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Preliminary study on the effect of an early physical therapy intervention after sentinel lymph node biopsy: a multicenter non-randomized controlled trial

Muñoz-Fernández, María Jesús; Medrano Sánchez, Esther Mª; Ostos-Díaz, Beatriz; Martín Valero, Rocío; Suárez Serrano, Carmen; Casuso-Holgado, María Jesús

Abstract

Selective sentinel lymph node biopsy (SLNB) represents a minimally invasive surgery in patients with breast cancer. The purpose of this study was to explore the possible effect of an early physiotherapy intervention for the recovery of the upper limb and the surgical scars after SLNB in comparison with usual care. A total of 40 patients were enrolled in either the control group (n = 20) or the experimental group (n = 20). The intervention group performed an early physiotherapy program based on functional exercises, scar manual therapy, and educational tips. The control group received usual care. Shoulder range of motion (ROM), grip strength, upper limb pain and disability (SPADI), scar recovery (POSAS), myofascial adhesions (MAP-BC), quality of life (EORTCQLA-BR-23) and the presence of axillary web syndrome (AWS) and lymphoedema were assessed at baseline and immediately after intervention. A follow-up period of 6 months was performed for lymphoedema surveillance. Between groups significant differences in favor of the intervention were found for ROM (r = 0.43), grip strength (r = 0.32), SPADI (d = 0.45), POSAS (d = 1.28), MAP-BC (d = 1.82) and EORTCQLQ-BR 23 general function subscale (d = 0.37) (p < 0.05 for all variables). Our results suggest that an early physical therapy program seems to be more effective than usual care in women after SLNB. However, results should be interpreted with caution and future randomized trial with a larger sample size is needed.

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International Journal of Environmental Research and Public Health Article Preliminary Study on the Effect of an Early Physical Therapy Intervention after Sentinel Lymph Node Biopsy: A Multicenter Non-Randomized Controlled Trial María Jesús Muñoz-Fernández 1,†, Esther M. Medrano-Sánchez 1,*, Beatriz Ostos-Díaz 1, Rocío Martín-Valero 2, Carmen Suárez-Serrano 1and María Jesús Casuso-Holgado 1,*,†   Citation: Muñoz-Fernández, M.J.; Medrano-Sánchez, E.M.; Ostos-Díaz, B.; Martín-Valero, R.; Suárez-Serrano, C.; Casuso-Holgado, M.J. Preliminary Study on the Effect of an Early Physical Therapy Intervention after Sentinel Lymph Node Biopsy: A Multicenter Non-Randomized Controlled Trial. Int. J. Environ. Res. Public Health 2021,18, 1275. https:// doi.org/10.3390/ijerph18031275 Received: 16 January 2021 Accepted: 23 January 2021 Published: 31 January 2021 Publisher’s Note: MDPI stays neutral with regard to jurisdictional claims in published maps and institutional affiliations. Copyright: © 2021 by the authors. Licensee MDPI, Basel, Switzerland. This article is an open access article distributed under the terms and conditions of the Creative Commons Attribution (CC BY) license (https:// creativecommons.org/licenses/by/ 4.0/). 1Department of Physiotherapy, Faculty of Nursing, Physiotherapy and Podiatry, University of Seville, C/Avicena s/n, 41009 Seville, Spain; [email protected] (M.J.M.-F.); [email protected] (B.O.-D.); [email protected] (C.S.-S.) 2Department of Physiotherapy, Faculty of Health Sciences, University of Malaga, Arquitecto Francisco Peñalosa 3, Ampliación de Campus de Teatinos, 29071 Malaga, Spain; [email protected] * Correspondence: [email protected] (E.M.M.-S.); [email protected] (M.J.C.-H.); Tel.: +34-9-5448-6521 (M.J.C.-H.); Fax: +34-9-5448-6527 (M.J.C.-H.) † These authors contributed equally to this work. Abstract: Selective sentinel lymph node biopsy (SLNB) represents a minimally invasive surgery in patients with breast cancer. The purpose of this study was to explore the possible effect of an early physiotherapy intervention for the recovery of the upper limb and the surgical scars after SLNB in comparison with usual care. A total of 40 patients were enrolled in either the control group (n= 20) or the experimental group (n= 20). The intervention group performed an early physiotherapy program based on functional exercises, scar manual therapy, and educational tips. The control group received usual care. Shoulder range of motion (ROM), grip strength, upper limb pain and disability (SPADI), scar recovery (POSAS), myofascial adhesions (MAP-BC), quality of life (EORTCQLA-BR-23) and the presence of axillary web syndrome (AWS) and lymphoedema were assessed at baseline and immediately after intervention. A follow-up period of 6 months was performed for lymphoedema surveillance. Between groups significant differences in favor of the intervention were found for ROM (r = 0.43), grip strength (r = 0.32), SPADI (d = 0.45), POSAS (d = 1.28), MAP-BC (d = 1.82) and EORTCQLQ-BR 23 general function subscale (d = 0.37) (p< 0.05 for all variables). Our results suggest that an early physical therapy program seems to be more effective than usual care in women after SLNB. However, results should be interpreted with caution and future randomized trial with a larger sample size is needed. Keywords: breast neoplasms; sentinel lymph node biopsy; physical therapy; adverse effects; tissue adhesions 1. Introduction Selective sentinel lymph node biopsy (SLNB) is considered a safe technique for axillary lymph node evaluation without the need for other more invasive techniques as, for example, axillary lymph node dissection [ 1 , 2 ]. At present, this type of surgery, in conjunction with breast-conserving surgery as well as neoadjuvant therapy, is the treatment of choice of those women diagnosed with breast cancer in earlier stages with low metastasis suspicions [ 3 , 4 ]. However, although it is a less invasive surgical intervention, negative physical consequences may follow. The scientific literature proves that after SLNB, women are at risk of development of arm lymphedema, disability of shoulder function, pain, and decreased muscle strength, and quality of life [ 5 – 7 ]. In a 1-year follow-up study, 100 negative-node SLNB patients were assessed, and half of them had pain and impaired shoulder function [ 8 ]. Glowacka et al. [ 9 ] compared the long-term sequelae after breast-conserving surgery depending on the type of axillary surgery (sentinel lymph node biopsy or axillary lymph Int. J. Environ. Res. Public Health 2021,18, 1275. https://doi.org/10.3390/ijerph18031275 https://www.mdpi.com/journal/ijerph Int. J. Environ. Res. Public Health 2021,18, 1275 2 of 13 node dissection), and their results revealed that both groups had limited range of motion of the shoulder joint, sensation disturbances and winged scapula sign. Another common condition observed after breast cancer surgery is the axillary web syndrome (AWS), which is a tense, non-erythematous painful band. It is palpable and visible under the skin and may appear from the armpit to the medial upper limb with extension to the antecubital fossa [ 10 , 11 ]. Although SLNB is linked to a lower risk of suffering AWS compared to the axillary lymph node dissection (ALND) technique, it is not free of this complication, and early post-surgical care is advisable in this population [10]. Similarly, lymphedema is still a problem in SLNB patients. A systematic review demonstrated that lymphedema is a nonnegligible complication in patients with SLNB- negative breast cancer, since the incidence of lymphedema in this population ranged from 0 to 63.4% [ 12 ]. In a 4-year follow-up, Yen et al. [ 13 ] reported that lymphedema was developed in 7% of the patients over 65 years who underwent SLNB. Surgical scars have also a negative impact on the quality of life of patients operated on breast cancer. Recently, Gass et al. [ 14 ] reported, through a national survey in the United States, that the majority of women feel negatively affected by their breast cancer surgery scars. In addition, 67% of these women did not like the scar location. Breast cancer surgery may also cause scar adhesions and fibrous tissue [ 15 ]. Myofascial techniques improved pain, mobility, and functionality related to breast surgery scar adhesions when applied from 4 months to 3 years after surgery [ 16 , 17 ], but the scientific literature about an early treatment of physiotherapy applied to the scar tissue after breast cancer surgery is limited. Several studies have indicated a negative physical impact on patients after SLNB and ALNB, and therefore, treatment to alleviate these symptoms in both types of surgery is suggested. Nevertheless, research investigating the impact of an early rehabilitation program after SLND is scarce [ 18 ]. At present, there is a previous study that shows the feasibility of the proposed intervention in a single group [19]. Due to the absence of previous research establishing whether, compared to usual care, an early physiotherapy intervention improves the recovery of upper limb and surgical scars after SLNB, the main purpose of this pilot study was to collect preliminary data on the effects of the aforementioned intervention [ 19 ] in order to plan a larger randomized controlled trial. 2. Materials and Methods 2.1. Study Design This is a quasi-experimental non-randomized controlled pilot trial. Randomization was not possible because the “Virgen del Rocio” hospital (Sevilla, Spain) offers early treatment of physiotherapy to all women who undergo SLNB, but the efficacy of this intervention has not been proven. It was therefore decided to select the control group of the nearby “De la Merced” hospital (Sevilla, Spain). The implemented study design was executed according to Consolidated Standards of Reporting Trials (CONSORT) statements [ 20 ]. All research procedures were approved by the Local Ethics Committee on Human Research (PEIBA n º 1176-N-17). The study was prospectively registered in the Australian New Zealand Clinical Trials Registry (Trial Id: ACTRN12618000719235). Informed consent was signed by all participants prior to surgical intervention, following the recommendations of the Declaration of Helsinki and the legal regulations in force in Spain regarding clinical research, especially Law 14/2007, of July 3, on biomedical research. The patients were also informed in a clear, precise, and sufficient way of all the aspects included in the study. 2.2. Participants and Setting During a period of eighteen months, participants were recruited in the two breast surgery units from the hospitals mentioned above. Inclusion criteria were as follows: (1) between 18 and 90 years old, (2) diagnosed with breast cancer, (3) intervened using the Int. J. Environ. Res. Public Health 2021,18, 1275 3 of 13 sentinel lymph node biopsy technique, (4) medical clearance of participation, (5) signed informed consent. The exclusion criteria were defined as follows: (1) history of ipsilateral cancer recurrence, (2) chronic disease or orthopaedic issues that would interfere with the ability to participate in this rehabilitation program, (3) existence of psychiatric disorders. The day before surgery, the researchers contacted in person with patients scheduled for SLNB in both hospitals, and all subjects who met the inclusion criteria were then evaluated (T0 or baseline). Subjects were then enrolled in the control group (Hospital 1) or the experimental group (Hospital 2). After surgery, patients were evaluated three times within 1 month: after hospital discharge (T1), after the stitches were taken out (T1 scar-related variables) and at the end of the intervention, or at 1 month after surgery in the case of the control group (T2). There was also a follow-up period of 6 months (T3). All evaluations were carried out by two experienced physical therapists (Table 1). Equal materials were used, and before starting the patient recruitment, several training sessions were performed. Table 1. Data collection process. T0 Evaluation T1 Evaluation T2 Evaluation 6 Months Follow-Up Upper limb function: Shoulder ROM Grip strength Upper limb pain and disability (SPADI) Quality of life (EORTCQLQBR-23) Upper limb function: Shoulder ROM Grip strength Upper limb pain and disability (SPADI) Scar-recovery outcomes:State of scar (POSAS) Tissue adhesions (MAP-BC) Quality of life (EORTCQLQBR-23) T1 measurements plus: Axillary web syndrome exploration Lymphoedema exploration Lymphoedema surveillance ROM: range of motion; SPADI: Shoulder Pain and Disability Index; POSAS: Patient and Observer Scar Assessment Scale; MAP-BC: Myofascial Adhesions in Patients after Breast Cancer tool. 2.3. Outcome Measures The primary outcome measures were upper limb function (range of motion, strength, pain and disability) and scar recovery (state of scar and myofascial adhesions). Secondary outcomes were quality of life and the incidence of axillary web syndrome and lymphedema. 2.3.1. Range of Motion (ROM) To assess mobility, we used goniometry. The goniometer is the standard measure to assess the range of motion. Subjects were asked to move their arms in flexion, extension, abduction, and internal and external shoulder rotation. Maximum ROM was considered to be 180 ◦ for movements of flexion and abduction, 45 ◦ for extension, 100 ◦ for internal rotation, and 80 ◦ for external rotation. A single index was calculated as the percentage of the global movement [21]. 2.3.2. Strength Grip strength was measured in kilograms using a calibrated hand dynamometer (JAMAR). The assessment was repeated three times with the hand of the affected side, and the average of the three tests was used for the main analysis [22]. 2.3.3. Pain and Disability To assess the pain and disability of the upper limb, we used the Shoulder Pain and Disability Index (SPADI) scale [ 23 ]. The SPADI contains 13 items that assess two domains, a five-item subscale that measures pain and an eight-item subscale that measures disability. This scale is validated in Spanish and also specifically in the breast cancer population [ 24 , 25 ]. Each scale’s item is scored by a numeric rating scale that ranges from Int. J. Environ. Res. Public Health 2021,18, 1275 4 of 13 0 (no pain/no difficulty) to 10 (worst pain imaginable/that difficult it required help). A higher score indicates greater pain-related disability. 2.3.4. State of Scar The Patient and Observer Assessment Scale (POSAS) was used to assess the recovery of breast and axillary scars [ 26 , 27 ]. It is composed of two separated six-item scales (the observer and the patient scales). The observer scores six items: vascularization, pigmentation, thickness, surface roughness, pliability, and surface area. The patient also scores six items: pain, pruritus, color, thickness, relief and pliability. All items are scored on the same polytomous10-point scale, where a 1 is awarded when the scar is the closest to “normal skin” and up to 10 when the scar is in the worst possible condition. All items are added to obtain a final score (0–60); the higher the score, the worse the condition of the scar. 2.3.5. Tissue Adhesions/Myofascial Adhesions The evaluation tool for Myofascial Adhesions in Patients after Breast Cancer (MAP-BC evaluation tool) was used to assess the degree of adhesions that exist in the scar tissue and its surroundings. This scale was developed to quantitatively evaluate myofascial adhesions in patients with breast cancer [ 28 , 29 ]. The degree of adhesions is scored at three levels of depth (skin, superficial and deep) and in turn on a scale of four points in each area (between 0: no adhesion and 3: very strong adhesions). The areas to be valued are as follows: axillary scar, breast scar/mastectomy scar, pectoralis region, frontal chest wall, lateral chest wall, axilla and inframammary fold. The final score is obtained with the sum of the three levels of each area; the minimum score is 0 and the maximum score 63. 2.3.6. Quality of Life To measure the quality of life, a specific quality-of-life questionnaire was used, namely the Spanish version of the EORTCQLQBR-23 cancer-specific quality-of-life [ 30 ]. It is composed of 23 items divided into four functional scales (body image, sexual functioning, sexual enjoyment, future perspective) and four symptoms scales (systematic therapy side effects, breast symptoms, arm symptoms, and upset by hair loss). Scores vary from 0 (worst) to 100 (best) for function and from 0 (best) to 100 (worst) for symptoms. 2.3.7. Axillary Web Syndrome The presence of axillary web syndrome (Yes/No) was evaluated by observation and palpation by the evaluators. Physical examination was performed as suggested in previous research: patient in a supine position with the elbow extended and the shoulder maximally abducted. The evaluator both visualizes and palpates for cords including the axilla, down the upper arm from the axilla to and across the antecubital space and down the forearm to the base of the thumb [10,11]. 2.3.8. Lymphoedema The presence of lymphedema (Yes/No) was evaluated via a telephone survey 6 months after the surgery. Women were classified as having self-reported lymphedema if they answered “yes” to the following question: “Since your breast cancer surgery, has a doctor ever told you that you have lymphoedema or arm edema?” [13]. 2.4. Interventions 2.4.1. Experimental Group The intervention group received a supervised early physical therapy intervention based on functional recovery exercises and scar treatment with manual therapy in conjunction with educational tips on the management of the upper limb and the scar at home. The intervention consisted of four to six sessions within a month, depending on the evolution of the patient (Figure 1). This temporal distribution was agreed with the surgeons, aiming to Int. J. Environ. Res. Public Health 2021,18, 1275 5 of 13 conclude our intervention prior to the first post-surgery revision. The first session occurred up to a mean of 8.3 days after the breast cancer surgery. Int. J. Environ. Res. Public Health 2021, 18, x 5 of 14 2.3.8. Lymphoedema The presence of lymphedema (Yes/No) was evaluated via a telephone survey 6 months after the surgery. Women were classified as having self-reported lymphedema if they answered “yes” to the following question: ‘‘Since your breast cancer surgery, has a doctor ever told you that you have lymphoedema or arm edema?’’ [13]. 2.4. Interventions 2.4.1. Experimental Group The intervention group received a supervised early physical therapy intervention based on functional recovery exercises and scar treatment with manual therapy in conjunction with educational tips on the management of the upper limb and the scar at home. The intervention consisted of four to six sessions within a month, depending on the evolution of the patient (Figure 1). This temporal distribution was agreed with the surgeons, aiming to conclude our intervention prior to the first post-surgery revision. The first session occurred up to a mean of 8.3 days after the breast cancer surgery. Figure 1. Temporal distribution of the intervention. Functional Recovery The objective of this stage was to normalize muscular tone, improve lymphatic drainage and restore the complete mobility of the upper limb, minimizing any residual limitation. Functional Recovery Exercises It was performed as a program of exercises focusing on functional recovery and centered on lymphoedema prevention, as well as on postural hygiene and individualized exercises depending on the patient's progress. These exercises consisted of respiratory movements, particularly diaphragmatic breathing, accompanied by upper limb movements, stretching, and progressive assisted active exercises. With these exercises, global functionality was treated, as well as muscular work, minimizing paresthesia symptoms in the upper limbs. A detailed description of these exercises is available online (Table S1). At home, all exercises should be done three times a day and should not last more than 10 min in total. Figure 1. Temporal distribution of the intervention. Functional Recovery The objective of this stage was to normalize muscular tone, improve lymphatic drainage and restore the complete mobility of the upper limb, minimizing any residual limitation. Functional Recovery Exercises It was performed as a program of exercises focusing on functional recovery and centered on lymphoedema prevention, as well as on postural hygiene and individualized exercises depending on the patient’s progress. These exercises consisted of respiratory movements, particularly diaphragmatic breathing, accompanied by upper limb movements, stretching, and progressive assisted active exercises. With these exercises, global functionality was treated, as well as muscular work, minimizing paresthesia symptoms in the upper limbs. A detailed description of these exercises is available online (Table S1). At home, all exercises should be done three times a day and should not last more than 10 min in total. Scar Treatment The first session took place at least 2 days after stitches removal. The women were taught how to clean the scar so that the poles could be gently removed (Vaseline, shower, drying antiseptic application). The patient was told that she should verify that the upper right underwear should be tight but not too tight because, in addition to discomfort, it could cause the accumulation of fluid in the sub axillary area. Scar Exercises The surrounding areas of the scar were normalized by manual therapy and stretching in order to provide elasticity and prevent adhesions. The hardened areas were emphasized (Figure 2). At the end of the sessions, the armpit was stretched, remembering that it could cause discomfort, but not pain (Figure 3). A detailed description of the scar treatment is available online (Table S1). Int. J. Environ. Res. Public Health 2021,18, 1275 6 of 13 Int. J. Environ. Res. Public Health 2021, 18, x 6 of 14 Scar Treatment The first session took place at least 2 days after stitches removal. The women were taught how to clean the scar so that the poles could be gently removed (Vaseline, shower, drying antiseptic application). The patient was told that she should verify that the upper right underwear should be tight but not too tight because, in addition to discomfort, it could cause the accumulation of fluid in the sub axillary area. Scar Exercises The surrounding areas of the scar were normalized by manual therapy and stretching in order to provide elasticity and prevent adhesions. The hardened areas were emphasized (Figure 2). At the end of the sessions, the armpit was stretched, remembering that it could cause discomfort, but not pain (Figure 3). A detailed description of the scar treatment is available online (Table S1). At home, patients had to repeat scar treatment three times a day for a period of maximum 10 min. Figure 2. Manual therapy on breast scars. Figure 3. Stretching exercises in the scar recovery phase. Educational Tips for Lymphoedema Prevention The educational intervention has been described in detail elsewhere [19]. Educational tips centered on lymphedema prevention and postural hygiene were given to the participants. They were provided with information on how to improve the lymphatic system, as well as how to avoid risks that can contribute to its depletion. Both verbal and graphic information was used. Figure 2. Manual therapy on breast scars. Int. J. Environ. Res. Public Health 2021, 18, x 6 of 14 Scar Treatment The first session took place at least 2 days after stitches removal. The women were taught how to clean the scar so that the poles could be gently removed (Vaseline, shower, drying antiseptic application). The patient was told that she should verify that the upper right underwear should be tight but not too tight because, in addition to discomfort, it could cause the accumulation of fluid in the sub axillary area. Scar Exercises The surrounding areas of the scar were normalized by manual therapy and stretching in order to provide elasticity and prevent adhesions. The hardened areas were emphasized (Figure 2). At the end of the sessions, the armpit was stretched, remembering that it could cause discomfort, but not pain (Figure 3). A detailed description of the scar treatment is available online (Table S1). At home, patients had to repeat scar treatment three times a day for a period of maximum 10 min. Figure 2. Manual therapy on breast scars. Figure 3. Stretching exercises in the scar recovery phase. Educational Tips for Lymphoedema Prevention The educational intervention has been described in detail elsewhere [19]. Educational tips centered on lymphedema prevention and postural hygiene were given to the participants. They were provided with information on how to improve the lymphatic system, as well as how to avoid risks that can contribute to its depletion. Both verbal and graphic information was used. Figure 3. Stretching exercises in the scar recovery phase. At home, patients had to repeat scar treatment three times a day for a period of maximum 10 min. Educational Tips for Lymphoedema Prevention The educational intervention has been described in detail elsewhere [ 19 ]. Educational tips centered on lymphedema prevention and postural hygiene were given to the participants. They were provided with information on how to improve the lymphatic system, as well as how to avoid risks that can contribute to its depletion. Both verbal and graphic information was used. 2.4.2. Control Group The control group received usual care based on basic medical recommendations in written form before hospital discharge. Evaluation was implemented in the nurse and the surgeon office. 2.5. Statistical Analysis Based on the recommendations for the design and analysis of pilot studies [ 31 ], we aimed to recruit 40 subjects. Recruitment closed when 20 participants, which had been included in each of the two study arms, completed post-intervention follow-up. Data analysis was carried out using the Statistical Package for the Social Sciences (SPSS, version 20.0, IBM Corp., Armonk, NY, USA). The Shapiro-Wilk test was used to determine whether there was a normal distribution. Thus, categorical variables were assessed using the chi-square test. The continuous variables were compared using the t-test (for parametric variables) or the Wilcoxon and U Mann-Whitney test (for non-parametric variables) for non-paired samples analysis. Effect size was calculated using Cohen’s d statistic for parametric outcomes and by the statistic r (Rosenthal) for non-parametric. We adopted a p< 0.05 as the statistical significance limit. Int. J. Environ. Res. Public Health 2021,18, 1275 7 of 13 3. Results During the study period, 71 women were recruited in both hospitals. Of these, 25 women were recruited from the control group and 46 from the experimental group; 14 women were excluded for not meeting the inclusion criteria and 6 declined to participate. Finally, 20 women were allocated to the control group and no one was lost during the followup nor excluded from analysis. In total, 31 participants were allocated to intervention, and 11 women were lost during the follow-up period. Finally, 20 women were analyzed in the experimental group. Drop-out patients were not included in the analysis since no data were available after intervention. When they were contacted, the main reason for drop-out was the time they needed to travel to the hospital. Figure 4shows a more detailed trial profile. Int. J. Environ. Res. Public Health 2021, 18, x 8 of 14 Figure 4. Flow chart of the study. Preliminary Data of Clinical Outcomes The participants’ basic demographics and clinical-surgical characteristics are shown in Table 2. At baseline, both groups were homogeneous, with no differences observed between the two groups except for the variable grip strength. Table 2. Basic demographics and clinical-surgical characteristics at baseline. EG (N = 20) Mean (SD) Median (Range) CG (N = 20) Mean (SD) Median (Range) p Values Age (years) 59.25 (7.52) 64.15 (11.78) 0.125 BodyMassIndex 25.73 (4.31) 26.76 (3.17) 0.401 Ethinicity (C/L) 19/1 20/0 0.311 Type of BreastCancer DCIS 4 1 0.098 Excluded (n= 20) ♦ Not meeting inclusion criteria (n= 9 EG and n= 5 CG) ♦ Declined to participate (n= 6 EG) Analysed (n= 20) ♦ Excluded from anal y sis ( n= 0 ) Lost to follow-up (n= 0) Discontinued intervention ( n= 0 ) Allocated to control (n= 20) ♦ Received allocated intervention (n= 20) Lost to follow-up (n= 11) Discontinued intervention (n= 11) Allocated to intervention (n= 31) ♦ Received allocated intervention (n= 31) Analysed (n= 20) ♦ Excluded from analysis (n= 0) Allocation Analysis Inmediate post-intervention follow-u p Randomized (n= 51) Assessed for eligibility (n= 71) Enrollment Figure 4. Flow chart of the study. Preliminary Data of Clinical Outcomes The participants’ basic demographics and clinical-surgical characteristics are shown in Table 2. At baseline, both groups were homogeneous, with no differences observed between the two groups except for the variable grip strength. Int. J. Environ. Res. Public Health 2021,18, 1275 8 of 13 Table 2. Basic demographics and clinical-surgical characteristics at baseline. EG (N = 20) Mean (SD) Median (Range) CG (N = 20) Mean (SD) Median (Range) pValues Age (years) 59.25 (7.52) 64.15 (11.78) 0.125 BodyMassIndex 25.73 (4.31) 26.76 (3.17) 0.401 Ethinicity (C/L) 19/1 20/0 0.311 Type of BreastCancer DCIS IDC LCIS Others 4 15 1 0 1 14 1 4 0.098 Stage of BreastCancer IA IB IIA IIB IIIA Missing 11 1 3 1 1 3 15 1 2 2 - - 0.751 Type of breastsurgery (SUM/BCS) 2/18 5/15 0.215 Numbers of lymphnodesremoved a2 (0.75) 2 (1.75) 0.760 Positive LymphNodes a0.00 (0.00) 0.00 (0.00) 0.553 Side Involved Right Left 9 11 9 11 - Involvedsidetohanddominance (Yes/No) 11/9 8/12 0.342 AdjuvantTherapy: chemotherapy (Yes/No) 4/16 5/15 0.705 Numbers of sessions of adjuvanttherapy a7.50 (5.50) 15.00 (8.00) 0.079 ROM a100.00 (8.55) 100.00 (0.00) 0.309 Gripstrength 10.35 (4.45) 18.85 (6.01) 0.000 Global SPADI a5.50 (17.50) 6.00 (15.25) 0.806 QoLFunction 54.17 (12.83) 54.90 (19.37) 0.889 QoLSymptoms a7.80 (13.89) 11.18 (25.80) 0.588 EG: experimental group; CG: control group; C: caucasian; L: latinamerican; DCIS: ductual carcinoma in situ; IDC: invasiveductual carcinoma; LCIS: lobular carcinoma in situ; ROM: range of motion; SUM: simple unilateral mastectomy; BCS: breast-conservingsurgery; QoL: quality of life. ROM: range of motion, SPADI: Shoulder Pain and Disability Index. a : non-normal distribution (median, range and non-parametriccomparisons are reported). Intra-group differences before and after the intervention are shown in Table 3. In the case of the experimental group, significant improvements were found for the variables global shoulder ROM (p= 0.003), global SPADI (p= 0.001), state of scar (p= 0.000), myofascial adhesions (p= 0.000), and quality of life-subscale general function (p= 0.013). Contrary, no significant differences were found for grip strength (p= 0.113) or quality of life-subscale general symptoms (p= 0.072). In the experimental group, two women developed axillary web syndrome (10%), and none developed lymphedema 6 months after surgery. On the other hand, in the control group, significant differences were observed for the variables myofascial adhesions (p= 0.002) and general function (p= 0.000). However, it must be Int. J. Environ. Res. Public Health 2021,18, 1275 9 of 13 noted that the statistical significance in the case of myofascial adhesions was due to a worsening of these adhesions at T2. For the remaining variables of the control group, there were no statistically significant changes. No woman developed axillary web syndrome (0%) or lymphoedema 6 months after surgery. Table 3. Comparison of the study outcome measures. Outcomes Experimental Group (n= 20) Control Group (n= 20) EG/CG p-Values Effect Sizes Pre- Intervention T1 Post- Intervention T2 p-Values Pre- Intervention T1 Post- Intervention T2 p-Values ROM a94.87 (26.92) 100.00 (0.00) 0.003 90.60 (29.49) 100.00 (29.91) 0.498 0.006 0.43 GripStrength a14.85 (9.18) 15.15 (6.67) 0.113 18.88 (6.45) 18.62 (6.54) 0.380 0.041 0.32 Global SPADI 32.30 (26.84) 14.55(14.95) 0.001 27.90 (28.84) 24.15 (25.88) 0.466 0.046 0.45 POSAS 25.90 (9.57) 9.00 (5.60) 0.000 21.30 (11.32) 20.70 (11.67) 0.709 0.000 1.28 MAP-BC 28.15 (9.66) 5.70 (5.33) 0.000 19.10 (11.04) 24.70 (13.79) 0.002 0.004 1.82 QoLFunction 47.71 (11.29) 53.72 (12.55) 0.013 44.59 (15.69) 58.78 (14.54) 0.000 0.011 0.37 QoLSymptoms 20.31 (14.40) 17.09 (10.89) 0.072 17.54 (10.42) 17.54 (12.32) 0.999 0.296 0.038 Axillary web syndrome -2 (10%) - - 0 (0%) - 0.244 Lymphedema -0 (0%) - - 0 (0%) - - ROM: range of motion; SPADI: Shoulder Pain and Disability Index; POSAS: Patient and Observer Assessment Scale; MAP-BC: Myofascial Adhesions in Patients after Breast Cancer. a: non-parametric measures. Between-group comparisons showed significant differences in favor of the experimental group for the variables global shoulder ROM (p= 0.006, r = 0.43)), grip strength (p= 0.041, r = 0.32), global SPADI (p= 0.046, d = 0.45), state of scar (p= 0.000, d = 1.28), myofascial adhesions (p= 0.004, d = 1.82) and quality of life-subscale general function (p= 0.011, d = 0.37); no significant differences were found for quality of life-subscale general symptoms (p= 0.296), axillary web syndrome (p= 0.244) and lymphoedema development (Table 3). No adverse or harmful events were reported in both groups. 4. Discussion The aim of this pilot trial was to collect preliminary data on the effect of an early physiotherapy intervention for the recovery of the upper limb and the surgical scars in women after SLNB surgery in comparison with usual care. A total of 40 women from two hospitals were analyzed. In general, our intervention was based on improving the short-term symptoms after SLNB, thereby preventing the long-term sequelaes that have been associated with this type of surgery [ 6 – 9 , 32 ]. The intervention proposed was in agreement with previous research focused on flexibility and mobility exercises and/or educational programs after ALNB. [ 33 – 36 ] The present study also agrees with the intervention of Koehler et al. [ 11 ] for AWS treatment, but in our case, it was used for preventive purposes. Based on our results, a brief physical therapy intervention applied during the first month after surgery seems to be more effective than usual care for the recovery of the upper limb and scars in the population studied. Between-group differences in favor of the experimental group were observed for the global shoulder ROM, grip strength, global shoulder disability, recovery of scar, myofascial adhesions and quality of life (general function subscale). There were no statistical differences between groups for quality of life (general symptoms subscale) or the development of axillary web syndrome and lymphoedema. Our results are in accordance with Scaffidi et al. [ 18 ], who concluded that early rehabilitation is necessary in women who have received SLNB and ALND since shoulder mobility can be affected, in addition to the possibility of developing lymphoedema. Contrary to our study, differences between experimental and control group were not found for ROM at