scieee AI-readable full text Open interactive document viewer

Heat asymmetries in nanoscale conductors: the role of decoherence and inelasticity

Argüello Luengo, Javier,Sánchez Martín, David,López Gonzalo, Rosa

Abstract

We investigate the heat flow between different terminals in an interacting coherent conductor when inelastic scattering is present. We illustrate our theory with a two-terminal quantum dot setup. Two types of heat asymmetries are investigated: electric asymmetry ¿ E , which describes deviations of the heat current in a given contact when voltages are exchanged, and contact asymmetry ¿ C , which quantifies the difference between the power measured in two distinct electrodes. In the linear regime, both asymmetries agree and are proportional to the Seebeck coefficient, the latter following at low temperature a Mott-type formula with a dot transmission renormalized by inelasticity. Interestingly, in the nonlinear regime of transport we find ¿ E ¿ ¿ C and this asymmetry departure depends on the applied bias configuration. Our results may be important for the recent experiments by Lee et al. [Nature (London) 498, 209 (2013)], where these asymmetries were measured.

Full text

arXiv:1502.01158v2 [cond-mat.mes-hall] 1 May 2015 Heat asymmetries in nanoscale conductors: The role of decoherence and inelasticity Javier Arg¨uello-Luengo, David S´anchez, and Rosa L´opez Institut de F´ısica Interdisciplin`aria i Sistemes Complexos IFISC (CSIC-UIB), E-07122 Palma de Mallorca, Spain We investigate the heat flow between different terminals in an interacting coherent conductor when inelastic scattering is present. We illustrate our theory with a two-terminal quantum dot setup. Two types of heat asymmetries are investigated: electric asymmetry ∆E, which describes deviations of the heat current in a given contact when voltages are exchanged, and contact asymmetry ∆C, which quantifies the difference between the power measured in two distinct electrodes. In the linear regime, both asymmetries agree and are proportional to the Seebeck coefficient, the latter following at low temperature a Mott-type formula with a dot transmission renormalized by inelasticity. Interestingly, in the nonlinear regime of transport we find ∆E6= ∆Cand this asymmetry departure depends on the applied bias configuration. Our results may be important for the recent experiments by Lee et al. [Nature (London) 498, 209 (2013)], where these asymmetries were measured. I. INTRODUCTION Thermoelectrical transport at the nanoscale is a phenomenon of wide interest due to its fundamental and applied perspectives [1]. From the practical point of view, nanostructures spur a wide range of promising thermoelectric applications such as thermocouples [2], local refrigerators [3], thermal transistors [4], and thermal rectifiers [5], among others. The conversion of waste heat into electricity seems to be more efficient at the nanoscale than at macroscopic scales [6]. The fast pursuit toward higher efficiency values of the generated electrical power in relation to the supplied heat has reached remarkable results [7, 8]. However, related fundamental issues such as the electronic heat flow traversing a nanodevice still remain poorly understood mainly because thermal current is not easily accessible in an experiment [9]. In many aspects, heat flow inherently differs from its electrical counterpart and can reveal information about the number of channels available for transport [10], the presence of interactions [11], properties of single-particle wave functions [12], or even superconducting phase differences [13]. Recent works have investigated both experimentally and theoretically the heat current in atomic-scale junctions [14, 15]. Importantly, power dissipation at atomic scales depends strongly on the way in which the transmission probability varies with energy. Thus, for nanostructures showing a strongly energy-dependent transmission, the measured heat flux is shared quite asymmetrically among the contacts whereas for those systems with a weakly energy-dependent transmission the heat asymmetry is strongly suppressed [14]. This conclusion assumes that energy exchange between carriers occurs elastically. However, in molecular or atomic junctions, inelastic processes can be of critical importance when internal degrees of freedom such as rotational or vibrational modes come into play [16–22]. As a consequence, these can alter the physical scenario. The fundamental question addressed in this work is precisely how the heat current asymmetry is affected by inelastic processes. We are interested in the contact asymmetry ∆C, which measures differences between the source (J1) and the drain (J2) heat currents, and the electric asymmetry ∆E, which quantifies the heat-current asymmetry in a given electrode when the applied voltages V1and V2are exchanged: ∆C=J1(V1, V2)− J2(V1, V2),(1) ∆E=J1(V1, V2)− J1(V2, V1).(2) Furthermore, even when only elastic processes are present, dephasing mechanisms can also take place. Therefore, it is also natural to ask how heat is partitioned among the different electronic reservoirs in the presence of dephasing. To examine both issues, we use the voltage [23, 24] and dephasing [25, 26] probe models, recently generalized to treat heat-current flows [27–34]. In these formulations, inelastic and dephasing processes are incorporated by considering a fictitious terminal attached to the quantum system in such a way that the net electrical and heat currents flowing through the probe vanish. In particular, for a voltage probe a carrier that enters the probe with a given energy is reemitted into the conductor with an unrelated energy. In contrast, when only dephasing processes are present, the energy-resolved heat and charge currents are identically zero at each energy. Since the model is independent of the microscopic details of the actual scattering mechanisms, the results are simple to understand and can be applied to a large variety of systems. Our theory is illustrated with a prototypical model for mesoscopic systems: a localized state (representing many different quantum systems, i.e., atomic or molecular junctions, quantum dots, etc.) attached to two electronic reservoirs and subject to different chemical and temperature biases, as depicted in Fig. 1. II. THEORETICAL MODEL When a mesoscopic conductor is coupled to i= 1 ···N electronic reservoirs and is driven out of equilibrium by electrostatic fields {Vi}or temperature gradients {θi}, a flow of charge and energy from the reservoirs toward 2 Fictitious probe FIG. 1. Schematic of a generic nanoconductor with energy level ε0in the presence of a voltage VΦand temperature TΦ probes and coupled to left and right reservoirs by tunnel couplings Γ1and Γ2. Here, ΓΦis the tunnel coupling with the probe. VΦand TΦadjust themselves in order to cancel the net flow of heat and charge through the probe. The internal potential in the conductor is denoted with U. the conductor is established. Charge conservation dictates that all stationary charge flows add up to zero, Pi=1···NIi= 0, whereas the sum of thermal currents must include the Joule heating term, Pi=1···N(Ji+ IiVi) = 0. Within the scattering approach formalism, the flows read as [35] Ii=2e hX jZdEAij fj(E),(3) Ji=2 hX jZdE (E−µi)Aij fj(E).(4) The factor 2 originates from spin degeneracy since we do not consider external magnetic fields. The heat current Ji=JE i−ViIiis given by sum of the energy current JE j= (2/h)PjRdE(E−EF)Aij fj(E) and the associated Joule dissipating heat power VjIj. The electrochemical potential in reservoir iis defined as µi=EF+eViwith EFthe Fermi energy, and fj(E) = [1 + exp ((E−µj)/kBTj)]−1is the Fermi-Dirac distribution function. Each terminal has temperature Ti=θ+θi, obtained from a temperature shift θiwith respect to the background temperature θ. The elements Aij = Tr[δij − s† ij(E, U(~r, {Vk},{θk})sij (E, U(~r, {Vk},{θk})] (with k= 1···N) are given in terms of the scattering matrix s, where Tr s† ijsij =Tij is the transmission probability from terminal jto contact iand the trace is performed over the contact channels. Importantly, due to electronic repulsion the potential profile inside the conductor is altered when charge is injected by means of electrical or thermal biases. As a result, the scattering properties of the conductor expressed by sij(E, eU(~r, {Vk},{θk}) depend not only on the carrier energy Ebut also on the internal potential landscape U, which depends in turn on the set of voltage and temperature shifts. The electrostatic response can be determined from the Poisson equation εv∇2U(~r) = −qwith εvthe vacuum permittivity and q the total charge inside the conductor built up from (bare) charges injected by electrical and thermal gradients and screened charges created in response to the external perturbations [36–38]. At sufficiently low biases in the applied voltages and temperatures, Eq. (3) is expanded up to first order in the shifts Viand θiand the result can be expressed in matrix form: I J=G L M K V θ,(5) where we have defined the vectors I= [I1,··· ,IN]T, J= [J1,··· ,JN]T,V= [V1,··· , VN]Tand θ= [θ1,··· , θN]T. The elements of the submatrices G,L, Mand Kare the transport coefficients Gij =2e2 hZdE (Niδij −Tij )(−f′ eq),(6) Lij =2e hθ ZdE (E−EF)(Niδij −Tij)(−f′ eq),(7) Mij =θLij ,(8) Kij =2 hθ ZdE (E−EF)2(Niδij −Tij)(−f′ eq),(9) where Nirepresents the channel number in the i-th contact and f′ eq denotes the energy derivative of the Fermi distribution function evaluated at Vi=θi= 0. Equation (8) is a consequence of reciprocity. Additionally, the transmission in the linear-response regime is evaluated at the equilibrium potential and is thus independent of the nonequilibrium screening U. We will later consider the nonlinear regime, in which currents do depend on U. III. ELASTIC AND INELASTIC PROBES To include inelastic processes in the thermoelectric transport we consider an additional fictitious probe, denoted by Φ, that plays simultaneously the role of an ideal voltmeter and thermometer. Then, both charge IΦand heat JΦcurrents through the probe are identically zero. Each current carrier absorbed into the probe is reemitted with unrelated phase and energy. We hence use the conditions IΦ=JΦ= 0 to eliminate the probe voltage VΦ and temperature TΦand rewrite Eq. (5) with modified transport coefficients: ˜ Gij =Gij +D[GiΦ(LΦΦMΦj−KΦΦGΦj) +LiΦ(MΦΦGΦj−GΦΦMΦj)] ,(10) ˜ Lij =Lij +D[GiΦ(LΦΦKΦj−KΦΦLΦj) +LiΦ(MΦΦLΦj−GΦΦKΦj)] ,(11) ˜ Kij =Kij +D[KiΦ(MΦΦLΦj−GΦΦKΦj) +MiΦ(LΦΦKΦj−KΦΦLΦj)] ,(12) 3 and ˜ Mij =θ˜ Lij insofar as the Kelvin-Onsager symmetry condition is preserved even in the presence of the probe. Here, D= (GΦΦKΦΦ −LΦΦMΦΦ)−1. When the source of scattering is elastic, one employs a dephasing probe. The charge- (heat-) current density i(E) [j(E)] is determined from the equation I(E) = RdE i(E) [J(E) = RdE j(E)]. We impose the condition that for each energy Ethe probe draws no net current, iΦ(E) = jΦ(E) = 0, resulting in the unique probe distribution function fΦ=−PiAΦifi/AΦΦ. Substituting fΦ back into the charge and heat flows, one arrives at Ii=2e hX jZdE Aij −AiΦAΦj AΦΦ fj,(13) Ji=2 hX jZdE (E−µi)Aij −AiΦAΦj AΦΦ fj.(14) Here, Aij −AiΦAΦj/AΦΦ includes a transmission function renormalized by decoherence effects due to the probe coupling. IV. SOURCE-DRAIN CONDUCTORS In the following, we focus on a simple geometry: a twoterminal conducting device as illustrated in Fig. 1. Let V1 (V2) be the bias drop and temperature applied to terminal 1 (2) in the isothermal case (θ1=θ2=θ). The power measured at each contact is shown to exhibit different values depending on the configuration measurement [14]. We commence our analysis with the linear regime in which voltage shifts are very small. Due to energy current conservation, the condition J1(V1, V2) = −J2(V1, V2) holds. Hence, the measured heat contact asymmetry [Eq. (1)] in the absence of incoherent scattering becomes ∆C= 2M11V=−2SG11V θ, (15) to leading order in V=V1−V2. Corrections would be of the order of V2. In Eq. (15), S=−L11/G11 represents the Seebeck coefficient. The asymmetry is proportional to the thermopower [14] since Sindeed measures the asymmetry between electron-like and hole-like transport. Importantly, the contact asymmetry [Eq. (1)] amounts to the electrical asymmetry [Eq. (2)] due precisely to the energy conservation condition. Now, in the presence of inelasticity (voltage probe) we find that both heat asymmetries still coincide (∆ ≡∆C= ∆E) and are given by ∆ = 2L11V θ + 2DV θ[GΦ1LΦΦK1Φ −GΦ1KΦΦL1Φ −LΦ1GΦΦK1Φ +θL1ΦLΦΦLΦ1],(16) which is valid up to linear order in V. Clearly, when the probe is decoupled we recover Eq. (15). At low temperature, a Sommerfeld expansion of Eq. (16) yields ∆ = 4π2ek2 BV θ2 3hT12 +T1ΦTΦ2 T1Φ +T2Φ ′ +O(θ4),(17) where the prime indicates that the energy derivative is evaluated at E=EF. Equation (17) has a surprisingly simple form. We recall that in the presence of a voltage probe the transmission is split into the coherent term T12 associated with those carriers that flow between source and drain without interacting with the probe and the incoherent transmission T1ΦTΦ2/(T1Φ +T2Φ), which accounts for the fraction of carriers that are incoherently scattered through the probe Φ [23]. Here, we find that the heat asymmetry is nicely given by the energy derivative of both terms summed. In fact, Eq. (17) can be interpreted as a Mott-type formula in which S, which is proportional to T′ 12 in Eq. (15) due to the Mott relation [39], becomes modified by the incoherent part but keeping the same structural form. For the dephasing probe, we first perform a linear expansion for Vij in Eq. (14). Then, the heat asymmetry reads as ∆ = 4eV hZdE (E−EF)T12 +T1ΦTΦ2 T1Φ +T2Φ (−f′ eq). (18) An important remark here is in order. The heat asymmetry for the inelastic probe and the dephasing case differ at temperatures higher than the energy scale at which the renormalized transmission varies appreciably. However, to lowest order in the background temperature, Eq. (18) identically gives Eq. (17). This implies that at low temperature, the heat asymmetry is largest when the renormalized transmission (i.e., the coherent plus the incoherent terms) varies rapidly with energy around EFand that both dephasing and inelastic mechanisms contribute equally. Deviations appear to higher order in θ. Importantly, when all transmissions are functions of the local density of states [40], the asymmetry ∆ cancels out in the electron-hole symmetry case. V. NONLINEAR HEAT ASYMMETRIES: A QUANTUM DOT EXAMPLE The nonlinear regime of thermoelectric transport shows unique effects [37, 38, 41–43]. For the heat transport, rectifications have attracted a good deal of attention [44–58]. Crucially, electron-electron interactions must now be taken into account. It is worthy to mention that a description of the contact heat asymmetry in terms of a probe-renormalized transmission is then no longer possible. Instead, we need to self-consistently find the internal potential of the conductor. For this purpose, we illustrate the heat asymmetries for the relevant case of a quantum dot coupled to two reservoirs. A quantum dot model is the basic description of atomic and molecular junctions in terms of localized atomic or molecular orbitals [59]. The scattering matrix is modeled as a BreitWigner resonance, sij(E) = δij −ipΓiΓj E−ε0+iΓ/2,(19) 4 centered at the atomic/molecular orbital level position ε0. Here, Γidenotes the tunneling rates when the localized level is coupled to the left and right reservoirs (Γi= Γ1,Γ2) and Γ0= Γ1+ Γ2. The total broadening is thus Γ = Γ0+ΓΦ, where the dot coupling to the fictitious probe ΓΦquantifies the degree of inelastic/dephasing processes in our transport description. Due to the simplicity of the Breit-Wigner model, the results for the dephasing and voltage/temperature coincide. We leave open the question of having different heat asymmetry responses for more intricate setups. The internal potential Uis assumed to be spatially homogeneous. We thus make the substitution ε0→ε0+eU in Eq. (19). Uis determined from a discretized version of the Poisson equation in terms of a capacitance C:CU=qd−qeq, where qdis the nonequilibrium dot charge qd=2e πZdE Γ1f1+ Γ2f2+ ΓΦfΦ (E−ε0−eU)2+ Γ2/4,(20) and qeq follows from Eq. (20) by setting all voltages and temperature shifts to zero (f1=f2=feq and thereby fΦ=feq). Note that qdis a nonlinear function of the thermoelectric configuration and that Udepends implicitly on voltage and thermal biases. To compute the heat flow in the presence of interactions and inelastic processes, a system of three nonlinear equations are to be solved simultaneously: the capacitance equation to obtain U({Vk},{θk})) and the two conditions for the fictitious probe, IΦ= 0 and JΦ= 0, that determine VΦand TΦ. Then, VΦ({Vi, θi}) and TΦ({Vi, θi}) are nonlinear functions of the shifts applied to the electrodes. Once these parameters are selfconsistently obtained, heat-flow asymmetries can be investigated. Remarkably and in contrast to the linear regime, the contact ∆Cand electrical ∆Easymmetries do not generally coincide, ∆C= 2JE(V1, V2)−(V1+V2)I(V1, V2),(21) ∆E=JE(V1, V2)− J E(V2, V1) −V1I(V1, V2) + V2I(V2, V1).(22) Here, we define JE(V1, V2) = JE 1(V1, V2) = −J E 2(V1, V2), and I=I1=−I2. Note that ∆Cdepends on the particular way in which electrical biases are applied. For a symmetric electrical bias configuration, ∆C is indeed a measure of the energy current. Both asymmetries agree as long as the transmission is symmetric under the transformation V1⇆V2, which leads to odd charge currents under reversing the bias polarity. However, this condition is not generally met when interactions are present and rectification effects then arise. Importantly, the Joule heating term affects differently the two asymmetries and is, in many cases, the dominant contribution, as we demonstrate in the following. 0 1 2 3 4 ΓΦ/Γ0 -4e-06 0 4e-06 ∆(2Γ0 2/h) ε0/Γ0 =1 ε0/Γ0=0.5 ε0=0 ε0/Γ0=−0.5 ε0/Γ0=−1 -2 -1 0 1 2 3 ε0/Γ0 -5e-06 0 5e-06 ∆(2Γ0 2/h) ΓΦ/Γ0=0 ΓΦΓ0=0.5 ΓΦ/Γ0=1 ΓΦ/Γ0=4 (a) (b) FIG. 2. Heat-current asymmetry in the linear regime (a) as a function of the coupling of the probe ΓΦ/Γ0, and (b) versus the localized level ε0/Γ0. Parameters: EF= 0, Γ1= Γ2= Γ0/2, eV = 0.01Γ0,kBθ= 0.01Γ0. VI. NUMERICAL RESULTS In this section, we present numerical calculations for the heat asymmetries of our two-terminal quantum dot in both linear and nonlinear regimes. In either case, the integrals following from substitution of Eq. (19) in Eqs. (3) and (4) require a careful analysis (see Appendix). We begin with the linear regime. In Fig. 2, we show the heat asymmetry ∆ = ∆C= ∆Eas a function of the probe coupling ΓΦ/Γ0[Fig. 2(a)] and the dot level ε0/Γ0, which can be tuned with an external gate voltage [Fig. 2(b)]. We observe in Fig. 2(a) that inelastic processes reduce the heat asymmetry ∆ and that the asymmetry is not a monotonic function of the gate. Due to the probe coupling, the dot transmission acquires an additional level broadening (we recall that Γ = Γ1+ Γ2+ ΓΦ). When ΓΦincreases the dot transmission becomes broader and shows a weaker energy dependence. As a result, the energy current is reduced overall. We notice that ∆ shows electron-hole symmetry, i.e., ∆(ε0) = −∆(−ε0). This fact is more explicit in Fig. 2(b) and is due to the absence of screening effects in the linear regime. Here, the curves ∆ versus the dot level show a resonant-like behavior in which ∆ becomes an extremum for 2|ε0|/Γ≃1. Additionally, this ∆ extremal point depends quite strongly on kBθ(not shown here). Indeed, at very low temperatures the value for which ∆ is maximum or minimum indicates the energy scale for which the transmission changes more abruptly around the Fermi energy. In the nonlinear regime, rectification effects arise, as illustrated in Fig. 3. For definiteness, we consider a 5 -0.5 0.5 eV/Γ0 -0.01 0 J(2Γ0 2/h) -1 1 eV/Γ0 -0.3 0 J(2Γ0 2/h) ΓΦ=0 ΓΦ/Γ0=0.5 ΓΦ/Γ0=1 ΓΦ/Γ0=4 0 0.0003 eV/Γ0 2.5 J(2Γ0 2/h) -2 -1 1 2 eV/Γ0 -0.3 0 J(2Γ0 2/h) 0 0.3 ∆C(2Γ0 2/h) -2 -1 1 2 eV/Γ0 -0.2 0 0.2 ∆E(2Γ0 2/h) Quadratic Linear J=M(0)V+M(1)V2 J=M(0)V x10-8 (b) (c) (e) (f) (d) (a) ∆C=J1(V)-J2(V) ∆E=J1(V)-J1(-V) Γ1=Γ2=Γ0/2 SYMMETRIC TUNNEL Γ2=0.9Γ0 ASYMMETRIC TUNNEL Γ1=0.1Γ0 CONTACT HEAT ASYMMETRY ASYMMETRY ELECTRICAL HEAT FIG. 3. Heat-current characteristic (J − V) for various values of the probe strength ΓΦ/Γ0(a) for a symmetric tunnel configuration Γ1= Γ2= Γ0/2, and (b) for an asymmetric tunnel configuration Γ1= 0.1Γ0, and Γ2= 0.9Γ0. (c), and (e) show enlarged parts of J − Vcorresponding to the quadratic and linear behavior of the heat current versus voltage, respectively. (d), and (f) illustrate the contact (∆C), and electrical (∆E) heat asymmetries. Parameters: EF= 0, kBθ= 0.01Γ0, ε0/Γ0= 1, C= 0. symmetrically electrical biased quantum dot, i.e., V1= −V2=V/2 with a common background temperature θ for both contacts. This electrical and thermal configuration mimics the experimental conditions reported by Lee et al. in Ref. [14]. We show the heat flow J=J1(V) through contact 1 for a symmetrically coupled quantum dot (Γ1= Γ2) in Fig. 3(a), and for an asymmetric tunnel configuration in Fig. 3(b) (Γ16= Γ2). In both cases, we observe rectification effects, J(V)6=−J (−V) even for moderate voltages. These are mainly caused by the Joule heating term, which can be further strengthened by an asymmetric potential response in the case Γ16= Γ2[51]. In fact, as shown in Fig. 3(c), the heat flow becomes a quadratic function of voltage, J(V) = M(0)V+M(1)V2 (M(0) =M11 represents the leading-order electrothermal coefficient [51]). Thus, Jis quickly dominated by the Joule power at low bias PJoule =IV∝M(1)V2. For a small-bias range, Fig. 3(e) displays the linear transport regime in which J=M(0)V∝V(Peltier effect). We observe that in the strongly nonlinear regime, the effect of increasing ΓΦ/Γ0[Figs. 3(a) and 3(b)] causes a decrease of the Peltier and the heat current thus becomes more symmetric under reversal of the bias polarity. The contact and electric heat asymmetries, ∆Cand ∆E, are shown in Figs. 3(d) and (f). We observe that inelastic processes (increasing ΓΦ/Γ0) reduce the value of ∆C [Fig. 3(d)] since the contact heat asymmetry ∆Ccoincides with the energy current JEfor symmetric biases, 0 1 2 3 4 ΓΦ/Γ0 -0.06 -0.04 -0.02 0 0.02 0.04 ∆C(2Γ0 2/h) ε0/Γ0=1 ε0/Γ0=0.5 ε0/Γ0=0 ε0/Γ0=−0.5 ε0/Γ0=−1 0 1 2 3 ΓΦ/Γ0 -0.04 0 0.04 ∆E(2Γ0 2/h) -2 -1 0 1 2 ε0/Γ0 -0.04 0 0.04 ∆C(2Γ0 2/h) ΓΦ/Γ0=0 ΓΦ/Γ0=0.5 ΓΦ/Γ0=1 ΓΦ/Γ0=4 -2 -1 0 1 2 ε0/Γ0 -0.06 0 0.06 ∆E(2Γ0 2/h) (b) (c) (a) (d) FIG. 4. Heat-current asymmetry in the nonlinear regime for an asymmetric tunnel configuration Γ1= 0.1Γ0, and Γ2= 0.9Γ0. Contact heat asymmetry ∆C=J1(V)−J2(V): (a) as a function of the coupling of the probe ΓΦ/Γ0, and (b) versus the localized level ε0/Γ0. Electrical heat asymmetry ∆E=J1(V)−J1(−V): (c) as a function of the probe coupling ΓΦ/Γ0, and (d) versus the dot level ε0/Γ0. Parameters: EF= 0, Γ1= 0.1Γ0, Γ2= 0.9Γ0,eV = Γ0,kBθ= 0.01Γ0,C= 0. as shown in Eq. (21). Hence, by increasing ΓΦ/Γ0the transmission acquires a weaker energy dependence, leading to a suppression of the energy current for our device and therefore a decrease of ∆C. The electrical heat asymmetry is, by construction, insensitive to rectification effects, as depicted in Fig. 3(f). Moreover, we also observe a decrease of ∆Eas the amount of incoherent scattering, ΓΦ/Γ0, increases. Finally, we discuss the behavior of the heat asymmetries with the probe coupling strength ΓΦand dot level ε0in Fig. 4 for the nonlinear regime (we set eV/Γ0= 1). The heat-contact asymmetry dependence with ΓΦ/Γ0is presented in Fig. 4(a) for different ε0/Γ0values. We observe departures from the electron-hole symmetry, ∆C(ε0)6=−∆C(−ε0), when the strength of the probe is relatively small, whereas if ΓΦ/Γ0becomes larger such effects are removed due to an overall reduction of this heat asymmetry. Figure 4(c) shows the electrical asymmetry, which is electron-hole symmetric by construction. As previously, ∆Eis broadly reduced when ΓΦ/Γ0grows. The dot gate dependence of the heat asymmetries, for specific values of ΓΦ/Γ0, is shown in Figs. 4(b) and (d). In both cases, the heat asymmetries show a peak structure, which is reduced with increasing probe strengths. However, Fig. 4(b) clearly shows the absence of electronhole symmetry for ∆C. 6 VII. CONCLUSIONS In closing, we have formulated a generic framework for the assessment of inelastic and dephasing processes in the power asymmetry of nanoscale junctions. We have found that in linear response, the heat-current asymmetries (both measured in a given contact or in different electrodes) agree and are given at low temperatures by the energy derivative of a modified transmission function. In the nonlinear regime of transport, both asymmetries differ and present an interesting behavior in terms of the coupling to the dephasing probe and the gate-tunable energy level. Quite generally, the heat asymmetries vanish with an increasing amount of inelasticity or dephasing. Our results are independent of the microscopic origin of incoherent scattering. Qualitatively, we believe that our main conclusions will be robust and applicable to a large variety of systems. Yet, it would be highly desirable to investigate in future works specific models taking into account, e.g., electron-phonon interactions. Further extensions of the model should consider cooling effects [60], whose efficiency in the nonlinear regime and in the presence of incoherent scattering remains an open issue. Another interesting question, perhaps more fundamental, is the development of magnetic-field asymmetries in multiterminal setups [61]. It is well known that in the nonlinear regime departures of the Onsager reciprocity are quite general [52]. The role of inelasticity and decoherence is less clear. Finally, we would like to mention the exciting possibility of implementing rectifying nanojunctions for energy harvesting [62]. A deep study of the combined effect of nonlinearities and incoherent scattering would bring the goal of waste-heat–to– electricity nanoconverters closer to reality. ACKNOWLEDGEMENTS We thank Y. Apertet, J. C. Cuevas, G. Rossell´o and J. Moreno for fruitful discussions. This work has been supported by a SURF@IFISC fellowship, the MINECO under Grant No. FIS2011-23526, the Conselleria d’Educaci´o, Cultura i Universitats (CAIB) and FEDER. Appendix: Charge and heat current integrals In our numerical analysis, it is worth to calculate the integral for the charge current through the source electrode, I1=2e hZR dE Γ1Γ2 (E−ǫ)2+ Γ2/4[f1(E)−f2(E)] ,(A.1)                                          FIG. 5. Integration contour in the complex plane. and the corresponding heat flux, J1=2 hZR dE (E−µ1)Γ1Γ2 (E−ǫ)2+ Γ2/4 ×[f1(E)−f2(E)] .(A.2) Here, ǫcan be ε0for the linear response or ε0+eU(V, θ) in the nonlinear regime of transport, with Uevaluated self-consistently in terms of the applied voltage Vand temperature difference θ. An analytical solution of Eqs. (A.1) and (A.2) can be obtained by noticing that the Fermi functions can be expressed in terms of the digamma function Ψ(z) = Γ′(z)/Γ (z): fj(E) = 1 21−tanh E−µj 2kBTj =1 21 + i πΨ1 2+iwj(E) π−Ψ1 2−iwj(E) π, (A.3) where wj(E) = (E−µj)/(2kBTj). The first (second) Ψ has singularities at wj=iπ n+1 2[wj=−iπ n+1 2] with n∈N. Consider now the integral I=ZR dE τ(E)fj(E) = IA+IB+IC,(A.4) where τ(E) = h(E−ǫ)2+ (Γ/2)2i−1and IA=1 2ZR dE τ(E),(A.5) IB=i 2πZR dE τ(E)Ψ 1 2+iE−µj 2πkBTj,(A.6) IC=−i 2πZR dE τ(E)Ψ 1 2−iE−µj 2πkBTj.(A.7) 7 We compute these integrals using the residue theorem. For IAand ICwe choose the upper semidisk S+ Rof radius Rwhile for IBit is convenient to integrate over the lower semidisk S− R(see Fig. 5). In the limit of infinite radius (R→ ∞), the integrals along the external paths γ± Rvanish and we find IA=π Γ,(A.8) IB=i ΓΨ1 2+iǫ−µj−iΓ/2 2πkBTj,(A.9) IC=−i ΓΨ1 2−iǫ−µj+iΓ/2 2πkBTj.(A.10) Substituting in Eq. (A.4) and defining z± j= 1 2+Γ 4πkBTj±iǫ−µj 2πkBTj, Eq. (A.1) becomes I1=−4e h Γ1Γ2 ΓIm Ψz+ 1−Ψz+ 2,(A.11) where we have used the property Ψ (z∗) = Ψ∗(z). The expression for the heat current [Eq. (A.2)] is to be treated with caution because in this case there arises a nonzero contribution from the integration along γ± R. Consider J=ZR dz (z−µ1)τ(z) [f1(z)−f2(z)] = lim R→∞ i 2π(JγR−JS),(A.12) with JS=ZS− R dz (z−µ1)τ(z)Ψ+ 1(z)−Ψ+ 2(z) +ZS+ R dz (z−µ1)τ(z)Ψ− 1(z)−Ψ− 2(z),(A.13) JγR=Zγ− R dz (z−µ1)τ(z)Ψ+ 1(z)−Ψ+ 2(z) +Zγ+ R dz (z−µ1)τ(z)Ψ− 1(z)−Ψ− 2(z).(A.14) Here, Ψ± j(z) = Ψ 1 2±iz−µj 2πkBTjand the paths S± R,γ± R are crossed anticlockwise. JScan be obtained analogously to the charge current case: JS=4πi Γ(ǫ−µ1) Im Ψ+ 1(z)−Ψ+ 2(z) −2πi Re Ψ+ 1(z)−Ψ+ 2(z).(A.15) To compute JγR=Jγ− R+Jγ+ R, we use the polar representation z=Reiθ, Jγ± R=Zπ 0 dθ iReiθ Reiθ ∓µ1 (Reiθ ∓ǫ)2+ Γ2/4 ×Ψ1 2+i−Reiθ ±µ1 2πkBT1−Ψ1 2+i−Reiθ ±µ2 2πkBT2. (A.16) Let g±(R, θ) be the function under the integral of Eq. (A.16). For |z| → ∞ we use the asymptotic value Ψ (z)→ln (z). As a consequence, for every θ∈(0, π) one has g±(R, θ)−→ R→∞ iln (T2/T1). Thus, lim R→∞ Jγ± R=πi ln T2 T1 .(A.17) Collecting Eqs. (A.15) and (A.17) in Eq. (A.2), we finally obtain the analytical expression for the heat current: J1=−4Γ1Γ2 hΓ(ǫ−µ1) Im Ψz+ 1−Ψz+ 2 +2Γ1Γ2 hRe Ψz+ 1−Ψz+ 2−2Γ1Γ2 hln T2 T1 . (A.18) [1] D. S´anchez and H. Linke, Focus on thermoelectric effects in nanostructures, New. J. Phys. 16, 110201 (2014), and references cited therein. [2] K. Kim, W. Jeong, W. Lee, and P. Reddy, Ultra-high vacuum scanning thermal microscopy for nanometer resolution quantitative thermometry, ACS Nano 6, 4248 (2012). [3] A. Shakouri, Nanoscale thermal transport and microrefrigerators on a chip, IEEE 94, 1613 (2006). [4] F. Giazotto, T. T. Heikkil¨a, A. Luukanen, A. M. Savin, and J. P. Pekola, Opportunities for mesoscopics in thermometry and refrigeration: Physics and applications, Rev. Mod. Phys. 78, 217 (2006). [5] M. Terraneo, M. Peyrard, and G. Casati, Controlling the energy flow in nonlinear lattices: a model for a thermal rectifier, Phys. Rev. Lett. 88, 094302 (2002). [6] J. P. Heremans, M. S. Dresselhaus, L. E. Bell, and D. T. Morelli, When thermoelectrics reached the nanoscale, Nature Nanotech. 8, 471 (2013). [7] G. J. Snyder and E. S. Toberer, Complex thermoelectric materials, Nature Mater. 7, 105 (2008). [8] J.-F. Li, W.-S. Liu, L.-D. Zhao, and M. Zhou, Highperformance nanostructured thermoelectric materials, NPG Asia Materials 2, 152 (2010). [9] S. Jezouin, F. D. Parmentier, A. Anthore, U. Gennser, 8 A. Cavanna, Y. Jin, and F. Pierre, Quantum limit of heat flow across a single electronic channel, Science 342, 601 (2013). [10] L. W. Molenkamp, T. Gravier, H. van Houten, O. J. A. Buijk, M. A. A. Mabesoone, and C. T. Foxon, Peltier coefficient and thermal conductance of a quantum point contact, Phys. Rev. Lett. 68, 3765 (1992). [11] C. Kane, L. Balents, and M. P. A. Fisher, Coulomb interactions and mesoscopic effects in carbon nanotubes, Phys. Rev. Lett. 79, 5086 (1997). [12] F. Battista, M. Moskalets, M. Albert, and P. Samuelsson, Quantum heat fluctuations of single-particle sources, Phys. Rev. Lett. 110, 126602 (2013). [13] S. Spilla, F. Hassler, and J. Splettstoesser, Measurement and dephasing of a flux qubit due to heat currents, New. J. Phys. 16, 045020 (2014). [14] W. Lee, K. Kim, W. Jeong, L. A. Zotti, F. Pauly, J. C. Cuevas, and P. Reddy, Heat dissipation in atomic-scale junctions, Nature (London) 498, 209 (2013). [15] L. A. Zotti, M. B¨urkle, F. Pauly, W. Lee, K. Kim, W. Jeong, Y. Asai, P. Reddy, and J. C. Cuevas, Heat dissipation and its relation to thermopower in singlemolecule junctions, New. J. Phys. 16, 015004 (2014). [16] M. Paulsson and S. Datta, Thermoelectric effect in molecular electronics, Phys. Rev. B 67, 241403 (2003). [17] T. Frederiksen, M. Brandbyge, N. Lorente, and A.-P. Jauho, Inelastic scattering and local heating in atomic gold wires, Phys. Rev. Lett. 93, 256601 (2004). [18] J. Koch, F. von Oppen, Y. Oreg, and E. Sela, Thermopower of single-molecule devices, Phys. Rev. B 70, 195107 (2004). [19] M. Galperin, A. Nitzan, and M. A. Ratner, Heat conduction in molecular transport junctions, Phys. Rev. B 75, 155312 (2007). [20] C. M. Finch, V. M. Garc´ıa-Su´arez, and C. J. Lambert, Giant thermopower and figure of merit in single-molecule devices, Phys. Rev. B 79, 033405 (2009). [21] O. Entin-Wohlman and A. Aharony, Three-terminal thermoelectric transport under broken time-reversal symmetry, Phys. Rev. B 85, 085401 (2012). [22] N. A. Zimbovskaya, The effect of dephasing on the thermoelectric efficiency of molecular junctions, J. Phys.: Condens. Matter 26, 275303 (2014). [23] M. B¨uttiker, Coherent and sequential tunneling in series barriers, IBM J. Res. Dev. 32, 63 (1988). [24] J. L. D’Amato and H. M. Pastawski, Conductance of a disordered linear chain including inelastic scattering events, Phys. Rev. B 41, 7411 (1990). [25] M. J. M. de Jong and C. W. J. Beenakker, Semiclassical theory of shot noise in mesoscopic conductors, Physica A 230, 219 (1996). [26] S. A. van Langen and M. B¨uttiker, Quantum-statistical current correlations in multilead chaotic cavities, Phys. Rev. B 56, R1680 (1997). [27] K. Saito, G. Benenti, G. Casati, and T. Prosen, Thermopower with broken time-reversal symmetry, Phys. Rev. B84, 201306 (2011). [28] D. S´anchez and L. Serra, Thermoelectric transport of mesoscopic conductors coupled to voltage and thermal probes, Phys. Rev. B 84, 201307 (2011). [29] A. Caso, L. Arrachea, and G. S. Lozano, Defining the effective temperature of a quantum driven system from current-current correlation functions, Eur. Phys. J. B 85, 1 (2012). [30] S. Bedkihal, M. Bandyopadhyay, and D. Segal, The probe technique far from equilibrium: Magnetic field symmetries of nonlinear transport, Eur. Phys. J. B 86, 1 (2013). [31] J. P. Bergfield, S. M. Story, R. C. Stafford, and C. A. Stafford, Probing Maxwell’s demon with a nanoscale thermometer, ACS Nano 7, 4429 (2013). [32] Y. Apertet, H. Ouerdane, C. Goupil, and P. Lecoeur, From local force-flux relationships to internal dissipations and their impact on heat engine performance: The illustrative case of a thermoelectric generator, Phys. Rev. E 88, 022137 (2013). [33] K. Brandner and U. Seifert, Multi-terminal thermoelectric transport in a magnetic field: bounds on Onsager coefficients and efficiency, New. J. Phys. 15, 105003 (2013). [34] J. Meair, J. P. Bergfield, C. A. Stafford, and P. Jacquod, Local temperature of out-of-equilibrium quantum electron systems, Phys. Rev. B 90, 035407 (2014). [35] P. N. Butcher, Thermal and electrical transport formalism for electronic microstructures with many terminals, J. Phys.: Condens. Matter 2, 4869 (1990). [36] T. Christen and M. B¨uttiker, Gauge-invariant nonlinear electric transport in mesoscopic conductors, EPL 35, 523 (1996). [37] D. S´anchez and R. L´opez, Scattering theory of nonlinear thermoelectric transport, Phys. Rev. Lett. 110, 026804 (2013). [38] J. Meair and P. Jacquod, Scattering theory of nonlinear thermoelectricity in quantum coherent conductors, J. Phys.: Condens. Matter 25, 082201 (2013). [39] M. Cutler and N. F. Mott, Observation of Anderson localization in an electron gas, Phys. Rev. 181, 1336 (1969). M. Jonson and G. D. Mahan, Mott’s formula for the thermopower and the Wiedemann-Franz law, Phys. Rev. B 21, 4223 (1980). [40] Y. Meir and N. S. Wingreen, Landauer formula for the current through an interacting electron region, Phys. Rev. Lett. 68, 2512 (1992). [41] A. A. M. Staring, L. W. Molenkamp, B. W. Alphenaar, H. van Houten, O. J. A. Buyk, M. A. A. Mabesoone, C. W. J. Beenakker, and C. T. Foxon, Coulomb-blockade oscillations in the thermopower of a quantum dot, EPL 22, 57 (1993). [42] S. F. Svensson, E. A. Hoffmann, N. Nakpathomkun, P. M. Wu, H. Q. Xu, H. A. Nilsson, D. S´anchez, V. Kashcheyevs, and H. Linke, Nonlinear thermovoltage and thermocurrent in quantum dots, New. J. Phys. 15, 105011 (2013). [43] M. A. Sierra and D. S´anchez, Strongly nonlinear thermovoltage and heat dissipation in interacting quantum dots, Phys. Rev. B 90, 115313 (2014). [44] I. O. Kulik, Non-linear thermoelectricity and cooling effects in metallic constrictions, J. Phys.: Condens. Matter 6, 9737 (1994). [45] E. N. Bogachek, A. G. Scherbakov, and U. Landman, Nonlinear Peltier effect and thermoconductance in nanowires, Phys. Rev. B 60, 11678 (1999). [46] B. Li, L. Wang, and G. Casati, Thermal diode: rectification of heat flux, Phys. Rev. Lett. 93, 184301 (2004). [47] D. Segal, Heat flow in nonlinear molecular junctions: Master equation analysis, Phys. Rev. B 73, 205415 (2006). [48] T. Ruokola, T. Ojanen, and A.-P. Jauho, Thermal rectification in nonlinear quantum circuits, Phys. Rev. B 79, 144306 (2009). 9 [49] D. M.-T. Kuo and Y.-C. Chang, Thermoelectric and thermal rectification properties of quantum dot junctions, Phys. Rev. B 81, 205321 (2010). [50] R. S. Whitney, Nonlinear thermoelectricity in point contacts at pinch off: A catastrophe aids cooling, Phys. Rev. B88, 064302 (2013). [51] R. L´opez and D. S´anchez, Nonlinear heat transport in mesoscopic conductors: Rectification, Peltier effect, and Wiedemann-Franz law, Phys. Rev. B 88, 045129 (2013). [52] S.-Y. Hwang, D. S´anchez, M. Lee, and R. L´opez, Magnetic-field asymmetry of nonlinear thermoelectric and heat transport, New. J. Phys. 15, 105012 (2013). [53] R. S. Whitney, Most efficient quantum thermoelectric at finite power output, Phys. Rev. Lett. 112, 130601 (2014). [54] Y. Utsumi, O. Entin-Wohlman, A. Aharony, T. Kubo, and Y. Tokura, Fluctuation theorem for heat transport probed by a thermal probe electrode, Phys. Rev. B 89, 205314 (2014). [55] T. Werlang, M. A. Marchiori, M. F. Cornelio, and D. Valente, Optimal rectification in the ultrastrong coupling regime, Phys. Rev. E 89, 062109 (2014). [56] F. G. Eich, A. Principi, M. Di Ventra, and G. Vignale, Luttinger-field approach to thermoelectric transport in nanoscale conductors, Phys. Rev. B 90, 115116 (2014). [57] N. M. Gergs, C. B. M. Hrig, M. R. Wegewijs, and D. Schuricht, Charge fluctuations in nonlinear heat transport, arXiv:1407.8284 (preprint) (2014). [58] R. Biele, R. D’Agosta, and A. Rubio, Time-dependent thermal transport theory, arXiv:1412.5765 (preprint) (2014). [59] J. C. Cuevas and E. Scheer, Molecular electronics: an introduction to theory and experiment (World Scientific, 2010). [60] M. Galperin, K. Saito, A. V. Balatsky, and A. Nitzan, Cooling mechanisms in molecular conduction junctions, Phys. Rev. B 80, 115427 (2009). [61] J. Matthews, F. Battista, D. S´anchez, P. Samuelsson, and H. Linke, Experimental verification of reciprocity relations in quantum thermoelectric transport, Phys. Rev. B90, 165428 (2014). [62] B. Sothmann, R. S´anchez, and A. N. Jordan, Thermoelectric energy harvesting with quantum dots, Nanotechnology 26, 032001 (2015).