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Polymeric Nanocapsules for Vaccine Delivery: Influence of the Polymeric Shell on the Interaction With the Immune System

Peleteiro Olmedo, Mercedes; Presas, Elena; González Aramundiz, José Vicente; Sánchez Correa, Beatriz; Simón Vázquez, Rosana; Csaba, Noemi Stefania; Alonso Fernández, María José; González Fernández, África

Abstract

The use of biomaterials and nanosystems in antigen delivery has played a major role in the development of novel vaccine formulations in the last few decades. In an effort to gain a deeper understanding of the interactions between these systems and immunocompetent cells, we describe here a systematic in vitro and in vivo study on three types of polymeric nanocapsules (NCs). These carriers, which contained protamine (PR), polyarginine (PARG), or chitosan (CS) in the external shell, and their corresponding nanoemulsion were prepared, and their main physicochemical properties were characterized. The particles had a mean particle size in the range 250–450 nm and a positive zeta potential (~30–40 mV). The interaction of the nanosystems with different components of the immune system were investigated by measuring cellular uptake, reactive oxygen species production, activation of the complement cascade, cytokine secretion profile, and MAP kinases/nuclear factor κB activation. The results of these in vitro cell experiments showed that the NC formulations that included the arginine-rich polymers (PR and PARG) showed a superior ability to trigger different immune processes. Considering this finding, protamine and polyarginine nanocapsules (PR and PARG NCs) were selected to assess the association of the recombinant hepatitis B surface antigen (rHBsAg) as a model antigen to evaluate their ability to produce a protective immune response in mice. In this case, the results showed that PR NCs elicited higher IgG levels than PARG NCs and that this IgG response was a combination of anti-rHBsAg IgG1/IgG2a. This work highlights the potential of PR NCs for antigen delivery as an alternative to other positively charged nanocarriers

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Polymeric nanocapsules for Vaccine Delivery: influence of the Polymeric shell on the interaction With the immune system April 2018 | Volume 9 | Article 7911 Original research published: 19 April 2018 doi: 10.3389/fimmu.2018.00791 Frontiers in Immunology | www.frontiersin.org Edited by: Urszula Krzych, Walter Reed Army Institute of Research, United States Reviewed by: Thorsten Demberg, Immatics Biotechnologies, Germany Serge Muyldermans, Vrije Universiteit Brussel, Belgium *Correspondence: María J. Alonso [email protected]; África González-Fernández [email protected] †These authors have contributed equally to this work. Specialty section: This article was submitted to Vaccines and Molecular Therapeutics, a section of the journal Frontiers in Immunology Received: 18January2018 Accepted: 29March2018 Published: 19April2018 Citation: PeleteiroM, PresasE, González- AramundizJV, Sánchez-CorreaB, Simón-VázquezR, CsabaN, AlonsoMJ and González- FernándezÁ (2018) Polymeric Nanocapsules for Vaccine Delivery: Influence of the Polymeric Shell on the Interaction With the Immune System. Front. Immunol. 9:791. doi: 10.3389/fimmu.2018.00791 Mercedes Peleteiro1†, Elena Presas2,3†, Jose Vicente González-Aramundiz3,4, Beatriz Sánchez-Correa1,5, Rosana Simón-Vázquez1, Noemi Csaba2,3, María J. Alonso2,3* and África González-Fernández1* 1 Inmunología, Centro de Investigaciones Biomédicas (CINBIO) (Centro Singular de Investigación de Galicia), Instituto de Investigación Sanitaria Galicia Sur, Universidade de Vigo, Vigo, Spain, 2 Department of Pharmacy and Pharmaceutical Technology, School of Pharmacy, University of Santiago de Compostela, Santiago de Compostela, Spain, 3 Center for Research in Molecular Medicine and Chronic Diseases (CIMUS), University of Santiago de Compostela, Santiago de Compostela, Spain, 4Departamento de Farmacia, Facultad de Química, Pontificia Universidad Católica de Chile, Santiago, Chile, 5 Immunology Unit, University of Extremadura, Cáceres, Spain The use of biomaterials and nanosystems in antigen delivery has played a major role in the development of novel vaccine formulations in the last few decades. In an effort to gain a deeper understanding of the interactions between these systems and immunocompetent cells, we describe here a systematic invitro and invivo study on three types of polymeric nanocapsules (NCs). These carriers, which contained protamine (PR), polyarginine (PARG), or chitosan (CS) in the external shell, and their corresponding nanoemulsion were prepared, and their main physicochemical properties were characterized. The particles had a mean particle size in the range 250–450nm and a positive zeta potential (~30–40mV). The interaction of the nanosystems with different components of the immune system were investigated by measuring cellular uptake, reactive oxygen species production, activation of the complement cascade, cytokine secretion profile, and MAP kinases/nuclear factor κB activation. The results of these invitro cell experiments showed that the NC formulations that included the arginine-rich polymers (PR and PARG) showed a superior ability to trigger different immune processes. Considering this finding, protamine and polyarginine nanocapsules (PR and PARG NCs) were selected to assess the association of the recombinant hepatitis B surface antigen (rHBsAg) as a model antigen to evaluate their ability to produce a protective immune response in mice. In this case, the results showed that PR NCs elicited higher IgG levels than PARG NCs and that this IgG response was a combination of anti-rHBsAg IgG1/IgG2a. This work highlights the potential of PR NCs for antigen delivery as an alternative to other positively charged nanocarriers. Keywords: nanocapsules, vaccination, antigen, adjuvant, hepatitis B, rhBsag, nanovaccines inTrODUcTiOn Vaccination is one of the most cost-effective health interventions for the prophylaxis of infectious diseases. Conventional vaccines use inactivated or attenuated pathogens—or even subunits of these organisms, such as toxoids and carbohydrates—as antigens (1). Unfortunately, the immune protection provided by these subunit vaccines, even with classical adjuvants, i.e., alum, is often insufficient. 2 Peleteiro et al. Polymeric NCs for Vaccine Delivery Frontiers in Immunology | www.frontiersin.org April 2018 | Volume 9 | Article 791 Moreover, these vaccines suffer from additional problems, such as limited storage stability and the need for multiple-dose injection schemes to achieve effective protection. Thus, vaccine development has been required to move toward a new generation of vaccines that could provide better and more sustainable protective immune responses (2). Interest in the use of innovative antigens such as recombinant proteins, peptides, or nucleic acids has increased in the last few decades (3–5). In spite of the many advantages of these new vaccine prototypes, including an enhanced immunogenicity/ risk ratio profile and easier manufacture, the development of improved adjuvants that may enhance the potency of these vaccines has become essential. Several inmunostimulant molecules (i.e., cytokines, toll-like receptor ligands, toxins, or saponins) and antigen delivery systems (i.e., virosomes, emulsions, or nanoparticles) are among the potential adjuvants studied in this scope. In particular, the use of nanosystems has attracted significant attention, especially for vaccines requiring an improvement in cell-mediated immune responses (6). Polymer- and lipid-based nanoparticles have been the most widely explored nanosystems in vaccination. It has already been reported that nanostructures are able to enhance both B and Tcell responses due to their similarity with viruses in terms of size and surface properties (7). In addition, due to their prolonged presentation to the immune system, these nanostructures can induce long-lasting immune responses, thereby offering the possibility of decreasing the number of doses required to achieve protective antibody levels. Moreover, nanoparticle formulations have shown the ability to avoid overactivation of the immune response and, simultaneously, to trigger the production of pro-inflammatory cytokines (8). Our group has developed a number of antigen delivery technologies and validated them using rHBsAg as a model antigen. Namely, we have produced various chitosan-based nanocarriers, including chitosan-coated PLGA nanoparticles (9), CS nanoparticles (10), and CS nanocapsules (NCs) (11). More recently, we also developed arginine-rich based (PARG and PR) NCs (12) and nanoparticles including different anionic polymers (dextran sulfate and alginate) (13). Overall, the invivo administration of these nanocarriers through nasal or parenteral routes has led to significant IgG responses in mice (11, 14). Interestingly, the differences obtained in the elicited immune responses highlighted the importance of the composition of the nanosystem, especially concerning the type of biopolymer exposed on the nanoparticle surface. The aim of the work described here was to gain an understanding of the role of the polymeric shell of NCs in their interaction with immune cells. For this purpose, three types of NCs with different coating polymers (PARG, PR, and CS), and the corresponding nanoemulsion (NE), were compared in a systematic study. This included the invitro evaluation of cellular uptake, the reactive oxygen species (ROS) production, the activation of the complement cascade, the cytokine secretion profile, the MAP kinases/nuclear factor κB (NFκB) activation, and gene expression. The influence of size, composition of the outer shell layer, and superficial charge in these processes were analyzed, and the two most promising prototypes were selected to perform invivo studies with the rHBsAg antigen. In addition to the systematic study, the four different prototypes were converted into freeze-dried products, to enhance the stability of the formulations under storage and avoid the need of the maintenance of the cold chain. The physicochemical characterization of the resulting products is disclosed in Supplementary Material. MaTerials anD MeThODs Materials Three polymers were used: protamine from Yuki Gosei Kogyo, Ltd. Company (Japan), chitosan hydrochloride salt (Protasan UP CL113 deacetylation degree of 75–90%, Mw: 125kDa) was purchased from NovaMatrix (Sandvika, Norway) and polyarginine (PARG) (Mw 5–15kDa) was obtained from Sigma-Aldrich (Barcelona, Spain). Miglyol® 812, a mixture of three different triglycerides of medium chain fatty acids, was obtained from Sasol GmbH (Witten, Germany). Recombinant hepatitis B surface antigen (rHBsAg) (Mw 24kDa) in an aqueous suspension [0.16mg/mL in phosphate-buffered saline (PBS)] was kindly donated by Shantha Biotechnics Limited (Hyderabad, India). PEG-stearate (Simulsol® M52) was purchased from Invitrogen (UK). Cobra venom factor (CVF) was supplied by Quidel Corporation (USA), and the PVDF membranes were obtained from Bio-Rad (USA). Aluminum hydroxide, sodium hydroxide, rhodamine 6G, Triton 100x, PBS, 5-bromo-4-chloro-3-indolyl phosphate (BCIP), glycerol, sodium cholate, 2ʹ,7-dichlorofluorescein diacetate (DCFH-DA), lipopolysaccharide (LPS), phorbol myristate acetate (PMA), and phytohemagglutinin (PHA) were all obtained from Sigma-Aldrich (USA). Cell culture media (DMEM and RPMI 1640) and the antibiotics penicillin and streptomycin were supplied by Gibco (Life Technologies, Scotland). Heat inactivated fetal bovine serum (FBS) and Accutase® were purchased from PAA Laboratories (Austria), and Ficoll-Hypaque was obtained from GE Healthcare (Sweden). Antibodies Enzyme-Linked Immunosorbent Assay (ELISA) for Recombinant Hepatitis B Antigen (rHBsAg) Enzyme-linked immunosorbent assay kit (Murex HBsAg Version 3) was obtained from Murex Biotech Ltd. (Dartford, UK), and the polyclonal chicken antibodies against HBsAg were purchased from Abcam (UK). Mouse and rabbit antibodies against HBsAg used in the ELISA test were purchased from Acris Antibodies GmbH (Hiddenhausen, Germany) and Biokit (Barcelona, Spain), respectively. Secondary mouse antibodies against IgG, IgG1, IgG2a conjugated with horseradish peroxidase (HRP) were acquired from Southern Biotech (USA). Western Blot and ELISA for Complement Factors (C3 and C5) Polyclonal secondary antibodies used in the Western blot assay were purchased from Dako (Glostrup, Denmark), and the monoclonal antibody (mAb) against complement factor C3 was obtained from Abcam (UK). Human C5a ELISA Kit II BD 3 Peleteiro et al. Polymeric NCs for Vaccine Delivery Frontiers in Immunology | www.frontiersin.org April 2018 | Volume 9 | Article 791 OptEIA™ used for the detection of complement factor C5 was purchased from BD Biosciences Pharmingen (CA, USA). Flow Cytometry: Cell Markers and Cytokines Monoclonal antibodies for flow cytometry assays were anti- CD3-PECy5.5, anti-CD19-PECy5.5 (Southern Biotech, AL, USA), anti-HLA-DR-FITC (Beckman Coulter, USA), and anti-CD71-PE (NIT Zipper, Nanoimmunotech, Spain). Cytokine detection was performed with the FlowCytomix kit Th1/Th2 from eBioscience (San Diego, CA, USA). Analysis of Kinase Routes by Western Blot Rabbit monoclonal antihuman p-extracellular signal-regulated kinase (ERK), p-p38, p-SAP/JNK, IKBα, and goat anti-rabbit IgG-HRP antibodies used for the Western blot analysis were supplied by Cell Signaling Tech. (Danvers, MA, USA), and the anti- GAPDH antibody was obtained from Sigma-Aldrich (Barcelona, Spain). nanoparticle Preparation Nanocapsules were prepared using the solvent displacement technique previously described by our research group (15). Briefly, a mixture of 12 mg of PEG-st and 5 mg of sodium cholate was dissolved in 0.750mL of ethanol, followed by the addition of 62.5µL of Miglyol® 812 to the previous mixture. The volume of the organic phase was increased by adding 4.25 mL of acetone. This organic phase was added to an aqueous phase composed of 10mL of a solution of 0.05% w/v of PR, PARG, or CS for the preparation of the PR and CS NCs or 10mL of milliQ water in the case of the control, uncoated NE. In all cases, the nanostructures were spontaneously formed upon diffusion of the solvents. The nanostructures were isolated by ultracentrifugation of the samples at 61,690g for 1h at 15°C (Optoma TM L-90K Ultracentrifuge, Beckman Coulter, USA). Physicochemical characterization of the nanostructures The hydrodynamic diameter and polydispersity index (PDI) of the NCs and the corresponding NE were measured by photon correlation spectroscopy. Zeta potential was determined by laser- Doppler anemometry (Zetasizer®, NanoZS, Malvern Instruments, Malvern, UK). Samples were measured after diluting in milliQ water (970µL of water: 30μL of NCs) or in 1mM KCl for size and zeta potential, respectively. Fluorescent labeling of the nanocarriers Nanocapsules were prepared as described in Section “Nanoparticle Preparation” by adding an aliquot of the chromophores to the oily phase. Rhodamine B, rhodamine 6G, and DiD (1,1′-dioctadecyl- 3,3,3′,3′-tetramethylindodicarbocyanine, 4-chlorobenzenesul- fonate salt) were selected as fluorescent markers at two different concentrations (10 and 50µg/mL dissolved in ethanol), evaluating both the influence of the nature of the chromophore and its concentration. The evaluation of the encapsulation efficiency of the chromophores was carried out indirectly by quantifying the non-encapsulated fluorophore remaining in the undernatants after the centrifugation step. Rhodamines were measured at an emission wavelength of 590 nm (LB 940 Multimode Reader Mithras, Berthold Technologies GmbH & Co KG, Germany); UV–VIS spectroscopy at λ=646nm (Du-BoLife Science UV/VIS Beckman Coulter) was used to quantify DiD. The three different fluorophores were incorporated into the NE, PR and CS NCs, assuming no differences in the release and the encapsulation efficiency between the PR and the PARG NCs. The evaluation of the loading efficiency and release profile of the different fluorescent dyes are disclosed in Supplementary Material (Supplementary Figure 1 and Supplementary Table 1). association of hepatitis B surface antigen (rhBsag) With the ncs PR and PARG NCs, prepared as described in Section “Nanoparticle preparation,” were incubated with rHBsAg in equal volumes at a mass ratio of 4:1 (theoretical concentration of the cationic polymer adsorbed on the NC surface:rHBsAg) to achieve adsorption onto the polymeric corona. The process was performed under mild conditions (RT, 1h), and the loaded NCs were subsequently isolated (30min, 12,872g, 15°C). The amount of rHBsAg associated to the NCs was indirectly quantified by measuring the concentration of antigen remaining in the undernatant after the ultracentrifugation step. An ELISA commercial kit was used to quantify the rHBsAg concentration in the samples, according to the manufacturer’s instructions. The association efficiency for rHBsAg (A.E.%) was calculated indirectly as the difference between the concentration of free antigen detected in the supernatant and the total concentration in the initial suspension. Freeze Drying of the ncs To obtain a lyophilized product, preliminary studies were carried out to determine the best conditions to preserve the original physicochemical properties of the prototypes upon reconstitution (Supplementary Figure 2). The conversion into a dry powder was performed using a freeze-drying process (Genesis SQ Freeze dryer, Virtis, USA) (11). The studies were conducted with aliquots of the four nanosystems in a range of concentrations (0.25–1% w/v) both with and without cryoprotectant (glucose, trehalose, and sucrose at 5 and 10% w/v). Based on the results obtained, and to standardize the process conditions for the four prototypes, a solution of each of the different nanosystems (0.75% w/v) was frozen overnight at −20°C in the presence of sucrose as cryoprotectant (10% w/v). Subsequently, the samples were transferred to the lyophilizer (Genesis SQ Freeze Drier, Virtis, USA) and submitted to an initial drying step for 24h at −35°C and 2–10mTorr followed by a second and a third drying step (24h, 0°C and 16h, 20°C, respectively). After the process, the freeze-dried cake had an overall good aspect and could be resuspended swiftly in ultrapure water. activation of the complement cascade The activation of the complement cascade upon contact with the different nanostructures was analyzed by two methods: degradation of the complement C3 factor by Western blot and 4 Peleteiro et al. Polymeric NCs for Vaccine Delivery Frontiers in Immunology | www.frontiersin.org April 2018 | Volume 9 | Article 791 quantification of the C5a levels by ELISA. A pool of human plasma from healthy donors was incubated with different concentrations of nanosystems (10, 100, and 1,000µg/mL of the constituent polymer and the corresponding amount of NE) and veronal buffer (pH 7.4). An aliquot of 50µL of each formulation and controls were incubated at 37°C for 1h. CVF and PBS were used as positive and negative controls, respectively. After the incubation step, samples were centrifuged at 16,000g for 30min to separate the nanosystems from the other components. Qualitative Determination by Western Blot After the centrifugation step, supernatants containing the complement proteins were loaded onto a 10% SDS-PAGE gel and transferred to a PVDF membrane with the Transblot-Turbo Transfer System (Bio-Rad, Hercules, CA, USA). Membranes were blocked overnight at 4°C with TBST with 5% of non-fat dried milk. Membranes were then incubated with a mouse mAb against human C3 (1:1,000) (90min, RT). A secondary incubation step was performed under the same conditions (90min, RT) with secondary polyclonal goat anti-mouse IgG antibodies conjugated with alkaline phosphatase (1:2,000). Intensive washes were carried out between all steps. Membranes were revealed with BCIP. To quantify the degradation, the intensity of the lower band was normalized to the negative control, where some basal C3 degradation was observed. Quantitative Determination by ELISA An ELISA assay was performed using the Human C5a ELISA Kit II to confirm the activation of the complement cascade quantifying C5a factor levels. Briefly, standards and samples were added for 2h at RT to the wells previously coated with an mAb against the C5a factor. After several washes, wells were incubated for 1h with a mixture of biotinylated antihuman C5a antibody and streptavidin-HRP. Intensive washes were performed between all these steps. To detect the presence of the antibody-antigen complexes, TMB Substrate Reagent was added. After 30min of incubation, the reaction was stopped, and the absorbance was measured at 450nm. InVitro cell studies Cells Raw 264.7 (mouse macrophage cell line), Jurkat (human leukemic T-cell line), Hmy (human B lymphoblast cell line), and HL60 (human promyelocytic leukemia cell line) were purchased from ATCC (American Type Culture Collection, Middlesex, UK). All lines were cultured in RPMI supplemented with 10% (v/v) of heated-inactivated FBS, 2mM glutamine, and 100U/mL of penicillin/streptomycin, at 37°C in a 5% CO2 atmosphere. Cells were split every other day to maintain 70–80% confluent cultures. Human peripheral blood mononuclear cells (hPBMCs) were obtained from three healthy voluntary donors. To separate mononuclear cells, 15mL of EDTA-anticoagulated blood was diluted with 15mL of PBS and centrifuged (180g, 30min, 20°C) through a Ficoll-Hypaque gradient using a 7:3 ratio (diluted blood:ficoll). Mononuclear cells were collected at the interface between the ficoll and the plasma and washed twice by centrifugation (100g, 5min, 20°C) with complete medium. Cell Viability Assay: xCELLigence® System An xCELLigence® RTCA DP Instrument (Roche Diagnostics, Penzberg, Germany) was used according to the manufacturer’s instructions to analyze cell viability. Raw 264.7 cells were cultured at a density of 1.5×104 cells/well with 200µL of RPMI supplemented with 10% FBS until they reached the exponential phase (37°C and 5% CO2) (around 18h). The different prototypes were added in a range of six different concentrations from 250 to 7.8µg/mL. As negative controls, cell culture media and the blank nanosystems were added to the wells. The impedance was monitored at 15min intervals for 72h. Cellular Uptake by Macrophages To evaluate the internalization of the nanosystems by fluorescence microscopy, 1×105 of Raw 264.7 cells were seeded in an NUNC 96-Well Optical-Bottom Plates with Coverglass Base (Thermo Fisher Scientific, Langenselbold, Germany) with RPMI 10% FBS in the presence and absence of the fluorescent prototypes at 10 and 50µg/mL of the constituent polymer and the corresponding amount of NE for 30min. Three washes were performed to remove the excess nanosystems, and cells were observed with an inverted fluorescence microscope (IX50, Olympus Optical Co. GmbH, Hamburg, Germany). A similar protocol was followed to perform the flow cytometry analysis. In this case, after incubation with the fluorescently labeled prototypes followed by three washes with PBS, cells were detached using Accutase® (10min, 37°C and 5% CO2). Finally, cells were washed once with complete medium to inactivate Accutase®, and the suspension was analyzed by flow cytometry (Accuri Cytometers, Ann Arbor, MI, USA). A kinetic and more detailed study of the internalization was carried out by Confocal Laser Scanning Microscopy (Leica SP5) using the High Content Screening Automation HCS A module and the LAS AF MATRIX software. Images were acquired every 5min during 3h. Cytokine Profile Evaluation Cytokine production was assessed by incubating 2×105 hPBMCs during 24h in 96-well plates (37°C, 5% CO2) in the presence of the prototypes at two different concentrations: 10 and 100µg/ mL. As negative and positive controls, cells were incubated with complete medium or with a combination of a solution of 1µg/ mL of LPS and 10µg/mL of PHA, respectively. After 24h, the plate was centrifuged (100g, 5min, 4°C), and supernatants were collected and stored at −20°C before analysis. The cytokine levels (IL-12p70, INFγ, IL-2, IL-10, Il-8, IL-6, IL-4, IL-5, IL-1β, TNFα, and TNF β) were quantified using the FlowCytomix kit Th1/ Th2 according to the manufacturer’s instructions. Briefly, 25µL of antibody-coated microspheres was incubated with 25µL of culture supernatants and 50µL of biotin-conjugated secondary antibodies (2 h, RT) using a microplate shaker. After several washes, 50µL of streptavidin conjugated to phycoerythrin and 100µL of PBS-T were added to the preparation and incubated on a microplate shaker (1h, RT). Finally, phycoerythrin-bound 5 Peleteiro et al. Polymeric NCs for Vaccine Delivery Frontiers in Immunology | www.frontiersin.org April 2018 | Volume 9 | Article 791 beads were studied by flow cytometry (FC500, Beckman Coulter, Miami, FL, USA), and data were analyzed using FlowCytomix Pro 3.0 Software (eBioscience, San Diego, CA, USA). ROS Production The production of intracellular ROS was detected by measuring the oxidation of 2′,7-dichlorofluorescein diacetate (DCFH-DA). This marker can be oxidized by ROS and converted to a fluorescent compound. The human promyeloblast cell line HL60 was used to evaluate the production of ROS. 2.5×105 cells were cultured in 24-well plates in contact with 10 or 100µg/mL of the different prototypes after 1 and 12h. As negative and positive controls, complete medium and a solution of 10µM of PMA were used, respectively. After this incubation step, cells were collected and centrifuged (100g, 5min) and resuspended in PBS containing 5 µM of DCFH-DA. Afterward, the samples were incubated at 37°C during 30min. Finally, cells were washed twice with PBS and analyzed by flow cytometry (Accuri Cytometers, Ann Arbor, MI, USA). The median of the fluorescence intensity was normalized to the negative control. Activation Markers Changes in the pattern of expression of membrane markers were studied in hPBMCs (CD3, CD19, CD71, and HLA-DR). 2×105 cells were seeded in a 96-well plate and incubated with and without the nanosystems at two different concentrations (10 and 100µg/mL of the constituent polymer and the corresponding amount of the NE) during 24h. As a positive control, a solution of 10µg/mL of PHA was used. Cells were labeled with the antibodies during 30min at 4°C. In a final, the cells were washed twice with PBS and analyzed by flow cytometry (FC500, Beckman Coulter, Miami, FL, USA). Routes of Activation. MAP Kinases and NFκB The study of the signaling pathway activation (ERK1/2, p38, SAPK/JNK and NFκB) was performed with the human tumoral cell lines Jurkat and Hmy. These two cell lines were incubated with 10µg/mL of the constituent polymer of PR NCs and PARG NCs for 1 and 3h. To perform the Western blot analysis, cells were washed with PBS and then suspended in a lysis buffer (Tris–HCl 10 mM, pH 8, NaCl 150mM, EDTA 2.5mM and 1% NP-40) containing a protease and phosphatase inhibitor (Complete Mini and PhosphoStop from Roche Ltd., Basel, Switzerland). Cell lysates were centrifuged (16,000g, 4°C, 5min) using an Eppendorf 5415R centrifuge (Eppendorf AG, Hamburg, Germany) to remove cell residues. Cell extracts were loaded onto a 10% SDS-PAGE gel and transferred to a PVDF membrane using the Transblot-Turbo Transfer System (Bio-Rad, Hercules, CA, USA). PVDF membranes were blocked with 5% of non-fat dried milk in TBST (1h, RT). Membranes were washed and incubated overnight at 4°C with specific rabbit monoclonal antihuman p-ERK, p-, and p-SAP/JNK antibodies to determine the phosphorylation of ERK, p38, and SAP/JNK kinases (dilutions from 1:10,000 to 1:20,000 in TBST) and with anti IKBα (1:10,000), which is the NFκB inhibitor, to evaluate its activation indirectly. After intensive washes, membranes were incubated with the anti-GAPDH antibody as internal control (1:40,000) for 1 h at RT. Goat anti-rabbit IgG antibodies conjugated to HRP diluted 1:50,000 in TBST with 2.5% of skimmed milk were used as secondary antibodies. Membranes were revealed with the Clarity Western ECL Substrate (Bio-Rad Laboratories Inc.), and the protein bands were analyzed and quantified using the ChemiDoc XRS imaging system (Bio-Rad Laboratories Inc.). InVivo studies Animals Female BALB/c mice (4–5weeks old) were housed in filter-top cages with a 12h light/12h dark cycle with a constant temperature environment of 22°C. Food and water were provided adlibitum. Groups of five animals were randomly distributed and immunized twice (0 and 28days) with 60µL of PR NCs or PARG NCs incorporating 10 µg of rHBsAg. The injection was performed intramuscularly (i.m.) in the hind leg of the mouse and rHBsAg adsorbed to aluminum hydroxide was used as a positive control. Aluminum hydroxide and rHBsAg solutions were incubated in a volumetric ratio of 3:1 (rHBsAg:alum) for 30min at 4°C under moderate agitation. The suspension was centrifuged (10,000g, 10min, 4°C), and the pellet was resuspended in a suitable volume of isotonic saline solution. Blood samples were collected from the mouse maxillary vein at 6 and 10weeks for the quantification of HBsAg-specific antibodies. Quantification of rHBsAg-Specific IgG and IgG Subtypes by ELISA 96-Well plates were coated with rHBsAg diluted in carbonate buffer (pH 9.6) at a concentration of 5 µg/mL and incubated overnight at 4°C. The plates were then blockaded with PBS-BSA 1% for 1h at 37°C to reduce the non-specific interactions. A mouse monoclonal IgG anti-HBsAg was used to quantify the levels of specific rHBsAg IgG: the μg/mL of the specific IgG were converted into international units using a solution of anti- HBsAg rabbit IgG with a known concentration into mIU/mL. The controls and a pool of serum samples from each group were serially diluted and incubated for 2h at 37°C. Two secondary antibodies (goat anti-mouse and anti-rabbit IgG conjugated with HRP) were added and incubated with the samples for 1h at 37°C. Bound antibodies were revealed with 2,2′-azino-bis(3- ethylbenzothiazoline-6-sulfonic acid) (ABTS), and the optical density was read at 405nm. To calculate the ratio IgG1/IgG2a, a pool of sera collected from the immunized mice were analyzed using the same ELISA protocol, but using the goat anti-mouse IgG1 and IgG2a (conjugated to HRP) as secondary antibodies. Restimulation of Splenocytes Ex Vivo for Quantitative PCR (qPCR) Gene Expression Assays Changes in gene expression were evaluated by qPCR using TaqMan® Gene Expression Assays for several genes and the TaqMan® Fast Advanced Master Mix from Life Technologies™. TaBle 1 | Physicochemical characterization of the selected nanocapsules (NCs). Formulation abbreviation size (nm) PDi Zeta potential (mV) rhBag association (%) Nanoemulsion NE 264±10 0.2 –23±2 – Chitosan nanocapsules CS NCs 456±2 0.3 +47±2 – Protamine nanocapsules PR NCs 274±4 0.2 +27±4 – rHBsAg-loaded protamine nanocapsules PR NCs-rHBsAg 358±20 0.3 +5±4 74±5 Polyarginine nanocapsules PARG NCs 251±2 0.1 +30±2 – rHBsAg-loaded polyarginine nanocapsules PARG NCs-rHBsAg 320±8 0.3 +15±1 70±7 PDI, polydispersity index; HBsAg, hepatitis B surface antigen. 6 Peleteiro et al. Polymeric NCs for Vaccine Delivery Frontiers in Immunology | www.frontiersin.org April 2018 | Volume 9 | Article 791 The qPCR was performed in a 7900HT Fast Real-Time PCR System (AB, Life Technology Co.). Mice previously immunized with two intramuscular doses (0, 4weeks) were sacrificed at the end of the study (11weeks after the first immunization). To obtain cell suspensions, spleens were removed under sterile conditions, and cells were dissociated by gentle teasing in complete medium (DMEM with 10% FBS) and filtered with a cell strainer (Falcon, NJ, USA). The suspension was centrifuged (100g, 5min), and the pellet was resuspended in 7mL of DMEM. The same protocol followed to obtain hPBMCs was carried out to eliminate spleen erythrocytes and granulocytes. Mononuclear cells separated by gradient centrifugation at a concentration of 5×106cells/mL were restimulated with 10µg/ mL of rHBsAg for 12 or 24h. RNA was extracted and purified using the ReliaPrep™ RNA Miniprep Systems kit (Promega), and genomic DNA was eliminated with the same kit. The cDNA was synthetized using the Maxima First Strand cDNA Synthesis kit (Thermo Fisher Scientific Inc.). To check the optimal concentration of cDNA per sample, a qPCR for GAPDH was previously performed at different dilutions. Data from three mice per group were normalized to the internal control GAPDH, and ΔΔCt was calculated using as a baseline the control data from mice immunized with PBS 1× and restimulated invitro with rHBsAg. These data were averaged, and relative quantification (RQ) was calculated. statistical analysis Results are presented as Mean±SD. Statistical comparisons were made by the Mann–Whitney U test for invivo experiments and T test for invitro experiments. The accepted level of significance was a p value<0.05. ethical issues Institutional ethics approval to work with human samples from healthy donors was obtained from the Ethics Committee for Clinical Research (Xunta de Galicia, Spain, 2013/272). All participants included in the study gave their written informed consent. All protocols developed with mice were adapted from the guidelines of the Spanish regulations (Royal Decree 53/2013) regarding the use of animals in scientific research and under the approval of the Ethical Committee of the University of Vigo. resUlTs anD DiscUssiOn Development and characterization of Polymeric ncs The method selected for the preparation of the nanostructures was the solvent displacement technique previously described by our research group (16). The procedure is based on the nanoprecipitation of the lipid components upon the diffusion of a polar solvent into an aqueous phase, where the cationic polymer interacts with the oily nanodroplet cores, thus forming a polymeric coating that surrounds the oily core. Polycationic NCs made of CS (11, 14), PARG (17) and PR (12) with different oil/surfactant ratios were previously developed by our research group. In this work, the type and the ratio of the lipidic constituents were adjusted to develop nanocarriers with the identical oily core composition but varying the polymeric surface coatings. As a result, three different NC formulations and the corresponding negatively charged NE were developed (Table 1). As expected, the three NC formulations had a positive zeta potential and their size varied depending on the nature of the polymer shell. PR and PARG NCs presented zeta potential values close to +30mV, whereas the value for CS NCs was higher (+47mV), probably due to the presence of a larger number of positive groups on their surface. With respect to the particle size, PR or PARG NCs had similar sizes, within the range 250–300nm, and a low PDI (0.2 and 0.1, respectively). By contrast, CS NCs had a larger size and higher PDI (456±2; 0.3). This result can be explained by the different entanglement of the tensioactive agents (PEG-stearate and sodium cholate) with the cationic polymers at the interface of the oily cores. In fact, CS NCs with reduced sizes could also be produced by adjusting the surfactant composition (11). loading of rhBsag antigen Onto the ncs Based on the results obtained in the different cellular studies, PR and PARG NCs were selected for loading with rHBsAg. The incorporation of the antigen into the nanostructure surface was attributed to electrostatic forces occurring between the cationic polypeptide of the polymer coating and the negatively charged antigen (−20mV), as well as to hydrophobic interactions between the antigen and the tensioactive molecules. To associate rHBsAg to the NC surface, the antigen solution was incubated with the previously isolated NCs (11). The mass ratio selected was 4:1 (theoretical concentration of the cationic polymer adsorbed into FigUre 1 | Complement activation of human plasma induced by the nanostructures. Different concentrations of the prototypes were tested by Western blot: 10, 100, and 1,000µg/mL. Phosphate-buffered saline and cobra venom factor (CVF) were selected as negative and positive controls. Abbreviations: NE, nanoemulsion; CS NC, chitosan nanocapsule; PARG NC, polyarginine nanocapsule; PR NC: protamine nanocapsule. Bands corresponding to the C3 protein and C3 split products are indicated. Molecular weight controls are expressed in kilodalton. The lower graph corresponds to the intensity of the lower band (C3 cleaved) normalized to the negative control. The median±SD is represented (n=3). *Significant differences between negative and positive (CVF) controls or nanocapsule treatments. 7 Peleteiro et al. Polymeric NCs for Vaccine Delivery Frontiers in Immunology | www.frontiersin.org April 2018 | Volume 9 | Article 791 the NC surface:rHBsAg). Quantification of the non-associated antigen was performed by ELISA. Both prototypes showed an association efficiency greater than 70% (Table1). Regarding the physicochemical properties of the nanostructures, the association of the antigen to the NC surface led to a size increase and a decrease in the zeta potential. These changes support the presence of the antigen on the NC surface, a location that would theoretically facilitate recognition by antigen-presenting cells (18, 19). activation of the complement cascade The complement system is one of the most important constituents of the innate humoral system. It includes different serum proteins that are activated in cascade upon contact with different stimuli. Three different routes (classic, alternative, and lectins) can activate this system, and the degradation of the C3 is a common step in all of them. The stimulation and the consequent activation of the cascade can promote phagocytosis processes, it can mediate inflammation, and it is involved in the recognition and clearance of pathogens (20). The complement serves as a first line of defense, and it plays an important role in promoting antigen-specific responses by enhancing both B- and T-cell immunity (21). In fact, the bioactivity of alum (the most used adjuvant in vaccines worldwide) is strongly related to its ability to activate the complement cascade (22). Analysis of the C3 degradation by Western blot showed that PR NCs slightly induced the activation of the complement cascade. The highest rate of activation was achieved at the highest concentration tested (1mg/mL of theoretical concentration of protamine), and the degradation rate was double that found in the negative control (Figure 1). This result was confirmed by ELISA using the quantification of the C5a factor levels, which were two times higher in the plasma exposed to the NCs than in the untreated negative control (data not shown). It has been previously reported that the nanoparticle surface composition plays a crucial role in the complement cascade activation: the presence of a high surface density of amino groups in the polymer chain can enhance the interaction with the C3b α-chain (23). PR and PARG are guanidine-rich polymers, and they would be expected to activate the complement cascade. By contrast, the results on the complement activation properties of chitosan reported to date are quite variable (24, 25), probably due to the different types and sources of chitosan on the market. In our case, activation was not observed after contact between this polymer and the complement cascade proteins. FigUre 2 | Effect of the prototypes on the viability of Raw 264.7 cells. Cells were cultured until their exponential phase, and then the nanostructures were added (indicated with an arrow) at different concentrations. IC50 was calculated with RTCA Software 1.2.1. Abbreviations: NE, nanoemulsion; CS NC, chitosan nanocapsule; PR NC, protamine nanocapsule; PARG NC, polyarginine nanocapsule. 8 Peleteiro et al. Polymeric NCs for Vaccine Delivery Frontiers in Immunology | www.frontiersin.org April 2018 | Volume 9 | Article 791 Western blot analysis showed that only PR NCs, and not PARG NCs, were able to achieve significant levels of the C3 split products at the highest concentration tested. This finding suggests that another mechanism, besides the interaction with the C3b α-chain, may be contributing to the activation of the complement cascade. This difference could also be attributed to a higher percentage of adsorption of the PR when compared with the PARG. Further investigation need to be perform to validate this hypothesis. Although little is known about the mechanism of complement activation induced by arginine-rich polymers, it has previously been reported that PR, which is commonly used to neutralize the effect of heparin after cardiopulmonar bypass, can induce complement cascade activation through the classic route when heparin–PR complexes are formed (26). InVitro cell studies Cell Viability Six different concentrations of the nanosystems (from 250 to 7.8µg/mL) were used to evaluate the cell viability. As shown in Figure2, a dose-dependent trend was observed for all formulations. PARG NCs reduced cell viability to a greater extent than the other prototypes, with an IC50 close to 30µg/mL, followed by PR NCs>NE>CS NCs. A major reduction in the cell viability has been previously reported with NCs presenting PARG in the surface composition, being this toxicity reported as dose dependent and influenced by the composition of the nucleus (27). In addition, it has previously been reported that the toxic effect induced by nanoparticles decreases with increasing particle size (28). This may explain why CS NCs are the prototype that reduces less the cell viability. In the case of the NE, this prototype was only able to reduce the cell viability at the higher concentrations tested: the negative charge on the surface may play an important role in the reduction of cell viability (29, 30). Cellular Uptake and ROS Production by Macrophages Fluorescence microscopy and flow cytometry results (Figure3) indicate that all prototypes were efficiently internalized by the cells in a dose-dependent manner. A real-time uptake study using Confocal Laser Scanning Microscopy and the High Content Screening Automation HCS A module was performed by incubating macrophages with fluorescent NCs during 90min. All of the prototypes were quickly internalized, and the fluorescence was detected after 15min from the starting time point of the experiment (Figure4). The fluorescence intensity increased up to the last time point of the experiment. It has been reported in the literature that particulate delivery systems are commonly taken up by phagocytic cells and that this internalization is dependent on particle size, composition, and surface charge (31–33). In general, charged large particles are internalized more rapidly than small neutral particles, with the cationic prototypes being particularly prone to uptake within FigUre 3 | Internalization of the fluorescent nanostructures by Raw 264.7 cells. Left: cells incubated with the fluorescent prototypes (images taken on a fluorescence microscope) at 10 and 50µg/mL. Right: cells analyzed by flow cytometry (a) by histograms (B) by the median of the fluorescence intensity (MFI). Abbreviations: NE, nanoemulsion; CS NC, chitosan nanocapsule; PR NC, protamine nanocapsule; PARG NC, polyarginine nanocapsule. 9 Peleteiro et al. Polymeric NCs for Vaccine Delivery Frontiers in Immunology | www.frontiersin.org April 2018 | Volume 9 | Article 791 charged systems (34). In this study, all the formulations are charged, positively or negatively, and have proven to be efficiently internalized. The charge, regardless of its sign, may have facilitated capture by macrophages: while cationic nanoparticles would have easily interacted with anionic cell surfaces, the internalization of anionic NEs may have occurred through the nonspecific binding of the particles on cationic domains followed by endocytosis (35). It has been described in other polymeric nanomaterials, that once they are internalized in endosomes, they go to lysosome where they are processed. They can induce ROS production, and eventually, trigger the immune response (36–38). In addition, it has been reported that ROS production by the dendritic cells plays an important role in the antigen presentation in that it stimulates the cross-presentation in these cells and therefore it enhances the CD8+ Tlymphocyte responses (39). As a consequence, ROS production in the promyelocytic cell line HL60 was studied as a measure of cell activation after the internalization of these prototypes, where the cell activation was at the same time an indicator of the initiation of the adaptive immune response. The ROS production was studied after cell exposure to nanostructures during 1 or 12h (Figure S3 in Supplementary Material). All the prototypes induced the production of ROS in a dose- and time-dependent manner. It has been previously reported that the induction of ROS by inorganic nanoparticles could be a mechanism for the promotion of cell death (40). However, little is known about ROS production by polymeric nanoparticles as a mechanism of cell defense against infections. Cytokine Profile Evaluation Cytokines are peptides, small proteins, or glycoproteins that play an important regulatory role in several biological processes. They 16 Peleteiro et al. 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