio Battino, Kyle Bauckman, K Ulrich Bayer, Jean-François Beaulieu, George R
Bec k Jr, J David B eckham, P atrick J Bedna rski, Thomas J Beg le y, Christian Behl, Kevin
E Behr ns, Elo y Bejarano, Amine Belaid, Francesca Belleudi, Gu y Berchem, Daniele
Bergamasc hi, Matteo Bergami, Ben Berkhout, L aura Berliocchi, Amélie Bernard,
Monique Bernard, Amanda S Bess, Sébastien Besteiro, Savita Bhalla, Sujit K Bhutia,
Michele Wolfe B ianchi, Martine B iard-Piechacz y k, Claudia Bincoletto, Sara W Bird,
Marc Bitoun, Guillermo A Blanc o, Heidi Kiil Blomhoff, Emili o Boa da-Romero, Stefan
Böckler, Marianne B oes, Andrea Boman, Paolo Bonaldo, Jürgen Bosch, Marina Bouché,
Marion Bouchecare ilh, S ebastien G Bouret, Patricia Boy a, Michaël Bo y er-Guitt aut, Peter
Bozhkov, Vania MM Braga , Claudio Brancolini, Gerhard H Braus, José M Bravo-San
Pedro, L isa A Brennan, Emer y H Bre snick, Patrick Brest, Marie-Agnès Bringer, Marisa
Brini, Glauber C Brito, Paul S Brookes, Karen Brown, Alain Bruhat, Patricia Chakur
Brum, John H Brumell, Nicola Brunetti-Pierri, Hikmet Budak, Dmitr y V Bulavin, Scott J
Bultman, Geert B ult y nck, Yan Burelle, Robert E Burke, Laura Caberlotto, Ken Cadwell,
Dongsheng Cai, Nadine Camougrand, Michelangelo Campane lla, Grant R Campbell,
Matthew Campbell, Silvia Campello, I sabella Caniggia, Lavinia Cantoni, Lizhi Cao,
Allan B Caplan, Mic hele Caraglia, Claudio Cardi nali, Sandra Morais Cardoso, Laura A
Carleton, Silvia Carloni, Sven R Carlsson, Didac Carmona-Gutierrez, Le ticia AM
Carneiro, Serena Ca rra, Alice Carr ier, Bernadette Carroll, Cat y Cas as, Giuliana
Cassinelli, Perrine Castets, Susana Castro-Obregon, Gabriella Cavallini, I s abella
Ceccherini, Fra ncesco Cecconi, Valentín Ceña, Simone Cenci, Davide Cervia, Silvia
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Cetrullo, Hassan Chaac houay, Han-Jung Chae, Chee-Yin Chai, Edmond YW Chan,
Dhyan Chandra , Ra y mon d Chuen-Chung Chang, Gopal Chakrabarti, Pallavi Chandra,
Chih-Peng Chang, Saurabh Chatterjee, Yongsheng Che, Michael E Cheetham, Rajkumar
Cheluvappa, Chun-Jung Chen, Gang Chen, Gang Chen, Guang-Chao Chen, Guoqiang
Chen, Hongzhuan Chen, Jeff W Chen, Jian-Kang Chen, Mingzhou Chen, Peiwen Chen,
Qi Chen, Quan Chen, Shang-Der Chen, Si Chen, Steve S-L Chen, Wei Ch en, Wenli
Chen, Xiangmei Chen, Ye -Guang Chen, Yingyu Chen, Yongshun Chen, Yu -J en Chen,
Yujie Chen, Z hen Chen, Zhong Chen, Christopher HK Cheng, Hua Cheng, Heesun
Cheong, Chun He i Antonio Cheung, Hsiang Cheng Chi, Sung-Gil Chi, Fulvio
Chiacchiera, Hui-Ling Chiang , Roberto Chiarelli, Mario Chiariello, L ih -Shen Chin, Gigi
NC Chiu, Dong-Hyung Cho, Ssang-Goo Cho, William C Cho, Yong-Yeon Cho, Young-
Seok Cho, Augustine MK Choi, Eui-J u Choi, Eu n-Kyoung Choi, Jay oung Choi, Mary E
Choi, Seung- Il Choi, Tsui-Fen Chou, Salem Chouaib, Divaker Choube y , Vina y C houbey,
Kuan-Chih Chow, Kamal Chowdhury, Charleen T Chu, Tsung-Hsien Chuang , Taehoon
Chun, Taijoon Chung, Yong-Joon Chwae, Roberto Ciarcia, Iwona A Ciechomska, Maria
Rosa Ciriolo, Mara Cirone, Joan Clària, Peter GH Clarke, Robert Clarke, Emilio
Clementi, Cédric Cley rat, Miriam Cnop, Eliana M Coccia, Tiziana Cocco, Jörn Coers,
Ezra EW Cohen, David Colecchia, Núria S Coll, Emma Colucci-Guyon, Sergio
Comincini, Maria Condello, Graham H Coombs, Cynthia D Cooper, J Mark Cooper,
Isabelle Coppe ns, Marco Corazzari, Ramon Corbalan, Mario D Cordero, Cristina Corral-
Ramos, Olga Corti, Andrea Cossarizza, Paola Costelli, Safia Costes, Ana Coto-Montes,
Sandra Cottet, Eduardo Couve, Lori R Covey, Carolyn B Co y ne, Mark S C ragg , Rolf J
Craven, Tiziana Crepa ldi, Jose L Crespo, Ana Maria Cuervo, J ose M Cuezva, Pedro R
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Cutillas, Mark J Czaja, Maria F Cz y z y k-Krzeska, Ruben K Dagda, Uta Dahmen,
Chunsun Dai, Yun Dai, Kevin N Da lb y , L uisa Dalla Valle, Guillaume Dalmasso,
Marce llo D’Amelio, Markus Damme, Arlette Darfeuille-Michaud, Victor M Darle y -
Usmar, Srinivasan Da sarath y , Srikanta Dash, Crispin R Dass, Hazel Marie Davey , Lester
M Davids, David Dávila, Roger J Davis, Ted M Dawson, Valina L Dawson, Paula Daza,
Jackie de Be lleroche, Paul de Figueiredo, Regina Celia Bressan Queiroz de Figueiredo,
José de la Fuente, Luisa De Martino, Guido RY De Meyer, Angelo De Milito, Mauro De
Santi, Ja y anta Debnath, Reinhard Decha nt, Jean-P aul Dec u y pe re, Shane Deeg an,
Benjamin De ha y , Barbara Del Bello, Régis Delage-Mourroux, Le a MD Delbridge,
Elizabeth Delorme-Axford, Yizhen Deng, Joern Dengjel, Mela nie Denizot, Paul Dent,
Vojo Deretic , Eric Deutsch, Timoth y P Devarenne, Rodne y J Devenish, Abhinav Diwan,
Sabrina Di Bartolomeo, Nicola Di Daniele, Fabio Di Domenico, Alessia Di Nardo,
Antonio Di Pietro, Aaron DiAntonio, Guillermo Díaz-Ara y a, Ines Díaz-Laviada, Maria T
Diaz-Meco, Javier Diaz- Nido, Chad A Dicke y , Robert C Dickson, Marc Diederich, Paul
Digard, Iva n Dikic, Savithrama P Dinesh-Kumar, Chan Ding , Wen-Xing Ding, Luciana
Dini, Jörg HW Distler, Mojgan Djavaheri-Mergny, Kostyantyn Dmytruk, Renwick CJ
Dobson, Karol Dokladny, Kelly S Doran, Gabriella D'Orazi, I sab elle Dugail, Svetlana
Dokudovska y a, Massimo Donadelli, X Charlie Dong, Terrence M Donohue J r, Gera ld W
Dorn II, Victor Dosenko, Liat Drucker, André du Toit, Li -Lin Du, Lihuan Du,
Priyamvada Dua , Lei Du an, Michae l R Duchen, Michel A Duc hosal, I s abelle Dugail,
Verónica I Dumit, Mara C Duncan, William A Dunn J r, Thomas M Durcan, Stéphane
Duvezin-Caubet, Umamaheswar D uvvuri, Vina y Eapen, Darius Ebra himi-Fakhari,
Arnaud Ec hard, Charles L Edelstein, Aimee L Edinge r, Ludwig Eichinge r, Tobias
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Eisenberg, Avital Eisenberg-Lerner, N Tony Eissa, Wafik S El-Deiry, Victoria El-
Khour y , Hagit Eldar -F inkelman, Enzo Emanuele, Nikolai Eng edal, Anna- Mart
Enge lbrecht, Simone En ge lender, Jorrit M Enserink, Ralf Erdmann, Jekaterina
Erenpre isa, Andreja Erman, R icardo E scalante, Eeva-Liisa Eskelinen, Lucile Espert,
Lorena Esteban-Martínez, Thomas J Evans, Gemma Fabrias, Cinzia Fabrizi, Antonio
Facchiano, Alberto Faggioni, Chunhai Fan, Daping Fan, Shengyun Fa ng, Manolis Fanto,
Alessandro Fanzani, Mathias Faure, Francois B Favier, Howard Fearnhead , Massimo
Federici, Erka ng Fei, Ta nia C Felizardo, Hua Fe ng, Yibin Feng, Yuchen Feng, Thomas A
Ferg uson, Álvaro F Fernández , Maite G Ferna ndez-Barrena, Jose C Fernandez-Checa,
Martin E Fernande z- Zapico, Elisabe tta Ferraro, Carmen Veríssima Ferreira-Halder,
La szlo Fesus, Ralph Feuer, Fabienne C Fiesel, Gi useppe F ilomeni, Eduardo C Filippi-
Chiela, Gian Maria Fimia, Toren Finkel, F ilomena Fiorito, Paul B Fisher, Marc Flajolet,
Flavio Flamigni, Oliver Florey , Salvatore Florio, R Andres Floto, Marco Folini, Carlo
Follo, Edward A Fon, France sco Fornai, Franco Fortunato, Alessandro Fraldi, Rodrigo
Franco, Arnaud Franc ois, Aurélie Fra nçois, I ain DC Fra ser, Damien G Fre yssene t, Scott
L Friedman, Daniel E Frigo, Dongxu Fu, José M Fuentes, J uan Fuey o, Yuuki Fujiwara,
Mikihiro Fujiya , Mitsuno ri Fukuda , Simone Fulda, Carmela F usco, Matthia s Gaestel,
Philippe Gailly , Malgorzata Gajewska, Gad Galili, Maria F Galindo, Lor enzo Galluzzi,
Luca Ga lluzzi, Vincent Ga ly, Sam Gand y , Anand K Ganesan, Swamynathan Gane san,
Fen-Biao Gao, Jian-Xin Gao, Eleonora García Véscovi, Marina García-Macia, Lore na
García Nannig, Abhishek D Garg , Pramod Kumar Garg, Ricardo Gargini, N ils Christian
Gassen, Da mián Gatica, Evelina Gatti, J ulie Gavard, Evr ipidis Gavathiotis, L ian g Ge,
Shengfang Ge , Po -Wu Gean, Armando A Genazzani, Pascal Ge nschik, David A Gewirtz,
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Saeid Ghavami, Eric Ghig o, Anna Maria Giammarioli, Fra ncesca Giampieri, C laudia
Giampietri, Alexandra Giatromanolaki, Derrick J Gibbings, Lara Gibellini, Spencer B
Gibson, Vanessa Ginet, Antonio Giordano, Flaviano Giorgini, Elisa Giovannetti, Stephen
E Girardin, Alvaro Glavic, Martin Gleave, Robert M Gogal Jr, Gustavo H Goldman,
Delia Goletti, Michae l S Goligorsky, Aldrin V Gomes, Hernando Gomez, Candelaria
Gomez-Manzano, Rubén Gómez-Sánchez, Céline Gong ora, Pedro Gonzalez -Aleg r e,
Pilar Gonzalez-Cabo, Rosa Ana González-Polo, Carlos Gorbea, Nikolai V. Gorbunov,
Daphne R Goring, Adrienne M Gorman, Sharon M Gorski, Sandro Goruppi, Shino
Yamada Goto, Cecilia Gotor, Roberta A Gottlieb, I ll ana Gozes, Devrim Gozuacik,
Yacine Graba , Martin Graef, Giovanna E Granato, Gary Dean Grant, Steven Grant,
Giovanni L uca Gravina, Douglas R Green, Alexander Greenhough, Michel T
Greenwood, Benede tto Grimaldi, Fré déric Gros, Charles Grose, Jean-Francois Groulx ,
Paolo Grumati, Jun-Lin Guan, Kun-Liang Guan, Ba rbara Guerra, Carlos Guillen, Kailash
Gulshan, Jan Gunst, Chuany ong Guo, Le i Guo, Ming Guo, Wenjie Guo, Xu -Gua ng Guo,
Andrea A Gust, Åsa B Gustafsson, Ho -Shin Gwak, Albert Haas, James E Haber, Shinji
Hadano, Monica Hagedorn, Andrew J Hala y ko, A nne Hamacher-Brady, Isabelle Ha mer,
Qutay ba Hamid, Ester M Hammond, Feng Han, Xiao Han, J ohn A Hanove r, Malene
Hansen, Masaru Harada, Ljubica Harhaji-Trajkovic, J Wade Ha rper, Abdel Halim
Harrath, James Harris, Udo Hasler, Peter Hasselblatt, Kazuhisa Hasui, Robert G Hawle y ,
Congcong He, Cy nthia Y He, Fengtian He , Ron g-Rong He, Xian-Hui He, You-Wen He ,
Joan K Heath, Marie-Josée Hé bert, Gudmundur Vignir Helgason, Eliz abeth P Henske,
Paul K Herman, Sonia Hernánde z-Tiedra, Claudio Hetz, P. Robin Hiesinger, Sabine
Hilfiker, Bradf ord G Hill, J oseph A Hill, William D Hill, Keisuke Hino, Paul Hofman,
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Jörg Höhfeld, Marina K Holz, Yonggeun Hong, David A Hood, Daniel Hofius, Günter U
Höglinger, Jincai Hou, Chin Hsu, Li -Chung Hsu, Dong Hu, Hong-Min g Hu, Hongbo Hu,
Ming Chang Hu, Yu -Chen Hu, Zhuo-Wei Hu, Fang Hua, Ya Hua, Canhua Huang, Hue y -
La n Huang, Kuo-How Huang, Kuo-Yan g Hua ng, Shiqi an Hua ng, Wei-Pang Huang,
Yunfei Huang , Tobias B Huber, Patricia Huebbe, Won-Ki Huh, Juha J Hulmi, Gang Min
Hur, James H Hurley, Zvenyslava Husak, Sabah NA Hussain, Salik Hussain, J ung Jin
Hwang, Seungmin Hwa ng, Thomas I S Hwang, Atsuhiro Ic hihara, Yuzuru Imai, Carol
Imbriano, Megumi Inomata, Takeshi Into, Valentina I ovane, Juan L Iovanna, Renato V
Iozzo, Nancy Y Ip, Pablo Iribarren, Yoshitaka I saka, Aleksandra J I sakovi c, Hiro y uki
Ishida, Isa o Ishii, Jane E. I shma el, Ciro I sidoro, Ken-ichi Isobe, Shohreh Issazadeh-
Navikas, Koji Itaha na, A nand Krishnan V Iy e r, Yotaro I zumi, Marja J äättelä, Nadia
Jaber, Daniel John Jackson, William T Jackson, Ton y G eorge Jacob, Chinn aswamy
Jagannath, Alkesh Jani, Bassam Janji, Paulo Roberto Jannig, Patric J J ans son, Marina
Jendrach, Ju -Hong Jeon, Eui-Bae Jeung, Kailiang Jia, Lijun Jia, Hong Jiang, L iwen
Jiang, Teng Jiang, Xiaoyan Jiang, Xuejun Jiang, Xuejun Jiang, Yongjun Jiang, Alberto
Jiménez, Cheng Jin, Hongchuan Jin, Mei y an J in, Shengkan Jin, Umesh Kumar J inwal,
Eun-Kyeong Jo, Terje Johansen, Daniel E Johnson, Gail VW Johnson, James D Johnson,
Eric Jonasch, Chris Jones, Leo AB Joosten, Joaquin J ordan, Anna -Maria Joseph,
Bertrand Joseph, Annie M J oubert, Dianwe n Ju, Hsueh-Fen Juan, Katrin Juenemann,
Gábor Juhász, Hye Seung Jung, J ae U Jung, Yong-Keun Jung, He inz J ungbluth, Matthew
J Justice, Barry Jutten, Nadeem O Kaakoush, Allen Kaasik, Tomohiro Kabuta, Katarina
Kågeda l, Alon Kahana, Or Kakhlon, Dhan V Kalvakolanu, Vitaliy O Kaminsk yy ,
Mustapha Kandouz, Chanhee Kang, Rui Kang, Tae-Cheon Kang, Tomotake Kanki,
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Thirumala-De vi Kanneganti, Haruo Kanno, Anu mantha G Ka nthasamy, Marc Kantorow,
Maria Ka parakis- L i askos, Orsoly a Kapu y , V assiliki Karantza, Md. Razaul Karim,
Parimal Karmakar, Arthur Kaser, A Murat Kaynar, Po -Yua n Ke, John H Kehrl, Kate E
Keller, Oliver Kepp, Andreas Kern, Santosh Kesari , David Kessel, Robin Ketteler,
Muzamil Majid Khan, Juliann G Kiang, Akio Kihara, Arianna L Kim, Cheol Hyeon Kim,
Deok Ry ong Kim, Do -Hy ung Kim, Eun g Kweon Kim, Hye Youn g Kim, H y u ng-R y ong
Kim, Jae-Sung Kim, Jeong Hun Kim, Jin Cheon Kim, J in Hy oung Kim, Peter K Kim,
Seong Who Kim, Yong hyun Kim, Adi Kimchi, Alec C Kimmelman, J ason S King ,
Lorrie A Kirshenbaum, Shuji Kishi, Katsuhiko Kit amoto, Kaio Kitazato, Rudolf A Kle y ,
Walter T Klimecki, Jochen Klucken, Helene Knævelsrud, Erwin Knecht, Jiunn-Liang
Ko, Satoru Kobaya shi, C hristelle Koec hlin-Ramonatx o, Ulrich Koenig , Young Ho Koh,
Katja Köhler, Se pp D Ko hlwein, Masaaki Komatsu, Hee Jeong Kon g , Eumorphia G
Konstantakou, Benjamin T Kopp, Tamas Korcsmaros, Laura Korhonen, Viktor I
Korolchuk, Nadezhda V Koshkina, Michael I Koukourakis, Constantinos Koumenis,
Attila L Kovács, Da isuke Ko y a , Claudine Kraft, Dimitri Krainc, Roswith Krick, J anos
Kriston-Vizi, Guido Kroemer, Rejko Kruger, Nicholas T Ktistakis, Kazuyuki Kuchitsu,
A Pratap Kumar , Ashok Kumar, Deepak Kumar, Dhiraj Kumar, Sharad Kumar, Hsing-
Jien Kung, Atsushi Kuno, Jeff Kuret, Tino Kurz, Taeg Ky u Kwon, Yon g Tae Kw on,
Albert R La Spada, Frank L afont, Tim La hm, Truong Lam, Terry H Landowski, J on D
La ne, Cinzia L anzi, Louis R L apierre, J ocelyn Laporte, Gordon W Laur ie, Sergio
La vandero, Le na Lavie, Kelse y B Law, Pedro A Lazo, Laurent Le Cam, Karine G Le
Roch, Vijittra L eardkamolkarn, Marc L ecuit, B y ung-Hoon Lee, Che-Hsin Lee, G y un Min
Lee, He -Jin L ee, Hsiny u Lee, Jae Keun Lee, Jongdae Lee, J un Hee L ee, Michael Lee,
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Myung-Shik Lee, Sam W Lee , Seung-J ae Le e, Shiow-J u Le e, Sug Hyung Lee, Sung Sik
Lee, Sung- Joon Lee, Sunhee Lee, Yong J Lee, Young H Lee, Christiaan Leeuwenburgh,
Sy lvain Le fort, Renaud Legouis, Jinz hi L ei, Qun -Ying Lei, David A Leib, Gil
Le ibowitz, Stéphane D Lemaire, John J L emasters, Antoinette L emoine, Guido L enz,
Lilac h O L erman, Daniele Lettieri Barbato, Julia I - Ju L eu, Hing Y Leung, Beth Levine,
Patrick A Lewis, Chi L i, Dan L i, Faqiang Li, Feng-J un L i, Jun L i, Ke Li, Lian L i, Min Li,
Min Li, Qiang Li, Rui Li, Sheng Li, Wei L i, Xiaot ao L i, Yumin Li, J iqin Lian, Che ng y u
Liang , Yulin L iao, Pawel P L iberski, Andrew P Lieberman, K y u Lim, Chang-Shen Lin,
Chiou-Feng Lin, Fang Lin, Fangming L in, Fu -Ch eng Lin, Kui Lin, Kwang-Huei L in,
Tianwei Lin, Wan-Wan L in, Yee-Shin Lin, Yong L in, Raf ael Linden, Dan L indholm,
Lisa M Lindqvist, Lance A Liotta, Marta M Lipinski, Vitor A Lira, Michael P Lisanti,
Paloma B Liton, Bo Liu, Chun-Feng Liu, Fei Liu, Hung-Jen L iu, Jianxun Liu, Jing-Jing
Liu, Jing-La n Liu, Ke L iu, L eyuan Liu, Quentin Liu, Rong-Yu Liu, Shiming Liu, Wei
Liu, Xian-De Liu, Xiangguo L iu, Xiao-Hong Liu, Xinfeng L iu, Xu Liu, Yule L iu, Zexian
Liu, Susan E Logue , Sagar Lonial, Ben Loos, Carlos L ópez-Otín, Cristina López- Vicario,
Mar Lore nte, Péter Lőrincz, Mare k Los, Michael T Lotze, Penny E Lovat, Binfeng Lu,
Bo Lu, Jiahong Lu, Shemin L u, Shu y an Lu, Frédéric Luciano, Shirle y Luckhart, J ohn
Milton L ucocq, Paula Ludovico, Aurelia Lugea, Nicholas W Lukacs, Julian J Lum,
Anders H Lund, Hong lin Luo, Jia L uo, Shouqing Luo, Glaucia M Machado -Santelli,
Gustavo Macintosh, Jeffrey P MacKeigan, Ka y F Macleod, John D MacMicking, Frank
Madeo, Muniswamy Madesh, Akiko Maeda, Emilia Maellaro, Hannelore Maes, Marta
Magariños, Kenneth Maiese, Tapas K Maiti, Luigi Maiuri, Maria Chiara Maiuri, Carl G
Maki, Roland Malli, Walter Malorni, Na Man, Eva-Maria Mandelkow, Angelo A
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Alexander J Whitworth, Eileen White, J L indsa y Whitton, Franziska Wild, Tom
Wileman, Deepti Srinivas Wilkinson, Simon Wilkinson, Dieter Willbold, Chris Williams,
Peter R Williamson, Steven S Witkin, Stepha nie E Wohlgemuth, Thomas Wollert, Ernst J
Wolvetang, Esther Wong, Richard W Wong, Karen L W right, Chunlai Wu, Defeng Wu,
Jian Wu, Junfang Wu, Mian Wu, William KK Wu, Zhe nlong Wu, Ramnik J Xavier, Tian
Xia, Weiliang Xia , Yon g Xia, Hengyi Xiao, Shi Xiao, Wuhan Xiao, Chuan-Ming Xie,
Zhiping Xie, Z hon glin Xie, Chuanshan Xu, Congfeng Xu, Feng Xu, Haoxing Xu,
Hongwei Xu, Jian Xu, Jianzhen Xu, Jinxian Xu, Liang Xu, Xiaolei Xu, Yu Xue,
Takahiro Yamada, Ai Yamamoto, Shunhei Yamashina, Bo Yan, Xianghua Yan, Zhen
Yan, Dun-Sheng Yang, Jiin-Ming Yang, Minghua Yang, Pei-Ming Yang, Qian Yang,
Sijun Yang, Wannian Yang, Wei Yua n Yang, Yi Yang, Ying Ya ng, Men g-Chao Yao,
Zhe n y u Yao, Behzad Yeganeh, Long Yi, Xia o-Ming Yin, Calvin K Yip, Yeong-Min
Yoo, Young H y un Yoo, S eung -Yong Yoon, Kenichi Yoshida, Tamotsu Yoshimori, Ken
H Young , Huix in Yu, Jane J Yu, Jin-Tai Yu, Jun Yu, Li Yu, Zhengping Yu, J uny in g
Yuan, Zhi-Min Yuan, Beatrice YJT Yue, Zheny u Yue, David N Zacks, Eld ad
Zacksenhaus, Nadia Zaffaroni, Tania Zaglia, Zahra Za keri, J insheng Ze ng, Min Zeng, Qi
Ze ng, Antonis S Zervos, Donna D Zhang, Fan Zhang, Guo-Chang Zhang, Guo Z hang,
Hao Zhang, Hong Zhang, Hong Zhang, Hongbing Zhang, Jianhua Zhang, Jing-pu Zhang,
Li Zha ng, Lin Zhang, Long Z hang, Ming-Yon g Zhang, Xiangnan Zhang, Xu Dong
Zha ng, Yan Zhan g , Yingmei Zhang, Mei Z hao, Wei-Li Zhao, Xiaonan Zhao, Yan G
Zha o, Yin g Z hao, Yongchao Zhao, Yu -xia Zha o, Zhendong Z hao, Dexian Zheng, Xi -
Long Zheng, Xiaoxiang Z heng, Boris Zhivotovsky, Qin g Zhong , Guofei Zhou , Shufeng
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Zhou, Xu - jie Zhou, Hongxin Zhu, Wei-Guo Zhu, Wenhua Zhu, Xia o-Feng Zhu, Shi-Mei
Zhua ng, Elio Ziparo, Chr istos E Zois, Tere sa Zoladek, Wei-Xing Zong, An tonio Zorzano
1 L ife Sciences Institute, and 2 Department of Molecular, Cellular and Developmental
Biology Universit y o f Michigan, Ann Arbor, MI USA ;
Running title: Autophagy guidelines
Keywords: autolysosome, autophagosome, flux, LC3, l y sosom e, phagophore, stress,
vacuole
*Corresponding author : Corresponde nce: Daniel J . Klionsky , Life Sciences I nstitut e,
University of Michigan, Ann Arbor, MI 48109-2216. Tel. 734-615-6556; Fax . 734-647-
9702; Ema il: klionsky @umich.edu
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Table of Contents
Introduction
A. Methods for monitoring au tophagy
1. Transmission electron microscopy ……………………………………… XX
2. Atg8/LC3 detection and quantification …………………………………. XX
a. Western blotting and ubiquitin -like protein conjuga tion systems …… XX
b. Turnover of LC3 -II /Atg8 – PE ………………………………………... XX
c. GFP-Atg8/L C3 l y sosomal deliver y and partial proteol y sis ………….. XX
d. GFP-Atg8/L C3 fluorescence microscop y …………………………….. XX
e. Tandem mRFP/mCherry-GFP fluorescence microscopy …………….. XX
f. Autophagic flux determination using f low and multispectral imaging
cy tometr y …………………………………………………………….. XX
g. Immunohistoche mistr y …………………………………………….... XX
3. SQSTM1 and related LC3 binding protein turnover assays …………….. XX
4. MTOR, AMPK and Atg1/ULK1 ……………………………………….. XX
5. Additional autophagy-related protein markers ………………………….. XX
a. Atg9 ……………………………………………………………..….. XX
b. A TG 12 – A TG 5 ……………………………………………………..….. XX
c. ATG14 …………………………………………………………..….. XX
d. ATG16L1 ………………………………………………………..….. XX
e. Atg18/WIPI family ……………………………………………..….. XX
f. BECN1/ Vps30/ Atg6 ………………………………………………..….. XX
g. DRAM 1 …………………………………………………………..….. XX
19
h. ZFYVE1/ DFCP1 ………………………………………………..….. XX
i. STX17, TECPR1 …………………………………………………… XX
6. Sphingolipids…………………………………………………………… XX
7. Transcr iptional , translational and post translationa l
regulation …………………………….. XX
8. Posttranslational modification of ATG prote ins………………………... XX
9. Autophag ic protein degradation …………….………………………….. XX
10. Selective types of autophagy ……………………….………………….. XX
a. The Cvt pathwa y , mitophag y , pexophag y , piecemeal microautophagy
of the nucleus and nucleophagy in yeast and filamentous fungi .. XX
b. Reticulophagy and ribophag y …………………………………..….. XX
c. Vacuole import and degradation pathway ………………………….. XX
d. Animal mitophagy and pe x ophagy ………………………..……… .. XX
e. Aggrephagy ……………………………………………………..….. XX
f. Allophagy …………………………………………………..…..….. XX
g. Chlorophagy ……………………………………………………….. XX
h. Chromatophagy ……………………………………………..…..….. XX
i. Ferritinophagy ……………………………………………………… XX
j. Lipophagy ……………………………………………………..….. XX
k. Intraplastidial autophagy…………………………………………. XX
l. RNA- silencing components………………………………………. XX
m. Xenophagy. ………………………………………….…………… .. XX
n. Zymophagy ……………………………………………………..….. XX
20
11. Autophagic sequestration assa y s ……………………………..……….. XX
12. Turnover of autophagic compartments ……………………… ……….. XX
13. Autophagosome-l y sosome coloca lization and dequenching assay …… XX
14. Tissue fractionation ………………………………………………..….. XX
15. Analyses in vivo …………………………………………………..….. XX
16. Clinical setting……………………………………………………….. XX
17. Cell death ……………………………………………..…………..….. XX
18. Chaperone-mediated autophagy …………………………………..….. XX
B. Comments on additional m ethods …………………………………..….. XX
1. Acidotropic dyes ……………………………..……………………..….. XX
2. Autophagy inhibitors and inducers ……………. …………………..….. XX
3. Basa l autopha gy ………………………………..…………………..…. . XX
4. Experimental systems ……………………………………………..….. XX
5. Nomenclature ……………………………………………………..….. XX
C. Methods and challenges of specialized topics /m odel systems ……..….. XX
1. C. elegans …………………………………………………..………… XX
2. Chicken B-lymphoid DT40 cells , retina and inner ear ………………. XX
3. Chlamydomonas …………………………………………………..….. XX
4. Drosophila …………………………………………………..………... XX
5. Ery throid cells ………… ……………………………………………… XX
6. Filamentous fungi …………………………………………………..…. XX
7. Food biotechnology …………………………………………………….. XX
8. Honeybee …………………………………………………..………….. XX
21
9. Human …………………………………………………..….. ………… XX
10. H y d ra …………………………………………………..……………... XX
11. Lepidoptera …………………………………………………..……….. XX
12. Mammals…… …………………………………………………..…….. XX
13. Marine invertebrates………………………………………………….. XX
14. Neotropical teleosts ………………………………………………….... XX
15. Odontoblasts ………………………………………………………….. XX
16. Planarians ………………………………………………………….….. XX
17. Plants …………………………………………………..…………….... XX
18. Protists ………………… …………………………………………..……. XX
19. Rainbow trout. ……………………………………………………..……. XX
20. Sea Urchin ………………………………………………………...…….. XX
21. Ticks …………………………………………………..……………. ....... XX
22. Zebrafish …………………………………………………..…………… . XX
D. Noncanonical use of autophagy-related proteins ………………………..….. XX
1. LC3-a ssociated phagoc y tosis …………………………………………. XX
2. LC3- a ssociated apicoplast…… ……………………………………….. XX
3. LC3 conjuga tion s y stem for IFNG- mediated pathogen control………. XX
4. Intracellular tra fficking of bacterial pathogens………………………. XX
5. Other processes……………………………………………………….. XX
E. I nterpretation of in silico assa y s for monitoring autophagy ……………… .. XX
1. Sequence comparison and comparative ge nomics approaches ……….. XX
2. Web-based re sources r elate d to autophag y …………………………… XX
22
a. The THANATOS database ………………………………………. XX
b. The human autophagy database (HADb) ……… ………………… XX
c. The Autophagy Database …………………… …………………… XX
d. The Autophagy Reg ulator y Network (ARN) ……………………. XX
e. Prediction of Atg8-famil y interacting proteins ………………….. XX
f. The iLIR ser ver…………………………………………………….. XX
g. The Eukar y otic Linear Motif resource (EL M)……………………. XX
Conclusions and future perspectives …………………………………… . ….. XX
Reference s …………………………………………………..……………..….. XX
Glossary …………………………………………………..…………………. .. XX
Index …………………………………………………..……………………. .. XX
Abbreviations: 3-MA, 3-methyladenine; ALIS, aggresome-like induced structures; Ape1,
aminopeptidase I; ARN, Autophagy Regulatory Network; Atg, autophagy-related; AV,
autophagic vacuole; CLEAR, coordinated lysosoma l enhancement and regulation;
CLEM, corre lative light and electron microscop y; CMA, chaperone-mediated autophagy;
cryo-SXT, cryo-soft X-ray tomo g raphy; Cvt, c y to plasm- to -vacuole targeting; DQ -BSA,
dequenched bovine serum albumin; e-MI , endosomal mi croa utophag y ; EBSS, Earle’s
balance d salt soluti on; ER, endoplasmic r eticulum; FACS, fluorescence-a ctivated c ell
sorter; GB P, guan y l ate bi nding prote in; GFP, green fluorescent protein; HKP,
housekeeping prote in; HS V, herpe s simplex virus; I CD, immunogenic c ell death; IHC,
immunohistochemistry ; IMP, intramembrane particle; LAMP2, lysosome-associated
membrane protein 2; LAP, LC3-associated phag ocytosis; L C3, mi crotubule-associated
23
protein 1 light cha in 3 ( MAP1L C3); LN, la te nucleophagy; MDC,
monodansylcadaverine; mRFP, monomeric red fluorescent protein; mtDNA,
mitochondrial DNA; MTOR, mechanistic targ et of rapamycin; MVB, multivesicular
body; NETs, neutrophil extracellular traps; NVJ, nucleus-vacuole junction; PAS,
phag ophore assembl y sit e; PE, phosphatid y lethan olamine; P I 3K, phosphoi nositide 3-
kinase; PMN, piecemeal microa utophag y of the n ucleus; PSSM, position-spec ific scoring
matrix; Ptd I ns3K, phosp hatidy linositol 3 -kinase; PtdI ns3P, phosphatidylinositol 3 -
phosphate; PVM, parasitophorus vacuole membrane; RBC, red blood cell; Rluc, Renilla
reniformis luciferase ; ROS , rea ctive oxygen species; SD, standard deviation; SOD,
superoxide dismutase; TEM, transmission electron microscopy; tfLC3, tandem
fluoresce nt LC3; TORC1 , TOR complex I ; TR-FR ET, time-resolved f luorescence
resonance energy tra nsfer; TVA, tubulovesicular autophag osome; UPR, unfolded protein
response ; UPS, ubiquitin-proteasome system
24
In 2008 we published the first set of guidelines for standardizing research in autophag y . Since
then, researc h on this top ic has continued to accelerate, and many ne w scientists have enter ed the
field. Our knowledge base and relevant new technologies have also been expanding .
Accordingly, it is important to update these guidelines for monitoring autophagy in different
organisms. Various reviews have described the range of assays that have been used for this
purpose. Nevertheless, there continues to be confusion regarding acce ptable methods to measure
autophagy, especially in multicellular eukaryotes.
For example, a key point that needs to be e mphasized is that there is a difference between
measurements tha t monitor the numbers or volume of autophagic elements (e.g.,
autophagosomes or autoly sosomes) at an y stage of the autophagic proce ss versus those that
measure f lux through the autophagy pa thway (i.e., the complete pr ocess includi ng the a mount
and rate of cargo seque stered and de g raded ) . I n particular , a block in macroautophagy that results
in autophag osome accumulation must be differe ntiated from stimuli that increase autophagic
activity, defined as increased a utophag y induction coupled with increased deliver y to, and
degrada tion within, l y sos omes (in most higher eukar y otes and some protists such as
Dictyostelium ) or the vacuole (in plants and fung i). I n other words, it is especiall y importa nt that
investigators new to the field understand that the appea rance of more autophag o so m es does not
necessarily equate with more autophag y . I n fact, in man y c ases, autophagosomes accumulate
because of a block in trafficking to l ysosomes without a concomitant cha nge in autophagosome
biogenesis, whereas an increa se in autol y sosom es may reflect a reduction in degradative activity.
Here, we present a se t of g uidelines for the selection and interpretation of methods for use
by investigators who aim to examine macroa utophag y and related processes, as well as for
reviewers who need to provide realistic and reasonable critiques of pape rs that are focused on
25
these processes. These guidelines are not meant to be a formulaic set of rules, beca use the
appropriate assays depend in part on the question being asked and the sy stem being used. In
addition, we emphasize that no individual assay is guaranteed to be the most appropriate one in
every situation, and we strong l y r ecommend the use of multiple assays to monitor autophag y .
Along these lines, when attempting to bloc k autophagy through genetic manipulation it is
imperative to delete or knock down more than one autophagy-related gene because individual
Atg prote ins, or groups of proteins, a re involved in other cellular pathwa y s; not all Atg proteins
can be used as a specific marker for an autophagic process. I n these guidelines, we consider these
various methods of assessing autophagy and what information can, or cannot, be obtained from
them. Finally , b y discuss ing the merits and limits of particula r autophag y a ssay s, we hope to
encourage tec hnical innovation in t he field.
Introduction
Many researchers, especiall y those ne w to the field, need to determine which criteria are
essential for de monstrating autophag y, e ither for the purposes of their own research, or in the
capacity of a manuscript or grant review. 1 Acceptable standards are an important issue,
particularly c onsiderin g that eac h of us ma y have h is/her own opinion regarding the answer.
Unfortunately, the answer is in part a “moving targe t” as the field evolves. 2 T his can be
extremely f rustrating for rese archers who ma y thi nk they have met those criteria, only to find out
that the reviewers of their paper have different ideas. Conversely, a s a reviewer, it is tiresome to
raise the same objections repe atedly, wondering why researc hers have not fulfill ed some of the
basic requirements for establishing the oc currence of an autophag ic process. In addition, drugs
that potentially modulate autophagy a re increasingl y being used in clinical trials, and sc reens are
32
morphologica l changes during the autophagic process ca n be followed b y TEM. The matura tion
from the phagophore through the autoly sosome is a d y n amic and continuous process, 44 and, thus,
the classification of compartments into discrete morpholog ical subsets can be problematic ;
therefore , some ba sic guidelines are offered below .
In the precee ding sections the autophagosome, the amphisome and the autolysosome
were used as the terms for 3 basic stages and compartments of autophagy. It is important to make
it clear that many times, when we do not want to, or cannot, differe ntiate amo ng the
autophagosomal, amphisomal and a utolysosomal stage we use the term autophag ic vacuole.
(Since y east studies have appeared in the autophagy field the term “autophag ic vesicle” is
extensively used; b y now the two terms are used in parallel and can be considered synonyms.)
Autophag osomes , also referred to as initial autophagic vacuoles ( AVi) , t y pically have a double
membrane . This membrane is usuall y w ell visible as 2 parallel membrane layers ( bilayers )
separa ted b y a n arrower or wider electron-lucent cleft , when the simplest routine EM fix ation
procedure is applied ( F ig. 2A ). 45 , 46 I n the case of nonselective autophagy, a utophag osomes
contain cytosol and/or orga nelles appearing morp hologica ll y int act as also described above . 43 , 47
Amphisomes 48 can sometimes be identified b y the presence of small internal vesicles inside the
autophagosome/autophagic vac uole (AV). 49 These internal vesicles are delivered into the lumen
by f usion with multivesicular endosomes, and care shoul d there fore be taken in the identification
of the organelles, especially in ce lls that produce large numbers of MVB-d erived e xosomes, such
as tumor and stem ce lls. 50 Late/degradative autophag ic vacuoles / autol y sos omes (AVd or AVl )
typica ll y have onl y one limiting membr ane ; frequentl y they contain electron dense cytoplasmic
material and/or organe lles at various stages of degradation ( Fig. 2A and B ). 43 , 47
33
The prese nce of l y ti c enzy mes in autolysosomes can be used to identify them. For that
purpose the traditional method is to demonstrate the ac tivity of acid phosphatase by enzy me
cy tochemistr y 51 or to show their presence b y im munocytochemistr y . 52
The sequential deteriora tion of c y t oplasmic structures being digested can be used for
identifying a utol y sosomes b y TEM. Ev en whe n the partiall y digested and destroy ed structure
cannot be recognized in itself, it can be traced back to earlier forms b y id entif y in g preceeding
stage s of sequential morphological deterioration. Degradation usually leads first to i ncre ased
density of still rec ognizable organelles, then to vacuoles with heterogenous density, which are
becoming more and more homogenous, amorphous, mostl y d ense, but sometimes light.
It must be e mphasiz ed that in addition to the autophag i c input, other (e.g., endosomal,
phag osomal, chaperone-mediated) processes also carry cargo to the lysosomes. 53 , 54 Therefore,
strictly spea king, we can only ha ve a mixed l y ti c compartment. Howe ver, we still ma y use the
term “autolysosome” if the content a ppears to be overwhelmingly autophagic. Note that the
eng ulfment of apoptotic cells also produces l y sos omes that contain cytoplasmic structure s, but in
this case it orig inates from the d y in g cell.
For many biologica l and pathological situations, examinati on of both early and late
autophagic vacuoles y iel ds valuable data regarding the overall autophagy /lysosomal status in the
cells. 13 Along these lines, it is possible to use immunocy tochemistr y to follow particula r
cy tosolic proteins such as SOD1/ CuZn superoxide dismutase and CA/ carbonic anh y dras e to
determine the stage of a utophag y ; the fo rmer is much more resistant to lysosomal degrada tion. 55
In some autophag y- in ducing conditions it is possible to observe multi-lamel lar membrane
structures in addition to the conve ntional double-membrane autophagosomes , although t he
nature of the se structures is not full y und erstood. The se multi-lamellar structures ma y indeed be
34
multiple double laye rs of phagophores 56 and positive for LC3, 57 they could be autolysosomes, 58
or they ma y for m artifact uall y durin g fixation.
Special fea tures of the autophagic process ma y b e clarified by immuno-TE M with gold-
labeling, 59 , 60 using antibodies, f or example, to cargo proteins of cytopla smic origin and to LC3 to
verify the a utopha g ic nature of the compartment. LC3 immunogold labeling al so mak es it
possible to detect novel degradative organelles within autophagy compartments. This is the case
with the autophagoproteasome whe re costaining for LC3 and ubiquitin -proteasome system
(UPS) antige ns occurs. The autophagoproteasome consists of sin gle- , double-, or multiple-
membrane LC3-positive autophagosomes costa ining for specific components of the UPS. I t ma y
be that a rich multi-enzymatic (both autophagic and UPS) ac tivit y takes pl ace within these
organelles instea d of being segregated within d ifferent cell domains.
Although labe ling of LC3 can be difficult, an increasing number of comme rcial
antibodies are becoming available, among them good ones to visualize the GFP moiety of GFP-
LC3 re porter constructs. 61 I t is important to keep in mind that LC3 ca n be associated with non -
autophagic structures (see Xenophagy and Noncanonical use of autophagy-related proteins ).
LC3 is involved in specialized forms of endocytosis like L C3-associated phagoc y tosis. In
addition, LC3 ca n decorate vesicles dedicated to ex ocy tosis in non -conventional secretion
systems (reviewed in ref. 62 ). Antibodies ag ainst an abundant cytosolic protein will result in high
labeling all over the cy toplasm ; however, orga nelle markers work well. Because there are very
few character ized proteins that remain associated with the completed autophagosome , the
choices for confirmation of its autophagic nature are limited. Furthermore, autophagosome -
associated prote ins ma y be cell type-specific. At any rate, the success of this methodology
depends on the qua lit y of the antibodies and also on the TEM preparation and fix ation
35
procedures utilized. With immuno-TEM, authors should provide controls showing that labeling
is specific. This may re quire a quantification of staining over differe nt cellular compartments.
In addition, statistical information should be provided due to the necessity of showing
only a selective number of sections. A g ain, we note that for quantitativ e data it is preferable
necessary to use proper volumetric analysis ra ther than just counting numbers of sectioned
objects. On the one ha nd, it must be ke pt in mind that even volumetric morphometry /st ereolog y
only shows either steady state levels, or a snapshot in a changing d y namic process. Such data by
themselves are not infor mative reg arding autophagic flux, unless carried out over multiple time
points. Alternatively , investigation in the presence and absence of flux inhibitors can reveal the
dyna mic changes in various st ag es of the autophagic pr ocess ( Fig. 20 ) . 10 , 19 , 63 , 64 , 40 On the one
hand , if the turnover of autolysosomes is very rapid, a low number/volume will not necessarily
be an accurate refle ction of low autopha g ic activity . On the oth er ha nd, quanti tative ana lyses
indicate that autophag osome volume in man y cases does correlate with the rates of protein
degrada tion. 65 - 67 One pot ential compromise is to perfor m whole cell quantification of
autophagosomes using fluorescence methods, with qualitative verification by TEM, 68 to show
that the change s in fluorescent puncta reflect corre sponding changes in autophagic structures.
One additional ca veat with TEM, and to some extent with c onfocal fluorescence
microscopy, is that the analy sis of a single pl ane within a cell ca n be misleading and ma y make
the identification of a utophagic structures difficult. Confocal microscop y a nd fluorescence
microscopy with dec onvolution so ftware (or with much more wor k, 3 -dimensional TEM) can be
used to generate multiple/serial sec tions of the same cell to reduce this concern; however, in
many cases where there is sufficient structural resolution, a naly sis of a single plane with multiple
cells can suffice g iven pr actica l limitations . Newer EM tec hnologies, including focused ion beam
36
dual-beam EM, should make it much easier to apply three-dimensional analy ses. An additional
methodology to assess autophagosome accumulation is correlative light and electron
microscopy, CL EM, which is helpful in confirming that fluorescent structures are
autophagosomes. 69 - 71 Along these lines, it is important to note that even though GFP
fluoresce nce will be quenched in the acidic environment of the autolysosome, some of the GFP
puncta detected by lig ht microscop y may corre spond to earl y autol y sosomes prior to GFP
quenching. Th e mini Singlet Oxygen Genera tor (mi niSOG) fluore scent flavoprotein, which is
less than half the size of GFP, provides an additional means to gene ticall y t ag proteins for CLEM
analy sis under conditions that are particularl y suited to subsequent TEM analy sis. 72
Combinatorial assay s using tandem monom eric red fluoresce nt protein ( m RFP ) -GFP-LC3 (see
Tandem mRFP/mCherry-GFP fluorescence mic roscopy ) along with static T EM imag es should
help in the analysis of flux and the visualization of ca rgo structures. 73
Another technique that has prove n quite useful for anal y zin g the c omplex membrane
structures that par ticipate in autophag y is t hree-dimensional electron tomograph y , 74 , 75 and
cryoelectron microsc op y ( Fig. 4 ). More sophisticated, cr y o -soft X-ra y tom ograph y (cr yo-SXT) is
an emerg ing imaging technique used to visualize autophagosomes. 76 Cr y o -SXT extracts
ultrastructural infor mation from whole, unstained mammalian ce lls as close to the “near - native”
fully-hydrated ( living) state as possible. C orre lative studies combining cr yo-fluorescence a nd
cryo-SXT wor kflow (cr yo-CLXM) have been appli ed to capture earl y a utophagosomes.
Finally , although onl y as an indirect measurement, the comparison of the ratio of
autophagosomes to autoly s osomes b y TEM can support alterations in autophag y id entified b y
other procedure s. 77 I n thi s case it is important to always compa re samples to the control of the
same cell type a nd in the same growth phase, as th e autophag osome/autol y s osome ratio varies in
37
a cell context-dependent fashion, de pending on their clearance activity. It may also be necessar y
to distinguish autolysosomes from teloly sosomes/late secondar y l y sosom es (the former are
actively engaged in deg radation, whereas the latter have reached an end point in t he bre akdown
of lumenal contents and are a lso referred to as residual bodies) because l y sosome numbers
ge nerall y increase when autophagy is induced.
TEM observations of platinum-carbon replicas obtained by the freeze fracture technique
can also suppl y useful ultrastructural information on the autophagic process. I n quickl y frozen
and fracture d cells the fracture runs preferentiall y along the hydrophobic plane of the
membranes, allowing c haracterization of the limiting membranes of the different t y pes of
autophagic vacuoles and visualization of their limited protein intramembrane particle s ( I MPs, or
integral membra ne proteins ). Several studies have been carried out using this technique on
y east, 78 as well as on mammalian cells or tissue, first on mouse exocrine pancreas, 79 then on
mouse and rat liver, 80 , 81 mouse seminal ve sicle epithelium , 23 , 56 rat tumor and hea rt, 82 or canc er
cell lines (e.g., brea st cancer MDA - MB -231) 83 to i nvestiga te the various phases of
autophagosome matura tion , and to reveal usef ul details about the ori gin and evolution of their
limiting membranes. 4, 84 - 87
The phagophore and the limiting membranes of autophagosomes contain few, or no
detectable , I MPs ( Fig. 3A ,B ), when compared to other cellular membranes and to the membranes
of lysosomes. In subsequent stages of the autophagic process the fusion of the autopha g osome
with an endosome and a ly s osome results in i ncre ased densit y o f IMPs in the membrane of the
formed autophag ic compartments (amphisomes, a utolysosomes; F ig. 3C ). 4, 23 , 78 - 81 , 88 , 89
Autolysosomes are de limit ed by a single membrane because, in addition to the engulfed material,
the inner membra ne is al so degrade d b y th e l yt ic enz y mes. S imilarly , the limiting membrane of
38
autophagic bodies in yeast ( and presumably plants ) is also quickly broken down under normal
conditions. Autophagic bodies can be stabilized, however, b y th e addition of
pheny lmeth y lsulphon y lfl uoride (PMSF) or geneticall y b y the deletion of the yeast PEP4 gene
(see The Cvt pathway, mitophagy, pexophagy and piecemeal microautophagy of the nuc leus and
nucleophagy in yeast and filamentous fungi. ). Thus, another method to consider for monitoring
autophagy in y east (and potentially in plants) is to count autophagic bodie s b y TEM usin g at least
2 time points. The advantage of this approach is that it can provide accurate information on flux
even whe n the autophagosomes are abnormall y small. 90 , 91 Thus, although a high freque nc y of
“ abnormal ” structures pr esents a c hallenge, TEM is still very helpful in anal y zin g a utopha gy.
Cautionary notes: Despite the introduction of many new methods TEM mai ntains its
special role in a utopha gy research. There are, however , difficulties in utilizing TEM. It is
relatively time consuming , and needs technical expertise to ensure proper handling of samples in
all stage s of preparation from fixation to sectioning a nd staining (contrasting). After all these
criteria are met, we face the most important problem of proper identification of autophag ic
structures. This is cruc ial for both qualitative and quantitative characterization , and needs
considerable experienc e, even in the case of one cell type. The difficult y lies in the fac t that
many subcellular c omponents may be mistaken for autophagic struc tures. For example,
reviewers of manuscripts assume that almost all cy t oplasmic structures that , in the section plane ,
are surrounded by two (more or le ss) parallel membranes are autophagosomes. These include
swollen mitochondria, plastids in plant cells, cellular interdig itations, endocy tosed apoptotic
bodies, circular structures of lamellar smooth endoplasmic reticulum (ER) , and eve n areas
surrounded by roug h ER . Endosomes, phagosomes and secretory vacuoles ma y h ave
heteroge nous content tha t makes it possible to confuse them with autoly sosomes. Additional
39
identification problems may arise from damages caused by improper sa mple taking or fixation
artifac ts . 45 , 46 , 92 , 93
Whereas fixation of in vitro samples is relativel y s traightforward, fixation of excised
tissues requires care to avoid sampling a nonrepresentative , uninformative , or damaged part of
the tissue. For instance, if 95% of a tumor is necrotic, TEM anal y sis of the necrotic core may not
be informative, a nd if the sampling is fro m the viable rim, this needs to be specified when
reported. Clearly this introduces the potential for subjectivit y because reviewers of a paper
cannot request multiple image s with a careful statistical analysis with these types of samples. In
addition, ex vivo samples are not t y pically randomized during processing, further comp licating
the possibilit y of valid statistical anal y ses. Ex vivo t issue should be fixed immediate ly and
systematically across samples to avoid changes in autophag y that ma y occur simply due to the
elapsed time ex vivo. It is recommended that for tissue samples, perfusion fix ation should be
used when possible. For y east, rapid freezin g tec hniques such as high pressure freezing followed
by free ze substitution (i.e., dehydration at low temperature) may be particularly useful.
Quantification of a utophag y b y TEM morphomet ry has been rather controversial, and
unreliable procedures still continue to be used. F or the principles of reliable quantification and to
avoid misleading results, excellent reviews are a vailable. 9, 94 - 96 I n line with t he basic pr inciples of
morphometry we find it necessar y to emphasize here some common problems with regard to
quantification. Counting autophagic vacuole pr ofiles in sections of cells gives totall y unr eliable
results, partly because both c ell areas and profile areas are variable and also because the
freque nc y of section profiles depends on the size of the vac uoles. There are morphometric
procedures to measure or estimate the size rang e and the number of spherical objects by profiles
40
in sections; 95 however, such methods have been used in autophag y res earch only a few
times. 30 , 91 , 97 , 98
Proper morphometry de scribed in the cited reviews will give us data expressed in µm 3
autophagic vacuole/µm 3 cy toplasm fo r relative volume (also called volume fraction or volume
density), or µm 2 autophag ic vacuole surface/µm 3 cytopla sm for relative surface (surface densit y ).
Examples of actual morphometric measurements for the charac terization of autophagic processes
can be f ound in several articles. 19 , 92 , 95 , 99 ,100 I t is appropriate to note here that a change in the
volume frac tion of the au tophag ic compartment ma y come from 2 sources; from the real growth
of its size in a given cy toplasmic volume, or from the decrease of the cytoplasmic volume itself.
To avoid this so-called “ refe rence trap ,” the reference space volume can be determined by
differe nt methods. 96 ,101 If differe nt magnifications are used for measuring the autophagic
vacuoles and the cytoplasm (which may be practical when autophag y is less intense) correctio n
factors should always be used.
In some cases, it ma y b e prudent to employ tomographic reconstructions of the TEM
image s to confirm that the autophagic compartments are spherical and are not being confused
with interdigitations observed between ne ighborin g cells, endomembra ne cisternae or damaged
mitochondria with similar appe arance in thin-sections (e.g., see ref. 102 ), but this is obviously a
time -consuming approach requiring sophisticated equipment. In addition, interpretation of
tomogra phic images can be problema tic. For exa mple, starva tion-induced autophagosomes
should contain cy toplasm (i.e., c y tosol and possibly organelles), but autophagosome -related
structures involved in specific type s of autophag y should show the sele ctive cytoplasmic target,
but may be relativel y devoid of cy toplasm. Such p rocesses include sele ctive peroxisom e or
mitochondria degradation (pexophagy or mitophagy, respectively), 103 ,104 ta rgeted degrada tion of
41
pathogenic microbe s (x enopha gy), 105 -110 a c ombination of xenophagy and stress-induced
mitophagy , 111 as we ll as the y e ast bios y nthetic cytoplasm- to -vacuole targe ting (Cvt) pathwa y. 112
Further more, some pathogenic microbes express membrane-disrupting factors during infection
(e.g., phospholipases) that disrupt the normal double-membrane architec ture of
autophagosomes. 113 I t is not even clear if the sequestering compartments used for specific
organelle degra dation or x enopha gy should be termed a utophagosomes or if alt ernate terms such
as pexophagosome, 114 mi tophagosome and x enophag osome should b e used, even though the
membrane a nd mechanisms involved in their formation ma y be identical to those for starvation-
induced autophagosome s ; for example, the double-membrane vesicle of the Cvt pathway is
referre d to as a Cvt vesicle .
The confusion of heterophag ic structures with autophagic ones is a major source of
misinterpretation . A prominent example of this is related to apoptosis. Apoptotic bodies from
neighboring cells are readil y phagocytosed by sur viving c ells of the same tissue. 1 15,1 16
Imme diatel y after phagocy tic uptake of apoptotic bodies, phagosomes ma y have double limiting
membranes. The inner one is the plasma membrane of the apoptotic bod y a nd the outer one is
that of the phagocy tizing cell. The earl y hete rophagic vac uole formed in this wa y ma y a ppear
similar to an autophagosome or, in a later stage, an early a utol y sosome in that it contains
recognizable or identifiable cy toplasmic material. A major difference, however, is that the
surrounding membrane s are the thicker plasma membrane t y pe, rather than the thinner
sequestration membra ne t y pe (9-10 nm, versus 7-8 nm, respectivel y ). 93 A g ood feature to
distinguish betwee n autophagosomes and double plasma membrane-bound structures is the lac k
of the distended empty space (charac teristic for the sequestration membranes of
autophagosomes) be tween the 2 membranes of the phag oc y tic vacuoles. In addition, engulfed
48
evident in those cells that show low leve ls of LC3-II (based on western blotting) because of an
intense autophagy f lux that consumes this protein , 146 or in cell lines having high leve ls of LC3- II
that are tumor-derived, such as MDA- MB -231. 145 Converse l y , without careful quantifica tion the
detectable formation of LC3-II is not sufficie nt evidence for autophagy. For example,
homoz y gous deletion of Becn1 does not prevent the formation of LC3-II in embr y o nic stem cells
even though autophagy is substantially reduced, whereas deletion of atg5 results in the complete
absence of L C3-II (see Fig. 5, panel A and supplemental data in ref . 147 ). T he same is true for the
ge neration of Atg8 – PE i n y east in the absence of VPS30/ ATG6 (see Fig. 7 in ref. 148 ). Thus, it is
important to remember that not all of the autophagy-related proteins are required for Atg8/LC3
processing, including lipidation. 148 Vaga ries in the detection and a mounts of L C 3- I ve rsus LC3-
II present technical problems. For example, LC3-I is ver y abundant in brain tissue, and the
intensity of the LC3- I band ma y obs cure detection of LC3- II , unless the polyacrylamide
crosslinking density is optimized , or the membra ne fraction of L C 3 is first separated from the
cy tosolic fraction . 42 Converse l y , certain cell lines have much less visible LC3- I compared to
LC3-II . I n addition, tissues may have as y nchronous and heterogeneous cell populations, and this
variability may present challenges when analy zing LC3 b y western blotting.
Second, L C3 -II also associates with the membranes of nonautophagic structure s. For
example, some members of the -pr otocadherin famil y und ergo c lustering to form intracellular
tubules that emanate from ly sosomes. 149 L C3- II is recruited to these tubules, where it appears to
promote or stabilize membrane e xpansion. Furth ermore , LC3 can be recruited directly to
apoptotic cell-containing phag osome membranes, 150 , 151 macropinosomes, 150 the parasitophorous
vacuole of Tox oplasma gondii , 152 and single- me mbrane e ntotic vacuoles, 150 as we ll as to
bacteria-containing phagosome membranes under certain immune activating conditions, for
49
example, TLR-media ted stimulation in L C3-associated phagoc y tosis . 153 , 154 I mport antly, LC3 is
involved in secre tor y tr afficking as it has been associated w ith secretor y granules in mast ce lls 155
and PC12 hormone secreting ce lls. 156 LC3 is also detec ted on secretor y l y sosomes in
osteoblasts 157 and in amphisome-like structure s involved in mucin secretion b y goblet cells. 158
Therefore, in studies of infection of mammalian cells by bacterial pathogens , the identity of the
LC3-II labelled compartment as an a utophagosome should be confirmed b y a s econd method,
such as TEM. It is also worth noting that autophagy induced in response to bacterial infection is
not directed solely against the bac teria but can also be a response to remnants of the phagocytic
membrane. 159 S imilar cautions apply with re gard to viral infection . For example, coronaviruses
induce autophagosome s during infection through the expression of nsp6; however, coronaviruses
also induce the for mation of double-membrane vesicles that are coated with LC3-I, a
nonlipidated form of L C3 that pla y s an autophagy-independent role in viral replication. 160 , 161
Along these lines, during herpes simplex virus (HSV) infection, a n LC3 + autophagosome-like
organelle that is derived from nuclear membra nes and that contains viral proteins is observed, 162
whereas influenza virus A, via a LIR motif in its M2 protein, direc ts LC3 to the plasma
membrane. 163 More over, in vivo studies have shown tha t coxsackievirus (an enterovirus) induces
formation of autophagy-like vesicles in pancre atic acinar cells, together with extremely large
autophagy-related c ompa rtments that have been termed megaphagosomes ; 164 the absence of
Atg5 disrupts viral replication and preve nts the formation of these structures. 165
Third, caution must be exercised in ge neral when evaluating LC3 by western blotting,
and appropriate standardization controls are necessar y . For example, L C3 -I ma y b e less sensitive
to detection by certain anti -LC3 a ntibodies. Moreover, L C3 -I is more labile than L C3- II , being
more sensitive to freezing-thawing and to degradation in SDS sample buffer . Therefore , fresh
50
samples should be boiled and a ssessed as soon as possible and should not be subjected to
repea ted freeze-thaw c y cles. A general point to consider when e xamining transfected cells
concerns the efficiency of transfection. A western blot will detect L C3 in the entire cell
population, including those that ar e not transfected. Thus, if transfection efficienc y is too low, it
may be necessary to use methods, such as fluorescence microscop y , that allow autophag y to be
monitored in single cells. The critical point is that the ana l y sis of the gel shift of transfected LC3
or GFP-LC3 can be e mplo y ed to follow LC3 lipidation onl y in highly transfect able cells. 166
When dealing with animal tissues, western blotting of LC3 should be performed on
frozen biopsy samples homogenized in the pre sence of g eneral protease inhibitors (C. I sidoro,
personal communica tion; see also Human ). 167 Cave ats regarding detection of L C3 b y w estern
blotting have been covered in a re view. 24 For example, PVDF membranes may result in a
st ronger LC3-II retention than nitrocellulose membranes, possibly due to a higher aff init y for
hydr ophobic proteins ( F ig. 5B ; J. Kovsan and A. Rudich, personal communication), and Triton
X-100 may not efficiently solubilize LC3-II in some s y stems. 168 Heating in the pre sence of 1%
SDS, or analy sis of membrane fractions, 42 may assist in the detection of the lipidated form of this
protein. This observation is particularly re levant for cells with a high nucleocy toplasmic ratio,
such as ly mphoc y t es. Under these constraints, direct lysis in Lae mmli loading buffer, containing
SDS, just before heating, grea tl y improves LC3 detection on PVDF membranes, espec iall y when
working with a small number of cells (F. Gros, unpublished observations). 1 69
Perhaps one of the most important issues concerns the quantification of c hanges in LC3-
II , because this assay is one of the most widel y used in the field, but is also prone to
misinterpretation . The first version of these guidelines specifically stated that the levels of LC3-
II should be compared no t to LC3-I, but to ac tin (e.g., ACTB). H ere we would m odify this to
51
include other appropriate “houseke eping” protei ns (HKPs); for e xample, in some cases (both in
mammals and y east) actin levels decrease when autophagy is induced, so it would be more
appropriate to determine the ratio of L C3- II (or Atg8 in yeast) to another HKP control. Along
these lines, i t is also worth noting the use of Coomassie Brilliant Blue , P onceau Red or Stain-
Free gels 170 to detec t total ce llular proteins as an alternative to standard loading controls suc h as
detecting GAPDH, actin or tubulin , which are highly e xpressed and often overloaded on gels 171 .
Depending on the experiment normalizing LC3-II to a housekeeping protein may still be valid ,
but there are situations where this t y p e of anal y sis can be misleading . Either method (i.e.,
comparison of LC3-II to LC3-I versus determining the ratio of LC3- II to a HKP ) has its potential
advantage s and disadvantages. For example, if the amount of L C3 - I is hig h relative to LC3- II (as
in brain tissues, where the L C3 - I signal can be overwhelming), it can be difficult to quantify the
change in LC3- II relative to L C3-I. U nder such a scenario, it ma y be h elpful to use gradient gels
to increase the separation of LC3-I from LC3- II and/or cut away the part of the blot with LC3- I
prior to the detec tion of LC3- II . I t is also always critical to ensure that ex posures of we stern blots
are not saturated. Conversely , b y i gnoring the level of LC3- I in fa vor of LC3- II normalized to a
HKP , the researcher ma y miss part of the overa ll picture of the cellular autophagic response.
Further more, since the d y n amic range of LC3 immunoblots are generall y quite limited, we think
it is imperative that other assay s be used in parallel in order to draw valid conclusions about
changes in autophagy activit y .
Fourth, in mammalian c ells L C3 is expressed as 4 isoforms, L C3A, LC3B, LC3B2 and
LC3C, 172 , 173 which exhibit different tissue distributions and different functions , but these are ye t
to be fully e lucidated. A nother point of caution along these lines is that the increase in LC3A- II
versus L C3B- II levels may not display e quiv alent changes in all organisms under autophagy-
52
inducing c onditions, and it should not be assumed that L C3B is the optimal protein to monit or. 174
A key technical consideration is that the isoforms may exhibit different specificities for antisera
or antibodies. Thus, it is recommende d th at investig ators report exactl y the source a nd catalog
number of the a ntibodies used to detect LC3 as this mi g ht help avoid discrepancies between
studies. The commerc ialized anti -L C3B antibodies also recognize L C3A, b ut do not recognize
LC3C, which shares less sequence homology. It is important to note that LC3C possesses in its
primary amino ac id sequence the DYKD motif that is recognized with a high affinity by anti -
FLAG antibodies. Thus, the standard a nti-F L AG M2 antibody can detect and immunoprecipitat e
overexpressed LC3C, and caution has to be take n in ex periments using FLAG-tagged proteins
(M. Biar d-Piechacz y k and L. Espert, personal communication). Note that according to Ensembl
there is no LC3C in mouse or rat.
In addition, it is important to keep in mind the other subfamily of Atg8 proteins, the
GABARAP subfamily (see above). 122 , 175 Certain ty p es of mitophagy induced by BN I P 3L /N IX
are highly depe ndent on GABARAP and less dep ende nt on LC3 proteins. 176 , 177 Furthermore,
commercial a ntibodies for GABARAP L 1 also recog nize GABARAP , 121 w hich might lea d to
misinterpretation of experiments, in particula r those using immunohistochemical techniques .
Sometimes t he problem with cross-reactivity of the anti-GABARAPL1 antibody c an be
overcome w hen anal y z ing these proteins b y weste rn blot beca use th e isoforms can be resolved
during SDS-PAGE using high concentra tion (15% ) gels, as GABARAP migrat es faster than
GABARAPL1 (M. Boyer-Guittaut, personal communication). Beca use G ABARAP a nd
GABARAPL1 can both be proteol y ti cally processed and lipidated, genera ting GABARAP -I or
GABARAPL1-I and GABARAP-II or GABARAPL1-II, respectively, this may lead to a
misassignment of the different bands. A s soon as h ighly spec ific antibodies that are able to
53
discriminate between GABARAP and GAB ARAPL1 become available, we strongl y advise their
use; until then, we advise caution in interpre ting results based on the detection of thes e prote ins
by western blot. In g eneral, w e advise caution in c hoosing a ntibodies for w estern blotting and
immunofluorescence experiments and in interpreting results based on sta ted affinities of
antibodies unless these have been clearly deter mined. As with any we stern blot , proper me thods
of quantification must be used, which are, unfortunately, often not well disseminated; readers are
referre d to an excellent paper on this subject (see ref. 178 ). Unlike the other members of the
GAB ARAP family, almost no information is available on GABARAPL3, perhaps because it is
not yet possible to differentiate betwe en GABARAPL1 and GABARAPL3 proteins, which have
94% identity. As state d by the laborator y that d escribed the cloning of the human GABARAPL1
and GABARAPL3 genes, 175 their expression patterns are a pparentl y identic al. I t is worth noting
that GABARAPL3 is the only ge ne of the GABAR AP subfamily that seems to l ack a n ortholog in
mice. 175 GABARAPL3 mig ht therefore be considered as a pseudogene without an intron that is
derived fr om GABARAPL 1 . Hence , until new data are published, GABARAPL3 shoul d not be
considered as the fourth member of the GABARA P family .
F ifth , in non-mammalian species, the disc rimination of Atg8 – PE from the nonlipidated
form can be complica ted b y their n early identical SDS-PAGE mobilities and the presence of
multiple isoforms (e.g., there are 9 in Arabidopsis ). In yea st, it is possible to resolve Atg8 (the
nonlipidated form) from Atg8 – PE by including 6 M urea in the SDS-PAGE separating gel, 179 or
by using a 15% resolving gel without urea (F. Re ggiori, personal communication). Similarly,
urea c ombined with prior trea tment of the samples with (or without) phospholipase D (that will
remove the PE moiety) can often resolve the ATG8 spec ies in plants. 180,181 It is also possible to
label cells with ra dioactive ethanolamine, followed b y auto radiogra ph y to i dentify Atg8 – PE, and
54
a C-terminal peptide can be ana l y z ed b y mass spe ctrometry to identif y the lipid modification at
the terminal g l y cine residue. Special treatments are not neede d for the separation of mammalian
LC3-I from LC3- II .
Sixth, it is important to kee p in mind that ATG8 , and to a lesser extent LC3 , undergoes
substantial transcriptional and posttranscriptional regulation. Acc ordin gly , to obtain an accurate
interpretation of Atg8/LC3 protein levels it is also necessar y to monitor the mRNA levels.
Without anal y zin g the c orresponding mRNA it is not possible to discriminate between changes
that are strictly reflec ted in altered amounts of protein versus those that are due to changes in
transcription (e.g., the rate of transcription, or the stabilit y of the message) . For example, in cells
treated with the calcium ionophore A23187 or the ER calcium pump blocker thapsigargin, an
obvious correlation is found betwee n the time-de pendent increase s in LC3 -I and LC3-II protein
levels, as well as with the observe d increase in L C3B mRNA levels. 182
Seventh, L C3- I ca n be full y degraded by the 20S proteasome or, more problematically,
processed to a form appearing equal in size to L C 3 -II on a western blot (LC3- T) ; L C 3-T was
identified in HeLa cells and is devoid of the ubiquitin conjug ation domain, thus lacking its
adaptor function for a utophag y .{[ Gao, 2010 #3508}
Finally , we would like to point out that one general issue with regard to a n y assay is that
experimental manipulation could introduce some type of stress — for example, mechanical stress
due to lysis, temperature stress due to heating or cooling a sample, or ox idative stress on a
microscope slide, whic h could lead to po te ntial artifacts including the induction of autophagy. 183
Special care should be taken with ce lls in suspension, as the stress resulting from centrifugation
can induce autophag y . This point is no t intende d to limit the use of any specific me thodology,
but rather to note that there are no perfect assay s. Therefore, it is important to verif y that the
55
positive (e.g ., treatment with rapamyc in, torin1 or other inducers) and negative (e.g., inhibitor
treatment) c ontrols behave as expected in an y assay s bein g utilized. Similarly, plasmid
transfec tion or nucleofection can re sult in the potent induction of autophagy (based on increases
in LC3-II or SQSTM1/ p62 degra dation). I n some cell types, the amount of autophagy induce d b y
transfec tion of a control empt y vector may be so high that it is virtuall y im possible to exami ne
the effect of e nforced gene expression on autophag y ( B. Levine, pe rsonal communication). I t i s
thus advisable to perfor m time course experiments to determine when the transfection effect
returns to acceptably low levels and to use a ppropriate time-matched transfection controls (see
also the discussion in GFP-Atg8/LC3 fluorescence microscopy ). This effect is ge nerall y not
observed with siRNA transfec tion; however, it is an issue for plasmid ex pression construc ts
including those for shRNA and for viral delivery sy s tems . The use of endotox in-free DNA
reduce s, but does not eliminate, this problem. I n many cells the cationic polymer s used for DNA
transfec tion, such as liposomes and pol y plex , induce large tubulovesicula r autophagosomes
(TVAs) in the a bsence of DNA. 184 These structure s accumula te SQSTM1 and fuse slowly with
lysosomes. Interesting l y , these TVAs appear to reduce gene delivery, which increa ses 8-10 fold
in cells that are unable to make TVAs due to the absence of A TG 5. Finally , the precise
composition of media components and the density of cells in culture can have profound effects
on basal autophagy levels and may need to be modified empirically depe nding on the cell lines
being used. Along these lines various ty pes of media, in particular those wit h differe nt serum
levels (rang ing from 0-1 5%), may ha ve profound effects with regard to how cells (or organs)
perce ive a fed versus starved state. Fo r example, normal ser um contains significant levels of
cy tokines and hormones that likel y reg ulate the basal levels of autophagy and or its mod ulation
by a dditional stress or stimuli; thus, the use of dialy z ed serum might be an alterna tive for these
56
studies. For these rea sons , the ce ll culture conditions should be full y described. It is also
important to specify durati on of autophagy sti mulation, as long-term autophag y can modif y
signal tra nsduction pathwa y s of importance in cell survival. 185
Conclusion : Atg8/ L C3 is o ften a n excellent marker for autophag ic structures ; however, it
must be kept in mind that there are multiple LC3 isoforms, there is a second family of
mammalian Atg8-like proteins (GABARAPs), and antibody affinity (for LC3 -I versus LC3-II)
and specificity (for e xample, for LC3A versus L C 3B) must be considered and/or deter mined.
Moreover, L C3 levels on their own do not address issues of autophagic flux. Finall y , even when
flux assays are c arried out, there is a problem with the limited d y namic ran ge of LC3
immunoblots; accordingly , this method shoul d not be used by itself to a nal yze c hanges in
autophagy.
b. Turnover of LC3-II/Atg8 – PE . Autophagic flux is often inferred on the basis of L C3 -II
turnover , mea sured b y western blot ( Fig. 5C ) 145 in the pr esence and absence of lysosomal, o r
vacuolar degra dation. Ho wever, it should be cautioned that suc h LC3 assays are merely
indicative of autophag ic “carrier flux”, not of actual autophagic carg o/s ubstrate flux. I t has, in
fact, been observed that in ra t hepatocytes, an autophagic-l y sosomal flux of LC3-II can take
place in the a bsence of an accompanying flux of cy tosolic bulk car go (N Engedal and PO Seglen,
unpublished observations). The re levant parameter in L C 3 assa y s is the dif fere nce in the amount
of L C3- II in the presence and absence of saturating levels of inhibitors, which can be used to
examine the transit of L C3 -II throug h the autophagic pathwa y ; if flux is occurring, the amount of
LC3-II will be higher in the presence of the inhibitor. 145 Ly sosomal degradation can be prevented
through the use of protease inhibitors (e.g ., p epstatin A and E-64d), compounds that neutralize
57
the lysosomal pH su c h as bafilom y cin A 1 , chloroquine or NH 4 Cl , 14 ,129,186, 187 or by tr eatment with
agents that block fusion of autophagosomes with lysosomes (note that bafilom y cin A 1 will
ultimately ca use a fusion block as well as neutralize the pH, 188 but the inhibition of fusion may
be due to a block in ATP2A/SERCA activity 189 ). 190 Alternatively , knocking down or knocking
out LAMP2 re presents a genetic approach to block the fusion of autophagosomes and l y sosomes
(for example, inhibiting LAMP2 in my eloid leukemic cells results in a marked increase of GFP -
LC3 dot s and e ndogenous L C3-II protein compared to control cells upon autophag y induction
during mye loid differentiation [ M.P. Tschan, unpublished data]). 191 This approac h, however, is
only valid whe n the knockdown of L AMP2 is directed against the mRNA reg ion specific for the
LAMP2B spliced varia nt, as targeting the region c ommon to the 3 variants would also inhibit
chaperone-mediated autophagy, which may result in the compensatory upregulation of
macroautophagy . 77 , 192, 193
Increased levels of L C 3- II in the presence of l y sos omal inhibition or interfe ring with
autophagosome-lysosome fusion alone (e.g., with bafilomy cin A 1 ), may be indicative of
autophagic carr ier flux, but t o assess whe ther a particular treatment alters this flux, the treatment
plus bafilomyc in A 1 must be compared with results obtained with treatment alone as we ll as with
bafilomyc in A 1 alone. An additive or supra-additive effect in LC3- II levels ma y indi cate that the
treatment enha nces autophagic flux ( Fig. 5C ). Moreover, higher LC3-II levels with t rea tment
plus bafilomyc in A 1 compared to bafilom y cin A 1 alone ma y indicate that the treatment increases
the synthesis of autophagy -related m embra nes. I f the treatment by itself increase s LC3- II levels,
but the treatment plus bafilomyc in A 1 does not increase LC3-II levels compared to bafilom y cin
A 1 alone, this may indicate that the treatment induced a partial block in autophag ic flux. A
treatment condition increasing LC3- II on its own that has no difference in LC3-II in the presence
64
solution to this problem is to follow the fluorescence of a photoactivatable version of the
fluoresce nt protein, 218 which allows this assay to be performed essentially as a pulse/chase
analy sis. Another alternative is to follow flux usin g GFP -LC3 fluorescence by a dding l y sosomal
protease or fusion inhi bitors to cells expressing GFP- L C3 and monitoring changes in the number
of puncta. In this ca se, th e pre sence of lysosomal inhibitors should increase the number of GFP -
LC3-positive struc tures, an d the absence of an effect on the total number of GFP-LC3 puncta or
on the percentage of cells displ ay ing numerous puncta is indicative of a defect(s) in autophagic
flux. 219 The combination of protea se inhibitors (to prevent the degradation of GFP) or
compounds that modify ly s osomal pH such as NH 4 Cl or chloroquine, or compounds that block
fusion of autophagosomes with ly sosomes such as bafilomy cin A 1 or others (e.g., vinblastine)
may be most eff ective in preventing lysosome -dependent decre ases in GFP-LC3 puncta.
However, because the stabilit y of GFP is affec ted by l y sosom al pH, r esearchers may a lso
consider the use of protease inhibitors whether or not l y sosomo tropic compounds or fusion
inhibitors are included. ( A lthough lysosomotropic compounds should help stabilize GFP by
neutralizing the pH in the ly sosome the y do not have an immediate effect on lysosomal
hydr olase activit y.)
Cautionary notes: The GFP -Atg8 processing assay is used routinel y to mo nitor autophagy
in yeast. One cave at, however, is that this assa y i s not alwa y s carried out in a quantitative
manner . F or example, western blot exposures nee d to be in the linear range. Accordingly, an
enzymatic a ssa y such as the Pho8∆60 assa y ma y be preferred (see Autophagic protein
degradation ), 220,221 especially when the differences in autophagic activity need to be determined
precisely (note that an equivalent assa y has not been deve loped for higher eukar y otic cells) ;
however, as with any e nz y m e assa y, a ppropriate caution must be used regarding for example,
65
substrate concentra tions and linearit y. The Pho8∆60 also require s a control to verif y equal
Pho8∆60 expression in the diffe rent genetic backgrounds or conditi ons t o be tested; 220
d iffere nces in Pho8∆60 ex pression potentially a ffect its activity and may thus cause
misinterpretation of re sults. Another issue to keep in mind is that GFP-Atg8 processing
corre lates with the surface area of the inner sphere of the autophagosome, and thus provides a
smaller signa l than assa ys that mea sure the volume of the autophag osome. There fore, Pgk1 -GFP
processin g, 28 or the Pho8∆60 assa y are generally more se nsitive assa y s.
The main limitation of the GF P-LC3 processing assay in mammalian cells is that it seems
to depend on ce ll t y pe and culture conditions (N. Hosokawa and N. Mizushima, unpublished
data). Apparently, GFP is more sensitive to mammalian ly sosom al h ydrolases than to the
degrada tive milieu of the yeast vacuole or the l y sosomes in Drosophila . Alte rnatively, the lower
pH of mammalian lysosomes relative to that of the yeast vac uole ma y contribute to differences in
detecting free GFP. Under ce rtain conditions [such as Earle’s balanced salt solution (EBSS)-
induced starva tion] in som e ce ll lines, when the l y sosomal pH becomes particularl y low, free
GFP is undetectable because both the L C3 - II and free GFP fragments are q uickly degrade d. 216
Therefore, if this method is used it should be accompanied by immunoblotting and includ e
controls to address the stability of nonlysosomal GFP such as GFP-LC3-I. It should also be noted
that free GFP can be detected when cells are treated with nonsaturating dose s of inhibitors such
as chloroquine, E-64d and bafilomycin A 1 . The saturating concentrations of these l y sosomal
inhibitors vary in different cell lines, and it would be better to use a satura ting concentration of
lysosomal inhibitors when perfor ming an autophagic flux assa y . 216 Therefore, c aution must be
exercised in interpre ting the data using this assa y ; it would be helpful to combine a n analysis of
66
GFP-LC3 processing with other assa y s , such as the monitoring of endogenous LC3- II b y we stern
blot.
Along these lines, a caution concerning the use of the EGFP fluorescent protein for
microscopy is that , this fluorophore has a relatively neutral pH optimum for fluorescence, 222 and
its signal diminish es quickl y during live cell imaging due to the acidic environment of the
lysosome. It is possible to circ umvent this latter problem by imaging paraformaldehyde-fix ed
cultures that are maintained in a neutra l pH buffer, which retains EGFP fluorescence (M.
Kleinman and J.J. Reiners, personal c ommunication). Alternativel y, it may be prefera ble to use a
differe nt fluorophore suc h as monomeric re d fluorescent protein (mR FP) or mCherry , which
retain fluore scence even at acidic pH. 223 On the one hand, a putative advantage of mCherry over
mRFP is its enhanced photostabilit y and intensit y , wh ich are an order of magnitude higher ( and
comparable to GFP), enabling acquisition of images at similar exposure setting s as are used for
GFP, thus minimizing potential bias in interpre tation. 224 On the other hand, c aution is required
when eva luating the localiz ation of mCherry fusio n proteins during autophagy due to the
persistence of the mCherr y si gnal in acidic environments; all tagg ed proteins are prone to show
enrichment in ly sosomes during nonspecific autophagy o f the cytoplasm, especially at higher
expression levels. In addition, red fluore scent proteins (eve n the monomeric forms) ca n be toxic
due to oligomer formation . 225 Dendra2 is an improved ve rsion of the green- to -red
photoswitchable fluore sc ent protein Dendra, which is derived fr om the octocoral
Dendronephthya sp . 226 D endra 2 is capable of irreversible photoconversion from a green to a r ed
fluoresce nt form, but can be used also as normal GFP or RFP vector. This modified version of
the fluorophore has certain properties including a monomeric state, low phototoxic activation
and eff icient chromophore maturation, which make it suitable for real-time trac king of LC3 and
67
SQSTM1 ( Fig. 8 ; K. Kaarniranta, personal communication). Another alternative to mRFP or
mCherry is to use the Venus variant of YFP, which is brighter than mRFP and less sensitive to
pH than GFP. 227
The pH optimum of EGFP is important to consider whe n using GFP-LC3 c onstructs, as
the original GFP-LC3 marker 228 uses the EGF P variant, which may result in a reduced signal
upon the formation of amphisomes or autolysosomes. An additional caveat when using the
photoactivatable c onstruct PA-GFP 222 is that the proce ss of activation b y photons may induce
DNA damage, which c ould, in turn, induc e autophagy . Also, GFP is relatively resistant to
denaturation, a nd boilin g for 5 min may be needed to prevent the folded pro tein from being
trapped in the stac king gel during SDS-PAGE.
As noted above ( see W estern blotti ng and ubiquiti n-like protein conjugation systems ),
Atg4 c leaves the residue( s) that follow the C-terminal gl y cin e of Atg8/L C3 that will be
conjugated to PE. Accordingl y , it is critical that an y chimeras be constructed with the fluorescent
tag at the amino ter minus of Atg8/LC3.
Finally , l y sosomal inhibition needs to be care full y c ontrolled. Prolonged inhibition of
lysosomal hydrolase s (>6 h) is likel y to induce a sec ondary autophagic response triggered by the
accumulated undigested autophagy cargo. This secondary autophagic response can c omplicate
the analysis of the a utophag y flux, making it appear more vigorous than it would i n the absenc e
of the ly sosomal inhibitors.
Conclusion : The GFP-Atg8/L C3 processing assay , which monitors f ree GFP generated
within the vacuole/ly sosome , is a convenient wa y to follow autophag y , but it does not work in all
cell ty pes, and is not as e asy to quantify as enzyme-based assa y s. Furthermore, the assay
68
measures the flux of an autophag ic carrier, which may not necessarily be equivalent to
autophagic cargo flux.
d. GFP-Atg8/LC3 fluorescence microscopy . L C3B, or the protein tagged at its N terminus with
a fluorescent protein such as GF P (GFP- L C3), has been used to monitor autophagy through
indirect immunofluorescence or direct fluorescence microscopy ( Fig. 9 ), measured as an increase
in punctate L C3 or GFP-LC3. 228 , 229 The detection of GFP-LC3/Atg8 is also useful for in vivo
studies using transge nic organisms such as Caenorhabdi tis elegans , 230 Dictyostelium
discoideum , 231 fi lamentous ascomy cetes, 232 -236 Ciona inte stinalis , 237 Drosophila
melanogaster , 238-240 Arabidopsis thaliana , 241 Zea mays , 242 L eishmania maj or 243-246 and mice. 133 I t
is also possible to use anti-LC3/Atg8 antibodies for immunocy tochemistry or
immunohistochemistry (IHC) , 167,247-252 proce dures that have the advantages of detec ting the
endogenous protein, obviating the need for transfection and/or the generation of a transgenic
organism, as well as avo iding potential artifacts resulting from overexpression . F or example,
high leve ls of overexpressed GFP- L C3 can result in its nuclea r localization, although the pr otein
can still reloca te to the cytosol upon starvation. T he use of imaging cy tometr y allows rapid and
quantitative measure s of the number of LC3 puncta and their relative number in individual or
mixed cell t y p es, using computerized assessment, enumeration, and data display ( e.g., see ref s.
42 , 253 ). In this respect, the alterna tive use of an automated counting system may be helpful for
obtaining an objective number of puncta per cell. F or this purpose, the WatershedCounting3D
plug-in for Image J may be useful. 254 , 255
Monitoring the endogenous Atg8/LC3 protein obviousl y depends on the abilit y to detect
it in the sy stem of interest , which is not alway s po ssible . I f th e endoge nous amount is below the
69
level of detection, the use of an e xogenous construct is warranted. In this case, it is important to
consider the use of stable transformants versus transient transfe ctions. On t he one hand, stable
transformants may ha ve reduced background resulting from the lower gene expression, and
ar tifacts resulting from recent exposure to transfection reage nts (see below) are eliminated .
Further more, with stable transformants more cells can be easily analy z ed because nearl y 100%
of the population will express tagg ed LC3. On the other hand, a disadvantage of stable
transfec tants is that the integration sites cannot always be pre dicted, and ex pression leve ls ma y
not be optimal. Therefore, it is worth considering the use of stable episomal plasmids that avoid
the problem of unsuitable integr ation. 223 A n importa nt advantage of tra nsie nt transfec tion is that
this approach is bette r for ex amining the immediate effec ts of the transfected protein on
autophagy ; however , the transient transfec tion approach restricts the length of time that the
analy sis can be performe d, and consideration must be g iven to the induction of autophagy
resulting from exposure to the transfec tion reagents (see below). One wo rd of caution is that
optimizing the time of transient expression of GFP-L C3 is necessar y , as some cell t y p es (e.g.,
HeLa cells) may require 1 day for achieving optimal expression to visualize GFP-LC3 puncta,
whereas neuronal ce ll lines such as SH- SY 5Y cells typica ll y need at least 48 h of expression
prior to perfor ming GFP- LC3 punc ta anal y ses. In addition, a double transfection ca n be used
(e.g., with GF P-LC3 and the protein of interest) to visuall y ta g the cells that express the prote in
being examined.
A disadvantage of transfecting GFP- L C3 with liposomes is that frequentl y it leads to an
unstable eff icienc y of transfection, causing a reduction in the number of cells effec tivel y
expressing GFP-L C3, and degrada tion of the plasmi d, thus decre asing the numbers of GFP-L C3
puncta. Stable ce lls lines ex pressing GFP- L C 3 can be generated using lentiviral s y stems and
70
efficie ntl y selected through antibiotic re sistance leading to uniform and prolonged expression
levels. These stable cell lines ar e sensitive to autophagy inducers as measured b y the LC3-
II /LC3- I ratio b y w estern blot, and also show increased number s of c y topl asmic GFP -LC3
puncta upon autophagic stimuli (unpublished results R. Muñoz -Moreno, R. I . Galindo, L.
Barrado-Gil and C. Alonso).
In conclusion, there is no simple rule for the use of stable versus transient transfections.
When stable transfections are utilized throug h a nonlentiviral system it is worthwhile screening
for stable clones that g ive the best signal to noise ratio ; when transient tran sfec tions are used, it is
worthwhile optimizing the GFP-LC3 DNA concentration to give the best signal to noise ratio. In
clones, the uniformity of ex pression of GF P- L C3 facilitates “thresholding” when scoring puncta -
positive cells (see be low). However, th ere is also a need to be a wa re that a single cell clone ma y
not be representative of the overall pool . Usin g a pool of multiple selected clones ma y reduce
artifac ts that can arise from the selection and propagation of individual clones from a single
transfec ted cell (although the use of a pool is also problematic as its composition will change
over time). Another possibility is using FACS sorting to select a mixed stable population with
uniform GFP-LC3 expression levels. 256 Optimization, together with including the appropriate
controls (e.g., tra nsfecting GFP- LC3 G120A as a negative control), will help overcome the effects
of the inhere nt variabilit y in these analyses. For accurate interpretations, it is also important to
assess the level of overe xpression of the GFP- L C 3 constructs relative to endogenous LC3 by
western blot.
An additional use of GFP-LC3 is to monitor colocalization with a targ et during
autophagy-related processes such as organelle degradation or the sequestration of pathogenic
microbes. 257 - 259 Pre incubation of ce lls stably ex pressing GFP-LC3 with leupeptin can help
71
stabilize the GFP-LC3 signal during fluorescence microscop y , especiall y u nder conditions of
induced autophagic flux. L eupeptin is an inhibitor of lysosomal cy steine and serine proteases and
will therefore inhibit de grada tion of membrane-conjugated GFP-LC3 that is present within
autolysosomes.
Cautionary notes: Quantification of autophag y b y measuring GF P- LC3 puncta (or L C3
by immunofluore scence) can , depending on the method used, be more tedious than monitoring
LC3-II b y western blot; however, the former ma y be more sensitive and quantitative. I d eally, it is
preferable to include both assa y s and to compare the 2 sets of results. In addition, if GFP- L C3 is
being quantified, it is better to determine the number of punc ta corresponding to GFP- L C3 on a
per ce ll basis (or per cell area basis) rath er tha n simpl y the total number (or percentage) of cells
displaying punc ta. This latter point is critical because , even in nutrient-rich conditions, cells
display some ba sal level of GF P-LC3 puncta. There are, however, practical issues with counting
puncta manually and reliably , especially if there are large number s per cell . Nevertheless, manual
scoring ma y be more accurate than rel y ing on a so ftware program, in which case it is important
to ensure that only appropriate dots a re being counted ( applicable programs include ImageJ ,
Imaris, and the ope n-sour ce software CellProfiler 260 ). Moreove r, when autophagosome-l y sosome
fusion is blocked, large r autophagosomes are detected, possibly due to autophagosome -
autophagosome fusion , or to an inability to resolve individual autophagosomes whe n the y a re
present in large numbers . Although it is possible to detect changes in the size of GFP-Atg8/LC3
puncta by fluore scence mi crosc op y , it is not possible to correlate size with autophag y activit y
without additional assay methods. Size determinations can be problematic b y fluor escence
microscopy unless careful standardization is carr ied out , 261 and size e stimation on its own
without considering punc ta number per cell is not recomme nded as a method for monitoring
72
autophagy ; however, it is possible to quantif y the fluoresc ence intensity of GFP-At g 8/LC3 at
specific punc ta, which does provide a valid measure of protein recruitment. 262
In addition to autophag osome size, the number of puncta visible to the e y e will also be
influenced by both the level of e xpression of GFP -L C3 in a given cell (an issue that can be
avoided by ana l y zing endogenous LC3 by immunofluorescence) and b y the exposure time of the
microscope, if using widefield microscopy . Anoth er way to account for differential GFP- L C3
expression levels and/or exposure is to normalize the intensity of GFP- L C3 present in the puncta
to the total GFP-L C3 intensit y in the cell. This ca n be done eithe r on the population l evel 263 or
individual cell level. 256 In many cell ty pes it may be possible to establish a threshold value for
the number of punc ta per cell in conditions of “low” and “high” autophag y . 264 This can be tested
empirically b y exposing cells to autophag y-inducing and -blocking agents. Thus, cell populations
showing significa ntl y greater proportions of cells with autophagosome numbers higher than the
threshold in perturbation conditions compared to the control cells could provide quantitative
evidence of altered autophag y . I t is then possible t o score the population as the percentag e of
cells display ing numerous autophagosomes. This approac h will onl y be feasible if the
background number of puncta is relatively low. For this method, it is particularl y important to
count a large number of cells and multiple representative sections of the sample . T y pi call y , it is
appropriate to sc ore on th e orde r of 50 or more cells , preferabl y in at least 3 different trials,
depending on the particular system a nd experiment , but the critical point is that this
determination should be based on statistical power anal y sis . Accordingly , high-content imaging
analy sis methods enable quantification of GFP -LC3 puncta (or overall fluorescence intensity) in
thousands of cells per sa mple (e .g. see refs. 204 ,217,265 ). When using a utomated analysis methods,
care must be taken to manuall y evaluate parameters used to establish background threshold
73
values for different trea tment conditions and cell types , particularl y as m an y s ystems image at
lower magnifications that may be insufficient to resolve individu al puncta . Another note of
caution is that treatments affecting cell morphology, leading to the “rounding - up” of cells for
example, can re sult in apparent changes in the number of GFP -L C3 puncta per cell. To avoid
misinterpretation of re sults due to such p otential artifacts, manua l review of cell images is highly
recommende d. I f cells are rounding up due to apoptosis or mitosis, it is easy to automaticall y
remove them fr om anal ysis based on nuclear morphology (using DAPI or Hoechst staining) or
cell roundne ss . I f levels of autophag y in the rounded up cells are of particular intere st, images
can be acquire d as z -stacks and either a nal y zed as a z -series or pr ocessed to generate maximum
projection or extended depth of field images and than analy z ed. 266
To allow comparisons by other researchers attempting to repeat these experiments, it is
critical that the authors also specify the baseline number of puncta that are used to define
“normal” or “low” autophagy. Furthermore, the cells should be counted using unbiased
procedures (e .g., using a random start point followed by in clusion of all ce lls at regular
intervals), and sta tistical information should be provided for both baseline and altered conditions,
as these assay s can be highl y variable. One possible method to obtain unbiased counting of GFP -
LC3 puncta in a larg e number of cells is to perform mult ispectra l imaging flow cy tometr y (see
Autophagic flux determination using flow and mult ispectral imaging cytometry ). 267 Multispectral
imaging flow cy tometr y allows character ization of single cells within a population b y assessin g a
combination of morphology and immunofluorescence patterns, thereby pro viding statistically
meaningful data. 268 This method can a lso be used for endogenous LC3, and , therefore, is useful
for non-tra nsfected primar y cells. 269 For adhere nt cell cultures, one caution for flow cytometry is
that the techniques necessary to produce sing le cell su spensions can cause signific ant injur y to
80
autophagosomes followed by increases in late autophagosomes as an additional assurance that
flux has been maintained. 299 In addition, this method can be used to monitor autophag y in high-
throughput drug screening studies. 297 The quantific ation of “ yellow onl y ” (w here the y ellow
signal results from merging the red a nd green channels) and “red only” dots in a stable tandem -
fluoresce nt LC3-reporter cell line can be automated b y a Cellomics microsc ope that ca n be used
to assess a huge population of cells (1,000 or more) over a large number of random fie lds of
view. 196,300 Notably , o rganelle-specific variations of the tandem mRFP/mCherry-GFP reporter
system have successfully bee n used to analyze selective type s of autophagy, such as
pexophagy 301 and mitophagy 302 in ma mmalian cells.
An alterna tive dual fluorescence assa y involves th e Rosella pH biosensor. This assay
monitors the uptake of mater ial to the l y sosome/vac uole and complements the use of the tandem
mRFP/mCherry- GF P reporter. The assay is base d upon the gene ticall y en coded dual color-
emission biosensor Rosella, a fusion between a relatively pH-stable fast-maturing RFP variant,
and a pH-sensitive GFP variant. When targeted to specific cellular c ompartments or fused to an
individual protein, the Rosella biosensor provides information about the identity of the cellular
component being delivered to the va cuole/l y soso me for degradation. I mportantl y , the pH -
sensitive dual color fluoresce nce emission provides information ab out the environment of the
biosensor during autophag y of various cellular components. In yeast, Rose lla has been
successfully used to monitor autophagy of c y tosol , mitochondria (mitophagy ) and the nucleus
(nucleophagy ). 303 -305 Furthermore , the Rosella biosensor can be used as a reporter under various
conditions including nitroge n depletion-dependent induction of autophagy. 3 03,3 04 The Rosella
biosensor can also be expressed in mammalian cells to follow either nonselective autophagy
(cy toplasmic turnover), o r mitophagy . 304
81
Cautionary notes: The us e of tande m mRFP/mCherr y -GFP-LC3/Atg8 reporters in live
imaging e xperiments can be complicated b y the m otion of LC3/Atg8 puncta. As a consequence,
conventional conf ocal microscop y ma y not allow visualization of colocalize d mRFP/mCherry -
GFP puncta. I n this case, GFP colocalized puncta represent newly formed autophag ic structures
whereas mRFP/mCherry-onl y pun cta are ambiguous. Spinning disk confocal microscopy or
rapid acquisition times may be required for imaging tandem mR FP/mCherry - GFP proteins,
although these techniques require a brighter fluorescent signal associated with what may be
undesirably hig her levels of transgene expression. One solution is to use the mTagRFP-
mWasabi-LC3 chime ra, 306 as mTagRFP is brig hter than mRFP1 and mCherr y , and mW asabi is
brighter than EGFP (J. Lin, per sonal communication). Another possibilit y is to use fix ed ce lls;
however, this presents an additional conce rn: The use of tandem m RFP/mCherry-GFP relies on
the quenching of the GFP signal in the acidic autolysosome; however, f ixation soluti ons are
often neutra l or weak bases, which will increase the pH of the entire cell. Accordingl y , the G FP
signal may be restored after fixation ( F ig. 11 ), which would cause an underestimation of the
amount of signa l that corresponds onl y to RFP (i.e ., in the autoly sosome). Thus, the tissue or cell
samples must be properly processed to avoid losing the acidic environment of the autol y sosom es.
In addition, there may be weak fluorescence of EGFP even in an acidic environment (pH
between 4 and 5). 222 , 287 There fore, it ma y be d esirable to choose a monomeric green fluorescent
protein that is more ac id sensitive than EGFP for assa y ing autopha g ic flux.
Another ca ution in the interpretation of the tandem fluorescent marker is that
colocalization of GF P and mRFP/mCherry might also be see n in the case of impaired proteolytic
degrada tion within autol y s osomes or altered l y so somal pH. Finall y , expression of tandem
mRFP-GFP-LC3 is toxic to some cancer cell lines relative to GF P-LC3 or RFP- L C3 (K.S. Choi,
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personal communica tion). The c y totoxicit y o f DsRed a nd its variants such as mRFP1 is
associated with downregulation of BCL2L1 (Bcl-x L ). 307 In contrast to mRFP-GFP-LC3,
overexpression of mTagRFP-mWasabi-LC3 does not appear to be toxic to HeLa cells (J. L in,
personal communica tion).
The Rosella assay ha s not been tested in a wide range of mammalian cell types.
Accordingly, the se nsitivit y and the specificit y of the assay must be ve rified independentl y until
this method has been tested more extensively and used more widel y .
Finally , i t ma y be desirable to capture the dynamic behavior of autophagy in real time, to
ge nerate data revealing the rate of formation and clearance of autophagosomes over time, rather
than single da ta points. For ex ample, by acquiring signals from 2 fluoresce nt constructs in rea l
time, the rate of change in colocalization signal as a measure of the fusion rate and rec y clin g rate
between autophagosomes and ly sosomes can be a ssessed. 308 Importantly, due to the integral
dyna mic relationship of autophagic flux with the onset of apoptosis and necrosis , it is
advantage ous to monitor cell dea th and autophagic flux paramete rs concomitantly over time,
which FRET-based reporter construc ts mak e possible. 309
In addition, as the metabolic control of a utophag y is becoming increa singly clear,
highlig hting a tight network between the autophagy machinery, e nerg y se nsing pathway s and the
cell’s metabolic c ircuits, 310 , 311 mi tochondrial para meters suc h as fission and fusion rate as well as
the cell’s ATP dema nd should be monitored a nd correlated with autophagic flux data. This will
provide a better understanding on the variability of autophagy and cell dea th susceptibilit y .
Conclusion : The use of tandem fluorescent constructs, which display different emission
signals depending on the environment (in particular, GF P fluorescence is sensitive to an acidic
pH), provides a convenient way to monitor autophagy flux in many cell t y p es.
83
f. Autophagic flux determination using flow and multispectral imaging c ytometry . Whereas
fluoresce nce microscop y, in combination with novel autophagy prob es, has permitted single cell
analy sis of autophagic flux , automation for a llowing medium- to high-throughput analysis has
been challenging . A number of methods has been developed that allow the determination of
autophagic flux using the fluoresce nce -ac tivated cell sorter (FACS), 1 87,268, 283 ,312- 314 and
commercial kits are now available f or monitoring autophag y b y flow cy tometr y . Th ese
approac hes make it possi ble to capture data or, in specialized instruments, high-content ,
multiparametric image s of cells in flow ( at rates of up to 1,000 cells/sec for im ag ing, and higher
in nonimaging flow cy tometers ), and are particularl y use ful for cells that grow in suspension.
Optimization of image analy sis permits the stud y of cells with heterogeneous LC3 punc ta, thus
making it possible to quantify autophag ic flux accurately in situations that might perturb nor mal
processes (e.g., microbia l infection). 314 , 315 Since EGFP-LC3 is a substrate for autophagic
degrada tion, total fluores ce nce intensit y of E GF P -LC3 can be used to indicate leve ls of
autophagy in living mammalian cells. 312 When autophagy is i nduced, the decrease in total
cellular fluoresce nce can be pre cisel y qu antified in large numbers of cells to obtain robust data.
In another approach, soluble EGFP-LC3-I can be depleted from the cell b y a brief saponin
extraction so that the total fluoresc ence of EGFP- L C3 then represents that of EGFP-LC3- II alone
( F ig. 12A ). 282 , 283 Since EGFP-LC3 transfection typically results in high relative levels of EGFP-
LC3-I , this treatment signi fica ntly reduces the background fluorescence due to non-
autophagosome-a ssociated reporter protein. B y comparing treatments in the pre sence or absence
of lysosomal degrada tion inhibit ors, subtle cha nges in the flux rate of the GFP- L C 3 reporter
construct ca n be detected. I f it is not desirable to treat cells with ly sosomal inhibi tors to
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determine rates of a utophagic flux, a tandem mRFP/mCherry-EGFP-LC3 (or similar) construct
can also be used for autophag ic flux measurements in FACS ex periments (see Tandem
mRFP/mCherry-GFP fluorescence mic roscopy ). 313
These methods, however, require the cells of interest to be transfected with reporter
constructs. Since the sa ponin ex traction method c an also be combine d with int rac ellular staining
for endoge nous LC3 protein, subtle changes in autophagic flux can be mea sured without the
need for reporter transfections ( F ig. 12B ). Th u s autophagic flux can be investigated in a wide
variety of cell ty pes and tiss ues by using eithe r immunoflu oresce nce or flow c y tometr y methods
for detection of endoge nous L C3 due to the availability of commercially available antibodies.
Cautionary notes: C are must be take n when apply ing flow c y tomet r y measurements to
adhere nt cells, particularly neurons and other cells with interdig itated processes, as the
preparation of sing le cell suspensions entail s significant levels of plasma membrane disruption
and injury that can secondaril y induc e autophagy.
Users of the saponin extraction method should carefully titrate saponin concentrations
and times of trea tment to ensure specific extraction of L C3 - I in their sy stems. Also, it has been
observed in some cell ty pes that saponin treatment can lead to non-autopha gic aggregation of
LC3, 284 which should be c ontrolled for in these assays (see GFP-Atg8/LC3 fluorescenc e
microscopy ).
Cell membrane pe rmeabili zation with digitonin an d extraction of the nonmembrane-
bound form of LC3 allows combined staining of membrane-associated LC3- II protein and any
markers f or detection of autophagy in relation to other cellular events/processes. Based on this
approac h , a method for monitoring autophagy in different stages of the cell cyc le was
developed. 316 Thus, the p resence of basal or starvati on-induced autophagy is detected in G 1 , S,
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and G 2 /M phases of the cell cycle in MEFs with dox y c y c line-re gulate d ATG5 expression. I n
these experiments cells were gated based on their DNA content a nd the relative intensit y of G FP -
LC3-II and LC3- II expression. This approach might also be used for the detection of autophagic
flux in different stages of the cell cy cle or subG 1 apoptot ic cell population by measuring
accumulation of L C3- II in the presence or absence of l y sosomal inhibitors.
Although GFP-LC3 can be used as a reporter f or flow c y tometr y, it is more stable (which
is not necessarily idea l for flux measurements) than GFP- SQSTM1 or GF P- NB R1 (NBR1 is a
selective a utophagic substrate with structural similarity to S QSTM1 317 ). GFP- SQSTM1 display s
the largest magnitude change followin g the induction of autophagy by amino acid deprivation or
rapamyc in treatment, and ma y thus be a better marker for following autophagic flux b y this
method (confirmed in SH-SY5Y neuronal cell lines stably expressing GFP - SQSTM1 ; E.M.
Valente, personal communication). 318
Conclusion : Medium- to high-throughput analy sis of autophag y is possi ble using f low
and multispectral imag ing cytometry ( F ig. 13 ). The advantage of this approach is that larger
numbers of ce lls can be a nalyzed with regard to GFP-L C3 puncta, cell morpholog y and/or
autophagic flux, and concomitant detection of surface markers can be included, potentially
providing more robust data than is achieve d with other methods. A major di sadvantag e, however,
is that flow cy tometr y on ly mea sures changes in total GFP -LC3 levels, which can be subject to
modification by changes in transcription/translation or by p H, and this approach cannot
accurately e valuate localization ( e.g ., to autophagosomes) or lipidation (generation o f L C3- II )
without further permeabilization of the cell.
86
g. Immunohistochemistry . I mmunodetection of ATG proteins (particularl y LC3 a nd BECN1)
has been reporte d as a prognostic factor in various human carcinomas, incl uding
lymphoma, 167 , 319 breast carcinoma, 320 endometrial a denocarcinoma, 321 , 322 head a nd neck
squamous cell carcinoma, 323- 325 hepatoce llular carcinoma, 326,327 gliomas, 328 non-small ce ll lung
carc inomas, 329 pancre atic 330 and colon adenocarcinomas, 331- 333 as well as in cuta neous and uveal
melanomas. 334,335 Unfortunate ly, the reported changes often reflect overall diffuse staining
intensity rather than appropriatel y compartmentalized puncta. Therefore, the observation of
increased levels of diffuse L C 3 staining (which may reflect a decrease in autophagy) should not
be used to draw conclusions that autophagy is increased in cancer or oth er tissue samples.
Importantly , this kind of assa y should be performed as rec ommended b y the Reporting
Recommendations for Tumor Marke r Prognostic Studies (REMARK). 336 A s we identify new
drugs for modulating aut ophagy in clinical applications, thi s ty p e of information ma y prov e
useful in the identification of subgroups of patients for targe ted therap y . 337 -339
In mouse and rat ti ssues, endogenous LC3, A TG 4B, and A TG 9A hav e been detec ted b y
immnohistochemical analyses using both paraff in sections and cryosections. 251,340-342 When
autophagosomes are a bsent, the localization pattern of L C3 in the cells of various tissues is
diffuse and cy tosolic. Moreover, intense fibrillar y staining of L C3 is detectable along dendrites
of intact neurons, whereas granular staining for LC3 appears mainly in the perikarya of ne urons
in CTS D- or CTS B- and CTS L -deficient mouse brains. 251 L C3 puncta are also observed in mice
in the peripheral ner ves, specifically in Schwann cells af ter neurodegenerat ion. 343 I n developin g
inner ear and retinal tissue in chicken, BECN1 is detected by immunofluorescenc e ; in chick
retina AMBRA1 is also detec ted . 344 - 346 Finall y , in non-mammalian vertebrates, BECN1 was
detected dur ing follicular atresia in the ovar y of 3 fish species usin g pa raffin sections; a punctate
87
immunostaining for BECN1 was scattered throug hout the cytoplasm of the follicular cells when
they were in intense pha gocy tic activity for yolk removal (E. Rizz o, unpubli shed re sults).
Cautionary notes: One problem with L C 3 I HC is that in some tissues this protein can be
localized in structures other than a utophagosomes. For example, in murine hepatoc y tes and
cardiomyocytes under starved c onditions, endo ge nous L C3 is d etec ted not onl y in
autophagosomes but also on lipid droplets. 347 I n neurons in ATG7-deficient mice, L C3
accumulates in ubiquitin- and SQSTM1 -positive agg regates. 348 Thus, immunodetec tion of LC3
in cytopla smic granules is not sufficient to monitor autophag y in vivo.
Conclusion : I t has not been clearl y d emonstrated that I HC of ATG proteins in tissues
corre sponds to autopha gy activit y , and this a rea of research needs to be further explored before
we ca n make specific recommendations.
3. SQSTM1 and related LC3 binding protein turnove r assays . I n addition to L C3,
SQSTM1 /p62 or other receptors such as NBR1, can also be used as protein markers, at least in
certain settings. 24 ,349 For example, SQSTM1 can be detec ted as puncta by IHC in cancer cells,
similar to LC3. 325 The SQSTM1 protein serve s as a link between LC3 a nd ubiquiti nated
substrates. 69 SQSTM1 and SQSTM1 -bound poly ubiquitinated proteins bec ome incorpora ted into
the completed autophag osome and are degraded in autol y sosomes, thus serving as a n index of
autophagic deg radation ( F ig. 14 ). I nhibition of autophagy correlates with increased levels of
SQSTM1 in mammals and Drosophila , suggesting that steady state levels of this protein reflect
the autophagic status. 342 ,350-355 Similarly , d ecreased SQSTM1 levels are associated with
autophagy ac tivation. Th e phosphory l ation of SQ STM1 at Ser403 appears to regulate its role in
88
the autophagic c learance of ubiquitinated proteins, and anti-phospho- SQSTM1 antibodies can be
used to detect the modified form of the protein. 281
Cautionary notes: S QSTM1 changes can be cell ty pe and context specific. In some cell
types, there is no c hange in the overall amount of SQSTM1 despite strong levels of autophagy
induction, verified by the tandem mRFP/mCherry-GFP-LC3 reporter as well as Atg7- and
lysosome-depende nt turnover of cargo proteins (C.T. Chu, personal observation). I n other
contexts, a robust loss of SQSTM1 does not correlate with increased autophagic flux as assessed
by a luciferase-based measure of flux ; 206 a decrease of SQSTM1 can e ven relate to a blocka ge of
autophagy due to cleavage of the protein, toge ther with ot her a utophag y pro teins, by caspases or
calpains. 356 SQSTM1 may be tr anscriptionally upreg ulated under certain conditions, 274 ,357- 360
further c omplicating the interpretation of results. For example, SQSTM1 upregulation, and at
least transient increase s in the amount of SQSTM1, is seen in some situations where there is an
increase in autophagic f lux . 361- 363 For example, during retinoic ac id-induc ed diffe rentiation of
AML cells SQSTM1 is upregulated 358 with concomitant incre ased autophagy flux. 364 Activation
of a sig naling pathwa y , e.g. RAF1/Raf-MAP2K/ MEK-MAPK/ERK, can also upregulate
SQSTM1 transcription. 365 SQSTM1 mRNA is also upregulated following prolonge d starvation,
which can restore the SQSTM1 protein level to that before starvation. 366 ,367 Another instanc e
when both mRNA and protein levels of SQSTM1 are elevated even though autophagy flux is not
impaired is observed in aneuploid human and murine cells that are generated by introduction of 1
or 2 extra chromosomes. 368 , 369 Thus, appropriate positive and negative controls are needed prior
to the use of SQSTM1 as a flux indicator in a particular ce llular context , and we recommend
monitoring the SQSTM1 mRNA level as part of a complete analysis .
89
Of interest, SQSTM1 hypere xpression at both gene and protein levels can be observed in
muscle atrophy induce d b y c ancer, though not by glucocorticoids, suggesting that the stimulus
inducing a utopha gy ma y also be relevant to the differe ntial regulation of a utophagy-related
proteins (F. Penna and P. Costelli, unpublished observations). O ne solution to problems relating
to variations in SQSTM1 expression levels is to use a Ha loTag ® -p62 (SQSTM1) chimera. 370 The
chimeric prote in can be covalentl y labeled with HaloTag ® ligands, and the loss of signal can then
be monitored without interference by subsequent change s in protein s y nthe sis. Similarly, a stable
cell line expressing EGFP -tagg ed SQSTM1 under the control of an inducible promoter can be
used to assess the ra tes o f SQSTM1 deg radation, taking into account the limitations out lined
above (see Autophagic flux de termination using flow and multispectral imaging cytometry ). 318 A
similar system exists in Drosophila in which a GFP-tagge d SQSTM1 can be expressed using the
UAS-GAL4 sy stem. 3 71 I t is worth noting that tetracycline can reduce autophag y l evels; therefore,
the appropria te control of only tetrac y cline addition has to be included if using an inducible
promoter that re sponds to thi s drug . 372 Yet another solution is to employ a radioactive pulse-
chase a ssa y to measure the rates of SQSTM1 degradation. 373
SQSTM1 contains an LC3 interacting motif as well as a ubiquitin binding domain , and
appears to act by linking ubiquiti nated substra tes with the autophagic ma chinery. Nonetheless, it
would be prudent to keep in mind that SQSTM1 contains domains that interac t with several
signaling molec ules, 374 and SQSTM1 may be part of the mechanistic target of rapamycin
(M TOR) complex 1 (TORC1) . 375 Thus, it may have additional functions that need to be
considered with rega rd to its role in autophagy. In the context of autophagy as a stress response,
the complexit y of using SQSTM1 as an autophagy marker protein is und erscored by its capacit y
to modulate the NFE2L2/ NRF2 anti-oxidant response pathway throug h a KEAP1 binding
96
The role of AMPK in a utophag y is complex and highl y dependent on both cell t y p e and
metabolic conditions. Furthermore, as noted above, there are 2 isoforms of the catal y ti c subunit,
PRKAA1/AMPK 1 and PRKAA2/AMPK 2, and these may ha ve distinct effects with regard to
autophagy (C. Koumenis, personal communication). In liver cells, AMPK suppresses autophagy
at the level of carg o sequestration , as indicated b y the rapid sequestration-inhibitory effec ts of a
variety of AMPK activators, whereas it appears to stimulate autophagy in many other cell types,
including fibroblasts, colon carc inoma cells and skeletal muscle. 416 -425 Autophagy - promoting
effects of AMPK are most evident in cells cultured in a complete medium with serum a nd amino
acids, where cargo sequestration is otherwise largely suppressed. 422 Presumably , AMPK
antagonizes the autophagy -inhibitor y e ffect of amino acids (at the level of phagophore assembly)
by phosphory lating proteins involved in TORC1 signaling, such as TSC2 426 and RPTOR 427 as
well the TORC1 target UL K1 (see below). 428 - 430
Compound C is an effective and widely used inhibit or of a ctivated (phosphory lated)
AMPK. 431,432 However, be ing a non-specific inhibitor of oxidative phosphorylation, 433 , 434 this
drug has bee n observed to inhibit autophagy under conditions where AMPK is already inactive
or knocked out, 435 and it has even been shown to s timulate autophagy b y an AMP-independent
mechanism. 434,436 Compound C thus ca nnot be used as a stand-alone indicator of AMPK
involvement.
TORC1 is an autophagy-suppressive regulator that integrates growth factor, nutrient and
energy signals. In most sy stems, inhibition of MTOR leads to induction of autophagy, and
AMPK activity is ge nerall y antagonistic toward MTOR function. TORC1 mediates the
autophagy-inhibitory effect of amino acids, which stimulate the MTOR protein kinase through a
Rag GTPase dimer. I nsulin and growth factors activ ate TORC1 throug h upstream kinases
97
including AKT / protein kinase B and MAPK1/3 (ERK2/1) when the energ y supply is suffic ient,
whereas energy de pletion ma y induc e AMPK-mediated TORC1 inhibition and autophagy
stimulation, for example, during glucose starvation. Amino acid starvation, on the other hand,
can strongly induce autophagy even in cells completely lacking AMPK catalytic activity. 437
AMPK and TORC1 regulate autophagy through coordinated phosphorylation of U LK 1.
U nder glucose starvation, AMP K promotes autopha gy b y directl y a ctivating U LK 1 through
phosphorylation, a lthough the ex act AMPK-mediated UL K1 phosphorylation site(s) remains
unclear ( Table 2 ). 425,428-430 Under conditions of nutrient suff iciency, high TORC1 activit y
prevents U LK 1 activation by phosphorylating a lternate U LK 1 residues and disrupting the
interaction between U LK 1 and AMPK. There are commercially available phospho-specific
antibodies that recog nize different forms of U LK 1 . For e xample, phosphor y l ation at Ser555, an
AMPK site, is indicative of increased a utophagy in response to nutrient stress, whereas Ser757 is
targeted by MTOR to inhibit autophagy. Even the autophag y -suppressive effects of AMPK
could, conce ivabl y , b e mediated through ULK1 phosphor y lation, fo r example, at the inhibitory
site Ser638. 438 AMPK inhibits MTOR b y phosphor y latin g and activating TSC2. 439 Therefore,
AMPK is involved in processes that synergize to activate a utophagy, by directly activating
ULK1, and indirectly impairing MTOR-dependent inhibiti on of UL K1. The identification of
U LK 1 as a direct target of TORC1 and AMPK represents a signific ant step toward the definition
of new tools to monitor the induction of autophagy . However, further studies directed at
identifying physiolog ical substrates of U LK 1 will be essential to understand how U LK 1
activation results in initiation of the autophagy prog ram. Alon g these lines, ULK1
phosphorylates AMBRA1, 440 and the MLCK-like protein Sqa, 441 as well as ATG13 , ATG 9 and
RB1CC1/ FI P200. 371 ,442-445 Fur thermore, following amino-acid starvation or MTOR inhibit ion,
98
the activated UL K1 phos phory lates BECN1 on Ser14, enhancing the activity of the complexes
containing ATG14 and PIK3C3/VPS34. This BECN1 phosphory lation b y ULK1 is required for
full autophag ic induction. 4 46 I n addition, U LK 1 binds to, and phosphory lates, RP TOR, leading to
inhibition of TORC1. 447 Further more, ULK1 itself appears to be able to mediate inhibitor y
AMPK phosphorylation to ge nerate a negative feedback loop. 448 Note that caution should be
taken to use appropriate inhibitors of phosphatases (e.g, sodium fluoride, and beta-
glycerophosphate) in cell lysis buffer be fore anal yzing the phosphor y lation of AMPK and UL K1
at s er ine and threonine sites.
TORC1 activity c an be monitored b y followin g the phosphor y lation of its subst rates,
such as EIF4EB P1 / 4E-B P1/PHAS-I a nd RPS6KB / p70S 6 kinase or the la tter’s downstream
target, RP S6, for which good commerc ial antibodies are available. 449 -451 I n mammalian cells, the
analy sis should focus on the phosphorylation of S6K1 at Thr389, and EIF4EBP1 at Thr37 and
Thr46, which are directly phosphory lated b y TORC 1. 452 The TORC1-dependent phosphory l ation
of EIF 4EBP1 can be detected as a molecular mass shift by western blot. 451 Examining the
phosphorylation status of RPS6KB and EIF4EBP1 may be a better method for monitoring
TORC1 activity than f ollowing the phosphor y l ation of proteins such as RP S6, because the latter
is not a direct substrate of TORC1 (although RP S6 phosphory lation is a good readout for
RP S6K B 1/2 activities, which are directl y dependent on M TOR), and it can also be
phosphorylated by other kinases such as RPS6KA/ RSK. Furthermore , the mechanisms that
determine the se lectivit y as well as the sensitivity of TORC1 for its substrates seem to be
dependent on the integ rity and confi g uration of TORC1. For e xample, rapamycin strongly
reduce s RP S6K B 1 phosphorylation, whereas its effect on EIF4EBP1 is m ore va riable. In the
case of rapa m y cin treatment, E I F4EBP1 can be phosphorylated b y TORC1 unti l rapamy cin
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disrupts TORC1 dimerization and its integrity, wherea s RP S6K B 1 phosphor y lation i s quickly
reduce d when rapam y cin simpl y interacts with MTOR in TORC1 (see Autophagy inhibitors and
inducers for infor mation on catal y tic MTOR inhibitors such as torin1). 452 Since it is likely that
other inhibitors, stress, and stimuli may also affect the integrity of T ORC1 , a decrease or
increase in the phosphory l ation status of one TORC 1 substrate doe s not necessarily correlate
with changes in other s, includin g UL K1. Therefore, reliable antiphospho- ULK1 antibodies
should be used to directly examine the phosphor ylation state of ULK1, along with additional
experimental approac hes to anal y z e the role of the MTOR complex in reg ulating autophag y . The
TORC1-mediated phosphory lation of AMBRA1 on Ser52 has also been described as relevant to
ULK1 reg ulation and aut ophagy induction. 4 40,453 I n line with what is described for ULK1, the
antiphospho-AMBRA1 antibody, c ommercially available, could be used to indirectly measure
TORC1 activity. 453
Activation/assembly of the Atg1 complex in y east (composed of at lea st Atg1 -Atg13-
Atg17-Atg 31 -Atg 29 ) or the U LK 1 complex in mammals (U LK 1- RB1CC1/ FIP200-A TG 13-
A TG 101) is one of the first steps of autophagy induction. Therefore, activation of this complex
can be assessed to monitor autophagy induction. In y e ast, dephosphorylation of Atg 13 is
associated with activation/assembly of the core complex, which can be a ssessed b y
immunoprecipitation or western blotting. 454 - 457 I n addition, the autophosphorylation of Atg1 at
Thr226 is require d for its kinase activity and for autophagy induction; this can be detected using
phospho-specific antibodies, by immunoprecipitation or western blotting ( Fig. 15 ). 458 , 459 I n
Drosophila , TORC1-dependent phosphorylation of Atg1 and Atg1-dependent phosphor y lation of
Atg13 can be indirectly determined by monitoring phosphory lation -induced electromobility
retardation (gel shift) of protein bands in immunoblot images. 371 ,4 60, 461 Nutritional starvation
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suppress es TORC1-mediated At g 1 phosphor y latio n, 371,460 while stimulating Atg1-mediated
Atg13 phosphorylation. 371 , 460,461 I n mammalian c ells, the phosphorylation status of U LK 1 at the
activating sites (Ser317, 777, 467, 555, 637, or Thr574) or dephosphor y l ation at inactivating sites
(Ser638, 757 ) can be determined using phospho-specific antibodies, 429 ,430 or by western
blotting. 432,462 I n general, the core complex is stab le in mammalian c ells, although, as noted
above, upstream inhibitors (MTOR) or activators (AMPK) ma y int eract dynamically with it,
th ereby determining the status of autophagy.
One additional topic that bears on UL K1 concerns the process of L C3 -associated
phag oc y tosis (see Noncanonical use of autophagy-related proteins ) . LAP is a type of
phag oc y tosis in macrophages that involves the conjugation of LC3 to single-membrane
pathogen-containing phagosome s, a process that promotes phagosome ac idification and fusion
with lysosomes. 153 Altho ug h ULK1 is not required for LAP, in this context it is important to note
that UNC-51 (the Atg1 homolog in C. elegans ) is required for apoptotic c ell corpse cleara nce (a
process corre sponding to L AP) during embr y onic development in wor ms , 463 although this
process is mediated by LAP in mammals , 151 and does not require UNC-51 in C . elegans Q c ell
neuroblasts. 464 I n human macrophages infected with Mycobacterium tuberculosis , it has bee n
shown that MORN2 is recruited at the phag osome membrane containing M. tuberculosis to
induce the recruitment of L C3, and subsequent ma turation in to phag ol y soso mes. In addition,
MORN2 drives trafficking of M. tuberculosis to a single-membrane compartment. Thus, in
certain conditions MORN2 can be used to help to make the distinction between autophagy and
LAP. 465
Cautionary notes: A decr ease in TORC1 ac tivit y is a good measure for autophagy
induction; however, TORC1 activit y do es not necessaril y preclude autophagy induction because
101
there are TOR-independent mecha nisms that induce autophagy both in mammals and y e ast . 466 -470
Along these lines, whereas in most sy stems inhibiti on of MTOR leads to the induction of
autophagy, there are instances in commonl y used cancer cell lines in which MTOR appears to be
a positive effector. 471 Als o, MTOR suppression does not always induce autophag y , su ch as when
BECN1 underg oes inhibitor y phosphor ylation by the growth factor si g naling molecules EGFR
and A KT . 472 ,4 73 I n adult skeletal muscle, active M TORC1 phosphor y lates ULK1 at Ser757 to
inhibit the induction of autophagosome formation. Thus, induction of autophagy requires
inhibition of MTORC1 and not of MTORC2 . 474,475 There is also evidence that inhibition of
MTORC1 is not sufficient to maintain autophagy flux , but require s additional activation of
FOXO transcr iption fact ors for the upregulation of autophagy ge ne expression. 420 I n addition,
TOR C1 is downstream of A KT ; however, oxidative stress inhibits MTOR, thus allowing
autophagy, despite the c oncomitant activation of A KT . 130 Al so, persistent MTORC1 inhibition
can cause downregulation of negative feedback loops on I RS -MTORC2-AKT that results in the
reac tivation of MTOR C2 under conditions of ongoing starvation. 1 85,366,4 76 Along these lines, both
TORC1 and autophagy can be active in spe cific cell subpopulations of yeast colonies. 470 Thus, it
is necessary to be cautious in deciding how to monitor the MTOR pathway, and to verify that the
pathway being a nal y z ed displays MTOR-dependent inhibition.
In addition, the regulation of autophagy by MTOR can be UL K1 -independent. During
mycobacter ial infection of macrophages, MTOR induces the expression of MIR155 and MIR31
to sustain the activation of the WNT5A and SHH/sonic hedgehog pathwa y s. Toge ther, these
pathways contribute to the expression of lipox yg e nases and downregulation of IF NG -induced
autophagy. 477 Signaling pathwa y s can be monitor ed by western blotting , and TaqMan miRNA
assays are ava ilable to detect these miRNAs.
102
One problem in monitoring a ssembl y o f the U LK 1 complex is the low abundanc e of
endogenous U LK 1 in m any systems, which ma kes it difficult to detect phospho-U LK 1 b y
western blot ana l y sis. In addition, Atg1/ULK1 is phosphor y lat ed by multiple kinases, and the
amount of phosphory lation at different sites can increase or decrease during a utophag y
induction. Thus, although there is an increase in phosphory lation at the activating sites upon
induction, the overall phosphorylation state s of ULK1 and ATG13 are decrease d under
conditions that lead to induction of autophagy; therefore, monitoring cha nges in phosphorylation
by f ollowing molecular mass shifts upon S DS-PAGE may not be infor mative. I n addition, such
phosphorylation/de phosphor y lation ev ents are expected to occur relatively earl y (1 -2 h) in the
signaling ca scade of autophagy. Therefore, it is necessary to optimize treatment ti me conditions.
Finally , in Arabidopsis a nd possibly other eukar y otes, the ATG1 and ATG13 proteins are targets
of autophagy, whic h means that their levels ma y drop substantially under conditions that induce
autophagic turnover. 215
At present, the use of Atg1 /U LK1 kinase activity as a tool to monitor autophagy is
limited because only a few ph y siological substrates have been identified, and the importance of
the Atg1/UL K1-dependent phosphor y lation has not been determine d. Nonetheless, Atg1/U LK 1
kinase activity appears to incre ase when autophagy is induced, irrespective of the pathway
leading to induction. As additional phy siological substrates of Atg1 /U LK 1 are identified , it will
be possible to follow their phosphor y lation in vivo as is done with anal y ses for MTOR.
Nonetheless, it must be kept in mind that monitoring changes in the activity of Atg 1/ULK1 is not
a direct assay for autophag y , although such changes may correlate with autophagy activity .
Further more, in some cells U L K1 h as functions in addition to autophagy, such as in axonal
transport and outgrowth, and its activity state ma y thus reflec t its role in these processes. 478 -4 83
103
Accordingly, other methods as described throughout the se g uidelines should also be used to
follow autophagy directly .
Finally , there is not a compl ete c onsensus on the specific residues of ULK1 that are
targeted by AMPK or M TOR. Similarly , apparentl y contr adictory da ta have been published
regarding the association of AMPK and MTOR with the ULK1 kina se complex under diffe rent
conditions. Therefore, caution should be used in monitoring ULK1 phosphory lation or the status
of ULK1 association with AMPK until these issue s are resolved.
Conclusion : Assay s for Atg1/ULK1 ca n provide detailed insight into the induction of
autophagy, but they are not a direct measurement of the process. Similarl y , since MTOR
substrates such as RP S6K B 1 a nd E I F4EBP1 are not recommended readouts for autophagy, their
analy s is need s to be combined with other assa y s that directl y moni tor autophagy activity.
5. Additional autophagy-related protein markers . Although Atg8/LC3 has been the most
extensively used protein for monitoring autophagy, other proteins can also be used for thi s
purpose. Here, we discuss some of the more commonly used or better-characterized possibilities.
a. Atg 9. Atg9 is the onl y integral membrane Atg protein that is essential for autophagosome
formation in all eukary otes . Mammalian A TG 9 di splays partial coloca lization with GFP- L C3. 484
Perhaps the most unique fe ature of Atg9, however, is t hat it localizes to multiple discrete punc ta,
whereas most Atg proteins are detected primarily in a single punc tum or diffusel y within the
cy tosol. Yeast At g 9 ma y cy cle between the phagophore assembl y site (PAS) and peripheral
reservoir s; 485 the latter corre spond to tubulovesicular clusters that are precursors to the
phag ophore. 486 Anterog rade movement to the PAS is dependent on Atg11, Atg23, Atg27 a nd
actin. Retrogra de movement requires Atg1 -Atg13, Atg2-Atg18 and the PtdIns3K complex I . 487
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Mutants such as atg1∆ accumulate Atg9 exclusively at the PAS, and this phenot y p e forms the
basis of the transport of Atg9 after knocking out ATG1 (TAKA) assa y . 90 In brief, this is an
epistasis analy sis in which a double-mutant strain is constructed (one of the mutations being
atg1∆ ) that expresses Atg 9-GFP. If the second mutated gene encodes a protein that is needed for
Atg9 a nterograde transport, the double mutant will displa y multiple Atg9-GFP puncta. In
contrast, if the prote in acts along with or after Atg1, all of the Atg9-G FP will be confine d to the
PAS. Monitoring the localization of A TG 9 has not been use d extensively in higher eukar y otes,
but this protein display s the same t ype of dependence on Atg1/ULK1 and PtdI ns3P for c y cling as
seen in y east, 484 ,487 sugg esting that it is possible to follow this ATG9 as an indication of ULK1
and ATG13 function. 444
b. Atg12 – Atg5. A TG 5, A TG 12, and A TG 16 L1 , associate w ith the phagophore and have been
detected by f luorescence or immunofluorescence ( Fig. 16 ). 488 ,489 E ndoge nous ATG5, ATG12 or
ATG16L1 puncta formation can be f ollowed to monitor autophagy upregulation. Under
physiologica l conditions, the endogenous proteins are predominantly diffusel y distributed
throughout the cy toplasm. Upon induction of autophagy, for e xample dur ing starvation, there is a
marked increase in the proportion of cells with punctate ATG5, ATG12 and ATG16L1.
Further more, upstream inhi bitors of autophag osom e formation result in a block in this starvation-
induced puncta f ormatio n, and this assa y is ver y robust in some mammalian cells. Conversel y ,
downstream inhibition of autophagy a t the level of autophagosome elongation, such as with
inhibition of L C3/GABARAP ex pression, results in an accumulation of the phag ophore-
associated ATG5, ATG12, and ATG16L1 immunofluoresce nt puncta. 490
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A TG 12 – A TG 5 conjugation has been used in some studies to measure a utop hagy . I n
Arabidopsis and some mammalian cells it appears that essentially all of the A TG 5 and A TG 12
proteins exist in the conjug ated form and the expression levels do not change , at least during
short-term starva tion. 180 ,488, 489 ,491 Therefor e, monitoring A TG 12 – A TG 5 conjugation per se may
not be a useful method for following the induction of autophagy . It is worth noting, however,
that in some cell lines free A TG 5 can be detected, 492 sugge sting that the amount of free A TG 5
may be ce ll line-dependent ; free ATG5 levels also var y in response to stress such as DNA
damage . 493 One final parameter tha t ma y b e considered is that the total amount of the A TG 12 –
A TG 5 conjugate may inc rea se following prolonged starvation as has been observed in
hepatocytes a nd both mouse and human fibroblasts (A.M. Cuervo, personal communication; S.
Sarkar, personal communication ).
c. ATG14. Yeast Atg14 is the autophagy-specific subunit of the Vps34 complex I , 494 and a
human homolog, named ATG14 / ATG14L/BARKOR, has been identified. 495 - 498 ATG14 localizes
primarily to phagophores . The C-terminal fragment of the protein , named the B ATS domain, is
able to direct GFP and BECN1 to autophagosomes in the context of a chimeric protein. 499
ATG14-GFP or BATS-GFP detected by fluorescence microscopy or TEM can be used as a
phag ophore marker prote in ; however, ATG 14 is not localized ex clusively t o phagophores, as it
can also be de te c ted on mature autophagosomes as well as the ER. 499 , 500 Ac cordingly, detection
of ATG14 should be carried out in co mbination with other phagophore and autophagosome
markers. A good antibody that can be used to detect endogenous ATG14 is now available
commercially .
112
In addition, recent data illustrate tha t direct association betwee n ceramide, a tumor
suppressor sphing olipid (generated b y CERS1/ ceramide sy nthas e 1) and LC3 -II targ ets damaged
mitochondria for a utophagosomal digestion in response to ceramide stress, leading to tumor
suppression. 538- 540 C era mide-L C3- II binding can be detected using anti-cerami de and a nti-LC3
antibodies by immunofluoresce nce a nd confocal microscopy, co-immunoprecipitation using anti-
LC3 antibody f ollowed by liquid chromato g raph y-mass spectrometry (lipidomics), or labeling
cells with biotin-sphingosine to g enerate biotin-ceramide, and immunoprecipitation us ing a vidin-
columns followed by western blotting to detec t LC3 -II. I t should be noted that inhibitors of
cera mide generation, mutants of LC3 with altered ceramide binding (F52A or I35A), and/or
G120A should be used as negative c ontrols.
Conclusion: Sphingolipids are bioactive molecules that play key roles in the regulation
of autophagy a t various stages, including autolysosome morphogenesis, and/or targeting
phag ophores to mitochon dria for degradation mainl y via sphin golipid- L C3 association. There are
also studies that implicate a role for sphingolipids in the control of upstream signal transduction
pathways to reg ulate autophag y via transcriptional and/or translational mechanisms. 539
7. Transcriptional , transla tional and posttranslational regulation . The induction of
autophagy in ce rtain scenarios is accompanied b y an increase in the mRNA levels of certain
autophagy gene s, such as A TG 8/Lc3 , 541, 542 Atg12 , 543 and Atg14 , 544 and an autophagy - dedicated
microarray wa s developed as a high-throu g hput tool to simultaneousl y monit or the
transcriptional reg ulation of all genes involved in, and related to, autophag y . 545 The g ene that
shows the greatest transcriptional regulation in the liver ( in response to starvation and circadian
signals) is Ulk1 , but others also show more limited changes in mRNA levels including
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Gabarapl1 , Bnip3 and, to a minor extent, Lc3B (J.D. Lin, personal communication). In several
mouse and human ca ncer cell lines, ER stress and hypoxia increase the transcription of LC3 ,
ATG5 and ATG12 by a mecha nism involving the unfolded protein response (UPR). Similarly , a
stimulus-dependent increase in LC3B expression is detec ted in neural stem cells undergoing
autophagy induction. 546 Increa sed expression of A tg5 in vivo after optic ne rve axotom y in
mice 547 and increa sed expression of Atg7, Becn1 and Lc3 a during neurogenesis at different
embry onic stages in the mouse olfactor y bulb a re also seen. 548 L C3 and A TG 5 are not required
for the initiation of autophagy , but mediate phagophore expansion and autophag osome
formation. In this regard, the transcriptional induction of LC3 ma y be necessar y to replenish the
LC3 protein that is turned over dur ing extensive ER stress- and h y poxia-induced
autophagy. 543 , 549 Thus, assessing the mRNA levels of LC3 and other autophagy-related genes by
northern blot or qRT-PCR may prov ide correlative data relating to the induction of autophag y .
Downregulation of autophagy -related mRNAs has been observed in human islets under
conditions of lipotoxicity 360 that impair autophagic f lux. 550 It is not clea r if these changes are
sufficient to regulate autophagy, however, and therefore these are not direct measure ments.
Of note, large cha nges in Atg gene transcription just prior to Drosophila salivary gland
cell death (tha t is accompanied b y an increase in autophagy) are detected fo r Atg2 , Atg4 , Atg5
and Atg7 , whereas there is no significant change in Atg8a or Atg8b mRNA . 551,5 52 Autophagy is
critical for Drosophila midgut cell death, which is accompanied b y transcriptio nal upre gulation
of all of the Atg gene s tested, including Atg8a ( Fig. 18 ) . 240,553 Similarl y , in t he silkworm
( B ombyx mori ) larv al midgut 554 and fa t body, 555 the occurrence of autophagy is accompanie d b y
an upregulation of the mRNA levels of several Atg genes . Transcriptional upregulation o f
Drosophila Atg8a and Atg8b is also observed in the fat body following induction of autophag y at
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the end of lar val development, 556 and these g enes as well as Atg2 , Atg9 and Atg18 show a more
than 10-fold induction during starvation. 557 Atg5 , Atg6 , Atg8a and Atg18 are upregulated in the
ovary of starved flies, 558 and an increa se in Drosophila Atg8b is observed in culture d Drosophila
l(2)mbn ce lls following starvation (S. Gorski, personal communication). An upreg ulation of plant
A TG 8 may be needed during the adaptation to reproductive growth; a T-D NA inserted mutation
of rice A TG 8b blocked the change from vegetative growth to repr oductive growth in both
homoz y gous and heteroz y gous plant lines (Ming-Yong Zhang, unpublished results ).
Similarly , the upregulation of autophag y-relate d genes ( Lc3, Gabarapl1, Bnip3, Atg4b,
Atg12l) ha s been docume nted at the tra nscriptional and translational level in several other species
(e.g., mouse, rat, trout, Arabidopsis and maize) under conditions of ER stress, 543 and diverse
types of prolonged (several day s ) catabolic situations including ca ncer cachex ia, diabetes
mellitus, uremia and fa sting. 181 ,420, 559 -561 Along these line s, ATG9 and ATG16 L1 are
transcriptionally upregulated upon influenza virus infection (H. Khalil, personal
communication), and in C. elegans , the FOXA transcription factor PHA-4 and the TFEB
ortholog (see Methods and challenges of spec ialized topics/model systems. C. elegans ) HLH-30
regulate the expression of seve ral autophag y-related gene s. 562 ,563 Such pro longe d induction of the
expression of ATG genes has been thought to allow the re plenishment of critical proteins (e.g.,
L C3 and GABARAP) that are destro y ed during autophagosome fusion with the l y sosome. 564 The
polyamine spermidine incre ases life span and induces autophagy in cultured yeast and
mammalian cells, as we ll as in nematodes and flies . I n aging yeast, spermidine treatment trigge rs
epigenetic deac et y lation of histone H3 through inhibition of histone acety ltran sferases, leading to
significa nt upregulation of various a utophagy-related transcripts. 5 65
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In addition to the A TG g enes, transcriptional upregulation of VMP1 (a prote in that is
involved in autophagy regulation and that remains associated with the completed
autophagosome) can be detec ted in mammalian cells subjected to rapam y ci n treatment or
starvation, and in tissues underg oing disease-induced autophag y su ch as cancer . 566 VMP1 is an
essential autophagy ge ne that is conserved from Dictyostelium to mammals, 279,567 and the VMP1
protein regulate s earl y steps of the autophagic pathwa y . 510 VMP1 is poorly expressed in
mammalian cells under nutrient-normal conditions, but is highly upregulated in cells undergoing
autophagy, and the expression of VMP1 induces autophag osome formation. The GLI3
transcription factor is an effector of KRAS that regulates the expression and promoter activit y of
VMP1 , using the histone acetyltra nsferase EP300/p300 as a co-activator. 568
A gene regulatory ne twork, named CLEAR (coor dinated ly sosomal expression and
regulation) that controls both lysosome and a utophagosome biogenesis was identified using a
systems-biology approach. 569- 571 The basic helix -l oop-helix transcription fac tor EB (TFEB) acts
as a master gene of the CL EAR network and positivel y r egulates the expression of both
lysosomal and a utopha gy g enes, thus linking the biogenesis of 2 dist inct types of c ellular
compartments that cooperate in the a utophagic pathwa y . TFEB activity is regulated b y starv ation
and is controlled by both MAPK1/ ERK2- and MTOR- mediated phosphor y l ation at specific
serine re sidue s; 5 69,572,5 73 thus , it ca n serve as a new tool for monitoring transcriptional regulation
connected with autophagy . T FEB is phosphory lated by MTORC1 on the lysosomal surface,
preventing its nuclea r translocation. A l y sosom e- to - nucleus signaling mechanism
transcriptionally regulates autophag y and l ysosomal biog enesis via MTOR and TF EB. 573 A very
useful rea dout of endogenous TFEB activity is the evaluation of TFEB subcellular localization,
as activation of TFEB correlates with its translocation from the c y topl asm to the nucleus. This
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shift can be monitored by immunofluorescence using antibodies against TFEB. TFEB
localization may a lso be studied to monitor MTOR activity, a s in most cases TFEB nuclear
localization correlate s with inhibiti on of MTOR. However, due to the low expression levels of
TFEB in most cells and tissues, it may be diff icult to visualiz e the e ndoge nous protein. Thus a
TFEB nuclear tra nslocation assa y was developed in a HeL a cell line stabl y transfected with
TFEB-GFP. This fluorescence assay can be used to identify the conditions and factors that
promote TFEB activation. 573
Similar to TFEB , the ery throid transcription factor GATA1 and its coregulator
ZFPM1/FOG1 induce the tra nscription of multiple genes encoding autophagy components . T his
developmentally reg ulated transcriptional response is coupled to i ncrease s in autophagosome
number as we ll as the percent of cells that contain autophagosomes. 574 FOXO transcr iption
factors, e speciall y FOXO1 and FOXO3, also pla y critical roles in the regulation of autophagy
ge ne expression. 420 , 544 ,575 Finally , CEBPB/ C/EBP is a transcr iption factor that regulates
autophagy in response to the circ adian c y cl e. 576
Although less work has been done on post-transcriptional regulation, several studies
implicate microRNAs in controlling the expression of proteins associated with autophagy . 204 ,577-
579
Cautionary notes: Most of the A TG genes do not show significant changes in mRNA
levels when autophagy is induced. Even increases in LC3 mRNA can be quite modest and a re
cell ty pe- and or g anism-dependent. 580 I n addition, it is generally better to follow protein levels ,
which, ultimately, are the significant parameter with regard to the initiation and completion of
autophagy . Howe ver, A TG protein a mounts do not alwa y s change si gnificantly and the extent of
in crea se is again cell t y p e- and tissue-dependent. In some cases (e.g., y e ast ATG14 ), increased
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transcription is not acc ompanied by increased protein levels, apparently due to changes in
translation efficiency under starva tion conditions (H. Abeliovich, unpubli shed data) . Finall y ,
changes in autophagy protein levels are not sufficient evidence of autophagy induction and must
be accompanied by a dditional assa y s as described herein. Thus, monitoring changes in mRNA
levels for either A TG ge nes or autophagy regulators ma y provid e some evidence supporting
upregulation of the potential to underg o autopha gy , but should be used along with other methods.
Another genera l caution pertains to the fact that in any cell culture s y stem mix ed
populations of cells (for example, those undergoing autophag y or not) e xist sim ultaneously .
Therefore, only a n average level of protein or mRNA expression can be evaluated with most
methods. This means that the re sults regarding specific changes in autophagic cells could be
hidden due to the bac kgr ound of the a verage data. Along these lines, ex periments using sing le-
cell rea l-time PC R to examine ge ne expression in individual cardiomyocytes with and without
signs of autophagy revealed that the transcription of MTOR markedl y and significa ntl y increased
in autophag ic cells in intact cultures (spontaneousl y unde rgoing autophag y) a s well as in cultures
treated with proteasome inhibitors to induce autophagy (V. Dosenko, personal communication).
Finally , researchers need to realize that m ammalian c ell lines may have mutations that alter
autophagy signaling or execution; this problem can be avoided by using primary cells.
Conclusion : Although th ere are changes in ATG gene expression that coincide with, and
may be nee ded for, autophag y , t his has not been carefull y studied experimentally. Therefore, a t
the present time we do not recommend the monitoring of ATG gene transcription as a general
readout for autophag y unless there is clear documentation that the cha nge(s) correlates with
autophagy ac tivit y .
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8. Posttranslational modification of ATG proteins . Autophagy is also controlled b y
posttranslational modifications of ATG prote ins such as phosphor y lation, ubiquitination,
acetylation, oxidation and cleavage, which can be monitored to analy ze the status of the
process. 386 , 469, 473 ,581,582 [ad d Tang and Feng papers, and Cherr a 2010] Th e g lobal deacet y l ation of
proteins, which often accompanies autophagy , can be convenientl y me asured by qua ntitative
immunofluorescence with antibodies spec ific recognizing acetylate d l y sine residues. 583 Indeed,
depletion of the nutrient supply causes autophagy in yeast or mammalian cells by reduc ing the
nucleo-cy tosolic pool of acet y l -coenz y me A, which provides acety l groups to acet y lt ransfera ses,
thus reducing the acetylation level of hundre ds of cytoplasmic and nuclear proteins. 584 A global
deacety lation of cellular proteins is also observed in response to so-c alled “caloric restriction
mimetics”, that is, a class of pharmacolog ical agents t hat deplete the nucleo-c y tosolic pool of
acetyl-c oenz y me A, inhibit acet y ltransferases (su ch as EP300) or activate deacetylases (such as
SIRT1). All these agents reduce protein acet y l ation levels in ce lls as the y i nduce autophagy . 585
One prominent ATG protein that is subjected to pro-autophagic deacety lati on is LC3. 586 , 587 .
9. Autophagic protein degradation . P rotein deg radation assay s represent a well -established
methodology for measuring autophagic flux, and they allow good quantification. The general
strategy is first to label cellular prote ins b y incorporation of a radioac tive ami no ac id (e.g., [ 14 C] -
or [ 3 H] - leucine, [ 14 C] -val ine or [ 35 S] -methionine; a lthough valine may be preferre d ov er leucine
due to the strong inhibito ry effects of the latter on autophagy), prefera bl y for a period sufficient
to achieve labeling of the long-lived protei ns that best repr esent autophagic substrates, and then
to follow this with a long c old-chase so that the assay starts well after labeled short-lived proteins
are degraded (which occurs predominantly via the proteasome). Next, the time-dependent release
of acid-soluble radioac tivit y from the labeled protein in intact cells or perfused organs is
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measured. 2,588,589 Note th at the inclusion of the appropriate unlabeled amino acid (i.e., valine,
le ucine or methionine) in the starvation medium at a concentration equivalent to that of other
amino acids in the chase medium is necessary; otherwise, the released [ 14 C]-amino acid is
effectively re-incorporated into cellular proteins, which results in a significant underestimation of
protein degra dation. A ne w er method of quantifying a utophagic protein degradation is based on
L-azidohomoalanine (AHA) labe ling. 590 When added to culture d cells, L-azidohomoalanine is
incorporated into proteins during active protein s ynthesis. Af ter a click reaction between a n azide
and an alkyne , the azide- containing proteins can be detected with an alk y ne -tagged fluorescent
dye , coupled with flow cy tometr y . Th e turnover of spec ific proteins can also be measured in a
pulse-chase regimen usin g the Tet-ON /OFF s y ste m and subsequent western blot analysis. 591 , 592
In this type of assay a considerable fraction of the measure d degradation will be non-
autophagic, and thus it is important to also measure, in parallel, cell samples treated with
autophagy-suppressive concentra tions of 3-M A or amino acids, or obtained from mutants
missing centra l A TG co mponents (however, it is important to note that the se controls are only
appropriate assum ing that nonautophagic proteol ytic activity remains unchanged, which is
unlikely); these values are then subtracted from the total readouts . The complementar y app roac h
of using c ompounds that block other degradative pathwa y s, such as proteasome inhibitors, may
cause une xpected results and should be interpre ted with caution due to crosstalk among the
degrada tive s y stems. For example, blocking proteasome function ma y activ ate a utophag y . 593 - 596
Thus, when using inhibit ors it is critical to know whether the inhibitors being used alter
autophagy in the particular c ell t y pe and context being examined. I n addition, because 3 -MA
could have some a utopha gy-independe nt effects in particular settings it is advisable to verify that
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the 3- MA -se nsitive degrad ation is also sensitive to g eneral l y sosomal inhibi tors (such a s NH 4 Cl
or leupeptin).
The use of stable isotopes, such as 13 C and 15 N, in quantitative mass spec trometry-based
proteomics allows the recording of degradation rates of thousands of proteins simultaneously .
These assay s ma y be applied to autophagy-related questions enabling researchers to investigate
differe ntial effects in global protein or even organelle degradation studies. 597 , 598 SILAC (stable
isotope labeling with amino acids in ce ll culture) can also provide comparative information
between different trea tment conditions, or between a wild type and mutant.
Another assay that could be considered relies on the limited proteolysis of a betaine
homocysteine meth y lt ransferase (BHMT) fusion protein. The 44-kDa full-l eng th BHMT protein
is cleaved in hepatocyte amphisomes in the presence of leupeptin to ge nerate 32-kDa and 10-kD a
fragments. 599 - 6 02 Accumulation of these fragments is time-dependent and is blocked b y treatment
with autophagy inhibitors. A modified version of this marker, GST -BHMT, can be expressed in
other cell lines where it behaves similar to the wild -type protein. 603 Other s ubstrates may be
considered for similar types of a ssays. For example, the neomycin phosphotransferase II-G FP
(NeoR-GFP) fusion protein is a target of autophagy . 604 Transfection of l y m phoblastoid cells with
a plasmid encoding Ne oR -GF P followed b y incu bation in the prese nce of 3-MA leads to an
accumulation of the NeoR-GFP protein as measured by flow cytometry . 605
A similar western blot assay is based on the degradation of a c y tosolic prot ein fused to
GFP. This method has been used in yea st and Dictyostelium cells using GFP -PgkA and GFP-
Tkt-1 (phosphog l y cerate kinase and transketolase, respectively). In this case the re lative amount
of the free GFP and the complete fusion prote in is the relevant parameter f or quantification;
although it may not be possible to detect cle ar changes in the amount of th e full-length chimera,
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especially under conditions of limited flux. 28 , 35 As describe d above for the marker GFP-
Atg8/LC3, nonsatura ting levels of l y sosomal inhi bitors are also needed in Dictyostelium ce lls to
slow down the autophagic degra dation, allowing the accumulation and detection of free GFP. I t
should be noted that this method monitors bulk autophag y sinc e it relies on the passive transit of
a cytoplasmic mar ker to the l y sosom e. Consequently, it is important to determine that the marker
is distributed homogeneously in the cy toplasm.
One of the most useful methods for monitoring autophagy in S. cerevisiae is the Pho8∆60
assay. PHO8 encodes the vacuolar alkaline phosphatase, which is s y nthesi zed as a zymogen
before finall y b eing transported to and activated in the vac uole. 606 A molecular genetic
modification that eliminates the first 60 amino ac ids prevents the mutant (Pho8∆60) from
entering the ER , leaving the zy mogen in the c y tos ol. When autophagy is induced, the mutant
z y mogen is delivered to the vacuole nonselectively inside autophagosom es along with other
cy toplasmic material. The resulting activation of the z y mo gen can be easily measu red b y assa y s
for alkaline phospha tase. 220 To minimize ba ckground activity, it is preferable to have the gene
encoding cytosolic a lkali ne phosphatase ( PHO13 ) additionall y deleted (although this is not
necessary whe n assa y ing certain substrates).
Cautionary notes: Measuring the degradation of long-lived proteins requires prior
radiolabeling of the cells, and subsequent separation of acid-soluble from acid -insoluble
radioactivity . The labeling can be done with relative ease both in cultured cells and in live
animals. 2 I n cells, it is also possible to measure the relea se of an unlabeled amino acid by
chromatogra phic method s, thereby obviating the need for prelabeling; 607 however, it is important
to keep in mind that amino acid re lease is also regulated b y p rotein s y nthe sis, which in turn is
modulated by man y dif ferent factors. In either case, one potential problem is that the released
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machinery are required for LN, the macroautophagy-specific Atg11 and the Vps34-containing
Ptd I ns3K complex I a re not. L N c an be monitored by emplo y in g a nuclear -targ eted version of
the Rosella biosensor (n-Rosella) and following either its accumula tion (b y confocal
microscopy), or de g radation (by immunoblotting), within the vacuole. 649 D ual labeling of cells
with Nvj1-EYFP, a nuc le ar me mbrane reporter of PMN, and the nucleopla sm -targe ted NAB35-
DsRed.T3 (NAB35 is a target sequence for the Nab2 RNA -binding protein, and DsRed.T3 is the
pH-stable, re d fluorescent component of n-Rosella ) allows detec tion of PMN soon after the
commencement of nitrogen starvation, whereas deli very to t he vacuole of the nucleoplasm
reporter, indicative of LN, is observe d onl y after prolonged periods of nitrog en starvation. Few
cells show simultaneous acc umulation of both reporters in the vacuole indicating PMN and LN
are temporally and spatiall y separated. 649
In contrast to unice llular y easts, filamentous fun g i form an interconnected m y c elium of
multinucleate hy phae containing up to 100 nuclei in a single hypha l compartment. A mycelial
colony g rows b y tip extension with actively growing h y pha e at the colony mar gin surrounded b y
an older, inner h y phal network that recycles nutrients to fuel the hy phal tips. B y labeling
organelle markers w ith GFP it was possible to show in A. oryzae that macroautophagy mediates
degrada tion of basal h y phal organelles such as peroxisomes, mitochondria and e ntire nuclei. 650 I n
contrast to y east, PMN has not been observed in filamentous ascom y c etes 6 51 . In M agnaporthe
oryzae germination of the condiospore and format ion of the appre ssorium is accompanied by
nuclear degenera tion in the spore. 234 The deg radation of nuclei in spores requires the
nonselective a utophag y machinery, wh ereas conserved components of the PMN pathwa y such as
Vac8 a nd Tsc13 are disp ensable for nuclear breakdown during plant infection. 652 Nuclei are
proposed to function in storage of growth-limiti ng nutrients such as phosph ate and
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nitroge n. 653 ,654 Similar to nuclei, mitochondria a nd peroxisom es ar e also prefere ntiall y de graded
in the basal hy phae of filamentous ascom y c etes. 234,650,652-655
Cautionary notes: The Cvt pathwa y ha s been demonstrated to occur only in yeast. In
addition, the sequestration of prApe1 is specific, even under starvation conditions, as it involves
the recog nition of the propeptide by a receptor, Atg19, which in turn interacts with the scaffold
protein Atg11. 656 , 657 Thus, unless the prop eptide is removed, prApe1 is recognized as a selective
substrate. Overexpression of prApe 1 saturates import b y the Cvt pathwa y , and the precursor
form accumulates, but is rapidly matured upon autophagy induction. 262 I n addition, mutants such
as vac8∆ and tlg2∆ accumulate prApe1 under rich conditions, but not during autophag y . 457 , 658
Accordingly, it is possible to monitor the proce ssing of pr Ape1 when overexpressed, or in certain
mutant strains to follow autophagy induction. However, even the latter conditions may be
misleading, a s the y do no t indicate the size of the autophagosome . The Cvt complex (prApe1
bound to Atg19) is smaller than t y pical pe roxisomes or mitochondrial fragments that are subject
to autophag ic degradation. Accordingl y , particular mutants may display c omplete maturation of
prApe1 under autophagy-inducing conditions, but may still have a defect in other types of
selective a utophag y , as well as being unable to induce a normal level of nonspecific a utopha gy . 90
For this reason, it is good practic e to evaluate autophagosome size and number b y TEM.
Actually , it is much simpler to monitor autophagic bodies (rather than autophagosomes) in y east.
First, the vac uole is easil y identified, making the identification of autophagic bodies much
simpler. Second, autophagic bodie s can be accumulated within the vacuole, allowing for an
increased sample size. I t is best to use a strain background that is pep4∆ vps4∆ to prevent the
breakdown of the autophag ic bodies, and to eliminate confounding vesicles from the
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multivesicular body pathwa y . One caveat to the detection of autophagic bodies, however, is that
they may coalesce in the vacuole lumen, making it difficult to obtain an ac curate quantification.
In general, whe n workin g with y east it is preferable to use strains that have the marke r
proteins integrated into the chr omosome rather than rel y in g on plasmid-based expression,
because p lasmid number s can va ry from cell to cell. The GFP-At g8, or simil ar, pr ocessing assa y
is easy to perform and is suitable for analysis by microscop y as well as western blotti ng ;
however, particular care is needed to obta in quantitative data for GFP -Atg8, Pex14-GFP or
Om45-GFP, etc. proce ssing assa y s (see cautionary notes for GFP- Atg8/LC3 lysosomal delive ry
and proteolysis ). An alternative is an orga nelle targeted Pho8∆60 assay. For example,
mitoPho8∆60 can be used to quantitatively mea sure mitophagy. 616 I n additi on, for the GFP-Atg8
processing assay , 2 h of s tarvation is generally sufficient to detec t a si gnificant level of free (i.e.,
vacuolar) GF P b y western blotting as a measure of nonselective autophag y. For selective t y pes
of autophagy, the le ngth of induction needed for a clearl y detectable free GFP band will var y
depending on the ra te of carg o deliver y /degradation. Usuall y 6 h of mi tophagy induction is
needed to be able to detect free GF P (e.g., from Om45-GFP) b y western blot under starvation
conditions, wherea s stationar y phase mitophagy ty picall y r equires 3 da y s before a free GFP band
is observed. However, as with animal s y stems (se e Animal mitophagy and pexophagy ), it would
be prudent to follow more than one GFP-tagged protein, as the kinetics, a nd even the occurrence
of mitophagic traff icking, seems to be protein species-dependent, even within the mitochondrial
matrix. 659
Care should be take n wh en choosing antibodies to assess the degree of mitochondrial
protein removal by a utophag y ; the quality and clarity of the result may var y depending on the
specifics of the antibody . I n testin g the efficienc y of mitophagy clearer results may be obtained
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by using antibodies against mtDNA-encode d proteins . This experimental preca ution ma y prov e
critical to uncove r subtle differences that could be missed when ev aluating the process with
antibodies against nuclearly encoded, mitochondrially imported, pro teins ( M. Campanella
personal communica tion).
b. Reticulophagy and ribophagy . Activation of the UPR in the ER in y east induces a type of
selective macroa utophagy of the ER. 660 -662 This proc ess is termed reticulophagy to b e consistent
with the terms pexophagy and mitophag y . 662 Reticulophagy- associated autophagosomes are
lamellar-membraned structures that conta in ER proteins. I n theor y, since reticulophag y is
selective, it should be able to sequester parts of the ER that are damaged, and eliminate protein
aggrega tes that cannot be removed in other ways. Reticulophagy ma y also serve to limit the
UPR, by reducing the ER to a normal level after a particular stress condition has ended. Some of
the mutated dy sferlin protein, L GMB2B/Miyoshi ty pe muscle d ystrophy, which accumulates in
the ER, is deg raded b y E R-stress mediated reticulophagy. 663 I n addition to activation of the UPR
(particularly upregulation of HSPA5/GRP 78 and phosphory lation of EIF2S1/ eIF2 359 , 664 -666 ) ,
Ptd I ns3P and its binding proteins could be good markers for reticulophag y . 532 Autophagy is also
used for the se lective removal of ribosom es. 667 This proce ss can be monitored by western blot,
following the ge neration of free GFP from Rpl25 -GF P or the disappearance of ribosomal
subunits such as Rps3. Vacuolar localization of Rpl25 -GFP can also be seen by fluorescence
microscopy.
c. Vac uole import and de gradation pathway . I n yeast, g luconeogenic enz y mes such as fructose-
1,6-bisphosphatase (Fbp1, also called FBPase), malate dehydrogenase (M dh 2), isocitrate lya se
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(Icl1) a nd phosphoenolp y r uvate carbox y kinase (Pck1) c onstitute the cargo of the vacuole import
and degra dation (Vid) pathway. 668 These e nz y mes are induced whe n y e ast cells are glucose
starved (grown in a medium containing 0.5% glucose and potassium ace tate). Upon replenishing
these cells with fresh g lucose ( a m edium containing 2% g lucose), these enz y m es are degraded in
either the proteasome 669 - 671 or the vac uole 668,672 depe nding on the duration of starvation.
Following g lucose replenishm ent after 3 days glucose starvation, the gluconeogenic enz y mes are
delivered to the vacuole for deg radation. 673 These e nzymes are sequestere d in specialized 30- to
50-nm vesicles ca lled Vid vesicles. 674 Vid vesicles ca n be purified b y fract ionation and gradient
centrifuga tion; western b lotting analysis using antibodies against organelle markers a nd Fbp1 ,
and the subsequent verification of fractions by EM facilitate their identification. 674 Fur thermore,
the amount of marker proteins in the cytosol compared to the Vid vesicles can be examined by
differe ntial centrifugation. I n this case, y e ast cells are lysed and subjected to differe ntial
centrifuga tion. The Vid vesicle-enriched pellet fraction and the c y tosolic supernatant fraction are
examined with antibodies against Vid24, Vid30, Sec28 and Fbp1. 675 -6 77
Vid/endosomes containing their cargo aggregate around endoc y ti c ve sicles forming on
the plasma membrane and are relea sed into the c ytoplasm. The V id/endosomes can be purified
by frac tionation and dens ity gra dient centrifugation. 6 78 The fra ctions containing purified
Vid/endosomes can be identified by western blot anal y sis using antibodies against Vid24, Fbp1
and the endosomal marker Pep 12. The distribution of Vid vesicles containing cargo destined for
endosomes, and finally for the vacuole , can be ex amined using FM 4-64, a lipophilic d y e that
stains endocy tic compartments and the va cuole limiting membrane. 679 I n these experiments,
starved yeast cells are replenished with fr esh glucose and FM 4-64, and cel ls are c ollected at
appropriate time points for examination by fluorescen ce microscop y. 676 Th e site of deg radation
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of the cargo in the vac uole can be determined b y st udying the distribution of Fbp1-GFP, or other
Vid cargo markers in wild-type and pep4∆ cells. 680 Cells can also be examined for the
distribution of Fbp1 at the ultrastructural level by immuno-T EM . 678
As actin patch polymer iz ation is require d for the deliver y of cargo to the vacuole in the
Vid pathway, distribution of Vid vesicles con taining cargo and actin patches can be e xamined b y
actin staining (with phalloidin conjuga ted to rhodamine) using fluorescen ce microscopy. 678 The
distribution of GFP tagged protein and ac tin is exa mined by fluorescent microscop y . GFP - Vid24,
Vid30-GFP and Sec28-GFP colocalize with actin during prolonged glucose starvation and for up
to 30 min following g lucose replenishment in wild-t y pe cells; however, colocalization is less
obvious by the 60 min time point. 675, 678
d. Animal mitophagy and pe xophagy . There is no consensus at the present time with regard to
the best method for monitoring mitophag y in animals . As with any or g anelle-specific form of
autophagy, it is necessary to demonstrate: i ) increased leve ls of autophago somes containing
mitochondria, ii) maturation of these autophagosomes to culminate with mitochondrial
degrada tion, which can be blocked b y spe cific inhibitors of autophagy or of l y sosom al
degrada tion, and iii) whe ther the c hanges are due to selective mitopha gy or incre ased
mitochondrial degradation during generalized autophagy. Techniques to address each of these
points have been reviewed. 40 , 681
Ultrastructura l anal y sis at earl y ti me points can be used to establish selective mitophagy,
although a maturation inhibitor ma y be n ee ded to trap early autophagosomes with recognizable
cargo ( F ig. 20 ). Dep ending on the use of specific imaging techniques, dyes for living cells or
antibodies for fixed cells have to be c hosen. In any case, transfection of the autophagosomal
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marker GFP-LC3 to monitor the initiation of mitophagy , or RFP- L C3 to assess mitophag y
progression, and visualization of mitochondria ( independent of their mitochondrial membrane
potential) makes it possible to determine the association of these 2 cellular components.
Qualitatively , t his ma y appear as fluorescence colocalization or as ring s of GFP -LC3
surrounding mitochondr ia in higher resolution images. 682 , 683 For live cell imag ing microscop y ,
mitochondria should be labeled by a matrix -targeted f luorescent protein transfection or by
mitochondria-specific dies. When using matr ix -targe ted fluorophores for certain cell lines (e.g.,
SH -SY5Y), it is important to allow at le ast 48 h of transient expression for sufficie nt
targeting /import of mitochondrial GFP/RFP prior to anal y zin g mitophagy. Among the
MitoTracker probes are lipophi lic ca tions that include a chloromethyl group and a fluorescent
moiety. They concentrate in mitochondria due to their negative charge a nd react with the r educed
thiols present in mitochondrial matrix proteins. 684 - 686 After this rea ction the probe can be fixed
and remains in the mitochondria independe nt of alt ere d mitochondrial function or mitochondrial
membrane potential. 686 - 688 This method can thus be used whe n cells remain healthy as the dye
will remain in the mitochondria and is re tained after fixation, although, as s tated above ,
accumulation is depe ndent on t he membra ne potential. Antibodi es that specifica ll y reco gnize
mitochondrial proteins such as VDAC, TOM M 20 or COX4I1 (cy tochorome c oxidase subunit
IV isoform I ) may be used to visualiz e mitochondr ia in immunohistochemical experimental
procedures. 689 , 690 I n neuronal cells, stabilized PINK1 on the mitochondrial outer membr ane that
accumulates in response to certa in forms of acute mitochondrial damage is also a useful ma rker
because it differentiates betwee n h ealthy mitochondria a nd those that have lost their membrane
potential. Redistribution of ca rdiolipin to the outer mitochondrial membrane acts as an
elimination signal for mitophagy in mammalia n ce lls, including primary neurons, and an
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ANXA5 binding assa y fo r externalized cardiolipin can also be considered a good marker for
damaged mitochondria and earl y mitopha gy. 125 Coloca lization analyses of mitochondria and
autophagosomes provide an indication of the degree of autophagic sequestration. T EM can be
used to demonstrate the presence of mitoc hondria within autophagosomes (referred to as
mitophagosomes during mitophagy), a nd this can be coupled with bafilomycin A 1 tre atment to
prevent fusion with the ly sosome. 40 To quantify early mitophag y , the p ercentage of LC3 puncta
(endogenous, RF P- or G FP-L C3 puncta) that colocalize with mitochondria and the number of
colocalizing LC3 punc ta per cell — as assessed b y confocal microscop y — in response to
mitophagic stimuli can be employ ed as well. I n addition, the percentage of lysosome s that
colocalize with mitochondria ca n be used to quantif y l ysosomal-mediated d elivery of
mitochondria. Overall, it is important to quantif y mitophag y at various st ag es (initiation,
progression, and late mitophag y ) to identif y sti muli that elicit this process. 691, 692
The fusion process of mitophagosomes with hydrolase-containing l y sosom es represents
the next step in the degradation process. To monitor the a mount of fused organelles via live cell
imaging microsc op y , Mit oTracker® Green FM and Ly soTracker® Red DND-99 ma y be used to
visualize the fusion process ( Fig. 21 ). Inde pendent of the cell-t y pe specific concentration used
for both dy es, we recommend ex chang ing MitoTracker® Green FM with normal medium
(prefera bl y phenol-free and CO 2 independent to reduce unwanted autofluorescence) after
incubation with the dy e, whereas it is best to maintain the LysoTracker® Red staining in the
incubation medium during the acquisition of images. Given that these f luor esce nt d y es are
extremely sensitive to photobleaching, it is critical to pe rform live cell mitophagy ex periments
via confocal microscopy , preferabl y b y using a spinnin g disc c onfocal microscope for long-term
imaging e xperiments. For imm uncy tochemical experiments, antibodies specific for
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mitochondrial proteins and an antibody against LAMP1 (lysosomal-associated membrane protein
1 ) can be used. Overlapp ing signa ls appear as a m erged c olor and can be used as indicators for
successful fusion of autophagosomes that contain mitochondria with l y soso mal structures. 693 To
measure the correlation between 2 variables by imaging techniques, such as the coloca lization of
2 differe nt stainings, we recommend some form of correlation anal y sis to assess the value
corre lating with the stren gth of the association. This may use, for example, Image J softwa re, or
other coloca lization scores that can be derived from consideration not onl y of pixel
colocalization, but also from a determina tion that the structures have the appropriate shape.
During live-ce ll imaging, the 2 structures (autophagosome s and mitochondria) should move
together in more than one fra me. Mitophag y can also be quantitatively monitored using a
mitochondria-targe ted version of the pH- dependent Keima protein. 694 The pe ak of the excitation
spectrum of the protein shifts from 440 nm to 586 nm when mitochondria are delivered to ac idic
lysosomes, which allows ea s y quantification of mitophagy ( Fig. 22 ). However, it should be
noted that long e xposure ti me of the spe cimen to intense laser light lead to a similar spectra l
change. Finally, a mitochondrially-targeted version of the tandem mCherry-GFP fluorescent
reporter (see Tandem mRFP/mCherry-GFP fluorescence microscopy ) using a targeting sequence
from the mitochondrial membrane protein FIS1 302 ,695 can be used to monitor mitophagy f lux . 695
The third and last step of the degra dation process is the monitoring of the amount of
remaining mitochondria b y anal y zin g the mitochondrial mass. This final step provides the
opportunity to deter mine the efficienc y of degradation of d y sfun ctional, aged or impaired
mitochondria. Mitochondrial mass ca n either be measured by a FACS technique using
MitoTracker® Green F M or MitoTracker Deep Red FM , 686 on a single cell basis, by either live
cell imag ing or immunc ytoche mistry (using antibodies specifically raised aga inst different
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mitochondrial proteins ) . Alternativel y , mi tochondrial content in re sponse to mitophagic stimuli
(in the presence a nd absence of autophag y inhibitors to assess the contribution of mitophag y ) in
live or fixed cells can be quantified at the single cell level as the perce ntage of c y tosol occupi ed
by mitochondrial-specific fluorescent pixels using NIH I mageJ. 692 I mmunoblot analysis of the
levels of mitochondrial proteins from different mitochondrial subcompar tments is valuable for
validating the data from FACS or microscopy studies , and it should be noted that outer
mitochondrial membrane proteins in particular can be degra ded b y the proteasome, especiall y in
the context of mitochondrial depolarization. 696,697 EM can a lso be used to verif y loss of entire
mitochondria, and PCR (or fluorescence microsc op y ) to qu antif y mitochon drial DNA (mtDNA) .
A reliable e stimation of mtDNA can be performed b y r eal -time PCR of the MT -ND2
(mitochondrially encoded NADH dehydrogenase 2) gene expressed as a ra tio of mtDNA:nuclear
DNA by normalizing to that of TERT ge nomic DNA. 698 The spectrophotometric measurement of
the activity of CS (citrate s y nthase), a mitochondrial matrix enz y me of the Krebs cy cle , which
remains hig hl y constant in these organelles and is considered a reliable marker of their
intracellular content, can also be used to estimate the mitochondrial mass . 698
In addition to monitoring the steady state levels of different steps of mitophagy — whe ther
by single-cell ana l y ses of L C3 mi tochondrial c olocalization or b y immunobl otting for
mitochondrial markers — investig ation of the mitophag ic flux is needed to determine whether
mitophagy is impaired or ac tivated in response to stimuli, and at which steps . Therefore,
appropriate trea tment (pharmacological or siRNA- mediated knoc kdown of ATG genes) ma y b e
applied to preve nt mitoc hondrial degra dation at dist inct steps of the proce ss. A re cent method
using flow cy tometr y in combination with autophagy and mitopha gy inhibitors has been
developed to determine mitophagy flux using MitoTrac ker probes. 686
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which appear ne xt to the sperm DNA, membranous organelles and mitochondria (labeled with
CMXRos or mitochondria-targeted GFP) within 15 to 30 min post -fertilizat ion, can be used to
verify the a utopha g ic nature of the degradation. TEM can a lso be utilized to demonstrate the
presence of mitochondr ia within autophagosomes in the early embry o.
Conclusion : There are many assays that can be used to monitor specific t ype s of
autophagy, but ca ution m ust be used in choosing an appropriate marker(s). The potential role of
other degradative pa thways for an y individual organelle or cargo marker should be conside red,
and it is advisable to use more than one marker or technique.
g. Chlorophagy . Besides functioning a s the primar y energy suppliers for plants, chloroplasts
repre sent a major source of fix ed c arbon and nitroge n to be remobilized from senescing leaves to
storage orga ns and newl y de veloping tissues. As such, the turnover of these organelles has long
been considered to occur via an autophagy-type mecha nism. But, while the detection of
chloroplasts within autophag ic bod y-like vesicles or within vacuole-like compartments has been
observed for decades, only recentl y has a direct connection between chloroplast turnover and
autophagy be en made through the anal y sis of atg mutants combined with the use of fluorescent
ATG8 reporters. 733 , 734 I n fact, it is now clear that chlorophagy, the selective degradation of
chloroplasts by macroautophagy, can occur via several routes, including the encapsulation of
whole chloroplasts, or the budding of chloroplast material into small distinct autophag ic vesicles
called Rubisco-containing bodies ( RCBs) and ATI1 plastid-associated bodes (ATI-PS), which
then transport chloroplast carg o to the vacuole. 733 ,735 Chloroplasts produce long tubes called
stromules that project out from the org anelles outer membrane. Recent studies su ggest that
stromules are part of the chlorophagy process, b y which the stromule tips presumably containing
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unwanted or damaged chloroplast material are e ngulfed by autophagic membranes using
ESCRT I I endoc y totic m achinery that de pends on ATG8. 736 The appeara nce of RCBs is tig htl y
linked with leaf carbon status, indicating that chlorophagy through RBCs represents an important
route for recy cling plant nutrients provided in plastid stores.
h. Chromatophagy . Autophagy has been known for its pro-survival role in cells under
metabolic stress and other conditions. However, excessively induced autophagy ma y be
cy totoxic and ma y lead to cell death. Chromatophagy (chromatin-specific autophagy)
comes into view as one of the autophag ic responses that can contribute to cell death. 737
Chromatophagy can be seen in cells during nutrient depletion, such as arginine starvation,
and its phenotype consists of giant-autophagosome formation, nucleus membrane rupture
and histone-associa ted-chromatin/DNA leakage t hat is capture d b y autophagosome s. 737
Arginine starva tion can be achieved b y adding PA DI ( peptid y l arginine deiminase) to
remove arginine from c ulture medium, or b y using arginine-dropout medium. The
degrada tion of leaked nuclear DNA/chromatin can be observed b y fluorescence
microscopy ; with GFP- LC3 or anti-L C3 antibod y , and Ly soTracker Red o r anti-LAMP1,
multiple giant autophagosomes or autoly sosomes containing leaked nu clear DNA can be
detected. I n addition, the chromatophagy-related autophagosomes also contain parts of
the nuclear outer-membr ane, including NUP98 (nucleoporin 98kDa), indicating that the
process involves a fusion event. 737
i. Ferritinophagy. This is a selective f orm of autophag y that functions in int ra cellular iron
processing. 738 I ron is recruited to ferritin for storage and to prevent generation of free radical
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iron. 739,740 To release iron from ferritin, the iron bound form is sequestered withi n an
autophagosome. 741 Fusio n with a ly sosome leads to breakdown of ferritin and release of iron.
Further more, iron can be acidified in the l y sosome, convertin g it from an inactive state of Fe +3 to
Fe +2 . 742,743 I ron can be detected in the autol y sosom e via TEM. 742 Coloca lization of iron with
autolysosomes may also be determined utiliz ing calce in AM to tag iron. 742 ,744 NCOA4 is a ca rgo
rece ptor that recruits ferrit in to the autophag osome. 7 38
j. Lipophagy . The spec ific macroautophagic degradation of lipid droplets represents another type
of selective autophagy. 745 L ipoph ag y requir es the core a utophagic machiner y and can be
monitored by f ollowing trigl y ceride content, or total lipid levels using B ODIPY 493/503 or HCS
LipidTOX neutral lipid stains with fluoresc ence microscopy, c ell staining with Oil Red O, the
cholesterol dye f ilipin III,{[ Koenig, 2015 #3509} or ideally label-free techniques such as CARS
or SRS microscopy. BODIPY 493/503 should be used with caution, however, when performing
costains (especially in the green and red spectra) because this commonl y u sed fluorescent marker
of neutral lipids is highly susceptible to bleed- th rough into the other fluorescence channels
(hence often y ielding false positives), unlike the LipidTOX stain that has a narrow emission
spectrum. 746 TEM ca n also be used to monitor lipid dro plet size and number , as well as lipid
droplet-associa ted double-membrane structures, which cor respond to autophagosomes . 7 45,747,7 48
The master transcriptional reg ulator of autophag y TFEB positively regulate s lipophagy and
promotes fatty acid -oxidation, thus providing a regulatory link betwee n different lipid
degrada tion pathwa y s. Accordingl y , TFEB overexpression rescues fat accumulation and
metabolic sy ndrome in a diet -induced model of obesit y . 749 ,7 50 The reg ulation of expression of
lipid droplet reg ulators (s uch as the perilipin family ) and of autophag y ada ptors (such as the
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T BC 1D1 famil y ) during starvation and disease is one of several areas in this topic that deserves
further e xploration. 751 -753
Cautionary notes: Wit h rega rd to changes in the cellular neutra l lipid content, th e
presence and potential activation of cy toplasmic lipases that are unrelated to l y sosomal
degrada tion must be considered.
k. Intraplastidial a utophagy . Intraplastidial autophagy is a process whereby plastids of some cell
types adopt autophagic functions, eng ulfin g and digesting portions of the cy toplasm. These
plastids are character ized b y formation of invaginations in their double -membrane envelopes that
eventually generate a cy toplasmic compartment within the plastidial stroma, isolated from the
outer cytoplasm. W. Nagl (1977) coined the term plastolysome to define this special plastid
type. 754 I nitiall y , the engulfed cytoplasm is identical to the outer cy topl asm, containing
ribosomes, vesicles and even larg er organelles. Lytic activity was demonstrated in these plastids,
in both the cy toplasmic compartment and the stroma. Therefore, it was sugg ested that
plastolysomes digest themselves toge ther with their c y topl asmic c argo, and transform into lytic
vacuoles. Intap lastid ial autophagy h as been reported in plastids of suspensor cells of Phaseolus
coccineus 754 a nd Phaseolus vulgaris , 755 where plastids transfor med into autophag ic vacuoles
during the senescence of the suspensor. This proce ss was also demonstrated in petal cells of
Dendrobium 756 and in Br assica napus microspores experimentally induce d towards
embry ogenesis. 757 All these reports established a clear link between these plastid transformations
and their engagement in autophagy. At pre sent, descriptions of this process are limited to few,
specialized, plant cell ty pes. However, pictures of cytoplasm-containin g plastids in other plant
cell ty pes have been occasionall y publi shed, although the authors did not make a n y mention of
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this special plastid type . For example, pictures ha ve bee n published of ferti le and Og u-INRA
male sterile tetra ds of Br assica napus where a few plastids contain round compartments filled
with cytopla sm, 758 and of Phaseolus vulgaris root cells where some plastids contained cy toplasm
portions. 759 Possibly , this process is not as rare as initially thou ght, but auth ors have only paid
attention to it in those cell type s where it is particularly frequent.
l. RNA-silencing components. Several components of the RNA-silencing machinery are
selectively deg raded b y autophagy in different organisms. This was first shown for the plant
AGO1 /ARGONAUTE1 protein, a ke y compon ent of the Arabidopsis RNA-induced silencing
complex (RISC) that af ter ubiquit in ation by a virus encoded F-box protein is targeted to the
vacuole. 760 AG O1 colocalizes with Arabidopsis A TG8a-positive bodies a nd its degradation is
impaired by various drugs such as 3-MA and E64d, or in Arabidopsis mutants in which
autophagy is compromised such a s the TOR-overex pressing mutant line G548 or the atg7-2
mutant allele (P. Genschik, unpublished data). Moreover, this pathwa y also degrade s AGO1 in a
nonviral context, especially whe n the production of miRNAs is im paire d. In m ammalian c ells,
not only the main miRNA effec tor AGO2, but also the miRNA -proce ssing enz y me DICER1, is
degrade d as a miRNA- free e ntit y b y selective aut ophagy . 761 Chemical inhibitors of autophagy
(bafilomy cin A 1 and chloroquine) and, in He L a cells, deplet io n of key autophagy components
ATG5, ATG6 or ATG7 using short interfering RNAs, blocks the degradation of both proteins.
Electron microsc op y sho ws that D I CER1 is associ ated with membrane-bound structures having
the hallmarks of a utophagosomes. Moreover, the selectivit y of DICER1 and AGO2 degrada tion
might depend on the autophagy receptor CA LCOCO2/NDP52, at least in these cell types.
Finally , in C. elegans , A IN-1, a homolog of ma mmalian TNRC 6A/GW182 that intera cts with
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AGO and media tes silencing, is also degraded by autophagy. 762 AI N -1 colocalizes with SQST -1
that acts as a receptor for autophag ic degradation of ubiquit in ated protein agg regates and also
directly interacts with Atg8/LC3 contributing to cargo specificity.
m. Xe nophagy . The macroautophag y pathway has emerge d as an important cellular factor in
both innate and ada ptive immunit y . Man y in vitro and in vivo studies have demonstrated tha t
ge nes encoding macroautophagy components are required for host defense against infe ction b y
bacteria, parasites and viruses. Xenophagy is often used as a term to de scribe autophag y of
microbial pathogens, mediating their capture and deliver y to lysosomes for degrada tion. Since
xenophagy presents an immune defense, it is not surpr ising that microbial pathogens have
evolved strategies to overcome it. The inte ractions of such pathogens with the autophag y s ystem
of host cells are complex and have been the subject of several excellent reviews. 1 05-110, 763 - 768
Here we will make note of a f ew ke y consid erations when study ing interactions of microbial
pathogens with the autophagy system. Importantly, autophagy should no long er be considered as
strictly antibacter ial, and several studies have described the fact that autophagy ma y serve to
either re strict or promote bacterial replication both in vivo 769 and in vitro (reviewe d in refs.
770,771 ) .
LC3 is commonly used as a marker of macroautophagy. However, studies have
established that L C3 can promote phagosome maturation independentl y of macroa utophag y
through LC3-associated phag oc y tosis (see cautionar y notes in Atg8/LC3 detection and
quantification and Noncanonical use of autophagy-related proteins ). Other studies show that
macroautophagy of Salm onella Typhimurium is depende nt on Atg9, an essential
macroautophagy gene, whereas LC3 recruitment to bacteria does not require Atg9. 772 I n contrast,
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macroautophagy of these bacteria requires either gl y can-dependent binding of galectin-8 to
damaged membranes and subsequent recruitme nt of the cargo receptor CALCOCO2/NDP52 773
or ubiquitination of target proteins (not y et identifi ed) and recruitme nt of 3 ubiqui tin-binding
rece ptor proteins, SQSTM1, 774 CAL C OCO2/ NDP52 775 and OPTN. 776 Therefore, the c urrentl y
available criteria to differentiate L AP from macroautophagy include: i) LAP involves L C 3
recruitment to ba cteria in a manner that requires reactive ox y gen species (ROS) production b y an
NADPH oxidase. I t should be noted that most cells express at least one member of the NADPH
oxidase (also known as NOX) famil y . Targeting expression of the common p22 p hox subunit is an
effective way to disrupt t he NOX NADPH oxidases. Scavenging of ROS by antioxidants such as
resveratrol and a lpha-toc opherol is also an e ffective wa y to inhibi t L AP. In contrast, N-
acetylcysteine , which raises cellular glutathione levels, does not inhibit LAP. 777 ii)
Macroa utopha gy of bacteria requires A TG 9, while L AP apparently does not. 772 iii) L AP involves
single-membrane structures. For L AP, CLEM (with L C3 as a marker) is expected to show
single-membrane structures that are LC3 + with LAP. 1 53 I n contrast, macroautophagy is expected
to genera te double-memb rane structures surrounding cargo (which may include single me mbrane
phag osomes, giving rise to triple-membrane struct ures 772 ). I t is anticipated t hat more spec ific
markers of LAP will be identified as these phagosomes are further characterized.
Nonmotile Listeria monocytogene s can be tar g eted to double-membrane autophagosomes
upon antibiotic treatment, 778 which indicates that macroa utophagy serves as a cellular defense to
microbes in the cytosol. Howe ver, subsequent studies have revealed that macroa utopha gy can
also target pathoge ns within phagosomes, damaged phagosomes or the c y tosol. Therefore, when
studying microbial interactions by EM , man y structures can be visualized, with any number of
membranes encompassing microbes, all of which may be LC3 + . 779 As discussed above , single-
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membrane struc tures that are LC3 + ma y arise through LAP, and we cannot rule out the
possibilit y that both LAP and ma croautophagy may operate at the same time to target the same
phag osome.
Viruses can also be targeted by autophagy, a nd in turn can act to inhibit autophagy. For
example, infection of a cell by influenza and dengue viruses 780 or enforced expression of the
hepatitis B virus C protein 781 have profound consequences for autophagy , as viral proteins such
as NS4A stimulate autophagy and protect the infected cell against apoptosis, thus exten ding the
time in which the virus can replica te. C onverse l y , the HSV I CP34.5 protein inhibits autophagy
by targeting BECN1 . 782 While the impact of I C P34.5’s targeting of BECN1 on virus re plication
in cultured permissive cells is minimal, it has a significant impact upon pathoge nesis in vivo,
most likel y throu gh interfering with activation of CD4 + T ce lls , 783,784 and throug h cell-intrinsic
antiviral effects in neur ons. 785 Also, viral B CL 2, encode d b y la rge DNA viruses, are able to
inhibit autophagy interacting with B ECN1 515 through their BH3 homolog y domain. An e xample
of these include murine herpes virus 68, 786 Kaposi sa rcoma herpes virus and African swine fever
virus (ASFV) vB CL 2 homologs. 787 ASFV e ncodes a protein homologous to HSV I CP34.5 ,
which, similar to its herpes virus counterpart, inhibits the ER stress response ac tivating
PPP1/protein phosphatase1; however, in contrast t o HSV I CP34.5 it does n ot interact with
BECN1. ASFV vB CL 2 strongl y inhibits both autophagy (reviewed in ref. 788 ) and apoptosis. 789
HIV utilizes the initial, nondegr adative stages of autophagy to promote its replication in
macrophages. In a ddition, the H I V-1 protein Nef acts as an anti-autopha gic maturation fa ctor
protecting the virus from degradation b y ph ysically blocking BECN1. 790 -792 Autophagy
contributes to limiting viral pathoge nesis in H I V- 1 nonprogre ssor-infected pat ients by targeting
viral components for degradation. 793
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Care must be take n in determining the role of autophagy in virus replica tion, as some
viruses such as vaccinia use double-membrane structures that form independent ly of the
autophagy mac hiner y . 794 Similarly , d engue virus replication, which a ppears to inv olve a double-
membrane c ompartment, require s the ER rather than autophagosomes, 795 where as coronaviruses
use a nonlipidated version of L C3 (see Atg8/LC3 detection and quantification ). 161 Yet another
type of varia tion is seen with hepatitis C virus, which requires BECN1, ATG4B, ATG5 and
ATG12 for initiating replication, but does not require these proteins once an infection is
established. 79 6
Finally , it is important to realize that there ma y be other macroautophag y -like pathways
that have yet to be characterized. For example, in response to cytotoxic stress (treatment with
etoposide), autophag osomes are formed in an A TG 5- a nd A TG 7-independent manner. 25 While
this does not rule out involvement of other macroautophagy reg ulators/components in the
formation of these autophag osomes, it does establish t hat the c anonical macroa utophag y p athway
involving L C3 conjugation is not involved. I n contrast, R AB 9 is required for th is alternative
pathway, potentially providing a useful marker f or anal y sis of these structures. Returning to
xenophagy, M. tuberculosis can be targeted to autophag osomes in an A TG 5-independe nt
manner. 797 F urthermore , up to 25% of intracellular Salmonella typhimurium are observed in
multi-lamellar membrane structures re sembling autophagosomes in Atg5 -/- MEFs. 774 These
findings indicate that an alternate macroautophagy pathwa y is relevant to host -pathogen
interactions. Moreover, differe nces are observed that depend on the cell type being studied.
Yersinia pseudotuberculosis is targeted to autophag osomes where the y c an replicate in bone
marrow-derived macrophages, 798 where as in RAW264.7 and J774 cells, bac teria are targeted
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both to autophagosome s, and L C 3-negative, single-membrane vacuoles (F. Lafont, personal
communication).
One key c onsideration has recentl y em erge d in stud y in g xenophagy. Whereas the basal
autophagy flux in most cells is essential for their survival, infectin g pathogens can selectivel y
modulate antibacter ial autophag y (i.e., x enophagy) without influencing basal autophagy. This
may help pathogens en sure prolonged cellular survival. Thus, in the case of xenophag y it would
be prudent to monitor substrate ( pathogen)-specific autopha gy flux to understand the true nature
of the perturbation of infecting patho g ens on autophag y (D Kumar, personal communication).
Further more, this consideration particularl y limits the sensitivity o f LC3 w estern blots for use in
monitoring autophagy regulation.
n. Zymophagy . Zymophagy Zy mophagy refers to a specific mechanism of crinophag y (i.e.,
selective degrada tion of secretor y gra nules b y autophag y ) , which eliminates pancreatitis -
activated zy mogen granules in the pancreatic acinar c ells and, thus, prevents deleterious effect s
of prematurely activated and intracellularly released proteoly tic enz y m es, when impairment of
secre tor y function occurs. 7 99 Therefor e, z y mopha gy is considered to be a protective mechanism
implemented to sustain secre tor y homeosta sis and to mitigate pancreatitis. Crinophagy
processing of secre tor y granules similar to the defined z ymophagy was reported in activated
secre tor y P aneth cells of the crypts of Lieberkuhn in the small int estine. 800 Note that one of the
major functions of Paneth cells is to prevent translocation of intestinal bacteria by secreting
hydr ol y tic enz y mes and antibac terial peptides to the crypt lumens. The presence of similar it y in
mechanisms of degrada tion of secretor y granules in these 2 different t y pes of secretory cells
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b. The human autophagy database (HADb). The human autophagy database, developed
in the La borator y o f Experimental Hemato-Oncol ogy (Luxembourg), lists over 200
human genes/proteins related to autophagy . 545 These entries have been manually
collected from the biomedica l literature and other online resources 545 and there is
curre ntl y no information that the initiall y publishe d list has been fur ther updated. For
each gene there e xists information on its s equence, transcripts and isofor ms (including
exon boundaries) as we ll as links to ex ternal re sources. HADb provides ba sic search and
browsing functionalities and is publicly available online at the URL http://autophag y .lu/ .
c. The Autophagy Database. The Autophagy Database is a multiface ted online resource
providing infor mation for proteins related to autophag y and their homologs across several
eukaryotic species, w ith a focus on functional and structural data. 1298 It is deve loped b y
the National Institute of Genetics (Japan) under the Targeted Proteins Research Program
of the Ministry of E ducation, C ulture, Sports, Scienc e and Technology (MEXT)
(http://www.tanpaku.org/). This resource is regularly upda ted and as of August 2014
contained information regarding 312 reviewed protein entries; when additional data
regarding orthologous/homol og ous proteins from more than 50 eukaryotes is considered,
the total number of entries rea ches approximatel y 9,000. In addition to the browse
functionalities offe red under the “Protein List” and the “Homologs” menus, an instance
of the NCBI -B LAST softwa re facilitates se quence -base d queries against the database
entries. Moreover, interested users ma y download the gene list or the a utophag y dump
files licensed under a Creative Commons Attribution-ShareAlike 2.1 Japan L icense. The
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Autophagy Database is p ublicly available online at the URL
http://www.tanpaku.org /autophag y /ind ex.html .
d. The Autophagy Regulatory Network (ARN). A recent addition to the web -based
resources re levant to autophag y research is the A utophagy Reg ulator y Network (ARN),
developed a t the Eötvös Loránd Universit y and Semmelweis Universit y (Hungary) in
collaboration with the I nstitut e of F ood Research and The Ge nome Anal y sis Centre
(TGAC, United Kingdom). Maintanence and hosting the ARN resource is sec ured at
TGAC until at least 2019. ARN is an integrated systems-level resource aiming to collect
and provide an interac tive user interface enabling access to validated or pre dicted protein-
protein, transcr iption factor -gene and miRNA-mRNA interactions related to autophag y in
human. 1299 ARN contains data f rom 26 resources, including an in-house extensive
manual cura tion, the dataset of the Ch I P -MS stud y of B ehrends et al., 416 ADB and ELM.
As of June 2015, a total of more than 14,000 proteins and 386 miRNAs are included in
ARN, including 38 core autophagy prote ins and 1 13 predicte d regulators. Importantl y , all
autophagy-related pro teins are linked to major signaling pathwa y s. A flex ible — in terms
of both content and for mat — download functionalit y enables users to locally use the ARN
data under the Creative Commons Attribution-NonCommercial-ShareAlike 3.0 Unported
License. The autophag y reg ulator y network resource is publicly available online at the
URL http://autophagy-regulation.org.
e. Prediction of Atg8-fam ily interacting proteins . Being centra l components of the
autophagic core mac hiner y , Atg8-famil y members (e.g., LC3 and GABARAP in
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mammals) and their interactome ha ve attracted a lot of interest. 416 ,130 0,1301 Dur ing the last
decade, a number of proteins have been shown to intera ct with Atg8 homologs via a short
linear peptide; depending on conte xt, different research groups have described this
peptide as the LC3-interacting region (LIR) 276 , the L C3 recognition sequence (LRS) 591 ,
or the Atg8-fa mil y interacting motif (AIM) 13 02 . Rec ently, two independe nt efforts
resulted in the first online a vailable tools for identification of these motifs (LIR-motifs
for brevity) in c ombination with ot her se quence features, which may sig nif y inte resting
targets for f urther validation.
f. The iLIR server. The iLIR server is a spec ialized web server that scans an input
se quence for the presence of a degenerate version of LI R, th e extended LIR -motif
(xLI R). 13 03 Currently , th e server also reports additional matches to the “canonical” LIR
motif (WxxL), de scribed b y the simple regular e xpression x(2) -[WFY]-x(2)-[ LI V].
Kalvari and colleag ues have also compiled a position -spec ific scoring matrix (PSSM)
based on validated insta nces of the LIR motif, demonstrating that many of the fa lse
positive hits (i.e., spurious matches to the xLIR motif) a re eliminated when a PSSM score
>15 is sought. In addition, iLI R also overla y s the afore mentioned results to segments t hat
reside in or are a djacent to disordered regions and are likel y to form stabiliz ing
interactions upon binding to another g lobular protein as predicted by the ANCHOR
package. 1304 A combination of a n x L IR matc h with a high PSSM score (>13) and/or an
overlap with an ANCHOR segment is shown to give re liable predictions. 1 303 It is worth
mentioning that, intentionally , iLIR does not provide explicit predictions o f functional
LI R-motifs but rather displa y s all the above information accompanie d b y a graphical
259
depiction of query matches to known protein domains and motifs; it is up to the user to
interpret the iLI R output. As mentioned in the original iLIR publication, a limitation of
this tool is that it does not handle any non-canonical LIR-motifs at present. The iLIR
server is jointly developed b y the Univ ersity of Warwick and Universit y of C y prus and is
free l y available online at the URL http://repeat.biol.ucy.ac.cy /iLIR.
g. The Eukaryotic Linear Motif resource (ELM) . The Euka ryotic Linear Motif resource
(EL M) 13 05 is a g eneric resource f or examining functional sites in proteins in the form of
short linear motifs, which have been manually c urated from the literature. Sophisticated
filters based on known (or predicted) query fea tures ( such as taxonomy, subcellular
localization, structural context) are used to nar row down the results lists, which can be
very long lists of potential matches due to the short lengths of ELMs. This resource has
incorporated 4 entries related to the LIR-motif (si nce May 2014;
http://elm.eu.org/infos/news.html), while another 3 are being evaluated as candidate ELM
additions ( Table 3 ). Again, the EL M resource displays matches to any motifs and users
are left with the decision as to which of them are worth studying further. ELM is
developed/maintained by a consortium of Eur opean groups coordinated b y t he European
Molecular Biology Laboratory (EMBL) and is freely available online at the URL
http://elm.eu.org.
Conclusions and future perspective s
There is no que stion that research on the topic o f autophagy has expanded dramaticall y since the
publication of the first set of guidelines. 1 To help keep track of the field we have published a
260
glossary of autophag y -related molecules and processes , 1306,1307 and now incl ude the glossary as
part of these g uidelines.
With this continued influx of new researchers we think it i s critica l to try to def ine
standards for the field. Accordingly, we have highlighted the uses and ca veats of an expanding
set of rec ommended methods for monitoring macroautophag y in a wide range of s y stems ( Table
4 ). I mportantl y , inv estigators need to determine whether the y a re evaluating lev els of early or
late autophagic c ompartments, or autophagic f lux. I f the question being asked is whether a
particular condition change s autophagic flux (i.e., the rate of delivery of autophagy substrates to
lysosomes or the vacuole, followed b y degradation), then assessment of steady state levels of
autophagosomes (e .g., b y c ounting GFP-LC3 puncta, monitoring the amount of LC3- II without
examining turnover, or by sin g le time point electron micrographs) is not sufficient as an isolated
approac h. I n this case it is also necessar y to directly measure the flux of autophag osomes and/or
autophagy cargo (e .g., in wild -ty pe cells compared to autophagy-deficient cells, the latter
ge nerated b y treatment with an autophag y inhi bitor or re sultin g from A TG ge ne knockdowns).
Collectively, we strongl y recommend the use of multiple assay s whenever possible, rather than
rely ing on the results from a single method.
As a final re minder, we stated at the beginning of this article that this set of g uidelines is
not meant to be a for mulaic compilation of rules, beca use the appropriate assays depend in par t
on the question being ask ed and the sy stem being used. R ather , these guidelines are presented
primarily to emphasize ke y issues th at need to be addre ssed such as the differenc e between
measuring autophagy components, and flux or substrate c learance; the y a re not meant to
constrain imaginative a pproaches to monitorin g autophagy . I ndeed, it is hoped that new methods
for monitoring a utopha gy will continue to be developed, and new findings may alter our view of
261
the current assays. Similar to the proc ess of autophag y , this is a dyna mic field, and we need to
remain flexible in the standards w e apply.
Acknowledgments
In a ra pidl y expanding and highl y d yna mic field such as autophagy, it is possible that some
authors who should have been include d on this manuscript have been missed. D.J.K. ex tends his
apologies to researc hers i n the field of autophagy who, due to oversight or any other reason,
could not be included on this manuscript. This work was supported in part by National Institutes
of Health, including Public Health Service gra nt GM053396 to D.J .K. Due to space and other
limitations, it is not possible to include all other sources of financ ial support.
262
Table 1. Genetic and pharmac ological regulation of autophagy.
1
Method Comments
1. 3-methy ladenine A PtdIns3K inhibitor that effectivel y blocks an early stage
of autophagy by inhibiting the class III PtdIns3K, but not a
specific a utopha gy inhibitor. 3-MA also inhibit s the class I
Ptd I ns3K and can thus, at suboptimal concentra tions in
long-term experiments, promote autophagy in some
systems, as well as affec t cell survival through AK T and
other kinases. 3-MA does not inhibit BECN1-independent
autophagy.
2. 10-NCP 10- (4′ -N-diethy lamino)but y l) -2-chlorophenoxazine; an
AKT inhibitor that induces autophagy in neurons. 1 049
3. 17- AAG An inhibitor of the HSP90-CDC37 chaperone complex ;
induces autophagy in certain sy stems (e.g., neurons), but
impairs starvation-induced autophagy a nd mitophag y in
others by promoting the turnover of ULK1. 41 0
4. Akti-1/2 An allosteric inhibitor of AKT1 and AKT2 that promotes
autophag y in B- cell ly mphoma. 1308
5. AR7 AR7 was developed as a highly potent and se lective
enhancer of CMA through antagonizing RARA/RAR α ;
AR7 is the first small molecule de veloped to selectively
1
This table is not meant to be complete, a s there are man y compounds and genetic
methods that regulate a utophag y , and new ones are being discovered routinel y .
263
stimulate CMA without affe cting
macroautophagy . 1309
6. ARN5187 Ly s osomotropic compound with a dual inhibitor y activity
against the circadian regulator NR1D2/REV-ERB and
autophag y . 1 310
7. ATG4 C74A An active site mutant of ATG4 that is defective for
autophagy. 1311
8. Bafilomycin A 1 A V-ATPase inhibitor that causes an increase in
lysosomal/vac uolar pH, and , ult imately , blocks f usion of
autophagosomes with the vacuole ; the latter ma y r esult
from inhibition of ATP2A/SERCA . Mauvezin, 20 15
#3456}
9. Calcium An autophagy activator that ca n be released from ER or
lysosomal stores under stress conditions; however, calcium
can also inhibit autophagy . 1090
10. Chloroquine, NH 4 Cl Ly s osomotropic compounds that elevate/neutralize the
ly sosomal/vacuolar pH.
11. DFMO α -difluoromethylornithine, an irreve rsible inhibitor of
ODC1 (ornithine decarbox y lase 1) that blocks spermidine
synthesis and ATG gene expression.
12. E-64d A membrane-permeable cysteine protease inhibitor that ca n
264
block the activity of a subset of l y sosom al hydrolases;
should be used in combination with pepstatin A to inhibit
lysosomal protein degradation.
13. ESC8 A cationic estradiol derivative that induces autophagy and
apoptosis simultaneousl y b y down regulating the MTOR
kinase pathway in breast cancer cells.
14. Everolimus An inhibitor of MTORC1 that induces both autophagy and
apoptosis in B-cell l y mp homa primary culture s. 1308
15. Fumonisin B1 An inhibitor of ceramide s y nthesis t hat interfere s with
macroautophagy .
16. Gene d e letion This method provides the most direct evidence for the role
of an autophag ic compon ent; howeve r, more than one gene
involved in autophagy should be targeted to avoid indi rec t
effects.
17. HMOX1 induction Mitophagy a nd the formation of iron -containing
cytoplasmic inclusions and corpora am y l acea are
accelerated in HMOX1 -transfected rat astroglia and
astrocytes of GFAP. HMOX1 transgenic mice. Heme-
derived ferrous iron and carbon monoxide, products of the
HMOX1 reaction, promote macroautophagy in these
cells. 1312-1314
18. Knockdown This method (including miRNA, RNAi, shRNA and
siRNA) can be used to inhibit gene expression and provides
265
relativel y direct evidence for the r ole of an autophagic
component. However, the efficiency of knockdown varies,
as does the stability of the targe ted protein. In addition,
more than one gene involved in autophagy should be
targeted to avoid misinterpreting indirec t effects.
19. KU -0063794 An MTOR inhibitor that binds the cataly tic site an d
activates a utophag y . 297 ,1315
20. Le upeptin An inhibitor of cy steine, serine and threonine proteases that
can be used in combination with pepstatin A and/or E- 64d
to block lysosomal protein degra dation. Leupeptin is not
membrane permea ble, so its effect on cathepsins ma y
depend on endocy tic activit y .
21. microRNA Can be used to re duce the levels of target mRNA(s) or
block translation.
22. MLN4924 A small molecule inhibitor of NAE (NEDD8 activating
enzyme); 1316 induces autophagy by blockage of MTOR
signals via DEPTOR and the HIF 1A-DD IT4/REDD1-
TSC1/2 axis as a result of inactivation of cullin-RI NG
ligases. 1317 - 1319
23. NAADP - AM Activates the lysosomal two por e channel and induces
autophagy. 1074
24. NED-19 Inhibits the ly sosomal two-pore channel and NAADP -
in duced a utophag y . 1074
272
the LI R moti f that binds
to Atg8 protein famil y
members to mediate
processes invol ved in
autophagy.
LI G_A I M
[WY]..[ILV]
Atg8-family interacting
motif (AI M) found in
Atg19, SQSTM1/ p62,
A TG 4B and
CALR/calreticulin,
involved in autophagy -
related processes.
Candidate
LI G_ LI R
WxxL or [W YF]xx[LI V]
LC3-interac ting region
(LI R) mig ht link
ubiquitinated substrates
that should be degra ded
to the autophag y -related
proteins in the
phag ophore membrane.
Candidate
LI G_GABARAP
W.FL
GABA A receptor binding
to clathrin and CAL R;
possibl y linked to
trafficking.
Candidate
273
Table 4 . Recommended methods for monitoring autophagy.
Method Description
1. Electron microsc op y Quantitative elec tron microscop y ,
immuno- TEM ; monitor autophagosome
number, volume , and content/cargo
2. Atg8/LC3 we stern blotting Western blot. The analysis is carried out in
the absence and presence of ly sosomal
protease or fusion inhibitors to monitor flux ;
an increase in the L C3- II amount in the
presence of the inhibitor is us ually indicative
of flux
3. GFP-Atg8/L C3 l y sosomal deliver y and Western blot +/- l y sosom al fusion or
proteoly sis degrada tion inhibitors; the generation of free
GFP indicates lysosomal/vac uolar delivery
4. GFP-Atg8/L C3 fluorescence microscop y Fluore scence microscop y, F ACS to monitor
vacuolar/lysosomal loca liz ation. Also,
increase in punctate GFP-Atg8/LC3 or
Atg18/WI PI , and live time-lapse
fluoresce nce microscop y to track the
dyna mics of GFP-Atg8/ LC3-positive
structures
274
5. Tandem mRFP/mCherry-GFP fluorescence Flux can be monitored as a dec rease in
microscopy, Rosella green/red (ye llow) fluorescence
(phagophore s, autophagosomes) and an
increase in red fluorescence (a utol y sosomes)
6. Autophag osome quantifi cation Flow c y tometr y
7. SQSTM1 and related LC3 binding protein The amount of SQSTM1 increases when
turnover autophag y is i nhibited and dec reases when
autophag y is i nduced , but the potential
impact of transcriptional/translational
regulation or the formation of insoluble
aggregates should be addressed in individual
experimental systems
8. MTOR, AMPK and Atg1/ULK1 kinase activity Western blot, immunoprecipitation or kinase
assa y s
9. W I P I fluor escence microscopy Quantitative fluore scence analysis using
endogenous WI PI protei ns, or GF P- or M y c-
tagged versions. Suitable for hig h -
throughput imaging procedure s.
10. Bimolecular fluorescence complementation Can be used to monitor protein-protein
interaction in vivo
11. FRET Interaction of LC3 with gang liosides to
monitor autophagosome formation
12. Transcriptional and translational regulation Northern blot, or qRT-PCR, autophagy-
275
dedicated micr oarra y
13. Autophagic protein degradation Turnover of long-lived proteins to monitor
flux
14. Pex 14-GF P, GFP-Atg8, Om45-GFP, A range of assays can be used to monitor
mitoPho8∆60 selective types of autophagy . Th ese t y pic ally
involve proteoly tic maturation of a resident
enzyme or de g radation of a chimera, whic h
can be f ollowed enz y m atically or b y western
blot
15. Autophagic sequestration assa y s A ccumulation of cargo in autophagic
compartments in the presence of ly sosomal
protease or fusion inhibitors b y bioch emical
or multilabel fluorescence techniques
16. Turnover of autophagic compartments Electron microscopy with
morphometry /stereolog y at different time
points
17. Autophagosome-l y sosome coloca lization Fluore scence microscopy
and dequenching assa y
18. Sequestration and processing assays Chimeric RFP fluorescence a nd processing,
in plants and light and electron microscop y
19. Tissue fractionation Centrifugation, western blot and elec tron
microscopy
20. Degradation of endogenous lipofuscin Fluorescence microscopy
276
277
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