Sex estimation using long bones in the largest burial site of the Copper Age: Linear discriminant analysis and random forest
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Journal of Archaeological Science: Reports 58 (2024) 104730 Available online 23 August 2024 2352-409X/© 2024 The Authors. Published by Elsevier Ltd. This is an open access article under the CC BY-NC-ND license (http://creativecommons.org/licenses/bync-nd/4.0/). Sex estimation using long bones in the largest burial site of the Copper Age: Linear discriminant analysis and random forest S. Díaz-Navarro a,* , S. Díez-Hermano b , M.A. Rojo-Guerra a , J. Lomba Maurandi c , C. Valdiosera d , T. Gunther e , M. Haber Uriarte c a Departament of Prehistory, Archaeology, Social Anthropology and Historiographic Sciences and Techniques. Faculty of Philosophy and Letters. Universidad de Valladolid, Spain b Department of Plant Production and Forest Resources, Sustainable Forest Management Research Institute (iuFOR). Higher Technical School of Agricultural Engineering (ETSIIAA), Universidad de Valladolid, Spain c Departament of Prehistory, Archaeology, Ancient History, Medieval History and Historiographic Sciences and Techniques. Faculty of Letters. Universidad de Murcia, Spain d Laboratory of Human Evolution, Universidad de Burgos, Spain e Human Evolution, Department of Organismal Biology, Uppsala University, Sweden ARTICLE INFO Keywords: Late Prehistory Iberian Peninsula Sexual Dimorphism Anthropometry Discriminant Functions Machine Learning ABSTRACT Sex estimation of the individuals in a sample is fundamental for any bioarchaeological study to define a particular demographic assemblage or to classify isolated remains. Long bones are an excellent alternative for sex estimation when the most dimorphic anatomical parts are not preserved or are highly altered. Here we propose a set of discriminant functions and classification models to estimate the sex of prehistoric individuals using linear discriminant analysis and machine learning approaches. Different osteometric variables were taken from the humeri, ulnae, radii, femurs and tibias of a sample of 109 articulated skeletons buried in the collective tomb of Camino del Molino (Region of Murcia, SE-Spain), dated to the 3rd millennium BC. Sex was estimated based on standard anthropological methods and ancient DNA analysis of a control sample. Fifty-two discriminant functions with prediction thresholds higher than 0.8 on the ROC curve were obtained using independent (22) and combined variables (30). The best LDA models for sex prediction were those based on proximal epiphyseal widths or their combination with other variables, reaching values close to 0.98 on the ROC curve. The random forest-based model obtained an accuracy of 0.94 and confirmed the importance of epiphyseal widths in sex classification. This analysis is more comprehensive than univariate LDA, as it allows for ranking the importance of bones in sex discrimination and considers correlations between long bones rather than treating them as independent observations. In contrast, applying LDA to each bone makes it easier to predict the sex of other coeval collections that do not have such a complete sample. This work aims to overcome the scarcity of methods that can be applied to sex estimation of the large volume of isolated remains from Camino del Molino and for other Mediterranean skeletal series from the Late Prehistory with high biological affinity and that share similar environmental conditions. 1. Introduction The sex assignment of individuals or skeletal fragments is key in bioarchaeological analysis. Its results are essential to completing the population pyramid of a settlement, to associating individuals of one or the other sex with possible burial rituals (their form of deposition, location, treatment of the corpse, offerings, etc.), ways of life (daily activities conditioned by the sex of the subject, access to food resources, sexual biases in food, physical activities, or mobility), diseases or causes of death. If a complete adult skeleton is recovered, its sex can be estimated with up to 95 % reliability, based on indicators of the skull and pelvis, as these are the regions where the differences between sexes are best expressed (Buikstra and Ubelaker 1994; White and Folkens, 2005). These bones are not always preserved, especially if the population under * Corresponding author at: Departament of Prehistory, Archaeology, Social Anthropology and Historiographic Sciences and Techniques. Faculty of Philosophy and Letters. Universidad de Valladolid, Spain. E-mail address: [email protected] (S. Díaz-Navarro). Contents lists available at ScienceDirect Journal of Archaeological Science: Reports journal homepage: www.elsevier.com/locate/jasrep https://doi.org/10.1016/j.jasrep.2024.104730 Received 24 July 2024; Accepted 16 August 2024
Journal of Archaeological Science: Reports 58 (2024) 104730 2 study is archaeological. Long bones are an excellent alternative for estimating the sex when the most dimorphic anatomical regions are not preserved or are very degraded, as well as when studying a skeletal collection from an altered funerary deposit, a very frequent occurrence in the Late Prehistory of Iberia (Díaz-Navarro et al. 2023a). Recent studies have shown that long bones have greater classification power in sex estimations than the skull (Spradley and Jantz 2011). Pearson and Bell (1917) were pioneers in the development of alternative techniques for sex estimation, although the use of discrimination formulas saw its greatest boom in the second half of the 20th century. Since then, there has been a plethora of work by researchers focused on these studies for populations of different origins, especially using long bones (e.g., Godycki 1957; Hanihara 1958; Steel, 1962; Black 1978; Krogman and Iscan 1986, Is¸can and Miller-Shaivitz, 1984; Isçan and Miller-Shaivitz, 1986; Dittrick and Suchey 1986; Carretero et al. 1995; Alem´ an 1997; Gonz´ alez-Reimers et al. 2000; Ríos Frutos 2005; Alem´ an et al. 2012; Djorojevic et al. 2016; Bidmos and Mazengenya 2021). Although functions have traditionally been formulated using reference skeletal collections of known sex and age at death, it is increasingly common to find discriminant analyses based on archaeological populations, with sex estimations supported by standard anthropological methods (e.g., Safont et al., 2000; ˇ Slaus and Tomiˇ ci´ c 2005; ¨ Ozer and Katayama 2006; Jim´ enez-Arenas 2009, 2010; Baˇ si´ c et al. 2013; Jerkovi´ c et al. 2016; Novak 2016; Tomczyk et al. 2017; Dabbs, 2020; Chovalopoulou et al., 2018; Wysocka et al. 2023), paleogenomic analyses (Ord´ o˜ nez et al. 2013) or gender assignments supported by the offerings accompanying the bodily remains (Cavazzuti et al. 2019). However, the latter should be taken with caution since gender is a social construct that does not necessarily obey biological sex. In the Iberian Peninsula, discriminant analyses of long bones have traditionally been based on populations of known sex and age with minimal margins of error. Of note are those formulated by I. Alem´ an (1997) on a current Mediterranean population (Granada), the discriminant functions obtained from the reference collection of the Complutense University of Madrid (e.g., Trancho et al. 1997, 2012), or those of Carretero et al. (1995) based on different metric variables of a humerus from a 19th century skeletal series from Coimbra of known sex and age (Portugal). There are also discriminant analyses on peninsular archaeological populations, such as those of the medieval population of Wamba on tibiae (L´ opez-Bueis 1995), those of Jim´ enez-Arenas (2009, 2010) based on femurs and humeri from the Muslim necropolis of La Torrecilla (Granada), or those of Safont et al. (2000) based on the circumference of the diaphysis of the bones of the upper and lower extremities from the late Roman sites of Mas Rimbau and Mas Mallol (Tarragona). This type of analysis has also been frequently applied to pre-Hispanic populations in the Canary Islands (e.g., Gonz´ alez-Reimers et al. 2000; Ord´ o˜ nez et al. 2013). In contrast, no discriminant analyses have thus been carried out on prehistoric populations, perhaps there are not enough individualised and well-preserved skeleton samples to provide acceptable results. An exception could be the discriminant analysis on innominate bones from the necropolis of S’Illot des Porros (Mallorca), dated to 2430 ±200 years BP (Rissech and Malgosa 1997). The same picture can be extrapolated to the European continent. Although several methods for sex estimation in long bones have been developed on archaeological collections (ˇ Slaus and Tomiˇ ci´ c 2005; ¨ Ozer and Katayama 2006; Jerkovi´ c et al. 2016; Tomczyk et al. 2017; Dabbs, 2020; Wysocka et al. 2023), hardly any discriminant functions performed on prehistoric samples have been published. Some exceptions are the formulae developed on cremated bones from Italian Bronze and Iron Age sites (Cavazzuti et al. 2019) or those of Chovalopoulou et al. (2018) on different samples of ancient Greeks −from the 2nd millennium BC to the Middle Ages-. Moreover, some authors have tested the validity of discriminant functions elaborated with modern osteological collections on Palaeolithic (Alonso-Llamazares and Pablos 2019) and Late Prehistoric (Francis et al. 2023) samples. In light of these circumstances, and after proving the ineffectiveness of applying discriminant functions derived from other Spanish populations to estimate the sex of the Chalcolithic population from Camino del Molino (Caravaca de la Cruz, Murcia, SE-Spain), this paper proposes for the first time a sex estimation method based on individuals chronologically dated from Prehistory, using linear discriminant analysis (LDA) and machine learning classifiers: random forest (RF). Thanks to the large volume of skeletons recovered from this grave and their excellent preservation, we can, on the one hand, conduct this analysis on 109 individualised skeletons and, on the other hand, estimate the sex of the vast number of isolated skeletal remains with great reliability. Furthermore, this work can serve as a reference considering the scarce methods that can be applied to sex estimation in other prehistoric funerary contexts with similar characteristics. 2. The collective burial site of Camino del Molino (Caravaca de la Cruz, SE-Spain) The collective burial site at Camino del Molino (CMOL) (Fig. 1), was discovered by chance in 2007 during a construction project, and emergency excavation was conducted throughout 2008 (Lomba et al. 2009). The site is in Caravaca de la Cruz, a municipality in the northwest of the Region of Murcia (Fig. 1a), surrounded from west to east by the Argos and Quípar rivers. This site is part of the Subbaetic system and has a very rugged relief and a high altitude, over 800 m in most of its territory (Fig. 1b). The tomb can be defined as a hypogeum excavated in the travertine with slightly flared walls and a diameter of about 6–7 m (Fig. 1c, d). The sequence is characterised by a continuous introduction of bodies deposited on the previously prepared floor. As the number of corpses increased, relocations are documented in the form of lateral displacements of bodies to accommodate more individuals. As the perimeter walls collapsed with human remains, numerous complete or partial individuals were relocated towards the centre of the structure and arranged in no apparent order (Haber et al. 2012). Some individuals were recovered in perfect anatomical connection (Fig. 2), others were in the form of skeletal packages -grouped skeletal remains of a probable same individual not articulated-, and others were completely isolated remains as a consequence of the continuous removal and relocation of corpses. An anthropological study has identified a minimum number of 1348 individuals (30.7 % non-adults and 69.3 % adults), making CMOL the largest prehistoric burial site known to date (Díaz-Navarro et al. 2023b). The funerary record of other large contemporary collective burials points to cemeteries of around 100–400 individuals (Mahieu 1987; Chambon 2003; Etxeberria and Herrasti 2007; Silva 2012) which hints at the magnitude of CMOL. This burial site comprised 24.8 % (n =334) infants (0–12 years), 5.9 % (n =79) juveniles (13–20 years), 30.9 % (n =417) young adults (21–39 years), 34.7 % (n =468) middle-aged adults (40–59 years) and 3.7 % (n =50) elderly adults (over 60 years). In terms of sex estimation, the population included 377 females (27.9 %), 400 males (29.7 %), 62 individuals ‘probably’ female (4.6 %), 62 ‘probably’ male (4.6 %) and 447 individuals of undetermined sex (33.2) (Díaz-Navarro et al. 2023b). The 14C dating of 28 articulated skeletons has allowed us to identify two possible contiguous funerary phases covering almost the entire 3rd millennium BC (2971–2711-2451–2251 years cal. BC, 2 σ ) (Díaz-Nav- arro et al. 2023b) (S1 Table). The first funerary phase of use started at the beginning of the third millennium (2971–2711 years cal. BC, 2 σ ) and spanned a maximum of three centuries (0–259/82–377 years cal. BC, 2 σ ). The second funerary phase was shorter (0–220/20–282 years cal. BC, 2 σ ), and the end of the sequence is marked between 2451 and 2251 cal. BC 2 σ ). The transition period between the two phases was 80 years at most. A final aspect to highlight is the scarce grave goods documented in the burial site, especially considering the large volume of the buried population (Avil´ es et al. 2012). In fact, there is hardly any direct S. Díaz-Navarro et al.
Journal of Archaeological Science: Reports 58 (2024) 104730 3 evidence of objects associated with specific individuals. However, the most outstanding aspect is the documentation of 51 canids, mainly of the Canis lupus familiaris type, but also a common European fox (Vulpes vulpes) and five wolves (Canis lupus sp.) (Catagnano 2016). The osteological study of this population is providing highly relevant data on the ways of life and death of the Chalcolithic Mediterranean societies (Díaz-Navarro et al., 2023b–d). Fig. 1. The collective burial site of CMOL. 1a. Location of the site in the southeast of the Iberian Peninsula. 1b. Aerial photograph of the area around Caravaca de la Cruz, showing the location of the archaeological site. 1c. General photograph of the burial site after surface cleaning. 1d. General view of the funerary deposit during the excavation process. Fig. 2. Photographs of some of the articulated skeletons recovered from the collective burial site at Camino del Molino during fieldwork. S. Díaz-Navarro et al.
Journal of Archaeological Science: Reports 58 (2024) 104730 4 3. Material and methods 3.1. Sample selection The humeri, ulnae, radii, femurs and tibiae of 109 articulated skeletons were analysed. Skeletons recovered in perfect anatomical connection, with a preserved pelvis and/or skull for sex estimation, that had completed the skeletal maturation process at the time of death (adults with fused epiphyses) were selected. Skeletons with badly damaged or excessively fragmented cortexes, those exhibiting degenerative or metabolic pathologies, signs of trauma or visible malformations that could alter the results, as well as individuals of undetermined sex were excluded from the analysis. The sample selected using these criteria represents 65.3 % of the articulated skeletons recovered (N=167) and 11.7 % of the adult individuals from the count and analysis of the isolated CMOL skulls (N=1348). The sample can be considered representative of the total inhumed population, as it includes specimens found in the different areas of the burial site, from all the stratigraphic units of the funerary deposit (SUU 1100, 1104, 1106–1110), and, therefore, from the two contiguous phases of use documented in the chronometric analysis (Díaz-Navarro et al. 2023b) (Fig. 3). 3.2. Sex estimation Sex estimations of articulated skeletons have been based on an exhaustive analysis of the different cranial, mandibular and pelvic indicators (Buikstra and Ubelaker 1994; Herrmann et al. 1990). Fifty-nine (54.1 %) of the 109 articulated skeletons analysed preserve the skull and pelvis for sexual estimation, 9 only the skull (8.3 %) and 41 (37.6 %) the pelvis (S2 Table). On the skull, the morphology of the external occipital protuberance, mastoid processes, orbital rim, supraciliary arches, nuchal crest and supramastoid crest, and the height of the glabella and frontal bossing has been assessed. On the mandibles, the focus was on the morphology of the chin and gonion, the angle of the mandibular ramus, the mandibular muscle attachments and the size of the teeth. A total of 10 qualitative traits were observed in the pelvis (angle of the sciatic notch; preauricular sulcus; subpubic angle; and morphology of the iliac crest, ischial spine, sacrum, ischium, acetabulum, obturator foramen and sacroiliac joint) (S2 Table). In addition, sex estimates were cross-checked by DNA analysis of a control sample of 19 skeletons where biological sex was estimated based on the number of DNA fragments mapping to the sex chromosomes (Mittnik et al. 2016). 3.3. DNA analysis Ancient DNA analysis was performed on 11 skeletons, and we have data from 8 other individuals previously analysed and published (Olalde et al. 2018; Villalba-Mouco et al. 2021) (S1 Table). Individuals with clear sexual assignments preserving the pelvis and skull, as well as skeletons sexed only from the skull have been selected to validate the effectiveness of estimates based on this anatomical region (S2 Table). We sampled one tooth per individual (S1 Table) for DNA extraction. Processing of ancient DNA was performed by the SciLifeLab Ancient DNA unit (Uppsala, Sweden). Laboratory procedures are specified in the Supplementary Information. DNA sequences generated for this study are available from the European Nucleotide archive under accession PRJEB77020. 3.4. Linear discriminant analysis Forty metric variables were taken for each side (Table 1) of the lateralised long bones of the limbs from the 109 skeletons. The fibulae were excluded due to their poor preservation in this sample. For the measurements, the classical procedures proposed by Martin and Saller (1957) also collected in detail by Alem´ an (1997) were followed, using a King’s Foot with an accuracy of 0.02 mm, an osteometric plate with an accuracy of 0.1 mm and millimetric tape (Table 1). Two independent observers took the measurements in mm using the same methods, so the technical measurement error (TEM) and relative technical measurement error (RTEM) were calculated to assess the intra- and inter-observer errors (Perini et al. 2005). The data were processed by dividing the sample into subgroups according to the sex and sides. Descriptive analyses were performed for each variable and the Wilcoxon two-sample comparison test (with a significance value of p ≤0.05 and a false discovery rate correction for multiple comparisons) was used to analyse possible statistically Fig. 3. Digital planimetry (QGIS 3.16 Hannover©) with the articulated skeletons of CMOL burial site that form part of this work (pink: female; blue: male). S. Díaz-Navarro et al.
Journal of Archaeological Science: Reports 58 (2024) 104730 5 significant differences by side and sex. Side comparisons were considered independent samples instead of paired data, as many individuals didn’t have information from both sides available. The sexual dimorphism index (SDI) was also calculated from a simple formula (Smith 1999) applied to all the variables expressing the difference between the sexes as a percentage [SDI=(Mean of the variable in males/Mean of the variable in females)*100]. LDA was performed independently for upper limb long bone and lower limb long bone variables (models can be replicated from the supplementary discriminant_analysis compressed files). Sex (binary: female or male) was the predicted outcome. One LD function was estimated for each independent variable from one bone, and combinations of two variables were made, either from the same bone or from another bone of the same limb. The LD functions were trained by repeated 10- fold cross-validation (10 times) (Kim 2009) with a 75/25 data split for training/testing. Missing data were removed separately for each body measurement. Model performance was estimated using the area under the ROC curve (Fawcett, 2006) (AUROC, sensitivity versus 1-speci- ficity). True positive rates indicate probability of correctly classifying females. Criteria for model selection were AUROC>0.8 and sample size >50. 3.5. Random forest In order to determine the importance of the variables in predicting sex, a random forest model was trained following an out-of-bag approach for error estimation (models can be replicated from the supplementary predict_randomforest compressed files). The number of trained trees was 1000 and the number of variables tested in each split (mtry) was 15 (selected by grid search optimisation). Unlike the uni- and bivariate discriminant analyses, this model took into account all variables (upper and lower limb) at once. The significance of the variables was measured by the average reduction of the Gini index. Missing data were replaced by the strategy with highest accuracy in the test set among the following imputation methods: predictive mean matching (PMM), classification and regression trees (CART), lasso linear regression (LASSO) and median value. All analysis were performed in R v4.2.1 (R Core Team. R, 2022). LDA and Random Forest models were trained and tested using the caret (Kuhn 2008), finalfit (Harrison et al. 2023) and randomForest (Liaw and Wiener 2002) packages. Missing data imputation was performed using the mice (van Buuren and Groothuis-Oudshoorn 2011) package. 4. Results 4.1. Sex estimation After selecting the sample according to the aforementioned criteria, it was possible to carry out the osteometric analysis of 109 adult individuals, aged between 21 and 59 years at the time of death. Of these skeletons, 66 (60.6 %) were classified as female, 3 (2.7 %) as probably female, 38 (34.9 %) as male, and 2 (1.8 %) as probably male (S2 Table). Priority has been given to the sexual estimates yielded by the study of the pelvis, as they demonstrate greater confidence in the sexual Table 1 Information on the osteometric variables considered in this study and their abbreviations, including the technical measurement error (TEM) and relative technical measurement error (RTEM). O1: Observer 1; O2: Observer 2. Bone Measure Abbreviation O1_TEM O1_rTEM O2_TEM O2_rTEM Humerus Maximum Lenght MLH 1.6051 0.5611 1.3420 0.4684 Distal epiphyseal breadth DEBH 0.4198 0.7685 0.4800 0.8782 Vertical diameter of the head VDHH 0.5687 1.4538 0.4391 1.1208 Deltoid V perimeter DVPH 1.1948 2.1799 1.0941 1.9926 Midshaft perimeter MSPH 1.1429 1.9425 1.0656 1.8055 Maximum midshaft diameter MAXDH 0.7274 3.7122 0.6981 3.5316 Minimum midshaft diameter MINDH 0.5992 3.8101 0.6786 4.3006 Maximum diameter at deltoid V MAXDVH 0.7092 3.8462 1.0371 5.5721 Minimum diameter at deltoid V MINDVH 0.5620 3.7254 0.6455 4.2650 Ulna Maximum Lenght MLU 1.2499 0.5171 1.1469 0.4726 Midshaft perimeter MPU 0.8810 2.1311 0.8088 1.9582 Maximum midshaft diameter MAXDU 0.4216 3.0291 0.5499 3.8956 Minimum midshaft diameter MINDU 0.3984 3.4640 0.4415 3.8665 Distal epiphyseal breadth DEBU 0.4429 2.5696 0.5064 2.9765 Minimum perimeter MINPU 0.7377 2.2810 0.8024 2.4752 Radius Maximum Lenght MLR 0.8711 0.3879 1.1465 0.5103 Maximum diameter of the head MAXDHR 0.2941 1.4706 0.3296 1.6494 Minimum diameter of the head MINDHR 0.2937 1.5439 0.3254 1.7104 Distal epiphyseal breadth DEBR 0.6990 5.2539 0.7508 5.5766 Maximum midshaft diameter MAXDR 0.5371 5.2431 0.8439 8.0862 Minimum midshaft diameter MINDR 0.7265 2.4533 0.6559 2.1992 Midshaft perimeter MPR 0.8315 2.1844 1.0639 2.7752 Minimum perimeter MINPR 0.8803 2.4809 0.8970 2.5066 Femur Maximum Lenght MLF 0.8019 0.1974 1.0344 0.2527 Distal epiphyseal breadth DEBF 0.6382 0.8855 0.5836 0.8073 Maximum diameter of the head MDHF 0.6888 1.7280 0.8131 2.0384 Medium shaft perimeter MSPF 0.9065 1.1628 1.0214 1.3096 Anteroposterior subtrochanteric diameter APSDF 0.7418 3.1996 1.1004 4.7194 Transverse subtrochanteric diameter TSDF 0.7319 2.3826 0.6622 2.1518 Anteroposterior diameter at midshaft APDMF 0.6017 2.3674 0.7160 2.8033 Transverse diameter at midshaft TDMF 0.5416 2.2542 0.5156 2.1393 Tibia Maximum Lenght MLT 1.5479 0.4631 2.0986 0.6267 Distal epiphyseal breadth DEBT 0.5903 1.2369 0.5634 1.1764 Proximal epiphyseal breadth PEBT 0.6114 0.9038 0.7436 1.0997 Midshaft perimeter MSPT 0.9835 1.2736 1.2845 1.6574 Anteroposterior diameter at midshaft APDMT 0,.9175 3.1456 0.8997 3.0772 Transverse diameter at midshaft TDMT 0.6154 3.1372 0.6681 3.4130 Nutrient foramen perimeter NFPT 0,.6595 0.7833 0.7497 0.8890 Anteroposterior diameter at nutrient foramen APDNFT 0,.7769 2.4443 0.8294 2.6113 Transverse diameter at nutrient foramen TDNFT 0,.6564 3.1374 0.8238 3,.9165 S. Díaz-Navarro et al.
Journal of Archaeological Science: Reports 58 (2024) 104730 6 classification of skeletal collections (Buikstra and Ubelaker 1994; White and Folkens 2005). Therefore, skeletons that do not preserve the pelvis have been classified as ‘probable’, although the sexual features of the skull are clear. It is important to note that by chance females are better represented in the total number of articulated skeletons recovered (N=167: 40.7 % females, 25.7 % males, 4.1 % probable females, 3 % probable males, 0.6 % of undetermined sex and 25.7 % non-adults without sexual assignment), while in the total sample of skulls analysed the number of females and males is similar. The results of the genetic analysis coincide with the anthropological estimates in all cases (S1 and S2 Tables). 4.2. Linear discriminant analysis The results of the intra- and inter-observer error calculation can be seen in Table 1. All variables have a RTEM (relative index of interobserver differences) below the acceptance threshold of 0.05, with three exceptions: MAXDR, MINDR and MINDVH. Therefore, these variables have been ruled out from all osteometric analyses. Therefore, 37 variables are used for LDA and RF analysis. The Wilcoxon two-sample comparison test allows us to conclude that there are no statistically significant differences by laterality in any of the variables (Table 2 and S3 Table). On the other hand, the SDI is greater than 100 in all cases, identifying statistically significant differences in the Wilcoxon two-sample comparison test by sex (Table 3 and S4 Table). Table 3 shows the large volume of missing cases, which is related to the nature and preservation of the osteological collection. Despite working with 109 articulated skeletons, osteometric results were obtained for 57 individuals on average, which also allows us to obtain reliable statistical results. In the humerus, all variables have a sample size greater than 50 (mean =59). Only the variables DEBU and MINPU of the ulna exceed this threshold (mean =46). The mean of the radius is 54.8, with N>50 for the variables MAXDHR, MINDHR, DEBR and MINPR. The femur variables are the ones with the largest sample (mean =65.7), except for DEBF which could only be measured in 36 individuals. Finally, the variables DEBT, NFPT, APDNFT and TDNFT of the tibia are the ones that could be measured in more than 50 individuals (Mean =56.2). 4.2.1. Upper limb long bones variables Fig. 4 depicts the performance of the LD functions using univariate and bivariate combinations of the long bone measurements from the upper limb of the skeleton as predictors. The performance of the LD functions using univariate and bivariate combinations of long bones measurements of the upper limbs as predictors can be seen in S5 and S6 Tables. Seventeen out of 210 models were selected following predefined criteria (AUROC>0.8 and N>50) listed in Table 4, including formulas and prediction thresholds. Those combined formulae whose prediction is less than that of one of the variables independently have been eliminated from this selection. The VDHH model achieved near perfect classification power (AUROC=0.974). The best performing models included different combinations of MAXDHR and MINDHR and VDHH independently. In total there are 12 independent and 5 combined variables that meet these criteria (Table 4). 4.2.2. Lower limb long bone variables Fig. 5 exhibits the LD functions using univariate and bivariate combinations of lower limb long bone measurements as predictors. The performance of the LD functions using univariate and bivariate combinations of long bones measurements of the lower limbs as predictors can be seen in S7 and S8 Tables. Thirty-five out of 153 models were selected following predefined criteria (AUROC>0.8 and N>50), which are listed in Table 5 with formulas and prediction thresholds. We have eliminated from the selection those combined formulae whose predictive power is lower than that of the independent variables that form it. It is worth noting that the models that include MDHF, alone or in combination, occupy the top ten positions in the ranking (Fig. 5, Table 5). In total, 25 bivariate and 10 univariate combinations reach accuracy thresholds above 80. Independently, the femur MDHF variable reaches 0.9470. Seven discriminant functions combining two variables exceed 95 points on the ROC curve. The combination of MDHF and MSPF variables of the femur reaches 97 points on the ROC curve. 4.3. Random forest The random forest-based model obtained an accuracy of 0.94 (95 % CI: [0.79, 0.99], p-value [Accuracy >Non-Information Criteria] = 0.001, Kappa =0.86) on the test set data. CART imputation method for missing data yielded the best results among all tested techniques (see S9 Table). The confusion matrix can be found in Table 6. DEBH, MDHF and VDHH were the most important body measurements for sex classification (Fig. 6). 5. Discussion This study provides a comprehensive anthropometric analysis of 37 variables taken from the long bones of a collection of 109 articulated skeletons from the largest prehistoric burial site known to date. The preservation of skeletons in the primary position is unusual in 3rd millennium Iberian collective tombs, where reduced or displaced primary deposits are generally documented in which the remains underwent continuous removal once they became skeletonised (e.g., Etxeberria and Herrasti 2007; Rivera García 2011; Silva 2012; Díaz-Zorita 2017; Díaz- Table 2 Wilcoxon two-sample comparison test by sides (right and left). n: sample size, Me: median, iqr: interquartile range. Variables Left Right p value n Me iqr n Me iqr MLH 28 279 21.5 31 289 18.5 0.94802365 DEBH 46 54 5 57 54 5 0.94802365 VDHH 34 38 3.75 37 38 7 0.94802365 DVPH 64 54.5 5.25 61 55 6 0.98488572 MSPH 32 57 5.5 35 59 8 0.94802365 MAXDH 31 19 2 36 20 2.25 0.78141412 MINDH 31 15 3 36 15.5 2 0.94802365 MINDVH 63 15 2 59 15 3 0.98488572 MLU 14 233 25.25 28 245 22 0.94802365 MPU 16 42 4 27 41 4 0.94802365 MAXDU 19 14 2 35 14 2 0.98488572 MINDU 19 12 1.5 35 12 1 0.94802365 DEBU 26 16.5 3 39 18 3 0.78141412 MINPU 34 33 5 47 32 4.5 0.98488572 MLR 28 225 27.5 26 222.5 29 0.94802365 MAXDHR 35 20 2 34 19.5 2 0.94802365 MINDHR 35 19 2 34 18.5 2 0.94802365 DEBR 35 30 3.5 39 30 2.5 0.98488572 MPR 31 39 4.5 27 38 4.5 0.94802365 MINPR 54 36 4 56 35 4 0.94802365 MLF 34 401.5 35.75 30 410 33.5 0.94802365 DEBF 24 72.5 10 26 72 7.75 0.94802365 MDHF 61 40 4 57 40 6 0.99136473 MSPF 38 77 10.75 38 77 9.5 0.98488572 APSDF 81 23 3 71 23 3 0.98488572 TSDF 82 30 4 71 31 3 0.94802365 APDMF 37 25 3 38 25 4.75 0.98843445 TDMF 36 24 2.5 38 24 1.75 0.98488572 MLT 28 335.5 26 19 327 34.5 0.94802365 DEBT 45 48 6 41 48 4 0.94802365 PEBT 29 67 8 27 66 4 0.94802365 MSPT 27 78 9 27 76 10 0.98488572 APDMT 28 29.5 5 30 28 4.75 0.98488572 TDMT 28 20 3 30 19.5 3 0.98488572 NFPT 60 84.5 10 53 83 10 0.94802365 APDNFT 56 32 4 51 32 3 0.94802365 TDNFT 56 21 3 51 21 2.5 0.98488572 S. Díaz-Navarro et al.
Journal of Archaeological Science: Reports 58 (2024) 104730 7 Zorita et al. 2016, 2020; Evangelista 2018). These aspects make CMOL an osteological collection of reference for an in-depth study of the sexual dimorphism of Late Prehistoric populations. We propose a series of discriminant formulas for long bones to estimate sex in the large volume of disarticulated CMOL remains, as well as in prehistoric collections with characteristics like the study sample. This is one of the few works in which discriminant functions are formulated on prehistoric samples (Safont et al. 2000; Chovalopoulou et al. 2018; Cavazzuti et al. 2019), being the most ancient population analysed for this purpose and the first Iberian example of discriminant analysis on long bones of prehistoric chronology. This must be related to different aspects: (1) the absence of large samples of articulated skeletons of this chronology for the reasons already mentioned; (2) the poor preservation and usual fractionation of prehistoric bone remains which hinders anthropometric analysis; (3) the usual reuse of Late Prehistoric tombs which frequently leads to the identification of human remains from different chrono-cultural periods; and (4) the handicap of making reliable sex estimations in archaeological populations. CMOL is the perfect site for such an analysis because of its unique characteristics: a recently excavated grave with rigorous recording and exhumation methods (Lomba et al. 2009), that housed an unprecedented osteological collection of well-preserved individuals of both sexes and of all age categories. The extensive series of 14C dating allows us to state that this grave was the regular burial place during 500 years for 10–15 generations of between 100 and 150 people (Díaz-Navarro et al. 2023b). Furthermore, mobility analyses based on 87 Sr/ 86 Sr isotopes (Merner 2017) indicate a low proportion of non-local individuals. Furthermore, the preservation of 167 articulated skeletons has made it possible to reliably define the morphological and morphometric characteristics that best discriminate between sexes and to assign the sex of the bulk of articulated adult skeletons with minimal margins of error. Although nowadays genetics and proteomics are the most solid analytical tools to reach sexual diagnoses, the analysis of skeletal morphology and morphometry is still indispensable when working with adult skeletons, as it allows a fast, economic, direct and reliable analysis of the anatomical characteristics of the bones without destroying, altering or consuming the sample. Recent studies comparing the efficacy of proteomic, genomic and osteological methods in sexing archaeological samples (Buonasera et al. 2020) show high agreement between the three techniques and high confidence in osteological sex estimates when analysing adult individuals whose skeletons preserve the most dimorphic regions. The sex assignments of 19 CMOL individuals from this work and previous publications (Olalde et al. 2018; Villalba-Mouco et al. 2021) using ancient DNA coincide in 100 % of the cases with those made using standard anthropological methods. This study corroborates that anthropometric variables of long bones are an excellent tool for sexual estimation of ancient human remains and their combination with morphological characters ensures more reliable sexual diagnoses (Is¸can and Miller-Shaivitz, 1984; Black 1978; DiBennardo and Taylor, 1979; DiBennardo and Taylor 1979; Dittrick and Suchey 1986; Steyn and ˙ Is¸can, 1997; Ord´ o˜ nez et al. 2013). Morphometric differences between sexes may be due to genetic reasons, geographical and environmental factors affecting growth (nutrition, stress…), or the interaction of any of the above causes (Stini 1969; Trancho et al. 2012). Cultural factors also play a role, such as physical activities or the existence of a radical gender division of labour (Borgognini Tarli and Repetto 1986). It is therefore essential to develop discriminant formulae for different population groups, geographical Table 3 Wilcoxon two-sample comparison test by sex (female and male). n: sample size, Me: median, iqr: interquartile range. Variables Female Male SDI p value n Me iqr n Me iqr MLH 24 276 12 21 296 23 107.25 0.00001723 DEBH 42 52 3 29 59 4 113.46 0.00000003 VDHH 28 36 2 24 42 4.25 116.67 0.00000004 DVPH 49 53 5 30 58 5 109.43 0.00000078 MSPH 27 55 3 23 62 6.5 112.73 0.00001050 MAXDH 27 19 2 23 21 4 110.53 0.00072736 MINDH 27 15 1 23 17 2.5 113.33 0.00005363 MINDVH 50 14 2 29 16 2 114.29 0.00001050 MLU 18 237.5 20.5 18 257 18.5 108.21 0.00037821 MPU 17 39 4 19 43 3 110.26 0.00316447 MAXDU 26 13 3 19 15 1.5 115.38 0.00395598 MINDU 26 11 2 19 12 0.5 109.09 0.03598819 DEBU 32 16 2 21 19 2 118.75 0.00000601 MINPU 37 30 3 24 34 6 113.33 0.00000240 MLR 28 212 17.5 16 237.5 23.75 112.03 0.00003549 MAXDHR 35 19 1 21 21 1 110.53 0.00000023 MINDHR 35 18 1 21 20 1 111.11 0.00000023 DEBR 35 29 3 18 32 3 110.34 0.00000745 MPR 28 36 4.25 19 41 4.5 113.89 0.00002098 MINPR 48 34 4 25 38 3 111.76 0.00000031 MLF 29 395 24 21 431 25 109.11 0.00001708 DEBF 19 68 4.5 17 77 5 113.24 0.00001873 MDHF 49 38 4 28 43 3.25 113.16 0.00000000 MSPF 35 74 5.5 22 84.5 7.75 114.19 0.00000062 APSDF 61 22 3 36 24.5 3 111.36 0.00000062 TSDF 61 30 3 36 32 3 106.67 0.00000601 APDMF 34 24 3 22 28.5 4 118.75 0.00000601 TDMF 34 23 2 22 26 1.75 113.04 0.00000310 MLT 24 324 24 15 359 31.5 110.80 0.00023186 DEBT 38 46 4 24 51 5.25 110.87 0.00000459 PEBT 25 65 3 19 72 5 110.77 0.00000240 MSPT 23 73 9 19 81 9 110.96 0.00002606 APDMT 26 27 3 19 31 4.5 114.81 0.00019710 TDMT 26 19 3 19 21 2.5 110.53 0.00123906 NFPT 47 80 8.5 30 91.5 10.5 114.38 0.00000009 APDNFT 46 30 2.75 30 34 5 113.33 0.00000104 TDNFT 46 20 2.75 30 22 2.75 110.00 0.00000216 S. Díaz-Navarro et al.
Journal of Archaeological Science: Reports 58 (2024) 104730 8 areas and chronologies. In this work were obtained 52 linear discriminant functions with prediction thresholds above 0.8 on the ROC curve, with 8 exceeding 0.95 points. Of these, 17 are of the upper extremity and 35 of the lower extremity. Attention has been paid to the classification of isolated remains and variables have been combined to overcome success in sexual diagnosis. Therefore, 22 functions use a single variable and 30 combine two variables from the same bone or from another bone of the same limb. The best LDA models for sex prediction were those based on the widths of the femur and humerus heads, alone and in combination. It is traditionally accepted that sex differences are best reflected in the maximum length, as well as in the epiphyseal widths, by adding the measurements of diaphyseal diameters and diaphyseal perimeters (e.g., Black 1978; Is¸can and Miller-Shaivitz, 1984; Dittrick and Suchey 1986; Jim´ enez-Arenas 2010). The above results suggest that the transverse variables are more dimorphic than the longitudinal ones in the CMOL population, which has already been pointed out by other authors (e.g., Alem´ an et al. 1999; Trancho et al. 1997, 2012), referring to the functional demand produced by physical activity. The epiphyses would be more affected by supporting body weight, while the diaphyses would be more affected by muscular activity itself. The widths of the proximal epiphyses discriminate better than those of the distal epiphyses in all the long bones of the CMOL sample. This must be related to the fact that the proximal epiphyses contain the sexually dimorphic muscle attachments and transmit weight (France 1988; Kim et al. 2013; Djorojevic et al. 2016), so that the anatomy of the region is undoubtedly affected in terms of size and shape, which has an impact on sexual dimorphism and therefore on the accuracy of the resulting measurement. The success of the femoral head diameter in discrimination must be related to the fact that this region is the most influenced by the dimorphism of the pelvis by the biomechanical link with the hip, as well as housing sexually dimorphic muscle attachments, which are generally more accentuated in males (Anastopoulou et al. 2014; Djorojevic et al. 2016; Machado et al. 2021). Furthermore, due to its robustness and density, the femur is the anatomical area less susceptible to damage and better preserved than other long bones, especially the proximal end. This variable performed greater accuracy over other features of the femur in a variety of populations studied worldwide (Alem´ an 1997; Seidemann et al. 1998; Mall et al. 2000; Safont et al. 2000; Purkait and Chandra 2004; Anastopoulou et al. 2014; Djorojevic et al. 2016). In contrast, this variable has been found to be less effective than other femoral variables in other osteological samples (Steyn and ˙ Is¸can, 1997; Alunni-Perret et al. 2008), suggesting inter-population variability and the need to develop specific standards. Traditionally, along with the femur, the tibia is one of the bones most used to derive standards for sex determination (Is¸can and Miller- Shaivitz, 1984; Alem´ an 1997; Gonz´ alez-Reimers et al. 2000; Ord´ o˜ nez et al. 2013). In CMOL sample, the tibia variable with the greatest classification power is the circumference at the level of the nutrient foramen, a highly dimorphic area as it is the site of insertion of different muscles. It should be noted that it was not possible to obtain Fig. 4. Ranking of LD functions based on upper body measurements by model performance. Black dots and lines represent the mean AUROCs and minimum and maximum AUROCs obtained across 100 models (10-repetitions, 10-fold CV), respectively. “Female” and “Male” columns reflect sample size. Table 4 Performance of LD functions using univariate and bivariate combinations of measurements of the long bones of the upper limb skeleton as predictors. Female (F) and Male (M) columns depict sample size. ROC, Sens and Spec columns refer to mean values of area under the receiver operator curve, sensibility and specificity. ROCSD, SensSD and SpecSD columns refer to standard deviations relative to the aforementioned average values. Coefficients (Coef) 1 and 2 columns contain the parameters’ values for the LD equations (Coef2 is empty when only one variable is considered). Threshold accounts for the decision boundary for sex prediction. Variables marked in bold exceed 90 points on the ROC curve. Variables F M ROC Sens Spec ROCSD SensSD SpecSD Coef1 Coef2 Threshold DEBH 42 29 0.91792 0.90700 0.73667 0.12290 0.14478 0.24639 0.34277 18.99833 VDHH 28 24 0.97389 0.99333 0.75667 0.05539 0.04690 0.24780 0.47451 18.49879 DVPH 49 30 0.85225 0.89700 0.56667 0.15200 0.14334 0.27828 0.26284 14.51136 MSPH 27 23 0.86625 0.88000 0.66500 0.16834 0.21066 0.30475 0.26145 15.34867 MINDH 27 23 0.83444 0.88333 0.62500 0.20386 0.21254 0.30739 0.62423 9.90669 MINDVH 50 29 0.80300 0.82000 0.58000 0.15659 0.15176 0.27266 0.60362 9.16942 DEBU 32 21 0.87799 0.89583 0.57500 0.16245 0.19939 0.33616 0.52725 9.21789 MINPU 37 24 0.86771 0.89250 0.70833 0.15229 0.16679 0.25112 0.37351 12.21465 MAXDHR 35 21 0.94451 0.94333 0.81167 0.10991 0.12072 0.27489 0.73199 14.85600 MINDHR 35 21 0.93535 0.94250 0.81167 0.13082 0.11707 0.27894 0.74778 14.42143 DEBR 35 18 0.88063 0.92000 0.57000 0.13413 0.14357 0.38284 0.48182 14.58492 MINPR 48 25 0.89404 0.82500 0.67833 0.12728 0.21004 0.30636 0.37324 13.40804 DEBHþDVPH 33 28 0.91944 0.90667 0.73500 0.13991 0.15947 0.27123 0.26959 0.06751 18.68951 DEBHþMINDVH 34 27 0.92222 0.91667 0.74167 0.13758 0.13914 0.27664 0.30176 0.07818 17.89516 MINDVH+MINPU 30 22 0.88639 0.84333 0.72667 0.14747 0.21945 0.27064 0.00529 0.38961 12.76566 DVPH+MINPR 41 23 0.89313 0.84600 0.67500 0.11623 0.18865 0.29049 0.08585 0.28084 14.80625 DVPH+MINPU 29 23 0.89333 0.85333 0.63500 0.15563 0.21748 0.29842 0.10847 0.25860 14.39776 S. Díaz-Navarro et al.
Journal of Archaeological Science: Reports 58 (2024) 104730 9 discriminant functions for the proximal epiphysis due to its poor preservation in the sample (N=44), although the results are very promising (0.927). In contrast, this work highlights the importance of upper limb bones variables, such as the proximal epiphyses of the humerus and radius, which express excellent results in the sex classification of CMOL population. The humeral head diameter offers the best results in the sex rankings (0.975) and is the most dimorphic variable in the humerus, a pattern already observed in other osteological collections (France 1988; Carretero et al. 1995; Steyn and ˙ Is¸can, 1997; Mall et al. 2000; Ríos Frutos 2005; Charisi et al., 2010; Jim´ enez-Arenas 2010). Some authors point to the cessation of female growth as the main cause of sex differences in the humeral head and is useful for sex diagnosis after the age of 15 years (Rissech et al. 2013). However, radium has been less used in work on sexual dimorphism even though in some osteological collections it has proved to be the most powerful discriminating bone (Mall et al. 2000; Cavazzuti et al. 2019; Nogueira et al. 2023). Again, as with the CMOL sample, it is the proximal radial epiphysis that gives the best overall classification results (Mall et al. 2000; Ríos Frutos 2005; Charisi et al. 2011; Cavazzuti et al. 2019). A discriminant analysis of CMOL diaphyseal circumferences and diameters yields positive values, but less than 0.9 on the ROC curve, except for the circumference at the femoral midshaft (MSPF). The diaphyses show a strong response to mechanical loading since, unlike the articular areas in adulthood, they can undergo alterations in the geometry of the cortical bone (B´ eguelin and Gonz´ alez, 2008). This can be explained by the high level of robustness expressed by CMOL females. The comparison of averages of the diaphyseal and robustness indexes of males and females shows that there are no statistically significant differences in any of the long bones, except for the femur (Díaz-Navarro 2022). This suggests that CMOL females attained muscle development on a par with that of males and, therefore, sexual differences are mainly manifested in epiphyseal widths. Long bone lengths, on the other hand, provide positive results in discriminating CMOL individuals but do not usually exceed 85 points on the ROC curve and, moreover, no long bone reaches the minimum required sample size. In contrast, lengths have been generally very useful variables in the sexing of osteological collections from Iberia (Alem´ an 1997). Maximum lengths are mainly influenced by variation in the development of bone robustness throughout ontogeny, with a strong genetic component (Cowgill and Hager 2007), although there is always an area of overlap between short male individuals and tall females (Garrido-Varas et al. 2014). The use of LDA and RF analysis allows to compare different techniques for sexual diagnosis with long bones and to test the validity of machine learning in bioarchaeology. Estimating the sex by combining measurements of different anatomical regions using machine learning classifiers has recently been explored with very promising results Fig. 5. Ranking of LD functions based on lower body measurements by model performance. Black dots and lines represent the mean AUROCs and minimum and maximum AUROCs obtained across 100 repetitions (10-repetitions, 10-fold CV), respectively. “Female” and “Male” columns reflect sample size. S. Díaz-Navarro et al.