Bimanual wheelchair propulsion by people with severe hemiparesis after stroke Brendan W. Smith (Corresponding Author) Department of Mechanical Engineering Loyola Marymount University [email protected] (310) 258-5433 1 LMU Dr., Los Angeles, CA 90045 Diana R. Bueno COO at Exovite Laboratorio I+D [email protected] Daniel K. Zondervan Vice President of Flint Rehabilitation Devices, LLC
[email protected] Luis Montano Department of Computer Science and Systems Engineering University of Zaragoza, Spain [email protected] David J. Reinkensmeyer Departments of Anatomy and Neurobiology, Mechanical and Aerospace Engineering, Biomedical Engineering, and Physical Medicine and Rehabilitation University of California, Irvine
[email protected]
Abstract (250 word max) Aim: Individuals who require manual wheelchairs after stroke are typically taught to ambulate with compensatory propulsion (i.e. using their nonparetic arm and foot), risking disuse of the paretic arm. We investigated whether stroke survivors can instead ambulate in a bimanual, leverdriven wheelchair that requires the paretic arm to contribute half the propulsive input. Methods: Seventeen individuals with chronic stroke and severe hemiparesis (upper extremity Fugl-Meyer scores between 10 and 24) participated across two experiments. In the first experiment participants (n=12) ambulated in straight paths. In the second experiment participants (n=12) also performed turns, using an improved version of the wheelchair that incorporated handbrakes. Twelve unimpaired controls also completed the second experiment. Motion capture and EMG were used to compare biomechanics between groups. Results: Altogether, 15 of 17 participants with stroke could ambulate 30 m in straight paths, and 9 of 12 could turn 1800° entirely under the power of their paretic arm. Participants with stroke exhibited largely healthy biomechanics, with minimal shoulder hiking/leaning or trunk inclination. Their arm muscle EMG patterns were similar to those used by unimpaired participants, excepting delayed elbow extensor activation. Conclusions: Individuals with severe arm impairment in the chronic stage of stroke retain sufficient strength and coordination with their paretic arm to maneuver bimanual, lever-driven wheelchairs. We suggest bimanual, lever driven propulsion should be explored in stroke rehabilitation practice as an alternative to compensatory wheelchair propulsion, as it has the potential to exercise healthy movement synergies, which may in turn help drive use-dependent motor recovery.
Keywords—stroke, arm, rehabilitation, mobility, synergies, motor control, muscle activation, wheelchair.
Introduction It continues to be hypothesized that performing a greater number of practice movements during rehabilitation after stroke improves upper limb motor recovery,1–4 as predicted by the theory of use-dependent neural plasticity.5 Yet, a major challenge to both stroke patients and stroke rehabilitation providers is to successfully achieve the high number of practice movements that is theoretically needed to exploit this neural adaptive capacity 6. In a sample of upper limb rehabilitation therapy sessions in the US by Lang et al.,7 stroke patients performed an average of only 32 upper limb practice movements per session, an order of magnitude less than the 400-600 repetitions per session required in animal models to elicit significant neural adaptation.6,8,9 Increasing the number of practice movements is especially difficult for individuals with severe arm weakness (about 80% of subacute stroke patients),10 since it is difficult for them to perform meaningful exercises on their own. Such individuals are typically excluded from therapy paradigms such as constraint-induced movement due to generally poor outcomes,11,12 and have difficulty using equipment such as hand cycles or weight machines.13 Current robotic therapy devices are effective14 but too expensive for widespread use. Because cost constraints limit one-on-one time with therapists, stroke patients typically spend hours each day sitting in manual wheelchairs with their arms resting on their laps or on arm rests.15 Although a key goal of early stroke rehabilitation is to help patients recover the ability to walk, stroke survivors often use manual wheelchairs during inpatient rehabilitation for seating and transportation because of initial difficulties with balance and walking.16–18 They are taught to use their less-impaired arm and leg to propel their wheelchair, a compensatory strategy that may contribute to asymmetric tone.19,20 Alternatively, they may resort to a powered wheelchair that does not provide for upper extremity training in addition to being expensive and heavy. Either
way, failing to train the upper extremity can lead to a cycle of learned disuse and decreasing functional ability.21,22 Pushrim-activated power-assist wheelchairs (PAPAWs) help people with arm weakness better use a manual wheelchair and are successful products,23,24 but they cannot be used by people who cannot appropriately position the arms or grip and push the pushrim. If people with hemiparesis after stroke could use their impaired arms to help propel their wheelchairs, they could perform many arm practice movements as they moved about in the normal course of their day. However, they are at present assumed to be unable to propel manual wheelchairs with their weak upper limbs. This assumption stems from the observation that they do not have enough hand function to grip and release the push rim, and because they appear to not retain enough strength or motor control to make the shoulder and elbow movements needed to propel a wheelchair forward. If a device could assist hemiparetic individuals in wheelchair propulsion, individuals could self-train their arm as they moved about, much as current manual wheelchair users train their upper extremity to a high level of fitness in the normal course of daily activity. Moreover, there are likely other benefits of wheelchair use during subacute stroke rehabilitation therapy. According to Blower,16 using a wheelchair grants mobility to patients who otherwise might spend their time between activities relegated to a fixed chair. He argued that this may motivate patients by facilitating socialization and enhancing their senses of freedom and selfefficacy and might also exercise their spatial awareness. Although there is mixed evidence that wheelchair use by stroke patients leads to the development of asymmetric muscle tone,20,25 a bimanual wheelchair that engaged both arms symmetrically could alleviate such concerns. Here, we studied if individuals with hemiparesis after stroke could use their more-impaired arm to power one wheel of a wheelchair that utilizes Lever-Actuated Rehabilitation and Ambulation
(LARA). A LARA-based wheelchair allows patients to propel a manual wheelchair by pumping a lever without requiring grasping and releasing of the pushrim. The lever is coupled to the wheel by a ratchet-like, one-way clutch that translates forward pumps of the lever into forward motion of the chair. In the version of the chair tested here, the lever was elastically connected to the frame of the chair, creating a mechanically resonant system. Our prior analysis shows that operating a LARAbased wheelchair at its resonant frequency could theoretically reduce the RMS torque required for sustained over-ground movement by upwards of 50%.26 Our LARA-based device is an adaptation of the Resonating Arm Exerciser (RAE), a device designed for repetitive arm movement training after stroke.27 RAE consists of a lever rigidly connected to one wheel of a wheelchair, a splint for attaching the impaired arm to the lever, and elastic bands between the lever and the frame of the chair, which makes the lever system resonant. To train with RAE, the user moves the arm to create forward and backwards rocking with zero net movement. Moving at the resonant frequency of RAE rewards the user with larger arm movements. In pilot studies with RAE, stroke patients with severe arm impairment (upper extremity Fugl-Meyer scores < 15, out of 66) were able to start RAE rocking and were able to identify and move at the system’s resonant frequency.27 In addition, training repeatedly with RAE over three weeks reduced arm impairment.28 These findings suggested to us that such individuals might be able to ambulate overground with a lever drive wheelchair, and, based on the motivational effect of mobility,16 that such overground ambulation may help encourage arm movement practice. In addition, a previous, larger study examined the use of stereotypical, repetitive flexion and extension movements for arm rehabilitation during the acute phase of stroke and also found significant, long-term reductions in arm impairment.29,30 Thus simple, repetitive arm movement— such as those used to propel a lever drive chair—appear to provoke beneficial motor plasticity.
A pilot study with LARA also yielded promising results. Four participants with severe paresis after chronic stroke retained sufficient control of the shoulder and elbow to ambulate in a LARA wheelchair 30 m overground in straight lines.31 A second pilot study found that six participants with severe paresis after chronic stroke rapidly learned to use a version of LARA that supported increased indoor maneuverability by using a manually clutching transmission that was more challenging to learn.32 However, at the onset of this study, it remained to be rigorously determined to what extent individuals with severe hemiparesis after stroke retain sufficient motor control to maneuver lever drive chairs in indoor environments, and whether arm exercise in such chairs is a biomechanicallyappropriate activity, that could potentially contribute to rehabilitation of upper extremity motor function without exacerbating abnormal moving patterns. Here, we document two experiments to answer these questions. The first experiment extended the pilot results31 with additional subjects. The second experiment measured arm joint kinematics and muscle activity while another group of chronic stroke patients performed both straight-line and turning maneuvers with an updated version of the LARA wheelchair that included handbrakes. It was of particular interest to determine how features of arm control related to ambulation speed and whether propulsion with a lever-driven chair after stroke were associated with abnormal patterns of shoulder and arm movement, which might make it less desirable as a therapeutic adjuvant. Methods First Experiment We developed a bimanual lever-driven wheelchair for use as an inpatient arm rehabilitation tool (Figure 1, top left). This wheelchair features 1) adjustable arm supports attached to ratcheting
levers that support the paretic arm and position it so that the user’s hand can push on the lever, 2) straps that attach the forearm and hand to the levers through the arm supports, and 3) elastic bands that limit the range of motion of the lever and make the lever resonate when pushed at ~1 Hz. Users drive the wheelchair by rhythmically flexing and extending their shoulder and elbow. The arm supports and ratcheting levers obviate the need for the user to grasp and release the push rim. The levers also give users mechanical advantage compared to directly pushing the push rim. The resonance provides further mechanical amplification of the user’s arm force.26 We hypothesized that this device would allow individuals with severe arm weakness after stroke to use their paretic arm to ambulate overground in a straight line (Note: henceforth, we will refer to the more-impaired arm as the “paretic” arm, with the implicit understanding that the other, “nonparetic” arm may also exhibit some impairment or minor paresis). We tested this hypothesis by asking 12 individuals with chronic stroke (mean age 58.8±15.6 years; mean duration since stroke 44±41 months) to bimanually propel a first version of the LARA wheelchair. This group was equally divided by sex. Their mean upper extremity Fugl-Meyer score ranged from 10 to 23 (mean score 16.8±3.7) out of the maximum 66, a severe level of arm impairment. Individuals with FM scores in this range generally report never using the impaired arm for daily functional activity on a standardized arm use questionnaire, the Motor Activity Log.33,34 None of the participants had enough hand function to grasp the push rim, and none could bimanually propel a wheelchair, although half of the participants were regular users of manual wheelchairs because of their persisting gait impairment. We asked the participants to propel the chair forward 3 m in a straight line 10 times, with a short rest break between each attempt. We measured the position of the wheelchair during each trial using a motion capture system (Phase Space) that tracked LEDs placed on the axis of rotation
of each rear wheel of the wheelchair. We quantified the participants’ deviation from the target straight line trajectory as the root mean square of the difference from a straight line path connecting the first and last positions of the wheelchair. Second Experiment Following the first experiment, we performed a second study using an improved leverdriven wheelchair. In this study, individuals with upper-extremity impairment from chronic stroke, and age-matched control subjects maneuvered in straight lines and performed 180⁰ turns. This time, we measured the arm kinematics and muscle activity. Kinematic data were recording using the same motion capture system, this time with markers placed at key points on the participant’s body as well as on the wheelchair. Muscle activity data were recorded via EMG measurement of the muscles ostensibly associated with lever-driven wheelchair operation. Participants An age matched set of 12 participants with hemiparesis after chronic stroke (mean age 52.7±4.7 years; mean duration since stroke 34±18 months) and 12 unimpaired individuals (mean age 51.3±4.6 years) participated in the second study. Both participant groups consisted of 5 males and 7 females. The stroke participants had upper-extremity Fugl Meyer (FM) scores ranging from 12 to 24 (mean score 17.6±1.3) out of the maximum of 66. Experimental protocol Participants performed repeated trials of two different courses: 1) a 3-m straight-line segment and 2) a 1.5-m straight-line segment followed by a the 180⁰ turn, either to the right or to the left. Stroke participants performed 10 trials of the straight course, followed by 10 trials of the 180⁰ turn course. The turn was made in the direction that positioned their paretic arm on the outside of the turn, engaging the paretic arm while the wheel powered by the nonparetic arm remained
frequency, and very similar results acquired. The results were deemed robust to changes in cutoff frequency, and 20 Hz was chosen. EMG results were primarily used to investigate the relative timing of activation of pairs of muscles. This relative timing was found for each trial, for a given pair of muscles, by finding the delay that maximized the cross-correlation of the two muscles’ smoothed activity curves. To ensure that activations were compared within individual lever pumps, the magnitude of this delay was constrained to be within one half of that trial’s average period. This method identifies the average timing difference between the centers of the two muscles’ activations. Observing raw data revealed no clear trend in muscle activation durations, so precise initiation and termination times of activity were not estimated. EMG results were also used to identify motor synergies, here defined as the principle components of motor coordination at the muscle level. By this definition, synergy represents the temporally and spatially correlated activations of a muscle.36,37 Each correlated muscular synergy vector 𝐜𝐜𝑗𝑗=�c1j, … , cmj� is activated by its corresponding neural signal 𝒉𝒉𝑗𝑗(𝑡𝑡) which modulates each synergy. There are several algorithms to determine 𝑪𝑪 and 𝑯𝑯. In this work, we have chosen the method of Non-Negative Matrix Factorization (NNMF) since it has been shown to perform better than PCA for identifying muscle synergies from EMG data.38 𝑪𝑪 and H were initialized with random values and iteratively updated using the multiplicative rules explained by Ajiboye and Weir36. This method requires selecting the number of synergies to be extracted. For this work, we used the cross-validation method,36 which involves extracting the minimum number of synergies (up to the number of measured muscles, 8 in this work) such that the Variation Accounted For (VAF) index between the original measured EMG (𝑽𝑽) and the reconstructed EMG matrix 𝑽𝑽 �=𝑪𝑪 ∙
𝑯𝑯 is over 0.90. This index is computed as 𝑉𝑉AF = 1 − SVV � 2/SV 2, where SVV � 2 is the sum of the squares of the errors between original and predicted value, and SV 2 is the total variance of the original EMG activation data. The primary synergies for each participant during each task were visually compared, and common synergies were defined for each combination of group (stroke or control) and task (straight-line or 180°-turn) as the synergies observed most consistently across participants in that group for that task. A judgement was made about which participant represented the most typical expression of each common synergy for each group and task combination. Other participants in the same group and task were considered to express a common synergy if any of their primary synergies matched with that common synergy with a similarity index 𝑆𝑆 > 0.7. Although a fully automatic method of defining common synergies was not developed, this method was repeated with several alternative common synergies for each group until the greatest extent of similarity was obtained. Results Experiment 1: Can people with severe arm hemiparesis bimanually propel a lever drive chair in a straight line? All 12 individuals in the first study had severe arm impairment (FM between 10 and 23). Yet, all were able to propel the wheelchair forward at least a total of 15 m over 10 trials. Some participants initially struggled with the task, preventing them from reaching the target total distance of 30 m, but 10 of the 12 individuals successfully completed the 3-m task by the last trial (Figure 3a). By the last trial, these 10 individuals moved in straight trajectories, while the other 2 consistently turned toward their paretic side.
The average speed across all subjects increased significantly from the first to the last trial, reaching 0.2±0.2 m/s on the last trial (paired t-test, p = 0.014). The average speed for each subject across all trials was also significantly correlated with their FM score of upper extremity impairment (Figure 3b; linear regression, r2 = 0.44, p = 0.019). The participant’s deviation from the straight-line path decreased across trials, with the average deviation on the tenth trial being 0.05 ± 0.05 m, although this decrease in error was not significant. The participants performed an average of 237 arm movements during the course of the experiment (range = [54, 722]). A video showing the participants propelling themselves with the device can be found at http://youtu.be/HzZjBIOxLzg. In a post-experiment interviews, several participants noted that achieving self-propulsion with their paretic arm was motivating and empowering, since it allowed them to use this arm in a meaningful way, often, they reported, for the first time in years. Experiment 2: Can people with severe arm hemiparesis turn a lever drive chair with their hemiparetic arm? In the second study, 12 individuals with stroke volunteered to propel an improved version of the wheelchair while undergoing motion capture and EMG recording; we also incorporated a turning maneuver in which participants squeezed a handbrake with their nonparetic hand and pumped the chair with their paretic hand. Seven of the participants in this second study had previously participated in the first study described above. All individuals in this study also had severe arm impairment, defined as FM score of 24 or below. In this study, 9 of 12 participants completed the entirety of the experiment (10 straight-line trials and 10, 180⁰ turn trials). The other 3 completed the 10 straight-line trials but no more than one 180⁰ turn trial. These participants took the opportunity they were offered to end the experiment at any time. One expressed that they were experiencing substantial pre-existing shoulder pain. All
12 age-matched controls completed the full 30 trials. Equipment problems caused loss of motion capture data for one person with stroke and one age-matched control. Excluding the participants’ whose data was lost, the mean age of the stroke participants was 52.5 ± 5.2 years (49.4 ± 5.8 years for those who completed all 20 trials) and the mean age of the unimpaired controls was 53.1 ± 4.8 years. Consistent with results from the first study, all participants with stroke in this experiment were able to propel themselves across 3 m for 10 trials (Figure 3). Thus, combining the first and second experiment, 15 of 17 participants with FM scores less than 24 demonstrated they could propel a bimanual, lever-driven wheelchair 30 m. After propelling the chair these first 30 m, 9 of 12 participants in the second experiment also propelled themselves across 1.5 m and performed a 180⁰ turn for 10 trials; these turns were driven solely by their paretic arms. In total, these participants demonstrated they could both propel the chair 45 m and turn in the chair a total of 1800° (i.e. 5 full rotations). Biomechanics Part 1: How did the individuals with stroke achieve lever-based propulsion? Wheelchair speed and lever pumping behavior varied substantially between participants in the second experiment. Stroke participants were on average substantially slower than unimpaired controls, yet, in this second experiment, there was only a marginal correlation between FM score and average speed (Figure 4a; linear regression, p = 0.22). The lack of significant correlation may be explained in that although the 3 slowest participants had among the lowest FM scores, the 3 fastest participants did not have distinctly high FM scores. Given that regression analysis is poorly conditioned for data sets where a few participants perform dramatically differently than the rest, it is unclear if the correlation in the first experiment (without handbrakes) and lack of correlation in
the second experiment (with handbrakes) describes a true effect of handbrakes on operating the LARA wheelchair, or if it is simply an artifact of which participants happened to achieved especially fast ambulation during each experiment. The questions then arise: what factors do explain how individuals with hemiparesis after chronic stroke achieve lever-based propulsion, and what explains faster or slower propulsion speeds if speed is not simply a function of impairment level. Two factors were investigated: the frequencies at which participants pumped the levers, and the ranges of motion of elbow movement they exhibited. Similar results were observed during both straight-line and 180⁰-turn trials. Results from straight-line trials are shown here. Results from 180⁰-turn trials were similar and are not shown here. Similar wide ranges of pump frequency were observed for both stroke participants and controls (Figure 4b). Pump frequency was correlated with speed, but this relationship differed between stroke participants and controls (Figure 5b), implying that other dynamics were at play. Elbow range of motion, on the other hand, was mildly correlated with FM score, and substantially lower for stroke participants than for controls (Figure 4c). Elbow range of motion was also loosely correlated with speed (Figure 5c), suggesting a predictive relationship moderated by other factors. However, combining these two factors produced a much more predictive relationship, specifically the product of pump frequency and elbow range of motion was highly correlated with speed (Figure 5d). Of note, elbow range of motion and pump frequency were themselves not correlated (Figure 5e). These results imply that two uncorrelated motor capacities determine an individual’s ambulation speed: 1) their ability to quickly activate and deactivate their arm muscles and 2) their ability to extend the elbow through a wide active range of motion.
We suspected that some participants might have achieved faster speeds using abnormal compensatory movements, such as trunk inclination or shoulder leaning or hiking. On average, stroke participants showed no increased trunk motion over controls; on an individual basis, however, the three slowest participants exhibited larger trunk motion (Figure 4d). This suggests that compensation by trunk inclination is a means by which slower participants achieved movement, but most participants did not employ this compensation. Amplitude of shoulder translation, which would be expected to capture leaning or hiking, differed minimally between stroke participants and controls, and was uncorrelated with FM score (Figure 4e). Nor was greater shoulder movement observed for slower participants. This suggests that lever-based propulsion does not encourage abnormal shoulder movement in individuals with hemiparesis after chronic stroke, even for those for whom propulsion is difficult. Biomechanics Part 2: How does stroke affect the muscle activation patterns used during lever-based propulsion? In general, both chronic stroke and control participants exhibited a cascade of muscle activation during only the push phase of lever-based propulsion, and minimal activation during the recovery phase when the movement was assisted by the return action of the spring attached to the lever (Figure 6). This differs from the substantial muscle activity observed during both push and recovery phase during push-rim wheelchair propulsion.39,40 This finding implies that LARA reduces in the complexity of operating manual wheelchair. This raises the questions of how the timing of these cascading muscle pulses compares between stroke participants and controls and whether this might help explain differences in their propulsion speed. We also investigated the occurrence of common muscle activation synergies across participants.
The relative activation timing between the triceps and other muscles best differentiated the activation patterns of stroke and control participants (Figure 7a). For controls participants, the activity of the triceps significantly preceded that of most other muscles (t-test, p values shown in Table 2 “Controls”), suggesting they initiated lever movement by activating the triceps. For chronic stroke participants, activation of the triceps did not significantly precede that of any other muscle (t-test, p values shown in Table 2 “Stroke”). Comparing these relative timings between stroke participants and controls, it was found that the timings of all muscles except the anterior deltoid were significantly different between groups (paired t-test, nonequal variance, p values shown in Table 2 “Difference”). This comparison supports that a significant shift in timing of the triceps occurs following stroke, and that it no longer leads the other muscles. The relative timing of the biceps and triceps was investigated as a predictor of participants’ propulsion speed, based on our finding that amplitude of elbow movement was correlated with participants’ propulsion speed. Elbow extension ostensibly requires activating the triceps without interference of the biceps. Our observation that the triceps no longer leads the biceps after stroke might help explain chronic stroke participants’ reduced elbow extension relative to control participants. To elucidate this connection, each participant’s bicep activation timing was compared to their elbow amplitude (Figure 7b). A marginally significant trend was found between biceps timing and elbow amplitude for stroke participants (linear regression, R2 = ?, p = 0.052). A nonsignificant correlation existed for control participants (linear regression, p = 0.15). Extrapolating this trend would suggest that someone with hemiparesis after chronic stroke could increase their range of elbow movement, and their propulsion speed by learning to activate their triceps preemptively of their biceps and other arm muscles.
Along with delayed triceps activation, stroke participants appear to have exhibited early trapezius activation (not shown directly, but implied by Figure 7a). Using a similar analysis as described for the triceps, the trapezius was found to significantly lead the pectoralis major (t-test, p = 0.030) and the anterior deltoid (t-test, p = 0.030) for chronic stroke participants. This may suggest that stroke participants compensate for their impairment by preempting their arm movement with positioning or bracing of the shoulder, even if kinematic data did not show increased amplitude of shoulder movement. EMG synergy analysis suggested largely similar muscle activation patterns across the two groups, with some discrepancy in the expression of synergies involving the triceps. For each participant, two primary synergies on average described more than the 90% of their variability in muscle activation in each task conditions. The synergies of each participant were visually compared, and two common synergies (Figure 7c) were defined for each combination of group (stroke or control) and task (straight-line or 180°-turn). For those who expressed them, these common synergies were remarkably similar between stroke participants and controls during both the straight-line and 180⁰-turn trials (Figure 7c). Overall, these common synergies were expressed with 52% consistency across stroke participants (i.e. as one of their two primary synergies) and with 63% consistency across controls (Table 3). This suggests that the most common muscle activation patterns were largely shared by stroke participants and controls, but that substantial variation in these patterns existed within both groups. The common synergies that most involved the triceps (𝑤𝑤1 for straight-line trials and 𝑤𝑤2 for 180⁰-turn trials), were also expressed with 52% consistency across stroke participants, but with 79% consistency across controls. That is, triceps activation was generally synergized with the same muscles for controls. In contrast, only about
half of stroke participants activated their triceps within any such shared such synergy. That synergy did, however, closely resemble the triceps activation synergy expressed by controls. Intrinsic Motivation: Are individuals with stroke motivated by their performance in lever-driven wheelchairs? All participants answered a 10-question survey with relevant questions drawn from the Intrinsic Motivation Inventory (IMI), which has been used in studies of robot-aided arm rehabilitation.41 Questions related to motivation, effort, and perceived competence (Table 4). All questions prompted a numeric response between 1 for “strong disagreement” and 7 for “strong agreement”. Perhaps not surprisingly, stroke participants believed that practicing longer with the wheelchair would be more beneficial to them than did control participants (paired t-test, p = 0.0043). They also believed that ambulating in the chair required more effort than did control participants (paired t-test, 0.025). No significant difference was found between the responses of stroke and control participants on any of the remaining questions. Neither group felt particularly anxious or bored during the experiment. Both groups indicated that they wanted to do the activity, possibly consistent with the results that both groups found the task fun and felt that their participation was important. Both groups were satisfied with their performance despite being somewhat less confident that they were good at the activity. Both groups shared a similar level of confidence that they became competent at the activity during this session. Surprisingly stroke participants did not feel significantly less competent at ambulating in the chair than did control participants.
Discussion The assumption that individuals with severe arm weakness after stroke cannot bimanually propel themselves in a manual wheelchair is incorrect. Here, we found that a total of 15 of 17 participants with stroke (10 of 12 from the first experiment, and all 5 new participants from the second) propelled a manual, lever-driven wheelchair 30 to 45 m in a straight line, demonstrating their ability to coordinate the movement of their arms to move in a straight line. Using a handbrake during the second experiment, 9 of 12 stroke participants completed ten 180⁰ turns (for a total of 1800⁰) completely under the power of the paretic arm. Thus, with appropriate mechanical adaptations, even individuals with otherwise little functional use of the arm generated enough force in the required spatiotemporal pattern to propel and turn a lever drive chair. This confirms our preliminary findings that chronic stroke survivors retain this capacity,31,32 but in a larger sample. Moreover, while ambulating during this study, participants regularly performed between 400-600 arm movements during each 1-hour session. This dose of exercise exceeds that even of recent attempts to provide a high dose of movement practice in stroke rehabilitations.2 It remains to be seen if this sort of arm motion is therapeutically meaningful, but this study yields some promising results about this possibility, coupled with previous studies on the therapeutic effectiveness of simple, repetitive arm movement REFS. We discuss now several features of the lever-driven propulsion, the biomechanics of the arm and trunk, and then future directions for research. Features of lever-driven wheelchair ambulation The stroke participants moved at about half the speed of unimpaired controls during straight line movement and rotated the chair at about one-third the speed of controls during turns. While their turning was slower generally, the faster half of stroke participants moved in straight lines at about the same speed as the slower half of controls. Together these results indicate that
Conflict of Interest Daniel Zondervan and David Reinkensmeyer are co-founders of and hold equity in Flint Rehabilitation Devices, a company that is commercializing rehabilitation technology. Daniel Zondervan is currently employed at Flint, and David Reinkensmeyer has received payment for consulting from Flint. David Reinkensmeyer holds equity in Hocoma, a manufacturer of rehabilitation technology. The terms of David Reinkensmeyer’s interests have been reviewed by the U.C. Irvine Conflict of Interest committee.
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Table 1. Motion capture marker positions.
Table 2. P-values for muscle activation timing relative to triceps. Bold indicates p < 0.05.
Table 3. Expression of the first two common kinetic synergies across participants. Control Participants Line Turn 𝑤𝑤1 𝑤𝑤2 𝑤𝑤1 𝑤𝑤2 S1 C1 C2 C1 C2 S2 C1 C2 C1 C2 S3 C2 C2 S4 C2 C2 S5 C1 C2 S6 C2 C1 C2 S7 C2 C2 S8 C2 C1 C2 S9 C1 C2 S10 C2 C2 S11 C1 C1 S12 C1 C1 Stroke Participants Line Turn 𝑤𝑤1 𝑤𝑤2 𝑤𝑤1 𝑤𝑤2 P1 C2 C2 P2 C2 C2 P3 C1 P4 C1 C2 C1 C2 P5 C1 C2 C1 P6 C1 P7 C1 C2 C1 P8 C1 C1 P9 C1 C2 P10 C1 C1 P11 P12 𝑊𝑊1 and 𝑊𝑊2: First two (i.e. primary) common synergies. 𝐶𝐶𝑖𝑖: Indicates that the participant expressed 𝑊𝑊1 or 𝑊𝑊2 as their 𝑖𝑖-th individual synergy. Empty cell: The participant did not express this common synergy as either their 1st or 2nd individual synergy. Grey cell: The participant did not complete the respective task.
Figure 6. Raw EMG from chronic stroke and unimpaired participant. A 20-400Hz bandpass filter was used to condition the signal and remove motion artifact, a 125ms window moving RMS was used to estimate muscle activity. Stroke Participant Control Participant
Figure 7. A: Muscle activation timing relative to triceps. Average activation timings of selected muscles relative to the activation of the triceps (at t = 0). Positive values indicate that the muscle was activated later than the triceps. Timing is measured in terms of fraction of that average period length during the trial. Unimpaired controls led with triceps activation, a pattern not maintained after stroke. Following stroke, the trapezius tends to lead the movement. B: Correlation of biceps-triceps timing with elbow movement. Chronic stroke participants’ timing of the biceps relative to the triceps was correlated with the amplitude of their elbow movements. A similar but weaker correlation was found for unimpaired controls. This result is consistent with the theory that large elbow amplitudes require the triceps to extend the elbow during the arm movement, but that this extension requires the triceps to contract without co-contraction of the biceps. C: The common muscle synergies 𝒘𝒘𝟏𝟏 and 𝒘𝒘𝟐𝟐, for each experimental task. Bars indicate the mean normalized activation of each muscle involved in the synergy across subjects who expressed that synergy. Error bars indicate the standard deviation about these means. Synergies of stroke participants are shown in cyan, and synergies of control participants in blue A B C