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Heredity and Schizophrenia: Endophenotypes and their Applicability

Daniel Rodolfo Pereira da Mota Bacelar Braga

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2014/2015 Daniel Rodolfo Pereira da Mota Bacelar Braga Heredity and Schizophrenia: Endophenotypes and their Applicability março, 2015 Mestrado Integrado em Medicina Área: Psiquiatria e Saúde Mental Tipologia: Monografia Trabalho efetuado sob a Orientação de: Dra Raquel Correia Trabalho organizado de acordo com as normas da revista: Schizophrenia Bulletin Daniel Rodolfo Pereira da Mota Bacelar Braga Heredity and Schizophrenia: Endophenotypes and their Applicability março, 2015 À minha Mãe e ao meu Pai, aos meus Padrinhos e ao clã Pereira da Mota, e ao meu tio Luís; Ao Francisco e à Francisca; Aos meus amigos Marta, Joana, Mariana, Mário, Nascimento, Camarão, Maia, Vanessa e Ana Paula. 1 Title: Heredity and Schizophrenia: Endophenotypes and their Applicability Running Title: Endophenotypes and their Applicability Authors and Affiliations: Daniel Braga1*; Raquel Correia, MD2 1Masters Degree in Medicine, Faculty of Medicine of the University of Porto, Porto, Portugal;2Psychiatrist, Clinical Neurosciences and Mental Health Department, Faculty of Medicine, Porto, Portugal * To whom correspondence should be addressed; Clinical Neuroscience and Mental Health Department, Faculty of Medicine of the University of Porto, Alameda Prof. Hernâni Monteiro, 4200-319 Porto, Portugal; tel: +351914369436; e-mail: [email protected] Abstract Word Count: 240 Text Body Word Count: 2888 2 Endophenotypes and their Applicability Abstract Endophenotypes have shown great promise in furthering our understanding of schizophrenia genetics by breaking the large spectrum of schizophrenia findings into smaller phenotypes, assuming there are smaller genetic links to each one of these endophenotypes. Neurophysiological and neurocognitive measures are assessed through a number of different tests and, based on these findings, genetic linkage studies are then made to try to map relevant loci and match them to the different processes reflected by corresponding endophenotypes. We conducted a review of the available literature on several endophenotypes that are currently being used in genetic research to assess to which degree they are useful and further understand what information can be retrieved by using them. Methods: Pubmed was used to retrieve recent articles regarding schizophrenia endophenotypes, with further articles being selected after analysis of relevant references from our selected pool of articles. Results: Six neurophysiological and neurocognitive endophenotypes were reviewed to assess their fulfillment of endophenotype criteria, and the ease of usage in schizophrenia research. Available data on their association with schizophrenia genetics was also included. Conclusions: Several endophenotypes are currently being used to conduct genetic research in an attempt to map genetic abnormalities in schizophrenia. Current research is still insufficient and further studies are required to replicate some findings, but overall endophenotypes show great promise in uncovering the neurobiology of schizophrenia in a genetic level. Keywords: Prepulse inhibition; antisaccade performance; P50 suppression; working memory; verbal declarative memory; sustained focus attention Braga D., Correia R. 3 Heredity and Schizophrenia: Endophenotypes and their Applicability Schizophrenia is a psychiatric disease affecting 0,5-1% of the world population, typically associated with paranoid delusions, disorganized speech and thinking and auditory hallucinations, severely impairing any individual’s social behavior and undermining social relations1. Even though a large number of genetic loci have been positively identified as schizophrenia-related, the pursue of genetic information related to psychiatric diseases met with difficulties: schizophrenia has a heritability described as as high as 80% - however, research has failed to identify a strong, single causative mutation so far1. There have been many candidate genes and chromosomal sites implied in the etiology of schizophrenia, mainly because of the large size of genetic sites involved, polygenic inheritance and epigenetic influence. 2 Given these challenges, a different approach to genetic research in the schizophrenia context emerged: instead of trying to link large syndromic findings to genetic alterations, some researchers attempted to break down these findings in smaller phenotypes and then try linking them to smaller genetic variations. The concept of endophenotype was created based on this theory, describing “internal phenotypes discoverable by a biochemical test or microscopical examination”3,4. Generally speaking, an endophenotype would allow for dissection of a complex phenotypical image in several smaller phenotypes, since small genetic alterations would be associated with small functional changes, that would, as a whole, match the overall phenotype in study; it would also imply that the genetical and functional abnormality would be more strongly associated than the association with the illness phenotype as a whole 5. The original definition of an endophenotype was further adapted as research progressed, with the current definition of a robust endophenotype being described as fulfilling the following criteria3,6: 1. Showing at least moderate effect sizes between schizophrenics and controls, 2. Deficits also present between unaffected family members and controls, 3. Being heritable, stable and showing reliability when measured between the different sites of the study, 4. Having at least some degree of evidence to a neurobiological substrate related to schizophrenia, 5. Reports on these measures are significant enough to suggest they can be used to test genetic loci associated with schizophrenia, 4 Endophenotypes and their Applicability Medication was not associated with irreversible alterations between schizophrenics and controls, meaning that the alterations in the results of both groups could not be fully attributed to them. Besides these criteria, endophenotypes should also be easily and quickly measured, allowing for the usage of large samples to provide statistic significance to candidate endophenotypes, while also reducing effort for study participants.7 These criteria were recently used in a large multi-centered family-based study organized by the Consortium on the Genetics of Schizophrenia (COGS), the first study of its kind to try to apply endophenotypes to retrieve information from a large sample of schizophrenia patients and their families. The COGS researchers selected six endophenotypes to be assessed from their population samples, and research is currently ongoing with some preliminary results already available8. Methods With the aim of reviewing current information regarding schizophrenia endophenotypes, a search was conducted on Pubmed in December 2014 with the query “schizophrenia AND (endophenotype OR endophenotypes)”. The search was restricted to the last five years, to studies with humans and to articles published in English or Portuguese. From the 114 search results, articles were selected or discarded based on the relevance of their abstracts and/or full texts, according to our objectives. We also gave preference to articles relating to the COGS study and the endophenotypes it assesses, discarding literature related to other endophenotypes. Reference lists from the selected articles were also reviewed and some relevant articles were retrieved for consultation, including some published earlier than the filter applied to the search. 36 articles were eventually included to produce this work. Neurophysiological Endophenotypes Schizophrenic patients show significant impairment of several neural circuits at a physiological level, which are translated in terms of brain function as a diminishment of sensory gating. This means that schizophrenics are not capable of skimming trivial stimuli from the environment and retain the important stimuli, which means they cannot adjust themselves to multiple or repetitive stimuli from their surroundings3,8. Several measures can Braga D., Correia R. 11 2. Greenwood TA, Swerdlow NR, Gur RE, et al. Genome-Wide Linkage Analyses of 12 Endophenotypes for Schizophrenia from the Consortium on the Genetics of Schizophrenia. The American journal of psychiatry. May 2013;170(5):521-532. 3. Gottesman II, Gould TD. The Endophenotype Concept in Psychiatry: Etymology and Strategic Intentions. The American journal of psychiatry. Apr 2003;160(4):636-645. 4. Gottesman II, Shields J. Genetic Theorizing and Schizophrenia. The British journal of psychiatry : the journal of mental science. Jan 1973;122(566):15-30. 5. Braff DL, Freedman R, Schork NJ, Gottesman, II. Deconstructing Schizophrenia: An Overview of the Use of Endophenotypes in Order to Understand a Complex Disorder. Schizophrenia bulletin. Jan 2007;33(1):21-32. 6. Calkins ME, Dobie DJ, Cadenhead KS, et al. The Consortium on the Genetics of Endophenotypes in Schizophrenia: Model Recruitment, Assessment, and Endophenotyping Methods for a Multisite Collaboration. Schizophrenia bulletin. January 1, 2007 2007;33(1):33-48. 7. Turetsky BI, Calkins ME, Light GA, Olincy A, Radant AD, Swerdlow NR. Neurophysiological Endophenotypes of Schizophrenia: The Viability of Selected Candidate Measures. Schizophrenia bulletin. Jan 2007;33(1):69-94. 8. Braff DL, Greenwood TA, Swerdlow NR, Light GA, Schork NJ, The Investigators of the Consortium on the Genetics of S. Advances in Endophenotyping Schizophrenia. World Psychiatry. 2008;7(1):11-18. 9. Gur RE, Calkins ME, Gur RC, et al. The Consortium on the Genetics of Schizophrenia: Neurocognitive Endophenotypes. Schizophrenia bulletin. Jan 2007;33(1):49-68. 10. Smucny J, Wylie K, Rojas D, et al. Evidence for Gamma and Beta Sensory Gating Deficits as Translational Endophenotypes for Schizophrenia. Psychiatry research. Nov 30 2013;214(2):169-174. 11. Light GA, Swerdlow NR, Rissling AJ, et al. Characterization of Neurophysiologic and Neurocognitive Biomarkers for Use in Genomic and Clinical Outcome Studies of Schizophrenia. PLoS ONE. 2012;7(7):e39434. 12. Swerdlow NR, Geyer MA, Braff DL. Neural Circuit Regulation of Prepulse Inhibition of Startle in the Rat: Current Knowledge and Future Challenges. Psychopharmacology. 2001;156(2-3):194-215. 12 Endophenotypes and their Applicability 13. Cadenhead KS, Carasso BS, Swerdlow NR, Geyer MA, Braff DL. Prepulse Inhibition and Habituation of the Startle Response Are Stable Neurobiological Measures in a Normal Male Population. Biological Psychiatry. 2/1/ 1999;45(3):360-364. 14. Swerdlow NR, Weber M, Qu Y, Light GA, Braff DL. Realistic Expectations of Prepulse Inhibition in Translational Models for Schizophrenia Research. 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The Diagnostic Concept of Schizophrenia: Its History, Evolution, and Future Prospects. Dialogues in Clinical Neuroscience. 2010;12(3):271-287. 20. Nuechterlein KH, Green MF, Calkins ME, et al. Attention/Vigilance in Schizophrenia: Performance Results from a Large Multi-Site Study of the Consortium on the Genetics of Schizophrenia (Cogs). Schizophrenia research. Mar 3 2015. 21. Cornblatt BA, Keilp JG. Impaired Attention, Genetics, and the Pathophysiology of Schizophrenia. Schizophrenia bulletin. 1994;20(1):31-46. 22. Amelsvoort Tv, Henry J, Morris R, et al. Cognitive Deficits Associated with Schizophrenia in Velo-Cardio-Facial Syndrome. Schizophrenia research. 10/1/ 2004;70(2–3):223-232. 23. Liu SK, Chen WJ, Chang C-J, Lin H-N. Effects of Atypical Neuroleptics on Sustained Attention Deficits in Schizophrenia. Neuropsychopharmacology. 03//print 2000;22(3):311-319. 24. Botero S, Munoz CC, Ocampo MV, et al. Verbal Working Memory in Individuals with Schizophrenia and Their First Degree Relatives: Relationship with Negative and Braga D., Correia R. 13 Disorganized Symptoms. Actas espanolas de psiquiatria. Mar-Apr 2013;41(2):106114. 25. Stone WS, Mesholam-Gately RI, Braff DL, et al. California Verbal Learning Test-Ii Performance in Schizophrenia as a Function of Ascertainment Strategy: Comparing the First and Second Phases of the Consortium on the Genetics of Schizophrenia (Cogs). Schizophrenia research. Dec 11 2014. 26. Kurtz MM. Neurocognitive Impairment across the Lifespan in Schizophrenia: An Update. Schizophrenia research. 4/1/ 2005;74(1):15-26. 27. Cannon TD, Hennah W, van Erp TM, et al. Association of Disc1/Trax Haplotypes with Schizophrenia, Reduced Prefrontal Gray Matter, and Impaired Shortand LongTerm Memory. Archives of General Psychiatry. 2005;62(11):1205-1213. 28. Paunio T, Tuulio-Henriksson A, Hiekkalinna T, et al. Search for Cognitive Trait Components of Schizophrenia Reveals a Locus for Verbal Learning and Memory on 4q and for Visual Working Memory on 2q. Human Molecular Genetics. August 15, 2004 2004;13(16):1693-1702. 29. Lussier I, Stip E. Memory and Attention Deficits in Drug Naive Patients with Schizophrenia. Schizophrenia research. 3/1/ 2001;48(1):45-55. 30. Barch DM, Carter CS, Braver TS, et al. Selective Deficits in Prefrontal Cortex Function in Medication-Naive Patients with Schizophrenia. Arch Gen Psychiatry. Mar 2001;58(3):280-288. 31. Lee J, Park S. Working Memory Impairments in Schizophrenia: A Meta-Analysis. Journal of abnormal psychology. Nov 2005;114(4):599-611. 32. Cannon TD, Glahn DC, Kim J, et al. Dorsolateral Prefrontal Cortex Activity During Maintenance and Manipulation of Information in Working Memory in Patients with Schizophrenia. Archives of General Psychiatry. 2005;62(10):1071-1080. 33. Selemon LD, Mrzljak J, Kleinman JE, Herman MM, Goldman-Rakic PS. Regional Specificity in the Neuropathologic Substrates of Schizophrenia: A Morphometric Analysis of Broca's Area 44 and Area 9. Archives of General Psychiatry. 2003;60(1):69-77. 34. Bruder GE, Keilp JG, Xu H, et al. Catechol-O-Methyltransferase (Comt) Genotypes and Working Memory: Associations with Differing Cognitive Operations. Biological Psychiatry. 12/1/ 2005;58(11):901-907. 35. Stefanis NC, Os JV, Avramopoulos D, et al. Variation in Catechol-OMethyltransferase Val158 Met Genotype Associated with Schizotypy but Not 14 Endophenotypes and their Applicability Cognition: A Population Study in 543 Young Men. Biological Psychiatry. 10/1/ 2004;56(7):510-515. 36. Greenwood TA, Light GA, Swerdlow NR, Radant AD, Braff DL. Association Analysis of 94 Candidate Genes and Schizophrenia-Related Endophenotypes. PLoS One. 2012;7(1):e29630. 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