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31 decoNstRuctiNg NaRRative: loRca’s ROmANcERO GITANO aNd the ROmANcE SONámbULO Frieda H. Blackwell baylor university, Waco, texas, usa resumen los primeros años del siglo xx fueron testigos de la rebeldía de muchos artistas en todos los ámbitos de la estética en contra de las estructuras del realismo al “deconstruir” las formas tradicionales en sus elementos más básicos. en las artes plásticas, las pinturas cubistas de picasso reflejaban esta rebelión; en la literaria, el surrealismo proveía a los escritores de medios para cruzar la líneas de la vida cotidiana y llegar a las imágenes fantásticas de los sueños. la colección de baladas de El romancero gitano de Federico garcía lorca (1928) representa, de muchas maneras, la culminación de esta rebelión en las letras españolas. aunque usa la forma antigua del romance, el vehículo medieval para contar historias, lorca se centra más en una imaginería extraordinaria que en la línea narrativa. este rechazo de la primacía de las convenciones narrativas en favor de la metáfora, representado en el “romance sonámbulo”, significa una reacción crítica a los múltiples cambios sociales y políticos que estaban modelando y cambiaban el mundo de lorca en los turbulentos años veinte. palaBras clave lorca, romancero gitano, “romance sonámbulo”, narrativa, teoría de la deconstrucción, romance. aBstract the early years of the twentieth century saw artists in all fields of aesthetics rebel against the strictures of realism by deconstructing traditional forms into their most basic elements. in the plastic arts, picasso’s cubist paintings reflect this rebellion. in the literary sphere, surrealism offered writers a vehicle for moving past the familiar outlines of everyday forms to the fantastic images of dreamscapes. El romancero gitano, Federico garcía lorca’s 1928 collection of ballads, represents, in many ways, the culmination in spanish letters of this artistic rebellion. While using the ancient poetic form of the “romance”, the medieval world’s vehicle for telling stories in poetry, lorca focuses on startling imagery rather than the story line. this rejection of the primacy of the traditional narrative convention in favor of the startling metaphor, epitomized in the “romance CAUCE, Revista de Filología y su Didáctica, nº 26, 2003 / págs. 31-46
Frieda H. blackWell 32 sonámbulo”, signifies a critical reaction to the multiple social and political changes that were shaping and changing lorca’s world in the turbulent 1920’s. key words lorca, romancero gitano, “romance sonámbulo”, deconstruction theory, narrative, romance. résumé les premières années du xxe siècle ont été témoins de la révolte de nombreux artistes dans tous les domaines de l’esthétique en contre des structures du réalisme en “déconstruisant” les formes traditionnelles dans leurs éléments les plus basiques. dans les arts plastiques, les peintures cubistes de picasso refletaient cette révolte; dans la littérature, le surréalisme fournissait aux écrivains les moyens pour croiser les lignes de la quotidienne et arriver aux images fantastiques des rêves. la collection de ballades de El Romancero gitano de Federico garcía lorca (1928) représente, de nombreuses façons, la culmination de cette révolte des lettres espagnoles. même s’il utilise la forme ancienne du romance, le véhicule mediéval pour raconter des histoires, lorca focalise davantage sur une imaginerie extraordinaire que sur la ligne narrative. ce rejet de la primacie des conventions narratives en faveur de la métaphore, repésenté dans le “romance sonámbulo”, signifie une réaction critique aux multiples changements sociaux et politiques qui étaient en train de modeler et changeaient le monde de lorca dans les turbulentes années vingt. mots-clés lorca, Romancero Gitano, “romance sonámbulo”, narrative, théorie de la déconstruction, romance. the early years of the twentieth century saw artists in all aesthetic fields rebel against the strictures of realism by deconstructing traditional forms into their most basic elements. in the plastic arts, picasso’s cubist paintings epitomize this rebellion. in the literary sphere, surrealism offered writers a vehicle for moving past familiar, everyday forms to the fantastic images of dreamscapes. the Romancero gitano, Federico garcía lorca’s 1928 ballad book, represents, in many ways, the culmination in spanish letters of this artistic rebellion. While using the romance, the medieval world’s vehicle for telling stories in poetry, lorca focuses more on startling imagery than on the story line. the collection’s most famous ballad, Romance sonámbulo has provoked more critical debates concerning the supposed “story” than any other poem of the collection. traditional readers giving the most literal interpretations contend that the poem narrates the final hours of a mortally wounded smuggler seeking
decoNstructiNg NarratiVe: lorca’s RoMANCERo GITANo… 33 refuge in the home of his girlfriend. such readers insist that the anecdote or story line is decipherable and identifiable. readers at the other extreme insist that the poem lacks a “complete” story, consisting instead of a series of fractured images that dazzle the reader’s imagination. this rejection of the primacy of a traditional narrative convention in favor of a series of surprising metaphors, epitomized in Romance sonámbulo, suggests an artistic reaction against spain’s stagnant, deeply conflicted traditional provincial society that lay starkly at odds with the multiple social and political changes that were transforming a post-World War i europe in the turbulent 1920s. the decade of the 1920s in europe marked the blossoming of artistic experimentation, as reflected in the number of –isms that appeared. although many, such as symbolism and surrealism, began in France, they quickly spread through spain’s artistic and intellectual communities. the appeal of such movements lay in their promise of freedom from the strict limits of nineteenth-century realism. as c. b. morris explains, In Spain, as elsewhere in the 1920s and 1930s, Surrealism’s extreme attitudes and actions stimulated extreme responses (morris, 1972, p. 4). He continues by commenting that Surrealism is the explosion of a society beneath the repressive anguish of an antiquated morality (morris, 1972, p. 4). certainly, in spain, the surrealist artists reacted against what they perceived as the “antiquated morality” of the catholic church and the anachronistic and moribund nobility that supported the extant power structure, including the dictatorship of general miguel primo de rivera. Federico garcía lorca’s relationship with salvador dalí and trips to cataluña in the 1920s put him in direct contact with the literary and artistic Vanguard in barcelona, always the most progressive part of spain (Zuleta, 1971, p. 171). the surrealistic movement that appeared after World War i brought into question the ability of traditional literary imagery and language to capture the reality of the subconscious, especially as described by Freud, Jung and other psychologist. the surrealistic image in poetry, as literary critic carlos bousoño explains, passes through three stages. First, the author has to present a point of departure that at first glance only gives the reader a “bad reading”, or rather, that makes no sense on the literal level seeming “illogical and symbolic”. at the second stage, the reader experiences a disconnect of logic between the starting point and the poetic meaning that comes from it. Finally, the reader has no conscious recognition of the sign expressing equality between both terms (bousoño, El irracionalismo, pp. 24-31). thus, to gain any mean-
Frieda H. blackWell 34 ing from the apparently illogical image, the reader has to make free associations, giving words new or expanded meanings. derrida would later describe in his essays on deconstruction that language is arbitrary by nature and denies any fixed meaning (derrida, 1988, p. 108). the surrealistic image, in similar fashion, decenters logical meaning by its juxtaposition of words lacking any obviously logical connection. rather, it gains its meaning from the interplay of linguistic elements and the free association among them. by using the techniques of surrealism, lorca could escape the confines of both realism and traditional logic, as well as fixed meanings in his poetic expressions. the apparent illogicality of surrealism negated the assigning of any definitive meaning or “official reading” to the text. cobb characterizes the appeal of surrealism to lorca and others of his generation stating, Their central impulse was toward freedom, freedom to throw off all the shackles binding total expression of the personality, including even scatological and sexual taboos (cobb, 1967, p. 3). lorca, like other surrealists, affirmed liberty without limits and rebelled against the confines of conventional reality in all its recognizable forms (lópez castro, 1993, p. 63). thus, as lorca matured as a poet, he used surrealistic techniques to further his freedom of expression, even as he rebelled against the limits of a conservative, repressive society with its “antiquated morality” as taught by the catholic church. those moral teachings included strictures on all sorts of sexual expression, especially homosexual. lorca had great familiarity not only with the newest literary trends, but also possessed a profound knowledge of spain’s own literary tradition. He knew the traditional romances; he knew the folklore of his native andalucía. He also understood how the popular romance developed into more lyrical poetry influenced by lope, góngora and others in the seventeenth century. as Víctor de la concha affirms, la obra lorquiana se arraiga con firmeza en el subsuelo de la tradición (de la concha, 1984, p. 357). lópez castro echoes this sentiment, stating of lorca’s more mature poetry, La palabra de la tradición, la voz olvidada o perdida es la que comienza a hablar (lópez castro,1993, p. 60). devoto and spitzer summarize the blend of both folk and high culture in lorca’s more popular poetry, stating, García Lorca encuentra en el folklore literario de su país el módulo y la razón de su estilo propio (devoto and spitzer, 1984, p. 388). lorca’s poetic career had begun officially with the publication of his first book, Libro de poemas, in 1921, followed shortly thereafter with Canciones in 1924. these books reflect the influence of spanish
decoNstructiNg NarratiVe: lorca’s RoMANCERo GITANo… 35 poets such as antonio machado and Juan ramón Jiménez, as well as that of the French symbolist poets. However, these early works also reflect lorca’s extensive reading in traditional spanish poetry, especially in the rhythm and meter he utilized in the early poems. by the time Poema del Cante Jondo appeared, in 1926, lorca had aided manuel de Falla with the cante Jondo competition in granada and written an essay about the music of his native andalucía. the Poema del Cante Jondo reflected the synthesis of the folkloric and contemporary poetic elements into lorca’ unique poetic style. the Romancero gitano, published in 1927, quickly became lorca’s most popular poetic work. the entire collection uses the traditional romance or spanish ballad, which, devoto and spitzer contend, offers the poet the greatest relative freedom among traditional poetic forms (devoto and spitzer, 1984, p. 389). the romance, derived from the epic, has eight syllable lines, with assonant rhyme in every other line. Furthermore, as both cobb and devoto and spitzer note, the romance allows loose rhyme rather than perfect rhyme. traditionally, the romance functioned, as did the epic from which it derived, to narrate historical and contemporary events, and to preserve national values or propagandize even as it entertained. in fact, by the late middle ages, the romance became recognized as an authoritative text that enunciated national values. iser notes that the medieval courtly romance served to remove a threat to the stability of the system (iser, 1978, p. 78). cobb observes that many of the ballads, though historical, exude an air of mystery, a fascination suspended between reality and fantasy (cobb, 1983, p. ix). Nevertheless, they remained associated with the national history, and readers or listeners expected to find a clearly delineated story about an important moment or personage from the past that was consonant with dominant values. later poets added lyrical and dramatic elements to the romance. in the nineteenth century, the romantic poets, such as ángel saavedra, el duque de rivas, revived the romance, in part, as a way of rebelling against the neo-classical emphasis on greco-roman history. the romance was a truly spanish poetic form rather than a foreign verse, either from France or classical antiquity. the romantic poets also prized its dramatic possibilities for narrating national history, even as they shrouded it in an air of mystery, as, for example, readers easily note in saavedra’s Una antigualla de Sevilla. in this romance, the duque de rivas tells the story of pedro el cruel, celebrating his ability to place himself above and outside the social laws. saavedra, like his contemporaries, idealized
Frieda H. blackWell 36 figures that rebelled against social mores. Nevertheless, in spite of all its poetic embellishments, the storyline of the romance remained intact and easily identifiable. even as the romance served the romantic poets as a vehicle for social protest, it maintained its function as a narrative form. poets of the later part of the nineteenth century, though, rejected the romance for its excessive exuberance. the artistic rebellion of the 1920s against the limitations of realism brought this traditional form back to popularity. Whereas, the romantic poets utilized the romance to idealize history and historical figures that embodied rebellion, the twentieth-century poets used primarily the format of the romance, evincing their social rebellion by subverting its traditional storytelling function. lorca, more than any other poet of his generation, utilized the romance in this fashion. thus, as devoto and spitzer conclude about lorca’s use of the ballad form, El romance es la forma métrica más apropiada que se haya creado el individualismo español (devoto and spitzer, 1984, p. 390). the title, Romancero gitano, prepares the reader for lorca’s subversion of a traditional poetic form. as beltrán has observed, the very title is oxymoronic in that while the romance is the form most connected to spain’s national history and culture, the gitano or gypsy is by definition nomadic and ahistoric (beltrán, 1986, p. 3). Furthermore, the utilization of the world of the gypsies, a race marginalized by spanish society, represented the inversion of the function of the romance as the transmitter of spain’s great historical moments and personages. in the Romancero gitano, lorca sidesteps the traditional storytelling function of the romance either through protagonizing gypsies and narrating the deeds of these antiheroes, choosing mythical stories in their most primitive forms, or in some cases, completely omitting sequential narrative elements that would produce a cohesive tale. The romance, then, gave lorca the greatest poetic freedom within traditional poetic forms while the dreamscape imagery of surrealism simultaneously allowed him to escape the poem’s realistic dimensions by subverting its implied requirement to narrate cohesively. the form of the traditional romance, with its deep literary substrata, stands in tension with the poems’ experimental surrealistic content. thus, lorca reverts to one of spain’s most popular and folkloric poetic form even as he simultaneously undercuts the romance’ most traditional function as vehicle for narrating national history and immutable cultural values. clearly the choice of the traditional poetic form gave lorca the advantage of a type of poetic expression already popular and widely accepted by the
decoNstructiNg NarratiVe: lorca’s RoMANCERo GITANo… 37 public. readers loved the rhythm and lyrical nature of the poems, and many could soon quote entire romances although most would have been hard pressed to offer any logical explication or even summary of the poem they had just quoted. of all the romances in the Romancero gitano, none has received more critical attention and speculation than Romance sonámbulo. lorca called it his favorite and recited it the most frequently in public readings. He also commented repeatedly about his own inability or refusal to give “the meaning” of the poem. in a 1926 lecture, he declared nadie sabe lo que pasa ni aun yo (quoted in bonaddio, 1995, p. 398) elsewhere, he declared: El romance típico había sido siempre una narración y era lo narrativo lo que daba encanto a su fisonomía porque, cuando se hacía lírico, sin eco de anécdota, se convertía en canción. Yo quise fundir el romance narrativo con el lírico sin que perdieran ninguna calidad y este esfuerzo se ve conseguido en algunos poemas del romancero como el llamado romance sonámbulo (quoted in bonaddio, 1995, p. 385). lorca said of the Romance sonámbulo, Es un hecho poético puro del fondo andaluz y siempre tendrá luces cambiantes, aun para el hombre que lo ha comunicado, que soy yo (quoted in bonaddio, 1995, p. 398). in Impresiones, lorca wrote, La luz del poeta es la contradicción (quoted in Zuleta, 1971, p. 187). certainly, many aspects of the Romance sonámbulo seem contradictory. carlos bousoño has said, even if a poem does not communicate on the literal, logical level, it communicates at the level of emotions (bousoño, Teoría…, pp. 39-40). the enormous popularity of Romance sonámbulo attests to its touching an emotional note deep in its listeners. However, lorca’s refusal to identify a narrative level of the romance points to his oblique undercutting of established modes of communicating “official versions” of history, as traditionally embodied in the romance and thus, by extension to the authority figures that supported those “official” discourses. a cursory examination of the poem reveals that it divides into four basic sections. the famous opening lines Verde, que te quiero verde/ verde viento, verde ramas/ El barco sobre la mar / y el caballo en la montaña connect with a traditional folk song, as Juan ramón Jiménez has identified (cited in beltrán, 1986, p. 50). However, they make no obvious connection with the description of the gypsy girl dreaming on her veranda that follows. perhaps, this disjointed juxtaposition points to a disjuncture between tradition and the current social situation. subse-
Frieda H. blackWell 38 quent stanzas announce the arrival of the wounded compadre asking the resident of the house to allow him to die decently in a bed with linen sheets. the poem then includes the dialogue between the two male characters, who, after a debate of sorts, climb upstairs. later, the gypsy girl appears above the cistern indicating that her physical position has changed, but the poem offers no explanation of the movement. Finally, the civil guards arrive. the poem makes no obvious connection between any of these narrative fragments. the opening line is repeated between the fragment of the gypsy girl on the veranda and the arrival of the wounded compadre. the two opening lines appear again between the fragment of the compadres climbing the stairs and the gypsy girl above the cistern. the last four lines repeat the opening stanza a fourth time, ending the ballad exactly where it began. the male and female figures never appear together in any of the fragments enumerated above nor does the poem present any interaction between them. the poem has moved in a circle, rather than employing the linear structure associated with narrative. the classic structure of a hero overcoming some obstacles to obtain success and happiness falls apart in lorca’s poem. in fact, the fragments seem to have no identifiable beginning, middle or end or development, climax and resolution, all elements required for a narrative, as critics like Northrup Frye define it. Furthermore, such a classic structure requires movement through time, another element conspicuously absent from lorca’s “dreamlike” poem. thus, readers expecting a traditional story when they read a romance find themselves frantically trying to connect the fragments and never sure that they have succeeded, because the poetic voice offers no help with the process. the opening lines set the tone for the entire poem. the only verb that appears, “quiero” establishes an undercurrent of desire or love. it then names two green objects –wind and branches. branches, typically green in the spring, indicate life and fecundity. Wind, however, does not typically bear the adjective green, leading the reader to wonder how it connects to the idea of fecundity or sexuality suggested by the green branches. the final two verses identify objects and their locations –a ship on the sea and a horse on the mountain. Neither verses contains a verb, expressing a static condition. Furthermore, on the most literal level, both express a very traditional locating of these objects, standing in contrast with the opening two lines and their unconventional use of the color green. the poet’s brother Francisco, who dedicated an entire essay attempting to explain the color green in this opening stanza, writes, Hay en el verso una afirmación volativa, precisa, intensificada para la
decoNstructiNg NarratiVe: lorca’s RoMANCERo GITANo… 39 reiteración del término objeto de la volición. He continues his attempt to explain the repetition “verde” in the opening lines stating, En el primer caso el verde inicial es el arranque del proceso, el verde es creativo, la voluntad se somete, se tiñe de matiz amoroso, el verde irradia, vibra, hacia un verde más ligero, más vegetal (Francisco garcía lorca, 1984 pp. 267, 269). by the end of the essay, Francisco garcía lorca has come to interpret his brother’s verse as defining a creative process, in which the poet is a god creating a universe within the world of dreams of the sleepwalker. as interesting as the reading is, it fails to connect the opening stanza to the subsequent sections of the poem and makes no attempt to explain how all the elements of the poem form a cohesive structure. the verses simply leave the reader with the emotion of desire, creativity, fecundity or sexuality combined with stasis or immobility. critics for the last half-century have attempted to interpret Romance sonámbulo by basing their readings on different elements of the text. the most literal readers simply focus on trying to put together items mentioned directly in the poem. they identify a dying contraband runner from the port of cabra who seeks refuge in the home of friends, perhaps his girlfriend and her father. by poem’s end, both he and the girl have apparently died and the guardia civil appears at the door. others have read it as the story of a girl with a fatal attraction for the moon. gustavo correa claims that the anecdotal base of the whole collection (and by extension, Romance sonámbulo) is the life, passion and death of the gypsy, combining with mythic elements to create a new reality (cited in debicki, 1981, p. 248). some have seen it as the nightmare of two lovers seeking each other in dreams or delirium. others offer a philosophical reading: the two compadres who climb to the heights represent the hope of escaping from anxieties of the present moment and the knocking of the guardia civil at the door represents the unpleasant return to the cares of daily reality. beltrán identifies the story of a gypsy woman whose man is far away, first en la montaña and then bleeding to death, and that their union becomes increasingly unattainable, leading to her suicide (beltrán, 1986, p. 48). He adds that the patriarchal structure represented by the older man who initially refuses the dying man entrance into his house reinforces the sterility and lack of fulfillment of the female figure (beltrán, 1986, p. 48). rupert allen, focusing on the compadre’s vehement denial of the dying man’s request to enter his house and die decently in a real bed, suggests that the underlying narrative involves an unfaithful wife, already dead on the veranda, and a husband who has wreaked vengeance on
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